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Table of Contents

SWIFT ISO 15022 MESSAGES Corporate Actions relating to SWIFT Release 2012
December 2012

The information contained in this document may not be reproduced in any form without the express permission of BNP Paribas Securities Services and, in the case of such authorised use, care must be taken to ensure that this is a form which accurately reflects the information presented herein. Whilst BNP Paribas Securities Services believes that the information is correct at the date of issue, no warranty or representation is given to this effect and no responsibility can be accepted by BNP Paribas Securities Services to any intermediaries or end users for any action taken on the basis of the information.

TABLE OF CONTENTS:
1- INTRODUCTION .................................................................................................................................................................... 5
OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE.................................................................................................................................................................................... 6

2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE ................................................................................... 8


2.1 - CORPORATE ACTIONS MANDATORY ....................................................................................................................................................................................................... 8

A. A. Mandatory Corporate Actions with securities movements: ......................................................................................................................... 8 Mandatory Corporate Actions with debit and credit securities movements ........................................................................................................................................... 8 Mandatory Corporate Actions with credit securities movements only .................................................................................................................................................. 17 B. B. Mandatory Corporate Actions with cash only: ............................................................................................................................................ 25 C. Mandatory Corporate Actions with cash & securities: ........................................................................................................................................................................ 35
2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS ....................................................................................................................................................................................... 45

C. A. Voluntary Corporate actions with rights distribution or ex date ............................................................................................................... 45 Voluntary Corporate actions with rights distribution ............................................................................................................................................................................... 45

3 - MT 567 CONFIRMATION INSTRUCTION ............................................................................................................................ 74


ACCEPTED Status .................................................................................................................................................................................................................................. 74 REJECTED Status ...................................................................................................................................................................................................................................... 78 CANCELLED Status ................................................................................................................................................................................................................................... 82 PENDING Status........................................................................................................................................................................................................................................ 85

4 - MT566 PAYMENT CONFIRMATION .................................................................................................................................... 89


Payment with Cash Credit Only ................................................................................................................................................................................................................. 89 Payment with Securities movements ........................................................................................................................................................................................................ 94

Payment with Cash and Securities Movements ....................................................................................................................................................................................... 99

5 - MT568 MESSAGES ............................................................................................................................................................ 105


MT568 Corporate Actions on Flows of Creation: ................................................................................................................................................................................... 105 MT568 Corporate Actions on Flows of Mutation ................................................................................................................................................................................... 109 MT568 Clients FOREX Confirmation .................................................................................................................................................................................................... 113 MT568 DEPOSITORY FOREX CONFIRMATION ............................................................................................................................................................................... 117 MT568 PREMIUM ....................................................................................................................................................................................................................................... 120

6 - MT508 BLOCKING / UNBLOCKING ..................................................................................................................................... 123

1- INTRODUCTION
We are pleased to present our SWIFT ISO 15022 Messages Standard for Corporate Actions. This user guide provides some templates of corporate action SWIFT messages for the local custody product line of BNP Paribas. How to use this booklet: This booklet provides detailed templates of the MT 56X messages sent to you, sequence by sequence and field by field. It shows the mandatory or optional presence of the sequence or field. A sequence or a subsequence can be: 1) reported (Mandatory) or 2) reported in specific cases (Optional) or 3) never reported by BNP Paribas Securities Services (Not used) A field is considered as mandatory if this is a mandatory field for Swift or if an optional field has been made mandatory for BNP Paribas for processing purposes. The Following information is given for every field: - Qualifier (SWIFT standard) - Field definition (SWIFT definition) - Content (SWIFT description) - Example (SWIFT format, examples are related to BNP Paribas activity) - Comments (BNP Paribas): please read this column carefully, explanation, use and restrictions are detailed here. Should you need more information on the contents of this document, please contact us.

OVERVIEW OF THE MESSAGES DESCRIBED IN THIS USER GUIDE Messages are sent for each safekeeping custody account that you own with BNP Paribas, except for the pre-announcement where you have the choice to receive messages either for one account or for a set of your accounts (called client ID).
Message content Subscription Trigger Frequency

PRE-ANNOUNCEMENT (MT564)

Description of the event as soon as available by BNP Paribas

For subscriptions only, with the following two options: - message sent on position only or systematic sending - message sent per safekeeping account or per client ID

Sent upon receipt of the event by BNP Paribas

Online

ANNOUNCEMENT (MT564)

Details of event and eligible position sent on first eligibility date

For subscriptions only for Mandatory Corporate Actions NB: subscription is not needed for Voluntary Corporate Actions

Sent on first eligibility date of the corporate action

Sent on overnight batch or online

CHANGE OF ELIGIBILITY (MT564) only sent for VOLU CA

Information about any change impacting eligible positions

Message sent for Voluntary Corporate Action for subscriptions only with the following option: - message sent on overnight batch or online

Sent when eligible positions are updated with eligible receipts or deliveries of securities concerned by the event

Sent on overnight batch or online

REMINDER (MT564) only sent for VOLU CA

Reminder that all or part of eligible position is uninstructed for voluntary events

Message sent for VOLU Corporate Action for subscriptions only

Sent at Day-2, Day-1 and Day of clients deadline date and as long as part of the eligible position is uninstructed

Sent on overnight batch

Message content

Subscription

Trigger Sent upon subscription either at D-3, D-2 or D-day before payable date.

Frequency

CASH PREADVICE (MT564)

Details of the cash movements including Forex generated by the event

For subscriptions only with the following two options: - Offset of sending may be chosen at Day-3 or Day-2 or Day-1 of payment date - Re-sending of the message can be chosen: either the Pre advice is re-sent for any change on the message or the Pre advice is re-sent for any change except a position change

Depending of subscription option, the pre-advice is resent : - for any change on the message or - for any change except entitled position For clients with FOREX, one cash preadvice will be systematically resent on payable date morning Sent upon payment of the corporate action

Sent on overnight batch

PAYMENT CONFIRMATION (MT566)

Payment of the corporate action (cash amounts always in the event currency)

Systematic sending (subscription is not required)

Sent on overnight batch or online

FOREX CONFIRMATION (MT 568)

Additional information to the payment : Forex details and cash movements resulting from depository Forex or clients Forex

Systematic sending (subscription is not required) message linked to payment confirmation MT566

Sent upon receipt of depository or clients Forex rate

Sent online

CA ON FLOWS CONFIRMATION (MT 568)

Additional message to the clearing message in case of corporate action on flows

For subscriptions only

Sent upon settlement of the trade (in addition to the clearing message)

Sent online

TAX CREDIT & PREMIUM ADVICE (MT 568)

Tax notice of capital gain Tax credit

For subscriptions only

Sent when tax credit or premium is triggered on the corporate action

Sent on overnight batch or online

SECURITIES BLOCKING ADVICE (MT508)

Advice of blocking on old shares

For subscriptions only

Sent when a blocking movement is triggered on old shares on the corporate action

Sent on overnight batch

2 - MT564 PRE-ANNOUNCE, ANNOUNCEMENT AND CASH PREADVICE 2.1 - CORPORATE ACTIONS MANDATORY
A. Mandatory Corporate Actions with securities movements:
Mandatory Corporate Actions with debit and credit securities movements Mandatory Corporate Actions such as: Assimilation (PARI), Stock Split (SPLF), Reverse Stock (DVSE), Merger (MRGR), Scrip DivIDend (DVSC), Conversion (CONV), Automatic warrants exercise (EXWA) and Redenomination (REDO) or ) or Credit Event (CREV), for which there is a debit of old securities and a credit of new securities will be announced according to the below template:
SEQUENCE A: Mandatory General Information
Field 16R BNP Paribas Status M Qualifier GENL Field Definition Start of the General Information block Corporate action reference Content Qualifier GENL Qualifier CORP followed by // Corporate Action Reference Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM when new first message Qualifier REPL when replacement message Qualifier WITH when cancellation by the market Qualifier CANC when cancellation by BNP Paribas :16R:GENL Example Comments

20C

CORP

:20C::CORP//16x

20C

SEME NEWM REPL

Senders Reference Number NEWM : New notification REPL replacement of preliminary information previously sent WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation

:20C::SEME//16x :23G:NEWM :23G:REPL :23G:WITH :23G:CANC Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy.

23G

M WITH CANC

Field

BNP Paribas Status

Qualifier REPE

Field Definition REPE only for cash Pre-advice

Content Qualifier REPE when cash Pre-advice Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information or PREU for preliminary and unconfirmed information :23G:REPE

Example

Comments

22F

CAEV

Corporate action event indicator

:22F::CAEV//xxxx ex : :22F::CAEV//CREV :22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU Milan : not used

22F

CAMV

Mandatory/ Voluntary indicator

25D

PROC

Processing status

OPTIONAL SUB SEQUENCE A1: Linkages: Subsequence used if in sequence A, field 23G is different from NEWM (Ex: REPL, CANC, WITH, or REPE)
Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Field Definition Start of the linkage block Linkage Type Indicator Content Qualifier LINK Qualifier LINK followed by // codeword INFO Qualifier LINK followed by // the type of transaction which is linked to this one Populated as564 when a MT564 has been previously sent Qualifier PREV followed by // the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier LINK Qualifier GENL :16R:LINK :22F:LINK//INFO Example Comments

13A

LINK

Number ID of the MT of the linked transaction

:13A::LINK//564

20C 16S 16S

M M M

PREV LINK GENL

Previous reference End of the linkage block End of the General Information block

:20C::PREV// 16x or :20C::PREV// CA ID (for COPY) :16S:LINK :16S:GENL

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities block Identification of Financial Instrument Content Qualifier USECU Example :16R:USECU Rare in case of several old shares: The ISIN code is the main ISIN code for the corporate action. For announce only: the ISIN codes of the other securities along with the details of their eligible position will be reported in tag 70E (ADTX) of sequence D. Comments

35B

The ISIN code + security description

:35B: ISIN GB00B0D09R62 /HENDERSON GBL INVS

10

OPTIONAL SUB SEQUENCE B1: FINANCIAL INSTRUMENT ATTRIBUTES: This sub-sequence will be activated only when the underlying security is a debt instrument
Field 16R 12A BNP Paribas Status M O Qualifier FIA CLAS Field Definition Start of FIA block Type of Financial Instrument Content Qualifier FIA Qualifier CLAS :16R:FIA :12A::CLAS Example Comments

Milan: Only the first and the second characters of the CFI category can be used.

94B

PLIS

Place of listing

11A 98A 98A 16S

O O O M

DENO MATU ISSU FIA

Currency of Denomination Maturity date Issue date End of FIA block

Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) Qualifier DENO followed by // currency of debt instrument Qualifier MATU followed by // and the maturity date Qualifier ISSU followed by // and the issue date Qualifier FIA

:94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes :11A:: DENO//XXX :98A::MATU//YYYYMMDD :98A::ISSU//YYYYMMDD :16S:FIA

M ANDATORY SUB SEQUENCE B2: ACCOUNT INFORMATION:


Field 16R BNP Paribas Status M Qualifier ACCTINFO Field Definition Start of the account information block Content Qualifier ACCTINFO Example :16R:ACCTINFO If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier GENR + client ID In option A : Qualifier SAFE followed by // and account number Safekeeping Account of the client or (depending on its subscription) In option C : Qualifier SAFE followed by // GENR and BNP Paribas Clients ID number :97A::SAFE//99999L Otherwise this is the clients security account (long code or short code depending on client subscription). The client can subscrive for a reporting event Notification_information_consolidated For this messaeg the consolidated and not the detailed position will be reported. The qualifier GENR will be reported tegether with clientID. Comments

97A

SAFE

:97A::SAFE//GENR3893717

11

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example

Comments Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM

94A

SAFE

Place of safekeeping

In option F : Qualifier SAFE followed by //Place Code and BIC code or In option B : Qualifier SAFE followed by//Place Code and depositary country

:94F::SAFE//CUST/PBESXXX or

:94B::SAFE//SHHE/ES or

:94F::SAFE//ICSD/CEDELULL

Frankfurt: 94B::SAFE/PARB/CBFF/<depository account> 94B::SAFE/PARB/CBLU/<depository account>


In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Frankfurt: Current Settled position for Notification_information. Entitled Settled Position for Notification_entitlement and reminder Frankfurt: Current Pending Deliveries for Notification_information. Entitled Pending Deliveries for Notification_entitlement and reminde Not available for information schedules Current Pending Receipts for Notification_information. Entitled Pending Receipts for Notification_entitlement and reminder Not available for information schedules

93A

ELIG

Eligible position of the client

:93B::ELIG//FAMT/800, In option B : Qualifier ELIG followed by: //FAMT face amount :93B::ELIG//UNIT/800, or //UNIT number of shares Can be signed for negative position :93B::ELIG//UNIT/N1000 In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300,

93A

SETT

Balance of settled securities in your safekeeping account

93A

PEND

Balance of securities pending deliveries

93A

PENR

Balance of securities pending receipts On loan Balance Borrowed balance

:93B::PENR//FAMT/100,

93a 93a

O O

LOAN BORR

:93B::PENR//UNIT/100, This qualifier is never signed Qualifier LOAN followed by // and :93B::LOAN//UNIT/100, Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed :93B::BORR//UNIT/100,

16S

ACCTINFO

End of Account Information Block Qualifier ACCTINFO

:16S:ACCTINFO

12

Field 16S

BNP Paribas Status M

Qualifier USECU

Field Definition End of Underlying Securities block

Content Qualifier USECU

Example :16S:USECU

Comments

Optional Sequence D: Optional Corporate Actions Details:


Field 16R 98A BNP Paribas Status M O O In option A: Qualifier XDTE followed by // ex date of event :98A::XDTE//YYYYMMDD In option B: Qualifier XTDE followed by UKWN[SR2011] Qualifier CADETL ANOU Field Definition Start and name of the block Announcement date Content Qualifier CADETL Qualifier ANOU followed by // and the announcement date of event Example :16R:CADETL :98A::ANOU//YYYYMMDD Depending on the market practices, ex date, effective or record dates can be applicable to any above mandatory events Frankfurt : Yes Milan : CONV: No INCR, DECR : yes Athens: Yes Depending on the market practices, ex date, effective or record dates can be applicable to any above mandatory events Frankfurt : No Milan : CONV only Athens: Yes Depending on the market practices, ex date, effective or record dates can be applicable to any above mandatory events Frankfurt : No Milan : CONV: No INCR, DECR : yes Athens: REDO: No Last trading date from the schedule Frankfurt: Yes Milan: Yes Comments

98A

XDTE

Ex-date

O In Option A: Qualifier EFFD followed by // effective date

98A

EFFD

Effective date of detachment event

:98A::EFFD//YYYYMMDD

98A

RDTE

Record Date

In Option A: Qualifier RDTE followed by // and record date

:98A::RDTE//YYYYMMDD

98a

TSDT

Trading suspend Date/Time

In Option A: Qualifier TSDT followed by // and last trade date Or In Option B: Qualifier TSDT followed by OPENUKWN[SR2011]

:98A::TSDT//20070309 or :98B::TSDT//OPEN

13

Field 98a 98a 98A 98A 22F

BNP Paribas Status O O O O O

Qualifier MEET SXDT RESU LOTO ESTA

Field Definition Meeting date/time Special Ex-date/time Result Publication Lottery date/Time Corporate Action event stage

Content Qualifier MEET followed by // and Shareholders Meeting date Qualifier SXDT followed by // and Special Ex-date/time Qualifier RESU followed by // and Result publication date Qualifier LOTO followed by // and date and/or time of lottery Qualifier ESTA followed by // and < code of CA event stage : SUAP or APPD or UNAC or WHOU >. Option E: Qualifier ADTX with the additional text Qualifier CADETL

Example :98A::MEET//YYYYMMDD :98A::SXDT//YYYYMMDD :98A::RESU//YYYYMMDD :98A::LOTO// YYYYMMDD :22F::ESTA//UNAC or :22F::ESTA//APPD

Comments

For CA Type DRAW only ESTA//APPD Approved at the relevant meeting through consent or according to the terms of the event. ESTA//SUAP Subject to approval at the relevant meeting through consent or according to the terms of the CA event.

70 E 16S

O M

ADTX CADETL

Additional text End of corporate detail sequence

:70E::ADTX// :16S:CADETL

REPETITIVE OPTIONAL SEQUENCE E: CORPORATE ACTIONS OPTIONS:


Field 16R 13A BNP Paribas Status M M Qualifier CAOPTN CAON Field Definition Start and name of the block CA option number Content Qualifier CAOPTN Qualifier CAON followed by // and the option number Example :16R:CAOPTN :13A::CAON//001 Comments

14

Field

BNP Paribas Status M

Qualifier

Field Definition

Content

Example

Comments Frankfurt: SECU, CASH and CASE Milan: CONV, for madatory conversion SECU FOR Increase, Decrease Athens : SECU Frankfurt: Yes Milan: Yes

22F

CAOP

CA option code

Qualifier CAOP followed by // SECU Qualifier DISF followed by // CINL, RDDN, RDUP, STAN, DIST, UKWN

:22F::CAOP//SECU

22F

DISF

Disposition of Fractions

:22F::DISF//CINL or :22F::DISF//RDDN or :22F::DISF//RDUP or :22F::DISF//STAN or :22F::DISF//DIST or 22F::DISF//UKWN :17B::DFLT//Y

17B

DFLT

Default processing Flag

Qualifier DFLT followed by // Y

REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:


Field 16R BNP Paribas Status M Qualifier SECMOVE Field Definition Securities movements SECMOVE Content Example :16R:SECMOVE Note: Regarding Stock Split: depending on the market, there will only be a credit of NEW SHS and no movement of OLD. Regarding Reverse Stock Split: depending on the market, there will only be a debit of NEW SHS and no movement on OLD. This first part of subsequence E1 concerns new shares If new ISIN not known: /XX/ and description or ISIN of provisional security non negotiable. Comments

22H

CRDB

Type of entries in order to specify Qualifier CRDB followed //DEBT either debit or credit

:22H::CRDB//DEBT

35B 16S

M M SECMOVE

Identification code of the new shares. Securities movements

ISIN + ISIN code + Description of Security End of subsequence

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :16S:SECMOVE

REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:


Field 16R 22H BNP Paribas Status M M Qualifier SECMOVE CRDB Field Definition Content Example :16R:SECMOVE :22H::CRDB//CRED This second part of subsequence E1 concerns new shares Comments

Securities movements Start of subsequence Type of entries in order to specify Qualifier CRDB followed by//CRED either debit or credit

15

Field 22H 35B

BNP Paribas Status O M

Qualifier TXAP

Field Definition

Content

Example :22H::TXAP//TXBL :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :22F::DISF//RDDN or RDUP or CINL

Comments If security proceeds are taxable

Qualifier TXAP followed by // and Issuer/Offeror Taxability Indicator code TXBL Identification code of the rights or ISIN + ISIN code + Description of old securities Security

22F

DISF

Disposition of fractions

Qualifier DISF followed by// RDDN or RDUP or CINL

RDDN is used for rounding down to nearest integer , RDUP for rounding up to nearest integer CINL is used for take cash in lieu of fractions, Frankfurt : Yes Milan: No Athens: No

92A

NEWO

Rate: Quantity of new securities for a given quantity of underlying securities

98A

PAYD

Payment date

Option D: Qualifier NEWO followed by the ratio or Option K: Qualifier NEWO followed by //OPEN (when ratio is unknown) Option A: Qualifier PAYD followed by the Payment date Options B: Qualifier PAYD followed by OPEN (when payment date is not determined) Option A: Qualifier DIVR followed by the coupon ranking date End of subsequence

:92D::NEWO//2,/1, :92K::NEWO//OPEN

:98A::PAYD//YYYYMMDD :98B::PAYD//OPEN

Frankfurt : Yes Milan: Yes

98A 16S

O M

DIVR SECMOVE

Date on which new securities will begin to accrue the value, or be entitled to a coupon Securities movements

:98A::DIVR//YYYYMMDD :16S:SECMOVE

OPTIONAL SEQUENCE F: ADTX: ADDITIONAL INFORMATION:


Field 16R 70E 70 E BNP Paribas Status M O O Qualifier ADDINFO ADTX INCO Field Definition Start and name of the block Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message End of the block Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Option E: Qualifier COMP with the additional text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO Example :16R:ADDINFO :70E::ADTX// :70E::INCO// Comments

70 E

COMP

:70E::COMP// :95Q::MERE//corporate action dept :16S:ADDINFO

95A 16S

O M

MERE ADDINFO

16

Mandatory Corporate Actions with credit securities movements only Mandatory Corporate Actions such as Bonus Issue (BONU), Spin Off (SOFF), Intermediate Securities Distribution (RHDI) or Credit Event (CREV) for which there is an only a credit of new securities will be announced according to the below template:
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C BNP Paribas Status M M M Qualifier GENL CORP SEME NEWM REPL 23G M WITH CANC REPE 22F 22F M M CAEV CAMV Field Definition Start of the General Information block Corporate action reference Senders Reference Number NEWM : New notification Content Qualifier GENL Qualifier CORP followed by // Corporate Action Reference Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM when new first message :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:NEWM :23G:REPL :23G:WITH :23G:CANC :23G:REPE :22F::CAEV//xxxx :22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU Milan : not used Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. Example Comments

REPL replacement of preliminary Qualifier REPL when replacement information previously sent message WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation REPE only for cash Pre-advice Corporate action event indicator Mandatory/ Voluntary indicator Qualifier WITH when cancellation by the market Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information

25D

PROC

Processing status

17

OPTIONAL SUBSEQUENCE A1: LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE A, FIELD 23G IS DIFFERENT TO NEWM.
Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Field Definition Start of the linkage block Linkage Type Indicator Content Qualifier LINK :16R:LINK :22F:LINK//INFO Example Comments

13A

LINK

20C 16S 16S

M M M

PREV LINK GENL

Qualifier LINK followed by // codeword INFO Qualifier LINK followed by // the Number ID of the MT of the linked type of transaction which is linked to this one Populated as564 when transaction a MT564 has been previously sent Qualifier PREV followed by // the SEME of the previous message or Previous reference in case of COPY message : the corporation action ID Qualifier LINK End of the linkage block End of the General Information block Qualifier GENL

:13A::LINK//564

:20C::PREV// 16x or :20C::PREV// CA ID (for COPY) :16S:LINK :16S:GENL

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities block Identification of Financial Instrument Content Qualifier USECU Example :16R:USECU Rare in case of several old shares: The ISIN code is the main ISIN code for the corporate action. For announce only: the ISIN codes of the other securities along with the details of their eligible position will be reported in tag 70E (ADTX) of sequence D. Comments

35B

The ISIN code + security description

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/

18

OPTIONAL SUB SEQUENCE B1: FINANCIAL INSTRUMENT ATTRIBUTES: This sub sequence will be activated only when the underlying security is a debt instrument
Field 16R 12A BNP Paribas Status M O Qualifier FIA CLAS Field Definition Start of FIA block Type of Financial Instrument Qualifier FIA Qualifier CLAS Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) Qualifier DENO followed by // currency of debt instrument Qualifier MATU followed by // and the maturity date Qualifier ISSU followed by // and the issue date Qualifier FIA Content :16R:FIA Milan: :12A::CLAS Only the first and the second characters of the CFI category can be used. Only for underlying securities Bonds or Notes Example Comments

94B 11A 98A 98A 16S

O O O O M

PLIS DENO MATU ISSU FIA

Place of listing Currency of Denomination Maturity date Issue date End of FIA block

:94B::PLIS//EXCH/ALXP :11A:: DENO//XXX :98A::MATU//YYYYMMDD :98A::ISSU//YYYYMMDD :16S:FIA

M ANDATORY SUB SEQUENCE B2: ACCOUNT INFORMATION:


Field 16R BNP Paribas Status M Qualifier ACCTINFO Field Definition Start of the account information block Content Qualifier ACCTINFO Example :16R:ACCTINFO If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the sub-qualifier GENR + client ID In option A : Qualifier SAFE followed by // and account number or In option C : Qualifier SAFE followed by // GENR and BNP Paribas Clients ID number :97A::SAFE//99999L Otherwise this is the clients security account. Long code or short code depending on client subscription Frankfurt commented: The client can subscribe for a reporting event Notification_information_consolidated For this message the consolidated and not the detailed position will be reported. The qualifier GENR will be reported together with clientID. Comments

97A

SAFE

Safekeeping Account of the client (depending on its subscription)

:97A::SAFE//GENR3893717

19

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example

Comments Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM

94A

SAFE

Place of safekeeping.

