Urmila Chougule

From: Sent: To: Cc: Subject: Attachments: Urmila Chougule 25 October 2013 13:07 'Kaushal Patel' krishnamurthy Iyer; Prachi Bhosle RE: SEBIE/GJI3/0001062/1 Fw: complaint of Mr. Kaushal Patel against J M Financial Services Pvt. Ltd. SEBIE/GJ13/0001062/1

Dear Sir, Thanks for your response. Please find attached clarification provided by DP with regard to your complaint. As you have withdrawn your complaint we are treating the matter closed.

Regards, Urmila Chougule Deputy Manager - I G Cell Central Depository Services (India) Limited www.cdslindia.com “Use SEBI Complaints Redress System (SCORES) for speedy redressal. Ensure to mention PAN/ Demat account number while lodging the complaint. website http://scores.gov.in " 
New facility for Pay-in using secured SMS i.e. TRUST [Transaction Using Secured Texting] for investors. For more information please approach your DP.   From: Kaushal Patel [mailto:frkaush@jmfassociates.in] Sent: 25 October 2013 12:29 To: 'Kaushal Patel'; Urmila Chougule Cc: shah.prakash@jmfl.com Subject: RE: SEBIE/GJI3/0001062/1

     
From: Kaushal Patel [mailto:frkaush@jmfassociates.in] Sent: Thursday, October 24, 2013 2:35 PM To: 'Kaushal Patel'; 'urmila@cdslindia.com' Cc: 'shah.prakash@jmfl.com' Subject: RE: SEBIE/GJI3/0001062/1

     
From: Kaushal Patel [mailto:frkaush@jmfassociates.in] Sent: Thursday, October 24, 2013 2:23 PM To: 'urmila@cdslindia.com' Cc: 'shah.prakash@jmfl.com' Subject: FW: SEBIE/GJI3/0001062/1

     
From: Kaushal Patel [mailto:frkaush@jmfassociates.in] Sent: Thursday, October 24, 2013 2:20 PM
1

com' Subject: SEBIE/GJI3/0001062/1   Dear all      With reference to above complain against J m Financial     I has telephonic talk with JM Financial and they have assured me to sort out mu complain.prakash@jmfl.To: 'urmila@cdsl.com' Cc: 'shah.    Based on there telephonic assurance I have withdrawn my complain with the registration no     SEBIE/GJI3/0001062/1    Mailing u the snapshot for the same     Kaushal K Patel  J M FINANCIAL   GANDHIDHAM‐R235  09725475222  02836‐313033   2 .

Dattapada Road. Prachi Bhosle. As discussed today. "manish. forwarding or distributing of this email is strictly prohibited. Opp. 2nd Floor. Kindly reply within 7 days of receipt of this email.com> To "kulwant. Manish. SEBIE/GJ13/0001062/1 CDSL/IG/UC/2013/8233 Dear Sir/Madam. we would like to assure you that AMC charges debited to the account of any BO. SEBIE/GJ13/0001062/1 regarding wrong/excess charges. Borivali (East).arora@jmfl. Mumbai . using. copying. Kaushal Patel against J M Financial Services Pvt. You are therefore advised to immediately delete this email communication including any attachments permanently from all your systems wherein this email may be received or stored intentionally and/or inadvertently.com> 10/21/2013 12:45 PM cc krishnamurthy Iyer <iyerk@cdslindia.400066 Phone: Direct: 91.com. Maneesh Khandelwal VP . printing. Urmila Chougule <UrmilaC@cdslindia.sabu@jmfl.61667335 | Board: 91. Ltd.Kaushal Patel has sent a email to you with drawing his complaint. Kaushal Patel with regard to charges levied to clients. mohamedali.jmfinancialservices.com Fw: complaint of Mr. Off. This has reference to complaint of Mr.Compliance JM Financial Services Ltd. 1 . Mr.Urmila Chougule From: Sent: To: Cc: Subject: Maneesh.com | URL: www. If you have received this email in error and / or are not the intended recipient. 68 E. Tata Steel. Kaushal Patel against J M Financial Services Pvt.sabu@jmfl.asrani@jmfl. kulwant. Suashish IT Park.com 24 October 2013 18:19 Urmila Chougule krishnamurthy Iyer. Plot No.khandelwal@jmfl. Further.com" <manish.in" <kulwant.in>. Ltd.com. Kaushal Patel against J M Financial Services Pvt. you are notified that reading. Ltd. Please refer to the complaint details mentioned below and provide your clarification towards allegation made by Mr.arora@jmfinancial. If you have received this email in error.arora@jmfinancial. Thanks & regards. is as per charges agreed with the respective BO and no charges other than the ones agreed in the tariff sheet signed by the BO have been levied. no. SEBIE/GJ13/0001062/1 Dear Madam. please destroy and notify sender immediately.Sabu@jmfl.com>.com> Subject complaint of Mr. received from SEBI through SCORES vide reg.in Disclaimer: This email is solely for the addressee(s) and may contain confidential information.022 . We request you to treat this complaint as closed.022 . Prachi Bhosle <PrachiK@cdslindia.61667000 E-Mail: maneesh. Sender does not intend to waive confidentiality or privilege. B Wing.Khandelwal@jmfl.

