UNDP INDIA CPAP MONITORING & EVALUATION FRAMEWORK

Version 10-02-2009

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' To be establis"ed To be establis"ed &artner2 satisfaction .nn!ally  )!mber of national and state overty red!ction rogrammes private sector engagement and !etter mission rogress or sc"emes t"at "ave ada ted t"eir M67 tools to trac' delivery mec anisms re orts (&&4& incl!sion of disadvantaged gro! s com onent) 2 (200*) 10 (2012) 1e orts of select . of state/level overty red!ction sc"emes and programmes in disadvantaged regions and $e artment re orts rogrammes #"ic" reorient t"eir b!dgetary allocations in for vulnera!le groups1" especially #omen favo!r of liveli"ood romotion for disadvantaged gro! s in * +)$.. of "o!se"olds #"o are informed of available financial poor" especially #omen and men from %C 4omm!nication years9 2010 rod!cts and services.POVERTY REDUCTION Objectives Indicator(s) Baseline(s) Target(s) Means of Verification Timing UNDAF Outcome 1: By 2012. of 'no#ledge rod!cts on better access to financial 4ons!ltation 1e orts services #it" major actors of t"e financial services sector s! orted by +)$& To be establis"ed To be establis"ed +)$&/commissioned .(tates.nn!ally  )!mber of state level liveli"ood romotion strategies $e artment re orts form!lated for disadvantaged gro! s and regions in * Improved effectiveness of poverty +)$.nn!ally  )o.1. es ecially #omen and girls (monitored through UNDAF) UNDP Country Programme Outcome 1.nn!al delivering financial services and rod!cts targeting establis"ed 1e orts v!lnerable gro! s in * +)$. migrants. elderly. )%Os and sector e< erts 2 .. dis arities red!ced and o ort!nities en"anced for disadvantaged gro! s. Scheduled Tribes.1.verage level of satisfaction among +)$& artners #it" s!rveys !nderta'en by (2008 +)$& action researc".1. ricing and terms and conditions in and %& groups" minorities and t e 7ffectiveness (!rvey and 2012 selected +)$.nn!ally(2008  )o.verage rating of client satisfaction #it" : iloted financial t"ro!g" Baseline (!rvey after Baseline client satisfaction on#ards) rod!cts and services on a scale of 0/: (!rvey s!rvey CPAP Output $1.nn!ally(2010  .nn!ally  )o..). donors. t"ro!g" strengt"ened olicy frame#or' and im lementation ca acity of large scale state and national rogrammes (monitored through UNDAF) UNDAF Country Programme Outcome 1. of &!blic &rivate 4omm!nity &artners"i ilots states !enefit from national poverty mission rogress s! orted by +)$& at t"e district level programmes and liveli ood strategies re orts t roug en anced pu!lic e(penditure" 1 (200*) 2 (2012) (tate liveli"ood ..states *etter access to financial products and financial rod!cts and services to reduce t eir ris+s and en ance services liveli oods in at least t#o states for t e 0 (200*) 10. of iss!e a ers and best ractice doc!ments generated national overty #it" +)$& s! ort to infl!ence olicy and rogrammes on red!ction rogrammes liveli"oods CPAP Output $1.nn!ally  )o. and t e displaced' in at least four UNDAF 2 (200*) 5 (2012) (tate liveli"ood . of innovative financial rod!cts iloted to romote artners iloting on#ards) liveli"oods or to red!ce ris's in selected +)$.states displaced..: (trengt"ened design and im lementation of national rogrammes and olicies on overty red!ction for disadvantaged regions and gro! s.states demonstrating Disadvantaged people $poor #omen and re orts incl!sion of most disadvantaged gro! s in r!ral and !rban men from %C and %& groups" minorities areas.'no#ledge rod!cts rod!cing ne# t"ro!g" Baseline (!rvey after Baseline -iveli ood and . HIV positive or belonging to minority groups. or persons who are disabled.nn!ally  )o.. of state/level liveli"ood romotion strategies s! orted mission rogress by +)$& in at least 2 +)$.1.1. 2 &artners / 4entral and (tate %overnments.(tates To be establis"ed To be set after (tate -inance . for t"e ac"ievement of M$% related 11 t" &lan %oals.nn!ally  0 of financial service roviders (ban'ing or non/ban'ing) baseline "as been $e artment .icrofinance policies and (!rvey +)$& on#ards) 'no#ledge on a scale of 0/: 1 Women and disadvantaged women and men from Scheduled Castes. 1 (200*) * (2012) (tate &lanning . 2 (2005) : (2012) +)$& s! orted . 3 (200*) 12 (2012) (tate liveli"ood .' 0 (200*) 10 (2012) 1e orts of +)$& ..1. reduction and liveli ood promotion 0 (200*) * (2012) (tate &lanning . es ecially #omen and girls..nn!ally  .000 (2012) +)$&/commissioned 7very t#o  )o.(tates CPAP Output 1.nn!ally  )o.