In option F : Qualifier SAFE followed by //Place Code and BIC code or In option B : Qualifier SAFE followed by//Place Code and depositary country

:94FSAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES or :94F::SAFE//ICSD/CEDELULL

Frankfurt: 94B::SAFE/PARB/CBFF/<depository account> 94B::SAFE/PARB/CBLU/<depository account>


:93B::ELIG//FAMT/800, In option B : Qualifier ELIG followed by: //FAMT face amount 93B::ELIG//UNIT/800, or //UNIT number of shares Can be signed for negative position :93B::ELIG//UNIT/N1000 In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300, In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce

93A

ELIG

Eligible position of the client

93A

SETT

Balance of settled securities in your safekeeping account

Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Frankfurt: Current Settled position for Notification_information. Entitled Settled Position for Notification_entitlement and reminder Frankfurt: Current Pending Deliveries for Notification_information. Entitled Pending Deliveries for Notification_entitlement and reminde Not available for information schedules Frankfurt: Current Pending Receipts for Notification_information. Entitled Pending Receipts for Notification_entitlement and reminder Not available for information schedules

93A

PEND

:93B::PENR//FAMT/100,

93A

PENR

Balance of securities pending receipts

93a 93a

O O

LOAN BORR

On loan Balance Borrowed balance

:93B::PENR//UNIT/100, This qualifier is never signed Qualifier LOAN followed by // and :93B::LOAN//UNIT/100, Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed Qualifier ACCTINFO :93B::BORR//UNIT/100,

16S

ACCTINFO

End of Account Information Block

:16S:ACCTINFO

20

Field 16S

BNP Paribas Status M

Qualifier USECU

Field Definition End of Underlying Securities block

Content Qualifier USECU

Example :16S:USECU

Comments

OPTIONAL SEQUENCE D: OPTIONAL CORPORATE ACTIONS DETAILS:


BNP Pariba s Status M O

Field

Qualifier

Field Definition

Content

Example

Comments

16R

CADETL

Start and name of the block

Qualifier CADETL

:16R: CADETL It will be populated only for RHDI CA event , as it will precise the CA event type of exercise of rights (e x: BONU or EXRI or MRGR ) Only used in event type RHDI. RHDI//BIDS Repurchase offer RHDI//DRIP Dividend reinvestment RHDI//DVOP Dividend option RHDI//EXOF Exchange offer RHDI//EXRI Subscription rights RHDI//MRGR Merger RHDI//PRIO Distribution of open offer rights

22F

RHDI

Intermediate Securities Distribution type indicator

Example: Qualifier RHDI followed by // CAEV :22F:RHDI//EXRI code of the CA event with rights :22F:RHDI//MRGR

98A 98A 98a 22F

O O O O

ANOU EFFD MEET ESTA

Announcement date Effective date of detachment event Meeting date/time Corporate Action event stage

Qualifier ANOU followed by // the announcement date of event In Option A: Qualifier EFFD followed by // effective date Qualifier MEET followed by // and Shareholders Meeting date Qualifier ESTA followed by // and < code of CA event stage : SUAP or APPD or UNAC or WHOU >.

:98A:ANOU//YYYYM MDD :98A::EFFD//YYYYM MDD :98A::MEET//YYYYM MDD :22F::ESTA//UNAC

22F

ADDB

Additional business process indicator

Qualifier ADDB followed by // then one or more of the following codes ACLA, ATXF, CNTR and NAMC

ADDB//ACLA

London: ESTA//APPD Approved at the relevant meeting through consent or according to the terms of the event. ESTA//SUAP Subject to approval at the relevant meeting through consent or according to the terms of the CA event. London: ADDB //ACLA - Automatic market claims ADDB //ATXF - Subject to transformation ADDB//CNTR - Cancel underlying trades ADDB//NAMC - No automatic market claims

22F

CHAN

Change Type indicator

Qualifier CHAN followed by // and

:22F::CHAN// DECI

21

Field

BNP Pariba s Status O O M M

Qualifier

Field Definition

Content Sub CA reporting qualifier DECI In Option A: Qualifier XDTE followed by // and ex date In Option A: Qualifier RDTE followed by // record date Option E: Qualifier ADTX with the additional text Qualifier CADETL

Example

Comments

98A 98A 70 E 16S

XDTE RDTE ADTX CADETL

Ex Date Record Date Additional text End of corporate detail sequence

:98A::XDTE//YYYYM MDD :98A::RDTE//YYYYM MDD :70E::ADTX// :16S:CADETL

REPETITIVE OPTIONAL SEQUENCE E: CORPORATE ACTIONS OPTIONS:


Field 16R 13A BNP Paribas Status M M M 22F CAOP CA option code Qualifier CAOP followed by // SECU :22F::CAOP//SECU Qualifier CAOPTN CAON Field Definition Start and name of the block CA option number Content Qualifier CAOPTN Qualifier CAON followed by // and the option number Example :16R:CAOPTN :13A::CAON//001 Frankfurt: SEU, CASH and CASE Milan: CONV, for mandatory conversion SECU for increase, Decrease Athens : SECU Used for RHDI events types Comments

17B 98A

M O

DFLT EXPI

Default processing Flag Expiry date / time

Qualifier DFLT followed by // Y Qualifier EXPI followed by // YYYYMMDD

:17B::DFLT//Y :98A::EXPI//21121029

REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:


BNP Paribas Status M M M M DISF

Field 16R 22H 35B 22F

Qualifier SECMOVE CRDB

Field Definition Securities movements Type of entries in order to specify either debit or credit Identification code of the parent securities Disposition of fractions

Content SECMOVE Qualifier CRDB followed by//CRED ISIN + ISIN code + Description of the old securities Qualifier DISF followed by// RDDN or RDUP or CINL

Example :16R:SECMOVE :22H::CRDB//CRED :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :36B::DISF//RDDN or RDUP or CINL

Comments

This first part of subsequence E1 concerns new shares If new ISIN not known: /XX/ and description or ISIN of provisional security non negotiable. RDDN is used for rounding down to nearest integer RDUP for rounding up to nearest integer CINL is used for take cash in lieu of fractions

22

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example

Comments

92A

ADEX

Rate: Quantity of new securities for a given quantity of underlying securities

98A

PAYD

Payment date

Option D: Qualifier ADEX followed by the ratio or Option K: Qualifier ADEX followed by //OPEN (when ratio is unknown) Option A: Qualifier PAYD followed by the Payment date Options B: Qualifier PAYD followed by OPEN (when payment date is not determined)

:92D::ADEX//1,/1, :92K::ADEX//OPEN

:98A::PAYD//YYYYMMDD :98A::PAYD//OPEN

98A 16S 70E 16S Field 70 E 70E 70E 70E 70E 16S Status O O O O O M

O M O M Qualifier ADTX CETI COMP INCO TXNR CAOPTN

DIVR SECMOVE ADTX CAOPTN Message ALL ALL ALL ALL ALL ALL

Date on which new securities will begin to accrue the value, or be entitled to a coupon End of block Securities movements Additional text End of block Field Definition Additional text Certification breakdown Information to be compled with Information Conditions Narrative version End of block

Option A: Qualifier DIVR followed :98A::DIVR//YYYYMMDD by the coupon ranking date :16S:SECMOVE Qualifier ADTX followed by the additional information Qualifier CAOPTN Content ADTX follows by // CETI followed by // COMP followed by // INCO followed by // TXNR followed by // Qualifier CAOPTN :70E::ADTX// :16S:CAOPTN Example :70E::ADTX// :70E::CETI// :70 E::COMP// :70 E::INCO// :70E::TXNR// :16S:CAOPTN Comments 70E. all qualifiers to be reported as an optional field

OPTIONAL SEQUENCE F: ADTX: ADDITIONAL INFORMATION:


Field 16R 70E BNP Paribas Status M O Qualifier ADDINFO ADTX Field Definition Start and name of the block Additional text Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Example :16R:ADDINFO :70E::ADTX// Comments

23

Field

BNP Paribas Status O

Qualifier

Field Definition Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message End of the block

Content Option E: Qualifier INCO with the additional text Option E: Qualifier COMP with the additional text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO :70E::INCO//

Example

Comments

70 E

INCO

:70E::COMP//

70 E

COMP

:95Q::MERE//corporate action dept

95A 16S

O M

MERE ADDINFO

:16S:ADDINFO

24

B. Mandatory Corporate Actions with cash only:


Mandatory Corporate Actions, such as decrease of capital (DECR) for which there is only a credit of cash, will be announced according to the below template:
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R BNP Paribas Status M Qualifier GENL Field Definition Start of the General Information block Corporate action reference Content Qualifier GENL Qualifier CORP followed by // Corporate Action Reference Qualifier SEME followed by // Paribas Reference Qualifier NEWM when new first message Qualifier REPL when replacement message Qualifier WITH when cancellation by the market :16R:GENL Example Comments

20C

CORP

:20C::CORP//16x

20C

SEME NEWM REPL

Senders Reference Number NEWM : New notification REPL replacement of preliminary information previously sent WITH to cancel a notice already sent

:20C::SEME//16x :23G:NEWM :23G:REPL :23G:WITH :23G:CANC :23G:REPE Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy.

23G

WITH CANC REPE

CANC to confirm a BNP Paribas Qualifier CANC when cancellation cancellation by BNP Paribas REPE only for cash Pre-advice Qualifier REPE when cash Preadvice Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information

22F

CAEV

Corporate action event indicator

:22F::CAEV//xxxx

22F

CAMV

Mandatory/ Voluntary indicator

:22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU Milan: not used

25D

PROC

Processing status

25

OPTIONAL SUB SEQUENCE A1: LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE A, FIELD 23G IS DIFFERENT FROM NEWM.
Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Field Definition Start of the linkage block Linkage Type Indicator Content Qualifier LINK Qualifier LINK followed by // codeword INFO Qualifier LINK followed by // the type of transaction which is linked to this one Populated as564 when a MT564 has been previously sent Qualifier PREV followed by // the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier LINK Qualifier GENL :16R:LINK :22F:LINK//INFO Example Comments

13A

LINK

Number ID of the MT of the linked transaction

:13A::LINK//564

20C

PREV

Previous reference

:20C::PREV// 16x Or :20C::PREV// CA ID (for COPY) :16S:LINK :16S:GENL

16S 16S

M M

LINK GENL

End of the linkage block End of the General Information block

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities block Identification of Financial Instrument Content Qualifier USECU Example :16R:USECU Rare in case of several old shares: The ISIN code is the main ISIN code for the corporate action. For announce only: the ISIN codes of the other securities along with the details of their eligible position will be reported in tag 70E (ADTX) of sequence D. Comments

35B

The ISIN code + security description

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS

OPTIONAL SUB SEQUENCE B1: FINANCIAL INSTRUMENT ATTRIBUTES: This sub-sequence will be activated only when the underlying security is a debt instrument

26

Field 16R 12A

BNP Paribas Status M O

Qualifier FIA CLAS

Field Definition Start of FIA block Type of Financial Instrument

Content Qualifier FIA Qualifier CLAS :16R:FIA :12A::CLAS

Example

Comments

Milan: Only the first and the second characters of the CFI category can be used.

94B

PLIS

Place of listing

Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market identification Code of security) Qualifier DENO followed by // currency of debt instrument Qualifier MATU followed by // and the maturity date Qualifier ISSU followed by // and the issue date Qualifier FIA

:94B::PLIS//EXCH/ALXP Only for underlying securities Bonds or Notes

11A

DENO

Currency of Denomination

:11A:: DENO//XXX

98A 98A 16S

O O M

MATU ISSU FIA

Maturity date Issue date End of FIA block

:98A::MATU//YYYYMMDD :98A::ISSU//YYYYMMDD :16S:FIA

M ANDATORY SUB SEQUENCE B2: ACCOUNT INFORMATION:


Field 16R BNP Paribas Status M Qualifier ACCTINFO Field Definition Start of the account information block Content Qualifier ACCTINFO In option A : Qualifier SAFE followed by // and account number or In option C : Qualifier SAFE followed by // GENR and BNP Paribas Clients ID number or In option C : Qualifier SAFE followed by // GENR and BNP Paribas Clients ID number Example :16R:ACCTINFO If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier GENR + client ID :97A::SAFE//99999L or :97A::SAFE//GENR3893717 Otherwise this is the clients security account. Long code or short code depending on client subscription The client can subscrive for a reporting event Notification_information_consolidated For this messaeg the consolidated and not the detailed position will be reported. The qualifier GENR will be reported together with clientID. Comments

97A

SAFE

Safekeeping Account of the client (depending on its subscription)

27

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example

Comments Rules about population of place types:

94A

SAFE

Place of safekeeping.

In option F : Qualifier SAFE followed by //Place Code and BIC code or In option B : Qualifier SAFE followed by//Place Code and depositary country In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed Qualifier ACCTINFO

:94F::SAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES or :94F::SAFE//ICSD/CEDELULL :93B::ELIG//FAMT/800, 93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000 :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300,

CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM

93A

ELIG

Eligible position of the client

In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Frankfurt: Current Settled position for Notification_information. Entitled Settled Position for Notification_entitlement and reminder Frankfurt: Current Pending Deliveries for Notification_information. Entitled Pending Deliveries for Notification_entitlement and reminde Not available for information schedules

93A

SETT

Balance of settled securities in your safekeeping account

93A

PEND

Balance of securities pending deliveries

93A

PENR

Balance of securities pending receipts

:93B::PENR//FAMT/100, :93B::PENR//UNIT/100, :93B::LOAN//UNIT/100,

Current Pending Receipts for Notification_information. Entitled Pending Receipts for Notification_entitlement and reminder If the postion is zero the system will not report it Not available for information schedules

93a

LOAN

On loan Balance

93a

BORR

Borrowed balance

:93B::BORR//UNIT/100,

16S

ACCTINFO

End of Account Information Block

:16S:ACCTINFO

28

Field 16S

BNP Paribas Status M

Qualifier USECU

Field Definition End of Underlying Securities block

Content Qualifier USECU

Example :16S:USECU

Comments

OPTIONAL SEQUENCE D: OPTIONAL CORPORATE ACTIONS DETAILS:


Field 16R 98A O 98A XDTE Ex Date BNP Paribas Status M O ANOU Announcement date Qualifier CADETL Field Definition Start and name of the block Content Qualifier CADETL Example :16R: CADETL Comments

Qualifier ANOU followed by // and the announcement date of :98A:ANOU//YYYYMMDD event In option A: Qualifier XDTE followed by // ex date of eventIn :98A::XDTE//YYYYMMDD option B: Qualifier XTDE followed by UKWN[SR2011]

Depending on the market practices, ex date, effective or record dates can be applicable to any above mandatory events Frankfurt : Yes

29

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example Milan :

Comments CONV: No INCR, DECR : yes

98A

RDTE

Record Date

In option A: Qualifier RDTE followed by // and record date

:98A::RDTE//YYYYMMDD

98a

TSDT

Trading suspend Date/Time

In Option A: Qualifier TSDT followed by // and last trade date Or In Option B: Qualifier TSDT followed by OPENUKWN[SR2011] In option A: Qualifier EFFD followed by // effective-date Qualifier MEET followed by // and Shareholders Meeting date Qualifier SXDT followed by // and Special Ex-date/time Qualifier ESTA followed by // and < code of CA event stage : SUAP or APPD or UNAC or WHOU >. Qualifier ADDB followed by // and code CAPA Qualifier ESTA followed by // and < code of CA event stage : SUAP or APPD or UNAC or WHOU >. Qualifier ADTX followed by the additional text Qualifier CADETL

:98A::TSDT//20070309 or :98B::TSDT//OPEN

Athens: Yes Depending on the market practices, ex date, effective or record dates can be applicable to any above mandatory events Frankfurt : No Milan : CONV: No INCR, DECR : yes Athens: REDO: No Last trading date from the schedule Frankfurt: Yes Milan: Yes

98A 98a 98a 22F

O O O O

EFFD MEET SXDT ESTA

Effective Date Meeting date/time Special Ex-date/time Corporate Action event stage

:98A::EFFD//YYYYMMDD :98A::MEET//YYYYMMDD :98A::SXDT//YYYYMMDD :22F::ESTA//UNAC

22F 22F

O O

ADDB ESTA

Additional Business process Indicator Corporate Action event stage

:22F::ADDB//CAPA :22F::ESTA//UNAC

In MT564 Cash preadvice only

70 E 16S

O M

ADTX CADETL

Additional text End of corporate detail sequence

70E::ADTX// :16S:CADETL

REPETITIVE OPTIONAL SEQUENCE E: CORPORATE ACTIONS OPTIONS:


Field BNP Paribas Status Qualifier Field Definition Content Example Comments

30

Field 16R 13A

BNP Paribas Status M M

Qualifier CAOPTN CAON

Field Definition Start and name of the block CA option number

Content Qualifier CAOPTN Qualifier CAON followed by // and the option number Qualifier CAOP followed by // CASH distribution of cash Qualifier DFLT followed by // Y

Example :16R:CAOPTN :13A::CAON//001

Comments

22F

CAOP

CA option code

:22F::CAOP//CASH

Frankfurt: SECU, CASH and CASE Milan: CONV, for mandatory conversion SECU for Increase and Decrease Athens: SECU

17B

DFLT

Default processing Flag

:17B::DFLT//Y

31

REPETITIVE OPTIONAL SUBSEQUENCE E2: CASH MOVEMENTS:


Field 16R 22H BNP Paribas Status M M Qualifier Field Definition Content Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by clients cash account Option F: Qualifier OFFR followed by the Currency Code and price. Qualifier ENTL followed by clients entitlement amount Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier VALU followed by clients value-date Option B: Qualifier VALU followed by UKWN Qualifier CASHMOVE Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by clients cash account Qualifier ENTL followed by clients entitlement amount (paid on firm or pending position) Option A: Qualifier PAYD followed by payable date or Expected settlement date Example :16R:CASHMOVE :22H:CRDB//CRED The direction of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier DEBT Comments

CASHMOVE Start and name of the block CRDB Indicator Credit/Debit indicator

97A

CASH

Cash account

97A:CASH//XXXXXXXXX :90A::OFFR

90A

OFFR

Price to receive

19A 98a

M M

ENTL PAYD

Entitled amount Clients Payment date

19A:ENTL//GBP10000, :98A::PAYD//YYYYMMDD

Amount in depositary currency before clients Forex

98a

VALU

Clients Value-date

98A::VALU//YYYYMMDD or :98B::VALU//UKWN :16R: CASHMOVE :16S: CASHMOVE This is the reversed cash amount in depositary currency before application of the clients FOREX. Sub qualifier DEBT if 22H/CRDB of previous E2 is CRED Sub qualifier CRED if 22H/DEBT of previous E2 is DEBT

16S 16R

M M

CASHMOVE End of the block CASHMOVE Start and name of the block

The two subsequences below are only activated in the case of clients Forex

22H

CRDB

Indicator Credit/Debit indicator

:22H:CRDB//DEBT

97A 19A

M M

CASH ENTL

Cash account Entitled amount

97A:CASH//XXXXXXXXX 19A:ENTL//GBP10000,

98a

PAYD

Clients Payment date

:98A::PAYD//YYYYMMDD

32

Option A: Qualifier VALU followed by payment clients value-date 98a M VALU Clients Value-date Option B: Qualifier VALU followed by UKWN (if payment is non contractual with recovery) Qualifier CASHMOVE Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by clients cash account Qualifier ENTL followed by clients entitlement amount in clients preferred currency Qualifier RESU followed by clients entitled amount after
FOREX

98A::VALU//YYYYMMDD or :98A::VALU//UKWN

16S 16R

CASHMOVE End and name of the block CASHMOVE Start and name of the block

:16S: CASHMOVE :16R: CASHMOVE :22H:CRDB//CRED This subsequence is only activated in case of clients Forex This corresponds to the cash amount in clients preferred currency.

