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ReferralRewards

Program
About PrimeVest Financial Services
Founded in 1984, PrimeVest Financial Services Inc.
is a self-clearing registered broker-dealer serving the
clients of nearly 600 nancial institutions throughout
the United States. With its focus exclusively on
nancial institutions, PrimeVest delivers innovative
investment and insurance solutions, comprehensive
support and a exible program structure built to
strengthen client relationships.
PrimeVest is a member of the Depository Trust and
Clearing Corporation (DTCC), the Securities Investors
Protection Corporation (SIPC), and the Financial
Industry Regulatory Authority (FINRA). For more
information, see www.primevest.com.
About Cetera Financial Group
Cetera Financial Group provides comprehensive
broker-dealer services, innovative technology, and
competitive advisory programs for approximately
5,000 independent financial professionals and more
than 700 financial institutions nationwide. Through
its multiple broker-dealer models, Cetera offers the
scale-driven benefit of a large broker-dealer with
the relationship focus and customized solutions of
a smaller firm.
Based in Los Angeles, Cetera is committed to helping
advisors grow their business and strengthen their
relationships with clients. For more information, visit
www.cetera.com.

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For more information, please contact:
PrimeVest Financial
Services Inc.
Member FINRA/SIPC
400 First Street South
St. Cloud, MN 56301
800.245.0467
www.primevest.com
PRIMEVEST FINANCIAL SERVICES INC.
MEMBER FINRA/SIPC
Eligibility and
Requirements

Referred nancial professionals must have at
minimum $150K trailing GDC to be eligible for
the program and be approved to join PrimeVest.
The referrer will earn $3,000 per referral.
Referred nancial institutions must have a
minimum of $400K GDC to be eligible for the
program and be approved to join PrimeVest.
The referrer will earn two percent of the
referred institutions GDC.
You are required to complete a ReferralRewards
form on SmartWorks, which generates the referral.
You are required to facilitate an introductory
call between your referral, a representative from
PrimeVests recruiting team and yourself.
The rst representative to enter a prospect as a
referral on the ReferralRewards form owns the
potential bonus if that prospect joins.
Only referrals acknowledged by PrimeVest
with a signed letter of understanding (LOU) by
the referrer will qualify for a ReferralReward.
Financial professionals or institutions currently
in PrimeVests recruiting pipeline will not be
eligible for the referral opportunity.
ReferralRewards will be paid to the nancial
institution, who will determine the amount
and timing for distributing the payment
to the nancial professional who has earned
the ReferralReward.
If you prefer not to complete the form right away,
you can email PrimeVest your referral information at
referralrewards@primevest.net. Please note that the
form will eventually need to be lled out to receive
payment.
A recruiting team representative will reach out to
you to strategize on a plan to bring your prospect
onboard.
Following your call, you will set up an introductory
call between the referral, yourself and a represen-
tative from the PrimeVest recruiting team.
Once the deal is closed, and either your nancial
professional or institution referral has been ofcially
on board for 90 days, the ReferralReward will be
paid to the nancial institution, which will determine
the amount and timing of payment, if any, to the
person who made the referral. For broker-dealer use only. Not for use with the public.
This year, refer nancial professionals and
institutions and be rewarded. ReferralRewards
is an incentive program that lets you get
paid a one-time two percent bonus on the
trailing 12-month GDC of a nancial institution
that becomes a PrimeVest client, or a $3,000
bonus for every nancial professional you
refer who joins an existing bank or credit union
with PrimeVest!
Get started today.
Heres how:
Think about referrals you know who would benet
from a broker-dealer model that is singularly focused
on building strong client relationships within banks
and credit unions.
Complete the referral form Find the form on
SmartWorks. Go to Prospecting > Sales >
ReferralRewards Program to download the form.
Provide as much information as possible about your
prospective nancial professional or institution (e.g.,
name, phone, email, current bank/credit union or
institution, trailing 12-month GDC). You will only get
paid for those referrals listed on your form.
Personal connections have
always been rewarding
now with ReferralRewards,
theyre even more so.
A few things to remember:
The nancial professional referral must have a
12-month trailing GDC of $150,000 or greater
per year.
If you are referring an institution, it must have a
12-month trailing GDC of $400,000 or greater.
Program managers, nancial institution executive
management and Community Financial Institution
Directors (and as applicable in some instances,
nancial professionals) are NOT eligible to receive
a ReferralReward if they would otherwise already
personally benet nancially from a prospect/
institution joining PrimeVest.
Any institution or nancial professional in PrimeVests
recruiting pipeline (as determined by PrimeVest in
its sole discretion) prior to being a referral through
ReferralRewards will not be eligible for the program.
Be sure to read all Eligibility and Requirements.