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Scheme of Examination

&

Syllabi

of

MASTER OF BUSINESS ADMINISTRATION (Financial Markets) M B A (FM)
in collaboration with National Stock Exchange

for

Academic Session 2011-2012 Onwards

GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY

GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY
Sector-16 C, Dwarka, Delhi (INDIA).
www.ipu.ac.in

GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY, DELHI
MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA - FM)

Criteria for Internal Assessment
The internal assessment of the students (out of 40 marks) shall be as per the criteria given below: 1. Class Test-I 15 marks

(Will be a written test to be conducted on the date communicated by the University for the Class Test – I, except for the Fourth Semester where the dates will be decided by the concerned institutes/school).

2. Class Test-II* (Individual Term Paper/Written Assignment/Project) 3. Individual Presentation/Viva-Voce/Group Discussion* -

15 marks

10 marks

An objective type online examination, consisting of 60 questions of 100 marks for the following papers will be conducted by NSE. The duration of the examination will be 120 minutes. Negative marking is 25% of the marks for wrong attempted question. The marks awarded by NSE will be converted by GGSIPU for award of credits / grades for these papers.

FIRST SEMESTER
Course Code MS (FM) 103 MS (FM) 111 MS (FM) 104 Course Title Introduction to Financial Markets and Mutual Funds Capital Market Operations Investment Analysis and Portfolio Management

SECOND SEMESTER
Course Code MS (FM) 104 MS (FM) 110 MS (FM) 114 Course Title Investment Analysis and Portfolio Management Commodity Markets Introduction to Derivatives- Equity and Currency

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THIRD SEMESTER
Course Code MS (FM) 203 MS (FM) 205 MS (FM) 207
LIST OF ELECTIVES

Course Title Equity Derivatives Market Operations Regulatory Framework in Security Market Technical Analysis

I.

Financial Advisory Services

II.

MS (FM) 209 - Interest Rate Derivatives MS (FM) 211 - Management of Life Insurance MS (FM) 213 - Debt Market MS (FM) 215 – Merchant Banking

Corporate Valuation Services

MS (FM) 217 - Mathematical Finance MS (FM) 219 - Equity Research MS (FM) 221 - Investment Banking MS (FM) 223 – Financial Valuation and Modeling

FOURTH SEMESTER
Course Code MS (FM) 206 Course Title Surveillance in Stock Exchanges

LIST OF ELECTIVES I Financial Advisory Services MS (FM) 210 – Depository Operations MS (FM) 212 – Advanced Technical Analysis II Corporate Valuation Services MS (FM) 216 - Options Trading Strategies MS (FM) 218 - Financial Journalism

Record to be maintained by faculty and made available to the examination branch of the University, if required.

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DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . MS (FM) 101 MS (FM) 103 MS (FM) 105 MS (FM) 107 MS (FM) 109 MS (FM) 111 MS (FM) 113 MS (FM) 151 Paper Management Process & Organizational Behaviour Introduction to Financial Markets and Mutual Funds # Managerial Economics Accounting for Management Information Technology Management Capital Market Operations # Financial Management Information Technology Management Lab Total # EXAMINATION WOULD BE CONDUCTED BY NSE L T/P Credits 4 4 4 4 3 4 4 27 2 2 4 4 4 4 3 4 4 1 28 4 .GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY.FM) FIRST SEMESTER Code No.

FM) SECOND SEMESTER Code No. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . MS (FM) 102 MS (FM) 104 MS (FM) 106 MS (FM) 108 MS (FM) 110 MS (FM) 112 MS (FM) 114 MS (FM) 116 Paper Management of Technology.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Innovation and Change Investment Analysis and Portfolio Management # Marketing Management Business Research Commodity Markets # Human Resources Management Introduction to Derivatives.Equity and Currency # Managerial Skills Development –I (NUES*) Total # EXAMINATION WOULD BE CONDUCTED BY NSE L T/P Credits 4 4 4 4 4 4 4 2 30 4 4 4 4 4 4 4 2 30 5 .

FM) THIRD SEMESTER Code No. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . 2. MS (FM) 201 MS (FM) 203 MS (FM) 205 MS (FM) 207 Summer Training Project Paper L T/P Credits 4 4 4 4 3 3 3 3 3 27 4 4 4 3 3 3 3 3 31 Equity Derivatives Market Operations # Regulatory Framework in Security Market # Technical Analysis # Elective – I Elective – II Elective – III Elective – IV Elective – V Total Note: 1.Debt Market # MS (FM) 215 – Merchant Banking # Corporate Valuation Services MS (FM) 217 .GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY.Equity Research # MS (FM) 221 .Investment Banking # MS (FM) 223 – Financial Valuation and Modeling # # EXAMINATION WOULD BE CONDUCTED BY NSE 6 . Three elective papers must be taken in the third semester and two elective papers in the fourth semester from the area selected for major specialization. MS (FM) 209 . Five papers must be taken for the major area and three papers for the minor area of specialization.Management of Life Insurance # MS (FM) 213 . Financial Advisory Services II. All students must specialize in one major and one minor area.Mathematical Finance # MS (FM) 219 . LIST OF ELECTIVES I.Interest Rate Derivatives # MS (FM) 211 .

GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Paper L T/P Credits 3 3 3 3 3 3 18 6 3 3 3 3 3 3 24 Note: Syllabus for the Fourth Semester papers shall be completed by March 31 every year and for the remaining period the students LIST OF ELECTIVES I Financial Advisory Services MS (FM) 210 – Depository Operations # MS (FM) 212 – Advanced Technical Analysis # MS (FM) 214 – Mergers.Financial Journalism # MS (FM) 220 . MS (FM) 202 MS (FM) 204 MS (FM) 206 MS (FM) 208 Project Dissertation Behavioral Finance Surveillance in Stock Exchanges # Tax Planning and Management Elective – I Elective – II Elective – III Total shall continue to work on the assigned project. 7 . Acquisitions and Corporate Restructuring Corporate Valuation Services MS (FM) 216 .International Financial Management II # EXAMINATION WOULD BE CONDUCTED BY NSE Total Credits = 113 To obtain the degree a student shall require 104 Credits.Options Trading Strategies # MS (FM) 218 .FM) FOURTH SEMESTER Code No.

FIRST SEMESTER 8 .

FM) Management Process & Organisational Behaviour Course Code: MS (FM) 101 L . Managerial Skills. R. Sanghi. (2008). and Baron. T. & Gardner.A. Emotions. Understanding and Managing Organizational Behaviour 5th Edition. Management by Objectives 2. Sharma. Credits . Text Books: 1. 2. (14 Hours) Fundamentals of Organizational Behaviour Introduction and meaning.4. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS) (MBA . Models of OB. Stress and Its Management. Problem Solving and decision making. Power. G. J. Reference Books: 1. Organizational Culture and Climate. Organizational Structure and Design. Values.. 4. Pearson Education. Management 6TH Ed. Pearson Education.Robbins.G. OB Trends. Controlling Process and Techniques. Green Berg.F. Cengage Learning. Individual Behaviour and Process in Organization Individual determinants of OB: Perception.. (2006). Politics. Leadership Theories and Styles.L. Managerial Ethics.R.L. J. M. 3. Transactional Analysis.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. & Jones.Stoner.4 Objectives: This course is designed to expose the students to fundamental concepts of management. Emergence of OB as a discipline. Pierce. Personality. R.. (2010). S (2009).. Tasks and Responsibilities of a Professional Manager Planning Types and Process. J. Von Glinow. George. Mcshane. Introduction to Management Meaning and Nature of Management. Organizational Change and Development. Edward Freeman Daniel R Gilbert Jr. James A. (2009). R. Judge. Prentice Hall of India. Behaviour in Organization. S. Interpersonal Behaviour and Relations. Management and Organizational Behavior. D. Managerial Communication.. S. 2. Functions of Management. M. Conflict and Negotiation. (14 Hours) (14 Hours) 3.A. 9 . its processes and behavioural dynamics in organizations.. (14 Hours) Group Behaviour and Process in Organization Group Dynamics and Work Teams. Motivation. Organizational Behaviour. PrenticeHall of India.A. Organizational Behaviour.P. Learning.R. Tata McGraw Hill 4. Management Approaches. Course Contents: 1. Attitudes and Job Satisfaction.

options.FM) Introduction to Financial Markets and Mutual Funds Course Code : MS (FM) 103 L – 4 Credits .4 Objectives: This course is designed to give the students a basic understanding of the products. Course Contents: 1. Role of regulator – SEBI. debt investment. Investment Basics Need for investment. equity investment. (8 Hours) 2. Capital protection funds. stock trading. Derivatives – types. products in the secondary. players and functioning of financial markets. Primary market. Financial Express etc. CNBC. Risks of investing. Financial Markets: A Beginners’ Module. Depository. stock exchange. watch business channels e. Secondary Market Introduction. fixed maturity plans. (10 Hours) Mutual Fund Products and Features Regulatory body. Dematerialisation of securities. Text Books: 1. NAV. Workbook from NSE 10 . 4. fund offer document. and get updates from websites of SEBI. (16 Hours) Market Simulation Lab Market simulation lab sessions on internet based software to develop basic numeric and keyboarding skills. portfolio churning. Derivative. ET Now etc. Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. regulatory and taxation issues. Mutual fund. exchange traded funds (ETF) and gold ETFs.GURU GOBINDSINGH INDRAPRASTHA UNIVERSITY. Process of raising capital from foreign countries. Equity. features. Procedure for buying shares through IPO. entry/exit load. capital gains having direct relevance for investment / trading in stock market and mutual funds. NDTV Profit. (12 Hours) 3. Workbook from NSE 2. commodity derivatives and financial derivatives. Different type of mutual fund products. benefits. debt mutual fund schemes. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Investment alternatives. Securities. Process of investment in securities.. gilt funds etc.. An introduction to Income tax. NSE etc. Liquid Funds – Salient features. Analysis and Taxation Regulations governing equity market and mutual funds. types. particularly the capital market and mutual funds.g. Introduction to techniques of analysis in stock market and mutual funds like ratio analysis. Mutual Fund: A Beginners’ Module. Debt Funds . Securities market. Depositories.Salient features. (10 Hours) Regulation.

6th edition. Saunders. 11 . Siddaiah. 2. Financial Markets and Institutions. Pearson Education. Khan. Tata McGraw Hill. Gurusamy. Tata McGraw Hill. Tata McGraw Hill. Financial Markets and Institutions. Thummuluri. 4. Indian Financial Systems. Financial Services. 3rd edition.Reference Books: 1. 3. 1st edition. 3 rd edition.