22H

CRDB

Indicator Credit/Debit indicator

97A

CASH

Cash account Cash amount

:97A:CASH//XXXXXXXXX :19A:ENTL//EUR15000, In this example, the client has asked to receive EUR instead of GBP. This is the resulting cash amount after clients Forex..

19A

Amount

Resulting amount after FOREX

:19A:RESU//EUR15000,

Net amount before FOREX

Qualifier NETT followed by clients entitled amount in schedule currency ( before clients FOREX Option B: Qualifier PAYD followed by date code KKWN Option B: Qualifier VALU followed by UKWN Option B: Qualifier EXCH followed by clients exchangerate Qualifier CASHMOVE Qualifier ADTX followed by the additional text Qualifier CAOPTN

:19A:NETT//GBP10000,

98a 98a 92B 16S 70 E 16S

M M M M M M

PAYD VALU EXCH

Clients Payment date Clients Value-date Exchange-rate

:98B::PAYD//UKWN :98A::VALU//UKWN 92B:EXCH//GBP/EUR/0,6666 :16S: CASHMOVE :70E ::ADTX// :16S:CAOPTN

CASHMOVE End and name of the block ADTX CAOPTN Additional text End of block

33

OPTIONAL SEQUENCE F: ADDITIONAL INFORMATION:


Field 16R 70E 70 E BNP Paribas Status M O O Qualifier Field Definition Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Example :16R:ADDINFO :70E::ADTX// :70E::INCO// Comments

ADDINFO Start and name of the block ADTX INCO Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message

70 E

COMP

Option E: Qualifier COMP with the additional :70E::COMP// text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO :95Q::MERE//corporate action dept :16S:ADDINFO

95a 16S

O M

MERE

ADDINFO End of the block

34

C. Mandatory Corporate Actions with cash & securities:


Mandatory Corporate Actions such as Final redemption (REDM), Early redemption (BPUT), Partial redemption (PCAL), for which there is a debit of old securities and a credit of cash will be announced according to the below template:
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C BNP Paribas Status M M M Qualifier GENL CORP SEME NEWM REPL 23G M WITH CANC REPE 22F 22F M M CAEV CAMV Field Definition Start of the General Information block Corporate action reference Senders Reference Number NEWM : New notification REPL replacement of preliminary information previously sent WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation REPE only for cash Pre-advice Corporate action event indicator Mandatory/ Voluntary indicator Content Qualifier GENL Qualifier CORP followed by // Corporate Action Reference Qualifier SEME followed by // Paribas Reference Qualifier NEWM when new first message Qualifier REPL when replacement message Example :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:NEWM :23G:REPL Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. Comments

Qualifier WITH when cancellation :23G:WITH by the market Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by // qualified MAND Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information :23G:CANC :23G:REPE :22F::CAEV//xxxx :22F::CAMV//MAND :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU Milan: not used

25D

PROC

Processing status

35

OPTIONAL SUB SEQUENCE A1: LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE A, FIELD 23G IS DIFFERENT FROM NEWM.
Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Field Definition Start of the linkage block Linkage Type Indicator Qualifier LINK Content :16R:LINK :22F:LINK//INFO Example Comments

13A

LINK

20C 16S 16S

M M M

PREV LINK GENL

Qualifier LINK followed by // codeword INFO Qualifier LINK followed by // the type Number ID of the MT of the linked of transaction which is linked to this one Populated as564 when a transaction MT564 has been previously sent Qualifier PREV followed by // SEME of the previous message or in case of Previous reference COPY message : the corporation action ID End of the linkage block End of the General Information block Qualifier LINK Qualifier GENL

:13A::LINK//564

:20C::PREV// 16x Or :20C::PREV// CA ID (for COPY) :16S:LINK :16S:GENL

Sequence B: Mandatory Underlying Securities: Parents security generating the corporate action
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities block Identification of Financial Instrument Content Qualifier USECU :16R:USECU Rare in case of several old shares: The ISIN code is the main ISIN code for the corporate action. For announce only: the ISIN codes of the other securities along with the details of their eligible position will be reported in tag 70E (ADTX) of sequence D. Example Comments

35B

The ISIN code + security description

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS

OPTIONAL SUB SEQUENCE B1: FINANCIAL INSTRUMENT ATTRIBUTES: This sub-sequence will be activated only when the underlying security is a debt instrument
Field 16R 22F BNP Paribas Status M O Qualifier FIA MICO Field Definition Start of FIA block Type of Financial Instrument Content Qualifier FIA Qualifier MICO followed by the method of interest computation [CM 2659] if the accrual method is UNKNOWN or even another (for example value OAT) we report OTHR now [CM 2659] Qualifier CLAS Example :16R:FIA :22F::MICO//A001 [CM 2659] :22F::MICO//OTHR [CM 2659] Comments

Applicable to CA type event : redemption The values will be retrieved from Financial Instrument

12A

CLAS

Type of Financial

:12A::CLAS

Milan:

36

Field

BNP Paribas Status

Qualifier

Field Definition Instrument

Content

Example

Comments Only the first and the second characters of the CFI category can be used.

11A

O DENO

Currency of denomination Populated with the currency of the security only for the CA type Interest Collection. Current Poll factor

Qualifier DENO

:11A::DENO//EUR

92A

PRFC

Qualifier PRFC flowed by // and the pool factor Qualifier NWFC flowed by // and the pool factor

:92A::PRFC//0,5

Applicable to CA type event : redemption The values will be retrieved from the schedule Applicable to CA type event : redemption The values will be retrieved from the schedule

92A

NWFC

Next Poll factor

:92A::NWFC//0,5

94B

PLIS

Place of listing

12A 11A 98A 98A 16S

O O O O M

OPST DENO MATU ISSU FIA

Option style Currency of Denomination Maturity date Issue date End of FIA block

Qualifier PLIS followed by // EXCH (for Stock Exchange)/ MIC (Market :94B::PLIS//EXCH/ALXP identification Code of security) Qualifier OPST followed by // and 12a::OPST//AMER AMER (American style) Or EURO (European style) Qualifier DENO followed by // currency :11A:: DENO//XXX of debt instrument Qualifier MATU followed by // and the maturity date Qualifier ISSU followed by // and the issue date Qualifier FIA :98A::MATU//YYYYMMDD :98A::ISSU//YYYYMMDD :16S:FIA

M ANDATORY SUB SEQUENCE B2: ACCOUNT INFORMATION:


Field 16R BNP Paribas Status M Qualifier ACCTINFO Field Definition Start of the account information block Content Qualifier ACCTINFO Example :16R:ACCTINFO Comments

37

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example

Comments If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier GENR + client ID

97A

SAFE

In option A : Qualifier SAFE followed by // account number or :97A::SAFE//99999L Safekeeping Account of the client In option C : Qualifier SAFE (depending on its subscription) :97A::SAFE//GENR3893717 followed by // GENR and BNP Paribas Clients ID number

Otherwise this is the clients security account. Long code or short code depending on client subscription The client can subscrive for a reporting event Notification_information_consolidated For this messaeg the consolidated and not the detailed position will be reported. The qualifier GENR will be reported together with clientID. Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM

In option F : Qualifier SAFE followed by //Place Code and BIC code or 94A O SAFE Place of safekeeping. In option B : Qualifier SAFE followed by//Place Code and depositary country

:94FSAFE//CUST/PBESXXX or :94B::SAFE//SHHE/ES

:94F::SAFE//ICSD/CEDELULL

Frankfurt: 94B::SAFE/PARB/CBFF/<depository account> 94B::SAFE/PARB/CBLU/<depository account>


In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID. Frankfurt: Current Settled position for Notification_information. Entitled Settled Position for Notification_entitlement and reminder Frankfurt: Current Pending Deliveries for Notification_information. Entitled Pending Deliveries for Notification_entitlement and reminder Not available for information schedules

93A

ELIG

Eligible position of the client

In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed

:93B::ELIG//FAMT/800, 93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000 :93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, :93B::PEND//FAMT/300, :93B::PEND//UNIT/300, :93C::PEND//UNIT/NELG/300,

93A

SETT

Balance of settled securities in your safekeeping account

93A

PEND

Balance of securities pending deliveries

38

Field

BNP Paribas Status

Qualifier

Field Definition

Content In option B : Qualifier PENR followed by: //FAMT// face amount or //UNIT //number of shares This qualifier is never signed Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed

Example

Comments

93A

PENR

Balance of securities pending receipts

:93B::PENR//FAMT/100, :93B::PENR//UNIT/100, :93B::LOAN//UNIT/100, Only for MT564 announce, reminder and Cash Preadvice

93a

LOAN

On loan Balance

93a

BORR

Borrowed balance

:93B::BORR//UNIT/100,

Only for MT564 announce, reminder and Cash Preadvice

16S 16S

M M

ACCTINFO USECU

End of Account Information Block Qualifier ACCTINFO End of Underlying Securities block Qualifier USECU

:16S:ACCTINFO :16S:USECU

OPTIONAL SEQUENCE D: OPTIONAL CORPORATE ACTIONS DETAILS:


Field 16R 98a BNP Paribas Status M O O 98a XDTE Qualifier CADETL ANOU Field Definition Start and name of the block Announcement date Ex Date In Option A: Qualifier XDTE followed by // ex date Effective date of detachment event EFFD :98A::XDTE//YYYYMMDD Athens: Yes Frankfurt : No Milan : :98A::EFFD//YYYYMMDD Athens: Yes Frankfurt : No Milan : In option A: Qualifier RDTE followed by // and Record date :98A::RDTE//YYYYMMDD Athens: REDO: no CONV: No INCR, DECR : yes CONV only Content Qualifier CADETL Qualifier ANOU followed by // announcement date of event Example :16R: CADETL :98A:ANOU//YYYYMMDD Frankfurt : Yes Milan : CONV: No INCR, DECR : yes Comments

O 98a

In Option A: Qualifier EFFD followed by // and effective date

O 98a RDTE

Record Date

39

Field 98a

BNP Paribas Status O

Qualifier TSDT

Field Definition Trading suspend Date/Time

Content In Option A: Qualifier TSDT followed by // and last trade date Or In Option B: Qualifier TSDT followed by OPENUKWN[SR2011] Qualifier MEET followed by // and Shareholders Meeting date Qualifier BIDI followed by Bid Interval Rate

Example :98A::TSDT//20070309 or :98B::TSDT//OPEN

Comments Last trading date from the schedule Frankfurt: Yes Milan: Yes

98a 92a

O O

MEET BIDI

Meeting date/time

:98A::MEET//YYYYMMDD :92A::BIDI//15

Bid Interval Rate

Euronext market : Acceptable price increment used for submitting a bid. Used to report an offer price for Dutch auction
In MT564 cash preadvice only

22F 22F

O O

ADDB ESTA

Additional Business process Indicator Corporate Action event stage

70 E 16S

O M

ADTX CADETL

Additional text End of corporate detail sequence

Qualifier ADDB followed by // and :22F::ADDB//CAPA code CAPA Qualifier ESTA followed by // and < :22F::ESTA//UNAC code of CA event stage : SUAP or APPD or UNAC or WHOU >. Qualifier ADTX followed by the :70E::ADTX// additional text Qualifier CADETL :16S:CADETL

REPETITIVE OPTIONAL SEQUENCE E: CORPORATE ACTIONS OPTIONS:


Field 16R 13A BNP Paribas Status M M Qualifier CAOPTN CAON Field Definition Start and name of the block CA option number CA option code 22F M CAOP Qualifier CAOP followed by //CASH :22F::CAOP// CASH Content Qualifier CAOPTN Qualifier CAON followed by // option number Example :16R:CAOPTN :13A::CAON//001 Depending initial fed received from sub custodian Frankfurt: SECU, CASH and CASE Milan: CONV, for madatory conversion SECU FOR Increase, Decrease Comments

Athens : SECU
17B M DFLT Default processing Flag Qualifier DFLT followed by //Y :17B::DFLT//Y

40

REPETITIVE OPTIONAL SUBSEQUENCE E1: SECURITIES MOVEMENT:


Field 16R 22H 35B BNP Paribas Status M M M Qualifier SECMOVE CRDB Field Definition Securities movements SECMOVE Content Example :16R:SECMOVE This first part of subsequence E1 concerns new shares :22H::CRDB//DEBT :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :98A::PAYD//YYYYMMDD If new ISIN not known: /XX/ and description or ISIN of provisional security non negotiable Comments

Type of entries in order to specify Qualifier CRDB followed by the either debit or credit code DEBT Identification code of the parent securities. ISIN + ISIN code + Description of Security Option A: Qualifier PAYD followed by payable date or Expected settlement date

98A 16S

M M

PAYD SECMOVE

Clients Payment date End of subsequence

:16S:SECMOVE

REPETITIVE OPTIONAL SUB SEQUENCE E2 CASH MOVEMENTS:


Field 16R 22H BNP Paribas Status M M Qualifier CASHMOVE CRDB Field Definition Start and name of the block Indicator Credit/Debit indicator Content Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by clients cash account Qualifier ENTL followed by clients entitlement amount Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier RATE followed by // and applicable rate Example :16R: CASHMOVE :22H:CRDB//CRED The direction of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier DEBT. Comments

97A 19A

O O M

CASH ENTL

Cash account Entitled amount

:97A:CASH//XXXXXXXXX :19A:ENTL//GBP10000, :98A::PAYD//YYYYMMDD Amount in depositary currency before clients Forex Frankfurt: Yes Milan: Yes Athens: No

98A

PAYD

Clients Payment date

92A

RATE

Applicable rate

:92A::RATE//16,962425099

41

Field

BNP Paribas Status M

Qualifier

Field Definition Cash price received per product

Content Option A: OFFR followed by// percentage Option B: OFFR followed by// currency code and price Option A: Qualifier VALU followed by // clients value-date Option B: Qualifier VALU followed by // UKWN Qualifier CASHMOVE Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by clients cash account Qualifier ENTL followed by clients entitlement amount ( paid on firm or pending position) Option A: Qualifier PAYD followed by payable date or Expected settlement date Option A: Qualifier VALU followed by payment clients value-date Option B: Qualifier VALU followed by UKWN ( if payment is non contractual with recovery) Qualifier CASHMOVE Qualifier CASHMOVE Qualifier CRDB followed by CRED if amount to be credited and DEBT if amount to be debited Qualifier CASH followed by clients cash account

Example :90A:: OFFR //PRCT/100 :90B:: OFFR //ACTU/GBP500

Comments

90A

OFFR

98A

VALU

Clients Value-date

98A::VALU//YYYYMMDD or :98A::VALU//UKWN :16S: CASHMOVE :16R: CASHMOVE :22H:CRDB//DEBT This corresponds to the reversed cash amount in depositary currency before application of the clients FOREX Sub qualifier DEBT if 22H/CRDB of previous E2 is CRED Sub qualifier CRED if 22H/DEBT of previous E2 is DEBT

16S 16R

M M

CASHMOVE CASHMOVE

End of the block Start and name of the block

The two subsequences below are only activated in the case of clients Forex

22H

CRDB

Indicator Credit/Debit indicator

97A 19A

M M

CASH ENTL

Cash account Entitled amount

97A:CASH//XXXXXXXXX 19A:ENTL//GBP10000,

98A

PAYD

Clients Payment date

:98A::PAYD//YYYYMMDD

98A

VALU

Clients Value-date

98A::VALU//YYYYMMDD or :98A::VALU//UKWN

16S 16R

M M

CASHMOVE CASHMOVE

End and name of the block Start and name of the block

:16S: CASHMOVE :16R: CASHMOVE This subsequence is only activated in case of clients forex This corresponds to the cash amount in clients preferred currency.

22H

CRDB

Indicator Credit/Debit indicator

:22H:CRDB//CRED

97A

CASH

Cash account

:97A:CASH//XXXXXXXXX

42

Cash amount

19A

Amount

Resulting amount after FOREX

Qualifier ENTL followed by clients entitlement amount in clients preferred currency Qualifier RESU followed by clients entitled amount after FOREX Qualifier NETT followed by clients entitled amount in schedule currency ( before clients FOREX) Option B: Qualifier PAYD followed by date code UKWN Option B: Qualifier VALU followed by UKWN ( if payment is non contractual with recovery) Option B: Qualifier EXCH followed by clients exchangerate Qualifier CASHMOVE Qualifier ADTX followed by the additional text Qualifier CAOPTN

:19A:ENTL//EUR15000,

In this example, the client has asked to receive EUR instead of GBP.

:19A:RESU//EUR15000,

This is the resulting cash amount after clients FOREX.

Net amount before FOREX

:19A:NETT//GBP10000, :98A::PAYD//UKWN

98A

PAYD

Clients Payment date

98A

VALU

Clients Value-date

:98A::VALU//UKWN

92B 16S 70 E 16S

M M M M

EXCH CASHMOVE ADTX CAOPTN

Exchange-rate End and name of the block Additional text End of block

:92B:EXCH//GBP/EUR/0,6666 :16S: CASHMOVE :70E ::ADTX// :16S:CAOPTN

OPTIONAL SEQUENCE F: ADDITIONAL INFORMATION:


Field 16R 70E 70 E BNP Paribas Status M O O Qualifier ADDINFO ADTX INCO Field Definition Start and name of the block Additional text Specific conditions linked to the CA that cannot be formatted Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Example :16R:ADDINFO :70E::ADTX// :70E::INCO// Comments

70 E

COMP

Information to be complied with. Option E: (Used for information Qualifier COMP with the conditional to the account additional text owner)

:70E::COMP//

43

Field

BNP Paribas Status O M

Qualifier

Field Definition Party which is the final destination of the message End of the block

Content In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO

Example :95Q::MERE//corporate action dept

Comments

95A 16S

MERE ADDINFO

:16S:ADDINFO

44

2.2 - CORPORATE ACTIONS VOLUNTARY EVENTS


A. Voluntary Corporate actions with rights distribution or ex date Voluntary Corporate actions with rights distribution Voluntary Corporate Actions such as Subscription offer (EXRI), Bonus issue (BONU), for which there is a rights distribution will be announced according to the below templates, shown for EXRI and BONU events:
SUBSCRIPTION OFFER
SEQUENCE A: GENL M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C BNP Paribas Status M M O Qualifier GENL CORP COAF NEWM REPL WITH CANC REPE RMDR Field Definition Start of the General Information block Corporate action reference Official Corporate action event reference NEWM : New notification REPL replacement of preliminary information previously sent WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation REPE only for cash Preadvice RMDR Reminder sent for uninstructed positions Content Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier NEWM when new first message Qualifier REPL when replacement message Qualifier WITH when cancellation by the market Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice Qualifier RMDR when there are some uninstructed positions Example :16R:GENL :20C::CORP//16x :20C::COAF//16x This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. Comments

:23G:NEWM :23G:REPL :23G:WITH :23G:CANC :23G:REPE :23G:RMDR

23G

45

Field 22F 22F

BNP Paribas Status M M

Qualifier CAEV CAMV

Field Definition Corporate action event indicator Mandatory/ Voluntary indicator

Content Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by //qualified VOLU Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information

Example :22F::CAEV//EXRI :22F::CAMV/VOLU :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU

Comments

25D

PROC

Processing status

OPTIONAL SUB SEQUENCE A1: LINK LINKAGES: SUBSEQUENCE USED IF IN SEQUENCE A, FIELD 23G, IS DIFFERENT FROM NEWM.
Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Field Definition Start of the linkage block Linkage Type Indicator Content Qualifier LINK Qualifier LINK followed by //codeword INFO Qualifier LINK followed by //the type of transaction which is linked to this one Populated as564 when a MT564 has been previously sent Qualifier PREV followed by //the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier CORP followed by // and the reference of linked event Qualifier LINK Qualifier GENL Example :16R:LINK :22F:LINK//INFO Comments

13A

LINK

Number ID of the MT of the linked transaction

:13A::LINK//564 :20C::PREV//16x :20C::PREV//CA ID (for COPY) :20C::CORP//CA ID :16S:LINK :16S:GENL

20C

PREV Or CORP LINK GENL

Previous reference

Corporate actions reference 16S 16S M M End of the linkage block End of the General Information block

46

SEQUENCE B: USECU M ANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R 35B BNP Paribas Status M M Qualifier USECU Field Definition Start of Underlying Securities block Identification of Financial Instrument Content Qualifier USECU The ISIN code + security description Example :16R:USECU :35B::ISIN ES0178483139 SOGECABLE SA It is the ISIN of the rights Comments

M ANDATORY SUB SEQUENCE B2: ACCTINFO ACCOUNT INFORMATION:


Field 16R BNP Paribas Status M Qualifier ACCTINFO Field Definition Start of the account information block Content Qualifier ACCTINFO Example :16R:ACCTINFO If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the subqualifier GENR + client ID Otherwise this is the clients security account. Long code or short code depending on client subscription Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM Comments

97A

SAFE

In option A : Qualifier SAFE followed by //and account number Safekeeping Account of the client (depending on its In option C : Qualifier SAFE followed by subscription) //GENR and BNP Paribas Clients ID number

:97A::SAFE//99999L :97A::SAFE//GENR3893717

94A

SAFE

Place of safekeeping.

In option F : :94F::SAFE//CUST/PBESXXX Qualifier SAFE followed by //Place Code and BIC code :94B::SAFE//SHHE/ES In option B : :94F::SAFE//ICSD/CEDELULL Qualifier SAFE followed by//Place Code and depositary country In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position

93A

ELIG

Eligible position of the client

:93B::ELIG//FAMT/800, :93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000

In Pre-announcement, firm and pending are reported except the ELIG position one. Mandatory as from the announce

47

Field

BNP Paribas Status

Qualifier

Field Definition Balance of settled securities in your safekeeping account

Content In option B : Qualifier SETT followed by://FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT/ face amount or //UNIT /number of shares In option C : Qualifier PEND followed by: //FAMT/face amount or //UNIT /number of shares This qualifier is never signed In option B : Qualifier PENR followed by: //FAMT/ face amount or //UNIT /number of shares This qualifier is never signed

Example

Comments

:93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000,

93A

SETT

Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID.

