You are on page 1of 5

Compliance Assessment

Project XXXX
Client YYYY
<<Note: This document provides a generic template. It may require tailoring to suit a specific client and
project situation.>>
Table of Contents
1 Purpose of this ocument...........................................................................................................................................!
" #vervie$.....................................................................................................................................................................%
! &ompleted 'rchitecture &hec(lists.............................................................................................................................)
Document Information
Project Name: Project ***
Prepared By: Document Version No: +.1
Title: &ompliance 'ssessment Document Version Date:
Reviewed By: Review Date:
Distribution List
From Date Phone/Fax/mail
To !ction" Due Date Phone/Fax/mail
, 'ction Types: 'pprove- .evie$- Inform- /ile- 'ction .equired- 'ttend 0eeting- #ther 1please specify2
Document Version History
Version
Num#er
Version
Date Revised By Description Filename
T#3'/4 5 Template: &ompliance 'ssessment "
&opyright 6 "+1+ The #pen 3roup. 'll rights reserved. T#3'/4 is a trademar( of The #pen 3roup.
1 Purpose of this Document
#nce an architecture has 7een defined- it is necessary to govern that architecture through implementation
to ensure that the original 'rchitecture 8ision is appropriately reali9ed and that any implementation
learnings are fed 7ac( into the architecture process. Period compliance revie$s of implementation
projects provide a mechanism to revie$ project progress and ensure that the design and implementation is
proceeding in:line $ith the strategic and architectural o7jectives.
T#3'/4 5 Template: &ompliance 'ssessment !
&opyright 6 "+1+ The #pen 3roup. 'll rights reserved. T#3'/4 is a trademar( of The #pen 3roup.
!"er"ie#
$1 !"er"ie# of Project Pro%ress an& 'tatus
$ !"er"ie# of Project Architecture(Desi%n
T#3'/4 5 Template: &ompliance 'ssessment %
&opyright 6 "+1+ The #pen 3roup. 'll rights reserved. T#3'/4 is a trademar( of The #pen 3roup.
) Complete& Architecture Chec*lists
)$1 Har&#are an& !peratin% 'ystem Chec*list
)$ 'oft#are 'er"ices an& +i&&le#are Chec*list
)$) Applications Chec*lists
)$, Information +ana%ement Chec*lists
)$- 'ecurity Chec*lists
)$. 'ystem +ana%ement Chec*lists
)$/ 'ystem 0n%ineerin% Chec*lists
)$1 +etho&s an& Tools Chec*lists
T#3'/4 5 Template: &ompliance 'ssessment )
&opyright 6 "+1+ The #pen 3roup. 'll rights reserved. T#3'/4 is a trademar( of The #pen 3roup.