Demand Analysis and Theory of Production: Demand Function. Isoquants. Optimal Combination of Inputs.Nash Equilibrium. Prisoner’s Dilemma – Price and Non-price Competition. (14 Hours) 4. Truett Lila J. Determinants of Demand. Economies of Scale and Economies of Scope. The course will also look at recent developments in business in the context of economic theory. Fundamentals of Managerial Economics. Introduction: Nature. McGraw Hill Co. C. Opportunity cost Principle. Managerial Economics in a Global Economy. 1st edition. Economic Growth and Development. S.4 Credits – 4 Objective: The course is aimed at building a perspective necessary for the application of modern economic concepts. Atmanand (2008). Theories. Cris. 2nd Edition. Applications of Demand Analysis in Managerial Decision Making.FM) Managerial Economics Course Code: MS (FM) 105 L . Christopher R Thomas & S Charles Maurice (2008). Problems. (14 Hours) 2. Pearson 12 . Managerial Economics. Cardinal and Ordinal Approaches to Consumer Behaviour: Equi-marginal principle. D.. Excel Books. (14 Hours) 3. Determinants of Economic Development. tools and techniques in evaluating business decisions taken by a firm. Reference Books: 1.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Monopolistic Competition and Oligopoly. (2008). Market Structures: Price-Output decisions under Perfect Competition. Demand Estimation and Forecasting. Course Contents: 1. Monopoly. 6th Edition. Salvatore. Strategic Behaviour of Firms and Game Theory:. Inflation: meaning. Short Run and Long Run Production Analysis. Managerial Economics. precepts. Theory of Production: Production Function. John Wiley & Sons. Elasticity of Demand. 8th Editon. Managerial Economics. H. 9th edition.. Incremental Concept. Petersen.(2006). Oxford University Press. Indifference curve Analysis. Mark (2009).K. Scope and Significance of Managerial Economics. 9th edition. Truett. Dale B. Hirschey. Cengage Learning. 4. and Control measures. Recent Developments in Indian Economy. Theory of Cost and Market Structures: Traditional and Modern Theory of Cost in Short and Long Runs. (14 Hours) Text Books: 1. Methods of Measurement of National Income. Applications in Managerial Decision Making. Law of Diminishing Marginal Utility. Managerial Economics: Analysis. Revenue curves. 2. Lila (2006). 2. 3. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . L W and Jain. Role of Managerial Economics in Decision Making. Cases. Introduction to Macro Economics: Nature and Importance. and Truett J. Production Possibility Curve. its Relationship with other Disciplines.

Classification of Budget. Accounting concepts. (2004). Preparation of Cost Sheet. Contents of Corporate Annual Reports with Annexures. Maximum Level. Cost Accounting. Iitner(2009).K. Fixed and Flexible Budgets. 6th Edition. Performance Evaluation Techniques: Introduction to Budgeting and Budgetary Control. Course Contents: 1. Manufacturing Account. Colin.Y. Decision Making Techniques: Cost Volume Profit Analysis. Management Accounting for Decision Making and Control. The course also familiarize the students with the basic cost and management accounting concepts and their applications in managerial decision making. Over and under Absorption. Edition 5. Accounting for Management. Vikas Publishing House. EVA. Reference Books 1. Labour Cost Accounting. Pearson Education. 3. Introduction to Activity Base Costing. (2008). M. Preparation of Trial Balance. Nature of Accounting Information: Scope and Nature of Accounting.A Managerial Emphasis. 10th Editon. Perpetual Inventory Control. Sultan Chand & Sons. 2nd Edition. Cost Accounting. Datar. Overhead Cost Allocations. Horngren. Profit and Loss Account. ABC Analysis. Target Costing. Management and Cost Accounting. Tata Mc Graw Hill. Classification of Capital and Revenue. Balanced Scorecard. Operating Costing. 13th Edition. Minimum Level. Fixed Assets and Depreciation Accounting. Cost Accounting: Objectives. Trading Account. Reconciliation of Financial and Cost Accounting (14 Hours) 3. Accounting Cycle. Subsidiary Books. EOQ. 13 .4 GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Setting of Reorder Level. Rajan. Life Cycle Costing. Profit Planning. Responsibility Accounting. Maheshwari. Principles & Standards. Zero Based Budgeting.Jain (2010).Khan and P.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Management Accounting. (14 Hours) 4. N. (14 Hours) 2. Arora.N (2009). Financial Leverage. Uniform Costing. Performance Budgeting. 2. 2. Material Cost Accounting. Balance Sheet (with adjustments). Ledger Posting. Duray. Preparation of Final Accounts. (14 Hours) Text Books: 1. Cengage Learning. M. DELHI Objectives: The course aims at enabling students to understand the basic accounting principles and techniques of preparing & presenting the accounts for users of accounting information. Journalisation.FM) Accounting for Management Course Code: MS (FM) 107 L-4 Credits . Remuneration and Incentive Schemes. Foster. Classification of Cost. Standard Costing and Variance Analysis. Inventory Valuation. S. Job and Contract Costing. Rectification of Error.. Operating Leverage and Combined Leverage.

E. The Institute of Cost and Works accountant of India.4. American Accounting Association. And Underdown B. Glautier. M. Periodicals 1. Accounting Theory and Practice. (2010). Financial Times / Pearson. The Chartered Accountant 3. The Management Accountant 14 . Institute of Chartered Accountant of India.W. The Accounting Review 2.

Inter-networking devices. World Wide Web.FM) Information Technology Management Course Code: MS (FM) 109 L – 3 P-0 Credits . 4th Edition. Integrity Constraints. Types of datacommunication Networks. Fundamentals of Information Technology.Functions of Operating Systems. Brady and Ellen F Monk (2007). Physical components of Information systems. Intranets and Extranets. Number Systems and Arithmetic: Decimal. K. Excel Books. Fourth Annual Edition. Output Technologies. The Internet.ITL Education Solutions (2009). James Wetherbe (2006). Types of Data Models. Information and Knowledge concepts. Course Contents: 1. Primary Network Topologies. Computer Memory and Mass Storage Devices.Turban Efraim. Computer Applications in Management. (2009). 4. Services provided by Internet. Introduction to Information Technology. 4. Octal and Hexadecimal Number Systems. Operating Systems. Computer Hierarchy. 2nd Edition.CPU. John Wiley and Sons.Deepak Bharihoke. Network Architectures-The OSI Model.03 Objectives: The primary objective of this course is to familiarize the student with basic concepts of information technology and their applications to business processes. Intranet and Extranets: Operation of the Internet. Multiprogramming and Real time Systems). Decision making process. Problem Solving Cases in Microsoft and Excel. Binary Arithmetic. (14 Hours) Functional and Enterprise Systems: Data. Introduction to information technology. (06 Hours) Computer Software: Application and System Software. Concepts of computer networks. 3. DBMS: Traditional File concepts and Environment. 3. Programming Languages and their Classification. Communications Media. Data Analysis using Spreadsheets.Joseph A. 2. Assemblers. (14 Hours) Data communication and Networks: Concepts of data communication. ER Modeling. Anmol Publications. Types of Operating Systems (Batch Processing. Basic Logic Gates. Binary.Turban. Creating Web Pages using HTML. Multitasking. Classification of Information systems. Compilers and Interpreters. 3rd Edition. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Ephraim McLean. Rainer and Potter (2006). Wiley India. Thomson Learning. Reference Books 1. Computer Hardware and Number System: . Text Books: 1. Input Technologies. 2. Information Technology for Management – Transforming organizations in the digital economy.Saini A. Overview of Security Issues in Information Technology.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY.and Pradeep Kumar (2003). (8 Hours) 2. Pearson Education. Process of Software Development. Database Management Systems Concepts. SQL queries. 15 .

Securities Contracts (Regulation) Act. Money Laundering Act. Derivatives market.4 Credits – 4 Objectives: This course is designed to help the students in understanding the capital market trading. 1992. market phases. 2002. 1956. products and participants. limited physical market.(MBA . 1992. Demat and Electronic transfer of securities. Market segments. SEBI (Prohibition of Insider Trading) Regulations. NDTV Profit. CNBC. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS). Risks in settlement. Indian Securities Market – An Overview Introduction. 1996. Primary market. Securities settlement. file transfer protocol. NSE membership . Securities and Exchange Board of India Act. (12 Hours) Market Simulation Lab Market simulation lab sessions on internet based software to develop keyboarding skills for cash market. NSE etc. broker-clients relationship. trading. trading mechanism. 16 . time value of money and equity research. code of ethics etc. 1956. International securities. Financial Express etc. RETDEBT market (RDM). 2003.stock brokers. Course Contents: 1. Corporate hierarchy. Clearing software – data and reports download. ET Now etc. Risk containment measures. Market types. watch business channels e. (8 Hours) Trading Introduction. order management. (12 Hours) 2. 1992. Funds settlement. (12 Hours) Clearing and Settlement Introduction. The Depositories Act. Indian Contract Act. and get updates from websites of SEBI. 1872. Text Books: 1. trade management. Workbook from NSE. sub-brokers. The students will also learn the eligibility criteria for membership of NSE. The Companies Act.g.. corporate and government securities market. Investor protection fund. Securities Contracts (Regulation) Rules. Settlement process. 1957. Income Tax Act. Shortages handling. key terminologies. identification number. settlement and risk management processes of NSE. research. auction. important regulatory aspects and valuation concepts. 3. (12 Hours) Legal Framework and Fundamental Valuation Concept Introduction to various Acts governing securities Market . Fundamental Valuation Concepts . Settlement agencies. Transaction cycle. local databases. information downloaded to trading members and internet broking. clearing. SEBI (Stock Brokers & Sub-Brokers) Regulations.FM) Capital Market Operations Course Code: MS (FM) 111 L . 4. reforms.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Capital Market (Dealers) Module. Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Markets) Regulations. understanding financial statements.Elementary statistical concepts. NEAT system. 1961. Secondary market.

Quest Publications. Reference Books: 1. Prasanna. 17 . 2. 2nd edition. Moorad. ED Madhusoodanan. Gurusamy. 4. (2009). Tata McGraw Hill. (2009). (2002). Capital Markets. Investment Analysis. Tata McGraw Hill. (2008). Prentice Hall. Indian Capital Markets. J N. 3. Dhankhar. Capital Market Instruments..2. Chandra. Skylark Publications. Indian Capital Market in Operation. (2009). 3rd edition. Choudhry.

GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY, DELHI
MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)- (MBA - FM)

Financial Management
Course Code: MS (FM) 113 L-4 Credit-4

Objectives: The course is aimed at building an understanding of concepts, vital tools and techniques applicable for financial decision making by a business firm. Course Contents: 1. Nature and Scope of Financial Management; Financial Objectives; Impact of Financial and Economical Environment on Financial Management; Time Value of Money including Pension Funds, Computation of EMI, Annuity, Annuity Due. Funds Flow Analysis; Cash Flow Statement and its Interpretation (AS-3), Financial Statement Analysis, Ratio Analysis, Time Series, Common Size Statements, Du Pont Analysis. (14 Hours) Planning for Sources of Finance (Domestic and International); Capital Structure; Net Income Approach; Net Operating Income Approach; Traditional Approach and MM Approach, Cost of Capital; EBIT – EPS Analysis, Capital Gearing/Debt-Equity Ratio, Generation of Internal Funds. (14 Hours) Retained Earning Vs. Dividend Decision; Gordon Model; Walter Model; MM Approach; Lintner Model; Planning of Funds through Management of Assets - Fixed and Current: Sustainable Growth Rate. Working Capital Management; Management of Cash (Various Theoretical Models), Inventories (Including Risk Analysis) and Receivables; Operating Cycle. (14 Hours) Capital Budgeting - Conventional and DCF Methods; Inflation and Capital Budgeting; Risk Analysis and Capital Budgeting-Certainty Equivalent Factor; Risk Adjusted Discounting Rate; Decision Tree; Independent and Dependent Risk Analysis; Replacement Decisions, Sensitivity Analysis, Basic International Capital Budgeting. (14 Hours)

2.

