A 348723

US Army Corps
of Engineers
Waterways Experiment
Station
Technical Report DOER-1
June 1998
Dredging Operations and Environmental Research Program
Guidance for Subaqueous
Dredged Material Capping
by Michael R. Palermo, James E. Clausner, Marian P. Rollings
Gregory L. Williams, Tommy E. Myers, WES
Thomas J. Fredette, New England District
Robert E. Randall, Texas A&M University
Approved For Public Release; Distribution Is Unlimited
rjynC QUALITY INSPECTED 1
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The contents of this report are not to be used for advertising,
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does not constitute an official endorsement or approval of the use
of such commercial products.
The findings of this report are not to be construed as an
official Department of the Army position, unless so desig-
nated by other authorized documents.

PRINTED ON RECYCLED PAPER
Dredging Operations and Technical Report DOER-1
Environmental Research Program June 1998
Guidance for Subaqueous
Dredged Material Capping
by Michael R. Palermo, James E. Clausner, Marian P. Rollings
Gregory L. Williams, Tommy E. Myers
U.S. Army Corps of Engineers
Waterways Experiment Station
3909 Halls Ferry Road
Vicksburg, MS 39180-6199
Thomas J. Fredette
U.S. Army Engineer District, New England
696 Virginia Road
Concord, MA 01742-2751
Robert E. Randall
Texas A&M University
College Station, TX 77843
Final report
Approved for public release; distribution is unlimited
Prepared for U.S. Army Corps of Engineers
Washington, DC 20314-1000
US Army Corps
of Engineers
Waterways Experiment
Station
HEADQUARTERS
BUILDING
Waterways Experiment Station Cataloging-in-Publication Data
Guidance for subaqueous dredged material capping / by Michael R. Palermo ... [et al.];
prepared for U.S. Army Corps of Engineers.
302 p.: ill.; 28 cm. - (Technical report; DOER-1)
Includes bibliographic references.
1. Sediment capping - Guidebooks. 2. Hazardous waste site remediation -- Guidebooks.
3. In situ remediation -- Guidebooks. 4. Contaminated sediments - Guidebooks. I. Palermo,
Michael R. II. United States. Army. Corps of Engineers. III. U.S. Army Engineer
Waterways Experiment Station. IV. Dredging Operations and Environmental Research
Program (U.S.) V. Series: Technical report (U.S. Army Engineer Waterways Experiment
Station); DOER-1.
TA7W34 no. DOER-1
U.S. Army Corps of Engineers Research Report Summary, June 1998
Dredging Operations and Environmental Research Program
Dredging:
Contaminated Sediments
Guidance for Subaqueous Dredged Material Capping (TR DOER-1)
ISSUE: Potential for water column andbenthic
effects related to sediment contamination must
be evaluated when considering open-water
placement. Management options aimed at re-
ducing the release of contaminants to the water
column during placement and/or subsequent
isolation of the material from benthic organisms
may control potential contaminant effects.
Subaqueous capping is the controlled, accurate
placement of contaminated dredged material at
an appropriately selected open-water placement
site, followed by a covering (cap) of suitable
isolating material. Although conventional
placement equipment and techniques may be
used for a capping project, these practices must
be more precisely controlled in this application.
RESEARCH: The objective was to develop a
comprehensive approach for evaluation of sub-
aqueous capping projects, including these goals:
Refine and adapt numerical models, labora-
tory testing procedures, and engineering de-
sign approaches for capping evaluations.
Develop design requirements and a design
sequence for capping.
Document equipment and placement tech-
niques for contaminated material and cap-
ping material placement.
Define capping project site selection consid-
erations.
Develop guidelines for cap monitoring.
SUMMARY: The research resulted in techni-
cal guidance for evaluation of subaqueous
dredged material capping. Guidance includes
level-bottom capping, contained aquatic dis-
posal, design requirements, a design sequence,
site selection, equipment and placement tech-
niques, geotechnical considerations, mixing and
dispersion during placement, required capping
sediment thickness, material spread and mound-
ing during placement, cap stability, and moni-
toring plans. This guidance is applicable to
dredged material capping projects in ocean wa-
ters as well as inland and near-coastal waters.
AVAILABILITY OF REPORT: The report is
available in .pdf format on the World Wide Web
at http://www.wes.army.mil/el/dots and through
Interlibrary Loan Service from the U.S. Aimy
Engineer Waterways Experiment Station
(WES) Library, telephone (601) 634-2355. To
purchase a copy of the report, call NTIS at (703)
487-4780.
About the Authors: Dr. Michael R. Palermo, Messrs. Tommy E. Myers, James E. Clausner,
Gregory L. Williams, and Dr. Marian E. Rollings perform research at WES; contract support
was provided by Dr. Robert E. Randall, Civil Engineering Department, Texas A&M Univer-
sity; and Dr. Thomas J. Fredette, the U.S. Army Engineer District, New England. Point of
Contact: Dr. Palermo, Principal Investigator, telephone (601) 634-3753 or e-mail
palermm@exl.wes. army. mil.
Please reproduce this page locally, as needed.
Contents
Preface xii
Conversion Factors, Non-SI to SI Units of Measurement xiv
1Introduction 1
Background 1
Purpose and Scope 2
Regulatory Setting 2
Overview and Description of the Capping Process 3
Organization of this Report 6
2Design/Management Sequence for Capping 7
Design Philosophy for Capping 7
Dredged Material Capping Functions 7
Summary of Design Sequence for Capping 8
3Characterization of Contaminated and Capping Sediments .... 16
Need for Sediment Characterization 16
Characterization of Contaminated Sediment 16
Selection of Capping Sediment 18
Characterization of Capping Sediment 18
Sampling and Testing Plans 19
4Site Selection Considerations for Capping 20
General Considerations for Site Selection 20
Bathymetry 22
Currents 22
Average Water Depths 24
Operational Requirements 25
5Equipment and Placement Techniques 26
Flow and Mounding Versus Dredging Method 26
Considerations for Contaminated Material Dredging
and Placement 27
Considerations for Capping Material Placement 28
Equipment and Placement Techniques 29
Geotechnical Compatibility of Operations 38
Exposure Time Between Placement of Contaminated Material
and Cap 39
Navigation and Positioning Controls 42
v
Placement Options, Restrictions, and Tolerances 45
Inspection and Compliance 49
6Sediment Dispersion and Mound Development
and Site Geometry During Placement 51
Sediment Dispersion During Placement 51
Evaluation of Spread and Mounding 53
Typical Contaminated Mound Geometry 54
Mound Geometry for Level-Bottom Capping 59
Geometry for CAD Projects 62
7Dredged Material Cap Design 64
General Considerations 64
Required Cap Thickness 65
Required Design Cap Thickness and Area and Volume
of Capping Material 76
Considerations for Intermediate Caps 78
8Long-Term Cap Stability 79
Considerations in Long-Term Stability 79
Evaluation of Consolidation 80
Evaluation of Erosion Potential 85
9Monitoring Considerations For Capping 98
Need for Monitoring 98
Design of Monitoring Programs and Plans 98
Monitoring Objectives 99
Components of the Monitoring Plan 100
Developing Testable Hypotheses 101
Construction Monitoring 102
Monitoring for Long-Term Effectiveness 102
Monitoring Techniques and Equipment 102
Designating Management Actions 105
10Case Studies 106
Long Island Sound 106
New York Bight Ill
Duwamish River Demonstration 117
One Tree Island Marina 117
Simpson Tacoma Kraft 119
Denny Way 120
Port of Los Angeles/Marina del Ray 120
Rotterdam Harbor 122
Hiroshima Bay 124
11Summary and Recommendations 126
Summary 126
Recommendations 128
References 130
Appendix A: Glossary of Terms Al
Appendix B: Model for Chemical Containment by a Cap Bl
VI
Appendix C: Capping Effectiveness Tests Cl
Appendix D: Short-Term Fate (STFATE) of Dredged
Material Model Dl
Appendix E: Multiple Dump Fate (MDFATE) of Dredged
Material Model El
Appendix F: Long-Term Fate (LTFATE) of Dredged
Material Model Fl
Appendix G: Procedures for Conducting Frequency-of-Erosion
Studies Gl
Appendix H: Calculation of Required Cap Volumes for Level-
Bottom Capping Projects HI
Appendix I: Consolidation Testing II
SF 298
List of Figures
Figure 1. Schematic illustrating LBC and CAD 4
Figure 2. Flowchart illustrating design sequence for dredged
material capping projects 9
Figure 3. Conventional open-water placement for capping .... 30
Figure 4. Spreading technique for capping by barge movement . . 31
Figure 5. Pressure-hose washing method of placement 32
Figure 6. Spreader plate for hydraulic pipeline discharge 32
Figure 7. Spreader box or "sand box" for hydraulic pipeline
discharge 33
Figure 8. Submerged diffuser system, including diffuser
and discharge barge 34
Figure 9. Submerged diffuser 35
Figure 10. Hydraulic barge unloader and sand spreader barge ... 36
Figure 11. Conveyor unloading barge with tremie 37
Figure 12. Typical STFATE model results showing concentration
above background of clay 53
Figure 13. Typical STFATE model results showing total volume
of new material 53
Figure 14. Typical MDFATE model output showing differences
between predisposal and postdisposal bathymetry .... 55
Figure 15. Typical MDFATE model output showing mound
formation 1 to 3 years of disposal at Coos Bay 56
Figure 16. Typical mound geometry 57
VII
Figure 17. Original contaminated mound design for Port Newark/
Elizabeth project 61
Figure 18. Disposal lanes used for triangular mound placement
of contaminated material in Port Newark/Elizabeth
project 61
Figure 19. Schematics of cap thickness components and
potential physical changes in cap thickness 65
Figure 20. Flowchart illustrating sequence of evaluations for
determining cap thickness 68
Figure 21. Conceptual illustration of bioturbation activity versus
sediment depth 69
Figure 22. Idealized soil profile of mound and foundation soils . . 83
Figure 23. Predicted final mound configuration at completion
of consolidation 84
Figure 24. Time rate of consolidation at center of mound 84
Figure 25. Critical vertically averaged velocities for a plane bed . 87
Figure 26. Initiation of motion for waves over a plane bed based
on critical velocity 89
Figure 27. Typical LTFATE model results showing long-term
changes to mound geometry 91
Figure 28. Frequency of vertical erosion from extratropical storms
acting on a mound in Mud Dump site with a base depth
of 73 ft and an 8-ft-high mound for a crest depth 65 ft . 94
Figure 29. Idealized mound cross sections showing maximum and
average vertical erosion and areas over which erosion
volume is computed 96
Figure 30. Central Long Island Sound disposal site 109
Figure 31. Mud Dump site in New York Bight 112
Figure 32. Port Newark/Elizabeth mound limits 114
Figure 33. Disposal lanes used for placing cap material in Port
Newark/Elizabeth project 116
Figure 34. Puget Sound capping projects 118
Figure 35. One Tree Island Marina project 119
Figure 36. Marina del Ray project plan showing location of berms
and geotextile bags 123
Figure 37. Rotterdam Harbor CAD project 124
Figure Bl. Idealized multilayer contaminant release rates
showing individual and overall mass transfer
coefficient definitions Bll
Figure B2. Example calculations of contaminant flux through
cap B23
Figured. Small-scale column test unit for capping effectiveness . C3
VIII
Figure C2. Typical results for effect of sand cap on oxygen
command C8
Figure Dl. Illustration of placement processes D2
Figure El. Typical MDFATE model output showing differences
between predisposal and postdisposal bathymetry .... E7
Figure E2. Typical MDFATE model output showing mound
formation 1-3 years of disposal at Coos Bay E8
Figure Fl. Initial Sand Island mound contours Fll
Figure F2. Simulated Sand Island mound contours
after 180 days Fll
Figure F3. Simulated Sand Island cross section 1,500 ft below
centerline F12
Figure Gl. ADCIRC grid for computing surface elevations and
currents G3
Figure G2. Mud Dump disposal site location map G7
Figure G3. Map showing WIS locations relative to the
Mud Dump site G9
Figure G4. Surge elevation and current hydrograph for
Hurricane Gloria, without tides G12
Figure G5. WIS wave height and period time series for 1977-78
extratropical storm season G17
Figure G6. Sediment transport hydrograph for the 1977-78
storm season G18
Figure G7. Simulated tropical storm-induced vertical erosion
frequency curves for an 8-ft mound located at 83-ft depth,
crest depth of 75 ft G24
Figure G8. Mean value with error limits for frequency of vertical
erosion from tropical storms for 8-ft mound located
at 83-ft depth, crest depth of 75 ft G25
Figure G9. Simulated extratropical storm-induced vertical
erosion frequency curves for an 8-ft mound located
at 83-ft depth, crest depth of 75 ft G26
Figure G10. . Mean value with error limits for frequency of vertical
erosion from extratropical storms for 8-ft mound
located at 83-ft depth, crest depth of 75 ft G27
Figure Gil. Idealized mound cross sections showing maximum
and average vertical erosion and areas over which
erosion volume is computed G29
Figure HI. Geometry for a uniform cap thickness over a mound . . H3
Figure H2. Geometry for a uniform cap with lesser thickness
over apron H4
Figure H3. Cap slope length calculation H7
Figure II. Standard oedometer testing device 12
IX
Figure 12. Self-weight consolidation test device 14
Figure 13. Void ratio-effective stress relationship for
contaminated dredged material 16
Figure 14. Void ratio-permeability relationship for contaminated
dredged material 16
Figure 15. Void ratio-effective stress relationship for capping
material 17
Figure 16. Void ratio-permeability relationship for
capping material 17
Figure 17. Void ratio-effective stress relationship for
foundation soil 18
Figure 18. Void ratio-permeability relationship for
foundation soil 18
List of Tables
Table 1. Standard Geotechnical Laboratory Test Procedures ... 17
Table 2. Flow Characteristics of Dredged Material Placed
in Aquatic Sites 28
Table 3. Compatibility of Capping and Contaminated Material
Placement Options 40
Table 4. Accuracy of Common Positioning Systems 43
Table 5. Summary of Modeling Results for Capping
Contaminated Sediments Using the Split-Hull
Hopper Dredge Dodge Island and Hopper Barge
Long Island 47
Table 6. Episodic Erosion Thickness Estimates for Mud Dump
Site for 0.4-mm Sand Caps 95
Table 7. Sample Tiered Monitoring Program for
a Capping Project 100
Table 8. Summary of Selected Capping Projects 107
Table Bl. Physio-Chemical Properties of Site Parameters
for Examples B21
Table Dl. STFATE Model Input Parameters D5
Table Fl. Example LTFATE Tidal Input Data File
TIDAL.DAT F7
Table F2. Example LTFATE Wave Input Data File
HPDSIM.OUT F8
Table Gl. Tropical Events Impacting Mud Dump Site G10
Table G2. Tidal Constituents for DRP-WIS Station 304 G13
Table G3. Summary of Storm Events by Day of Season/Maximum
Transport Magnitude in ft
3
/sec/ft-width x 10"
4
G18
Table G4. Mud Dump Mound Configurations G19
Table G5. Example LTFATE Input File G20
Table G6. Tropical Storm Input and Response Vectors for Mud
Dump Site G22
Table G7. Extratropical Storm Input and Response Vectors for the
Mud Dump Site G22
Table G8. Mean Value of Vertical Erosion/Frequency-of-
Occurrence for Tropical Storms at Mud Dump Site . . . G24
Table G9. Mean Value Erosion/Frequency-of-Occurrence for
Extratropical Storms at Mud Dump Site G26
Table G10. Mean Maximum Vertical Erosion Frequency due to
Tropical and Extratropical Storms Impacting 0.4-mm
Sand-Capped Mounds G30
Table HI. Lengths Associated with Generic-Capped Mound
in Figure H3 H6
Table H2. Final Statistics of Cap Thickness from Port
Newark/Elizabeth Project (March 1994) H8
Table H3. Contaminated and Cap Material Volumes and Mound
Dimensions H10
XI
Preface
The work described in this report was authorized by Headquarters,
U.S. Army Corps of Engineers (HQUSACE), and initiated as part of the
"Management of Dredging Projects" Technical Area 5 of the Dredging Re-
search Program (DRP). The work was performed under Work Unit 32489
for which Mr. James E. Clausner was Technical Manager. Mr. John G.
Housley was the DRP Technical Monitor for the work. Mr. Robert H.
Campbell, HQUSACE, was the Chief DRP Technical Monitor.
The work was completed as part of the Dredging Operations and Envi-
ronmental Research (DOER) program "Contaminated Sediment Charac-
terization and Management" Focus Area, managed by Dr. Michael R.
Palermo. DOER Program Monitors are Messrs. Barry Holliday, Joseph
Wilson, John Bianco, and Charles Chestnutt, HQUSACE.
The work was performed by Dr. Palermo, Principal Investigator and
Mr. Tommy E. Myers, U.S. Army Engineer Waterways Experiment Station
(WES) Environmental Laboratory (EL); Dr. Marian P. Rollings, WES
Geotechnical Laboratory (GL); Messrs. Clausner and Gregory L. Williams,
WES Coastal and Hydraulics Laboratory (CHL); Dr. Thomas J. Fredette,
U.S. Army Engineer District, New England; and Dr. Robert E. Randall,
Texas A&M University. The contributions of Drs. Paul R. Schroeder,
Doug Clarke, and Joe Gailani, WES, and Danny D. Reible, Louisiana
State Universsity, who authored Appendix B, are gratefully acknowledged.
The study was conducted by or under the following WES supervision:
ELDr. Palermo, Special Projects Group, Environmental Engineering
Division (EED); and Mr. Myers, Environmental Restoration Branch
(ERB), EED. Additional supervision was provided by Mr. Daniel E.
Averett, Chief, ERB; Mr. Norman R. Francingues, Jr., Chief, EED;
Dr. Raymond L. Montgomery (retired), former Chief, EED; Dr. John W.
Keeley, Assistant Director, EL; and Dr. John Harrison, Director, EL.
CHLMessrs. Clausner and Williams, Coastal Evaluation and Design
Branch (CEDB), Coastal Sediments and Engineering Division (CSED).
Additional supervision was provided by Ms. Joan Pope, Chief, CEDB;
Mr. Thomas W. Richardson, Chief, CSED; Messrs. Charles C. Calhoun, Jr.,
and Richard A. Sager, Assistant Directors, CHL; and Dr. James R. Houston,
Director, CHL.
Xll
GLDr. Rollings, Materials Analysis Branch (MAB), Airfields and
Pavements Division (APD). Additional supervision was provided by
Mr. Timothy W. Vollor, Chief, MAB; Dr. David Pittman, Chief, APD; and
Dr. William F. Marcuson III, Director, GL.
Mr. E. Clark McNair, Jr., CHL, was the DRP Program Manager, and is
the DOER Operational Program Manager. Dr. Robert M. Engler, EL, is
the DOER Executive Program Manager.
Technical review of this report was provided by a joint U.S. Army
Corps of Engineers (USACE)/U.S. Environmental Protection Agency
(EPA) workgroup comprised of individuals from Headquarters, field of-
fices, and research laboratories of both agencies with scientific and/or pro-
grammatic experience related to dredged material disposal management.