of 'no#ledge rod!cts related to liveli"ood romotion iss!ed on (ol!tion 7<c"ange / =or' and 7m loyment and Microfinance / 4omm!nities  )o.28) (till 200*) 2 (200*) Target(s) 220 (7m 1:0. M. of iss!e a ers and best ractice doc!ments generated #it" +)$& s! ort to infl!ence olicy and rogrammes on liveli"oods Baseline(s) 52 (7m :3.Objectives programmes revie#ed and informed !y lessons from t e researc activities and successful innovations #it in India and internationally" as part of a /oint UN approac .nn!ally (2008 on#ards) 3 . Indicator(s)  )o. M150) (2012) 20 (2012) Means of Verification (ol!tion 7<c"ange >!arterly re orts +)$& @ist of &!blications Timing ?!arterly .

of 34+25 State SI>+s which have ' "&''/# / "&'(&# SI>+ annual 2nnually from improved accountability in local trac. in rural and urban areas. and village levels made more effective to plan. the impact of training interventions. and be more accountable to the marginali1ed groups and women (monitored through UNDAF) UNDP Countr# Pro(r) e Outco e 6 increase in fund utili1ation on social To be To be +istrict reports $aseline8&''7 sector schemes in 34+25 focus districts established established 9 0nd:&'(& 2%1%! in &''7 Capacities of elected representatives 6 of sample district plans from 34+25 To be To be +istrict level $aseline8&''7 and State and district officials in the state that comply with -lanning established established monitoring 9 0nd:&'(& 34+25 focus states)districts Commission guidelines on district planning in &''7 system enhanced to perform their roles measured against selected criteria effectively in local governance . which ensure the methodology "e. strengthened to enhance capacities planning.DEMOCRATIC GOVERNANCE b!ectives Indicator"s# $aseline"s# Target"s# %eans of Verification Timing UNDAF Outco e 2! $y &'(&. HIV.g. and . bloc. e=ecution and that reflect increased allocation for established established 2ssessment 0nd:&'(& monitoring of participatory disadvantaged groups in 34+25 focus through against the integrated local development plans districts as assessed through a selected sample study selected and budgets.ing mechanisms in place to monitor reports &'(' governance. accountable and responsive local government systems.uidelines levels. +isaster preparedness. in &''7 methodology inclusion of poor women and men 4umber of new +istrict Human ' "&''/# <' "&'(&# +H+>s 2nnually from the SC and ST groups and from +evelopment >eports prepared in pro!ect minorities districts in 34+25 states Out*ut 2%1%2% . -ublic 2dministration at district. "monitored through UNDAF) UNDAF Outco e "! $y &'(&. ((th -lan Targets related to the %+.&. 3 All women. of governance report cards or social To be To be +istrict level $aseline8&''7 audits prepared) conducted with established established monitoring 9 0nd:&'(& participation of disadvantaged sections< in in &''7 system 34+25 focus districts. elderly and disa!led " . members of +istrict -lanning to state8specific conditions Committees and local functionaries understanding and performing their 6 of +istricts -lans of 34+25 focus districts To be To be >eport of $aseline &''7 role in formulation. especially women and girls. Out*ut 2%1%1% . are in place in selected districts)cities "within priority states# which promote e*uitable and sustainable development to achieve %+. of 34+25 State training institutions To be / "&'(&# SI>+ and 2TI 2nnually from whose training programmes include collected Training &'(' Institutions and mechanisms modules on human development oriented Calendars.s are on trac. natural resource and 2nnual functionaries for human management# and .g. 0lected officials effectively represent the needs of marginali1ed groups and women (monitored through UNDAF) &. minority groups. Training 2genda of elected representatives and 0nvironment "e. of 34+25 states that have issued district ' "&''/# / "&'(&# State +istrict &'(' planning guidelines and manuals by -lanning 0lected representatives at all three adapting -lanning Commission guidelines . in at least one district in each of the / priority states "monitored through UNDAF) UNDAF Countr# Outco e $2%1% & 2%2%!' &. social e*uity audit#. ST.