3.

4.

Note: Use of MS-Excel Functions and Formulas should be promoted amongst students for all topics given in the syllabus.

Text Books: 1. Khan, M. Y. and Jain P. K. (2007). Financial Management, Text, Problems & Cases, 5th Edition, Tata McGraw Hill Company, New Delhi. 2. Maheshwari, S.N.(2009)., Financial Management – Principles & Practice, 13th Edition, Sultan Chand & Sons. Reference Books 1. Van Horne, James, C (2002), Principles of Financial Management, Pearson Education. 2. Prasanna, Chandra (2007), Financial Management: Theory and Practice, 7th Edition, Tata McGraw Hill.
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3. Sheeba Kapil(2010), Financial Management, Pearson Education. 4. Brigham. Eugene F. and Houston. Joel F.(2006). Fundamentals of Financial Management, 10th Edition, Cengage Learning.

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GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY, DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS) - (MBA - FM)
Information Technology Management Lab
Course Code: MS (FM) 151 L – 0 P-2 Credits - 01

Lab will be based on Paper MS (FM) 109 and will basically cover the following: Operating System Commands, Basic HTML Tags, SQL Queries, MS- Word, MS-Excel and Power point.

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SECOND SEMESTER 21 .

Lateral Thinking. Competitive Advantage from change. India. Managing Technological Innovation. Michael L and Philip Anderson (2004). Innovation Strategies and Models. innovation and change at the firm’s level and also at the national level.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Systems and People. Elsevier Science. Larisa V. John (2007). (16 Hours) 2. Creative and Lateral Thinking Management: Thinking. Technology Management : Understanding Technology and its Relationship with Wealth of Nations and Firms Specific Knowledge. Creative Thinking.S. “Technology Information Forecasting & Assessment Council” (TIFAC) Telecommunication: Technology Vision 2020. Narayanan. Concurrent Engineering. Innovation Management. Forces. Diagnosing Organizational Capability to Change-strategy. Frederick Betz (2003). Permagon. New Delhi. (1997). 2nd Edition. (10 Hours) Text Books: 1. . Oxford University Press. Innovations Management: Invention vs. India 2020: A vision for the New Millenium. USA. (1990). 4.FM) Management of Technology. Hossein Bidgoli (2010). Managing Lateral Thinking. Inc. Technology Acquisition and Absorption. DeBono. The International Handbook of Innovation. Product Innovation. Technological Intelligence and Forecasting. (14 Hours) 4. Reference Books: 1. Tushman. Second Edition. V K. Managing Transformations. Shavinina(2003). Building Culture and climate for Change: Role of Leadership. Kogan Page India Private Limited. Managing Technology and Innovation for Competitive Advantage. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . 2. Supporting Documents/Readings: 1. Importance. First Edition. Abdul Kalam. Structure. John Wiley & Sons. Global Trends in Technology Management. Types of Change. The Handbook of Technology Management (3 Volume Set). 2. 22 . Wiley. Edward (1990). (2001). Adair. Penguin Books. Innovation. 2. TIFAC. Innovation and Change Course Code: MS 102 L-4 Credits-4 Objectives: This course is designed to help students to understand the importance of managing technology. Problem Solving. Process Innovation. Pearson Education. Technology Exports / Joint venture Abroad. 3. Course Contents: 1. Leadership for Innovation. Penguin Books. 3. Change Management: Understanding the Nature. (16 Hours) 3. APJ and Rajan Y. Managing Strategic Innovation and Change. Technology Life Cycles.

23 . Strategic Management of Technological Innovation. Melissa A. Special Indian Edition. Schilling (2008). Tata McGraw Hill.4.

CMIE Prowess etc.. various financial ratios. Investment management through investment in companies.Market efficiency. (2010). Pension funds. Security Analysis and Portfolio Management. Treynor ratio.g.. Certificates of deposit. basic principles. Mutual funds. (12 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Portfolio variance . and get updates from websites of SEBI. Capital Market Efficiency and Modern Portfolio Theory Capital market efficiency . (12 Hours) 4. Money market instruments. Index funds. Entry/exit loads and fees. Valuation of common stocks. Donald E. Alternatives for investment. behaviour.4 Objectives: This course is designed to give the students a practical orientation towards the principles of investment. watch business channels e. Weak-form market efficiency. Fischer.time value of money. (12 Hours) 3. T-bills. Ronald J. Jordan. Course Contents: 1. pricing. Commercial paper. Financial Express etc. Balance sheet.general case. Modern portfolio theory . Income statement (profit & loss). Investment Products Investment goals. Investment Analysis and Portfolio Management Module.Forwards and futures. Portfolio Management Portfolio management. Investors and market. (8 Hours) 2. banks. Endowment funds. Equity market. Estimation of Beta and multifactor models. Mean-variance. bonds. Semi-strong market efficiency.Analysis of financial statements. Pricing of call and put options and Black-Scholes formula. Departures from the EMH. Valuation of derivatives . Mutual funds. 24 . NSE etc. Bond market. liquidity. Assessing portfolio management. Investment horizons and taxation. Money market. Insurance (life and nonlife). (12 Hours) Market Simulation Lab Market simulation lab sessions on fundamental analysis software such as Capitaline. Strong market efficiency. Cash flow statement. bond pricing bond yields. Jensen measure or (portfolio alpha). Workbook from NSE. Equilibrium module: Capital asset pricing model. Fixed income securities .FM) Investment Analysis and Portfolio Management Course Code: MS (FM) 104 L-4 Credits . Pearson Education. Repos and reverses. Sharpe ratio. interest rates.Diversification and portfolio risks.. ET Now etc. CNBC. Costs.Guru Gobind Singh Indraprastha University. NDTV Profit. Text Books: 1. coupon yield. 2. valuation and portfolio management. Treasury notes (T-notes) and T-bonds. Delhi MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Financial Analysis and Valuation of Derivatives Financial analysis and valuation .

(2009). S. (2006). Pearson Education. Investment Analysis and Portfolio Management.Reference Books: 1. (2006). Prasanna. Prentice Hall of India. 3. Tata McGraw Hill. Chandra. Khatri. 25 .Kevin. 4. Ranganatham M. Investment management and Security Analysis. Macmillan. Security Analysis and Portfolio Management.. Investment Analysis and Portfolio Management. 2. (2008).

4 Credits – 4 Objectives: The course aims at making students understand concepts. Keller.. Ramaswamy.S and Namakumari. Consumer and Organization Buyer Behavior. Rural Marketing. B.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Product and Pricing Decisions: Product Concept. Marketing Management. Fourth Edition. Emerging Trends and Issues in Marketing: Consumerism.L. 12 th Edition. Pricing Decisions: Determinants of Price. New Delhi Reference Books 1. (2009) Marketing Management: Global Perspective Indian Context. Introduction to Marketing : Meaning and Scope of Marketing. Ltd. Koshy. Walker. Saxena. and Jha. Marketing Management Process-an overview. Channel Design. Online Marketing. Types of Products. Demand Measurement. Principles of Marketing. New Delhi. (12 Hours) Text Books: 1. New Delhi 2. Selection and Management of Intermediaries. W. Brand Management. Rajan (2009). (14 Hours) 4.. Distribution Channel DecisionsTypes and Functions of Intermediaries. Targeting and Positioning. Boone and David L. S. Green Marketing. Pricing Process. Product Life Cycle.. Marketing Philosophies. Kurtz (2007). Direct Marketing. Publicity and Sales Promotion. New Product Development Process. 3. Louis E.P. Tata McGrawHill. Tata McGraw Hill Education Pvt. 13th Edition. Macmillan Publishers India Ltd. processes and techniques of managing the marketing operations of a firm. and Pandit. Course Contents: 1. Pearson Education. Market Segmentation. (14 Hours) 3. A (2009) Marketing Management. K. Etzel.Personal Selling. 2. Concept of Marketing Mix. Promotion ToolsAdvertising. (2009). Major Product Decisions. V. Kotler. Cengage Learning. M. Marketing Management: A South Asian Perspective. 26 . New Delhi... M. Promotion and Distribution Decisions: Communication Process. 4th Edition. A. Policies and Strategies. (16 Hours) 2. Stanton. DELHI MASTER OF BUSINESS ADMINISTRATION (MBA) Marketing Management Course Code: MS 106 L . Social Marketing. Understanding Marketing Environment. philosophies. Product Levels.

. and O. Cengage Learning. New Delhi.4. 27 . Implementation and Control. Ferrell (2010). William. M.C. Pride. Marketing Planning.

replicated cross-sectional design. non-experimental and quasi-experimental study designs. Steps in the research process. cross-over comparative experimental design. (14 Hours) 4. Writing a research proposal. qualitative. establishing operational definitions. cluster analysis. concurrent and predictive. interval.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. 4th edition. Ethical issues in data collection. Pearson Education.4 Objectives: The course aims at equipping students with an understanding of the research process. (16 Hours) * Working Knowledge of Statistical Package such as SPSS/Systat/ SAS etc may be provided to the Students. Introduction to hypothesis testing. Textbooks: 1. Attitudinal scales – Likert. types of hypotheses. Sampling frame. Thurstone. Primary data collection instruments. Identifying variables – defining concepts. Types of sampling – probability. Guttman scales. Types of measurement scales – nominal. Course Contents: 1. coding and tabulating. correlational. Sampling – concepts. Data editing. Definition and applications of business research. Writing a research report. Reliability of research instruments – external and internal consistency procedures. functions. Wiley. Validity of research instruments – face and content. 2. exploratory. 2. Reviewing of literature. Uma Sekaran (2010) Research Methods for Business. Donald Cooper and PS Schindler (2009) Business Research Methods. Advanced data analysis techniques – basic concepts of discriminant analysis. (12 Hours) 2. quantitative. experimental. Study designs – based on number of contacts.FM) Business Research Course Code: MS (FM) 108 L-4 Credits . principles. Reference Books: 1. tools and techniques in order to facilitate managerial decision making. factor analysis. action research. mixed sampling designs. ordinal. non-probability. Types of research – descriptive. Naresh Malhotra and S Dash (2009) Marketing Research. characteristics. Tata McGraw Hill. 9th edition. variables. multi-dimensional scaling and conjoint analysis. Pearson Prentice Hall. 28 . based on reference period. (14 Hours) 3. Ranjit Kumar (2009) Research Methodology. 1st edition. ratio. Robert Stine and D Foster (2010) Statistics for Business. Methods of data collection – primary and secondary sources. Displaying data. 3. Constructing hypotheses – functions. construct validity. 5th edition. Research design – definition. explanatory. indicators. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Pearson Education. 2nd edition. Formulating a research problem – identifying objectives. Sample size determination.

