Professional Documents
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For all trading
partners,benefits
include:
>The ability to identify
goods and shipments
quickly and accurately
>Faster delivery of goods
>Fewer handlingand
shippingerrors
>Better inventory
management and reduced
inventory holdings
>Reduction of order and
replenishment times
For manufacturers,
specific benefits
include:
>Automated countingand
sortingon the
production line
>Ability to track products
through manufacturing
and delivery
>Ability to obtain real
sales data froma retailer
and use it to plan
production schedules
which reflect actual
consumer demand
>Ability to include attribute
information such as batch
numbers,use-by dates and
serial numbers in one bar
code which can be read by
all tradingpartners
Wholesalers enjoy:
>The ability to order,
receive,pick and
despatch goods faster,
with greater accuracy
>Improved inventory and
stocktaking
>Significantly reduced
inventory holdings
>Support for applications
such as cross-docking
and radio frequency
warehousing
Retailers enjoy:
>An accurate,efficient
source of sales data
>Reduced inventory
holdings and
administration costs
>Fewer products out of
stock
>Faster,more efficient
service at POS
>Itemised receipts for
customers
>Greater efficiency in shelf
space and store
management
What are the benefits of EANUCC?
At Point of Sale (POS),retail systems can involve large numbers of scanningregisters linked to a store management systemthat can
performfunctions includingupdatingprice files,printingshelf labels,deletinglines,ordering,stocktaking,reportingsales data and
managinginventory,as well as payroll,labour schedulingand cash office functions.
However,well before goods arrive at the retail outlet,EANUCC numbers will have delivered benefits to all parties involved in the
supply chain.
The EANUCC system offersbenefitsto all partiesin the trading cycle by
reducing costs, saving time, and increasing accuracy and efficiency through
management of the entire supply chain.
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There are three distinct components of the EANUCC system:
>Standard numberingstructures for the identification of goods,services,shipments,assets and locations
>Data carriers to represent the identification numbers in machine readable format
>eMessagingstandards to transmit the captured data between tradingparties
Of these three areas,the key component of the EANUCC systemis the numberingstructures used for identification.
Basics of the EANUCC
system
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EAN/UPC RSS
UCC/EAN-128 RFID
ITF-14
SUPPLY
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SSCC
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EDI XML EANCOM
EANUCC XML
The 3 basic components of the EANUCC system
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Numbering structures for identification
The main elements of the numberingsystemcovered here are:
Global Trade Item Number (GTIN)
An identification number to identify a trade itemwhich may be sold at retail POS which appears in a general distribution
(warehouse) environment.
Attribute Data
A method of identifyinginformation about a trade itemover and above product identity,such as batch number,production date.
Serial ShippingContainer Code (SSCC)
For the unique identification of logistic units.
Data Carriers (Bar Codes)
The numbers are represented in data carriers that enable automatic capture of the data. At present only the EAN/UPC bar code
symbology is used at retail POS.
In the general distribution environment of a warehouse,all symbologies can be used,EAN/UPC,ITF-14 and UCC/EAN-128:
>EAN/UPC bar codes are used for non retail trade items that may also cross retail POS
>ITF-14 bar codes are robust and therefore better suited for direct printingonto corrugated cardboard
>UCC/EAN-128 bar codes allow attribute data as well as product identification to be encoded
In the future new symbologies or data carriers may be introduced as technology improves. In the near future reduced space
symbology (RSS),composite symbologies and radio frequency identification (RFID) tags will be introduced for use as data carriers.
eMessaging
Business transactions,such as purchase orders and dispatch advices,may be transmitted electronically usingstandard messaging
formats such as EANCOM and XML.
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EAN Australia allocatesa parcel of numbersto member companies.These
numbersinclude a prefix to identify a company and a set number of digitsto
identify products( which membersthemselvesallocate sequentially) , followed by a
check digit which ismathematically calculated to verify that the detailsof the
EAN UCC number are correct.
GTINs & Bar Coding
tradeitems
A trade itemis any item(product or service) for which there is a
need to retrieve pre-defined information that may be priced,
ordered or invoiced for trade between participants at any point in
the supply chain.
A trade itemmay be a single,non-breakable unit.It may also be a
standard and stable groupingof a series of single items. Such a
unit may be presented in a wide variety of physical forms: a
fibreboard carton,a covered or branded pallet,a filmwrapped
tray,a crate with bottles,etc.
Trade items consistingof a single unit are identified with a unique
Global Trade ItemNumber (GTIN). Standard groupings of identical
or different units are identified with a separate,unique GTIN.
There are two main types of trade items dealt with in this
brochure retail trade items and non-retail trade items.