Members of the workgroup are as follows:
Joe Wilson USACE Headquarters John Lishman
Dave Mathis USACE Headquarters Bev Baker
Jan Miller USACE North Central District Dave Redford
Tom Fredette USACE New England District Tom Chase
John Tavolaro USACE New York District Kimberlee Keckler
Alex Sumeri USACE Seattle District Dan Forger
Douglas Pirie USACE South Pacific Division Andrey Massa
Mike Palermo USACE WES Bill Muir
Jim Clausner USACE WES Robert Howard
Tom Myers USACE WES Phil Murphy
Clark McNair USACE WES Steve Johnson
Robert Engler USACE WES Suzie McKinney
Norm Sears
Brian Ross
Justine Barton
EPA Headquarters
EPA Headquarters
EPA Headquarters
EPA Headquarters
EPA Region I
EPA Region II
EPA Region II
EPA Region III
EPA Region IV
EPA Region IV
EPA Region V
EPA Region VI
EPA Region VI
EPA Region IX
EPA Region X
At the time of publication of this report, Director of WES was
Dr. Robert W. Whalin. Commander was COL Robin R. Cababa, EN.
This report should be cited as follows:
Palermo, M. R., Clausner, J. E., Rollings, M. P., Williams, G. L.,
Myers, T. E., Fredette, T. J., and Randall, R. E. (1998). "Guid-
ance for subaqueous dredged material capping," Technical Report
DOER-1, U.S. Army Engineer Waterways Experiment Station,
Vicksburg, MS.
XIII
Conversion Factors, Non-SI to SI
Units of Measurement
Non-Si units of measurement used in this report can be converted to SI
units as follows:
Multiply By To Obtain
acres 4,046.873 square meters
cubic yards 0.7645549 cubic meters
feet 0.3048 meters
inches 25.4 millimeters
miles (U.S. statute) 1.609347 kilometers
XIV
1 Introduction
Background
The U.S. Army Corps of Engineers (USACE) and the U.S. Environ-
mental Protection Agency (EPA) have statutory responsibilities with re-
gard to the management of dredged material placement in both ocean and
inland and nearshore waters. When dredged materials proposed for open-
water placement are found to require isolation from the benthic environ-
ment, capping may be appropriate for consideration as a management
action. The report herein is intended to provide technical guidance for
evaluation of capping projects.
This is one of a series of guidance reports pertaining to dredged mate-
rial management. This series includes a document entitled "Evaluating
Environmental Effects of Dredged Material Management Alternatives - A
Technical Framework" (Framework Document - USACE/EPA 1992). The
Framework Document articulates those factors to be considered in identi-
fying the environmental effects of dredged material management alterna-
tives on a continuum of discharge sites from uplands to the oceans
(management alternatives include open-water, confined, and beneficial-
use situations) that meet the substantive and procedural requirements of
the National Environmental Policy Act (NEPA), The Federal Water Pollu-
tion Control Act of 1972, Public Law 92-500, as amended by the Clean
Water Act of 1977 (CWA), and the Marine Protection, Research, and Sanc-
tuaries Act (MPRSA). Application of the technical guidance in this report
will allow for consistency in decision making with respect to capping
within the Technical Framework.
Potential for water column and benthic effects related to sediment con-
tamination must be evaluated when considering open-water placement of
dredged material. Management options aimed at reducing the release of
contaminants to the water column during placement and/or subsequent iso-
lation of the material from benthic organisms may be considered to con-
trol potential contaminant effects. Such options include operational
modifications, use of subaqueous discharge points, diffusers, subaqueous
lateral confinement of material, or capping of contaminated material with
suitable material (Francingues et al. 1985; USACE/EPA 1992).
Subaqueous dredged material capping is the controlled, accurate place-
ment of contaminated dredged material at an appropriately selected open-
water placement site, followed by a covering or cap of suitable isolating
Chapter 1 Introduction
material (a glossary of terms used in this report is found in Appendix A).
Capping of contaminated dredged material in open-water sites began in
the late 1970s, and a number of capping operations under a variety of
placement conditions have been accomplished. Conventional placement
equipment and techniques are frequently used for a capping project, but
these practices must be controlled more precisely than for conventional
placement.
Purpose and Scope
This report provides guidance for evaluation of subaqueous dredged
material capping projects. Design requirements, a design sequence, site
selection, equipment and placement techniques, geotechnical considera-
tions, mixing and dispersion during placement, required capping sediment
thickness, material spread and mounding during placement, cap stability,
and monitoring are included. From a technical perspective, this guidance
is applicable to dredged material capping projects in ocean waters as well
as inland and near-coastal waters.
The technical guidance in this report is intended for use by USACE
and EPA personnel, State regulatory personnel, as well as dredging permit
applicants and others (e.g., scientists, engineers, managers, and other in-
volved or concerned individuals).
Regulatory Setting
Capping involves placement of dredged material in either ocean waters
or inland and near-coastal waters (waters of the United States). The pri-
mary Federal environmental statute governing transportation of dredged
material to the ocean for purpose of placement is the MPRSA, also called
the Ocean Dumping Act. The primary Federal environmental statute gov-
erning the discharge of dredged and/or fill material into waters of the
United States (inland of the baseline to the territorial sea) is the Federal
Water Pollution Control Act Amendments of 1972, also called the CWA.
All proposed dredged material placement activities regulated by the
MPRSA and CWA must also comply with the applicable requirements of
the NEPA and its implementing regulations. In addition to MPRSA,
CWA, and NEPA, there are a number of other Federal laws, Executive Or-
ders, etc., that must be considered in the evaluation of dredging projects.
The London Convention (Convention on the Prevention of Marine
Pollution by Dumping of Waste and Other Matter, December 29, 1972
(26 UST 2403:TIAS 8165)), to which the United States is a signatory, is
an international treaty that deals with marine-waste placement, with juris-
diction that includes all waters seaward of the baseline of the territorial
sea. The ocean-dumping criteria developed under MPRSA are required to
"apply the standards and criteria binding upon the United States under the
Convention, including its Annexes," to the extent this would not result in
relaxation of MPRSA requirements.
In evaluating proposed ocean placement activities, the USACE is re-
quired to apply criteria developed by the EPA relating to the effects of the
proposed placement activity. The MPRSA criteria are given in 40 CFR
220-227. In evaluating proposed placement activities in inland or coastal
waters, the USACE is required to apply guidelines given by Section 404
of the CWA to ensure that such proposed discharge will not result in unac-
ceptable adverse environmental impacts to waters of the United States.
The guidelines are given in 40 CFR 230. A tiered approach to sediment
testing and assessments is described in detail in the dredged material test-
ing manuals for MPRSA and CWA (EPA/USACE 1991; EPA/USACE
1998).
This report addresses technical and scientific issues associated with
capping and does not address the various regulatory requirements of the
CWA and MPRSA. Whether or not a particular project involving capping
satisfies the relevant regulatory criteria can only be determined by apply-
ing the relevant requirements of the regulation and consulting, as neces-
sary, with legal counsel.
Overview and Description of the Capping
Process
Capping defined
For purposes of this report, the term "contaminated" refers to material
for which isolation from the benthic environment is appropriate because
of potential contaminant effects, while the term "clean" refers to material
found to be acceptable for open-water placement. Capping is the controlled
accurate placement of contaminated material at an open-water placement
site, followed by a covering or cap of clean isolating material. For most
navigation dredging projects, capping alternatives involving armor stone
layers or other nonsediment materials for capping would not normally be
considered.
Level-bottom capping (LBC) is defined as the placement of a contami-
nated material in a mounded configuration and the subsequent covering of
the mound with clean sediment. Contained aquatic disposal (CAD) is
similar to LBC but with the additional provision of some form of lateral
confinement (e.g., placement in natural-bottom depressions, constructed
subaqueous pits, or behind subaqueous berms) to minimize spread of the
materials on the bottom. An illustration of LBC and CAD is shown in
Figure 1.
The objective of LBC is to place a discrete mound of contaminated ma-
terial on an existing flat or gently sloping natural bottom. A cap is then
applied over the mound by one of several techniques, but usually in a series
of placement sequences to ensure adequate coverage. CAD is generally used
LATERAL CONFINEMENT
MOUND LESS CRITICAL
NO LATERAL CONFINEMENT
DISCRETE MOUND NECESSARY
CAPPING MATERIAL
LATERAL CONFINEMENT
CAP
CONTAINED AQUATIC DISPOSAL
CONTAMINATED MATERIAL
LEVEL-BOTTOM CAPPING
Figure 1. Schematic illustrating LBC and CAD
where the mechanical properties of the contaminated material and/or bot-
tom conditions (e.g., slopes) require positive lateral control measures dur-
ing placement. Use of CAD can also reduce the required quantity of cap
material and thus the costs. Options might include the use of an existing
natural or excavated depression, preexcavation of a placement pit, or con-
struction of one or more submerged dikes for confinement (Truitt 1987a).
Dredged material capping versus
in situ capping for remediation
Capping is also a potential alternative for remediation of contaminated
sediments in place or in situ. However, a clear distinction should be made
between navigation dredged material capping and capping in the remedia-
tion context. For dredged material capping associated with navigation pro-
jects, the sediment of concern would typically require capping because it
may exhibit potential for toxicity or significant bioaccumulation in benthic
organisms. Often these sediments are only marginally contaminated in
comparison with other sediments in the area. The objective of capping in
this context is to effectively eliminate direct exposure of benthic organisms
to the contaminated sediments and thus virtually eliminate potential ben-
thic toxicity or bioaccumulation.
For in situ capping in the remediation context, the sediments of concern
are sufficiently contaminated to warrant some sort of cleanup action. The
objective of capping in the remediation context may involve objectives
over and above isolation of the sediment from the benthic environment.
Guidance for in situ capping for sediment remediation is presented in
Palermo et al. (1996).
Design issues for capping
Capping is a contaminant control measure to prevent impacts. However,
dredged material capping requires initial placement of a contaminated
material at an open-water site. Several issues, therefore, must be carefully
considered within the context of a capping project design. These include
the following:
a. Potential water column impacts during placement. Assessment
should consider evaluation of potential release of contaminants to
the water column, evaluation of potential water column toxicity,
and evaluation of initial mixing. Elutriate test procedures for
water quality, water column bioassay tests, and computer models
for dispersion and mixing are available to address these require-
ments. The mass loss of contaminants during placement (fraction
dispersed offsite and remaining uncapped) may also be predicted
using these same tests and models.
b. Efficacy of cap placement. Assessment should consider available
capping materials, methods for dredging and placement of both
contaminated material and cap material, compatibility of site condi-
tions, material physical properties, and dredging and placement
techniques. Guidance on selection of appropriate methods, com-
patibility with site conditions and material properties, and com-
puter models for predicting mound development and spreading
behavior are available.
c. Long-term cap integrity. Assessment should consider the physical
isolation of contaminants, potential bioturbation of the cap by ben-
thos, consolidation of the sediments, long-term contaminant flux
through the cap due to advection/diffusion, and potential for physi-
cal disturbance or erosion of the cap by currents, waves, and other
forces such as anchors, ship traffic, ice, etc. Test procedures for
contaminant isolation and consolidation and computer models for
evaluation of long-term contaminant flux, consolidation, and resis-
tance to erosion are available.
Each of these issues must be appropriately addressed by the project design.
Viability of capping as an alternative
Capping is only one of several alternatives that may be considered for
dredged material that is excessively contaminated and would need isola-
tion from the benthic environment if proposed for open-water placement.
If the issues described above can be satisfactorily addressed in the project
design for the specific set of sediment, site, and operational conditions un-
der consideration, capping is a technically viable option.
Capping is not a technically viable option for a specific set of sediment,
site, and operational conditions described below:
a. Contaminant release and dispersion behavior of the contaminated
material (even with consideration of controls) results in unaccept-
able water column impacts during placement.
b. Spreading or mounding behavior of the contaminated material
or cap material (even with consideration of controls) indicates that
the required cap cannot be effectively placed.
c. Energy conditions or operational conditions at the site are such that
the required cap thickness cannot be effectively maintained in the
long term.
d. Institutional constraints do not provide the ability to commit to the
long-term monitoring and management requirements.
Under such circumstances, other options for placement of the contaminated
sediments must be considered.
Organization of this Report
The main body of this report describes specific procedures for all as-
pects of capping-project evaluation and design. A number of appendixes are
also included that provide detailed information on specific testing proce-
dures, predictive models, etc. Chapter 2 describes the recommended se-
quence of design activities, and specific design steps are organized into
flowcharts as necessary.
2 Design/Management
Sequence for Capping
Design Philosophy for Capping
Capping is not a form of unrestricted open-water placement. A cap-
ping operation is an engineered project with carefully considered design,
construction, monitoring, and maintenance to ensure that the design is ade-
quate. A successful capping project requires a team approach with input
from engineers, biologists/ecologists, chemists, and dredging operations
experts. The basic criterion for a successful capping operation is that the
cap thickness required to isolate the contaminated material from the envi-
ronment be successfully placed and maintained.
Dredged Material Capping Functions
A dredged material cap can serve three primary functions:
a. Physical isolation of the contaminated dredged material from the
benthic environment.
b. Stabilization of contaminated material, preventing resuspension and
transport to other sites.
c. Reduction of the flux of dissolved contaminants into the cap and
overlying water column.
If a dredged material is unsuitable for open-water placement due to po-
tential contaminant impacts, physical isolation of the dredged material
from the benthic environment and from resuspension and transport offsite
would normally be primary functions of a dredged material cap. Control
of contaminant flux may be a desired function, depending on the sediment
characteristics, site conditions, and other factors.
Chapter 2 Design/Management Sequence for Capping
Summary of Design Sequence for Capping
The flowchart shown in Figure 2 illustrates the major design require-
ments for a capping project and the sequence in which the design require-
ments should be considered. There is a strong interdependence between
all components of design for a capping project. For example, the initial
consideration of a capping site and placement techniques for both the con-
taminated and capping materials strongly influence all subsequent evalu-
ations, and these initial choices must also be compatible for a successful
project (Shields and Montgomery 1984). Each step in the process must be
clearly identified and documented before a decision can be made to proceed.
When an efficient sequence of activities for the design of a capping
project is followed, unnecessary data collection and evaluations can be
avoided. General descriptions of the various design requirements are
given below corresponding to the recommended design sequence (Palermo
1991a). Each block in the flowchart (Figure 2) is numbered, and a descrip-
tion of each block is referenced by the number in parentheses in this chapter.
More detailed guidance on various aspects of the design is provided in
Chapters 3 through 9 and Appendixes B through I of this report. Chapter 10
describes capping case studies and field experience for major capping projects
under a range of project conditions. Chapter 11 summarizes the guidance
provided in this document.
Gather project data and select design criteria (1 )
The first step in any capping project design is to gather and evaluate
the existing project data, which normally include surveys of the dredging
area, physical and chemical characteristics of the contaminated sediment,
equipment used for dredging and placement, and characteristics of potential
placement sites (i.e., area erosion trends, wind-wave resuspension, wave-
current interaction effects). Since capping is under consideration, data on
the suitability of the material to be dredged for open-water placement may
exist. These data may include results of physical, chemical, and biological
tests required under Section 404 of the CWA or Section 103 of the MPRSA.
Data on potential placement sites may vary. Bathymetry, currents, storm
frequencies, wave heights, and bottom-sediment characterization are nor-
mally available for open-water sites under consideration.
Once the existing data have been gathered, the design functions of the
cap can be determined and design criteria selected. Specific design crite-
ria will depend on the selected design functions for the cap, i.e., physical
isolation, stabilization, or reduction of contaminant flux. Design criteria
may be developed in a number of ways: providing cap thickness for isola-
tion of benthic organisms to a given bioturbation depth; reducing contami-
nant flux rates to achieve specific sediment, pore water, or water column
target concentrations; specific storm or flood flow return periods for cap
stability; limits on mound elevation to meet navigation or erosion constraints;
placement of all material within given site boundaries, etc. Such criteria
should be defined prior to starting design of the capping project. Three
main aspects of capping design must be examined: aspects related to
DESIGN SEQUENCE FOR CAPPING PROJECTS
FOR
CONTAMINATED SEDIMENT
r
(1)
GATHER PROJECT
DATA
FOR
CAPPING SEDIMENT
JSl
EVALUATE
CONTAMINATED
SEDIMENT
CHARACTERISTICS
LOCATE AND
CHARACTERIZE
CAPPING
SEDIMENT
(S)
SELECT
EQUIPMENT
AND PLACEMENT
TECHNIQUE
SELECT
EQUIPMENT
AND PLACEMENT
TECHNIQUE
(8)
PREDICT
MIXING AND
DISPERSION
DETERMINE
CAPPING
THICKNESS AND
EXPOSURE TIME
NO'
EVALUATE
MOUND
GEOMETRY
NO I
EVALUATE
STABILITY,
EROSION AND
CONSOLIDATION
L '
NOTE: ALL BRANCHES OF THE
FLOWCHART MUST BE
FOLLOWED AND DOCUMENTED.
Figure 2. Flowchart illustrating design sequence for dredged material capping projects (after
Palermo 1991a)
1 0
characterization and placement of the contaminated material, aspects re-
lated to the characterization and placement of the capping material, and as-
pects related to the capping site under consideration. Each of these
aspects must be initially examined in a parallel fashion (see Blocks 2, 3,
and 4 of Figure 2). Further, the interrelationship and compatibility of
these three aspects of the design are critical.
Characterize contaminated sediment (2)
The contaminated sediment must be characterized from physical, chemi-
cal, and biological standpoints. Physical characteristics are of importance
in determining the behavior of the material during and following place-
ment at a capping site. In situ volume (to be dredged), in situ density (or
water content), shear strength, compressibility, and grain-size distribution
are needed for evaluations of dispersion and spread during placement,
mounding characteristics, consolidation, and long-term stability and resis-
tance to erosion. These data should be developed using standard techniques.
Some chemical and biological characterization of the contaminated
sediment is normally performed as a part of the overall evaluation for suit-
ability for open-water placement. Guidance on characterization of con-
taminated sediments is found in Chapter 3.
Select a potential capping site (3)
The selection of a potential site for capping is subject to the same con-
straints and tradeoffs as any other open-water placement site. The major
considerations in site selection include bathymetry, bottom slopes, cur-
rents, water depths, water column density stratification, erosion/accretion
trends, proximity to navigation channels and anchorages, bottom-sediment
characteristics, and operational requirements such as distance to the site
and wave climate. However, in addition to normal considerations, the cap-
ping site should ideally be in a relatively low-energy environment with
little potential for erosion or disturbance of the cap. While capping at a
low-energy site is desirable, such sites are not always available. Higher
energy sites can be considered for dredged material capping, but a de-
tailed study of erosion potential is required; increases in cap thickness to
account for potential erosion or use of a coarser grain-size material may
be required.
Consideration should be given to the following factors during selection
of a potential capping site. Bathymetry forming a natural depression will
tend to confine the material, resulting in a CAD project. Placement of ma-
terial on steep bottom slopes should generally be avoided for a capping
project. Water column currents affect the degree of dispersion during
placement and the location of the mound with respect to the point of dis-
charge. Of more importance are the bottom currents, which could poten-
tially cause resuspension and erosion of the mound and cap. The effects
of storm-induced waves on bottom-current velocities must be considered.
For some sites, other processes such as prop wash may need to be consid-
ered. The deeper the water is at the site, the greater the potential is for
water entrainment and dispersion during placement. However, deeper
water depths also generally provide more stable conditions on the bottom
with less potential for erosion. Numerical models for prediction of water
column behavior, mound development, and long-term stability against ero-
sion may be used in evaluating site conditions. Guidance on site selection
for capping is found in Chapter 4.
Select and characterize capping sediment (4)
The cap sediment used in a project should be carefully selected. How-
ever, for economic reasons, a capping sediment is usually taken from an
area that also requires dredging or is considered advanced maintenance
dredging. If this is the case, there may be a choice between projects.