(.ender8based violence# >eports development oriented inclusive planning. PLHI . implementation.s)local development goals with special attention to the needs of disadvantaged groups. disadvantaged women and men from SC. manage and deliver public services.

as part of a !oint 34 approach. of 0=ternally 2ided -ro!ects which are included in the Coordination ? +ecision Support System as defined by .overnance disadvantaged groups from pro!ect districts established established 3nit reports Increased ability of vulnerable in / 34+25 States who have access to after groups to see. Indicator"s# .nowledge products on governance issues on Solution 0=change To be collected UNDAF CP Outco e $2%. after $aseline established Out*ut 2%2%1% 6 increase in men and women from To be To be 34+.s reviewed and informed by lessons from the research activities and successful innovations within India and internationally. of .. of 34+. 5irst Information >eport filed by To be To be State -olice local level in selected 34+25 states women and men from SC groups and ST collected established +epartment groups in / 34+25 States. of +onors providing official verseas +evelopment 2ssistance whose data is included into the C+SS 4o.2 Bnowledge 4etwor. of Bnowledge products on 4>0.S implementation .4>0.4>0.en by 34+Solution 0=change Duarterly -rogress >eports 2nnually 2nnually 2nnually 2nnually $aseline 9 &''/ %id8tem 9 &'(' 5inal 9 &'(& Duarterly Out*ut 2%1%+% -olicies and programmes framewor.e informed decision and coordination of e=ternally aided pro!ects through established Coordination ? +ecision Support System "C+SS# on e=ternal assistance Out*ut 2%1%+% 0nhanced capacity of government to implement and monitor 4>0.%' Systems and mechanisms in place to provide identified vulnerable and e=cluded groups access to !ustice at local level (monitored through UNDP Countr# Pro(r) e Outco e 6 of men and women from disadvantaged To be To be Small 2rea groups who have access to legal aid in / collected established Surveys by 34+2%2! after Systems and mechanisms in place to 34+25 States $aseline provide identified vulnerable and established e=cluded groups access to !ustice at 2nnual . and of communities to demand wor. $aseline UNDAF) $aseline8&''C %id8term8 &'(' 5inal 9 &'(& 2nnually 2nnually # . and plan for creation of productive assets. .supported Training %odules completed on 4>0. of 34+.S pro!ect 2nnual >eports of the % >+ 34+.S implementation . of Central Aine %inistries covered under C+SS . of Bnowledge and Communication products facilitated by Technical cell that support implementation of in 4>0.2 -ro!ect >eports -artner surveys underta. $aseline"s# /' "&''/# Target"s# <@' "&'(&# %eans of Verification C222 >eports Timing 2nnually (' "&''/# < "&''/# To be collected To be collected & "&''/# $aseline to established 2ll +onors that provide assistance in &'(& <' "&'(&# To be set after $aseline established To be established after $aseline C "&'(&# To be set after $aseline established To be set after $aseline established C222 >eports 2nnually C222 >eports -rogress >eports of 34+.2 in an effective manner. .oI "central and state level# to ta.. remedies and of legal aid.supported 2ssessment studies completed on 4>0.S .overnment of India .b!ectives Out*ut 2%1%" 0nhanced capacity of .