>A retail trade itemis any itemthat is intended to be sold
to the final consumer through retail POS
>A non-retail trade itemis any itemthat is traded
between companies and not primarily intended for sale to
consumers at retail POS
The reason for this distinction is the differingrequirements for
retail and non-retail numbers and bar codes.
Within the Australian retail industry,trade itemnumbers have
historically been referred to as APNs and TUNs. Whilst this
terminology may still occasionally be encountered,the correct
termfor any trade itemnumber is GTIN.
Re-using numbers
A deleted EANUCC number must not be re-used for a
minimumof four years after the date a product was last issued
into the marketplace. When re-issuingEANUCC numbers,give
consideration to the product type and its possible life in the
market. It may be advisable for some GTIN's to never be reused.
Introduction
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Any trade item that isintended to be sold to the final consumer through retail
PO S ismore commonly known asa retail item or consumer unit.
Any trade item that could be sold at the retail POS as well as traded through the distribution supply chain is numbered and
the type of bar code selected according to the rules applicable to trade items sold at POS. However, the size and location of
the bar codes on these trade items are determined by the rules applicable to trade items not sold at POS.
There are two types of GTINs for retail trade items that are not sold in North America:
1. EAN/UCC-13 identification numbers represented in an EAN-13 bar code
2. EAN/UCC-8 identification numbers represented in an EAN-8 bar code
E xa m p le o f a n E A N /U C C -8 n u m b e r
re p re se n te d in a n E A N -8 b a r c o d e
E xa m p le s o f a n E A N /U C C -1 3 n u m b e r re p re se n te d in a n E A N -1 3 b a r c o d e
Trade Items sold at
Retail Point of Sale ( PO S)
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Compatibility with United States standards
For historical reasons,the EANUCC systemenables a one way compatibility with the UCC
systemthat is used throughout USA and Canada,at retail Point of Sale (POS) only. This
means that trade items carryingEAN numbers and bar codes may not be able to be scanned
by all retailers in the USA and Canada. Trade items carryingUCC numbers and bar codes are
able to be utilised anywhere in the world. It is therefore,unnecessary to carry both EAN and
UCC numbers and bar codes if your products are exported to the USA and Canada.
Retailers in the USA and Canada are gradually upgradingtheir systems and full compatibility
can be expected by January 2005. In the meantime,companies exportingto the USA are
advised to ask their distributors if EANUCC numbers and bar codes are compatible with
their retail customers systems.
If you do need to number and bar code your retail items under the UCC system,you will
have to become a member of the UCC. EAN Australia members can obtain UCC
membership through EAN Australia.
To apply for a UCC membership simply contact our Help Desk on 1300 366 033.
EAN/UCC-13 identification number
How you allocate your EAN/UCC-13 identification number will
first depend on whether you have been assigned a nine-digit or a
seven-digit company prefix.
The nine-digit prefix was first issued by EAN Australia in 1996,to
reduce the range of product numbers allocated to each company
and to conserve the total pool of numbers (most companies need
only a few hundred GTINs at most).
Nine-Digit prefix:
>EAN Australia allocates the first nine digits (the EANUCC
company prefix) to you as a member company
>You then allocate the next three digits (the itemreference).
It is recommended that you number sequentially startingfrom
000 through to 999
>The last digit is a mathematically calculated check digit that
ensures the whole number is correct
Seven-Digit prefix:
>EAN Australia allocates the first seven digits (the EANUCC
company prefix) to you as a member company
>You then allocate the next five digits (the itemreference).It is
recommended that you number sequentially startingfrom
00000 through to 99999
>The last digit is a mathematically calculated check digit that
ensures the whole number is correct
Please note:EAN Australia may allocate company prefixes in
lengths other than seven or nine digits in the future to further
conserve numbers.
A check digit calculator will automatically calculate the check digit
for you,can be obtained fromthe Download Centre on the EAN
Australia website:www.ean.com.au
EAN/UCC-8 Identification Number
EAN Australia follows strict application guidelines when approving
and issuingEAN/UCC-8 identification numbers. You should apply
directly to EAN Australia for issue of an EAN/UCC-8
identification number
The followingwill also be needed:
>Demonstration that all efforts have been made to incorporate
an EAN/UCC-13 identification number and bar code onto
product packaging
>A sample of the complete product and either the actual size
label or the artwork
>A complete list of every product requiringan EAN/UCC-8
identification number
>Written justification as to why the product should be allocated
an EAN/UCC-8 identification number
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More commonly referred to asnon-retail itemsor trade units, these trade items
are any item or standard grouping of itemsmade up to facilitate the operations
of handling, storing, order preparation, shipments, etc.