:93B::PEND//FAMT/300, :93B::PEND//UNIT/300, :93C::PEND//UNIT/NELG/300, NELG : non eligible pending securities excluded from eligible position (if balance is negative)

93A

PEND

Balance of securities pending deliveries

93A

PENR

Balance of securities pending receipts

:93B::PENR//FAMT/100, :93B::PENR//UNIT/100,

93a

LOAN

On loan Balance

93a

BORR

Borrowed balance

93a

UNBA

Uninstructed balance

Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed In option B : Qualifier UNBA followed by: //FAMT/ face amount or //UNIT /number of shares In option B : Qualifier INBA followed by: //FAMT/ face amount or //UNIT /number of shares Qualifier ACCTINFO Qualifier USECU

:93B::LOAN//UNIT/100,

Only for MT564 announce, reminder and Cash Preadvice

:93B::BORR//UNIT/100,

Only for MT564 announce, reminder and Cash Preadvice

:93B::UNBA//UNIT/100,

Sent for MT564 Reminder only

93a

INBA

Instructed balance

:93B::INBA//UNIT/100,

Only reported when clients deadline is before eligibility calculation date

16S 16S

M M

ACCTINFO USECU

End of Account Information Block End of Underlying Securities block

:16S:ACCTINFO :16S:USECU

48

49

OPTIONAL SUBSEQUENCE C: INTSEC INTERMEDIATE SECURITIES: NOT USED Optional Sequence D: CADETL OPTIONAL CORPORATE ACTIONS DETAILS
BNP Paribas Status M O O O

Field

Qualifier

Field Definition Start of Corporate Action details block Announcement date Additional text Results publication

Content

Example

Comments

16R 98A 70E 98a

CADETL ANOU ADTX RESU

Qualifier CADETL Qualifier ANOU followed by //announcement date of event Option E: Qualifier ADTX with the additional text Qualifier RESU followed by // and Result publication date of event Qualifier MEET followed by // and Shareholders Meeting date Qualifier ETPD followed by // and Early third party deadline Qualifier ECPD followed by // and date of Election to Counterparty deadline Date/time that the account servicer has set as the deadline to respond, with instructions, to an outstanding event, giving the holder eligibility to incentives. This time is dependent on the reference time zone of the account servicer as specified in an SLA. Qualifier ADDB followed by // and code CAPA Qualifier ESTA followed by // and < code of CA event stage : SUAP or APPD or UNAC or WHOU >. Preliminary Advice of Payment - The message is a preliminary advice of payment Option A:

:16R:CADETL :98A::ANOU//YYYYMMDD :70E::ADTX// :98A::RESU//YYYYMMDD

98a 98a 98a

O O O

MEET ETPD ECPD

Meeting date/time Early third party deadline Election to Counterparty deadline Early response deadline Date/Time

:98A::MEET//YYYYMMDD :98A::ETPD/YYYYMMDD :98A::ECPD//YYYYMMDD Used to report to clients their earliest election counterparty. It is a specific clients deadline for their position on loan.

98C

EARD

:98a::EARD//YYYYMMDDhhmm Used to report an early response deadline of an option when there are two proposed different periods for a same option.

22F 22F

O O

ADDB ESTA

Additional Business process Indicator Corporate Action event stage

:22F::ADDB//CAPA :22F::ESTA//UNAC

In MT564 Cash preadvice only

22F 92a

O O

ADDB INTR

Additional Business Process Indicator Interest rate

:22F::ADDB//CAPA :92A::INTR//6,75

CAPA is reported in all SWIFT Cash Preadvice to make the difference between an entitlement message and a pre-advice of payment This tag is applicable only for interest payments with or without

50

Field

BNP Paribas Status

Qualifier

Field Definition

Content Qualifier INTR followed by // and rate

Example

Comments principle. This is the annual rate

16S

CADETL

End of corporate action detail block

Qualifier CADETL

:16S:CADETL

REPETITIVE OPTIONAL SEQUENCE E: EXER OPTION TO EXERCISE RIGHTS INTO SECURITIES


Field 16R 13A 22F 17B BNP Paribas Status M M M O Qualifier CAOPTN CAON CAOP DFLT Field Definition Start and name of the block CA option number CA option code Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //and the option number Qualifier CAOP followed by //EXER Qualifier DFLT followed by //Y or N In Option C : Qualifier RDDT followed by //response deadline date & time or In Option B : Qualifier RDDT followed by //OPEN Example :16R:CAOPTN :13A::CAON//001 :22F::CAOP//EXER :17B::DFLT//N Comments

98A

RDDT

Response Deadline Date

:98C::RDDT//YYYYMMDD HHMMSS :98B::RDDT//OPEN

98A

EARD

Early response deadline date

In Option C : Qualifier EARD followed by //Early :98C::EARD//YYYYMMDD response deadline date & time HHMMSS or In Option B : :98B::EARD//OPEN Qualifier EARD followed by //OPEN

51

Field

BNP Paribas Status

Qualifier

Field Definition

Content

Example

Comments

98A

MKDT

Market Deadline Date

In Option A: Qualifier MKDT followed by //market deadline date

:98A::MKDT//YYYYMMDD

69A

PWAL

Exercise period

In option A : Qualifier PWAL followed by //beginning date/end date In option C : Qualifier PWAL followed by //beginning date/OPEN In option E : Qualifier PWAL followed by //OPEN/end date

:69A::PWAL//YYYYMMDD/YY YYMMDD

:69C::PWAL//YYYYMMDD/OP EN

69A

REVO

In option A : Qualifier REVO followed by //beginning date/end date Period in which a shareholder In option C : Qualifier REVO followed by can revoke, withdraw its instruction. //beginning date/OPEN In option E : Qualifier REVO followed by //OPEN/end date

:69E::PWAL//OPEN/YYYYMM DD :69A::REVO//YYYYMMDD/YY YYMMDD

:69A::REVO//YYYYMMDD/OP EN

:69A::REVO//OPEN/YYYYMM DD

52

REPETITIVE OPTIONAL SUB SEQUENCE E1: SECMOVE SECURITIES MOVEMENT


Field 16R 22H 22H 35B BNP Paribas Status M M O M Qualifier SECMOVE TAXP CRDB Field Definition Start of subsequence Taxability Indicator Type of entries in order to specify either debit or credit Identification code of the new shares. Entitled Quantity Content Qualifier SECMOVE Issuer/Offeror Taxability Indicator Qualifier CRDB followed by the code CRED The ISIN code + Description of Security Qualifier ENTL followed by: //FAMT/ face amount //UNIT /number of shares Option D : Qualifier NEWO followed by the ratio Option K : Qualifier NEWO followed by //OPEN Option A: Qualifier PAYD followed by //Payment date Options B: Qualifier PAYD followed by //OPEN (when payment date is not determined) Qualifier PAYD followed by //ONGO (when the payment to be settled on going basis Qualifier SECMOVE Example :16R:SECMOVE :22H::TAXP//xxx :22H::CRDB//CRED :35B:ISIN ES0178483139 SOGECABLE SA :36B: ENTL//UNIT//quantity :36B: ENTL//FAMT//quantity :92D::NEWO//3,/2, or :92K::NEWO///OPEN Field reported only on cash pre-advice when client instruction has been processed in the system for this option. Comments

Proceeds are taxable according to the information provided by the issuer/offeror.

36B

ENTL

92A

NEWO

Ratio of New shares to rights

:98A::PAYD//YYYYMMDD

:98A::PAYD//OPEN

98A

PAYD

Payment date

:98A::PAYD//ONGO

16S

SECMOVE

End of SECMOVE

:16S:SECMOVE

53

REPETITIVE OPTIONAL SUB SEQUENCE E1: SECMOVE SECURITIES MOVEMENT


Field 16R 22H 35B BNP Paribas Status M O M Qualifier SECMOVE CRDB Field Definition Securities movements Type of entries in order to specify either debit or credit Identification code of the rights Content Qualifier SECMOVE Qualifier CRDB followed by the code DEBT ISIN code + Description of rights Qualifier ENTL followed by: //FAMT//face amount or //UNIT //number of shares Option A : Qualifier PAYD followed by the Payment date Options B : Qualifier PAYD followed by OPEN (when payment date is not determined) Qualifier SECMOVE Example :16R:SECMOVE :22H::CRDB//DEBT :35B:ISIN ES067848902 SOGECABLE DS 05 :36B: ENTL//UNIT//quantity :36B: ENTL//FAMT //quantity :98A::PAYD//YYYYMMDD Comments

36B

ENTL

Entitled Quantity

Field reported only on cash pre-advice when client instruction has been processed in the system for this option.

98A

PAYD

Payment date

:98B::PAYD//OPEN

16S

SECMOVE

End of subsequence

:16S:SECMOVE

54

Repetitive Optional Subsequence E2 CASHMOVE


The sub-sequence E2 number depends on the positions in client account: pre-advice detailed for firm and /or pending positions per settlement date (netting between receipt is and deliveries)
Field 16R 22H 97A 19A BNP Paribas Status M M O O Qualifier CASHMOV E CRDB CASH ENTL Field Definition Start and name of the block Indicator Credit/Debit indicator Cash account Entitled amount Content Qualifier CASHMOVE Qualifier CRDB followed by //DEBT amount to be debited Qualifier CASH followed by //clients cash account Qualifier ENTL followed by //clients entitlement amount Qualifier PRPP followed by //ACTU/ devise + price when price is given per share or Qualifier PRPP followed by //PLOT/ devise + price when price is given per lot of shares Option A: Qualifier PAYD followed by //payable date Option A: Qualifier VALU followed by//clients value-date Option B: Qualifier VALU followed by//UKWN 16S M CASHMOV E End of the block Qualifier CASHMOVE Example :16R:CASHMOVE :22H:CRDB//DEBT 97A:CASH//XXXXXXXXX 19A:ENTL//GBP10000, :90B:://PRPP//ACTU/ EUR 1.5 PRPP will be populated in E1 for specific CA event ( such as UK DVOP ) Amount in depositary currency before clients forex Comments

90B

PRPP

Cash price paid per product

:90B:://PRPP//PLOT/ EUR 1.5

98A

PAYD

Clients Payment date

:98A::PAYD//YYYYMMDD

98A::VALU//YYYYMMDD :98B::VALU//UKWN :16S: CASHMOVE

98A

VALU

Clients Value-date

The two subsequences below are only activated in the case of clients Forex
16R M CASHMOV E CRDB Start and name of the block Indicator Credit/Debit indicator Cash account Qualifier CASHMOVE :16R: CASHMOVE This is the reversed cash amount in depositary currency before application of the clients FOREX Sub qualifier DEBT if 22H/CRDB of previous E2 is CRED Sub qualifier CRED if 22H/DEBT of previous E2 is DEBT

22H

Qualifier CRDB followed by//CRED :22H:CRDB//CRED (amount to be credited) Qualifier CASH followed by clients cash account 97A:CASH//XXXXXXXXX

97A

CASH

55

19A

ENTL

Entitled amount

98A

PAYD

Clients Payment date

Qualifier ENTL followed by clients entitlement amount Option A: Qualifier PAYD followed by //payable date or Expected settlement date Option B: Qualifier PAYD followed by//UKWN Option A: Qualifier VALU followed by//payment clients value-date

:19A::ENTL//GBP10000,

:98A::PAYD//YYYYMMDD

:98A::VALU//YYYYMMDD

98A

VALU

Clients Value-date

Option B: Qualifier VALU followed by//UKWN Qualifier CASHMOVE Qualifier CASHMOVE Qualifier CRDB followed by //DEBT (amount to be debited) Qualifier CASH followed by clients cash account Qualifier ENTL followed by //clients entitlement amount in clients preferred currency Qualifier RESU followed by //clients entitled amount after
FOREX

:98A::VALU//UKWN

16S 16R 22H 97A

M M M M

CASHMOV E CASHMOV E CRDB CASH

End and name of the block Start and name of the block Indicator Credit/Debit indicator Cash account Cash amount

:16S: CASHMOVE :16R: CASHMOVE :22H::CRDB//DEBT :97A::CASH//XXXXXXXX :19A::ENTL//EUR 14825 In this example, client has asked to receive GBP instead of EUR. This is the resulting cash amount after clients forex. This sub-sequence is only activated in case of clients Forex. This is the cash amount in clients preferred currency

19A

Amount

Resulting amount after


FOREX

:19A::RESU//EUR 14825,

Net amount before FOREX

98A

PAYD

Clients Payment date

Qualifier NETT followed by clients entitled amount in schedule currency (before clients FOREX) Option A: Qualifier PAYD followed by //payable date or Expected settlement date Option B: Qualifier PAYD followed by//UKWN Option A: Qualifier VALU followed by//payment clients value-date

:19A:NETT//GBP10000,

:98B::PAYD//UKWN

98A

VALU

Clients Value-date Option B: Qualifier VALU followed by//UKWN Option B: Qualifier EXCH followed by//clients exchange-rate

:98A::VALU//UKWN

92B

EXCH

Exchange-rate

92B:EXCH//GBP/EUR/1.48

56

16S 70 E 16S

M M M

CASHMOV E ADTX CAOPTN

End and name of the block Additional text End of block

Qualifier CASHMOVE Qualifier ADTX followed by the additional text Qualifier CAOPTN

:16S: CASHMOVE :70E ::ADTX// :16S:CAOPTN

REPETITIVE OPTIONAL SEQUENCE E: BUYA OPTION TO BUY ADDITIONAL BONUS RIGHTS TO ROUND UP ENTITLEMENT
Field 16R 13A 22F BNP Paribas Status M M M Qualifi Field Definition er CAOPT Start and name of the block N CAON CAOP CA option number CA option code Official Corporate action event reference Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //BUYA: buy additional rights to round up entitlement Qualifier COAF followed by // Official Corporate action event reference Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date :16R:CAOPTN :13A::CAON//002 :22F::CAOP//BUYA Example Comments

20C 17B

O O

COAF DFLT

:20C::COAF//16x :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmmss

This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.

98A

RDDT

Response Deadline Date

:98C::RDDT//OPEN

98A

EARD

Early response deadline date

:98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN

98A

MKDT

Market Deadline Date

:98A::MKDT//YYYYMMDD

REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR BUYA OPTION

57

Field 16R 22A 35B

BNP Paribas Status M M M

Qualifier

Field Definition

Content Qualifier SECMOVE Qualifier CRDB followed by the code DEBT ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled on going basis) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN

Example :16R:SECMOVE :22H::CRDB//CRED :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD

Comments

SECMOVE Securities movements CRDB Type of entries in order to specify either debit or credit Identification code of the rights

:69A::TRDP//YYYYMMDD/OPEN

69A

TRDP

Trading period

:69A::TRDP//OPEN/YYYYMMDD

98A 16S 70E 16S

M M M M

PAYD

Payment date

SECMOVE End of subsequence ADTX CAOPTN Additional Information End of block

:98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN

REPETITIVE OPTIONAL SEQUENCE E: SLLE OPTION TO SELL THE NEGOCIABLE RIGHTS


Field 16R 13A 22F 17B BNP Paribas Status M O M M Qualifier CAOPTN CAON CAOP DFLT Field Definition Start and name of the block CA option number CA option code Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //SLLE (to sell rights) Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN :16R:CAOPTN :13A::CAON//003 :22F::CAOP//SLLE :17B::DFLT//N :98C::RDDT//YYYYYMMDDhhmmss Example Comments

98A

RDDT

Response Deadline Date

:98C::RDDT//OPEN

58

Field

BNP Paribas Status

Qualifier

Field Definition

Content In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier ADTX followed by the additional information Qualifier CAOPTN

Example

Comments

98A

EARD

Early response deadline date

:98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN

98A 70E 16R

O M M

MKDT ADTX CAOPTN

Market Deadline Date Additional Information Start and name of the block

:98A::MKDT//YYYYMMDD :70E:://ADTX//Text :16R:CAOPTN

REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR SLLE OPTION


Field 16R 22A 35B BNP Paribas Status M M M Qualifier Field Definition Content Qualifier SECMOVE Qualifier CRDB followed by the code DEBT ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled on going basis) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN Example :16R:SECMOVE :22H::CRDB//DEBT :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD Comments

SECMOVE Securities movements CRDB Type of entries in order to specify either debit or credit Identification code of the rights

:69A::TRDP//YYYYMMDD/OPEN

69A

TRDP

Trading period

:69A::TRDP//OPEN/YYYYMMDD

98A 16S 70E 16S

M M M M

PAYD

Payment date

SECMOVE End of subsequence ADTX CAOPTN Additional Information End of block

:98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN

59

REPETITIVE OPTIONAL SEQUENCE E: LAPSE OPTION TO LAPSE THE NEGOCIABLE RIGHTS


Field 16R 13A 22F 17B BNP Paribas Status M O M M Qualifier Field Definition Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //LAPSE Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier CAOPTN Example :16R:CAOPTN :13A::CAON//004 :22F::CAOP//LAPSE :17B::DFLT//Y :98C::RDDT//YYYYMMDDhhmmss . Comments

CAOPTN Start and name of the block CAON CAOP DFLT CA option number CA option code Default processing Flag

98A

RDDT

Response Deadline Date

:98C::RDDT//OPEN

98A 16S

O M

MKDT CAOP

Market Deadline Date End of block

:98A::MKDT//YYYYMMDD :16R:CAOPTN

REPETITIVE OPTIONAL SEQUENCE E: NOAC NO ACTION OPTION TO TAKE NO ACTION


Field 16R 13A 22F 17B BNP Paribas Status M O M O Qualifier CAOPTN CAON CAOP DFLT Field Definition Start and name of the block CA option number CA option code Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //NOAC Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //and response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier ADTX followed by the additional information Example :16R:CAOPTN :13A::CAON//005 :22F::CAOP//NOAC :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmmss Comments

98A

RDDT

Response Deadline Date

:98C::RDDT//OPEN

98A 70E

O O

MKDT ADTX

Market Deadline Date Additional text

:98A::MKDT//YYYYMMDD :70E::ADTX//

60

Field 16S

BNP Paribas Status M

Qualifier CAOPTN

Field Definition Start and name of the block

Content Qualifier CAOPTN

Example :16R:CAOPTN

Comments

OPTIONAL SEQUENCE F: ADTX: ADDITIONAL INFORMATION:


Field 16R 70E 70 E BNP Paribas Status M O O Qualifier Field Definition Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Option E: Qualifier INCO with the additional text Example :16R:ADDINFO :70E::ADTX// :70E::INCO// Comments

ADDINFO Start and name of the block ADTX INCO Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message

70 E

COMP

Option E: Qualifier COMP with the additional :70E::COMP// text In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO :95Q::MERE//corporate action dept :16S:ADDINFO

95A 16S

O M

MERE

ADDINFO End of the block

61

BONUS ISSUE
SEQUENCE A: GENL M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C BNP Paribas Status M M M Qualifier GENL CORP SEME NEWM REPL WITH CANC REPE RMDR 22F 22F M M CAEV CAMV Field Definition Start of the General Information block Corporate action reference Senders Reference Number NEWM : New notification REPL replacement of preliminary information previously sent WITH to cancel a notice already sent CANC to confirm a BNP Paribas cancellation REPE only for cash Preadvice RMDR Reminder sent for uninstructed positions Corporate action event indicator Mandatory/ Voluntary indicator Content Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier SEME followed by //BNP Paribas Reference Qualifier NEWM when new first message Qualifier REPL when replacement message Qualifier WITH when cancellation by the market Qualifier CANC when cancellation by BNP Paribas Qualifier REPE when cash Preadvice Qualifier RMDR when there are some uninstructed positions Qualifier CAEV followed by // qualified generic field indicator Qualifier CAMV followed by //qualified VOLU Qualifier PROC followed by // PREC for preliminary information or COMP for complete information PREU for preliminary and unconfirmed information :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:NEWM :23G:REPL :23G:WITH :23G:CANC :23G:REPE :23G: RMDR :22F::CAEV//BONU :22F::CAMV/VOLU :25D::PROC//PREC or :25D::PROC//COMP Or :25D::PROC//PREU Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message, as a copy. Example Comments

23G

25D

PROC

Processing status

62

OPTIONAL SUBSEQUENCE A1: LINK LINKAGES: SUBSEQUENCE USED IF, IN SEQUENCE A, FIELD 23G IS DIFFERENT FROM NEWM
BNP Paribas Status M O

Field 16R 22F

Qualifier LINK LINK

Field Definition Start of the linkage block Linkage Type Indicator

Content Qualifier LINK Qualifier LINK followed by //codeword INFO Qualifier LINK followed by //the type of transaction which is linked to this one Populated as564 when a MT564 has been previously sent Qualifier PREV followed by //the SEME of the previous message or in case of COPY message : the corporation action ID Qualifier CORP followed by // and the reference of linked event Qualifier LINK Qualifier GENL

Example :16R:LINK :22F:LINK//INFO

Comments

13A

LINK

Number ID of the MT of the linked transaction

:13A::LINK//564

:20C::PREV//16x :20C::PREV//CA ID (for COPY) :20C::CORP//CA ID :16S:LINK :16S:GENL

20C

PREV Or CORP LINK GENL

Previous reference

Corporate actions reference 16S 16S M M End of the linkage block End of the General Information block

SEQUENCE B: USECU M ANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R 35B BNP Paribas Status M M Qualifier USECU Field Definition Content Example :16R:USECU :35B:ISIN ES0178483139 SOGECABLE SA Comments

Start of Underlying Securities Qualifier USECU block Identification of Financial Instrument ISIN + code + security description.