Scheduling of the dredging is also an important consideration. In other
cases, removal of bottom sediments from areas adjacent to the capping
site may be considered.
The capping sediment is characterized as described above for the con-
taminated sediment. However, the capping sediment must be one that is
suitable for open-water placement (i.e., a clean sediment). The evaluation
of a potential capping sediment for open-water placement acceptability
must be accomplished using appropriate techniques under either CWA or
MPRSA. Physical characteristics of the capping sediment are also of par-
ticular interest in capping design. Density (or water content), grain-size
distribution, and cohesiveness of the capping sediment must be evaluated.
Selection of the capping sediment should be carefully considered because
the capping material must be compatible with the contaminated sediment
and this compatibility is related to dredging and placement equipment and
techniques. Previous studies have shown that both fine-grained materials
and sandy materials can be effective capping materials. Guidance on se-
lecting and characterizing capping sediment is found in Chapter 3.
Select equipment and placement technique for contaminated
sediment (5)
A variety of equipment types and placement techniques have been
used for capping projects. The important factors in the placement of con-
taminated material are reducing water column dispersion and bottom
spread to the greatest possible extent. This minimizes the release of con-
taminants during placement and provides for easier capping. For LBC the
dredging equipment and placement technique for contaminated sediment
must provide a tight, compact mound. This is most easily accomplished
with mechanical dredging and barge release (point dumping). If CAD is
under consideration, hydraulic placement of the contaminated material
may be acceptable.
Specialized equipment and placement techniques can also be consid-
ered to increase control during placement and reduce potential dispersion
and spread of contaminated material. These might include use of sub-
merged diffusers or submerged discharge points for hydraulic pipeline
placement, hopper dredge pump-down with diffuser, or gravity-fed tremie
11
12
for mechanical or hydraulic placement or use of geosynthetic fabric con-
tainers. Guidance for equipment and placement techniques is found in
Chapter 5.
Select equipment and placement technique for capping
sediment (6)
The major design requirement in the selection of equipment and place-
ment of the cap is the need for controlled, accurate placement and the re-
sulting density and rate of application of capping material. In general, the
cap material should be placed so that it accumulates in a layer covering
the contaminated material. The use of equipment or placement rates that
might result in the capping material displacing or mixing with the pre-
viously placed contaminated material must be avoided. Placement of cap-
ping material at equal or lesser density than the contaminated material or
use of placement methods to spread thin layers to gradually build up the
cap thickness usually meets this requirement.
Specialized equipment and placement techniques can be considered to
increase control of capping material placement. The movement of sub-
merged diffusers, energy dissipaters, submerged discharge points, or tremies
can be controlled to spread capping material over an area to a required
thickness. Incremental opening of split-hull or multicompartment barges
along with controlled movement of the barges during surface release, di-
rect pump-out through pipes, and direct washing by hoses have been used
for placing mechanically dredged sandy capping material. Energy dissipat-
ers for hydraulic placement of capping materials have been successfully
used. Guidance on selection of equipment and placement techniques is
found in Chapter 5.
Select navigation and positioning equipment and controls (7)
Placement of both the contaminated and capping material must be
carefully controlled, regardless of the equipment and placement technique
selected. Electronic positioning systems, taut-moored buoys, mooring
barges, various acoustical positioning devices, and computer-assisted,
real-time helmsman's aids should be considered in selecting the equipment
and placement technique. Guidance on selection of navigation and posi-
tioning equipment and controls is found in Chapter 5.
Evaluate compatibility of site, materials, and equipment
At this point in the design, the contaminated material has been charac-
terized; a site has been identified and characterized; a capping sediment
has been selected and characterized; equipment and placement techniques
have been selected for both materials and navigation; and positioning
needs have been addressed. These essential components of the design
(Blocks 2, 3, 4, 5, 6, and 7 in Figure 2) must now be examined as a whole,
with compatibility in mind, to evaluate the efficacy of cap placement for
the sediments, site conditions, equipment availability and capabilities under
consideration, and cost. The primary concern with compatibility relates to
geotechnical considerations and the ability of the contaminated material to
support the cap, considering the material characteristics and dredging and
placement techniques.
Guidance on the compatibility of various dredging and placement tech-
niques for differing material types has been developed based on field expe-
rience and knowledge of the resulting dispersion and spreading behavior
and physical stability of the materials. If the various site, sediment, and
selected equipment components are compatible, additional and more de-
tailed design requirements can be addressed. If there is a lack of compati-
bility at this point, a different capping site (3), a different capping
sediment (4), or different dredging and placement equipment and tech-
niques (5,6) must be considered. A close examination of the project de-
sign components at this decision point is essential before performing the
more detailed and costly evaluations that come later in the design process.
Guidance on evaluation of sediment, site, and equipment compatibility is
found in Chapter 5.
Predict water column mixing and dispersion effects of
contaminated sediment during placement (8)
If water column effects during placement of the contaminated material
are of concern, an evaluation of the suitability of the material from the
standpoint of water column effects must be performed. This evaluation
involves the comparison of predicted water column contaminant concentra-
tions with water quality criteria and predicted water column dredged
material concentrations with bioassay test results. Use of available mathe-
matical models and/or case study field-monitoring results to predict the
water column dispersion and concentrations is an integral part of such
evaluations. In addition, the prediction indicates what portion of the con-
taminated material is released during placement and thus is not capped.
Evaluation of initial deposition and spread of material is used in determin-
ing the mounding characteristics for the entire contaminated material
volume to be placed. If water column release is unacceptable, control
measures need to be considered to reduce the potential for water column
effects, or other dredging equipment and placement techniques (5) or use
of another capping site (3) must be considered. Guidance on prediction
of water column effects during placement is found in Chapter 6 and
Appendix D.
Determine cap design (9)
The cap must be designed to adequately isolate the contaminated mate-
rial from the aquatic environment and achieve the intended cap functions.
The composition and dimensions (thickness) of the components of a cap
can be referred to as the cap design. The composition of caps for dredged
material projects is typically a single layer of clean sediments because
relatively large volumes of cap material are involved; clean sediments
from other dredging projects are often available as cap materials; and
dredged material capping sites with low potential for erosion can be
13
selected. Guidance on dredged material cap design therefore focuses on
the thickness of the cap as the major design criterion.
The determination of the required cap thickness is dependent on the
physical and chemical properties of the contaminated and capping sedi-
ments, the potential for bioturbation of the cap by aquatic organisms, the
potential for consolidation and the resultant expulsion of pore water from
the contaminated sediment, and the potential for consolidation and erosion
of the cap material. The minimum required cap thickness is considered
the thickness required for physical isolation plus any thickness needed for
control of contaminant flux. The integrity of the cap from the standpoint
of physical changes in cap thickness and long-term migration of contami-
nants through the cap should also be considered. The potential for a physi-
cal reduction in cap thickness due to the effects of consolidation and
erosion (12,13) can be evaluated once the overall size and configuration
of the capped mound is determined. A precise calculation of the erosion
thickness component requires consideration of mound shape, mound
height, and water depth. Since these parameters also depend on the total
capping thickness, some iterative calculations may be required. The de-
sign cap thickness is the required cap thickness for isolation plus that re-
quired for consolidation and erosion and operational considerations.
Guidance on cap design is found in Chapter 7, and details on specific test-
ing and evaluation procedures and models to support cap design are found
in Chapters 6 and 8 and Appendixes B, C, E, F, G, and H.
Evaluate spread, mounding and site geometry (1 0,1 1 )
For LBC sites, the mound geometry, including contaminated material
mound and cap, will influence the design of the cap and volume of cap-
ping material required. The smaller the footprint of the contaminated
material as placed, the less volume of capping material is required to
achieve a given cap thickness. The spread and development of the con-
taminated material mound is dependent on the physical characteristics of
the material (grain size and cohesion) and the placement technique used
(hydraulic placement results in greater spread than mechanical place-
ment). Assuming that the material from multiple barge loads or pipeline
can be accurately placed at a single point, mound side slope and the total
volume placed dictate the mound spread. The formation of a thin layer or
apron surrounding the central mound must also be considered in defining
the footprint to be capped for LBC.
For CAD projects, in which lateral containment prevents spreading and
apron formation, the footprint will be determined by the site geometry.
However, the volume occupied by the sediments will govern the capacity
of the CAD site and must be considered as a factor in site design. If the
mound geometry or CAD site geometry is unacceptable, an alternative
site (3), alternative capping sediment (4), or alternative placement tech-
niques (5,6) can be considered. Guidance on mound spread and develop-
ment and site geometry is found in Chapter 6 and Appendixes E and H.
1 4
Evaluate stability, erosion, and consolidation (1 2,1 3)
The deposit of contaminated dredged material must also be stable
against excessive erosion and resuspension of material before placement
of the cap. The cap material must be stable against long-term erosion for
the required cap thickness to be maintained. The potential for resuspen-
sion and erosion is dependent on bottom current velocity, potential for
wave-induced currents, sediment particle size, and sediment cohesion.
Site selection criteria as described above normally results in a site with
low bottom-current velocity and little potential for erosion. However, if
the material is hydraulically placed (as for a CAD site) or a site with
higher energy potential is considered, a thorough analysis of the potential
for resuspension and erosion must be performed, to include frequency con-
siderations. Conventional methods for analysis of sediment transport can
be used to evaluate erosion potential. These methods can range from sim-
ple analytical techniques to numerical modeling.
Consolidation of contaminated material needs to be examined for its ef-
fect on LBC mound slopes and volumes and on the volume occupied
within CAD sites. In general, consolidation of the contaminated dredged
material will result in more stable conditions. The same is true for con-
solidation of the cap material. However, consolidation of the cap results
in a reduced cap thickness. Therefore, the potential for cap consolidation
must be accounted for in the overall design of the cap thickness.
If the potential for erosion and consolidation of either the contaminated
material or cap is unacceptable, an alternative site (3), alternative capping
sediment (4), or alternative placement techniques (5,6) can be considered.
Guidance on evaluating long-term cap stability is found in Chapter 8 and
Appendixes F, G, and I.
Develop a monitoring program (1 4)
A monitoring program or site monitoring plan is required as a part of
any capping project design. The main objectives of monitoring normally
are to ensure that the contaminated sediment is placed as intended and with
acceptably low levels of contaminant release, the cap is placed as intended
and the required capping thickness is maintained, and the cap is effective
in isolating the contaminated material from the environment. Monitoring
plans for capping projects need to include a more intensive effort during
and shortly after placement operations and immediately after unusual
events (e.g., severe storms), with a declining level of effort in future years
if no adverse effects are detected. Physical, chemical, and biological ele-
ments may be included in a monitoring plan. In all cases, the objectives
of the monitoring effort and any remedial actions to be considered as a re-
sult of the monitoring must be clearly defined as a part of the overall pro-
ject design. Guidance on monitoring considerations for capping is found
in Chapter 9. Case studies of capping projects including conclusions
drawn from field monitoring efforts are described in Chapter 10.
15
Characterization of
Contaminated and
Capping Sediments
16
Need for Sediment Characterization
Characterization of both the contaminated sediment and potential cap-
ping sediments is necessary for evaluation of the environmental accept-
ability of sediments for open-water placement and to determine physical
and engineering properties necessary for prediction of both short- and
long-term behavior of the sediments. Some characterization data may
have been obtained as a part of a more general investigation of disposal
alternatives prior to consideration of capping.
Characterization of Contaminated Sediment
The contaminated sediments to be capped are likely to have been char-
acterized to some degree prior to consideration of capping. In any event,
the contaminated sediment must be characterized from a physical, chemi-
cal, and biological standpoint.
Physical characterization
The physical characteristics of the contaminated sediment are of impor-
tance in predicting the behavior of the material during and following place-
ment at a capping site. Physical characterization is needed for evaluations
of dispersion and spread during placement, mounding characteristics, and
long-term stability and resistance to erosion.
Physical tests and evaluations on sediment should include visual classi-
fication, natural (in situ) water content/solids concentration/bulk density,
plasticity indices (Atterberg limits), organic content, grain-size distribution,
specific gravity, and Unified Soil classification. Standard geotechnical
laboratory test procedures, such as those of the American Society for Test-
ing and Materials (ASTM), the American Association of State Highway
Chapter 3 Characterization of Contaminated and Capping Sediments
Transportation Officials (AASHTO), or the USACE, should be used for
each test. Table 1 gives the standard ASTM and USACE designations for
the needed tests and also cross-references these procedures to those of sev-
eral other organizations that have standardized test methods.
Table 1
Standard Geotechnical Laboratory Test Procedures
Test
Designation
ASTM AASHTO COE
1
DoD
2,3
Comments
Soils
Water content D2216 T265 I Method 105, 2-VII
Grain size D422 T88 V 2-III, 2-V, 2-VI
Atterberg limits D4318 T89 T90 III Method 103, 2-VII I
Classification D2487 III
Specific gravity D854 T100 IV 2-IV
Organic content D2974 Use Method C
Consolidation
4
D2435 T216 VIII
Permeability
5
D2434 T215 VII
Shear tests D2573 Field test
1
Department of the Army Laboratory Soils Manual EM 1110-2-1906.
2
Department of Defense Military Standard MIL-STD-621A (Method 100, etc.).
3
Department of the Army Materials Testing Field Manual FM 5-530 (2-III, etc.).
4
Do not use the standard laboratory test for determining consolidation. Instead, use the modified standard consolidation
test and the self-weight consolidation test as described in USACE (1987).
5
One value of permeability must be calculated from the self-weight consolidation test.
Additional geotechnical data should also be collected on contaminated
sediments for capping projects, including consolidation, and shear
strength data. These data are useful for geotechnical evaluations of stabil-
ity of the capped deposit and the development of mound or deposit geome-
tries. Detailed information on consolidation testing is presented in
Appendix I.
Physical analysis of dredging site and/or disposal site water may also
be required to include suspended solids concentration and salinity. Poten-
tial stratification due to temperature and salinity differences should be
considered. These data must be developed using standard techniques.
Chemical/biological characterization
Capping as a control measure is normally considered only after a
sediment to be dredged is found to be contaminated. In order to make
such a determination, some chemical and biological characterization of
17
18
the contaminated sediment is normally performed as a part of the overall
evaluation for suitability for open-water placement (EPA/USACE 1991;
EPA/USACE 1998). It should be noted that even though capping is being
considered because of a determination of potentially unsuitable benthic ef-
fects, the data necessary for evaluation of potential water column effects are
still required.
Chemical characterization of contaminated sediment may include a
sediment chemical inventory and standard elutriate test results. The
chemical sediment inventory is useful in determining contaminants of con-
cern and in the development of appropriate chemical elements of a moni-
toring program to determine capping effectiveness. Elutriate data are used
in estimating the potential effects on water quality due to placement of the
contaminated material. Biological characterization may include water col-
umn bioassays, benthic bioassays, and bioaccumulation tests. The results
of these biological tests are useful in determining potential water column
effects during placement and acceptable exposure times before placement
of the cap begins. If these data have not been developed for the contami-
nated sediment, additional testing may be required.
Selection of Capping Sediment
The capping sediment used in a capping project may be a matter of
choice. For economic reasons, a capping sediment is usually taken from
an area that also requires dredging. If this is the case, there may be a
choice between projects, and scheduling of the dredging is an important
consideration. In other cases, removal of bottom sediments from areas ad-
jacent to the capping site may be considered. If CAD is under considera-
tion, removal of material to create CAD cells may be stockpiled and used
later in the capping operation (Averett et al. 1989; Sumeri 1989).
Characterization of Capping Sediment
All dredged material capping projects to date have utilized dredged ma-
terial that is suitable for open-water placement for the capping material.
Use of other materials for caps or for components of a multilayer cap such
as quarry sand, soil materials, geotextiles, or armor stone are possible and
have been implemented in in situ capping projects. Guidance (Palermo et
al. 1996) on selection and use of such materials for caps is available. This
section focuses on use of dredged material as capping material.
Physical characterization
Physical characteristics of the capping sediment are similarly determined
as described above for the contaminated sediment. Visual classification,
natural (in situ) water content/solids concentration, plasticity indices (At-
terberg limits), organic content, grain-size distribution, specific gravity,
and Unified Soil classification as well as geotechnical data should be
evaluated as necessary.
The characteristics of the capping sediment should be compatible with
the contaminated sediment, considering the placement technique for both.
Previous studies have shown that both fine-grained materials and sandy
materials can be effective capping materials.
Chemical/biological characterization
The capping sediment must be one that is acceptable for unrestricted
open-water placement (that is a clean sediment). Further, the capping sedi-
ment must be acceptable for open-water placement from the standpoint of
both potential water column and potential benthic effects. In order to
make such a determination, some chemical and biological characterization
of the contaminated sediment is normally performed as a part of the over-
all evaluation for suitability for open-water placement (EPA/USACE 1991;
EPA/USACE 1998).
Sampling and Testing Plans
Samples of sediments must be obtained for physical, chemical, or
biological characterization as described above. Samples may also be re-
quired for other engineering or environmental testing such as the capping
thickness testing described in Chapter 7 and Appendix C.
General guidance on design of sampling plans is available (EPA/USACE
1991; EPA/USACE 1998), but most sampling plans will be site specific.
The full range of anticipated testing must be considered in developing
sampling plans. Appropriate sampling equipment, sampling techniques,
and sample preservation procedures should be used.
Variability can be exhibited in vertical as well as horizontal location of
specific samples. Sampling should define material to the total depth of
dredging. Grab samplers or box corers are generally appropriate for shallow
thickness of sediment, while core samples (by vibracore or conventional
coring equipment) are normally required for thicker sediment deposits or
deposits in which stratification must be defined. Detailed guidance on
sampling equipment and procedures is available (Mudrock and McKnight
1991.)
Testing of samples from specific locations is usually done for charac-
terization purposes. Compositing should be considered for some engineer-
ing or environmental testing (e.g., consolidation tests, elutriate tests,
bioassays, capping effectiveness tests). Administrative agreement be-
tween all concerned regulatory agencies regarding the acceptability of the
sampling and testing plan should be obtained prior to sampling and testing.
1 9
Site Selection
Considerations
for Capping
20
General Considerations for Site Selection
The selection of an appropriate site is a critical requirement for any cap-
ping operation. Since the cap must provide long-term isolation of the con-
taminated material, capping sites should generally be characterized as
nondispersive sites, where material is intended to remain in a stable de-
posit. Therefore, the considerations for site selection for a conventional
nondispersive open-water disposal site also apply to capping sites
(Palermo 1991b).
Sites in ocean waters are regulated by MPRSA. For MPRSA sites, a
formal site designation procedure includes a detailed evaluation of site
characteristics. Sites in inland and near-coastal waters (inland of the base-
line of the territorial sea) are regulated by CWA. The specification of dis-
posal sites under the CWA is addressed specifically in the Section 404
(b)(1) guidelines. Any capping project in waters of the United States must
occur at a specified 404 site.
A number of site characteristics must be considered in designating or
specifying an open-water disposal site. These characteristics include the
following:
Currents and wave climate.
Water depth (including consideration of navigable depth).
Bathymetry (particularly slopes).
Potential changes in circulation or erosion patterns related to refrac-
tion of waves around the disposal mound.
Groundwater flow (consideration for some nearshore sites).
Bottom sediment physical characteristics, including sediment grain-
size differences.
Chapter 4 Site Selection Considerations for Capping
Sediment deposition versus erosion to include seasonal and long-
term trends.
Salinity and temperature distributions.