To be collected '" &''/# Solution 0=change -rogress >eports 34+.s reviewed and informed by lessons from the research activities and successful innovations within India and internationally. as part of a !oint 34 approach.nowledge products on 2ccess to Gustice on Solution 0=change 4o of supportive documents generated which are used to review and influence policy on access to !ustice $aseline"s# To be established C "&''/# ' " &''/# To be established Target"s# To be established after $aseline (E "&'(&# (F " &'(&# To be established after $aseline established &' " &'(&# ('" &'(&# %eans of Verification -erception -olls by 34+. formal and informal.overnance 3nit reports $ .. to deliver !ustice in UNDAF st)tes% Indicator"s# 2verage rating of satisfaction with access to !ustice mechanisms and institutions of disadvantaged sections on a scale of ' to @ .overnance 3nit -rogress reports -erception -olls by 34+- Timing $aseline8&''C %id8term8 &'(' 5inal 9 &'(& 2nnually 2nnually $aseline8&''C %id8term8 &'(' 5inal 8 &'(& Duarterly 2nnually Out*ut 2%1%+% -olicies and programmes framewor. of new initiatives supported by 34+.b!ectives service providers.overnance 3nit -rogress reports . of evidence based advocacy products developed for e=cluded tribal groups .on strengthened !ustice delivery 2verage level of satisfaction with 34+supported action research or .nowledge products in the field of 2ccess to Gustice on scale of '8@ 4umber of .

$MTs or Tas'forces 0. v!lnerability and 4omm!nities are s! orted by (tate and &lans ris' assessments for develo ment lanning and district instit!tions to red!ce t"eir ris's to incl!de t"e concerns of #omen and v!lnerable and nat!ral disasters and climate c"ange marginaliCed gro! s 1 (200*) : (2012) 1e orts of Ban's in t"e  B of (tates develo ing ins!rance rod!cts targeted at (tates most v!lnerable gro! s ?!arterly .or $1M (tates t"at environmental related ris's e< licitly incor orate disaster ris' and environment concerns CPAP Output 0.1 200 (2012) (ol!tion 7<c"ange  )!mber of 'no#ledge rod!cts related to $isaster and 1: (200*) &olicies and rogramme frame#or's ?!arterly re orts 1is' Management on (ol!tion 7<c"ange revie#ed and informed by lessons from t"e 2 (200*) 10 (2012) +)$& $isaster . .nn!ally  B of 153 districts t"at ! date $istrict $isaster *0 (200*) 153 (2012) Management &lans Management lans at least t#ice a year to incl!de &lans for a coordinated res onse and s ecific com onents addressing needs of recovery mec"anisms consolidated at state marginaliCed and v!lnerable gro! s and district level and e< anded to ne# 82.nn!al 1e orts year in $1M states artners"i s to effectively res ond to and recover from t"e im act of disasters CPAP Output 0.1. res ond. incl!ding #omen and girls. and $$M.nn!ally  )!mber of districts #it" $M4s.8A* (200*) 138. 