63

M ANDATORY SUB-SEQUENCE B2: ACCTINFO ACCOUNT INFORMATION:


Field 16R BNP Paribas Status M Qualifier ACCTINFO Field Definition Start of the account information block Content Qualifier ACCTINFO In option A : Qualifier SAFE followed by //account number In option C : Qualifier SAFE followed by //GENR and BNP Paribas Clients ID number In option F : Qualifier SAFE followed by //Place Code and BIC code In option B : Qualifier SAFE followed by//Place Code and depositary country In option B : Qualifier ELIG followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier SETT followed by: //FAMT face amount or //UNIT number of shares Can be signed for negative position In option B : Qualifier PEND followed by: //FAMT/ face amount or //UNIT /number of shares In option C : Qualifier PEND followed by: //FAMT/face amount or //UNIT /number of shares This qualifier is never signed Example :16R:ACCTINFO :97A::SAFE//99999L If the client has subscribed for pre-announcement MT564 per client ID , then the field will be populated with the sub-qualifier GENR + client ID Otherwise this is the clients security account. Long code or short code depending on client subscription :94F::SAFE//CUST/PBESXXX Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM In Pre-announcement all the positions are reported except the ELIG one. Mandatory as from the announce Comments

97A

SAFE

Safekeeping Account of the client (depending on its subscription)

:97A::SAFE//GENR3893717

94A

SAFE

Place of safekeeping.

:94B::SAFE//SHHE/ES :94F::SAFE//ICSD/CEDELULL

:93B::ELIG//FAMT/800, :93B::ELIG//UNIT/800, :93B::ELIG//UNIT/N1000

93A

ELIG

Eligible position of the client

:93B::SETT//FAMT/1000, :93B::SETT//UNIT/1000, :93B::SETT//UNIT/N1000, Pre-announcement case: if the client has subscribed to a GENR pre-announcement, balance will be the sum of all the safekeeping accounts under the client ID.

93A

SETT

Balance of settled securities in your safekeeping account

:93B::PEND//FAMT/300,

93A

PEND

Balance of securities pending deliveries

:93B::PEND//UNIT/300,

:93C::PEND//UNIT/NELG/300,

NELG : non eligible pending securities excluded from eligible position (if Balance is negative)

64

Field

BNP Paribas Status

Qualifier

Field Definition

Content In option B : Qualifier PENR followed by: //FAMT/ face amount or //UNIT /number of shares This qualifier is never signed Qualifier LOAN followed by // and Eligible or non eligible quantity on loan Qualifier BORR followed by // and Eligible or non eligible quantity borrowed In option B : Qualifier UNBA followed by: //FAMT/ face amount or //UNIT /number of shares In option B : Qualifier INBA followed by: //FAMT/ face amount or //UNIT /number of shares Qualifier ACCTINFO Qualifier USECU

Example :93B::PENR//FAMT/100,

Comments

93A

PENR

Balance of securities pending receipts

:93B::PENR//UNIT/100,

93a

LOAN

On loan Balance

:93B::LOAN//UNIT/100,

Only for MT564 announce, reminder and Cash Preadvice

93a

BORR

Borrowed balance

:93B::BORR//UNIT/100,

Only for MT564 announce, reminder and Cash Preadvice

93a

UNBA

Uninstructed balance

:93B::UNBA//UNIT/100,

Sent for MT564 Reminder only

93a

INBA

Instructed balance

:93B::INBA//UNIT/100,

Only reported when clients deadline is before eligibility calculation date

16S 16S

M M

ACCTINFO USECU

End of Account Information Block End of Underlying Securities block

:16S:ACCTINFO :16S:USECU

OPTIONAL SUBSEQUENCE C: INTSEC INTERMEDIATE SECURITIES: SEQUENCE USED WHEN DETACHMENT OF RIGHTS : NOT USED AS WE ARE SENDING A RHDI EVENT FOR THE DISTRIBUTION OF RIGHTS FOLLOWED BY THE EXERCISE.

65

OPTIONAL SEQUENCE D: CADETL OPTIONAL CORPORATE ACTIONS DETAILS:


BNP Paribas Status M O O O O O

Field

Qualifier

Field Definition Start of Corporate Action details block Announcement date Results publication Meeting date/time Early third party deadline Election to Counterparty deadline

Content

Example

Comments

16R 98A 98a 98a 98a 98a

CADETL ANOU RESU MEET ETPD ECPD

Qualifier CADETL Qualifier ANOU followed by //announcement date of event Qualifier RESU followed by // and Result publication date of event Qualifier MEET followed by // and Shareholders Meeting date Qualifier ETPT followed by // and Early third party deadline Qualifier ECPD followed by // and date of Election to Counterparty deadline Qualifier ESTA followed by // and < code of CA event stage : SUAP or APPD or UNAC or WHOU >. Option E: Qualifier OFFO followed by // and name of CAs Offeror Qualifier CADETL

:16R:CADETL :98A::ANOU//YYYYMMDD :98A::RESU//YYYYMMDD :98A::MEET//YYYYMMDD :98A::ETPT//YYYYMMDD :98A::ECPD//YYYYMMDD

22F

ESTA

Corporate Action event stage

:22F::ESTA//UNAC

70E 16S

O M

OFFO CADETL

Offeror End of corporate action detail block

:70E::OFFO//XXXXXXXXXX :16S:CADETL

66

REPETITIVE OPTIONAL SEQUENCE E: EXER OPTION TO EXERCISE RIGHTS INTO SECURITIES


Field 16R 13A 22F BNP Paribas Status M M M Qualifier CAOPTN CAON CAOP DFLT Or STIN Field Definition Start of the EXER block CA option number CA option code Default processing Flag Standing Instruction Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //EXER Qualifier DFLT followed by //Y or N Qualifier STIN followed by //Y or N In Option C : Qualifier RDDT followed by //response deadline date & time or In Option B : Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date In option A : Qualifier PWAL followed by //beginning date/end date In option C : Qualifier PWAL followed by //beginning date/OPEN In option E : Qualifier PWAL followed by //OPEN/end date :16R:CAOPTN :13A::CAON//001 :22F::CAOP//EXER :17B::DFLT//Y :17B::STIN//Y :98C::RDDT//YYYYMMDDhhmmss Reported under specific subscription Example Comments

17B

98A

RDDT

Response Deadline Date

:98B::RDDT//OPEN

98A

EARD

Early response deadline date

:98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN

98A

MKDT

Market Deadline Date

:98A::MKDT//YYYYMMDD

:69A::PWAL//YYYYMMDD/YYYYMMDD

:69C::PWAL//YYYYMMDD/OPEN

69A

PWAL

Exercise period

:69E::PWAL//OPEN/YYYYMMDD

67

Field

BNP Paribas Status

Qualifier

Field Definition

Content In option A : Qualifier REVO followed by //beginning date/end date In option C : Qualifier REVO followed by //beginning date/OPEN In option E : Qualifier REVO followed by //OPEN/end date

Example :69A::REVO//YYYYMMDD/YYYYMMDD

Comments

69A

REVO

Period in which a shareholder can revoke, withdraw his instruction.

:69C::REVO//YYYYMMDD/OPEN

:69E::REVO//OPEN/YYYYMMDD

REPETITIVE OPTIONAL SUB SEQUENCE E1: SECMOVE (SECURITIES MOVEMENT):


Field 16R 22A 35B BNP Paribas Status M M M Qualifier SECMOVE CRDB Field Definition Securities movements Type of entries in order to specify either debit or credit Identification code of the rights Content Qualifier SECMOVE Qualifier CRDB followed by the code DEBT ISIN + code + security description Option A : Qualifier PAYD followed by //the Payment date Options B : Qualifier PAYD followed by //OPEN (when payment date is not determined) Qualifier PAYD followed by //ONGO (when the payment to be settled on going basis) Qualifier SECMOVE Example :16R:SECMOVE :22H::CRDB//DEBT :35B:ISIN ES067848902 SOGECABLE DS 05 :98A::PAYD//YYYYMMDD Comments

:98B::PAYD//OPEN

98A

PAYD

Payment date

:98B::PAYD//ONGO

16S

SECMOVE

End of subsequence

:16S:SECMOVE

68

REPETITIVE OPTIONAL SUB SEQUENCE E1: SECMOVE (SECURITIES MOVEMENT):


Field 16R 22H 35B BNP Paribas Qualifier Field Definition Status M SECMOVE Start of subsequence Type of entries in order to M CRDB specify either debit or credit Identification code of new M shares. Content Qualifier SECMOVE Qualifier CRDB followed by the code CRED ISIN + code + security description Option D : Qualifier NEWO followed by //the ratio Option K : Qualifier NEWO followed by //OPEN Option A: Qualifier PAYD followed by //Payment date Options B: Qualifier PAYD followed by //OPEN (when payment date is not determined) or by //ONGO (when the payment to be settled on going basis Qualifier ADTX followed by //the additional information Qualifier SECMOVE Qualifier CAOPTN Example :16R:SECMOVE :22H::CRDB//CRED :35B: ISIN ES0178483139 SOGECABLE SA :92D::NEWO//3,/2, or :92K::NEWO//OPEN :98A::PAYD//YYYYMMDD Comments

92A

NEWO

Ratio of New shares to rights

98A

PAYD

Payment date

:98B::PAYD//OPEN :98B::PAYD//ONGO

70E 16S 16S

M M M

ADTX

Additional Information

:70E:://ADTX//Exercise :16S:SECMOVE :16S:CAOPTN

SECMOVE End of subsequence CAOPTN End of block

REPETITIVE OPTIONAL SEQUENCE E: BUYA OPTION TO BUY ADDITIONAL BONUS RIGHTS (TO ROUND UP ENTITLEMENT)
BNP Paribas Status M M M O O

Field 16R 13A 22F 17B 98A

Qualifier CAOPTN CAON CAOP DFLT RDDT

Field Definition Start and name of the block CA option number CA option code Default processing Flag Response Deadline Date

Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //BUYA: buy additional rights to round up entitlement Qualifier DFLT followed by//Yor N In Option C: Qualifier RDDT followed by //response deadline date & time

Example :16R:CAOPTN :13A::CAON//002 :22F::CAOP//BUYA

Comments

:17B::DFLT//N :98C::RDDT//YYYYMMDDhhmms s

69

Field

BNP Paribas Status

Qualifier

Field Definition

Content In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date

Example :98C::RDDT//OPEN :98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN

Comments

98A

EARD

Early response deadline date

98A

MKDT

Market Deadline Date

:98A::MKDT//YYYYMMDD

REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR BUYA OPTION


Field 16R 22A 35B BNP Paribas Status M M M Qualifier Field Definition Content Qualifier SECMOVE Qualifier CRDB followed by the code DEBT ISIN + code + security description In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled on going basis) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN Example :16R:SECMOVE :22H::CRDB//CRED :35B:ISIN ES067848902 SOGECABLE DS 05 :69A::TRDP//YYYYMMDD/YYYYMMDD Comments

SECMOVE Securities movements CRDB Type of entries in order to specify either debit or credit Identification code of the rights

:69A::TRDP//YYYYMMDD/OPEN

69A

TRDP

Trading period

:69A::TRDP//OPEN/YYYYMMDD

98A 16S 70E 16S

M M M M

PAYD

Payment date

SECMOVE End of subsequence ADTX CAOPTN Additional Information End of block

:98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN

70

REPETITIVE OPTIONAL SEQUENCE E: SLLE OPTION TO SELL THE NEGOCIABLE RIGHTS


Field 16R 13A 22F 17B BNP Paribas Qualifier Field Definition Status M CAOPTN Start and name of the block O M M CAON CAOP DFLT CA option number CA option code Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //SLLE (to sell rights) Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option C : Qualifier EARD followed by //Early response deadline date & time or In Option B : Qualifier EARD followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date :16R:CAOPTN :13A::CAON//003 :22F::CAOP//SLLE :17B::DFLT//N :98C::RDDT//YYYYYMMDD/hhmmss Example Comments

98A

RDDT

Response Deadline Date

:98C::RDDT//OPEN

98A

EARD

Early response deadline date

:98C::EARD//YYYYMMDD HHMMSS :98B::EARD//OPEN

98A

MKDT

Market Deadline Date

:98A::MKDT//YYYYMMDD

REPETITIVE OPTIONAL SEQUENCE E1: SECURITIES MOVEMENTS FOR SLLE OPTION


Field 16R 22A 35B BNP Paribas Status M M M Qualifier Field Definition Content Qualifier SECMOVE Qualifier CRDB followed by the code DEBT ISIN + code + security description Example :16R:SECMOVE :22H::CRDB//DEBT :35B:ISIN ES067848902 SOGECABLE DS 05 Comments

SECMOVE Securities movements CRDB Type of entries in order to specify either debit or credit Identification code of the rights

71

Field

BNP Paribas Status

Qualifier

Field Definition

Content In option A: Qualifier TRDP followed by //beginning date/end date In option C: Qualifier TRDP followed by //beginning date/OPEN In option E: Qualifier TRDP followed by //OPEN/end date Options B : Qualifier PAYD followed by //ONGO (when the payment to be settled on going basis) Qualifier SECMOVE Qualifier ADTX followed by //the additional information Qualifier CAOPTN

Example :69A::TRDP//YYYYMMDD/YYYYMMDD

Comments

:69A::TRDP//YYYYMMDD/OPEN

69A

TRDP

Trading period

:69A::TRDP//OPEN/YYYYMMDD

98A 16S 70E 16S

M M M M

PAYD

Payment date

SECMOVE End of subsequence ADTX CAOPTN Additional Information End of block

:98B::PAYD//ONGO :16S:SECMOVE :70E:://ADTX//Text :16S:CAOPTN

REPETITIVE OPTIONAL SEQUENCE E: LAPSE OPTION TO LAPSE THE NEGOCIABLE RIGHTS


Field 16R 13A 22F 17B BNP Paribas Status M O M M Qualifier CAOPTN CAON CAOP DFLT Field Definition Start and name of the block CA option number CA option code Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //LAPSE Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier ADTX followed by //the additional information Qualifier CAOPTN :16R:CAOPTN :13A::CAON//004 :22F::CAOP//LAPSE :17B::DFLT//Y Example Comments

98A

RDDT

Response Deadline Date

::98C::RDDT//YYYYMMDDhhmmss or ::98C::RDDT//OPEN

98A 70E 16S

O O M

MKDT ADTX CAOP

Market Deadline Date Additional Information End of block

:98A::MKDT//YYYYMMDD :70E:://ADTX//LAPSE :16R:CAOPTN

72

REPETITIVE OPTIONAL SEQUENCE E: NOAC OPTION TO TAKE NO ACTION


Field 16R 13A 22F 17B BNP Paribas Status M O M O Qualifier CAOPTN CAON CAOP DFLT Field Definition Start and name of the block CA option number CA option code Default processing Flag Content Qualifier CAOPTN Qualifier CAON followed by //option number Qualifier CAOP followed by //NOAC Qualifier DFLT followed by //Y or N In Option C: Qualifier RDDT followed by //and response deadline date & time In Option B: Qualifier RDDT followed by //OPEN In Option A: Qualifier MKDT followed by //market deadline date Qualifier ADTX followed by //the additional information Qualifier CAOPTN Example :16R:CAOPTN :13A::CAON//005 :22F::CAOP//NOAC :17B::DFLT//N :98C::RDDT//YYYYMMDDhhmms s Comments

98A

RDDT

Response Deadline Date

:98C::RDDT//OPEN

98A 70E 16S

O O M

MKDT ADTX CAOPTN

Market Deadline Date Additional Information Start and name of the block

:98A::MKDT//YYYYMMDD :70E:://ADTX//LAPSE :16R:CAOPTN

OPTIONAL SEQUENCE F: ADTX ADDITIONAL INFORMATION


Field 16R BNP Paribas Status M O O 70E O COMP Qualifier Field Definition Content Qualifier ADDINFO Qualifier ADTX followed by//additional information Option E: Qualifier INCO with the additional text Option E: Qualifier COMP with the additional text Example :16R:ADDINFO :70E::ADTX// :70E::INCO// Comments

ADDINFO Start of the ADDINFO block ADTX INCO Additional text Specific conditions linked to the CA that cannot be formatted Information to be complied with. (Used for information conditional to the account owner) Party which is the final destination of the message

:70E::COMP//

95A 16S

O M

MERE

ADDINFO End of the ADDINFO block

In option Q: Qualifier MERE followed by //name :95Q::MERE//corporate action dept. of receiver of information Qualifier ADDINFO :16S:ADDINFO

73

3 - MT 567 CONFIRMATION INSTRUCTION


An MT567 confirmation is sent for each instruction given on a Voluntary Corporate Action. Voluntary Corporate Action Confirmations are announced according to the templates below. One template for each ACCEPTED, REJECTED, CANCELLED and/or PENDING instruction status, is shown below: ACCEPTED Status
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C BNP Paribas Status M M O M Qualifier GENL CORP COAF SEME Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number Qualifier INST for a reply to an instruction Qualifier CAST for a reply to a cancellation request Corporate action event indicator Content Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by //BNP Paribas Reference Qualifier INST when message sent is a reply of a previously received client instruction. Example :16R:GENL :20C::CORP//16x :20C::COAF//16x :20C::SEME//16x :23G:INST INST This is a reply to previously sent instruction CAST This is a reply to a request to cancel a previously sent instruction Comments Frankfurt and Milan: As on MT564/MT566 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.

20C 20C 23G

M 22F

INST

CAEV

Qualifier CAEV followed by //corporate :22F::CAEV//followed by relevant action qualifier qualifier

74

OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT
Field 16R 13A BNP Paribas Status M O 20C O 16S M PREV LINK End and name of the block Qualifier LINK Qualifier LINK LINK Field Definition Start and name of the block Number ID of the MT567 of the linked transaction Related Reference Content Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. Qualifier PREV Example :16R:LINK :13A::LINK//567 Comments

Only reported if the instruction was received in an MT565, MT568, MT599 If Reference of instruction is specified by the client, then it is populated. If not, this is the internal client reference (instruction ID).

:20C::PREV// reference of previous MT567 :16S:LINK

OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENTS INSTRUCTION REFERENCE


Field 16R 13A BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block Number ID of the MT565 of the linked transaction Previous reference Content Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one Qualifier RELA followed by //the SEME Example :16R:LINK :13A::LINK//565 Comments

20C

RELA

:20C::RELA// reference

Clients instructions reference (if specified by client) or BNP Paribas internal reference (instruction ID) Refers to SEME of the MTxxx received. If the instruction is manually input, it refers to the clients reference. If the instruction was generated automatically by the system (Standing instruction, default option), it refers to a reference created by the system.

16S

LINK

End and name of the block

Qualifier LINK

:16S:LINK

OPTIONAL SUBSEQUENCE A2: STATUS ACKNOWLEDGED


Field BNP Paribas Status Qualifier Field Definition Content Example Comments

75

Field 16R 25D 16S 16S

BNP Paribas Status M M M M

Qualifier STAT IPRC STAT GENL

Field Definition Start and name of the block Instruction processing status

Content Qualifier STAT Qualifier IPRC followed by //PACK when Client instruction is in accepted status Qualifier STAT Qualifier GENL :16R:STAT

Example

Comments

:25D::IPRC//PACK :16R:STAT :16S:GENL

Start and name of the block End and name of the block

OPTIONAL SEQUENCE B: CORPORATE ACTION DETAILS


Field BNP Paribas Status Qualifier Field Definition Content Example Comments

76

Field 16R 13A 22H

BNP Paribas Status M M M

Qualifier CADETL CAON CAOP

Field Definition Start and name of the block CA option number CA option code Safekeeping Account of the client (depending on its subscription) Identification of Financial Instrument

Content Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option A : Qualifier SAFE followed by //account number The ISIN code + security description In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares In option B: Qualifier UNBA followed by: //FAMT face amount or //UNIT number of shares Qualifier CADETL

Example :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L

Comments

97A

SAFE

security account: long code or short code depending on client subscription

35B

:35B:ISIN GB00B0D09R62 HENDERSON GBL INVS :93B::STAQ//UNIT/800, :93B::ELIG//UNIT/800,

36B

STAQ

Status Quantity

93a

ELIG

Eligible position of the client.

:93B::ELIG//UNIT/N1000 Balance of uninstructed position End of the block

93a

UNBA

:93B::UNBA//UNIT/1000,

16S

CADETL

:16R:CADETL

OPTIONAL SEQUENCE C ADDITIONAL INFORMATION


Field 16R 70E 95a 16S BNP Paribas Status M M M M Qualifier ADDINFO ADTX MERE ADDINFO Field Definition Start and name of the block Additional text Party which is the final destination of the message End of the block Content Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO Example :16R:ADDINFO :70E::ADTX// :95Q::MERE//corporate action dept :16S:ADDINFO Comments

77

REJECTED Status
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C 23G M INST BNP Paribas Status M M M Qualifier GENL CORP SEME Field Definition Start and name of the block Corporate action reference Senders Reference Number Qualifier INST for a reply to an instruction Qualifier CAST for a reply to a cancellation request Qualifier INST Corporate action event indicator Content Qualifier GENL Qualifier CORP followed by //Corporate Action Reference Qualifier SEME followed by //BNP Paribas Reference Qualifier INST when message sent is a reply of a previously received client instruction. Qualifier INST when message sent is a reply of a previously received client instruction. Qualifier CAEV followed by // qualified generic field indicator Example :16R:GENL :20C::CORP//16x :20C::SEME//16x :23G:INST INST This is a reply to previously sent instruction CAST This is a reply to a request to cancel a previously sent instruction Comments

Frankfurt and Milan: As on MT564/MT566

23G 22F

M M

INST CAEV

:23G:INST :22F::CAEV//followed by relevant qualifier

OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT
Field 16R 13A 20C 16S BNP Paribas Status M O O M Qualifier LINK LINK RELA LINK Field Definition Start and name of the block Number ID of the MT567 of the linked transaction Related Reference End and name of the block Content Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. Qualifier RELA Qualifier LINK :16R:LINK :13A::LINK//567 :20C::RELA// reference of previous MT567 :16S:LINK Clients instructions reference (if specified by client) or BNP Paribas internal reference (instruction ID) Example Comments

OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENTS INSTRUCTION REFERENCE


Field 16R 13A BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block Number ID of the MT565 of the linked transaction Content Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one :16R:LINK :13A::LINK//565 Example Comments

78

Field 20C 16S

BNP Paribas Status O M

Qualifier PREV LINK

Field Definition Previous reference End and name of the block

Content Qualifier PREV followed by //the SEME Qualifier LINK

Example :20C::PREV// NCS internal reference or instructions reference :16S:LINK

Comments

OPTIONAL SUBSEQUENCE A2 STATUS REJECTED


Field 16R 25D BNP Paribas Status M M Qualifier STAT IPRC Field Definition Start and name of the block Instruction Processing status Content Qualifier STAT Qualifier IPRC followed by // REJT when the Client instruction is :16R:STAT :25D::IPRC//REJT Example Comments

REPETITIVE OPTIONAL SUBSEQUENCE A2A REASON


Field 16R BNP Paribas Status M Qualifier REAS Field Definition Start and name of the block REAS Content Qualifier REAS :16R/REAS Example Comments

24B

REJT

Rejection Reason

16S 16S 16S

M M M

REAS STAT GENL

End and name of the block REAS End and name of the block STAT End and name of the block GENL

Qualifier REJT followed by //Reason narrative ADEA or LACK or NARR or CERT REJT: followed by // and code word New codes : :24B::REJT/LACK CANC, DCAN, DPRG, INIR and :24B::REJT/INTV INTV. OVER removed from the list. SR2010: New code CERT. or Qualifier CAND followed by // and code word Qualifier REAS followed by // and the 16S/REAS reason narrative Qualifier STAT Qualifier GENL :16R:STAT :16S:GENL

ADEA instruction received after deadline LACK insufficient securities to execute the instruction NARR followed by the field 70E REAS CERT used when user selects Incorrect/Missing Certification as a justification for a clients instructions rejection.