Normal level and fluctuations in background turbidity.
Chemical and biological characterization of the site and environs
(for example, relative abundance of various habitat types in the vicin-
ity, relative adaptability of the benthos to sediment deposition, pres-
ence of submersed aquatic vegetation, presence of unique, rare, or
isolated benthic populations, contaminant concentrations in sedi-
ments, background water quality).
Potential for site recolonization
Previous disposal operations.
Availability of suitable equipment for disposal at the site.
Ability to monitor the disposal site adequately and economically for
management decisions.
Technical capability to implement management options should they
appear desirable.
Ability to control placement of the material.
Volumetric capacity of the site.
Other site uses and potential conflicts with other activities (i.e., sport
or recreational fisheries).
Established site management or monitoring requirements.
Public and regulatory acceptability to use of the site.
The intent of the MPRSA criteria for site designation is to avoid unac-
ceptable adverse impacts on biota and other amenities. The Section
404(b)(1) guidelines generally address the same concerns as the MPRSA
criteria, but the primary emphasis is directed toward the potential effects
of the disposal activity.
The USACE has prepared an ocean site designation manual (Pequegnat,
Gallaway, and Wright 1990), which provides useful guidance and proce-
dures for conducting the appropriate investigations and studies. In addi-
tion, overview manuals for site designation are available (USACE/EPA
1984; EPA 1986).
The selection of a potential site for capping is subject to the same con-
straints and tradeoffs as any other nondispersive open-water disposal site.
However, beyond the normal considerations, the capping site should be in
a relatively low-energy environment with little potential for erosion of the
cap. While capping at a low-energy site is desirable, such sites are not al-
ways available. Higher energy sites can be considered for dredged material
21
22
capping, but a detailed study of erosion potential is required; increases in
cap thickness to account for potential erosion may be required. Monitor-
ing and maintenance costs may also be higher for higher energy sites.
Special consideration of site bathymetry, currents, water depths, bottom-
sediment characteristics, and operational requirements such as distance,
sea state, etc., are required in screening or selecting sites for capping
(Truitt 1987a; Truitt, Clausner, and McLellan 1989).
Bathymetry
Site bathymetry influences the degree of spread during placement of
both contaminated and capping material. The flatter the bottom slope, the
more desirable it is for LBC projects, especially if material is to be placed
by hopper dredge. If the bottom in a disposal area is not horizontal, a
component of the gravity force influences the energy balance of the bot-
tom surge (the lateral movement of the disposed material as it impacts sea
bottom) and density flows due to slope following impact of the discharge
with the bottom. It is difficult to estimate the effects of slope alone, since
bottom roughness plays an equally important role in the mechanics of the
spreading process. To date, LBC projects in which the material was me-
chanically dredged and released from a barge have been executed at sites
with slopes up to 1:60 (Science Applications International Corporation
(SAIC) 1995a) and in which material was placed by hopper dredge at sites
with slopes up to 1:225 (i.e., New York Mud Dump site). Placement of
material on steep bottom slopes (steeper than one degree 1:60) should gen-
erally be avoided for a capping project (Truitt 1987a). Bathymetry form-
ing a natural depression tends to confine the material, resulting in a CAD
project. This is the most desirable type of site bathymetry for a capping
project.
Currents
Water column currents affect the degree of dispersion during placement
and mound location with respect to the point of discharge. Of more impor-
tance are bottom currents, which could potentially cause resuspension and
erosion of the mound and cap. The effects of storm-induced waves on
bottom-current velocities must also be considered. Capping sites need
to have current and wave climate characteristics that result in long-term
stability of the capped mound or deposit.
Collection of basic current information is necessary at prospective dis-
posal sites to identify site-specific conditions. The principal influence of
currents in the receiving water during placement is to displace or offset
the point of impact of the descending jet of material with the bottom with
respect to the point of release (by a calculable amount). Water column cur-
rents need not be a serious impediment to accurate placement, nor do they
result in significantly greater dispersion during placement (though the offset
needs to be taken into account). Further, currents do not appear to affect
the surge phase of the disposal (Bokuniewicz et al. 1978; Truitt 1986a).
However, water column currents and bottom slopes are important in slow
placement of sand caps where the currents and density flows can cause
some waste of capping material.
Long-term effects of currents at a prospective site may still need to be
investigated from the standpoint of potential erosion of the mound and cap
or potential recontamination of the site from adjacent sources. Storm-
induced currents are also of interest in the long-term stability of the site.
However, disposal operations are not conducted during storms, so the de-
signer does not need to consider storm-induced currents during disposal.
Measured current data can be supplemented by estimates for extreme
events using standard techniques; for example, see the Shore Protection
Manual (HQUSACE 1984). Selection of a nondispersive site in a rela-
tively low-energy environment normally results in a site with low bottom-
current velocity and little potential for erosion. However, in some cases,
particularly if the material is hydraulically placed, a thorough analysis of
the potential for resuspension and erosion is necessary. In the analysis of
erosion, the effects of self-armoring due to the winnowing away of finer
particles are a factor that increases erosion resistance over time but is
difficult to quantify.
The same technical approaches used to evaluate erosion potential
and/or magnitude and rate of erosion for purposes of cap design can be
used in screening and/or selecting sites. The process of screening and site
evaluation for erosion potential must consider current and wave conditions
for both ambient and episodic events such as storms. Conventional methods
for analysis of sediment transport can be used to evaluate erosion poten-
tial (Teeter 1988; Dortch et al. 1990). These methods can range from sim-
ple analytical techniques to numerical modeling (Scheffner et al. 1995).
Modeling evaluations will normally result in a varying rate of erosion for
various portions of a site or mounded feature (e.g., erosion would normally
be greater at the crest of a mound or at the corners of a mounded feature).
Erosion criteria for site screening should also be based on both ambient
and episodic events and should account for a varying rate of erosion over
the site. For projects in which no subsequent capping is anticipated for a
long time period (several decades or longer) or for which materials for cap
nourishment are not easily obtained, it is suggested that net cap erosion
over the major portion of the mound or deposit should not exceed 1 ftl over
a period of 20 years of normal current/wave energies or for a 100-year
extreme event. The recommended criteria of 1 ft of erosion, 20-year ambi-
ent time interval, and 100-year return interval for storms is based on
engineering judgement, a common sense level of conservatism, and field
experience gained to date. One foot is a round number that can be measured
with some precision for most locations. Twenty and one hundred years as
The U.S. customary units of measurement are used in lieu of metric (SI) units for
those cases common in dredging practice. Metric (SI) units are used in this report when
consistent with standard usage. A table to convert from non-SI units of measurement to SI
units can be found on page xiv.
23
time periods are in the range of design periods for many engineering
structures. Note that erosion at localized portions of the mound or feature
greater than 1 ft would be allowed using these screening criteria. The cor-
ners of a mound would normally have an overlap of capping material, and
the crest of a mound would normally have a greater cap thickness; there-
fore, somewhat larger erosion could be tolerated over these portions of a
mound. Selection of other values of erosion thickness or time periods
should be based on site-specific factors (e.g., the degree of contamination,
distance to other resources), the level of confidence in the calculations,
and the level of risk acceptable to the parties involved.
For projects in which subsequent material placement and/or capping is
planned or for which materials for cap nourishment can be easily ob-
tained, higher erosion rates or shorter return periods for episodic events
may be considered as a criterion for purposes of site screening. In areas
where available capping materials are scarce and current and wave condi-
tions are severe, a coarse-grained layer of material (coarse sand, gravel, or
larger size materials) may be incorporated into the cap design to provide
protection against erosive currents at the site. Detailed guidance on evalu-
ation of erosion is found in Chapter 8 and Appendixes F and G.
Average Water Depths
Case studies have indicated that water depth is of particular interest in
evaluating the potential suitability of a site for capping operations (Palermo
1989). The deepest water depth for which a capping project has been exe-
cuted (as of 1995) is approximately 100 ft. However, definable dredged
material mounds have been created in water depths exceeding 400 ft
(Wiley 1995). Greater water depths generally provide more stable bottom
conditions with less potential for erosion. However, the greater the aver-
age water depth is at the site, the greater the potential is for water entrain-
ment and dispersion during placement. The expense and difficulty in
monitoring is also increased with a greater water depth.
As water depth increases, both the contaminated and clean material
must descend through a greater water column depth. More material is re-
leased to the water column during placement as compared with shallower
water placement, all other factors being equal. Therefore, the fraction of
the contaminated material that is not finally capped is greater.
Entrainment of ambient water causes the descending material to be-
come more buoyant; therefore, the effect of density stratification in the
water column needs to be evaluated. Although density stratification in the
water column may be encountered at some deep-water sites, stratification
is not likely to prevent the descent of the dredged material mass during
placement. The very cohesive fraction of mechanically dredged material
(clods or clumps) attains terminal speed quickly after release from a barge
and does not accelerate further with depth.
24
The increased water entrainment with deep-water placement may also
result in a greater spread of the more fluid material on the bottom, but en-
trainment reduces the overall potential energy at bottom impact. Field
studies indicate that the bottom surge does not spread at a faster rate than
that occurring in shallower depths, although because of additional entrain-
ment, the initial thickness of the surge increases as depth increases
(Bokuniewicz et al. 1978). Greater care in control of placement may there-
fore be required as water depth increases to develop a discrete mound of
contaminated material and adequate coverage of the mound with capping
material.
Comparison of predictive models for fate of placed material and field
monitoring of Puget Sound Dredge Disposal Analysis (PSDDA) sites in
Seattle's Elliott Bay and Everett's Port Gardner Bay show the high degree
of reliability of these models for prediction of mound footprint extent in
water depths of 300 to 400 ft (Wiley 1995). Also, the accuracy of available
electronic positioning equipment used during disposal is validated.
The use of a deep-water site for capping generally holds an advantage
over a shallower site from the standpoint of cap stability from erosive
forces. Deep water acts as a buffer to wave action, and the resulting wave-
induced currents from storm events are smaller than in shallow water.
Therefore, deep-water sites are usually quiescent, near bottom low-energy
environments that are better suited to capping from the standpoint of cap
stability, but this must be balanced against potential material loss during
placement. Generally, a greater water depth at a site has more favorable
influence on long-term cap stability than unfavorable influence on disper-
sion during the placement process (Truitt 1986b).
Operational Requirements
Among the operational criteria that need to be considered in evaluating
potential capping sites are site volumetric capacity, nearby obstructions or
structures, haul distances, bottom shear due to ship traffic (in addition to
natural currents), location of available cap material, potential use of bot-
tom drag fishing equipment, and ice influences. The effects of shipping
are especially important since bottom stresses due to anchoring, propeller
wash, and direct hull contact at shallow sites are typically of a greater
magnitude than the combined effects of waves and other currents (Truitt
1987a). Methods for calculating prop-wash velocities are available
(Palermo et al. 1996).
25
5 Equipment and Placement
Techniques
26
Equipment and techniques applicable to placement of contaminated ma-
terial to be capped and clean material used for capping include conven-
tional discharge from barges, hopper dredges, and pipelines; diffusers and
tremie approaches for submerged discharge; and spreading techniques for
cap placement (Palermo 1991c, 1994). This chapter describes basic dredg-
ing, transportation, and placement processes as they relate to capping and
considerations in selecting equipment and placement technique for both
contaminated and capping materials. Considerations for scheduling for
placement of the cap, navigation and positioning needs, placement options
and tolerances, and inspection and compliance are also discussed.
Flow and Mounding Versus Dredging Method
The behavior of materials upon placement (especially their tendency to
mound or to flow) and the ability to cap a deposit of contaminated material
depend on several factors, including the method of dredging, the method
of placement, material characteristics (cohesive/noncohesive), and site
conditions such as water depth or current velocities (Headquarters, U.S.
Army Corps of Engineers 1983).
The dredging process may be subdivided into two categories: mechani-
cal and hydraulic dredging. During mechanical dredging, the sediments
are physically lifted from the bottom by a mechanical process such as a
bucket or clamshell. Mechanically dredged material is typically placed
into and transported to the disposal area in barges (also commonly known
as dump scows). Barges either have hoppers with doors through which
material is released to the bottom or they can be split-hull, allowing the
entire barge to open and release material to the bottom. Mechanically
dredged material placed in this manner is ideally suited for creating
subaqueous mounds because the dredged material stays close to the in situ
density throughout the dredging process. This relatively constant density
lends to effective mound construction because less water is entrained in
the material, stripping during descent is minimized, and material spread
on the bottom is reduced (Sanderson and McKnight 1986).
Chapter 5 Equipment and Placement Techniques
During hydraulic dredging, the bottom material is fluidized, lifted via
pipeline by a centrifugal pump, and transported as a slurry. Material
dredged by hopper dredges is also considered hydraulic dredging because
of the fluidization process required to lift the material to the hoppers. Hy-
draulically dredged material is typically transported via pipeline to the dis-
posal site and discharged with large amounts of entrained water. For
hopper dredges, the material is transported in the hopper similar to a barge
or scow as with the mechanical dredging, but excess water that is en-
trained during dredging remains with the material, thereby making the ma-
terial less dense than when in situ or mechanically dredged. For both
cases of hydraulic dredges (pipeline and hopper), the less dense material
is more susceptible to stripping and creates a flatter feature covering a
larger area on the bottom (Sanderson and McKnight 1986).
Alternatives are available to increase the mounding potential of mate-
rial dredged by hydraulic means. For pipeline dredges, diffusers can be
employed to reduce the material exit velocity from the pipe and reduce dis-
persion. Pump-down pipes can be added to transfer the material closer to
the bottom and reduce losses due to stripping as the material falls through
the water column. For hopper dredges, the spread of material on the bot-
tom can be reduced by having the dredge come to a stop during placement.
Dredged material characteristics also contribute to mounding potential.
Cohesive and noncohesive materials will tend to mound when dredged us-
ing mechanical means and point dumped (i.e., from a barge). Both cohe-
sive and noncohesive material will tend to flow if hydraulically dredged
and point dumped (i.e., discharged from a pipe). In cases where a pump-
down pipe is incorporated for hydraulically dredged material, noncohesive
material tends to mound, while cohesive material tends to flow.
Table 2 summarizes available information on the mounding or flowing
characteristics of cohesive versus noncohesive sediments for various
dredging and placement methods. This information can be used in evaluat-
ing various equipment and placement techniques for a given set of site
conditions.
Considerations for Contaminated Material
Dredging and Placement
Placement of contaminated material for a capping project should be ac-
complished so that the resulting deposit can be defined by monitoring and
effectively capped. Therefore, the equipment and techniques for dredging,
transport, and placement must be compatible with that of the capping mate-
rial. Since capping is a contaminant control measure for potential benthic
effects, the contaminated material should be placed such that the exposure
of the material prior to capping is minimized. In most cases, the water col-
umn dispersion and bottom spread occurring during placement should also
be reduced to the greatest possible extent. This minimizes the release of
contaminants during placement and provides for easier capping. If the
placement of the contaminated sediment has potentially unacceptable
27
Table 2
Flow Characteristics of Dredged Material Placed in Aquatic Sites (Shields and
Montgomery 1 994)
Dredged Material Characteristics
Placement Method
Point Dump Pump Down
Nocohesive Material
Mechanically Dredged Tends to mound Not applicable
Hydaulically Dredged Tends to flow
1
'
23
Tends to mound
4
Cohesive Material
Mechanically Dredged Tends to mound
12
Not applicable
Hydraulically Dredged Tends to flow
1
Tends to flow
2
1
JBF Scientific Corporation 1975.
2
Morton 1983a.
3
Sustarand Eker 1972.
4
Nichols, Thompson, and Faas 1978.
water column impacts, controls to specifically reduce water column disper-
sion (for example, submerged discharge) may be required.
For LBC, the dredging equipment and placement technique for contami-
nated sediment must result in a tight, compact mound that is easily capped.
Compact mounds generally result when the material is dredged and placed
at or near its in situ density prior to dredging. This is most easily accom-
plished with mechanical dredging techniques and precision-point discharges
from barges.
For CAD projects, the provision for lateral containment in the form of
a bottom depression or other feature defines and limits the extent of bot-
tom spread. For this reason, either mechanical dredging or hydraulic
placement of the contaminated material may be acceptable for CAD. If
the contaminated material is placed hydraulically, a suitable time period
(usually a few weeks) must be allowed for settling and consolidation to oc-
cur prior to placement of the capping material to avoid potential mixing of
the materials unless capped by slow sprinkling of sand.
Considerations for Capping Material Placement
Placement of capping material is accomplished so that the deposit
forms a layer of the required thickness over the contaminated material.
For most projects, the surface area of the contaminated material to be
capped may be several hundred feet or more in diameter. Placement of a
cap of required thickness over such an area may require spreading the ma-
terial to some degree to achieve coverage.
28
The equipment and placement technique are selected and rate of appli-
cation of capping material is controlled to avoid displacement or mixing
with the previously placed contaminated material to the extent possible.
Placement of capping material at equal or lesser density than the contami-
nated material or use of placement methods to spread thin layers to gradu-
ally build up the cap thickness generally meets this requirement. However,
sand caps have been successfully placed over fine-grained contaminated
material. Since capping materials are not contaminated, water column dis-
persion of capping material is not usually of concern (except for loss
when slowly placing a sand cap); the use of submerged discharge for cap-
ping placement need only be considered from the standpoint of placement
control.
Equipment and Placement Techniques
The equipment and placement techniques described in the following
paragraphs apply to the contaminated dredged material to be capped as
well as to the capping material, depending on the project conditions. Re-
gardless of the equipment and placement techniques considered, the com-
patibility of contaminated material placement and capping operations
must be determined considering the material characteristics and site
conditions (Palermo 1991a,c).
Surface discharge using conventional equipment
Dredged material released at the water's surface using conventional
equipment tends to descend rapidly to the bottom as a dense jet with mini-
mal short-term losses to the overlying water column (Bokuniewicz et al.
1978; Truitt 1986a). Thus, the use of conventional equipment can be con-
sidered for placement of both contaminated and capping material if the
bottom spread and water column dispersion resulting from such a dis-
charge are acceptable.
The surface release of mechanically dredged material from barges re-
sults in a faster descent, tighter mound, and less water column dispersion
as compared with surface discharge of hydraulically dredged material
from a pipeline. Placement characteristics resulting from surface release
of hydraulically dredged material from a hopper dredge fall between the
characteristics resulting from surface release of hydraulically dredged ma-
terial from barges and from surface discharge of hydraulically dredged ma-
terial from a pipelinethat is, the descent is slower than the former but
faster than the latter; the mound is looser than the former but tighter than
the latter; and more water column dispersion results from the former than
from the latter.
Field experiences with LBC operations in Long Island Sound and the
New York Bight as described in Chapter 10 have shown that mechanically
dredged silt and clay released from barges tend to remain in clumps during
descent and form nonflowing discrete mounds on the bottom that can be ef-
fectively capped. Such mounds have been capped with both mechanically
29
dredged material released from barges and with material released from
hopper dredges (O'Connor and O'Connor 1983; Morton 1983a, 1987). In
fact, mechanically dredged cohesive sediments often remain in a clumped
condition, reflecting the shape of the dredge bucket. Mounds of such ma-
terial are stable, resist displacement during capping operations, and pre-
sent conditions ideal for subsequent LBC (Sanderson and McKnight
1986). However, these mounds may experience initial surface erosion due
to irregular surface geometry and higher friction coefficients. A concep-
tual illustration showing the use of conventional equipment for capping is
shown in Figure 3.