0 (200*) A (2012) ($M.. 0 (200*) 2 (2012) (tate &lans  B of state lans e< licitly incor orating disaster ris' 4omm!nities are a#are of t"eir and environmental concerns in +)$.1.).nn!ally . and government at all levels "ave en"anced abilities to re are.TER MANAGEMENT$& ENVIRONMENT' Objectives Indicator(s) Baseline(s) Target(s) Means of Verification Timing UNDAF Outcome $0' By 2012. .).and $1M states 4omm!nities and instit!tions "ave A (200*) 153 (2012) ($M.nn!ally % .verage 0 of members of $isaster Management gro! s.nn!ally .recover from s!dden and slo# onset of disasters and environmental c"anges (monitored through UNDAF) UNDAF Country Programme Outcome $0. loss and need (tate and $istrict $isaster Management #it" t"em assessment to ens!re e>!itable res onse and . and ade>!ately re ared to manage (and red!ce) disaster and environmental related ris's (monitored through UNDAF) UNDP Country Programme Outcome 0. elderly.nn!ally  .1.or $1M v!lnerabilities. t"e most v!lnerable eo le. and ade>!ately re ared to (tates manage (and red!ce) disaster and 0 (200*) A (2012) $istrict &lans  B of district lans in 2 +)$. Training re orts .nn!al 1e ort $isaster Management as art of a joint +) a roac".nn!ally  B of 4omm!nity/Based $isaster &re aredness geogra "ical areas (4B$&) lans in designated v!lnerable districts CPAP Output 0.1.DI.33A (2012) 4B$& &lans . .!t"orities t"at "ave been trained in recovery s'ills s ecific needs of v!lnerable #omen and establis"ed t"at are sensitive to social incl!sion men incl!ding t"ose from (4 gro! s.nn!ally .gencies "aving met"odologies available met"odologies for damage.nn!ally  B of (tate $istrict Management .1.: . and $$M. (T To be collected To be set after $$M..nn!ally . of s! ortive doc!ments generated #it" +)$& researc" activities and s!ccessf!l 1is' Management +nit s! ort contrib!ting to olicies and rogrammes on innovations #it"in India and internationally.). and ada t.nd  )o.!t"orities better re ared to co e #it" recovery disasters and to ens!re t"at recovery To be collected To be set after ($M.1.A. UNDAF CP Outcome $0. Training re orts .' 4omm!nities and instit!tions "ave establis"ed mec"anisms and artners"i s to effectively res ond to disasters and environmental c"anges and recover from t"eir im act (monitored through UNDAF) UNDP Country Programme Outcome A (200*) 153 (2012) ($M.). $istrict $isaster . establis"ed disadvantaged gro! s CPAP Output 0..nn!ally  B of districts cond!cting at least one moc' drill er establis"ed re aredness mec"anisms and . differently abled and Baseline is Teams in 153 target districts #"o come from socially and economically disadvantaged.nn!ally  B of ersonnel of (tate $isaster Management activities are e>!itable in addressing t"e Baseline is . 0 (200*) 30 (2012) $istrict $evelo ment  B of districts t"at "ave !sed "aCard.' 4omm!nities are a#are of t"eir v!lnerabilities. 1e orts on .1.nn!al 1e orts for coordinated recovery in +)$.

nn!ally 2 (200*) 2 (200*) 10 (2012) 10 (2012) .nn!ally 2012 & .).. (afer b!ilt environment romoted to red!ce !rban ris's Indicator(s)  B of gender sensitive ada tive strategies or lans addressing climate c"ange instit!tionaliCed in select +)$.).states  B of cities and amending develo ment control reg!lations or bye/la#s to ens!re str!ct!ral safety against nat!ral "aCards in $1M (tates  B of cities enforcing com liance #it" revised reg!lations or bye/la#s in $1M (tates Baseline(s) 0 (200*) Target(s) 2 (2012) Means of Verification (tate 4limate 4"ange (trategies 4ity reg!lations and bye/la#s on develo ment control (tate 4om liance 1e orts Timing .Objectives CPAP Output 0.