7th edition. 29 . Richard Levin and DS Rubin (2009) Statistics for Management. Pearson Education.4.

products. Regulatory Framework of Commodity Derivatives Rules governing Commodity Derivatives Exchanges. (10 Hours) Application of Commodity Futures Instruments available for trading . pricing mechanism etc. Margining at NCDEX and Standard Portfolio Analysis of Risk (SPAN). Introduction to futures and options. Clearing and Settlement Trading . (NSPOT). risk management. 30 . 3. financial derivatives.g. Commodities Market Module. participants and functions. Clearing and settlement . difference between commodity and financial derivatives. Investor grievances and Arbitration. (12 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. clearing and settlement operations using NCDEX platform. 1st edition. Payoff for F&O.Futures trading system. Chatnani. Financial Express etc. products. Entities in the trading system. ET Now etc. exchange membership.FM) Commodity Markets Course Code: MS (FM) 110 L . clearing and settlement system and commodities traded on the NCDEX platform. (12 Hours) Trading. Implications of Sales Tax. The NCDEX platform – Structure. Evolution of commodity exchanges..Investment assets versus consumption assets. Workbook from NSE 2. Using commodity futures for hedging. Risk management. Value Added Tax (VAT) and obligations. Commodity Markets. NSE etc. Pricing commodity futures . Charges. global commodity derivatives exchanges. Tata McGraw Hill. Settlement.4 Credits – 4 Objectives: This course is designed to help the students in understanding of commodities market. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . using futures versus options. They will be able to understand the trading. (2010). 4. (10 Hours) Market Simulation Lab Market simulation lab sessions on internet based software to develop trading skills for commodity market. latest developments. Hedge limits.Clearing.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Text Books: 1. Course Contents 1. and get updates from websites of SEBI. Margins for trading in futures. CNBC. Introduction to Commodity Derivatives Introduction to derivatives. watch business channels e.Forward contracts. Parameters. NDTV Profit. Commodity futures trading cycle. Speculation and arbitrage. derivatives markets. (12 Hours) 2. Futures basis. Order types and trading. Participants.NCDEX Spot Exchange Ltd. Cost of carry model. Students will also learn regulatory framework and taxation aspects. Electronic Spot Exchange .

John. (2007). 4.Reference Books: 1. 31 . John Wiley & Sons. (2001). (2001). Hirschey. Kleinman. Commodity Derivatives. 2nd (revised. Prentice Hall. 3. Macmillan India Ltd. Indian Institute of Banking & Finance. George. 1st edition. Tata McGraw Hill. Commodity Futures & Options. Investments: Analysis and Behaviour. 2. illustrated edition). (2010). Stephens. Managing Commodity Risk.

(18 Hours) 4. R W (2005). Incentives and Employee Benefits. HRM Competencies: Roles of HR Generalists and HR Specialists. Expanding the Talent Pool: Recruitment. & Gowan M. HRM Models (In India and Abroad). Lepak. Training & Development. Ergonomic Considerations and Flexible Work Schedules. Armstrong. Armstrong’s Handbook of Human Resource Practice. Managing Protean Careers. Contemporary Issues in HR – Strategic Human Resource Management. Human Resource Management. Selection. Competitive Challenges and HRM: Technological Changes. HRM an Introduction. Processes. (14 Hours) 2. and Human Resource Accounting. Objectives. (10 Hours) 3. (14 Hours) Text Books 1. methods and techniques and issues involved in managing human resource so as to facilitate employing. M. Job Design: Behavioral Concerns. Human Resource Information Systems. Strategy and Workforce Planning: Strategic Planning and HR Planning: Linking the Processes. Processes and Methods. International Human Resource Management Creating High Performing HR Systems: Wellness Programs and Work Life Balance and Green HRM. Cengage Learning 32 . Nature. Credits -4 Objectives: This Course will aid the students in having a clear understanding about the concepts. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Pearson Education. Cengage Learning(India Edition). Importance and Evolution of HRM. Career Development Initiatives. Career Management: Developing Talent Overtime.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Course Content 1. Tata Mc Graw Hill 4. (2009). 2. Workforce Diversity. Ivancevich (2009). Dessler et al (2008). Methods and Techniques of Forecasting the Demand and Supply of Manpower. D. Snell et al (2010). Health and Social Security Measures. Human Resource Management. Denisi. Job Analysis. Human Resource Audit. (2009). Job Evaluation. Scope. Griffin. Moonlighting Phenomenon etc. maintaining and promoting a motivated force in an organization. Human Resource Management. Introduction to Human Resource Management: Concept of HRM. Kogan Page 2. Managing Compensation. Reference Books 1. Appraising and Improving Performance: Performance Appraisal Programs. Pearson Education. Computing Turnover and Absenteeism. Roles and Responsibilities of HR managers.4. Human Resource Management. A S.FM) Human Resource Management Course Code: MS (FM) 112 L . 3. Managing Labor Relations: An Overview. Functions. Employee Empowerment.

Trading Options – Option payouts. (12 Hours) Introduction to Currency Markets Introduction to Currency markets. Financial Express etc.Categories. Eligibility and criteria.R. client broker relationship. (10 Hours) Market Simulation Lab Market simulation lab sessions on internet based software to develop trading skills for derivative market. Tata McGraw-Hill Publishing Company Ltd.g. Option strategies. Hedging. NDTV Profit. Currency futures. Workbook from NSE Reference Books: 1.Pay-off of futures. Strategies using currency futures. Derivatives as a risk management tool. accounting and taxation. and Bagri. 2. Futures and Options. Clearing entities and Settlement mechanism. ET Now etc. Derivatives trading on NSE – using daily newspapers to track F&O. B. Equity Derivatives: A Beginner’s Module. Factors affecting option prices.. (12 Hours) Trading. Clearing. trading system. Course Contents: 1. (2009). Text Books: 1. Workbook from NSE 2. settlement of F&O. NSE's currency derivatives segment. Call options. products and their applications as a risk management tool using different trading strategies on stock exchanges. Put options.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. (10 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. 9th edition. and get updates from websites of SEBI. Placing orders. Clearing. Basics of Equity Derivatives Introduction. Currency Derivatives: A Beginner’s Module. Exchange rates. Factors affecting currency market. settlement.. 33 . watch business channels e. Settlement and Risk Management in Currency Futures NSE membership . N. 4. NSE etc. Theoretical models for future pricing. (12 Hours) Trading Futures and Options on Stock Exchanges Trading Futures. Risk management system through margins of different kinds. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Futures contract specifications. Applications of derivatives.FM) Course code: MS (FM) 114 Introduction to Derivatives – Equity and Currency L-4 Credits: 4 Objectives: This course is designed to help the students in understanding the concepts of equity and currency derivatives. Vohra. Speculation. Arbitrage. Determination of option prices. Meaning of derivatives. CNBC. 3.D.

Red Head. 4. Derivatives and Risk Management. (2010). Tata McGraw Hill. (2010). 3. Futures And Options. Prentice Hall of India. Tata McGraw Hill. Vohra. Financial Derivatives: An Introduction to Futures. Forward. Options.2. Varma. 2nd edition. (2007). 34 . 1st edition.

Preparing Press Notes. Course Contents: 1 2 3.I (Non University Examination) Course Code: MS (FM) 116 L-2 Credit -2 Objectives: This course will focus on overall Personality Development of students by enhancing their communication skills. (07 Hours) 4. Strengthening Oral Communication: Role Playing. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Captions. (07 Hours) (07 Hours) Strengthening Written Communication: Case Studies. Framing Advertisements. shaping their attitudes and behaviours and ultimately preparing them for Corporate roles. Slogans.FM) Managerial Skill Development . Debates and Quiz. Exercises on Corporate Writing. Strengthening Oral Communication: Presentations and Extempore. Creative Writing. (07 Hours) Group Discussion and Mock Interviews.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Poster Making. 35 .

THIRD SEMESTER 36 .

etc. Ability to develop a healthy long term relationship with client 6. Outstanding Good Satisfactory Unsatisfactory A B C D 1. His/her ability and willingness to put in hard work 14. the ability to instill trust. Ability to relate theoretical learning to the practical training 7. Documentation skills 11.SUMMER TRAINING APPRAISAL Student’s Name: Programme: ANNEXURE A You are requested to provide your opinion on the following parameters. 2. Creativity and ability to innovate with respect to work methods & procedures 8. Assessor’s Overall rating Assessor’s Name: Designation: Organization name and address: Email id: Contact No: 37 . Ability to take initiative 5. Acceptability (patience.) 13. Ability to work in a team 4. Communication Skills : Oral / Written / Listening skills 3. Sense of Responsibility 12. Presentations skills 10. Ability to grasp new ideas and knowledge 9. In what ways do you consider the student to be valuable to the organization? Consider the student’s value in term of: (a) Qualification (b) Skills and abilities (c) Activities/ Roles performed 15. Technical knowledge gathered about the industry and the job he/she was involved. Punctuality Any other comments_____________________________________________________. pleasing manners.

The supervisor in the organization under whose guidance the summer training is carried out will be required to grade the student’s report in the format prescribed by the university (Annexure – A).FM) Summer Training Project Course Code: MS (FM) 201 L-0 Credits-4 All the students will submit their Summer Training Reports (in duplicate) within a period of one month in the concerned institute/school. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . 38 . The internal faculty guide will be required to evaluate (out of 40 marks) on the basis of the assessment report provided by the organization where the Summer Training has been completed and his/her own assessment about the work done by the student. The evaluation of the remaining 60 marks shall be made by external examiner appointed by the University who shall evaluate the report on the basis of presentation and the assessment report received from the organization where student has undergone Summer Training. Each student will be attached with one internal faculty guide. with whom they shall be in continuous touch during the training period.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. this period shall be counted from the last date of completion of their Summer Training.

Numerical illustration of applications of stock futures. settlement and risk management of equity derivatives in addition to the regulatory. watch business channels e. Clearing and Settlement Futures and options trading system. Adjustments for Corporate actions.Clearing entities. (12 Hours) 3. Risk management. Criteria for stocks. Clearing mechanism. 1992. CNBC. Greek letters. Introduction to Derivatives Derivatives . Options payoffs. 4. ET Now etc. application. Pricing of options contracts . Introduction to Futures. Students will also learn the process involved in trading. Index eligibility for trading. and get updates from websites of SEBI. Comparison between futures and options. Futures contracts. clearing.g.Option terminology. economic significance. hedging and arbitraging.Forward contracts. application of options. participants and economic functions. accounting and taxation issues. terminologies.types. Accounting for Futures.. Options contracts. NSE etc.FM) Equity Derivatives Market Operations Course Code: MS (FM) 203 L-4 Credits-4 Objectives: This course is designed to help the students in understanding the basics of the derivatives market products in speculating. history. Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Applications of Futures and Options Understanding Beta. Futures and Options market instruments. (8 Hours) 2. 1956. Charges. (12 Hours) Regulatory Framework and Accounting Securities Contracts (Regulation) Act.variables affecting option pricing. Mechanism and applications . Understanding interest rates and stock indices . Financial Express etc. (12 Hours) Trading. Settlement procedure. Taxation of derivative transaction in securities.Indices construction. Clearing and settlement . Securities and Exchange Board of India Act. Course Contents: 1.GURU GOBINDSINGH INDRAPRASTHA UNIVERSITY. Regulation for Derivatives trading. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Trader workstation. Margining system. Black Scholes Merton model for option pricing (BSO). pricing. mechanism and pricing . NDTV Profit. Accounting for options. Text Books: 39 . (12 Hours) Market Simulation Lab Market simulation lab sessions on internet based software to develop trading skills in futures and options. Pricing.