PIPELINE
PLACEMENT
H_
HOPPER
PLACEMENT
BARGE
PLACEMENT
Figure 3. Conventional open-water placement for capping (after Palermo
1991c)
Spreading by barge movement
A layer of capping material can be spread or gradually built up using
bottom-dump barges if provisions are made for controlled opening or
movement of the barges. This can be accomplished by slowly opening a
conventional split-hull barge over a period of tens of minutes, depending
on the size of the barge and site conditions. Such techniques have been
successfully used for controlled placement of predominantly coarse-grained,
sandy capping materials (Sumeri 1989). The gradual opening of the split-
hull or multicompartmented barges allows the material to be released
slowly from the barge in a sprinkling manner. If tugs are used to slowly
move the barge during the release, the material can be spread in a thin
layer over a large area (Figure 4). Multiple barge loads are necessary to cap
larger areas in an overlapping manner. The gradual release of mechanically
dredged fine-grained silts and clays from barges may not be possible due
to potential "bridging" action; that is, the cohesion of such materials may
cause the entire barge load to "bridge" the split-hull opening until a criti-
cal point is reached at which time the entire barge load is released. If the
water content of fine-grained material is high, the material exits the barge
in a matter of seconds as a dense slurry, even though the barge is only par-
tially opened.
30
Figure 4. Spreading technique for capping by barge movement
Spreading of thin layers of cap material over large areas can also be ac-
complished by gradually opening a conventional split-hull barge while un-
derway by tow. These techniques were used for in situ capping operations
at Eagle Harbor, Washington (Sumeri 1995).
Hydraulic washing of coarse sand
Granular capping materials such as sand can be transported to a site in
flat-topped barges and washed overboard with high-pressure hoses. Such
an operation was used to cap a portion of the Eagle Harbor, Washington,
Superfund site, forming a cap layer of uniform thickness (Figure 5)
(Nelson, Vanderheiden, and Schuldt 1994). This technique produces a
gradual buildup of cap material, prevents any sudden discharge of a large
volume of sand, and may be suitable for water depths as shallow as 10 ft
or less.
Spreading by hopper dredges
Hopper dredges can also be used to spread a sand cap. During the sum-
mer and fall of 1993, the Port Newark/Elizabeth capping project in New
York Bight used hopper dredges to spread a sand cap over 580,000 cu yd
of contaminated sediments. To facilitate spreading the cap in a thin layer
(6 in.) to quickly isolate the contaminants and to lower the potential for re-
suspension of the contaminated material, conventional point dumping was
not done. Instead, a split-hull dredge cracked the hull open 1 ft and re-
leased its load over a 20- to 30-min period while sailing at 1 to 2 knots.
Also, as an alternative means of placing the cap, another dredge used
pump-out over the side of the vessel through twin vertical pipes with end
31
Figure 5. Pressure-hose washing method of placement
plates to force the slurry into the direction the vessel was traveling. As
with the cracked-hull method described above, injecting the slurry into the
direction of travel of the vessel increased turbulence, reducing the down-
ward velocity of the slurry particles and thus the potential for resuspen-
sion of the contaminated sediments. Computer models (see Chapter 6)
were used to predict the width of coverage from a single pass and the
maximum thickness produced (Randall, Clausner, and Johnson 1994).
Pipeline with baffle plate or sand box
Spreading placement for capping operations can be easily accomplished
with surface discharge from a pipeline aided by an energy-dissipating de-
vice such as a baffle plate or sand box attached to the end of the pipeline.
* M* %L%*- * Hydraulic placement is well suited
,., * w* fc.,
to placement of thin layers over

|^ large surface areas.
A baffle plate (Figure 6), some-
times called an impingement or
momentum plate, serves two func-
tions. First, as the pipeline dis-
charge strikes the plate, the
discharge is sprayed in a radial
fashion; the discharge is allowed
to fall vertically into the water
column. The decrease in velocity
reduces the potential of the dis-
charge to erode material already
in place. Second, the angle of the
Figure 6. Spreader plate for hydraulic pipeline plate can be adjusted so that the
discharge momentum of the discharge exerts
32
a force that can be used to swing the end of the floating pipeline in an arc.
Such plates are commonly used in river dredging operations where mate-
rial is deposited in thin layers in areas adjacent to the dredged channel (El-
liot 1932). Such equipment can be used in capping operations to spread
thin layers of material over a large area, thereby gradually building up the
required capping thickness.
A device called a "sand box" (Figure 7) serves a similar function. This
device acts as a diffuser box with baffles and side boards to dissipate the
energy of the discharge. The bottom and sides of the box are constructed
as an open grid or with a pattern of holes so that the discharge is released
through the entire box. The box is mounted on the end of a spud barge so
that it can be swung about the spud using anchor lines (Sumeri 1989).
Figure 7. Spreader box or "sand box" for hydraulic pipeline discharge
Submerged discharge
If the placement of the contaminated sediment with surface discharge
results in unacceptable water column impacts, or if the anticipated degree
of spreading and water column dispersion for either the contaminated or
capping material is unacceptable, submerged discharge is a potential con-
trol measure.
In the case of contaminated dredged material, submerged discharge
serves to isolate the material from the water column during at least part of
its descent. This isolation can minimize potential chemical releases due
to water column dispersion and significantly reduce entrainment of site
water, thereby reducing bottom spread and the area and volume to be capped.
In the case of capping material, the use of submerged discharge provides
additional control and accuracy during placement, thereby potentially
reducing the volume of capping material required. Several equipment
33
alternatives are available for submerged discharge (Palermo 1994) and are
described in the following paragraphs.
Submerged diffuser
A submerged diffuser (Figures 8 and 9) can be used to provide addi-
tional control for submerged pipeline discharge. The diffuser consists of
conical and radial sections joined to form the diffuser assembly, which is
mounted to the end of the discharge pipeline. A small discharge barge is
required to position the diffuser and pipeline vertically in the water column.
By positioning the diffuser several feet above the bottom, the discharge is
isolated from the upper water column. The diffuser design allows mate-
rial to be radially discharged parallel to the bottom and with a reduced
velocity. Movement of the discharge barge can serve to spread the dis-
charge to cap larger areas. The diffuser can also be used with any hydrau-
lic pipeline operation including hydraulic pipeline dredges, pump-out
from hopper dredges, and reslurried pump-out from barges.
DERRICK-
\j WATER SURFACE ^
DISCHARGE LINE -i
-WINCH I
FLUID UUD UOUND
ANCHOR
Figure 8. Submerged diffuser system, including diffuser and discharge barge
A design for a submerged diffuser system was developed by JBF Corpo-
ration as a part of the USACE Dredged Material Research Program
(DMRP) (Barnard 1978; Neal, Henry, and Greene 1978). This design con-
sists of a funnel-shaped diffuser oriented vertically at the end of a sub-
merged pipeline section that discharges the slurry radially. The diffuser
and pipe section are attached to a pivot boom system on a discharge barge.
34
Design specifications for this sub-
merged diffuser system are available
(Neal, Henry, and Greene 1978;
Palermo, in preparation).
A variation of the DMRP diffuser
design was used in an equipment
demonstration at Calumet Harbor, Illi-
nois. Although not constructed to the
DMRP specifications, this diffuser
significantly reduced pipeline exit ve-
locity, confined the discharged mate-
rial to the lower portion of the water
column, and reduced suspended sol-
ids in the upper portion of the water
column (Hayes, McLellan, and Truitt
1988). Diffusers have been con-
structed using the DMRP design and
used at a habitat creation project in
the Chesapeake Bay (Earhart, Clark,
and Shipley 1988) and at a Superfund
pilot dredging project at New Bed-
ford Harbor, Massachusetts, involv-
ing subaqueous capping (USACE
1990). At the Chesapeake Bay site,
the diffuser was used to effectively
achieve dredged material mounding
prior to placement of a layer of oys-
ter shell to provide substrate for at-
tachment of oyster spat. At the New
Bedford site, the diffuser was used to
place contaminated sediment in an
excavated subaqueous cell and was effective in reducing sediment resus-
pension and in controlling placement of contaminated sediment. How-
ever, capping operations were started immediately, and positioning of the
diffuser within 2 ft of the contaminated sediment layer resulted in mixing
of cap sediment with contaminated sediment. These results indicate the
need for a high degree of control when capping newly placed slurry with a
diffuser and the need for adequate time to allow for some self-weight con-
solidation of slurry material prior to capping. Diffusers have also been
successfully used to place and cap contaminated sediments at projects in
Rotterdam Harbor in the Netherlands (d'Angremond, de Jong, and de
Waard 1986) and in Antwerp Harbor in Belgium (Van Wijck and Smits
1991).
Figure 9. Submerged diffuser
Sand spreader barge
Specialized equipment for hydraulic spreading of sand for capping has
been used by the Japanese (Kikegawa 1983; Sanderson and McKnight
1986). This equipment employs the basic features of a hydraulic dredge
with submerged discharge (Figure 10). Material is brought to the spreader
by barge, where water is added to slurry the sand. The spreader then pumps
35
^
fi
BARGE UNLOADER AND SAND SPREADER
SPREADER PIPE
Figure 10. Hydraulic barge unloader and sand spreader barge (from Kikegawa 1983)
the slurried sand through a submerged pipeline. A winch and anchoring
system are used to swing the spreader from side to side and forward,
thereby capping a large area.
Gravity-fed downpipe (tremie)
Tremie equipment can be used for submerged discharge of either me-
chanically or hydraulically dredged material. The equipment consists of a
large-diameter conduit extending vertically from the surface through the
water column to some point near or above the bottom. The conduit pro-
vides the desired isolation of the discharge from the upper water column
and improves placement accuracy. However, because the conduit is a
large-diameter straight vertical section, there is little reduction in momen-
tum or impact energy over conventional surface discharge. The weight
and rigid nature of the conduit require a sound structural design and con-
sideration of the forces due to currents and waves.
The Japanese have used tremie technology in the design of specialized
conveyor barges for capping operations (Togashi 1983; Sanderson and
McKnight 1986). This equipment consists of a tremie conduit attached to
a barge equipped with a conveyor (Figure 11). The material is initially
placed in the barge mechanically. The conveyor then mechanically feeds
the material to the tremie conduit. A telescoping feature of the tremie al-
lows placement at depths of up to approximately 40 ft. Anchor and winch
systems are used to swing the barge from side to side and forward so that
larger areas can be capped, similar to the sand spreader barge.
36
TREUE TUBE
' mmmmmmmmmmmmmmmmmmmmmm^m>
gjjy.
H
,..,re
$mmm'
Figure 11. Conveyor unloading barge with tremie (from Togashi 1983)
Hopper dredge pump-down
Some hopper dredges have pump-out capability by which material from
the hoppers is discharged like a conventional hydraulic pipeline dredge. In
addition, some have further modifications that allow pumps to be reversed
so that material is pumped down through the dredge's extended dragarms.
Because of the expansion at the draghead, the result is similar to using a
diffuser section. Pump-out depth is limited, however, to the maximum
dredging depth, typically about 60-70 ft.
Use of geosynthetic fabric containers (GFCs)
Geosynthetic fabric containers (GFCs) are containers made from geo-
synthetic fabric that line barges. Contaminated dredged material is placed
in the GFCs (either mechanically or hydraulically), which are then sewn
closed prior to placing the GFC at the disposal site. The GFC acts as a fil-
ter cloth, allowing the water to escape but retaining almost all the fine
(silt and clay) particles. Containing contaminated sediments in GFCs for
subsequent placement from split-hull barges offers the potential to elimi-
nate the wide, thin apron normally associated with conventional bottom
dumping of fine-grained sediments, thus substantially reducing the vol-
ume of cap material required and reducing the potential for contaminated
sediments to extend beyond the site boundary. GFCs also have the poten-
tial to eliminate water quality problems at the disposal site by essentially
eliminating loss of fine sediment particulates and associated contaminants
to the water column.
As of 1996, GFCs have been used on only two USACE projects. The
first was construction of training dikes in the lower Mississippi River
(Duarte, Joseph, and Satterlee 1995), and the second was placement of
sandy sediment with heavy metal contaminants in a CAD site in Los Ange-
les Harbor (Mesa 1995). At present, costs of using GFCs are much higher
than for conventional bottom placement due to costs of materials, in-
creased dredge cycle times, increased labor requirements associated with
installation of the GFCs in the barge, and possible reductions in dredge
37
38
production rate. There are also considerable engineering problems associ-
ated with successfully deploying the GFCs without having them rupture.
The decision to use GFCs for a capping project should be made based on
the benefits versus costs rather than a blanket decision based solely on the
desire to reduce losses to the water column. Data collected from a 1996
demonstration of GFCs conducted jointly by New York District and the
Port of New York and New Jersey should provide additional data on GFC
viability. However, additional research is needed to better define GFC
abilities to reduce water column losses of contaminants and to refine engi-
neering aspects associated with deployment. Clausner et al. (1996) sum-
marizes the present state of the art on using GFCs with contaminated
sediments.
Geotechnical Compatibility of Operations
Geotechnical considerations are important in capping because of the
fact that most contaminated sediments are fine-grained silts and clays and
usually have high water contents and low shear strengths in situ. Once
sediments are dredged and placed at a subaqueous site, the water contents
may be initially higher and the shear strengths initially lower than in situ.
Capping involves the placement of a layer of clean sediment of perhaps
3 ft or more in thickness over such low-shear-strength material. Field-
monitoring data have definitively shown that contaminated sediments with
low strength have been successfully capped with slow placement of sandy
material. The geotechnical considerations involved can be described in
terms of the ability of a capped deposit with given shear strength to sup-
port a cap from the standpoint of slope stability and/or bearing capacity
(Ling et al. 1996).
Only limited geotechnical evaluations have been considered in past cap-
ping projects. In virtually all of past capping projects the design was em-
pirical, i.e., prior field experience showed that it worked, but actual
geotechnical design calculations were not conducted. Limited research on
this topic is now underway, and more detailed guidance on this aspect of
capping design will be provided in the future. Additional research is also
planned to define geotechnical design for bearing capacity, slope failure,
loading rate, impact penetration, etc. For the present time, geotechnical
aspects of capping-project design are limited to the evaluation of compati-
bility of equipment and placement technique for contaminated and cap-
ping sediments with sediment properties. An acceptable match of
equipment and placement techniques for contaminated and capping mate-
rial is essential to avoid displacement of the previously placed contami-
nated material or excessive mixing of capping and contaminated material.
The availability of certain types of equipment and the distance between
dredging and placement sites may also influence selection of compatible
equipment types.
The nature of the materials (cohesive versus noncohesive), the dredging
method (mechanical versus hydraulic), the method of discharge (instanta-
neous dump from hopper dredge or barge versus continuous pipeline), the
location of discharge (surface or submerged), frequency and scheduling of
discharges, physical characteristics of discharge material, and other fac-
tors influence the tendency of the material to mound or flow and the ten-
dency to displace or mix with material already placed. The primary
concern with compatibility relates to geotechnical considerations and the
ability of the contaminated material to support the cap, considering the ma-
terial characteristics and dredging and placement techniques.
In general, if the contaminated material were mechanically dredged and
released from barges, the capping material can be similarly placed or
could be placed hydraulically. However, if the fine-grained contaminated
material were hydraulically placed, then only hydraulic placement of the
capping material is appropriate due to the potentially low shear strength of
the contaminated material. An exception may be the slow controlled
placement of a sand cap. The exposure of the contaminated material to
the environment and need to allow consolidation of the contaminated mate-
rial to occur prior to cap placement must be balanced in scheduling both
placement operations.
The flow characteristics data in Table 2 plus the field experience with
capping operations to date were used to develop the compatibility informa-
tion shown in Table 3 (Palermo 1994). This table may be used as an initial
guideline in selecting compatible equipment and placement operations. It
is anticipated that the table will be updated as more field experience and
monitoring data become available for a wider range of project conditions.
Exposure Time Between Placement of
Contaminated Material and Cap
Scheduling of the contaminated material placement and capping opera-
tion must satisfy environmental and engineering/operational constraints.
Following the placement of contaminated material, there is necessarily
some time lag prior to completion of the capping operation. This results in
some degree of unavoidable exposure of colonizing benthic organisms to
surficial portions of the contaminated material deposit. Placement of the
cap material must begin as soon as practicable following completion of
the placement of contaminated material to minimize this exposure time.
However, a delay of 1 to 2 weeks is desirable from an engineering stand-
point to allow initial consolidation of the contaminated material to occur,
with an accompanying increase in shear strength, prior to placement of the
cap.
Factors to consider in arriving at an appropriate exposure time are as
follows:
a. Potential effects due to exposure prior to capping.
b. Estimates of time required for initial colonization of the site by
benthic organisms.
39
Table 3
Compatibility of Capping and Contaminated Material Placement Options
a
a~
is a
OS
Z
Hopper
or Barge
Spread
Barge Point
Disposal
Hopper Point
Disposal Pipeline
>
o
c
a
(0
CM
a
a

3
o
a
.o
n
c
a
S
>
a
c
a
CO
rt
a
j
n
>.
a

3
55
>
o
c
a
CO
" 5
>
to
O
3
(A
a>
-
a
S
a
o
*
a
c
E
a
C
o
u
Pipeline
5
CAD slurry
6
I
7
I I I I I I C
8
I c
Slurry clay
balls
C c I c C c c C C c
Sandy C C C c C c C C c c
Hopper
9
CAD slurry I I I I I I I c I c
Slurry clay
balls
c C I c C c c c c c
Sandy c C C c C c c c c c
Barge
10
Maint.
silt/clay
c I I c I I c c I c
Clumps c c c c c c c c c c
Sandy c c c c c c c c c c
Note: The compatibility designation of incompatible (Footnote 7) and compatible (Footnote 8) is a general recommenda-
tion. Site-specific or material-specific considerations could over-ride these general designations.
1
Sand - Predominantly cohesionless material (sand).
2
Clumps - Predominantly fine-grained material mechanically dredged with in situ water content sufficiently low to cause
clumping to occur and be maintained.
3
Clay balls - Small balls of clay formed during hydraulic dredging of fine-grained material.
4
Slurry - Predominantly fine-grained material hydraulically dredged (pipeline or hopper) with water content sufficiently
high to allow slurry.
5
Pipeline - Material is used by hydraulic pipeline dredge (slurried) with direct pipeline transport for placement. May
include use of submerged diffusers. Would include hopper dredge or barge pump-out (reslurried). For capping
operations, appropriate means to spread the material is recommended. Clay balls are assumed to act as slurry.
6
Contaminated material in slurry form placed without lateral confinement (CAD) is not recommended for a capping
project.
7
Generally incompatible.
8
Generally compatible.
9
Hopper - Material is dredged by trailing suction hopper (slurried) and transported directly to site for surface release.
This would also include hydraulically filled barges.
10
Barge - Material is mechanically dredged, placed in barges, and transported to site for surface release (no slurry).
Could either point dump or incorporate provision to sprinkle or spread material by controlled release from the barge.
40
c. Estimates of time required for initial consolidation of the contami-
nated material due to self-weight.
d. Monitoring requirements prior to cap placement.