The cancellation narrative if retrieved from the the users cancellation comment

79

OPTIONAL SEQUENCE B CORPORATE ACTION DETAILS


Field 16R 13A 22H BNP Paribas Status M M M Qualifier CADETL CAON CAOP Field Definition Start and name of the block CA option number CA option code Safekeeping Account of the client (depending on its subscription) Content Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option A : Qualifier SAFE followed by //account number Example :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L Otherwise this is the clients security account. Long code or short code depending on client subscription This ISIN is the ISIN of : Base security Or Distributed security Comments

97A

SAFE

35B

Identification of Financial Instrument

The ISIN code + security description

:35B:ISIN GB00B0D09R62 HENDERSON GBL INVS

36B

STAQ

Status Quantity

In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares

:93B::STAQ//UNIT/800,

:93B::ELIG//UNIT/800, 93a O ELIG Eligible position of the client.

:93B::ELIG//UNIT/N1000 In option B: Qualifier UNBA followed by: Balance of uninstructed position //FAMT face amount or //UNIT number of shares End of the block Qualifier CADETL

93a

UNBA

:93B::UNBA//UNIT/1000,

16S

CADETL

:16R:CADETL

80

OPTIONAL SEQUENCE C ADDITIONAL INFORMATION


Field 16R BNP Paribas Status M Qualifier ADDINFO Field Definition Start and name of the block Content Qualifier ADDINFO Example :16R:ADDINFO An example of possible narratives: Instruction processed but different from your standing instruction Instruction of forex is accepted but will go against your forex standing instruction Instruction processed on reasonable effort basis when depositary deadline not passed. The instruction has requested a forex For non standard instruction : Instruction quantity on old shares is <> if multi base Instruction quantity on new shares is <> if multi sec. Instruction quantity on cash amount is <.> if cash Comments

70E

ADTX

Additional text

Qualifier ADTX followed by the additional information

:70E::ADTX//

95a 16S

M M

MERE ADDINFO

Party which is the final destination of the message End of the block

In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO

:95Q::MERE//corporate action dept :16S:ADDINFO

Frankfurt : not used

81

CANCELLED Status
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C BNP Paribas Status M M M Qualifier GENL CORP SEME Field Definition Start and name of the block Content Example :16R:GENL :20C::CORP//16x :20C::SEME//16x INST This is a reply to a previously sent instruction CAST - This is a reply to a request to cancel a previously sent instruction. Comments

23G

CAST or INST

22F

CAEV

Qualifier GENL Qualifier CORP followed by Corporate action reference //Corporate Action Reference Qualifier SEME followed by //BNP Senders Reference Number Paribas Reference Qualifier CAST when message sent is a reply to a request to cancel a Qualifier CAST or INST previously sent instruction. Qualifier INST foer a reply to an instruction Qualifier CAEV followed by // Corporate action event indicator qualified generic field indicator

:23G:CAST or :23G:INST :22F::CAEV//followed by relevant qualifier

OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT
Field 16R 13A BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block Number ID of the MT567 of the linked transaction Content Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. :16R:LINK :13A::LINK//567 Only reported if the instruction was received in a MT565, MT568, MT599 Example Comments

20C

RELA

Related Reference

Qualifier RELA

16S

LINK

End and name of the block

Qualifier LINK

Clients instructions reference (if specified by client) or BNP Paribas internal reference (instruction ID) Frankfurt :Refers to the SEME of the MTxxx received. :20C::RELA// reference of previous If the instruction is manual input, it refers to the clients reference MT567 If the instruction was generated automatically by the system (Standing instruction, default option), it refers to a reference created by the system :16S:LINK

OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENTS INSTRUCTION REFERENCE


Field BNP Paribas Status Qualifier Field Definition Content Example Comments

82

Field 16R 13A

BNP Paribas Status M O

Qualifier LINK LINK

Field Definition Start and name of the block Number ID of the MT565 of the linked transaction Previous reference End and name of the block

Content Qualifier LINK Qualifier LINK followed by //the type of transaction which is linked to this one Qualifier PREV followed by //the SEME Qualifier LINK :16R:LINK

Example

Comments When the instruction change of status and the message is to be reported a link with the previous 567 is active

:13A::LINK//565 :20C::PREV// NCS internal reference or instructions reference :16S:LINK

20C 16S

O M

PREV LINK

OPTIONAL SUBSEQUENCE A2 STATUS


Field 16R 25D BNP Paribas Status M M Qualifier STAT IPRC Field Definition Start and name of the block Instruction Processing Status Content Qualifier STAT Qualifier IPRC followed by //CAND when the Client instruction is in cancellation status :16R:STAT :25D::IPRC//CAND CANCELLED Example Comments

REPETITIVE OPTIONAL SUBSEQUENCE A2A REASON


Field 16R 24B 16S 16S 16S BNP Paribas Status M M M M M Qualifier REAS CAND REAS STAT GENL Field Definition Start and name of the block REAS Pending Reason End and name of the block REAS End and name of the block STAT End and name of the block GENL Content Qualifier REAS Qualifier CAND followed by //Reason narrative Qualifier REAS Qualifier STAT Qualifier GENL :16R/REAS :24B::CAND//CANI :16S/REAS :16R:STAT :16S:GENL The instruction has been cancelled upon your request. The cancellation narrative if retrieved from the users cancellation comment Example Comments

83

OPTIONAL SEQUENCE B CORPORATE ACTION DETAILS


Field 16R 13A 22H 97A BNP Paribas Status M M M M Qualifier CADETL CAON CAOP SAFE Field Definition Start and name of the block CA option number CA option code Safekeeping Account of the client (depending on its subscription) Identification of Financial Instrument Content Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option A : Qualifier SAFE followed by //account number. The ISIN code + security description In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares Example :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L Comments

35B

:35B:ISIN GB00B0D09R62 HENDERSON GBL INVS :93B::STAQ//UNIT/800,

36B

STAQ

Status Quantity

:93B::ELIG//UNIT/800,

93a

ELIG

Eligible position of the client.

:93B::ELIG//UNIT/N1000 In option B: Qualifier UNBA followed by: //FAMT Balance of uninstructed position face amount or //UNIT number of shares End of the block Qualifier CADETL

93a

UNBA

:93B::UNBA//UNIT/1000,

16S

M BNP Paribas Status M M M M

CADETL

:16R:CADETL

OPTIONAL SEQUENCE C ADDITIONAL INFORMATION


Field 16R 70E 95a 16S Qualifier ADDINFO ADTX MERE ADDINFO Field Definition Start and name of the block Additional text Party which is the final destination of the message End of the block Content Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by //name of receiver of information Qualifier ADDINFO Example :16R:ADDINFO :70E::ADTX// :95Q::MERE//corporate action dept :16S:ADDINFO Frankfurt: Not used Comments

84

PENDING Status
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C 23G 22F BNP Paribas Status M M M M M Qualifier GENL CORP SEME INST CAEV Field Definition Start and name of the block Content Example :16R:GENL :20C::CORP//16x :20C::SEME//16x Comments

Qualifier GENL Qualifier CORP followed by Corporate action reference //Corporate Action Reference Qualifier SEME followed by //BNP Senders Reference Number Paribas Reference Qualifier INST when message sent is Qualifier INST a reply of a previously received client instruction. Qualifier CAEV followed by // Corporate action event indicator qualified generic field indicator

:23G:INST :22F::CAEV//followed by relevant qualifier

OPTIONAL SUBSEQUENCE A1: LINKAGE USED WHEN A PREVIOUS MT567 HAS BEEN SENT
Field 16R 13A BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block Number ID of the MT567 of the linked transaction Content Qualifier LINK Qualifier LINK followed by //567 when a MT567 has been previously sent. :16R:LINK :13A::LINK//567 Clients instructions reference (if specified by client) or BNP Paribas internal reference (instruction ID) Frankfurt: Refers to the SEME of the MTxxx received. :20C::RELA// reference of previous If the instruction is manual input, it refers to the clients MT567 reference If the instruction was generated automatically by the system (Standing instruction, default option), it refers to a reference created by the system :16S:LINK Example Comments

20C

RELA

Related Reference

Qualifier RELA

16S

LINK

End and name of the block

Qualifier LINK

OPTIONAL SUBSEQUENCE A1: LINKAGE USED TO IDENTIFY CLIENTS INSTRUCTION REFERENCE


Field 16R 13A BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block Number ID of the MT565 of the Content Qualifier LINK Qualifier LINK followed by //the type Example :16R:LINK :13A::LINK//565 Comments When the instruction change of status and the message

85

Field

BNP Paribas Status

Qualifier

Field Definition linked transaction

Content of transaction which is linked to this one Qualifier PREV followed by //the SEME Qualifier LINK

Example

Comments is to be reported linked to a previous 567 active

20C 16S

O M

PREV LINK

Previous reference End and name of the block

:20C::PREV// NCS internal reference or instructions reference :16S:LINK

OPTIONAL SUBSEQUENCE A2 STATUS PENDING


Field 16R 25D BNP Paribas Status M M Qualifier STAT IPRC Field Definition Start and name of the block Instruction Processing status Content Qualifier STAT Qualifier IPRC followed by //PEND when the Client instruction is Example :16R:STAT :25D::IPRC//PEND Comments

REPETITIVE OPTIONAL SUBSEQUENCE A2A REASON


Field 16R BNP Paribas Status M Qualifier REAS Field Definition Start and name of the block REAS Content Qualifier REAS :16R/REAS Example Comments

24B

PEND

Pending Reason

Qualifier PEND followed by //Reason narrative REJT: followed by // and code word New codes : CANC, DCAN, DPRG, INIR and :24B::PEND//NARR INTV, CERT. or Qualifier CAND followed by // and code word Qualifier REAS Qualifier STAT Qualifier GENL 16S/REAS :16R:STAT :16S:GENL

See Reason narrative for details.

16S 16S 16S

M M M

REAS STAT GENL

End and name of the block REAS End and name of the block STAT End and name of the block GENL

86

OPTIONAL SEQUENCE B CORPORATE ACTION DETAILS


Field 16R 13A 22H BNP Paribas Status M M M Qualifier CADETL CAON CAOP Field Definition Start and name of the block CA option number CA option code Safekeeping Account of the client (depending on its subscription) Content Qualifier CADETL Qualifier CAON followed by / the option number Qualifier CAOP followed by //CA option code In option A : Qualifier SAFE followed by //account number. Example :16R: CADETL :13A::CAON//001 :22H::CAOP//CA option code :97A::SAFE//99999L Otherwise this is the clients security account. Long code or short code depending on client subscription This ISIN is the ISIN of : Base security Or Distributed security Comments

97A

SAFE

35B

Identification of Financial Instrument

The ISIN code + security description

:35B:ISIN GB00B0D09R62 HENDERSON GBL INVS

36B

STAQ

Status Quantity

In option B: Qualifier STAQ followed by //FAMT face amount or //UNIT number of shares In option B: Qualifier ELIG followed by://FAMT face amount or //UNIT number of shares

:93B::STAQ//UNIT/800, :93B::ELIG//UNIT/800,

93a

ELIG

Eligible position of the client.

:93B::ELIG//UNIT/N1000 In option B: Qualifier UNBA followed by: //FAMT Balance of uninstructed position face amount or //UNIT number of shares End of the block Qualifier CADETL

93a

UNBA

:93B::UNBA//UNIT/1000,

16S

CADETL

:16R:CADETL

OPTIONAL SEQUENCE C ADDITIONAL INFORMATION


Field 16R 70E Qualifier ADDINFO ADTX Field Definition Start and name of the block Additional text Content Qualifier ADDINFO :16R:ADDINFO An example of possible narratives: Instruction processed but different from your standing instruction Example Comments

Qualifier ADTX followed by the additional :70E::ADTX// information

87

95a 16S MERE ADDINFO Party which is the In option Q: Qualifier MERE followed by final destination of //name of receiver of information the message Qualifier ADDINFO End of the block :95Q::MERE//corporate action dept :16S:ADDINFO

Instruction of forex is accepted but will go against your forex standing instruction Instruction processed on reasonable effort basis when depositary deadline not passed. The instruction has requested a forex For non standard instruction : Instruction quantity on old shares is <> if multi base Instruction quantity on new shares is <> if multi sec. Instruction quantity on cash amount is <.> if cash

88

4 - MT566 PAYMENT CONFIRMATION


A MT566 message of confirmation is sent for every payment processed on a corporate action. We show here a template for payment with cash movement only, a payment with securities movements only and a payment with cash and securities. Payment with Cash Credit Only
Payments for Corporate Actions such as Decrease of capital (DECR), some Consents (CONS), for which there are only cash movements, will be announced according to the template below:
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C 20C BNP Paribas Status M M O M Qualifier GENL CORP COAF SEME NEWM 23G M REVR 22F M CAEV Corporate action event indicator Function of the Message Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number Content Example Comment

Qualifier GENL :16R:GENL Qualifier CORP followed by // CA BNP :20C::CORP//16x Paribas Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM for new confirmation Followed by sub-function COPY REVR for a cancelled payment confirmation Followed by sub-function COPY Qualifier CAEV followed by // qualified generic field indicator :20C::COAF//16x :20C::SEME//16x :23G:NEWM

Reference of CA which was initially on the MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.

23G: REVR :22F::CAEV//XXXX

Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message as a copy.

OPTIONAL SUBSEQUENCE A1: LINKAGES


Field 16R 22F 13A BNP Paribas Status M O O Qualifier LINK LINK LINK Field Definition Start and name of the block Linkage Type Indicator Number ID of the MT of the Content Qualifier LINK Qualifier LINK followed by INFO Qualifier LINK followed by the type of Example :16R:LINK :22F::LINK//INFO :13A:LINK//564 Comment

Link with the MT received as instruction

89

Field

BNP Paribas Status

Qualifier

Field Definition linked transaction

Content transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier RELA followed by the Clearing clients instruction reference for CA on Qualifier LINK Qualifier GENL

Example

Comment

20C 13A 20C

O O O

PREV LINK PREV

Previous reference Number ID of the MT of the linked transaction Previous reference Number ID of the MT of the linked transaction Previous reference End and name of the block End and name of the block

:20C::PREV//reference :13A:LINK//566 :20C::PREV//reference This link will always be activated ONLY for CA on flows of ( in case of NEWM or REVR- New message or Reversal message) - If known, with the reference - If not known with the code NONREF. This link will be activated for any cancellation message of payment (REVR)

13A

LINK

:13A:LINK//000

20C 16S 16S

O M M

RELA LINK GENL

:20C::RELA//reference :16S:LINK :16S:GENL

SEQUENCE B: M ANDATORY UNDERLYING SECURITIES (PARENTS SECURITY GENERATING THE CORPORATE ACTION)
Field 16R 97A BNP Paribas Status M M Qualifier USECU SAFE Field Definition Start of Underlying Securities Sequence Safekeeping Account Content Qualifier USECU Qualifier SAFE followed by // an account number In option F Qualifier SAFE followed by //Place type and BIC code 94a O SAFE Place of safekeeping , place where the securities are held. In option B Qualifier SAFE followed by//Place type and depositary country Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Rules about population of place types: CUST is followed by the BIC code of the depositary SHHE is used when no BIC code has been found for the a depositary, it is followed by the ISO country code of the depositary ICSD is used for EUROCLEAR Luxembourg or CLEARSTREAM ) Comments

:94F::SAFE//NCSD/SICVFRPP or SAFE//ICSD/CEDELULL or SAFE//CUST/SGUSXXXX or SAFE//SHHE/MY :94B::SAFE//SHHE/MY

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :93B::CONB//UNIT/2510,

35B 93b

M M CONB

Identification of Financial Instrument Quantity of securities for which payment is made

The ISIN code + security description. In option B: Qualifier CONB followed by //UNIT or FAMT

90

Field 16S

BNP Paribas Status M

Qualifier USECU

Field Definition End of block

Content Qualifier USECU :16S:USECU

Example

Comments

OPTIONAL SUBSEQUENCE C: CORPORATE ACTION DETAILS


Field 16R 98A 98a 98a BNP Paribas Status M O O O Qualifier CADETL XDTE RDTE EFFD Field Definition Start of Corporate Action details Sequence Ex-date Record Date Effective Date Intermediate Securities Distribution Type Indicator End of block Content Qualifier CADETL Qualifier XDTE followed by // and the ex date of the event Qualifier RDTE followed by record date Qualifier EFFD followed by effective date Example :16R: CADETL :98A::XDTE//20011220 :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD Exchange of outstanding securities, initiated by the issuer whom may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange. Comments

22F

RHDI

Qualifier RHDI followed by MRGR

:98A::RHDI/MRGR

16S

CADETL

Qualifier CADETL

:16S:CADETL

REPETITIVE OPTIONAL SEQUENCE D: CORPORATE ACTIONS CONFIRMATION


Field 16R 13A 22F BNP Paribas Status M M M Qualifier CACONF CAON CAOP Field Definition Start and name of the block CA option number CA option code Content Qualifier CACONF Qualifier CAON Qualifier CAOP followed by // and CASH In option B: Qualifier MRKT followed by // ACTU / the subscription price. Example :16R: CACONF :13A::CAON//001 :22F::CAOP//CASH Comments

90B

MRKT

Price

:90::SUPR//ACTU/EUR10,

Market price of the execution

REPETITIVE OPTIONAL SUBSEQUENCE D2 CASH MOVEMENTS:

91

Field 16R 22H

BNP Paribas Status M M

Qualifier

Field Definition

Content Qualifier CRDB followed by the code CRED Option A: Qualifier CASH followed by // and the cash account number Qualifier PSTA followed by // and the currency code and cash amount Qualifier GRSS followed by // and the currency code and cash amount Qualifier NETT followed by // and the currency code and cash amount Option F : Qualifier = OFFR followed by // unit price Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by the Value date

Example :16R:CASHMOVE :22H::CRDB//CRED

Comments

CASHMOVE Cash movements CRDB Type of entries in order to specify either debit or credit Cash account number which will be credited Cash Amount to be posted Gross amount Net amount Price to receive

97A 19A 19A 19A 90a

M M M O O

CASH PSTA GRSS NETT OFFR

:97A::CASH//xxxxxxxx :19A::PSTA//EURx, :19A:: GRSS //EUR10, :19A:: NETT //EUR10, :90a::OFFR//EUR 10

98a

POST

Posting date

:98A::POST//yyyymmdd

98a 16S

M M

VALU CASHMOVE

Value date

:98A::VALU//yyyymmdd :16S: CASHMOVE

OPTIONAL SEQUENCE E: ADDITIONAL INFORMATION


Field 16R 70E 95a 16S Status M O O M Qualifier ADDINFO ADTX MERE ADDINFO Field Definition Start and name of the block Additional text Party which is the final destination of the message Start and name of the block Content Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by // name of receiver of information Qualifier ADDINFO Example :16R: ADDINFO :70E::ADTX// :95Q::MERE//corporate action dept. :16S: ADDINFO Comments

92

Optional Sequence F: Additional Information


Field 16R 70E Status M O Qualifier ADDINFO Message All All Field Definition Start and name of the block Narrative Content Qualifier ADDINFO Qualifier ADTX with additional text Example :16R: ADDINFO :70E::ADTX//Executed in Milan Official Martek Comments Will contain the information Executed in Milan Offical Market. Populate in MT566 tag 70E the description of the market type selected in the execution screen.

16S

ADDINFO

All

End and name of the block

Qualifier ADDINFO

:16S: ADDINFO

93

Payment with Securities movements

Payments for Corporate Actions such as Assimilation (PARI), Stock Split (SPLF), Reverse Stock Split (SPLR), Merger (MRGR), Scrip Dividend (DVSC), Conversion (CONV), Automatic warrants Exercise (EXWA) , Redenomination (REDO), Exchange offers (EXOF) and Bonus offers (BONU), for which there are only securities movements will be announced according to the template below. There might be debit of old shares and credit of new shares or credit of new shares only.
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C 20C BNP Paribas Status M M O M Qualifier GENL CORP COAF SEME NEWM 23G M REVR 22F M CAEV Corporate action event indicator Function of the Message Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number Content Qualifier GENL Qualifier CORP followed by // CA BNP Paribas Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM for new confirmation Followed by sub-function REVR for a cancelled payment confirmation Followed by sub-function COPY Qualifier CAEV followed by // qualified generic field indicator Example :16R:GENL :20C::CORP//16x :20C::COAF//16x :20C::SEME//16x :23G:NEWM Can be followed by the sub function: COPY This is a message sent simultaneously with the original message as a copy. Comment

Reference of CA which was initially on the MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.