 .3 (200*) 25. and government at all levels "ave en"anced abilities to re are.. of ne# joint initiatives !nderta'en for integrated biodiversity conservation  Tons of 4O2 emissions red!ced t"ro!g" ne# +)$& initiatives  )o. )ational develo ment efforts #it" co/ benefits of mitigating climate c"ange s! orted CPAP Output 0.nn!ally ...nn!ally .: !blis"ed in 2003) fig!res) years India &rogress to#ards meeting national 0 tons (200*) 3. and ada t.nn!ally . and ade>!ately re ared to manage (and red!ce) disaster and environmental related ris's (monitored through UNDAF) UNDP Country Programme 1A0 (data D 1A (2012 1e orts from Mo7Once in :  . of villages s! orted for im roved energy access by !se of rene#able energy so!rces  . )ational efforts s! orted to#ards conservation and management of nat!ral reso!rces  )o.nn!ally . CPAP Output 0..nn!ally CPAP Output 0. *: (200*) 1 (200*) ' .mo!nt of additional f!nds mobiliCed !nder +)$& s! orted rojects on c"emical management.nn!ally .).verage satisfaction rating of artners (#"o "ave received +)$&/s! orted action researc" or 'no#ledge rod!cts) #it" +)$&/s! orted researc" or rod!cts on 7nvironment on scale of 0 to :  )!mber of 'no#ledge rod!cts related to 7nvironment on (ol!tion 7<c"ange  )o of s! ortive doc!ments generated to infl!ence olicies and rogrammes on 7nvironment 2: (200*) 200 (200*) 0 (200*) 0 (200*) 0 tons 0 (200*) 0 (200*) 20 (2012) 250 (2012) 2 (2012) 20 million +($ (2012) 2.recover from s!dden and slo# onset of disasters and environmental c"anges (monitored through UNDAF) UNDAF CP Outcome $0. t"e most v!lnerable eo le.:00 tons A (2012) :0 (2012) 1e orts from Mo71e orts from Mo7+)$& 7nvironment +nit &roject 1e orts +)$& 7nvironment +nit &roject 1e orts +)$& 7nvironment +nit &roject 1e orts and 1e orts from MO7+)$& 7nvironment +nit 1e orts +)$& Biodiversity &roject 1e orts +)$& 7nvironment +nit 1e orts +)$& 7nvironment +nit 1e orts +)$& 7nvironment +nit 1e orts +)$& 7nvironment +nit 1e orts &artner s!rveys !nderta'en by +)$& (ol!tion 7<c"ange ?!arterly re orts +)$& 7nvironment +nit 1e orts .nn!ally ..).nn!ally .1..' 4omm!nities are a#are of t"eir v!lnerabilities.800 tons (2012) 1e orts from Mo7. (2012) 100 (2012) To be set after Baseline is establis"ed 200 (2012) 10 (2012) . &olicies and rogrammes on energy and environment revie#ed and informed by lessons from researc" activities and s!ccessf!l innovations #it"in India and internationally. incl!ding #omen and girls.  ?!antity of OCone de leting s!bstances E F4-4s / red!ced t"ro!g" +)$& s! orted rojects.ENVIRONMENT Objectives Indicator(s) Baseline(s) Target(s) Means of Verification Timing UNDAF Outcome $0' By 2012..states. as art of a joint +) a roac".0.rea of degraded land bro!g"t !nder im roved soil >!ality management #it" +)$& s! ort in 2 states.nn!ally (2010  ?!antity of OCone de leting s!bstances E F4-4s E commitment !nder m!ltilateral on#ards) red!ced at t"e national level environmental agreements 22..states t"at !se +)$&/s! orted &eo leGs Biodiversity 1egisters for ta'ing ! 1eso!rce management decisions...nn!ally .nn!ally Baseline/2005 Mid/term/2010 -inal E 2012 ?!arterly ..  )o.nn!ally CPAP Output 0. )ational efforts s! orted to address c"emical management iss!es 0 (200*) 0 (200*) 0 (200*) 0 (200*) To be establis"ed :000 "ectares (2012) 3 (2012) 2 million H. of ne# 4onservation areas recogniCed by t"e government in 2 +)$. res ond.3 (2012) 1e orts from Mo7Biann!ally  &ercentage of forest and tree cover in India  Million +($ flo#ing ann!ally to India from %lobal 7nvironment -acility f!nds  Million +($ flo#ing ann!ally to India from Montreal &rotocol f!nds  )o of initiatives s! orted by +)$& for a#areness creation and investments for red!ction of ersistent organic oll!tants  .  0 of Biodiversity Management 4ommittees in 2 +)$...nn!al increase in 0 in green"o!se gas emissions in Outcome 0.nn!ally .

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