The process of recolonization by opportunistic species may begin as
soon as contaminated material placement operations are completed
(Rhoads and Boyer 1982; Rhoads and Germano 1982). However, recruit-
ment and colonization processes for many assemblages of coastal benthic
organisms show definite seasonal peaks, usually a primary peak in spring
and a secondary peak in fall. For example, Scott et al. (1987) determined
that recolonization at a Long Island Sound dredged material disposal site
showed peaks during October and December of separate years. Ideally, to
minimize exposure durations of benthic organisms, placement of contami-
nated material and initiation of cap construction should occur prior to the
onset of a seasonal recruitment pulse. During intervals between peaks,
rates of colonization should be sufficiently slow to assume minimal expo-
sure over a period of 3 to 4 weeks. Once cap construction has begun,
those early colonizers of the contaminated deposit will be buried and thus
physically isolated. Assuming that cap placement proceeded at a reason-
able rate, it would be unlikely that any bioaccumulation that had occurred
prior to cap placement would result in unacceptable effects.
Some delay between completion of contaminated material placement
and initiation of capping is desirable from an engineering standpoint. Con-
solidation of the contaminated material and a corresponding increase in
density and strength occur due to the weight of the material as it is placed
in the deposit. This process is called self-weight consolidation. The con-
taminated material should be allowed to undergo initial self-weight con-
solidation prior to capping to increase its stability and resistance to
displacement during cap placement. This is especially important for slur-
ried materials placed by pipeline or by hopper dredge. For slurried materi-
als, a large portion of the self-weight consolidation occurs within a few
weeks of placement. Mechanically dredged materials placed by barge re-
lease are initially deposited at essentially the same density at which they
were dredged, and the potential degree of self-weight consolidation is less
than for slurried materials.
Monitoring is required to determine the areal extent of the contaminated
deposit prior to capping. Surveys and other sampling and monitoring
activities may require several weeks to complete. An appropriate delay
between contaminated material placement and capping must balance envi-
ronmental exposure with the engineering requirements of stability and
scheduling constraints for monitoring and dredging required for capping.
If appropriate precautions are taken to schedule the lag time for consolida-
tion during periods of low benthic recruitment, a period of 3 to 4 weeks
between completion of contaminated sediment placement and initiation of
capping should have minimal environmental effect.
41
Navigation and Positioning Controls
Once the dredging equipment and placement techniques and potential
capping site have been selected, the needs for navigation and positioning
equipment and controls can be addressed. The objective here is to place
both the contaminated and capping materials (whether by the bargeload,
hopperload, or by pipeline) at the desired location in a consistently accu-
rate manner so that adequate coverage by the cap is attained.
Navigation (the science of getting vessels from place to place) and
positioning (accurately locating an object) are two of the most important
factors in designing and implementing a successful capping project. Accu-
rate positioning is necessary for any dredged material disposal operation
in open water to ensure the material is located within the appropriate dis-
posal site boundaries. For a capping project, contaminated material place-
ment requirements are similar, but may be more restrictive in that
placement of material within a specified radius, along a given linear tran-
sect, or similar location may be required. For the capping phase, materi-
als must be adequately placed to cover the previously placed
contaminated material. Therefore, knowing the precise navigation and po-
sitioning is of principal importance to allow proper capping.
For pipeline placement in shallow water, the desired positioning of the
pipeline discharge can be maintained with little difficulty. Accurate navi-
gation to the placement site and precise positioning during material place-
ment by bottom-dump barge or hopper dredge is more difficult, especially
for sites well offshore.
There exist a number of methods to position barges and hopper dredges
for placement of dredged and cap material. One of the most common is
placement near a taut-moored buoy. The other common methods are elec-
tronic positioning systems (EPS) including range-azimuth, LORAN-C
(low-frequency), microwave (high-frequency), and differential global posi-
tioning system (DGPS). Detailed guidance on all aspects of hydraulic sur-
veying to include these positioning methods is found in USACE Engineer
Manual 1110-2-1003, Hydrographie Surveying (USACE 1991). Estimated
positional accuracy for each of the electronic positioning systems is
shown in Table 4.
Taut-moored buoys
Taut-moored buoy positioning requires locating and placing a buoy an-
chored and moored in such a way as to minimize buoy movement during
placement operations. At USACE New England Division
1
disposal sites
in 20- to 25-m depths, the taut-moored buoy has a watch circle diameter
of about 20 m. Positioning of dredged material placement equipment is
specified to occur within some distance of the buoy during disposal. Elec-
tronic placement errors are minimized with this method (except for initial
The New England Division has been changed to the New England District.
42
Table 4
Accuracy of Common Positioning Systems (from USACE
EM 1 1 1 0-2-1 003)
Positioning System Estimated Accuracy, Meters RMS
Range-azimuth 0.5 to 3
LORAN-C (low-frequency) 50 to 2,000
Microwave (high-frequency) 1 to 4
GPS 50 to 100
DGPS 0.1 to 1.0
buoy placement), and the exact dredged material placement location is sub-
ject only to the tug or dredge captain's discretion of buoy offset distance.
Placement offset from the buoy depends on local weather and safety con-
cerns. Specific guidance varies from site to site, but the New England
Division has found success with specifying placement within 25 to 50 m
of buoy location depending on weather/sea conditions. Experience has
shown that this type of placement tends to concentrate material at one
point or in a transect along the direction of travel of the tug and barge.
This factor should be taken into consideration in buoy placement or in
placement specifications for tug operators.
Range-azimuth
Range-azimuth positioning is a traditional surveying technique where a
shore-based station (transit, theodolite, or total station) is used to determine
an angular azimuth to the vessel of interest. This azimuth is then coupled
with an electronically determined distance obtained from an electronic
distance measurement (EDM) device (microwave EPS, laser EDM, or in-
frared EDM) at the same location. Range-azimuth positioning is very ac-
curate, but because of the shore station requirement, it is applicable only
at sites where dredged material placement is relatively close to shore
(USACE EM 1110-2-1003). Range-azimuth positioning has been used by
the Seattle District for several capping projects, e.g., the Duwamish Water
project in 1984 (Truitt 1986b) and the Denny Way project (Sumeri 1989).
Electronic positioning systems (EPS)
Generally, the higher the frequency is of EPS, the more accurate the po-
sitioning. LORAN-C is a low-frequency, time-differencing hyperbolic
phase/pulse system that triangulates vessel position based on relative dis-
tances from shore-based stations. Because LORAN-C is a low-frequency
system, it has a low accuracy and is the least desirable for vessel position-
ing. For hydrographic surveys, LORAN-C is only suitable for Class 3
surveys (reconnaissance level), and absolute accuracy without onsite cali-
43
bration is 0.25 mile (USACE EM 1110-2-1003). Therefore, LORAN-C is
not recommended as the sole navigation and positioning system for a cap-
ping project, and its use with other systems (e.g., a taut-moored buoy)
should be thoroughly scrutinized. Some of the earlier less than fully suc-
cessful capping projects conducted by the New England Division, where
the initial cap did not fully cover the contaminated sediments, were due in
part to problems with LORAN-C (SAIC 1995a). High-frequency systems
(particularly UHF and microwave) are more commonly used for position-
ing offshore vessels. In general, operating distances are limited to radio
line of sight, which allows use in riverine, harbor, and coastal locations
(USACE EM 1110-2-1003).
The most accurate positioning system and rapidly becoming the stand-
ard for horizontal positioning is the satellite-based global positioning sys-
tem (GPS). The NAVSTAR GPS is a real-time, passive satellite-based
navigation system operated by the U.S. Department of Defense. The 24 GPS
satellites orbit the earth such that from any place on earth at any time, at
least four (the minimum required by the GPS receiver for positioning) are
visible above the horizon. Standard GPS accuracies (50 to 100 m with
DoD selective availability) are not ideal for capping operations. Increased
accuracies can be obtained with differential GPS (DGPS). DGPS uses the
same NAVSTAR GPS satellite system but requires two receivers with pre-
cise coordinates of one of the receivers known (usually a fixed land-based
receiver). Accuracies of DGPS range from 0.1 to 1.0 m (USACE EM
1110-2-1003) (Hales 1995).
Kinematic DGPS is an additional refinement of DGPS that can provide
accuracies of a few centimeters (USACE EM 1110-2-1003) and thus can
eliminate the vertical datum problem that often occurs in the open ocean.
Kinematic DGPS is not yet routinely available, but the rapidly advanc-
ing EPS market may soon make its use commonplace. One of the more se-
vere limitations of kinematic DGPS is the need to have the fixed shore
station within 12 to 20 km of the surveying platform. However, industry
advances will likely extend this distance.
An additional factor that should be considered in barge positioning is
the placement of receiving/transmitting equipment on the barge or vessel.
For instance, when a barge is being towed to the disposal site by a tug,
there may be significant offsets between actual material disposal location
and positioning antennae. If the positioning antennae is located on the
tug, then the recorded placement location may differ by as much as 200 m
from the actual placement due to offsets from the positioning antenna on
the tug to the center of the barge. In addition, there may also be lateral
offsets from the vessel track line that are on the order of a barge width.
Therefore, for most capping projects where placement location is critical
and will be recorded, it is recommended that the antennae be located on
the barge. To be most effective, the EPS requires a visual display in the
vessel's pilot house to accurately navigate and position the vessel.
44
Placement Options, Restrictions,
and Tolerances
Several options are possible for placement of materiel using hopper
dredges, barges, or pipeline dredges, depending on the particular needs for
the project. These include stationary placement, placement at multiple
points or along multiple lanes, or options aimed at spreading materials
over large areas.
Stationary placement
Stationary placement is where the tug/barge or hopper dredge comes to
essentially a complete stop for disposal. This method is ideal for concen-
trating the material to minimize mound spread. Dredged material will
settle to the bottom without the imparted vessel velocity and associated
turbulence and thus reduce total mound coverage. On its capping projects,
the New England District has specified that the dredged material be
placed while the barge is stationary or moving at less than 2 knots. The
disadvantage of this method is the loss of vessel control by the operator
during placement. Most operators prefer some forward movement of the
vessel, particularly if waves, winds, and/or currents are strong enough to
affect positioning. Vessel speeds up to 2 to 3 knots are preferred in the
open ocean. However this scenario will increase the mound spread as the
material is released over a greater area. In some cases this greater spread
may be desirable to prevent creation of too much relief or to spread mate-
rial evenly over a larger disposal area.
The time required for material to exit a barge or hopper should also be
considered when specifying stationary or moving placement. Material
exit time depends on the barge opening width, time to open, and type of
material being placed. In general, barges open in 20 to 60 sec to a width
of approximately the bin width. Barge modifications (including installa-
tion of false sides) can be made to effectively increase the opening
width/bin width ratio thus facilitating material exit, though this is an ex-
treme (and costly) modification. Typically, sandy material will exit the
barge in 30 sec to 2 min, and fine-grained material will take 10 to 30 sec
to exit. For split-hull hopper dredges, exit time can take from 3 to 5 min
for sandy material, with fine-grained material exiting in roughly 30 sec,
with silty sand mixtures exiting in about 2 to 5 min. Hopper dredges with
doors and pocket barges require longer times for the material to exit. For
example, the STUYVESANT (industry hopper) has 20 hopper doors, and
sandy material takes approximately 5 min to exit (Sanderson and
McKnight 1986).
An often encountered problem during the disposal phase is that as the
hull is opened and material begins to exit the barge, some material will
form a bridge across the hull opening and thereby reduce the rate of dis-
charge. Additionally, the material may bridge to the extent that it will not
fall until the hull has opened beyond the angle of repose of the material.
When this occurs, this bridged material can discharge quickly and exit
the barge with a large initial velocity. The net effect can be an increased
45
46
impact velocity on the bottom, which may displace previously placed mate-
rial (Parry 1994). Additional discussion of this phenomena is provided
later in this section. Bridging of sand over the hull opening is typically
much less of a problem in modern hopper dredges that have water cannons
in the hoppers to help fluidize the sand.
Barge towing and positioning are generally a factor of weather condi-
tions. In good weather, barges may be transported and positioned with a
tug directly alongside. This allows for more precise dump positioning.
Also, if the barge is under tow, the line length may be as short as 30 or
45 m with lateral offsets on the order of one barge width. In poor weather,
the tow length may be increased to 175 to 300 m where lateral offsets may
be several barge widths.
For even placement of material around a point, vessel approach head-
ings should be varied. Vessel operators generally prefer to approach the
disposal site from the direction of travel to the site because that direction
affords the shortest time to travel and dispose. However, continuous
dumping along one transect may concentrate material in a manner or loca-
tion that is less than ideal for the capping project. When weather permits,
approach direction should be specified so that the most even coverage of
dredged material can be accomplished. But, for poorer weather conditions,
operators should be afforded the flexibility to approach the placement area
from the safest direction based on the prevailing winds and waves at that
time.
Use of multiple disposal points or lanes
For large projects (say 100,000 to 200,000 m
3
or more) in shallow
water (say 20 m and less), point dumping of contaminated material at a
single location may create a mound unacceptably tall. To avoid this,
placement can be divided among multiple buoy locations to create a larger
(footprint) but less thick mound. This was done for the 1993 New Haven
Harbor Project (Fredette 1994). The other option is to place material
along a line or in lanes. For example, the 1993 Port Newark/Elizabeth
project had an EPA Region II restriction not to have the capped mound ex-
tend above the 23-m (75-ft) depth contour. Because the existing depth aver-
aged about 25 m (83 ft), point dumping the 448,000 m
3
(586,000 yd
3
) of
contaminated dredged material would have created a mound extending
well above the 23-m depth restriction. To keep the mound elevation be-
low the limit, a triangular mound was designed, with three lanes with a
width of 150 m (500 ft) wide by 350 to 450 m (1,150 to 1,480 ft) long (see
additional discussion in Chapters 6 and 10). To assist the contractor in sit-
ing the placements, each apex of the triangle had taut-moored buoys. To
reduce the chance of placing material outside the lanes, the contractor was
directed to dispose of all material within 60 m (200 ft) of an imaginary
line connecting the apex buoys. Additional details on this project can be
found in Chapter 10.
For capping projects, both point dumping and spreading material over
specific lanes have been used, sometimes both on the same project. For
small projects (say 25,000 m
3
or less) where the contaminated sediment
mound was created by point dumping at a taut-moored buoy, the New Eng-
land District will place the majority (say 65 to 70 percent) of the capping
material in similar fashion. However, the capping material is placed
within 50 to 75 m of the buoy as opposed to the 25-m limit used for the
contaminated material. The remaining 30 to 35 percent of the material is
spread around the outer edge of the mound, say 100 to 150 m from the
buoy.
Spreading over large areas
For larger projects, a series of specific lanes can be defined to spread
the capping material. This technique is generally used when the sand is
sprinkled. The sprinkling can be accomplished by cracking the hull of the
barge or split-hull hopper dredge or by direct pumpout from a hopper
through over-the-side pipes. The most straight-forward method to deter-
mine lane spacing for the cracked-hull technique is to compute the foot-
print from an individual load using either the Multiple Dump Fate of
Dredged Material (MDFATE) or Short-Term Fate (STFATE) model (see
Chapter 6 and Appendixes D and E). Of interest will be the footprint's
maximum thickness, maximum width, and width at 0.5 the maximum
thickness. Table 5 shows the results of MDFATE runs used to design the
capping operation for the Port Newark/Elizabeth project. Based on this
information, disposal lanes 30 m (100 ft) wide, or approximately equal to
the maximum width of the footprint predicted by the model lanes, were
Table 5
Summary of Modeling Results for Capping Contaminated Sediments Using the
Split-Hull Hopper Dredge Dodge Island and Hopper Barge Long Island
Disposal Type
Dredge Speed
m/s
Disposal Time
min
Maximum
Thickness, cm
Maximum Width
m
Width at 0.5 Max
Thickness, m
Split-Hull Hopper Dredge Dodge Island
Cracked hull 1 .54 20 4.3 32.0 1 8.3
Cracked hull 1 .54 30 2.7 32.0 1 8.3
Cracked hull 1.03 20 6.4 41.0 1 8.8
Cracked hull 1.03 30 4.3 32.0 18.3
Hopper Barge Long Island
Counterflow 0.51 120 7.3 155.4 64.0
Counterflow 1.03 120 3.0 155.4 82.2
Counterflow 0.51 180 4.9 137.2 64.0
Counterflow 1.03 180 2.0 137.2 82.2
Counterflow 0.51 180 4.9 137.2 64.0
Counterflow 1 .03 180 2.0 137.2 82.2
47
48
selected for the split-hull hopper dredge Dodge Island, which started the
capping operation with the goal of quickly covering the contaminated
mound with 15 cm (6 in.) of sand cap. Variations in the vessel's track line
down the lane were expected to spread the material evenly over the area.
Sediment profile image (SPI) profiles (see Chapter 9) at a spacing of a
5-m run perpendicular to the lanes conducted after a few passes had been
made showed no area without sand and most areas to have a 15-cm (6-in.)-
thick cover, apparently confirming the model predictions. Lanes 75 m
(250 ft) wide were selected for the hopper barge Long Island. This value
is about equal to the width at 0.5 of the maximum thickness. The majority
of the cap was placed with the Long Island. See Chapter 10 for additional
details on this project.
Several factors have to be considered when using disposal lanes for cap
placement. Hopper dredges have superior seakeeping abilities compared
with towed barges and thus will be better suited to open-ocean placement.
Towed barges for lane disposal probably should be restricted to protected
areas. When the cracked-hull technique is used, once the hull is cracked it
cannot be closed until the vessel is empty. Thus, when the vessel reaches
the end of a line, it continues to discharge cap material while turning. So,
to reduce the spread of cap material beyond the contaminated footprint,
the vessel should turn before reaching the edge of the contaminated mate-
rial. It is likely more effective to cap the outer edge of a contaminated
mound using a series of straight segments around the perimeter of the foot-
print. Also, while a vessel that is using direct pump-out to discharge mate-
rial can stop the pump during turns, the dredge operators would much
prefer to keeping pumping. Thus, similar considerations will have to be
made regarding where the turn is conducted.
Turning radius is another factor that needs to be considered for cap
placement using disposal lanes. Modern hopper dredges have bow thrus-
ters and can turn in less than their own length; therefore, they can often
proceed down adjacent disposal lanes. Older hopper barges and less ma-
neuverable hopper dredges have larger turning radii and therefore may
only be able to cap every 2nd or 3rd disposal lane. This is not a problem,
but requires more accurate record keeping to confirm no lanes are missed.
The decision on how the dredge or barge is operated, i.e., adjacent lanes,
or every 2nd, 3rd, 4th lane, etc., should be made in consultation with the
operator. Keeping a record of track plots is highly recommended. In pro-
tected waters, a 1,000-m
3
towed hopper barge needs about 120 m to turn
while maintaining speed and control (Parry 1994). Because of individual
variations between vessels, it is prudent to consult with the vessel opera-
tors early on in the process to obtain the best estimates of sea-keeping
abilities turning radii, etc.
How long it takes to discharge the capped material is another factor to
be considered for cap "sprinkling." When the Dodge Island cracked its
hull 0.3 m (1 ft) during the Port Newark/Elizabeth project, the 2,000-m
3
(2,600-yd
3
) load of sand exited in 20 to 30 min, translating to a rate of
65 to 100 m
3
/min. During direct pump-out, the Long Island emptied its
roughly 9,600-m
3
load in 2 to 3 hr, translating to a discharge rate of 53 to
89 m /min. Hopper dredges can use their water cannons to produce rea-
sonably continuous discharge rates. In fact, they can turn off their water
cannons to reduce the discharge rate during turns.
Conversely, it is much more difficult to control the rate sand is dis-
charged from a split-hull barge. Based on the Seattle District's experience
using split-hull barges to place caps, Parry (1994) recommends discharge
rates of 30 to 42 nr/min to reduce the size of the end pulse caused by
bridging to about 5 percent of the load. At higher discharge rates, say
600 m
3
/min, Parry (1994) notes that the size of the pulse can be up to
33 percent of the total load. Nelson, Vanderheiden, and Schuldt (1994)
report discharge rates of 41 to 70 nr/min using a split-hull barge at the
Eagle Harbor in situ capping project.