23G: REVR :22F::CAEV//XXXX

OPTIONAL SUBSEQUENCE A1: LINKAGES


Field 16R 22F 13A 20C BNP Paribas Status M O O O Qualifier LINK LINK LINK PREV Field Definition Start and name of the block Linkage Type Indicator Number ID of the MT of the linked transaction Previous reference Content Qualifier LINK Qualifier LINK followed by INFO Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Example :16R:LINK :22F::LINK//INFO :13A:LINK//564 :20C::PREV//reference Link with the MT received as instruction Comment

94

Field 13A 20C 13A 20C 16S 16S

BNP Paribas Status O O O O M M

Qualifier LINK PREV LINK RELA LINK GENL

Field Definition Number ID of the MT of the linked transaction Previous reference Number ID of the MT of the linked transaction Previous reference End and name of the block End and name of the block

Content Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier RELA followed by the Clearing clients instruction reference for CA on Qualifier LINK Qualifier GENL

Example :13A:LINK//566 :20C::PREV//reference :13A:LINK//000 :20C::RELA//reference :16S:LINK :16S:GENL

Comment This link will be activated for any cancellation message of payment (REVR)

This link will be activated for any payment ONLY for CA on flows ( NEWM or REVR) - If known, with the reference - If not known with the code NONREF.

SEQUENCE B: M ANDATORY UNDERLYING SECURITIES (PARENTS SECURITY GENERATING THE CORPORATE ACTION)
Field 16R 97A BNP Paribas Status M M Qualifier USECU SAFE Field Definition Start of Underlying Securities Sequence Safekeeping Account Content Qualifier USECU Qualifier SAFE followed by // an account number In option F Qualifier SAFE followed by //Place type and BIC code 94a O SAFE Place of safekeeping , place where the securities are held. In option B Qualifier SAFE followed by//Place type and depositary country Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Comments

:94F::SAFE//NCSD/SICVFRPP or SAFE//ICSD/CEDELULL or SAFE//CUST/SGUSXXXX or SAFE//SHHE/MY :94B::SAFE//SHHE/MY

Rules about population of places: ICSD is used for Euroclear Bank or Clearstream International CUST is used for BNP Paribas network of subcustodians SHHE is used when a BIC code is not available (e.g., for off-shore funds)

35B

Identification of Financial Instrument Quantity of securities for which payment is made End of block

The ISIN code + security description . In option B: Qualifier CONB followed by //UNIT or FAMT In option C : Qualifier USECU

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/

93b

CONB

:93B::CONB//UNIT/2510,

Can be signed

16S

USECU

:16S:USECU

95

OPTIONAL SUBSEQUENCE C: CORPORATE ACTION DETAILS


Field 16R 98A 98a 98a 98A 22F BNP Paribas Status M O O O O O Qualifier CADETL XDTE RDTE EFFD LOTO CHAN Field Definition Start of Corporate Action details Sequence Ex-date Record Date Effective Date Lottery date/Time Change Type indicator Intermediate Securities Distribution Type Indicator Content Qualifier CADETL Qualifier XDTE followed by // and the ex date of the event Qualifier RDTE followed by record date Qualifier EFFD followed by effective date Qualifier LOTO followed by // and date and/or time of lottery Qualifier CHAN followed by // and Sub CA reporting qualifier DECI Example :16R: CADETL :98A::XDTE//20011220 :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD :98A::LOTO// YYYYMMDD :22F::CHAN// DECI For CA Type DRAW only For CA Type CHAN only Exchange of outstanding securities, initiated by the issuer whom may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange. Comments

22F

RHDI

Qualifier RHDI followed by MRGR

:98A::RHDI/MRGR

69a

BLOK

Date after which securities will be Option A: Qualifier BLOK followed by the blocked or not available. blocking date Option C: Qualifier BLOK followed by the blocking date and OPEN End of block Qualifier CADETL

:69A::BLOK//yyyymmdd/yyyymmdd/ yyyymmdd :69C::BLOK//yyyymmdd/OPEN

16S

CADETL

:16S:CADETL

REPETITIVE OPTIONAL SEQUENCE D: CORPORATE ACTIONS CONFIRMATION:


Field 16R 13A BNP Paribas Status M M Qualifier CACONF CAON Field Definition Start and name of the block CA option number Content Qualifier CACONF Qualifier CAON Example :16R: CACONF :13A::CAON//001 The content corresponds to the Corporate Action option number previously sent in MT 564 message. Comments

96

Field 22F

BNP Paribas Status M

Qualifier CAOP

Field Definition CA option code

Content Qualifier CAOP followed by // SECU

Example :22F::CAOP//SECU

Comments

REPETITIVE OPTIONAL SUBSEQUENCE D1: SECURITIES MOVEMENT:


Field 16R BNP Paribas Status M Qualifier SECMOVE Field Definition Securities movements Start of block Content Example :16R:SECMOVE This first subsequence E1 concerns old shares when there is a debit movement on old shares The sense of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier CRED. Comments

22H

CRDB

Type of entries in order to specify Qualifier CRDB followed by the code either debit DEBT

:22H::CRDB//DEBT

35B 36B

M M PSTA

Identification code of the shares Quantity of securities that have been posted to safekeeping account Date of the posting to the account Value date Securities movements Securities movements

ISIN + ISIN code + Description of Security Qualifier PSTA followed by // UNIT or Qualifier PTSA followed by// AMT Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by the value date End of sub-sequence Start of sub-sequence :36B::PSTA//UNIT/2000,

98A

POST

:98A::POST//yyyymmdd

98A 16S 16R

O M M

VALU SECMOVE SECMOVE

:98A::VALU//yyyymmdd :16S:SECMOVE :16R:SECMOVE This second subsequence E1 concerns new securities when there is a credit movement on new shares. The sense of the movement is given by the indicator CRDB: if the position is negative the indicator will be followed by the qualifier DEBT

22H

CRDB

Type of entries in order to specify Qualifier CRDB followed by the code either debit or credit CRED

:22H::CRDB//CRED

35B 36B

M M PSTA

Identification code of the new shares. Quantity of securities that have been posted to safekeeping account

ISIN + ISIN code + Description of Security Qualifier PSTA followed by // UNIT or Qualifier PTSA followed by// AMT

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :36B::PSTA//UNIT/3000,

97

22F

DISF

Disposition of fractions on new shares

Qualifier DISF followed by// RDDN or RDUP or BUYU Option D: Qualifier NEWO followed by the ratio (new to old) Qualifier ADEX followed by the ratio ( of additional new shares) Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by scrip value-date Option A: Qualifier DIVR followed by the divIdend ranking date Qualifier CACONF

:36B::DISF//RDDN or RDUP or :36B::DISF//CINL or BUYU :92D::NEWO//3,/2, or :92D::ADEX//1,/1,

RDDN is used for Rounding down to nearest integer , RDUP for Rounding up to nearest integer CINL is used for Take cash in lieu of fractions, BUYU is used for Buy up to next whole number

NEWO 92a O Or ADEX

Rate: Quantity of new securities for a given quantity of underlying securities Date of the posting to the account Value date

98A

POST

:98A::POST//yyyymmdd

98A

VALU

:98A::VALU//yyyymmdd

98A 16S 16S

O M M

DIVR SECMOVE CACONF

DivIDend ranking date End of sub-sequence End of block

:98A::DIVR//yyyymmdd :16S:SECMOVE :16S: CACONF

OPTIONAL SEQUENCE E: ADDITIONAL INFORMATION:


Field 16R 70E 95a 16S BNP Paribas Status M O O M Qualifier ADDINFO ADTX MERE ADDINFO Field Definition Start and name of the block Additional text Party which is the final destination of the message Start and name of the block Content Qualifier ADDINFO Qualifier ADTX followed by the additional information In option Q: Qualifier MERE followed by // name of receiver of information Qualifier ADDINFO Example :16R: ADDINFO Comments

:95Q::MERE//corporate action dept. :16S: ADDINFO

98

Payment with Cash and Securities Movements

Payments for Corporate Actions such as Final Redemptions (REDM), Early Redemption (MCAL), Partial Call (PCAL), Priority offers (PRIO), Tender or Repurchase offers (BIDS), for which there cash and securities movements will be announced according to the template below:
SEQUENCE A: M ANDATORY GENERAL INFORMATION
Field 16R 20C 20C 20C BNP Paribas Status M M O M Qualifier GENL CORP COAF SEME NEWM 23G M REVR 22F M CAEV Corporate action event indicator Function of the Message Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number Content Example Comment

Qualifier GENL :16R:GENL Qualifier CORP followed by // CA BNP :20C::CORP//16x Paribas Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // BNP Paribas Reference Qualifier NEWM for new confirmation Followed by sub-function COPY REVR for a cancelled payment confirmation Followed by sub-function COPY Qualifier CAEV followed by // qualified generic field indicator :20C::COAF//16x :20C::SEME//16x :23G:NEWM

Reference of CA which was initially on the MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.

23G: REVR :22F::CAEV//XXXX

Use of all message functions from NEWM to REPE Can be followed by the sub function: COPY This is a message sent simultaneously with the original message as a.

OPTIONAL SUBSEQUENCE A1: LINKAGES


Field 16R 22F 13A 20C 13A 20C BNP Paribas Status M O O O O O Qualifier LINK LINK LINK PREV LINK PREV Field Definition Start and name of the block Linkage Type Indicator Number ID of the MT of the linked transaction Previous reference Number ID of the MT of the linked transaction Previous reference Content Qualifier LINK Qualifier LINK followed by INFO Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C SEME Qualifier LINK followed by the type of transaction which is linked to this one Qualifier PREV followed by the linked message reference put in tag 20C Example :16R:LINK :22F::LINK//INFO :13A:LINK//564 :20C::PREV//reference :13A:LINK//566 :20C::PREV//reference This link will be activated for any cancellation message of payment (REVR) Link with the MT received as instruction Comment

99

Field

BNP Paribas Status

Qualifier

Field Definition SEME

Content

Example

Comment

13A 20C 16S 16S

O O M M

LINK RELA LINK GENL

Number ID of the MT of the linked transaction Previous reference End and name of the block End and name of the block

Qualifier LINK followed by the type of transaction which is linked to this one Qualifier RELA followed by the Clearing clients instruction reference for CA on Qualifier LINK Qualifier GENL

:13A:LINK//000 :20C::RELA//reference :16S:LINK :16S:GENL

This link will be activated for any payment ONLY for CA on flows ( NEWM or REVR) If known, with your reference If not known with the code NONREF

SEQUENCE B: M ANDATORY UNDERLYING SECURITIES (PARENTS SECURITY GENERATING THE CORPORATE ACTION)
Field 16R 97A BNP Paribas Status M M Qualifier USECU SAFE Field Definition Start of Underlying Securities Sequence Safekeeping Account Content Qualifier USECU Qualifier SAFE followed by // an account number In option F Qualifier SAFE followed by //Place type and BIC code In option B Qualifier SAFE followed by//Place type and depositary country ISIN followed by ISIN code + security description. In option B: Qualifier CONB followed by //UNIT or Qualifier CONB followed by //FAMT Qualifier USECU Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Rules about population of places: ICSD is used for Euroclear Bank or Clearstream International CUST is used for BNP Paribas network of subcustodians SHHE is used when a BIC code is not available (e.g., for off-shore funds) Comments

94a

SAFE

Place of safekeeping , physical place where the securities are safe-kept

:94F::SAFE//NCSD/SICVFRPP or SAFE//ICSD/CEDELULL or SAFE//CUST/SGUSXXXX or SAFE//SHHE/MY :94B::SAFE//SHHE/MY :35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :93B::CONB//UNIT/2510, :16S:USECU

35B 93b 16S

M M M CONB USECU

Identification of Financial Instrument Quantity of securities for which payment is made End of block

100

OPTIONAL SUBSEQUENCE C: CORPORATE ACTION DETAILS


Field 16R 98A 98a 98a BNP Paribas Status M O O O Qualifier CADETL XDTE RDTE EFFD Field Definition Start of Corporate Action details Sequence Ex-date Record Date Effective Date Intermediate Securities Distribution Type Indicator Content Qualifier CADETL Qualifier XDTE followed by // and the ex date of the event Qualifier RDTE followed by record date Qualifier EFFD followed by effective Example :16R: CADETL :98A::XDTE//20011220 :98A::RDTE//YYYYMMDD :98A::EFFD//YYYYMMDD Exchange of outstanding securities, initiated by the issuer whom may include options, as the result of two or more companies combining assets, that is, an external, third party company. Cash payments may accompany share exchange. Comments

22F

RHDI

Qualifier RHDI followed by MRGR

:98A::RHDI/MRGR

69a

BLOK

Option A: Qualifier BLOK followed by the blocking date Date after which securities will be Option C: blocked or not available. Qualifier BLOK followed by the blocking date and OPEN End of block Qualifier CADETL

:69A::BLOK//yyyymmdd/yyyymm dd/yyyymmdd :69C::BLOK//yyyymmdd/OPEN

16S

CADETL

:16S:CADETL

REPETITIVE OPTIONAL SEQUENCE D: CORPORATE ACTIONS CONFIRMATION:


Field 16R 13A 22F BNP Paribas Status M M M Qualifier CACONF CAON CAOP Field Definition Start and name of the block CA option number CA option code Content Qualifier CACONF Qualifier CAON Qualifier CAOP followed by // CASH Example :16R: CACONF :13A::CAON//001 :22F::CAOP//CASH The content corresponds to the Corporate Action option number previously sent in MT 564 message. Comments

REPETITIVE OPTIONAL SUBSEQUENCE D1: SECURITIES MOVEMENTS:

101

Field 16R 22H 35B 36B

BNP Paribas Status M M M M

Qualifier SECMOVE CRDB

Field Definition Securities movements

Content

Example :16R:SECMOVE :22H::CRDB//DEBT

Comments This sub-sequence concerns the movement on old securities

Type of entries in order to specify Qualifier CRDB followed by the code either debit or credit DEBT Identification code of the OLD shares ISIN + ISIN code + Description of Security Qualifier PSTA followed by// quantity of securities that will be posted on safekeeping account In Option A: Qualifier POST followed by // and posting date In Option A: Qualifier VALU followed by // and scrip value date

:35B:ISIN GB00B0D09R62 /HENDERSON GBL INVS/ :36B::PSTA//UNIT/3000

PSTA

Quantity of Financial Instrument

:98A::POST//YYYYMMDD

98a

POST

Posting date

:98A::VALU//YYYYMMDD

98a 16S

O M

VALU SECMOVE

Value-date

:16S:SECMOVE

REPETITIVE OPTIONAL SUBSEQUENCE D2 CASH MOVEMENTS:


Field 16R 22H BNP Paribas Status M M Qualifier Field Definition Content Example :16R:CASHMOVE :22H::CRDB//CRED or DEBT Comments

CASHMOVE Cash movements CRDB Type of entries in order to specify Qualifier CRDB followed by the code either debit or credit CRED In Option A: Qualifier OFFR or PRPP followed by// percentage type code PRCT and price or In Option B: Followed by code ACTU / currency code/ price Option A: Cash account number which will Qualifier CASH followed by // and the be credited cash account number Qualifier PSTA followed by // and the Cash Amount to be posted currency code and cash amount Qualifier GRSS followed by // and the Gross amount currency code and cash amount Qualifier CHAR followed by // and the Commission amount currency code and commissions amount

:90A::OFFR//PRCT/115, or :90B::PRPP//ACTU/EUR115, :97A::CASH//xxxxxxxx :19A::PSTA//EURx, :19A:: GRSS //EURx, 19A::CHAR//EUR50 Field generated if there are charges on the redemption Contains the settlement amount Contains the trade amount OFFR used for credit of Cash (ex: BIDS) PRPP used for any debit of cash ( ex: PRIO)

90a

OFFR or PRPP

97A 19A 19A 19A

M M M O

CASH PSTA GRSS CHAR

102

Field 19A

BNP Paribas Status O

Qualifier VATA

Field Definition Value added tax

Content Qualifier VATA followed by // and the currency code and the value added tax amount Qualifier NETT followed by // and the currency code and cash amount Option A: Qualifier RSPR followed by //spread rate or Option K: Qualifier RSPR followed by //OPEN Option A: Qualifier POST followed by the posting date Option A: Qualifier VALU followed by the value date Qualifier CACONF

Example :19A::VATA//EUR10

Comments Field generated if there are charges on the redemption

19A

NETT

Net amount

:19A:: NETT //EURx, :92A::RSPR//90 or :92K::RSPR//OPEN

92a

RSPR

Spread Rate

Displayed when the step is described in percentage

98a

POST

Posting date

:98A::POST//yyyymmdd

98a 16S 16S

M M M

VALU

Value date

:98A::VALU//yyyymmdd :16S: CASHMOVE :16S: CACONF

CASHMOVE CACONF End of block

OPTIONAL SEQUENCE E: ADDITIONAL INFORMATION


Field 16R BNP Paribas Status M Qualifier ADDINFO Field Definition Start and name of the block Content Qualifier ADDINFO Example :16R: ADDINFO Will contain the information Executed in Milan Official Market 70E O ADTX Additional text Qualifier ADTX followed by the additional information :70E::ADTX//. Populated in MT566 tag 70E the description of the market type selected in the execution screen. If non populated, the tag should not be reported in the message [TD31601 End] Comments

95a 16S

O M

MERE ADDINFO

Party which is the final destination of the message Start and name of the block

In option Q: Qualifier MERE followed by // name of receiver of information Qualifier ADDINFO

:95Q::MERE//corporate action dept. :16S: ADDINFO

103

104

5 - MT568 MESSAGES
MT568 Corporate Actions on Flows of Creation:

This is a new message. A Corporate Action on Flows results from an eligible trade settled after the payable date of the Corporate Event, eg : bonus issue (BONU), spin off (SOFF). IF there is a distribution of new securities (a credit movement if pending trade is a purchase or a debit movement if it is a sale), this is a Corporate Action on Flows of Creation, as shown in the template below:
SEQUENCE A: MANDATORY GENERAL INFORMATION
Field 16R 20C BNP Paribas Status M M Qualifier GENL CORP Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number New notification Corporate action event indicator Content Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM can be followed by COPY Qualifier CAEV followed by // and the qualified generic field indicator. :16R:GENL :20C::CORP//16x Same as MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Different from SEME of MT564 COPY is a copy message Same as MT564 Same as MT564 Example Comment

20C

COAF

:20C::COAF//16x

20C 23G 22F

M M M

SEME NEWM CAEV

:20C::SEME//16x :23G:NEWM

:22F::CAEV//BONU

105

OPTIONAL SUBSEQUENCE A1: LINKAGES


Field 16R 22F BNP Paribas Status M M Qualifier LINK LINK Field Definition Start and name of the block Linkage Type Indicator Number ID of the MT564 announce Previous message sent End of the block Start and name of the block 000 Content Qualifier LINK Qualifier LINK followed by // and codeword INFO Qualifier LINK followed by // message type 564 Qualifier PREV followed by // and the previous message Qualifier LINK Qualifier LINK Qualifier LINK followed by // message type 000 Qualifier RELA followed by // and the clients reference Qualifier LINK Qualifier LINK followed by // message type MT568 Qualifier PREV followed by // SEME of previous MT568 Qualifier LINK Qualifier GENL :16R:LINK :22F:LINK//INFO Example Comments

13A

O O O O O

LINK

:13A:LINK//564 :20C::PREV//16x :16S:LINK :16R:LINK :20C::LINK//000 :20C::RELA//16x :16S:LINK :20C:: LINK//568

MT564 is the announce message

20C 16S 16R 20C

PREV LINK LINK LINK

This is the SEME of previous MT 564 or MT568

To indicate the link with the clearing message Clients trade reference in clearing message MT54X

20C 16S 20C

O O O

RELA LINK LINK

Related message received End of the block

This link with MT 568 is only activated in case of cancellation of the previous CA on flows This link with MT 568 is only activated only in case of cancellation of the previous CA on flows This tag should contain the SEME reference of the linked MT568, when the original MT568 needs to be split

20C 16S 16S

O M M

PREV LINK GENL

Previous message End and name of the block End and name of the block

:20C::SEME//16x :16S:LINK :16S:GENL

106

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities Sequence Content Qualifier USECU In option A: Qualifier SAFE followed by // and account number Example :16R: USECU :97A::SAFE//99999L or Long code or short code depending on client subscription :97A::SAFE//GENRClientNu mber Of the old shares (which are detaching the rights). Comments

97A

SAFE

Safekeeping Clients Account

35B

Identification of Financial Instrument Eligible balance

93a

ELIG

ISIN followed by ISIN code + security description :35B:ISIN GB00B0D09R62 Of the old shares (which are detaching /HENDERSON GBL INVS/ the rights). Option B : Qualifier ELIG followed by // and :93B::CONB//UNIT/1000, UNIT (number of shares) FAMT (face amount) Qualifier USECU :16S: USECU

Quantity of old shares on which the clients entitlement will be calculated. Quantity may be signed

16S

USECU

End of Underlying Securities Sequence

OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS:


Field 16R 70E BNP Paribas Status M M Qualifier ADDINFO ADTX Field Definition Start and name of the block Additional text Content Qualifier ADDINFO Example Comments

70E

INCO

Additional text

:16R: ADDINFO :70E:ADTX// Additional information in INCO block Qualifier ADTX followed by the :70E:ADTX// Confirmation additional information of a CA on flows resulted from: Confirmation of a CA on flows resulted BONUS ISSUE from : CA details BONUS ISSUE XDTE//20030925 CA details : ADEX//3,/2, XDTE followed by the ex-date of CA CAOP//SECU event if present Security movement CRED RDTE followed by the record date of ID of new shares : ISIN CA event if present GB00B0D09R62

DEBT instead of CRED if initial trade on underlying securities is a sale. Depending on the length of the MT564, the narratives will be moved to the

107

Field

BNP Paribas Status

Qualifier

Field Definition

Content ADEX followed by the ratio new to old of the detachment CAOP followed by followed by the qualified generic field indicator Security movement CRED Credit ID of new shares : ISIN PSTA followed by posted quantity on disbursed quantity POST followed by the clients payment date VALU followed by scrip value date