B. 1st edition. Workbook from NSE. 2. Pearson Educations Publishers. 7th edition. 9th edition.1. Hull C. Hull C. John Wiley & Sons. N. Futures and Options. Overhaus Marcus.Theory and Application. Pearson Educations. Futures and Other Derivatives. Equity Derivative . Reference Books: 1. Derivative Market (Dealers) Module. 3. (2009). Futures and Other Derivatives.D. John. 2.R. Bansal. (2009). Options. 7th edition. Options. 4. (2008). Tata McGraw Hill. (2010). Sankarshan (2010). John. Tata McGraw-Hill. Basu. Derivatives and Financial Innovations. Vohra. 40 . and Bagri.

Registration of trading and clearing members. (14 Hours) 2. Taxman Publications. SEBI and MoF circulars as enforced from time to time. Allotment and Issue of Shares. in 2 Vols 15th Edition. 1993. Depositories Act. Regulations. Compliance with SEBI(DIP) guidelines for raising funds through public issue (14 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. (14 Hours) 4. 3rd Ed. Workbook from NSE 2. (2008). Capital Issues. SCRA. Box 2. (2003). 1996 – Definitions.NSE. SEBI (Portfolio Managers) Regulations. Manual of SEBI Act. Management and Administration. Winding up. Vision Books. Guidelines. 3. Circulars. Indian Securities Market: A Guide for Foreign and Domestic Investors. CNBC. 4. SEBI Rules and Regulations SEBI (Ombudsman) Regulations. 2009. NSE rules. Participants. Enquiry and Inspection. Companies Act. Penalties and Procedures. Course Contents: 1. 2. 2003. SEBI Regulations Act. ET Now etc. SEBI (Underwriters) Regulations. LexisNexis Publications. Registration of stock brokers and sub brokers. regulations and bye-laws. 1952.Incorporation of a Company. (14 Hours) 3. Listing of Securities. 1993. Regulations and Bye-laws Definitions. Penalty. NDTV Profit. Compliance with the provision of listing agreement. and get updates from websites of SEBI. watch business channels e. Circulars. 41 . Financial Express etc. Regulatory Framework in Security Market.g. Guide to SEBI. DELHI Objectives: This course is designed to help the students in understanding the legal environment in which the financial market operates. regulations and bye-laws.. Compliance with book building guidelines for raising funds through public issue.. NSCCL rules. 13th Ed.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Inspection and procedure for action in case of default. Text Books: 1. Rules. Share Capital and Debentures. 1996 Companies Act 1956 . Shekhar Publications. NSCCL. Circulars. SEBI Rules and Regulations SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations. Rights of Obligations of Depositories. SEBI (Prohibition of Insider Trading) Regulations. Bharat Publication. Rules. Rules. Reference Books: 1. Tadashi. 2003. (2009). Prospectus. General obligations and responsibilities. 1956. 1956 and Depositories Act. Issuers and Beneficial owners. Regulations and Bye-laws . SEBI Manual in 2 Vols with Free CD. 1992. Debentures & Listing in 2 Vols. Endo. Ramaiya Guide to Companies Act. Securities Contract Act.FM) Regulatory Framework in Securities Market Course Code: MS (FM) 205 L-4 Credits-4 GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. 4 Vols. NSE etc. 17th Edition. 1956 – Definitions.

Advanced Gate etc. Financial Express etc. Course Contents: 1.g.Support and resistance. Vision Book. and get updates from websites of SEBI. uses of stop loss. shooting star. ET Now etc. commodity and currency market. Text Books: 1. Head and shoulders..GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Day trading. (12 Hours) Market Simulation Lab Market simulation lab sessions to use technical analysis software such as Metastock. Edwards. 42 . hanging man. Bollinger bands. Candlestick charts analysis with one two and three candles like hammer. Strategies for day trading. (8 Hours) 4 Risk Management. techniques. bearish and bullish harami. 3. Rules to stop losing money. NSE etc. MFI. Charts. 9 edition. NDTV Profit.FM) Technical Analysis Course Code: MS (FM) 207 L-4 Credits:4 Objectives: This course is designed to help the students to develop the practical skills for utilizing tools and techniques of technical analysis for timing the investment and trading decisions in stock. CNBC. (12 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Importance of discipline in trading. Advantages of day trading. (2009). qualities of successful traders. Workbook from NSE 2. Trading Psychology and Trading Strategies Risk Management – Need. Momentum trading strategies. Risks associated with trading. RSI. Pattern Study . Dow theory. Robert D. Technical Analysis of Stock Trends. Choosing the right market to trade. Other Investments (8 Hours) Major Theories in TA Dow Theory and Eliot Wave Theory 2. 2009. MACD. Introduction to Technical Analysis Technical analysis. Moving Averages. do's and don'ts in trading. watch business channels e. Basic assumptions. (16 Hours) Major Indicators and Oscillators Stochastics. Williams %R. Technical Analysis. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Strengths and Weakness. golden rules of traders. Double top and double bottom and Gap theory.

3. 8th edition. (2010). Martin J. 1st edition.Reference Books: 1. Tata McGraw Hill. (2010). Investments: Analysis and Behaviour. Fundamentals of Investment Management. Technical Analysis Explained. 43 . McGraw Hill 2. Hirt. Tata McGraw Hill.. 4 edition. 1st edition. Futures And Options. Parameswaran. 4. Tata McGraw Hill. Hirschey. (2002). (2009). Pring.

A. NSE etc. 3. settlement and risk management.Hedging. 3. options. exchange trades contracts. key terminologies. Derivatives and Risk Management. conversion factor.g. Interest rate futures in India . concept of yield. (11 Hours) Basic concepts of Interest Rate Futures (IRF) Key concepts in IRF . speculation and arbitrage strategies. product features.Notional bond usage as underlying. Derivatives And Financial Innovations. (2010). Tata McGraw Hill. Sunil K. (2008). Sundaram. watch business channels e. Interest Rate and Time Value for Money. Bansal. interest rate swap. 1st edition. trading. futures. 2.FM) Interest Rate Derivatives Course Code: MS (FM) 209 L-3 Credits – 3 Objectives: This course is designed to help the students in understanding the concept of money market and interest rate derivatives as a risk management tool. Reference Books: 1. Text Books: 1. duration. Parameswaran. 2.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. government bonds – characteristics. Financial Express etc. (10 Hours) Application of Interest Rate Futures (IRF) Applications of IRF .OTC derivatives. Course Contents: 1.. 1st edition. Rajwade. (2010). 4. (2007). Parameshwaran. Workbook from NSE 2. relationship between bond price and interest rate. Handbook of Debt Securities and Interest Rate Derivatives. invoice price. Pearson Education. 44 .contract specifications. Janakiramanan. Money Markets and Government Bonds Interest rates and time value of money. money and fixed income markets. forwards. PVBP and other bond terminology. (10 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. NDTV Profit. Futures And Options. (11 Hours) Interest Rate Derivatives Interest rate derivatives . ET Now etc. Tata McGraw Hill 4. Interest Rate Derivatives: A Beginner’s Module. repo rate. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS) (MBA . V. (2009). bond basis. 1 st edition. cheapest to deliver bond. and get updates from websites of SEBI. Tata McGraw Hill. Tata McGraw Hill. CNBC.

IRDA guidelines.FM) Course Code: MS (FM) 211 Management of Life Insurance L-3 Credits-3 Objectives: This course is designed to help the students in understanding the fundamental principles of life insurance. different risks. how to become an agent. 1938. products. 1999. (11 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. charges.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. riders. Principles of Life Insurance. Income tax Act. Fundamentals of Life Insurance: Theories and Applications. convertible plans. and get updates from websites of SEBI. Married Women’s Property Act 1874 and Micro Insurance.. Maturity claims. Life insurance contracts. Underwriting Basic element. survival benefit payments. financial and data for underwriting. grace. group insurance. MWP act policies. actuarial valuation and bonus. (2009). insurable interest. watch business channels e. surrenders and loans. underwriting. age. extra premiums. Life Insurance workbook from Insurance Institute of India (IC33) 2. NAV. risk net and pure premium. FPR. RPR. Policy Conditions – introduction. office. paid up value.g. ULIPS and traditional insurance. ET Now etc. reinsurance. level. rules and regulations governing life insurance business Course Contents: 1. popular plans. purpose. Consumer Protection Act. Agents role. option of fund. Text Books: 1. Financial Express etc. Insurance Products. premium. loadings. NSE etc. role of insurance in economic development. prospectus. extended term insurance. principle of indemnity. Insurance Documents. endorsements. proposal forms. revival. remuneration. regulations. flexibility. premium. children plans. nomination. SSS policies. features. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . advantages. agents role. Underwriting . Premium. procedure. annuities. Mishra. laps and non-forfeiture. IRDA Act. restriction. lock in. alteration. (11 Hours) 3. accident and disability benefits. NDTV Profit. keeping policy in force. calculation of age.Classification of risks. renewal and bonus notice. Policy document. personal statement. Premium and Bonuses Introduction to Insurance. Life Insurance Products. annuities and pensions. trustee. Industrial Assurance Plans. foreclosure. 1986. need. CNBC. underwriting by agent. agency as profession etc. (10 Hours) 4. Policy Conditions and Claims Introduction. LIC Act 1956. Prentice Hall of India 45 . with and without profit policies. indisputability. Agency and Regulations Linked policy. Insurance Act. assignment. life fund. recent trends. variable insurance plans. (10 Hours) 2. non medical underwriting. death claim.

Sadhak. Risk Management & Insurance. and Garg. 4. Bodla. 3..C.. McGraw Hill Education 46 . (2007). Karampal. H. Sage Publishers. and William C Jr. (2007). M. Insurance Management Principles & Practices. Sultan Chand & Sons. Arthur C. (2005). 2. Harrington. Challenges and Strategic Perspective. Niehaus. Life Insurance in India: Opportunities. (2009). Risk Management and Insurance. Deep & Deep Publications.Reference Books: 1.