Such a unit may be presented in a wide variety of physical forms: a fibreboard carton,a covered or banded pallet,a filmwrapped
tray,a crate with bottles,etc.
NOTE: Each individual level of trade items must be uniquely identified with a different GTIN.
Trade Items not sold at
Retail Point of Sale ( PO S)
The options available for numberingand bar codingfor trade items not sold at retail
POS are:
1. Allocate a unique EAN/UCC-13 number represented in an EAN-13 bar code.Used
when trade itemmay be sold in it's entirety at retail POS
2. Allocate a unique EAN/UCC-13 number with a filler zero (leadingzero) represented in
either the ITF-14 or UCC/EAN-128 bar code
3. Allocate an EAN/UCC-14 number with an indicator (logistical variant,1-8) represented
in either the ITF-14 or UCC/EAN-128 bar code
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Creating a GTIN by Allocating an EAN/UCC-13 Number
For trade items that are considered to be primarily trade units, but which may at some point cross retail POS, a unique EAN/UCC-13
identification number represented in an EAN-13 bar code is the appropriate option.
Creating a GTIN by Allocating an EAN/UCC-13 Number with a Filler Zero (Leading Zero)
An EAN/UCC-13 number with a filler zero (leadingzero) is created by allocatinga unique EAN/UCC-13 number, which is then
preceded with a filler zero. When a GTIN is formed with a filler zero (leadingzero),the 13 characters must be unique,that is,you
must not repeat the GTIN allocated to any other trade item.
This number can then be represented in either a UCC/EAN-128 or ITF-14 bar code.
Examples of EAN/UCC-13 with filler zero represented by UCC/EAN-128 or ITF-14 bar code
Creating a GTIN by allocating an EAN/UCC-14 Number using the indicator
(logistical variant) method
The EAN/UCC-14 number is created by prefixingthe existingGTIN of the retail/consumer trade itemwith an indicator (logistical
variant) and recalculatingthe check digit. An indicator is a number between 1 and 8. Different indicators are used to identify different
levels of trade items not sold at retail POS.Indicators should be non meaningful and are used only to create additional unique 14 digit
EAN/UCC numbers. The indicator of 9 may only be used on variable measure trade items and identification must be completed with
the measure or quantity information.
>This option is only applicable for trade items containingidentical consumer units
>This number can then be represented in either a UCC/EAN-128 or ITF-14 bar code
Examples of EAN/UCC-14 number represented by UCC/EAN-128 or ITF-14 bar code
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Common Application Identifiers seen in
an UCC/EAN-128 include:
01: To indicate the followingdigits
forma 14 digit non-retail GTIN
10: Batch number
15: Best Before Date
310n: Weight in Kilograms
410: Ship to Location
An Application Identifier can encode up
to 100 kinds of information about items
and shipments into a standard format,
which leads to more efficient processes
for tradingpartners participatingin the
transport and distribution chain.
All parties handlingthose goods at any
stage of the supply chain can access
information about goods fromthe same
bar code,eliminatingthe need to re-label
goods or separately transmit information.
Please refer to User Manual for the
complete Application Identifiers list.
Attribute information isany variable information that must be added to a bar
code over and above the product identification number, and can include Use By
Dates, Batch Numbersand Serial Numbers. Thisinformation isshown using
EANUCC Application Identifiersin a UCC/EAN-128 bar code which convey a
wide range of product, logistical and attribute information.
Structure of Application
Identifiers (AIs)
Application Identifiers are between two
to four digits longand precede the
accompanyingdata. Due to the dynamic
nature of the Application Identifier
information,bar codes usually cannot be
pre-printed,but must be applied live or
on-line at the production site or
warehouse.
The option of
concatenation
Application Identifiers allow bar code
Concatenation,which literally means
linkingtogether. In this process several
bar codes can be linked into a single bar
code,while allowingeach individual data
group to remain identified by its
Application Identifier.
The process saves space, while allowing
organisations to fulfil their requirements
for displayingspecific kinds of information
about the itemfor automatic datacapture.
International compatibility
Application Identifier numbers and
UCC/EAN-128 bar codes are
internationally compatible in the
jurisdictions of both EAN International
and the UCC. As a result,they can
communicate information within a single
company,between companies within an
industry and across the globe.
Examples of concatenation
Applying Attribute
Information to Trade Items
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At various points on the way fromsender to final recipient,the
bar code can be scanned to identify the shipment. The unique
number will also be used in electronic messages regardingthe
shipments progress,allowingall participants in the transport and
distribution chain to access the information.