Controlling and monitoring extended discharge from a split-hull barge
is a nontrivial matter. The small barges, typically about 1,000 m
3
used by
the Seattle District, are opened 6 to 8 deg to start sand flowing. Discharge
rate can be monitored by change in draft measured by pressure sensors
radio linked to a display on the tug, and with experience it can be done
visually. As the load is lightened, the barge has to be opened more to
continue a constant flow of sand.
Inspection and Compliance
Proper tracking of dredged material placement prior to capping includes
adequate records of barge position, environmental conditions, vessel head-
ings and velocities, start/end times of discharge, and load/draft of barge.
In most cases, dredging contractors keep records detailing much of this
information in their dredge logs.
The information from the inspector's or contractor's logs can be useful
in identifying volumes of material placed, locations of placement, and cor-
relation of material placement with hydrographic survey results. Dredge
logs can also be the primary source of information for locating material
that is short-dumped. Short-dumping can result for various reasons including
human error, inadequate positioning information, malfunction of electronic
positioning instruments, and safety. When material is short-dumped, it
usually ends up outside of the specified disposal site, and postdisposal sur-
vey information may be limited or nonexistent. However, the dredged ma-
terial must still be capped, and the more information that is available
(from dredge logs), the better the capping job that can be done. In one in-
stance on the Port Newark/Elizabeth project, a short dump of one barge
load of material (2,300 m
3
) was covered with 31,000 m
3
of cap material
because of a substandard positioning system (LORAN-C), lack of knowl-
edge of the tug/barge offset (the antenna was on the barge not the tug),
and incomplete records.
Dredged material placement inspection can be conducted by onboard
personnel provided by either the USACE District or dredging contractor.
Many USACE dredging projects already require onboard inspectors to
document proper dredging location, volumes dredged, and appropriate
depths attained. For capping projects, both the New England Division and
the New York District use inspectors. New England Division inspectors
are contractors (but not employees of the dredging company). The New
York District uses Corps employees as inspectors.
49
A new technology for dredging inspection that is being implemented is
the Silent Inspector (SI). The SI uses state-of-the-art computer hardware
and software to measure multiple dredge state parameters and provide out-
put to automatically create USACE dredging reports. At this time, the SI
is most readily applied to hopper dredges. Future work involves develop-
ing similar automatic inspection systems for hydraulic pipeline and me-
chanical dredge types. Many types of information are recorded by the SI
including vessel speed, heading and position, hopper door status, vessel
draft, and water depth. For capping projects that use hopper dredges, the
SI can provide much of the needed information from dredging throughout
placement (Cox, Maresca, and Jarvela 1995).
SI technology has also been applied to dredged material placed from a
barge. A data logger on the barge records position and draft (from a pres-
sure sensor). When the barge doors or hull are opened, the change in draft
and location are recorded. The data can be downloaded to a computer at a
later time or broadcast via radio link to a shore station for real-time moni-
toring. Commercial systems are available, and the New England Division
has also provided some custom systems to the Districts. Both the Seattle
and San Francisco Districts have used this type of system to monitor place-
ment of dredged material.
During the placement of dredged material, periodic hydrographic sur-
veys may be desirable to track mound growth. These surveys can allow
the project manager to make midcourse adjustments in placement opera-
tions to effect changes in mound heights (either greater or less). Track
plots from dredge logs or placement positions provide good information
for long-term project placement locations.
Weather plays an important role in placement of dredged material not
only for barge positioning but also in exposing the dredged material mound
to unwanted erosion. As with most dredging projects, capping projects
should be conducted in the less energetic summer months. During this
time of year, storms are usually less frequent, thereby reducing the near-
bottom currents that tend to move bottom sediments. For capping projects,
this is particularly important to prevent the spread of contaminated mate-
rial. Therefore, capping projects should afford adequate time for contami-
nated material placement and cap material placement to be conducted
prior to the onset of fall/winter storms. Contingency plans that include
phased capping or staging cap material for easier postconstruction place-
ment should be considered for areas that are susceptible to hurricanes or
other summer storms.
50
6 Sediment Dispersion and
Mound Development and
Site Geometry During
Placement
The physical behavior of a dredged material discharge depends on the
type of dredging and disposal operation used, nature of the material (physi-
cal characteristics), and hydrodynamics of the disposal site. For capping
operations, it is essential to determine beforehand the nature of the dis-
charge for both contaminated and capping material. The degree of disper-
sion and associated water column contaminant release dictates whether a
given discharge is acceptable from the standpoint of water column im-
pacts. The geometry of the subaqueous deposit or mound dictates the re-
quired area to be capped and cap configuration.
Sediment Dispersion During Placement
A knowledge of the short-term physical fate of both the contaminated
material and capping material is necessary to determine the acceptability
of the equipment and placement operation under consideration. Short-
term fate is defined as the behavior exhibited by the material during and
immediately following discharge. The dispersion of material released into
the water column and the deposition of the material on the bottom are also
of interest. These processes occur over a time period of a few minutes to
several hours for a single release from a barge or hopper dredge.
In addition to physical dispersion of suspended material, an evaluation
of water column mixing of released contaminants or suspended dredged
material is necessary whenever potential water column contaminant ef-
fects are of concern. Such an evaluation may involve comparison of pre-
dicted water column contaminant concentrations with water quality
criteria (or standards) or predicted suspended dredged material concentra-
tions with bioassay test results. Water column effects measured in the
field on actual projects may be valuable in quantifying water quality ef-
fects. For capping operations, such evaluations are normally required for
the contaminated material to determine if water column control measures
Chapter 6 Sediment Dispersion and Mound Development and Site Geometry During Placement
51
(i.e., submerged discharge) are necessary during placement. In addition,
the prediction indicates what portion of the contaminated material is dis-
persed during placement and is not capped.
Methods for evaluation of potential water-column contaminant release
are available ((USACE/EPA 1992). The contaminant release is predicted
by an elutriate test, and results are compared with applicable water-quality
criteria or standards as appropriate. In addition, acute water-column toxicity
bioassays considering initial mixing may be needed. The procedures to be
used in elutriate or water-column bioassays are provided in the MPRSA
and CWA testing manuals (EPA/USACE 1991; EPA/USACE 1998). For
disposal operations under the MPRSA, specific criteria for water quality
and water-column toxicity must be met, and specific allowances are speci-
fied for initial mixing (EPA/USACE 1991). For disposal operations under
CWA, water quality and water-column toxicity standards and allowances
for initial mixing are specified by the States as a part of the Section 401
water-quality certification requirements.
The physical development of a mound or deposit on the bottom due to
a number of barge or hopper releases or prolonged discharge from a pipe-
line is also of interest. Such information can be used to define the areal
extent of the mound or deposit for the contaminated material. This dic-
tates the required volume of capping material.
A computer model is available for evaluating the short-term fate of
dredged material discharges in open water from hoppers or barges. The
model is called the Short-Term FATE (STFATE) model (Johnson et al.
1993; Johnson and Fong 1995) and can be run on a personal computer
(PC). This model is available as a part of the Automated Dredging and
Disposal Alternatives Management System (ADDAMS) (Schroeder and
Palermo 1990). Versions of the model are also included in the Ocean and
Inland testing manuals (EPA/USACE 1991; EPA/USACE 1998). Appen-
dix D describes the STFATE model in greater detail.
Input data required to run the model include (a) description of the dis-
posal operation, (b) description of the disposal site, (c) description of the
dredged material, (d) model coefficients, and (e) controls for input, execu-
tion, and output. More detailed descriptions and guidance for selection
of values for many of the parameters are provided directly on-line in the
system software or default values may be used.
Model output includes a time history of the descent and collapse phases
of the discharge and suspended sediment concentrations for various parti-
cle size ranges as a function of depth and time. At the conclusion of the
model simulation, the thickness of the deposited material on the bottom is
given. Examples of model output are given in Figures 12 and 13. This al-
lows an estimate of the areal extent or "footprint" of contaminated mate-
rial as deposited on the bottom for a single disposal operation (i.e., a
single barge or hopper load of material).
52
c
0
N
C
E
N
T
R
A
T
I
0
N
.8500E+O3
-
,-\
90.0 Ft.
.7650E+03
/ 9S.0 Ft.
.6800E+03
97.0 Ft.
.5950E+03
'
99.0 Ft.
.51 00E+03
' J
1 if/
/^ZN'
.4250E+03
'i 'if
\- ''
.34O0E+O3
if
I -if
\\
.2550E+03
.1 700E+O3
\
v
.
'""" "---..
if
^jj^'"
.8500E+02
l]
^*^*î
v
.OOOOE+00
t
i i.i. i .-i , i i i _
I 7vi i i
3 00 4 5 0 6 00 7 5 0 9 001 05 0 1 2 00 1 3 5 01 5 00 1 6 5 01 8 001 9 5 0 2 1 00
T I M E (SE CON DS)
Figure 12. Typical STFATE model results showing concentration above back-
ground of clay (mg/l) (from Johnson 1992)
Figure 13. Typical STFATE model results showing total volume (ft
3
/grid
square) of new material (from Johnson 1992)
Evaluation of Spread and Mounding
The mound or deposit geometry, including contaminated material and
cap, will influence the design of the cap and volume of capping material
required. The smaller the footprint is of the contaminated material as
placed, the less volume of capping material will be required to achieve a
given cap thickness.
53
54
For LBC sites, the geometry of the contaminated material mound de-
pends on the physical characteristics of the material (grain size and cohe-
sion) and the placement technique used (hydraulic placement will result in
greater spread than mechanical placement). Assuming that the material
from multiple barge loads or pipeline can be accurately placed at a single
point, the angle of repose taken by the material and the total volume
placed will dictate the mound spread.
However, few data are available on the volume changes resulting from
entrainment of water during open-water placement or the shear strengths
of dredged material initially deposited in open-water sites. For these rea-
sons, a priori estimates of mound spread made to date have been made
based on the observed characteristics of previous mounds created with
similar placement techniques and similar sediments (Palermo et al. 1989).
Models have been developed that will account for the development of
mounds due to a number of barge or hopper discharges (Moritz and Ran-
dall 1995; SAIC 1994). The Corps' mound building model that models
Multiple Disposals from barges and hopper dredges and their FATE
(MDFATE) is a modification of the STFATE model. In the MDFATE
model, a streamlined version of the STFATE model is run for each barge
disposal. Thus, the input requirements for MDFATE are similar to those
for STFATE. In MDFATE, the program keeps track of the mound thickness
in each grid cell, then algebraically adds the thickness from subsequent
disposals with avalanching when mound steepness exceeds critical values.
MDFATE allows a number of typical disposal patterns to be automated; it
allows moving barges and can import actual site bathymetry in real-world
coordinates. MDFATE also allows interaction with the LTFATE model
(Scheffner et al. 1995). This allows the mound created in MDFATE to be
eroded by waves and currents during mound creations that may last months.
A more detailed description of MDFATE can be found in Appendix E, and
a more detailed description of LTFATE can be found in Appendix F.
Similar to the output from STFATE, output from the MDFATE model
includes the volume of material on the bottom and contour and cross-
section plots of mound bathymetry. Figures 14 and 15 show typical
MDFATE output. One limitation of MDFATE is that it has been verified
on only one actual project to date (Moritz and Randall 1995).
A model developed for the New England Division Disposal Area Moni-
toring System, the DAMOS capping model (Wiley 1994), is also based on
the STFATE model. While it does not consider moving vessels or erosion
by waves and currents, it has the advantage of having been verified for a
number of mounds constructed by the New England Division in Long Is-
land Sound.
Typical Contaminated Mound Geometry
As noted in the previous chapter, for LBC projects, virtually all of the
mounds created have been constructed using mechanical dredging with
transportation and placement by bottom-dump barges. The resulting
MOUND CONTOUR: BATHEMETRIC DISTRIBUTION OF DREDGED MATERIAL
Tine = 8,760 hr
2.8B8E+4
1.9S8E+4-
13 1.908E+4
1.858E+4
1.888E+4
3
*
I
V.
v.
^4*?
A - 36. BB
B - 37.18
C - 37.57
D - 37.95
E - 38.34
F - 38.72
G - 39.11
H - 39.49
I - 39.87
J - 40.26
K - 48.64
L - 41.83
M - 41.41
N - 41.79
0 - 42.18
P - 42.5B
Q - 42.95
R - 43.33
S - 43.72
T - 44.18
1 1 1 1 r
2.288E+6 2.289E+6 2.289E+6 2.298E+6 2.298E+6
EASTING, FT
Figure 14. Typical MDFATE model output showing differences between predisposal and post-
disposal bathymetry
55
Simulated Disposal at Site 'F(NH)' - Coos Bay
After Year 1 - 600,0C0 cy yards placed
After Year 2 1.2 million cy yards placed
After Year 3 -1.8 million cy yards placed
Figure 15. Typical MDFATE model output showing mound formation 1 to
3 years of disposal at Coos Bay
56
mounds created have had reasonably consistent geometries. Most mounds
have been round or elliptical in shape, with a defined crest that is relatively
flat, a main mound side slope (also termed the inner flank), sometimes an
outer flank, and a thin outer apron. Figure 16 shows a generic contaminated
mound. The dimensions for the side slopes and apron widths are based on
those seen at the Port Newark/Elizabeth mound created in the Mud Dump
site in 1993. The following paragraphs describe each of the mound fea-
tures in more detail.
1000 M
(3.300 FT)
305 M
(1,000 FT)
100 M
(330 FT)
v-
^^Mm^m^^M^^:^^:^^^^^^
MOUND CREST
INNER FLANK
OUTER FLANK
0 50 73
NATIVE BOTTOM
195
0.9 M (3 FT)
c
o
>
0.5 M (1.5 FT)
.15 M (0.5 FT)
500
Distance (m)
Figure 16. Typical mound geometry
Mound crest
Most contaminated mounds to date have had main mound crest eleva-
tions of 1 to 2 m, though some contaminated mounds with elevations of
3+ m have been constructed. Higher mounds have been constructed from
noncontaminated material. For point-dumped projects in the New Eng-
land Division, mound crests have generally been circles or ellipses ap-
proximately 100 to 200 m in diameter, reflecting good control of the
disposal process around a taut-moored buoy (disposal within about 25 m
of the buoy), for moderate-sized projects, generally 20,000 to 100,000 yd
3
.
The 1993 Port Newark/Elizabeth project used disposal lanes, 150 m in
width and 300 to 420 m long, to create a triangular-shaped mound, ap-
proximately 630 by 645 m, with peak elevations of 1.5 to 2.4 m.
57
58
Inner flank
At the edge of the main mound, the inner flank of the mounds slope
downward at a slope of approximately 1:35 to 1:70 with most of the
mound slopes between 1:35 and 1:50. For the Port Newark/Elizabeth
mound, the inner flank extended from the mound crest down to an elevation
of about 1.0 m above the preplacement bottom.
Outer flank
For the Port Newark project, a break in slope generally occurred at the
1.0-m elevation; the outerflank then sloped down to an elevation of about
0.30 to 0.15 m at a slope of about 1:115. Data from the New England Di-
vision projects have not been examined in sufficient detail to determine if
a similar feature exists for those mounds.
Apron
During the dynamic collapse phase (when the energy of the vertically
descending jet of material disposed from a barge or hopper dredge is con-
verted to horizontal velocity), some portion of the low shear strength, fine-
grained material with high water contents may be transported a considerable
distance from the disposal point. At the completion of the contaminated
material placement, an apron of fine-grained material, typically 1 to 15 cm
in thickness but extending up to several hundreds of meters beyond the
main mound flanks, has occurred on almost all LBC projects. The apron
has been defined as that portion of the material less than about 15 to 30 cm
in thickness, because 20 to 30 cm is the resolution limit for high-quality
bathymetry in water depths of 25 m or less.
A sediment profiling camera (SPC) can reliably measure apron thick-
ness from 1 to 2 cm up to 20 cm. Thus, the outer limit of the apron should
be defined as the point at which the apron can no longer be conclusively
distinguished by the SPC, a thickness of 1 to 2 cm. Some contaminated
material extends beyond the apron edge as defined by the 1- to 2-cm SPC
limit; however, the percentage of the total volume is likely extremely
small.
The apron typically exhibits an overall slope of lv:1000+h at the Port
Newark/Elizabeth project, and overall apron slope of about 1:2,000 was
observed on downward sloping bottoms. If the inner edge of the apron is
assumed to be 15 cm in thickness, the width of the apron for the Port
Newark/Elizabeth project was about 300 m. The STFATE model and
MDFATE model and the DAMOS capping model can be used to predict
the apron dimensions.
Recent experience with a New York District 1997 capping project
placed in the Mud Dump site illustrated the potential for slope adjust-
ments when fine-grained mounds are created with heights exceeding about
10 ft. In one case, a portion of a contaminated mound with a height of
12 ft had a slope adjustment resulting in an after adjustment height of 6 to
8 ft and a movement of material outward of about 1,000 ft. This section
of mound was placed on an ambient slope of up to 1.45 deg, which likely
contributed to the adjustment and the outward movement. In a second case, a
portion of the same mound with an elevation exceeding 10 ft experienced
an apparent slope adjustment after capping began. Losses in elevation of
3 to 4 ft occurred as a result of the adjustment, though the significant out-
ward movement seen on the upcapped section did not occur. This section
of the mound was placed on a nearly flat slope. The above illustrates the
need to consider the potential for slope adjustments in mounds over 6 to 8 ft
tall. Analysis of slope stability for taller mounds, particularly those placed
on slopes, is recommended (Moritz 1997).
Mound Geometry for Level-Bottom Capping
Evaluation of contaminated material mound geometry for an LBC project
requires a series of steps:
a. Determine volume of material to be disposed. The first step in a
capping project is to compute the volume of contaminated material
to be dredged. An accurate estimate of the volume of contaminated
material to be dredged should be a fairly straightforward process.
Normally computer programs that compare authorized channel di-
mensions with existing bathymetry determine the volume of material
to be dredged, with a combination of core, subbottom profiler, and
sediment chemistry and bioassay/bioaccumulation testing done to
determine the volume of contaminated sediments. The designer
should consider including possible overdepth in the volume calcu-
lation. Normal clamshell allowed overdepth is about 2 ft. Some
of the "environmental" clamshells claim lower overdepths 6 in. to
1 ft. Very high-quality instrumentation in addition to a special
bucket is needed to achieve the lower overdepth values.
b. Bulking. Some bulking of the sediments during the dredging process
may be factored into computing the volume required for capping.
For mechanically dredged sediments, bulking of 10 to 20 percent
(Herbich 1992) is reasonable. For materials dredged by hopper, a
large volume of excess water is initially stored in the hopper, but
the volume of water may be reduced prior to material placement
by overflow. Following placement by hopper, a large portion of
the excess water is almost immediately expelled from the material
as it settles to the bottom.
In most instances capping will involve mechanical dredging of
maintenance material with relatively low densities. These materials
can experience fairly rapid consolidation. Most contaminated
dredged projects will require several weeks or longer to conduct
dredging. Thus, by the time capping is ready to begin, some con-
solidation will have taken place such that the volume to be capped
may be nearly the in situ volume. Without site-specific data, a
net bulking volume (including the apron) of 10 to 20 percent is
reasonable.