Trading in Wholesale Debt Market (WDM) Call money markets. Indian debt markets: profile. Suryanarayan. Michael. CNBC. alternative methodologies to estimate the yield curve. Debt Market. swaps and guidelines. Tata McGraw Hill. Frank.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Elsevier. Text Books: 1. SEBI (Issue and Listing of Debt Securities) Regulations 2008 and Market Practices and Procedures (10 Hours) 4. The Future of India’s Debt Market. Financial Express etc. Indian Financial Markets. Thomas. Ajay. state government bonds. NSE ZCYC (Nelson Seigel Model). trading mechanism in the NSE-WDM. (11 Hours) 2. Workbook from NSE. Bhardwaj. Introduction to Debt Market Debt instruments: fundamental features. 3. Sushan and Gorham. (11 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. and get updates from websites of SEBI. (10 Hours) 3. yield curve and term structure of interest rates – bootstrapping. 2nd edition . Gautam. Fixed Income Securities. USA 47 . Shah. John Wiley & Sons 4. Fabozzi. Tata McGraw Hill. Reference Books: 1. fixed income derivatives – interest rate futures. Dun and Bradstreet. FIMMDA-NSE Debt Market (Basic) Module. t-bills. 2. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . (2004). regulatory and procedural aspects and concepts in valuation of bonds. (2008). trading on the NSE-WDM Segment. NDTV Profit. Valuation of Bonds Valuation of bonds. repos.g. NSE etc. (2008). central government securities: bonds. ICFAI Publication Press. Regulatory Framework G-Sec Act 2006. Fixed Income Analysis Workbook. Course Contents: 1. 2. duration. (2002). (2008).. bond market indices and benchmarks. watch business channels e. corporate debt: bonds. ET Now etc.FM) Course Code : MS (FM) 213 Debt Market L-3 Credits – 3 Objectives: This course is designed to help the students in understanding the fundamental features of debt instruments. commercial paper & certificate of deposits.

g. 4. Machiraju. J C. Indian Depository Receipts (IDRs). Allotment of shares. Finalizing the appointments with . Bankers. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Principles and Practice. H R. (2007). Foreign currency convertible bonds (9 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. ET Now etc. Procedure for issue of Commercial Paper – Credit Rating.manager/advisers. Initial Public Offering (IPO) Initial Public Offering . Tata McGraw Hill Reference Books: 1. Advertising agency. 3rd edition. Bharath Publishing House. functions. Loan syndication and Corporate counseling. (2009). Post-issue merchant banking activities – Issue subscription. SEBI Guidelines on QIP. (11 Hours) 4. Introduction to Merchant Banking Introduction to Merchant banking. Merchant Banking. need. Global Depository Receipts (GDRs).Issuance Process. Pricing the issue. Text Books: 1. 48 . SEBI Guidelines in Drafting the Offer Document. SEBI guidelines for IPO eligibility. Gurusamy. Issue of DRs. Issue of Bond and Debentures Procedure for Issue of Bond and Debentures. Allotment. 4th edition. Workbook from NSE 2. CNBC. Gurusamy.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Brokers. NSE etc. (2009). Merchant banking services . IPO grading. New Age International 3. Periodical reports to SEBI. Importance. ADRs and CPs Types and Process of Issuing of Depository Receipts (DRs) . NDTV Profit. Course Contents: 1.American Depository Receipts (ADRs).3 Objectives: This course is designed to help the students in acquiring necessary knowledge and skills for bringing public issue through merchant bankers. Listing agreement. (2006). Merchant Banking & Financial Services. Tata McGraw Hill. action as per SEBI guide lines. Drafting and approval of prospectus. Role of registrar. Relevant provisions of Companies Act and SEBI Guidelines. (11 Hours) 2. Financial Express etc. and get updates from websites of SEBI. Merchant Banking. Indian Depository Receipts (IDRs) and Guidelines. A Manual of Merchant Banking.Project counseling. S. watch business channels e. Refunds. Underwriters. European Depository Receipts (EDRs).FM) Course Code: MS (FM) 215 Merchant Banking L-3 Credits. ADR structure and norms. Pre and Post launch activities in IPO. Draft Red Herring Prospectus (DRHP).Obtaining stock exchange approvals.1st edition . Verma. Redemption process.. Book building process. Pre-issue merchant banking activities . Rights and Bond Issues (11 Hours) 3. New Delhi 2. Merchant Banking And Financial Services.

discrete and continuous random variables. immunization. NSE etc. diversification. hedging. security market line. Ross. Mathematical Finance. stock index futures. (10 Hours) 4. An Elementary Introduction to Mathematical Finance. Springer Science 2. CNBC. independence. Monte Carlo Simulation. ET Now etc. Course Contents: 1. random variables . one fund theorem.. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . (11 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Financial Express etc. straddles. currency futures. portfolio mean return and variance. Mathematical finance: theory. internal rate of return. 49 . covariance. Valuation Models for Financial Derivatives Black Scholes Model . (2005). implementation. butterflies.interest.capital market line. binomial.FM) Course Code: MS (FM) 217 Mathematical Finance L–3 Credits: 3 Objectives: This course is designed to help the students in understanding the application of mathematical concepts in fundamental analysis of equity market. present and future value. Fixed income securities .2nd Edition. Workbook from NSE 2. Capital asset pricing model . Sampling . data fitting. (10 Hours) 2. modeling. Put-call parity. Elliot. analogy with BOPM. Robert J. John Wiley and Sons Reference Books: 1. Option Spreads . watch business channels e. Markowitz model. Random cash flows .Forward and futures prices and values. The press Syndicate of the University of Cambrige. 1. large sample approximations. betas of stocks and portfolios. term structure of interest rates.Factors influencing options premium.Spreads. NDTV Profit. (11 Hours) 3. Value at Risk(VaR) . (2003).GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. duration. pricing of American options.asset return. Options .sample mean and variance. portfolio return.bonds. Mathematical Tools Basic probability.g. Multivariate distributions conditional probability and distributions. Christian (2007). Binomial option pricing model (BOPM).Modelling of stock prices. delta hedging. and get updates from websites of SEBI. normal. two fund theorem. use of CAPM in investment analysis and as a pricing formula. and lognormal variables. feasible set. prices and yields. hedging parameters – “The Greeks”. Mathematics of Financial Markets . expectation and variance. Fries. Portfolio Design Cash flows . random returns.Estimating VaR by linear and quadratic models. Pricing of Financial Derivatives Forwards and Futures . dynamic hedging. CAPM. conditional expectation. portfolio diagram. and strangles. 2nd Edition. Text Books: 1.

Neftci.3. Mark (2003). Joshi. Second Edition by. (2000). An Introduction to the Mathematics of Financial Derivatives. 50 . Salih. The Concepts and Practice of Mathematical Finance. Cambridge University Press. Academic Press Advanced Finance 4.

format structure and content. concept of intrinsic value. NDTV Profit. preferred stock. analysis of financial statements. Gross domestic product. Reference Books: 1. Michael Porters five forces model. share models. stocks and industry classification. types of research. general analysis of company. valuation and portfolio management. interest rates. CMIE Prowess etc. SWOT analysis. discount rate. weighted average cost. watch business channels e. CAPM approach. foreign direct investment. multiplier approach to share valuation. DELHI 4 Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Time value of money. time value of shares. CNBC. (2010). credit policies. (10 Hours) 3 Valuation of Stocks and Firms Valuation concepts. Tata McGraw Hill. and Economic Analysis Overview.g. 2nd edition. characteristics of industry analysis. (8 Hours) Report Writing and Presentation Equity Research Report Writing – Information memorandum. discounted cash flow approach. quality-price matrix. source of information and its validity. (8 Hours) GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Jim. NSE etc. Company analysis . risk return trade off. types of risks. risk and return. SWOT analysis. Workbook from NSE. 51 . Financial Express etc. Company analysis – financial. Industry and Company Analysis Industry analysis.. quantitative and qualitative aspects. expert / legal opinion. future and present value. Introduction to Equity Research. Kelleher. Solvency and Valuation Ratios and leverage analysis. regression analysis. discounted cash flow corporate valuation model. Equity Research Module. measurement. FIIs. Course Contents: 1. cost of equity. Text Books: 1. market participants. inflation. Gurusamy. ET Now etc. Ratio analysis – Activity. life cycle of an industry. Economic analysis .Non financial aspect. the management. independent appraisal of management information.FM) Equity Research Course Code: MS (FM) 219 L-3 Credits-3 Objectives: This course is designed to give the students a practical orientation towards the principles of investment. cost of debt. Beta. Capital Markets. relative corporate valuation model. desk research. McGraw Hill.Economic indicators. (2010). Valuation of firms. cost of preferred stock. (8 Hours) Market Simulation Lab Market simulation lab sessions on fundamental analysis software such as Capitaline.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . 2. (8 Hours) 2. advantages and disadvantages of relative valuation. Equity Valuation for Analysts and Investors. pricing. and get updates from websites of SEBI. role of an analyst.

Ecademy Press 4. 3. Dun and Bradstreet. Tata McGraw Hill. 1st edition. (2008). (2010). illustrated. McGraw Hill 52 . Elcock. Valentine. How to Get an Equity Research Analyst Job.2. Equity Research and Valuation. Best Practices for Equity Research Analysts. James (2011). Gillian D.

Subramanyam. initial public offerings (IPO’s). Financial Express etc. Tata McGraw Hill. Derek and Jarvis.g. operational and legal. Tom. (2010). 8th edition. Life Cycle of Trends Life cycle of trends . liquidity. Lott. Analysis & Cases. Tata McGraw Hill. watch business channels e. evolution of corporate governance. Investment Banking. Risk Management and Corporate Governance Risk management in investment banking. Bodie & Mohanty. NSE etc. Vault Inc. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . corporate finance. Workbook from NSE 2. Investment Banking Services Financial advisory. CNBC. Investment Banking. Loosvelt. products. foreign exchange. capital raising.a trade: from the front to the back office. (2007). (11 Hours) 2. services for the individual as well as corporate while managing the risks. market. project finance. 5th edition. mergers and acquisitions. Vault Career Guide to Investment Banking. 2006. Wise. 3. 3 rd edition.capital markets. risks arising from trades – credit. Asset management Asset management . (2008). (2010). asset allocation.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Reference Books: 1.FM) Course Code: MS (FM) 221 Investment Banking L-3 Credits: 3 Objectives: This course is designed to help the students in understanding the role and responsibilities of an Investment Banker. 53 . and get updates from websites of SEBI. ET Now etc.traditional banking roles. traditional separation commercial and investment banking. Gurusamy. Overview of commercial vs. Insiders Guide 4. Investments. William. Investment banking . (10 Hours) 4. John (2006).. NDTV Profit. McGraw-Hill 2. Merchant Banking And Financial Services. (10 Hours) 3. equities. Text Books: 1. Investment Banking: Concepts. debt. recent global regulatory developments (11 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Course Contents: 1.

pivot table. CNBC. CIMA publishing Publication 54 . Reference Books: 1. building the template. NDTV Profit. Financial Express etc. Pearson Education. key ratios. deriving free cash flow. logical. Chart. diagram. producing an equity valuation. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Cash Ratios and Non Cash Valuations Cash Ratio . Formulas and macros.alternative theories – bonds and arbitrage pricing theory. Functions . building cases and sensitivity analysis . Alastair (2008).FM) Course Code: MS (FM) 223 Financial Valuation and Modeling L-3. EV/Sales. Day. What if analysis. Financial Valuation and Modeling. forecasting various schedules and financial statement. Peer groups.looking at the probabilistic analysis of the best and worst case scenario. picture.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. scenario. (11 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Fundamentals EV/EBITDA. Mastering Financial Modelling in Microsoft Excel: A practitioner's guide to applied corporate finance. Workbook from NSE 2. Financial Modeling Basic Concepts Introduction. Forecasting Methods and Initial Valuations Review of forecasting methods.Basic commands. (2005). various approaches to valuation. asset and equity betas. identifying and forecasting key drivers. auto format. background. (11 Hours) 2. Non Cash Flow Valuations Accounting methods. filter. (10 Hours) 3. Cost of capital and initial valuation . date.math’s.Structured model with a menu & accounting statements. Components of a financial model. Credits-3 Objectives: This course is designed to help the students learn the application of MS-Excel in the financial modeling. ET Now etc. style. relationship between company and financial strategy. capital asset pricing model constituents. 2nd edition. pivot chart. problem solver tool. text and financial. Calculating key financial ratios. methods of adding terminal value. advanced filter. watch business channels e. (10 Hours) 4. Text Books: 1. Practical Financial Modelling a guide to current practice.g. mathematical derivation. sort. comparison to existing share price. conditional formatting. Excel as a tool in Financial Modeling Excel concepts . financial ratios and company analysis. Advanced functions of MS-Excel as a tool in financial modeling. Course Contents: 1. linkages and modeling problems. Market-based methods – EPS and multiples. Deriving an international cash flow.. look up. building the supporting schedules. filling in the historical data. NSE etc. identifying assumptions and drivers. goal seek. Dividend discount models. 2nd edition. Jonathan Swan. and get updates from websites of SEBI.