but still JM Financial has charged Rs 450 as DP Charges : per client in there respective Ledgers. Since the clients are inactive they have no money balance in there Ledger and Nil shares in demat account. Since last two years I have 100 clients who are inactive and there accounts have been inactivated by JM Financial. TRUST [Transaction Using Secured Texting] for investors.com “Use SEBI Complaints Redress System (SCORES) for speedy redressal. For more information please approach your DP.HO-not recover DP Charges of Inactive from my deposit account . but they have not given any reply so far.gov.in 15/10/2013 Depository Participants Wrong/ Excess Charges J M Financial Services Pvt Ltd(J M Morgan Stanley Financial Services P L/J M x x Retail x P L). I have requested JM FinancialS.e. : Phone No : Mobile No : Email Address : Date of : Receipt Category : Assigned Nature of : Complaint Complaint : Against Client ID : Value of : Claim Complaint Details I am sub broker of JM Financial services ltd since last 4 years. My complain is during account opening .in " New facility for Pay-in using secured SMS i. JM Financial has said that account maintentance charges for CDSL DP are NIL for all my clients.Registration No Name Represented By Address : SEBIE/GJ13/0001062/1 : KAUSHAL PATEL : KAUSHAL PATEL PLOT NO 35.I G Cell Central Depository Services (India) Limited www. I am uploading the JM tariff form that we get signed from clients and also the list of clients whose DP charges hav Regards. website http://scores. Ensure to mention PAN/ Demat account number while lodging the complaint.     2 . KHETARPAL NAGAR-1 BEHIND VAISHALI CINEMA ANJAR 370770 Gujarat AOBPP0437K 9725475222 9725475222 frkaush@jmfassociates. -CDSL KAUSHAL PATEL 110000 : : City/Location : Pincode : State : PAN No. CDSL site clearly states that DP charges are Nil For Individuals.cdslindia. Urmila Chougule Deputy Manager . Since client have not paid all these DP Charges JM Financial has debited all this Charges to my Deposit that i have paid while starting the franchisee.

3 .please notify us immediately by responding to this email and then delete it from your system.which do not pertain in the official capacity of the sender .If you are not the intended recipient you are hereby notified that any disclosure.clarifications and other information in this communication .Opinions.shall be deemed as neither given nor endorsed by CDSL.copying.The information contained in this communication is intended solely for the use of the individual or entity to whom it is addressed and others authorised to receive it.distribution or taking any action in reliance on the contents of this communication in error.Central Depository Services (India) Limited disclaims any liability for the proper and complete transmission of the information contained in this communication nor for any delay in its receipt.It may contain confidential or legally priviledged information.

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