Example PSTA//UNIT1000, :70E::INCO//POST 20060625 VALU//20060625

Comments

16S

ADDINFO

End and name of the block

Qualifier ADDINFO

:16S:ADDINFO

108

MT568 Corporate Actions on Flows of Mutation

This is a new message. A Corporate Action on Flows results from an eligible trade settled after payable date of the Corporate Event, eg : Stock Split (SPLF: if debit and credit movement), Merger (MRGR), Pari-Passu (PARI). If there is a Debit of old securities and Credit of new securities (if the pending trade is a sale, there is a credit on old securities and a debit on new securities), this is a Corporate Action on Flows of Mutation, as shown in the template below:
Sequence A : Mandatory General Information
Field 16R 20C BNP Paribas Status M M Qualifier GENL CORP Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number New notofication Corporate action event indicator Content Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM can be followed by COPY Qualifier CAEV followed by // and the qualified generic field indicator. :16R:GENL :20C::CORP//16x Same as MT564 This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Different from SEME of MT564 Example Comments

20C

COAF

:20C::COAF//16x

20C

SEME

:20C::SEME//16x

23G

NEWM

:23G:NEWM

Same as MT564

22F

CAEV

:22F::CAEV//SPLF

Same as MT564

109

Optional Subsequence A1 : Linkages


Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Number ID of the MT564 announce Field Definition Start and name of the block Linkage Type Indicator Content Qualifier LINK Qualifier LINK followed by // and codeword INFO Qualifier LINK followed by // message type 564 Example :16R:LINK :22F:LINK//INFO Comments

:13A:LINK//564

MT564 is the announce message

13A

LINK

Previous message

Qualifier PREV followed by SEME of previous message In case of CANC, only populate link with clearing trade and previous MT568 reference

:20C::PREV//16x

MT564 is the announce message

20C

PREV

16S 16R 22F

M M O

LINK LINK LINK

End and name of the block Start and name of the block Linkage Type Indicator

Qualifier LINK Qualifier LINK Qualifier LINK followed by // and codeword INFO Qualifier LINK followed by // message type 000

:16S:LINK :16R:LINK :22F:LINK//INFO

13A

LINK

Number ID of the MT564 announce

:13A:LINK//000

To indicate the link with the clearing message

Related message 20C M RELA Linkage Type Indicator 22F O LINK

Qualifier RELA followed by // clients :20C::RELA//16x reference Qualifier LINK followed by // and codeword INFO :22F:LINK//INFO

Clients trade reference in clearing message MT54X

110

Field 20C

BNP Paribas Status O

Qualifier LINK

Field Definition

Content Qualifier LINK followed by // message type MT568

Example :20C:: LINK//568

Comments This link with MT 568 is only activated only in case of cancellation of the previous Ca on flows This link with MT 568 is only activated only in case of cancellation of the previous Ca on flows

20C

PREV

Previous message

Qualifier PREV followed by // SEME of previous MT568 Qualifier LINK Qualifier GENL

:20C::SEME//16x

16S 16S

M M

LINK GENL

End and name of the block End and name of the block

:16S:LINK :16S:GENL

Sequence B : Mandatory Underlying Securities: Parents security generating the corporate action
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities Sequence Safekeeping Clients Account Content Qualifier USECU In option A: Qualifier SAFE followed by // and account number Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Comments

97A

SAFE

35B

Identification of Financial Instrument Eligible position of client in old shares on which the client will be paid

93A

ELIG

ISIN followed by ISIN code + security description :35B:ISIN GB00B0D09R62 Of the old shares (which are detaching /HENDERSON GBL INVS/ the rights). Option B : Qualifier ELIG followed by // and :93A::ELIG//UNIT/1000, UNIT (number of shares) FAMT (face amount) Qualifier ACCTINFO Qualifier USECU :16S: ACCTINFO :16S: USECU

Quantity of old shares on which the clients entitlement will be calculated. Quantity will be signed

16S 16S

M M

ACCTINF O USECU

End and name of the block End of Underlying Securities Sequence

111

Optional Sequence C : Corporate Actions Details :


Field 16R 70E BNP Paribas Status M M Qualifier ADDINFO ADTX Field Definition Start and name of the block Additional text Content Qualifier ADDINFO Additional information in INCO block Qualifier INCO followed by the additional information CA details : XDTE followed by ex-date of CA event if present Or RDTE followed by record date of CA event if present NEWO followed by ratio new to old :16R: ADDINFO :70E::ADTX//Additional information in INCO block Example Comments

CAOP followed by the option type 70E M INCO Additional text Security movement CRED Credit the new shares ID of new shares : ISIN PSTA followed by posted quantity POST followed by the clients payment date VALU followed by the scrip value date DEBT Debit the initial exercised quantity on base sec ID of old shares : ISIN PSTA followed by posting quantity POST followed by the clients payment date VALU followed by the scrip value date

:70E::INCO// Confirmation of a CA on flows resulted from STOCK SPLIT XDTE//20060625 RDTE//20060625 NEWO//3,/2, CAOP SECU CREDIT of new shares : ISIN GB00B0D09R62 /HENDERSON GBL INVS/ FR000125874 PSTA//UNIT 1000, POST//20060625 VALU//20060625 :70E::INCO// DEBIT of base sec GB00B0D09R62 PSTA/UNIT/500 POST 20060625 VALU 20060625

Is it necessary

16S

ADDINFO

End and name of the block

Qualifier ADDINFO

:16S:ADDINFO

112

MT568 Clients FOREX Confirmation

This is a new message and a Clients FOREX Confirmation, as shown in the below template:
Sequence A : Mandatory General Information
BNP Pari bas Statu s M M

Field

Qualifier

Field Definition

Content

Example

Comments

16R 20C

GENL CORP

Start and name of the block Corporate action reference

Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM or CANC can be followed by COPY. Qualifier CAEV followed by // and the qualified generic field indicator.

:16R:GENL :20C::CORP//16x

20C

SEME

Senders Reference Number

:20C::SEME//16x CANC is used for a cancellation clients forex message :23G:NEWM or CANC COPY is a copy message

23G

NEWM CANC

New notification Cancellation adv

22F

CAEV

Corporate action event indicator

:22F::CAEV//

113

Optional Subsequence A1: Linkages


Field 16R 22F 13A 20C 16S 16R 13A 20C 16S 16S BNP Paribas Status M O O M M M O O M M Qualifier LINK LINK LINK PREV LINK LINK LINK PREV LINK GENL Field Definition Start and name of the block Linkage Type Indicator With previous message SEME of previous MT566 End and name of the block Start and name of the block With previous message SEME of previous MT568 End and name of the block End and name of the block Content Qualifier LINK Qualifier LINK followed by // and codeword INFO Qualifier LINK followed by // MT 566 confirmation Qualifier PREV followed by //SEME of previous MT566 Qualifier LINK Qualifier LINK Qualifier LINK followed by //568 for the depositary forex confirmation Qualifier PREV followed by //SEME of the depositary forex confirmation Qualifier LINK Qualifier GENL Example :16R:LINK :22F:LINK//INFO :13A:LINK//566 :20C::PREV//16x When function of the clients Forex message is NEW or CANC, MT 566 is the reference of the initial MT 566 of payment Note : When the message is a COPY, this link will not be activated Sub-sequence of linkage activated only in case of Forex depository Only if the function of the message is NEWM: Comments

:16S:LINK :16R:LINK :13A:LINK//568

Note : When sub-function is a COPY, PREV will be always :20C::PREV//REFERENC followed by the CA ID reference instead of the SEME of previous EMT568 MT 568 :16S:LINK :16S:GENL

114

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities Sequence Safekeeping Clients Account Content Qualifier USECU In option A: Qualifier SAFE followed by // and account number ISIN followed by ISIN code + security description Option B : Qualifier CONB followed by // and UNIT (number of shares) FAMT (face amount) Qualifier USECU Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Comments

97A

SAFE

35B

Identification of Financial Instrument Entitled position of the client for which payment has been done End of Underlying Securities Sequence

:35B:ISIN FR000125874 MALAYSIA CORP :93B::CONB//UNIT/1000,

First security ID of the schedule underlying security

93B

CONB

16S

USECU

:16S: USECU

115

OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS:


Field 16R 70E BNP Paribas Status M M Qualifier ADDINFO ADTX Field Definition Start and name of the block Additional text Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Example :16R: ADDINFO :70E::ADTX//After processing your Forex instruction, you will be paid: :70E::INCO//CASH-ACC1//0000026062Z SENS-1//DEBT PSTA-AMOUNT-1//USD425.6 POST-DATE-1//20060230 VALU-DATE-1//200602230 CASH-ACC-2//0000026062Z SENS-2//CRED PSTA-AMOUNT-2//USD425.6 POST-DATE-2//20060231 VALU-DATE-2//20060231 :70E:INCO//EXCH-CLIENTRATE//EUR/USD1,35301 MSG-TYPE//FXCL :95Q::MERE//INCOME DEPT :16S:ADDINFO :95Q::MERE//corporate action dept :16S:ADDINFO In case of cancellation, a specific narrative is displayed :Your Forexs instruction has been cancelled. Please reverse following movements CASH-ACC-1: client cash account in currency SENS-1: credit/debit indicator of the cash movement in corporate action currency PSTA-AMOUNT-1: posting amount in CA currency POST-DATE-1: posting date of the amount in CA currency VALU-DATE-1: value date of the payment in CA currency CASH-ACC-2: client cash account in client currency SENS-2: credit/debit indicator of the cash movement in client currency PSTA-AMOUNT-2: posting amount in client currency POST-DATE-2: posting date of the amount in client currency VALU-DATE-2: value date of the payment in client currency EXCH-CLIENT-RATE: Exchange rate MSG-TYPE: Indicator of Forex (here FXCL for client Forex) Comments

70E

INCO

Complement of information

Qualifier INCO followed by the additional information about Clients Forex: Any information related to 1 is in depository currency Any information related to 2 is in clients currency

16S

ADDINFO

End and name of the block

Qualifier ADDINFO

116

MT568 DEPOSITORY FOREX CONFIRMATION

This is a new message and a Depository Forex Confirmation, as shown in the template below: SEQUENCE A: MANDATORY GENERAL INFORMATION
Field 16R 20C BNP Paribas Status M M Qualifier GENL CORP Field Definition Start and name of the block Corporate action reference Content Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM or CANC can be followed by COPY Example :16R:GENL :20C::CORP//16x Comments

20C

SEME

Senders Reference Number

:20C::SEME//16x CANC is used for a cancellation depositary Forex message :23G:NEWM or CANC COPY is a copy message

23G

NEWM CANC

New notification Cancellation adv

CAEV 22F M

Corporate action event indicator

Qualifier CAEV followed by // and the qualified generic field indicator.

:22F::CAEV//

Optional Subsequence A1 : Linkages


Field 16R 22F BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block Linkage Type Indicator Content Qualifier LINK Qualifier LINK followed by // and codeword INFO Qualifier LINK followed by // MT 566 payment confirmation Example :16R:LINK :22F:LINK//INFO :13A:LINK//566 Comments

13A

LINK

With previous message

117

Field

BNP Paribas Status M M M

Qualifier

Field Definition

Content Qualifier PREV followed by // SEME of payment confirmation MT566 Qualifier LINK Qualifier GENL

Example

Comments When function of message is NEWM or CANC : This refers to the initial payment in exotic currency in exotic currency Note : in case of COPY message, this link will not be activated

20C 16S 16S

PREV LINK GENL

SEME of previous MT566 End and name of the block End and name of the block

:20C::PREV//16x

:16S:LINK :16S:GENL

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities Sequence Safekeeping Clients Account Content Qualifier USECU In option A: Qualifier SAFE followed by // and account number Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Comments

97A

SAFE

Field

BNP Paribas Status M

Qualifier

Field Definition Identification of Financial Instrument Entitled position of the client for which payment has been done End of Underlying Securities Sequence

Content ISIN followed by ISIN code + security description Option B : Qualifier CONB followed by // and UNIT (number of shares) FAMT (face amount) and relevant balance Qualifier USECU

Example :35B:ISIN MYL000125874 MALAYSIA CORP :93B::CONB//UNIT/1000,

Comments First security ID of the schedule underlying security

35B

93B

CONB

The position can be signed

16S

USECU

:16S: USECU

118

OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS:


Field 16R 70E BNP Paribas Status M M Qualifier Field Definition Content Qualifier ADDINFO Qualifier ADTX followed by the additional information Example :16R: ADDINFO Comments

ADDINFO Start and name of the block ADTX Additional text

:70E::After processing the


depositorys Forex, you will be paid :70E::INCO//CASH-ACC1//Account number SENS-1//DEBT PSTA-AMOUNT-1//MYR1000, POST-DATE-1//20060107 VALU-DATE-1//20060107 CASH-ACC-2//Account number SENS-2//CRED PSTA-AMOUNT-2//USD800, POST-DATE-2//20060107 VALU-DATE-2//20060107 :70E::INCO//This should be detailed as follows NETT-AMOUNT//MYR1000, RESU-AMOUNT//USD800, EXCH-DEPORATE//MYR/USD/1.25 CHAR-AMOUNT//USD150, (in case of fees on depository Forex) MSG-TYPE//FXDE :16S:ADDINFO

In case of cancellation, a specific narrative will be displayed The depositorys Forex has been cancelled , following movements have to be reversed. CASH-ACC-1: Client cash account in currency SENS-1: credit/debit indicator of the cash movement in corporate action currency PSTA-AMOUNT-1: posting amount in CA currency POST-DATE-1: posting date of the amount in CA currency VALU-DATE-1: value date of the payment in CA currency CASH-ACC-2: client cash account in client currency SENS-2: credit/debit indicator of the cash movement in sub-custodian currency PSTA-AMOUNT-2: posting amount in sub-custodian currency POST-DATE-2: posting date of the amount in sub-custodian currency VALU-DATE-2: value date of the payment in sub-custodian currency NETT-AMOUNT: Net amount before Forex RESU-AMOUNT: Net amount after Forex EXCH-DEPO-RATE: Exchange rate CHAR-AMOUNT: Charges amount including VAT MSG-TYPE: Indicator of Forex (here FXDE for depositary Forex)

70E

INCO

Complement of information

Qualifier INCO followed by the additional information about Clients forex: Any information related to 1 is in exotic currency Any information related to 2 is in depository currency

16S

ADDINFO End and name of the block

Qualifier ADDINFO

119

MT568 PREMIUM

This message is sent to inform the client of the fiscal amount to declare in the IFU report for relevant corporate actions. A cancellation premium message is sent when a payment is cancelled. SEQUENCE A: MANDATORY GENERAL INFORMATION
Field 16R 20C BNP Paribas Status M M Qualifier GENL CORP Field Definition Start and name of the block Corporate action reference Official Corporate action event reference Senders Reference Number Content Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference Qualifier COAF followed by // Official Corporate action event reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM or CANC for a cancelled payment confirmation can be followed by COPY Example :16R:GENL :20C::CORP//16x This the official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. Comments

20C

COAF

:20C::COAF//16x

20C

SEME

:20C::SEME//16x

23G

NEWM CANC

New notification Cancellation notice

:23G:NEWM or CANC

COPY is a copy message

22F

CAEV

Corporate action event indicator

Qualifier CAEV followed by // and the qualified generic field indicator.

:22F::CAEV//

OPTIONAL SUBSEQUENCE A1: LINKAGES


Field 16R 13A BNP Paribas Status M O Qualifier LINK LINK Field Definition Start and name of the block With previous message Content Qualifier LINK Qualifier LINK followed by // MT 566 confirmation of payment Qualifier PREV followed by // SEME of payment confirmation Qualifier GENL Example :16R:LINK :13A:LINK//568 :20C::PREV//16x :16S:GENL Link with previous MT 568 of premium in case of cancelled premium Comments

20C 16S

M M

PREV GENL

Previous message End and name of the block

User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 120 -

SEQUENCE B: MANDATORY UNDERLYING SECURITIES: PARENTS SECURITY GENERATING THE CORPORATE ACTION
Field 16R BNP Paribas Status M Qualifier USECU Field Definition Start of Underlying Securities Sequence Safekeeping Clients Account Content Qualifier USECU In option A: Qualifier SAFE followed by // and account number ISIN followed by ISIN code + security description Option B : Qualifier CONB followed by // and UNIT (number of shares) FAMT (face amount) balance Qualifier USECU Example :16R: USECU :97A::SAFE//99999L Long code or short code depending on client subscription Comments

97A

SAFE

35B

Identification of Financial Instrument

:35B:ISIN AU00000APNG6 APN NEWS MEDIA

First security ID of the schedule underlying security

93B

CONB

Position of underlying securities

:93B::CONB//FAMT/1000 ,

Entitled position of the client for which payment has been done

16S

USECU

End of Underlying Securities Sequence

:16S: USECU

User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 121 -

OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS:


Field 16R BNP Paribas Status M Qualifier Field Definition Content Qualifier ADDINFO Example :16R:ADDINFO Comments

ADDINFO Start and name of the block

70E

ADTX

Additional text

:70E::ADTX//This is a fiscal Qualifier ADTX followed by the advice about premium. Further additional information information in INCO block

70E

INCO

Complement of information

Qualifier INCO followed by the additional information

:70E::INCO//TAX NOTICE OF CAPITAL GAIN FOLLOWING REDEMPTION : ISIN : GB0002799301 EX-DATE : 20060421 REDEMPTION PROCEEDS : GBP37368,00 ACQUISITON AMOUNT : UNKNOWN QUANTITY : UNIT2000, TAXABLE AMOUNT : EUR31140,00 WIITHHOLDING TAX RATE : FISCAL FOREX RATE : GBP/EUR0,833333 CASH ACCOUNT :

:70E::INCO//TAX NOTICE OF CAPITAL GAIN FOLLOWING : corporate action name ISIN : Isin of old shares of the corporate action EX-DATE : or Record or Effective date or Payment date (depending of the Eligibilite date of the corporate action) EVENT PROCEEDS : initial cash amount of the corporate action ACQUISITON AMOUNT : purchase amount of the shares if known QUANTITY : quantity of old shares of the corporate action TAXABLE AMOUNT : net amount of premium in EUR WIITHHOLDING TAX RATE : if withholding tax calculated FISCAL FOREX RATE : fiscal forex rate used for converting the initial cash amount into premium amount in EUR CASH ACCOUNT : client cash account

95Q 16S

O M

MERE

Fiscality contact

Qualifier MERE followed by the fiscality contacts name Qualifier ADDINFO

:95Q::MERE//fiscality dept :16S:ADDINFO

ADDINFO End and name of the block

User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 122 -

6 - MT508 BLOCKING / UNBLOCKING


The new message MT508 is used for blocking and unblocking on old shares, as shown below:
OPTIONAL SEQUENCE A : MANDATORY GENERAL INFORMATION
Field 16R 20C BNP Paribas Status M M Qualifier GENL CORP Field Definition Start and name of the block Corporate action reference Content Qualifier GENL Qualifier CORP followed by // and Corporate Action Reference Qualifier SEME followed by // and BNP Paribas Reference Qualifier NEWM can be followed by COPY Qualifier CANC can be followed by COPY Example :16R:GENL :20C::CORP//16x Comments

20C

SEME

Senders Reference Number

:20C::SEME//16x

NEWM 23G M CANC

New notification

:23G:NEWM

CANC is used for a cancellation blocking message only (ex: cancellation of a clients instruction) COPY is a copy message

BNP Paribas cancellation

:23G:CANC

OPTIONAL SUBSEQUENCE A1: NOT USED

User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 123 -

SEQUENCE B: INTRA-POSITION DETAILS


Field BNP Paribas Status M Qualifier Field Definition Content Example Comments

16R

Start of block Safekeeping Clients Account Quantity of financial instruments Identification of Financial Instrument AVAL SETT SPRO Available date when old shares will be unblocked Settlement date Settlement instruction processing narrative Type of balance from which the securities are moving

Qualifier INPOSDET In option A: Qualifier SAFE followed by // and account number Qualifier ESTT followed by //and : FAMT (face value) UNIT (number of shares) ISIN followed by ISIN code + security description of the old shares Qualifier AVAL followed by // and the available date Qualifier SETT followed by // and the blocking date Qualifier SPRO followed by // and the CA name Qualifier FROM followed by // and AVAI (if shares are available for any purpose) Or BLOK (if shares are blocked or unavailable for sale) Qualifier TOBA followed by // and BLOC (if shares are blocked or unavailable for sale) Or AVAI (if shares are available for any purpose) Qualifier ACCTINFO Qualifier INPOSDET

:16R:INPOSDET

97A

SAFE

:97A::SAFE//99999L

Long code or short code depending on client subscription

36B

ESTT

:36B::ESTT//UNIT/1000, :35B:: ISIN US45763PAB22 INMARSAT FINANCE :98A::AVAL//20060925 :SETT//20060926 :70E::SPRO//

Quantity of financial instruments blocked

35B 98A 98A 70E

M O M O

93A

FROM

:93A::FROM//AVAI

AVAI is used to indicate that initially the shares were available BLOC is used to indicate that initially the shares were blocked

93A

TOBA

Type of balance to which the securities are moving

:93A::TOBA//BLOC

BLOC is used to indicate that the shares are blocked AVAI is used to indicate that the shares are available

16S 16S

M M

ACCTINFO

End and name of the block End of block

:16S: ACCTINFO :16S::INPOSDET

User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 124 -

OPTIONAL SEQUENCE C: CORPORATE ACTIONS DETAILS:


Field 16R BNP Paribas Status M Qualifier ADDINFO Field Definition Start and name of the block Party which is the final destination of the message End and name of the block Content Qualifier ADDINFO In option Q : Qualifier MERE followed by // and the name of the receiver of information. Qualifier ADDINFO Example :16R:ADDINFO :95Q::MERE//corporate action department :16S:ADDINFO Comments

95Q

MERE

16S

ADDINFO

User Guide - Corporate Action SWIFT Messages - SWIFT ISO 15022 - 125 -