An SSCC is a unique 18 digit number with the followingstructure:
>Application Identifier:(00)
>Extension Digit:Single digit used to increase the capacity of the
Serial Reference within the SSCC
>Country Prefix:Two digits to identify the nationality of the
issued number
>Company prefix: Five or seven digit number to identify the
company issuingthe number
>Serial Reference: Uniquely identifies a shippingunit and is issued
sequentially by the shippingcompany. The number must not be
re-used for at least 12 months
>Check Digit:Mathematically verifies the validity of the
whole number
An SSCC is allocated by a sender to a shippingunit once the unit
is packed.
If multiple shipments are received frommultiple senders to a
single consolidatingcentre,and if they are able to be consolidated
into one shipment,then the consolidators will be required to
allocate their SSCC to the final shipment.
When coupled with the electronic delivery device,the value of the
SSCC comes fromits ability to identify a shipment regardless of its
contents. For example,some shipments may consist of pallets or
containers of the one product while others could be shipments of
mixed products or single products. In each case,the shipment
receives a unique number and this SSCC identifies that shipment
for its lifetime within the transport and distribution chain.
E xa m p le o f S e ria l S h ip p in g C o n ta in e r C o d e S S C C )
A logistic unit isan item of any composition established for transport and/or storage,
which needsto be managed through the supply chain, and may include cartonsand
pallets. The Serial Shipping Container Code ( SSCC) isa standard identification
number, used for the unique identification of logistic ( transport and/or storage) units.
How to Number and Bar Code
Logistic Units
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The EANUCC Logistics Label Format
An EANUCC Logistics Label is an internationally recognised
standard label format that can be used on any transport unit,
such as a carton,shipper or pallet,to identify goods being
transported.
The minimumrequirement is that the label carries the
shipments SSCC. It may also carry any other desired
information,includingproduct GTINs,shippingdetails and
bar codes.
The label eliminates any need for shipments to be re-labelled at
different stages of the supply chain,savingboth time and
money. This is particularly important given that transport and
distribution costs can represent 25%to 45%of final product
cost (will provide details of source estimate by the Logistics
Management Association of Australia).
The label can be used by all participants in the supply chain:
manufacturers,distributors,warehouse operators,transport
companies and retailers.
Bar codes
The UCC/EAN-128 bar code shall be used for all information
on the EANUCC logistics label.
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Example of EANUCC Logistics Label
Scannable Bar codes Non-Scannable Bar codes
Demonstration of both scannable and non-scannable bar codes
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Black bar code on white back ground
Dark green code on orange background
Dark blue bar code on yellow back ground
Dark blue bar code on red back ground
White bar code on black background
Red bar code on yellow background
Red bar code on white back ground
Yellow bar code on dark blue back ground.
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Applying the
barcode
Bar codes can be applied to a product in three ways:
>By the packagingprinter
>By a label printingservice
>In-house (eg:self adhesive label)
A bar code to be pre-printed on packagingwill require a film
master,a filmof the bar code needed by the printer to place
the bar code layout onto the packagingprintingplate.
Filmmasters can be ordered by you or the printer froma
specialist filmmaster supplier (locate a supplier fromthe EAN
Australia Resource Directory, also available on the web at
www.ean.com.au).
Checking the bar code for size
Size or magnification of bar codes may only vary within certain
limits (egbetween 80%- 200%for an EAN-13 bar code).
Outside these limits,a bar codes scanningcapabilities may be
reduced (refer to EAN Australia User Manual Numberingand
Bar Coding).
When printinglabels in-house,your software will give you arange
of size choices. Adherence to EANUCC specifications is crucial.
When pre-printingbar codes on packaging,minimumsize will
depend on the printingprocess and substrate on which the bar
code is printed. Your printer can guide you on sizingusing
EAN printability gauges (instructions for use can be found in
the relevant EAN Australia Technical Information Manual).
Checking the bar code for height
The height of a bar code must be proportional to its width,so
once the size of a bar code is determined,reducingits height
could affect its ability to be scanned.
Choosing bar code colours for printing
Because a scanner reads a bar code usingred light,it sees
differently to the human eye. As a result,some colour
combinations are unsuitable for scanning,because they dont
provide sufficient contrast for the scanner between the dark
bars and light background.
Black bars on a white background are ideal,but other colour
combinations are also acceptable. Most light colours (yellow,
orange and red) are suitable for the background and light
margins,while dark colours (black,blue and green) are suitable
for the bars.
Allow a light margin around the bar code
The light margin (or quiet zone) is a solid light area to the left
and right of the bar code, usually the same colour as the bar
code background.It enables the scanner to recognise where
the bar code begins and ends. The width of the light margin
varies with the size of the bar code.