New York: McGraw-Hill. Scott (2009). 4. 3. The Complete Guide to Option Pricing Formulas. 55 . Haug. 2nd Edition. Building Financial Models with Microsoft Excel: A Guide for Business Professionals. Espen (2006). Wiley. Prentice Hall of India. Proctor. Financial Engineering: A Complete Guide to Financial Innovation. Marshall & Bansal. (2008).2.

FOURTH SEMESTER 56 .

if any The student shall be required to submit progress reports as per the schedule to be announced by the School/Institutions for assessment by the project guide. 57 .(MBA . DELHI Project Dissertation Course Code: MS 202 Credits-06 Every student will be assigned a project topic at the end of the second semester and it will be pursued by him/her under the supervision of an internal supervisor. The internal assessment shall be done on the basis of a presentation by the student as per the assessment schedule to be decided and announced by the School/Institution. The dissertation shall be evaluated by External and Internal Examiners separately from out of 60 and 40 marks respectively.FM) GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS). The dissertation along with soft copy will be submitted by the students in their respective institutions. if any • Literature Review • Research Methodology • Data Analysis • Findings and Conclusions • Recommendations • Bibliography • Appendices – to include questionnaire. The format of the report is given below: • Executive Summary • Introduction • Objective of the Research Undertaken • Hypothesis. The external assessment shall be done on the basis of Viva Voce and the report.

(2000). Hersh. Rationality to psychology. Mental accounting (10 Hours) 3. (2002). Small firm effect. Social forces selfishness or altruism. Excessive volatility. Prospect theory. Inefficient Markets: An Introduction to Behavioral Finance. (2000). Behavioural explanation for anomalies. Richard H. Monitor. Cases of Enron. Reference Books: 1. Foundation of Behavioural finance. Heuristic and Biases. The Psychology of Finance: Understanding the Behavioural Dynamics of Markets. Text Books: 1. (1993). Gamblers’ fallacy (12 Hours) 4. Beyond the Random Walk: A Guide to Stock Market Anomalies and LowRisk Investing. Excessive risk taking. Momentum Vs Reversal. Loss aversion. Satyam. Reasoned emotions. James. Tvede. Group psychology on Board. (10 Hours) 58 . Shefrin. Russell Sage Foundation 2. Singhal. Oxford University Press. Vijay. Conformity. Lars. (2002). 1. Contrarian investing. Expected utility. Shleifer. Conflict of interest. Beyond Greed and Fear: Understanding Behavioral Finance and the Psychology of Investing. Noise trader risk in financial market. Weily 2. Attitude to risk. Resistance to recognising failure. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Agency theory. Over confidence. Overreaction and optimism (10 Hours) 2. 3. Emotion and reasoning. 4. Andrei. Oxford University Press. Traders brain. Challenges to market efficiency.FM) Behavioural Finance Course Code: MS (FM) 204 L . Investor behaviour. Oxford University Press. Behavioural Finance: Insights into Irrational Minds and Markets. Advances in Behavioral Finance. Thaler.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Harvard Business School Press.03 Objectives: The course covers details of rational and other behavioural aspects of market participants which influence the return from market to investors.03 Credits .

ET Now etc. watch business channels e. (2010). (12 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. The Indian Financial System: Markets. SEBI (Prohibition of Insider Trading) Regulations. 3rd edition. Asset/capital adequacy. SEBI (Stock Brokers & Sub-Brokers) Rules. Securities Contracts (Regulation) Rules. Concepts of time value of money and understanding market indices. 2. Surveillance in Stock Exchanges Module. NDTV Profit. reporting to Financial Intelligence Unit-India. They will learn the regulatory aspects of surveillance and good corporate governance. Financial Express etc. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Markets) Regulations. Preliminary Analysis and Investigation Processing of alerts. 1992. Workbook from NSE. basics of cost of capital. 1992. Introduction to Surveillance Importance of Surveillance in Stock exchanges. 2003. Text Books: 1. monitoring of suspicious transactions. (10 Hours) 3. Surveillance and Risk Management Introduction. Settlement guarantee mechanism. Bharati V. 1997. Course Contents: 1. Pathak. fundamental analysis. Saunders. Securities and Exchange Board of India Act. Code of ethics. Risk containment measures. Rumour verification. records maintenance.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Market surveillance mechanism. SEBI (Stock Brokers & Sub-Brokers) Regulations. Institution and Services 3rd edition. Surveillance activities. (10 Hours) 2. NSE etc. . Risk management. Introduction to capital budgeting. (2010). Prevention of Money Laundering Act. Policies and procedures. SEBI (Substantial Acquisition of Shares and Takeovers) Regulations. Rules and Regulations Securities Contracts (Regulation) Act. 1992. Obligations of intermediaries. Unique client code and the requirements. Penal charges and on-line monitoring. and get updates from websites of SEBI. 2002 (PMLA). Introduction to financial statement analysis. Investigation. 1992. 1956. margins.FM) Surveillance in Stock Exchanges Course Code: MS (FM) 206 L-3 Credits-3 Objectives: This course is designed to help the students in understanding the importance of role of surveillance in risk management. CNBC. off-line surveillance. Pearson Education India 59 .g. Reference Books: 1. basics of capital structure. Online surveillance. 1957. Tata McGraw Hill. SEBI Guidelines on Disclosure and Investor Protection (DIP).return and risk.. (10 Hours) 4. Corporate Governance. Basic investment mathematics . Inspection of books and investigation. Financial Markets and Institutions.

Labuszewski. Richard Co. The CME Group Risk Management Handbook: Products and Applications. Leo Melamed. John Wiley and Sons. Schinasi. (2010). John E. (2005). Paul E Peterson. John Wiley and Sons. Frisen.2. International Monetary Fund. 4. Marianne (2008). 3. Garry J. Financial Surveillance. Nyhoff. IMF Multimedia Service Division 60 . Safeguarding Financial Stability. John W.

tax benefits from Life Insurance. SEBI: Norms for Personal Investment. Children Plans 4. Handbook of Corporate Tax Planning. Income Tax on Speculation in Shares. Major Direct Taxes. Risks Associated with Investing in stock market and impact of loss on tax liability. A. Ltd.. taxation of returns from primary market. Income Tax Benefits on Certain Investments. (10 Hours) Taxation of small saving instruments. Major Indirect Taxation. (10 Hours) 3. 2nd edition. Tax Systems: Policy Proposals. Tax Planning of Personal Investments.3 Objectives: The course provides an insight for tax avoidance strategies and means to increase return on investment through suitable tax planning 1. Direct Taxes Law & Practice. V. Taxation of investment in Gold and other commodities Text books : 1. Powers of Central government and State governments to impose taxes. Taxation of real estate (10 Hours) taxation of Public Provident Fund. Bharat Law House. Tata McGraw Hill. R. Singhania. Income Tax on Capital Gains.FM) Tax Planning and Management Course Code: MS (FM) 208 L-3 Credits . (12 Hours) 2. Private Placement of Shares. Allahabad. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Reference Books: 1. Components of Returns and taxes thereon. Ravi. Exemption of Bonds Government securities. & Gupta. K. N. Lakhotia. Joint Life Plans. Direct Taxes: Law and Practices. 2. Wishwa Prakashan. Ahuja. Post Office Savings Schemes. Mohan Rajat. Tax Planning for almost zero taxation. Heads of income.. Taxation of fixed Deposits and other schemes with Banks. Inclusion of Other Persons income. Bharat Law House Pvt. New Delhi. Delhi. Income Tax on Salaries. Bhagwati Prasad. Wealth Tax.K. Income tax Act 1961. Systematic Approach to Income Tax. 2. (2011).GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Impact of variation in Taxes on short term and long term capital gains including impact of inflation.Debentures investment. Types of Insurance Policies. G. Unit Linked Insurance Policies (ULIPs). 61 . Dividend distribution tax. Tax Planning through Investments. Vision Books 3. (2011). Mutual Fund investments and taxation of return. Srinivas E. Tax on Income from House Property. (2011). Taxman. Company Deposits . 4. Equity Investment. (2011). (2011).

62 .

Text Books: 1. ET Now etc. Reference Books: 1. internet initiatives at NSDL. NDTV Profit.FM) Course Code: MS (FM) 210 Depository Operations L-3 Credits: 3 Objectives: This course is designed to help the students to understand the rationale for a depository. USA 63 2. Public Issues. (10 Hours) Special Services from NSDL Pledge and Hypothecation. SEBI SCRA and Depository Act – 1979 (B). Financial Express etc. and get updates from websites of SEBI. trading and settlement. functions of depositories. Dematerialisation. Capital Markets & Overview of NSDL Overview of Capital Markets – Capital market participants. Open Market Operations and Financial Markets. NSDL application software. 1st edition. (6 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Financial Market Operations. Corporate Actions. 3. capital market process.g. Routledge. Intermediaries. Taxmann Allied Services. Overview of NSDL – Key features of depository system. processes and NSDL application software. depositories. 2. governing rules. David G.. 4. watch business channels e. Workbook from NSE. Course Contents: 1. Ravi. . Gaba. legal framework. New York. Goyal. services from NSDL (6 Hours) NSDL Business Partners Business partners of NSDL. NSDL–Depository Operations Module. Vinay K. Mridula. NSE etc. 2. Debt Instruments and Government Securities. (2007). DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS) (MBA . (2006). 6th edition. Jain VK (india) Enterprises 4. Tax Information Network (TIN) (10 Hours) Market Simulation Lab Market simulation lab sessions / field training for opening DMAT Accounts. service standards. difference between bank and NSDL. Instruments. services.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. benefits and safety and charge structure of NSDL (10 Hours) Core Services from NSDL Account opening. Khan. Tata McGraw Hill. Mayes. Alok and Goyal. (2000) Depository Participants. CNBC. transmission and nomination. Warehouse Receipts. Bharat Law House 3. Pullani. Indian Financial Systems. (2009).