Determine the location of the bar code
When choosingthe position of the bar code on packaging,
always consider the packagingin its final form,and allow for
plastic wraps and other packagingelements that could obscure
the bar code. Position bar codes accordingto location guidelines
in the relevant EAN Australia Technical Information Manual.
Check bar code print quality and bar width
Always ensure that the print quality of a bar code is of a high
standard and bar widths are correctly maintained throughout
the printingprocess.
Use EAN Australias bar code
verification service
To ensure that bar codes scan correctly first time every time,
EAN Australia offers a Bar Code Verification Service to
members. Printed EANUCC bar codes are tested for
scannability and adherence to EANUCC specifications.
A resultingISO compliant Bar Code Verification Report
states whether the bar code is in specification,as well as its
scanningrate.
Complete items presented for bar code verification may,upon
request,be imaged for the EANnet on-line catalogue.
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Today,the majority of data in commercial paper documents is
generated fromexistingcomputer applications. These paper
documents are printed and copied before the information they
contain is finally communicated by mail or fax. In turn,the
business partner re-keys all this information into another
computer application for further processing. An increasing
number of companies have found this process extremely slow,
costly and unreliable. The need for a faster,cheaper and more
accurate solution for exchangingcommercial data has become a
significant priority for many companies and organisations.
In the traditional sense,Electronic Data Interchange (EDI) can be
conceptualised as paperless trading. A common and useful
definition for EDI is:
The transfer of structured data,by
agreed message standards,from one
computer application to another by
electronic means and with minimal
human intervention.
The structuring of data by agreed message standards implies
that the data or information to be exchanged is recognisable, in
content, meaning and format, allowing it to be processed
automatically and unambiguously by computers. Two companies
deciding to implement EDI are by definition agreeing on the
type of data they will exchange, and how the data will be
presented. The implementation of EDI demands a much greater
degree of co-operation, collaboration and sharing of
information between business partners, effectively building
trading partner relationships.
The electronic exchange of data (or eMessaging) provides trading
partners with an efficient business tool for the automatic
transmission of business data. Companies do not need to worry
about different and/or incompatible computer systems.
Through the use of EAN Australias traditional eMessaging
guidelines, EANCOM
4. Retailer will enter this information into their own database and data will be transmitted or downloaded at the retailers store(s)
5. Customer selects product at retail outlet
6. Product is scanned at POS and POS systemlooks up itemrecords in the retailers database and appropriate price and
description is displayed at register and on price docket
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National toll free number & Help Desk: National
telephone access to technical and industry-specific experts for
assistance with EANUCC systemqueries. Call 1300 366 033
Web site: Offeringdownloadable guidelines and up-to-date
information to help keep you and your business abreast of the
latest developments within EAN Australia,supply chain industry,
and new technologies. Our online check digit calculator and
guide to allocatinga GTIN will direct you to on how to get
started. Visit www.ean.com.au
Site Visits:You can arrange avisit to your premises for individual
discussion or group presentations by EAN Australiastaff.
Education & Training: Refer to previous page for detailed
information.
Solution Providers Directory: Provides information on a
wide range of suppliers of goods and services who can assist in
implementingEANUCC numbering,bar coding, electronic
messagingand electronic product code (EPC) network.
Bar Code Verification & Imaging: Ensure your bar codes
meet EANUCC specifications by sendingthemto us for
testing. While we check the bar code,we may also image your
product and put it into the EANnet electronic catalogue.
Alliance Partnerships: The Alliance Partner community
consists of over 40 providers of supply chain products and
services who understand the requirements of the EANUCC
system. Members can work confidently with our Alliance
Partners,knowingthat they offer proven and practical
EANUCC compliant outcomes.
Industry Engagement Programme: As part of EAN
Australias commitment to industry,the Industry Engagement
Programme is geared towards helpingindustries successfully
implement a manageable approach to eCommerce based
supply chain management strategies. Through the programme,
EAN Australia leads the development and execution of the use
of the EANUCC standards in industries.
EAN Australia offers members a number
of specialised services on a fee for service
basis including:
Professional Services: Provides project advice,trainingand
support to ensure you increase transaction accuracy and
efficiency,improve inventory management practices and
increase management capabilities. Utilisingresources fromour
alliance partner community,industry bodies and technology
providers our Professional Services teamwill build the best
solution for your business.
EAN Accreditation: Is a quality assurance programme to
help organisations with high numbers of GTINs gain
accreditation for verifyingbar codes internally. Members who
complete the programme are regulated to produce effective
and reliable bar codes.
Data Synchronisation and Product Registry Service:
Commonly known as EANnet