the psychology of fear and success. Rediscovery and current use. speculation etc.. qualities and skills required to be successful as a trader. different type of candle stick charts and patterns covering Bullish Reversal. Piercing Line. (10 Hours) Trading Strategies The psychology of technical analysis – crowed behavior. Gravestone Doji. momentum trading. Text Books: 1. (2007). Marubozu etc. Advance Technical Analysis. 2. Fibonacci relationships.) Combining Japanese candlesticks with western technical analysis to get powerful results. Bullish Meeting Lines. Dragonfly Doji. Patent recognition and fractals. and get updates from websites of SEBI. Advanced Gate etc. Trading equity. (6 Hours) Market Simulation Lab Market simulation lab sessions to use technical analysis software such as Metastock. Elliot wave rules and guidelines. Spinning Top. Bullish Doji Star. intraday trading. Elliot Wave Fundamental Concepts. Advanced Technical Analysis Course Contents: 1. Bullish/Bearish Harami. watch business channels e. how to become a disciplined trader. Financial Express etc. Morning Star. NDTV Profit. Poser.g.. bull bear cycle. NSE etc. tools and techniques of technical analysis to become a successful trader. Fibonacci retracement. CNBC. some of the world’s successful traders and techniques adopted by them. 64 . Three White Soldiers.. Bullish Continuation.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Stages. Golden Ratio. (6 Hours) Success as a Trader Importance of discipline in trading. Bearish Continuation and Candlesticks that Reflect Indecision (Hammer. commodity and currency market using advance concepts. commodities. ET Now etc. Inverted Hammer. 3. dominant trend. Fire wave patterns – Wave 1. Three wave pattern (corrective trend) – Wave A to C. Bullish/Bearish Engulfing. currency futures and derivatives. Workbook from NSE.FM) Course Code: MS (FM) 212 L-3 Credits: 3 Objectives: This course is designed to help the students to develop the practical skills in trading stock. (10 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Applying Elliott Wave Theory Profitably John Wiley & Sons. Morning Star. 4. Bearish Reversal. End of the day trading. After Elliot. Ltd. Golden Ratio. Criticism (10 Hours) Japanese Candlestick Charting Techniques Introduction to Japanese Candlestick basic technique. 2. Evening Doji Star. Steven W. Fibonacci sequence. Bullish Abandoned Baby.

and Prechter.J. Wiley Publication. Jr. Prentice Hall Press. Elliott Wave Principle: Key to Market Behavior. 1st Edition. Prentice 3.. The Disciplined Trader. (2008). 65 . Wiley Publication 4. Douglas. A. Japanese Candlestick Charting Technologies. Steve Nison. The Candlestick Course. Robert R. (2003). Mark (1990). Hall Press. 2. (2001). 2nd edition. Frost. Steve Nison.Reference Books: 1.

Market Price etc. Academic Press Advanced Finance Series.FM) Mergers. 4 th edition. Financial Synergy. Synergy. MBO. The fundamental aim of the course is to prepare students to take advantage of the current scenario and understand how mergers. Impact of Variation in Growth of the Firms. Growth Rate. Fred Westan. Pacman.3 Objectives: Liberalized economy has generated many opportunities of combining businesses to create wealth. Text Books: 1. Ramanujan.(2008). India. Himalaya Publishing. Determination of Exchange Ratio. acquisition and corporate restructuring is implemented. Mergers Acquisitions and Other Restructuring Activities. 2. Manju (2010). Operating Synergy. Gupta. Other Motives. Boot Strapping. Depamphilis Donald (2008). Introduction in Mergers. Regulation by SEBI. Mergers and Acquisitions. Types of Mergers.(1999). 3. Provisions of Companies Act. Valuation of a Business. Diversification. Course Contents: 1. LBO. Merger Strategy-Growth. Takeover Code: Scheme of Amalgamation. Bear Hug. Prentice Hall. Post Merger H. 1st Edition. 2. (10 Hours) Methods of Valuation – Cashflow Basis. Defence Against Hostile Takeover. S. DELHI MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS) (MBA . Approval from Court. Kwang and Susan (2006). Financing of Merger. Criteria for Negotiating Friendly Takeover. Joint Venture and Strategic Alliances. Other Economic Motives. Contemporary Issues in Mergers and Acquisitions. 1st Indian Reprint . Gaughan. Tax Motives Financial Evaluation. McGraw Hill. (12 Hours) Legal Aspects of Mergers/ Amalgamation and Acquisition / Labour. 66 . Mergers Acquisitions and Corporate Restructurings. Reference Books: 1. J. and Cultural Issues. Poisson Pill. 4. Wiley India. (10 Hours) 2. Pearson Education. Elsevier Incorporation. Creating Value from Mergers and Acquisitions. Computation of Impact on EPS and Market Price. Mergers: The New Dimensions for Corporate Restructuring. Greenmail.R. 3. (10 Hours) 4. Sundarsanam (2006). Earning Potential Basis. 4 th edition. Hubris Hypothesis of Takeovers. Acquisitions and Corporate Restructuring Course Code: MS (FM) 214 L-3 Credits.GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Patrick A.

67 . The Economist Group. Mergers and Acquisitions Journal. Association for Corporate Growth. 2. The Economist.Periodicals 1.

risks and payoff associated with different strategies. Course Contents: 1. Pearson Educations Publishers. B. Options Trading Strategies Module. Introduction to Options Option terminology. (6 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. Workbook from NSE. (10 Hours) Options Strategies Basic Long call. and Stock Markets. DELHI Options Trading Strategies 2. Futures and Options. Ralph Vince. payoff profile of buyer and seller of long and short asset. 2 nd edition. long and short call butterfly. NDTV Profit. Options. Futures and Other Derivatives. (10 Hours) Options Strategies Intermediate Long and short straddle. Tata McGraw Hill. N.D. (2009). long put and short put. 2. long combo. long put and short put. Guy. protective call and covered put. Covered call.FM) Course Code: MS (FM) 216 L-3 Credits – 3 Objectives: This course is designed to help the students learn about the various option strategies. Parameswaran. Pearson Education 68 . collar GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. NSE etc. Futures and Options.R. 4. 4. Cohen. ET Now etc. (8 Hours) Options Strategies Advance Bull call and put spread. 9th edition. C. 2. 7th edition. options payoffs. long call and short call. Tata McGraw-Hill Publishing Company Ltd. John Wiley and Sons. Financial Express etc. watch business channels e. Vohra. Reference Books: 1. Text Books: 1. and Bagri.g. 3.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . John. (2010). 3. 1st edition. short call. Options Made Easy: Your Guide to Profitable Trading.. (2007). and get updates from websites of SEBI. long and short strangle. Portfolio Management Formulas: Mathematical Trading Methods for the Futures. (2009). synthetic long call. long and short call condor (8 Hours) Market Simulation Lab Market simulation lab sessions on using different strategies for offering trading. Hull. bear call and put spread. CNBC. Options.

Development of Journalism. Covering Labour and Management..g.FM) Course Code: MS (FM) 218 GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. 2. 1st edition. watch business channels e. International Business Reporting.A Critical Introduction. Covering Policy Issues (11 Hours) 3. Taylor and Francis. NDTV Profit. International Organizations (11 Hours) 2. DELHI Financial Journalism L-3 Credits – 3 Objectives: This course is designed to help the students in acquiring skills for financial reporting to print media and for making presentation to stake holders. 2. (1998). Robertson. 4. Hot Topics in Global Economy. Reporting Legal and Ethical Issues Legal and Ethical Environment . ET Now etc. Marie. Accounting and Finance for Journalists. Shipra Publications. Understanding Personal Finance.. Kinsey. Reporting Accounting and Economic Issues Media Management. and get updates from websites of SEBI. (10 Hours) 4. Converting Monetary and Fiscal Policy Issues. Reporting banking and Policy Issues Covering Banking. Principles of good Business Writing. Seema. Chapman. Summer School of Professional Journalism. Workbook from NSE. Economics for Journalists.Legal and Ethical Issues in Business. S K. Financial Journalism. Financial Services. Journalism and Corporate Communication (10 Hours) Note: Students are expected to keep themselves updated with latest developments in the subject from financial dailies like The Economic Times. 69 . Reporting Commodities. Introduction to Financial Journalism Introduction to Business and Economic Journalism.. Tata McGraw Hill. 3. Anmol Publication Pvt. CNBC. NSE etc. Text Books: 1.1st edition. Financial Express etc. Ltd. Stock Market and Financial Journalism.. Financial Reporting . Sharma.Reporting Companies. (2009). Reference Books: 1. (2009). (1971). Financial Journalism. David R. Aggarwal. Covering Economic Indicators. Jane. Khan. Broadcast Journalism. (2005). Course Contents: 1. 5th edition.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA .

(2009). International Financial Management. International Monetary System: Exchange Rate Regimes. Madhu. 8th Edition. Global Business Review. Shapiro. Journal of International Management. The Risk Management Process: Hedging. Periodicals 1. Course Contents: 1. Structure. Bhalla. IMF. 3. 5th edition. International Financial Management. (10 Hours) 2. Euro Currency Market. Analysis & Interpretation. International Financial Management. Journal of International Financial Management & Accounting. Global Financial Environment: Overview. K. Foreign Investment Decision: International Project Appraisal. Foreign Exchange Risk Exposure: Types of Risk. Options. Vij. 1st edition. 2nd Edition. V.(2006). References: 1. 70 . (10 Hours) 4. foreign exchange rate determination and global financial management. Sage Publication. Anmol Publications Pvt. Siddaiah. Exchange Rate Forecasting. Pearson Education. Futures. Swaps. EURO Market. (12 Hours) 3. Structure.Hall. International Financial Management. (10 Hours) Textbooks: 1. Tata Mcgraw–Hill. Exchange Rate Risk & Cost of Capital. (2006). Foreign Exchange Market: Nature. Wiley Blackwell. Exchange rate quotation & Arbitrage. Operations & Limitations. Excel Books. Balance of Payments: Understandings. Role of SEBI/RBI. International Joint Ventures. (2010). Elsevier Incorporation. Apte. Prentice–Hall V. DELHI Objective: The fundamental aim of the course is to develop those skills that equip students to understand and appreciate the international financial issues that companies face when they operate in several separate countries. 10th Edition. (2004).G. 3. 3rd edition. A review of NPV Approach. Sharan. 2.FM) International Financial Management Course Code: MS (FM) 220 L-3 Credits – 3 GURU GOBIND SINGH INDRAPRASTHA UNIVERSITY. Multinational Financial Management . (2010). Foreign Exchange Market in India: Nature. Types of Derivatives. 2. Exchange Rate Determination: Structural Models of Exchange Rate Determination. This course discusses various issues related to international capital markets. 2. P. Types of transactions. 4.MASTER OF BUSINESS ADMINISTRATION (FINANCIAL MARKETS)(MBA . Capital Market. Prentice. Ltd. The Exchange Rate of Rupee. International Financial Management. Spot & Forward.