59
60
c. Predict contaminated mound geometry. An accurate prediction of
contaminated mound geometry is one of the most critical steps in
LBC project design. There are two primary methods to determine
mound geometry ranging from fairly simple to complex. The sim-
ple method is to assume a basic shape (e.g., a truncated cone or rec-
tangular prism with sloping sides), then estimate side slopes and
an apron width. A spreadsheet is an effective method to test a
range of expected heights and crest dimensions on footprint dimen-
sions and the corresponding cap volume required. A more rigorous
method is to use a numerical model such as the MDFATE model
(Moritz 1994; Moritz and Randall 1995) to predict mound geome-
try. Use of a numerical model allows the user to investigate the
impact of changing operations (disposal pattern, barge size, barge
velocity, etc.) on mound geometry.
d. Is the calculated contaminated mound geometry suitable? After
the contaminated mound footprint and elevation have been calcu-
lated, the project manager/designer must decide if the predicted
contaminated mound geometry meets project needs. The two basic
concerns are as follows: Will all the contaminated material (and
cap material) stay within any surface area constraints? Is the eleva-
tion of the capped mound sufficiently low so as not to interfere
with navigation and not experience excessive erosion? A reason-
able buffer distance between the edge of the contaminated mound
and the site boundary is 100 to 200 m. If the answer to both ques-
tions is yes, then the designer can proceed to the next step, comput-
ing cap volume required (described in more detail in Chapter 7 and
Appendix H). If the contaminated mound is predicted to spread
too near or over the site boundary or is too high, then the following
options should be investigated.
e. Calculated contaminated mound footprint is too large. If the
contaminated mound footprint extends beyond the site boundary or
is so large that the cost or volume of cap material required is a
problem, several options are possible. Once again the simplest so-
lution (but probably unattractive from the project perspective) is to
reduce the volume of material being placed. One option to reduce
spread is to make the mound taller by reducing the size of the area
over which disposal takes place. The mound shape can be changed
to make better use of available space; e.g., for the 1993 Port Newark/
Elizabeth project conducted in New York District, a triangular-
shaped mound was used. Figure 17 shows the rectangular mound
dimensions in the original design and Figure 18 shows the triangu-
lar mound design modification. Other options include dredging
pits and/or placing confining berms around the area (essentially
creating a CAD) or using a diffuser to reduce spread. A opera-
tional change such as reducing the barge velocity, changing ap-
proach direction of the disposal vessels, or disposing only when
the currents are in a favorable direction are other possible options.
To evaluate such options will require using a numerical model.
Long-term planning can help to create a de facto CAD site. Over a
period of several years, the New England Division made a series
of small mounds around a portion of their Central Long Island
CONTOURS IN fCCT
1000ft RADIUS
1500ft RADIUS
Figure 17. Original contaminated mound design for Port Newark/Elizabeth
project
CONTOURS IN FEET
Figure 18. Disposal lanes used for triangular mound placement of contami-
nated material in Port Newark/Elizabeth project
Sound (CLIS) disposal site. This depression was then filled with
over 500,000 m
3
of contaminated sediments in 1993/94 from the
dredging of New Haven Harbor. By confining the contaminated
material within the series of mounds from the smaller projects, the
spread of the contaminated material was greatly reduced, requiring
61
62
a relatively small volume of material to cap the contaminated sedi-
ments. Fredette (1994) describes the project in more detail.
/. Calculated contaminated mound is too high. If the calculated
mound peaks exceed the maximum depth limit, it may be possible
to increase barge velocity to make a mound of more constant eleva-
tion without substantially increasing the footprint. If much of the
mound exceeds the minimum depth restriction, two obvious solu-
tions are to (a) find a deeper portion of the site or another site (if
available), or (b) reduce the volume of contaminated material. Per-
haps a more feasible solution is to spread out the area of placement
to reduce mound height. This will increase the surface area of the
mound and thus the amount of cap required. It may also create
problems with contaminated material coming too close to the site
boundary. Another option is to consider a dredging method that in-
creases the density of the contaminated material, a difficult propo-
sition for mechanically dredged sediments.
g. Cap geometry. The same tools and approaches used for evaluation
of contaminated mound geometry can be used to evaluate geometries
for LBC caps. However, the major consideration for cap geometry
is the placement of a layer of the required cap thickness over the
central portion of the mound and over the apron as appropriate.
Geometry for CAD Projects
The geometry of the deposit for CAD sites is largely controlled by the
geometry of the depression or subaqueous berms that form the lateral con-
tainment. If hydraulic methods are used to dredge the contaminated mate-
rials going into the CAD site, and if the site has a relatively small surface
area, the materials will tend to spread in a layer of even thickness over the
entire area. If the site has a large surface area, or if the contaminated ma-
terial is mechanically dredged and placed by barges, the material may tend
to form a mound within the site not covering the entire surface area. If
this is the case, methods for intentionally spreading the contaminated ma-
terial within the CAD site boundaries may be appropriate. Contaminated
materials should be placed in CAD sites as a layer of uniform thickness,
so that the required thickness of cap material can be placed using a mini-
mum volume of cap material.
Cap geometry for CAD sites should be developed as the design cap
thickness placed uniformly over the entire contaminated deposit. Assum-
ing the contaminated material has been placed as a fairly uniform layer,
the cap would essentially be placed from bank to bank within a depression,
pit, or contained area formed by subaqueous berms.
The same tools as described above for LBC projects can be used for
evaluation of deposit geometry for CAD sites. The major consideration
for CAD geometry is the placement of both contaminated and cap layers
in a uniform and level configuration.
Bulking is an important consideration for CAD geometry. The volume
of contaminated material and cap and associated bulking must be closely
estimated to ensure that all the material and cap can be placed within the
available contained volume. For mechanically dredged sediments, bulk-
ing of 10 to 40 percent (Bray, Bates, and Land 1997) is reasonable. For
hydraulically dredged sediments, dredged and placed by hopper or pipe-
line, much of the excess water will be expelled as the material is placed
within the CAD site, but the volume occupied during the placement opera-
tion must be closely estimated. A project-specific investigation of the ex-
pected increase in volume for a particular dredging/placement method and
sediment is warranted. Sedimentation analysis to determine a volume oc-
cupied by hydraulic pipeline placement to a CAD site has been conducted
using procedures developed for diked confined disposal facilities (Averett
et al. 1989). Procedures for such an analysis are outlined in detail in the
USACE Engineer Manual 1110-2-5027, Confined Disposal of Dredged
Material (USACE 1987).
63
7 Dredged Material Cap
Design
This chapter presents procedures for designing subaqueous dredged
material caps and a sequence for determining the design cap thickness
components to account for bioturbation, erosion, consolidation, opera-
tional considerations, and chemical isolation. Methods for determining
the required volume of cap material and design considerations for interme-
diate caps are also discussed.
General Considerations
The composition and dimensions (thickness) of the components of a
cap can be referred to as the cap design. This design must physically iso-
late the contaminated sediments from the benthic environment and
achieve the intended cap functions. The design must also be compatible
with available equipment and placement techniques.
The composition of caps for dredged material projects is typically a
single layer of clean sediments because relatively large volumes of cap ma-
terial are involved; clean sediments from other dredging projects are often
available as cap materials; and dredged material capping sites with low
potential for erosion can be selected. Guidance on dredged material cap
design in this chapter therefore focuses on the thickness of the cap as the
major design criterion.
In contrast, in situ capping projects usually involve smaller volumes or
areas; clean sediments are not always readily available as capping material;
and site conditions are a given. For these reasons, caps composed of mul-
tiple layers of granular materials as well as other materials such as armor
stone or geotextiles are often considered, and the in situ cap design cannot
always be developed in terms of cap material thickness alone. Procedures
for design of caps composed of nonsediment components are available in
the EPA guidance document for in situ capping projects (Palermo et al.
1996).
64
Chapter 7 Dredged Material Cap Design
Required Cap Thickness
Determining the minimum required cap thickness depends on the physi-
cal and chemical properties of the contaminated and capping sediments,
hydrodynamic conditions such as currents and waves, potential for biotur-
bation of the cap by aquatic organisms, potential for consolidation of the
cap and underlying sediments, and operational considerations. Total thick-
ness can be composed of components for bioturbation, consolidation, ero-
sion, operational considerations, and chemical isolation. Schematics of
the cap thickness components and potential physical changes of the cap
thickness due to erosion, consolidation, etc., are shown in Figure 19.
C A P
POTENTIAL PHYSICAL CHANGES IN CAP THICKNESS
r rwiViUt
(a) AS DESIGNED
rmrrr
(d) FOLLOWING
EROSION
uum
' mmmmmmm
Scvrmt
' mmmmmmst
(b) FOLLOWING INITIAL (c) FOLLOWING CAP
PLACEMENT CONSOLIDATION
f^m/
H
' mmmmtmmm
(e) FOLLOWING CAP
REPLENISHMENT
KEY
T
b
BIOTURBATION
T
c
CONSOLIDATION
T
e
EROSION
To
OPERATIONAL
fi
CHEMICAL ISOLATION
Figure 19. Schematics of cap thickness components and potential physical changes in cap thickness
65
The thickness for chemical isolation (if required) and/or the thickness
for bioturbation must be maintained to ensure long-term integrity of the
cap. The integrity of the cap from the standpoint of physical changes in
cap thickness and potential for a physical reduction in cap thickness due
to the effects of consolidation and erosion can be evaluated once the over-
all size and configuration of the capped mound or deposit and resulting
water depth over the cap are determined. The design cap thickness for
the various components can then be adjusted by iterative calculations if
needed.
At present, the design of caps composed of clean sediments is based
on a combination of laboratory tests and models of the various processes
involved (contaminant flux, bioturbation, consolidation, and erosion),
field experience, and monitoring data. Since the number of carefully de-
signed, constructed, and monitored capping projects is limited, the design
approach is presently based on the conservative premise that the cap thick-
ness components are additive. No dual function performed by cap compo-
nents is considered. As more data become available on the interaction of
the processes affecting cap effectiveness, this additive design approach
can be refined.
Before the design cap thickness can be determined, the following must
be resolved: (a) the intended functions and design objectives of the cap
must be defined (see Chapter 1); (b) suitable capping material must be iden-
tified (see Chapter 3); (c) a specific site must be identified and charac-
terized (see Chapter 4); (d) equipment and placement techniques must be
selected (see Chapter 5); and (e) overall geometry of the contaminated
mound or deposit must be evaluated (see Chapter 6). The recommended
sequence for determining the design cap thickness is as follows:
a. Assess the bioturbation potential of indigenous benthos and deter-
mine an appropriate cap thickness component for bioturbation.
b. Determine if the capping material is compressible, and if so, evalu-
ate potential consolidation of the cap material after placement. If
contaminated sediments or native underlying sediments are com-
pressible, evaluate potential consolidation of those materials. If re-
quired, add a thickness component to offset consolidation of the
cap.
c. Considering the mound or deposit geometry and site conditions,
conduct a screening evaluation of potential erosion. If there is po-
tential for erosion, conduct a detailed evaluation, considering both
ambient currents and episodic events such as storms. If required,
add a thickness component to offset potential erosion.
d. Evaluate operational considerations and determine restrictions or
additional protective measures (e.g., institutional controls) needed
to ensure cap integrity. If needed, add a thickness component to
offset operational considerations.
e. If a design function of the cap is to control contaminant flux, evalu-
ate the potential for short-term and long-term flux of contaminants
through the cap as necessary. Determine any necessary additional
66
cap thickness component for chemical isolation based on modeling
and/or testing.
A flowchart illustrating the sequence of cap thickness evaluations
and the interdependence of the components is shown in Figure 20. More
detailed discussions of these design steps are given in the following para-
graphs.
Bioturbation
A design objective of a dredged material cap is to physically isolate the
contaminated material from benthic organisms. In the context of capping,
bioturbation may be defined as the disturbance and mixing of sediments
by benthic organisms. The importance of bioturbation by burrowing
aquatic organisms to the mobility of contaminants cannot be overesti-
mated. In addition to the disruption (breaching) of a thin cap that can re-
sult when organisms actively rework the surface sediments, there is the
problem of direct exposure of infaunal organisms to the underlying con-
taminated sediment. The best available knowledge on local infauna must
supplement generic assumptions concerning the bioturbation process.
Aquatic organisms that live on or in bottom sediments can greatly in-
crease the movement of contaminants (solid and dissolved) through the di-
rect movement of sediment particles or irrigation of pore water, increasing
the surface area of sediments exposed to the water column, and as a food
for epibenthic or pelagic organisms grazing on the benthos. The specific
assemblage of benthic species that recolonizes the site, the bioturbation
depth profile, and the abundances of dominant organisms are key factors
in determining the degree to which bioturbation will influence cap per-
formance. The depth to which organisms will bioturbate is dependent on
behaviors of specific organisms and the characteristics of the substrate
(i.e., grain size, compaction, organic content, pore water geochemistry,
etc.). In general, the depth of recolonization by marine benthos is greater
than that of freshwater benthos. Recolonization by benthic infauna at ma-
rine dredged material caps is primarily by suspension feeders as opposed
to burrowing organisms (Morton 1989; Myers 1979). The intensity of bio-
turbation is greatest at the sediment surface and generally decreases with
depth. Three zones of bioturbation are of importance (see Figure 21). A
surficial layer thickness of sediment will be effectively overturned by shal-
low bioturbating organisms and can be assumed to be a continually and
completely mixed sediment layer for purposes of cap design. This layer is
generally a few centimeters in thickness. Depending on the site charac-
teristics, a number of middepth burrowing organisms over time recolonize
the site. The level of bioturbating activity for these organisms will de-
crease with depth as shown in Figure 21. The species and associated be-
haviors of organisms that occupy these surface, and middepth zones are
generally well known on a regional basis. There may also be potential for
colonization by deep-burrowing organisms (such as certain species of mud
shrimp), which may burrow to depths of 1 m or more. However, knowledge
of these organisms is very limited. These cap design criteria assume that
deep bioturbators are not present in significant numbers.
67
DREDGED MATERIAL CAP
DESIGN FLOWCHART
SELECT
CAPPING MATERIAL
AND
PLACEMENT TECHNIQUE
CONTINUED
Figure 20. Flowchart illustrating sequence of evaluations for determining cap thickness
68
CONCEPTUAL ILLUSTRATION OF BIOTURBATION ACTIVITY
VS SEDIMENT DEPTH
BIOTURBATION ACTIVITY _
1
J " SURFtOAL BIOTURBATION (SEDIMENT COMPLETELYMIXED)

"**" .
CL
Ui
o
1 -
W/D DEPW BIOTURBATION
z
LU
1 (SIGNIFICANT NUMBERS OF ORGANISMS)
s
o
UJ
CO
/
'
,
Y DEEP 8I0TURBAWN (ASSUMED LOW DENSITIES)
Figure 21. Conceptual illustration of bioturbation activity versus sediment depth
Cap thickness required for bioturbation, 7^, should be determined
based on the known behavior and depth distribution of infaunal organisms
likely to colonize the site in significant numbers. Bioturbation depths are
highly variable, but have been on the order of 30 to 60 cm (1 to 2 ft) for
most infaunal organisms that populate a site in great numbers. Consulting
with experts on bioturbation in the region of the disposal site location is
desirable. The thickness needed to prevent breaching of cap integrity
through bioturbation can be determined indirectly from other information
sources. For example, the benthic biota of U.S. coastal and freshwater ar-
eas have been fairly well examined, and estimates of the depth to which
benthic animals burrow should be available from regional authorities.
Consolidation
Consolidation of the cap, contaminated material, or underlying native
sediments may occur over a period of time following cap placement, but
does not occur repeatedly. If a fine-grained cap material will be used, con-
solidation of the cap may require an added cap thickness component in the
design such that the consolidated cap will remain at the required thick-
ness. If any of the sediments (cap, contaminated, or native sediment) are
compressible, a prediction of consolidation is important in interpreting
69
monitoring data to differentiate between changes in surface elevation due
to consolidation as opposed to those potentially due to erosion. It is im-
portant to note that the total mound height for an LBC project or fill
height for a CAD project can decrease (due to consolidation of the con-
taminated layer or underlying native sediment) without the need to nour-
ish the cap.
The consolidation analysis also holds importance for any required as-
sessment of potential long-term flux of contaminants through the cap.
The magnitude of consolidation of underlying sediments will determine
the amount of water potentially moving (advecting) upward into the cap.
Changes in the void ratio of the cap must also be considered in determin-
ing the distance to which this water is expressed upward into the cap.
If the selected material for the cap is fine-grained material (defined as
material with more than 50 percent by weight passing a #200 sieve), the
change in thickness of the material due to its own self-weight or due to
other cap components should be considered in the overall design of the
cap thickness. An evaluation of cap consolidation should be made in this
case, and an additional cap thickness component for consolidation, T
c
,
should be added so that the appropriate cap thickness is maintained. Such
consolidation occurs over a period of time following cap placement, but
does not occur more than once.
If the cap material is not a fine-grained material, no consolidation of
the cap may be assumed, and no additional increase in the isolation thick-
ness is necessary. However, consolidation of the underlying contaminated
sediments may occur, and a consolidation analysis may be necessary to
properly interpret monitoring data. Procedures for evaluation of consolida-
tion are given in Chapter 8 and Appendix I.
Erosion
If there is potential for erosion, the total cap thickness should include a
thickness component for erosion, T
e
, which may occur primarily due to
long-term continuous processes (i.e., tidal currents and normal wave activ-
ity) or episodic events such as storms. This portion of the total thickness
can be lost after many years of normal levels of wave and current activity,
after an abnormally severe storm season, or in a few days during extreme
events. Monitoring activities should result in detecting the loss of cap fol-
lowed by a management decision to place additional material to bring the
cap back to its design thickness.
A screening level assessment of erosion potential should first be con-
ducted. This assessment may be conducted as a part of the site screening
process described in Chapter 4. This assessment can be based on simple
analytical or empirical methods. If the screening assessment indicates lit-
tle or no potential for erosion, no detailed assessment need be conducted,
and no erosion cap thickness component is needed. If the screening as-
sessment indicates a potential for erosion, a more detailed assessment
should be conducted. If the contaminated material is to be hydraulically
placed (as for a CAD site) or a site with higher energy potential is being
70
considered, a thorough analysis of the potential for resuspension and ero-
sion must be performed, to include frequency considerations.
Based on the detailed assessment, a value of T
e
should be added as the
erosion cap thickness component. The criteria used to calculate the thick-
ness to be added are equivalent to that used for the site screening dis-
cussed in Chapter 4. For projects in which no subsequent capping is
anticipated for a long time period (several decades or longer) or for which
materials for cap nourishment are not easily obtained, the recommended
cap thickness component to be added, T
e
, should be equivalent to the cal-
culated net cap erosion over the major portion of the mound over a period
of 20 years of normal current/wave energies or for a 100-year extreme
event. The 20-year ambient time interval and 100-year return interval for
storms are based on field experience gained to date. Twenty and one hun-
dred years as time periods are in the range of design periods for many en-
gineering structures. Note that calculated erosion at localized portions of
the mound or feature may be somewhat greater than the value of T
e
se-
lected. The corners of a mound would normally have an overlap of cap-
ping material, and the crest of a mound would normally have a greater cap
thickness; therefore, somewhat larger erosion could be tolerated over
these portions of a mound.
Selection of other values of ambient time periods, return intervals, etc.,
for calculating erosion thickness should be based on site-specific factors
(e.g., the degree of contamination, distance to other resources), the level
of confidence in the calculations, and the acceptable level of risk. For pro-
jects in which subsequent capping is planned or for which materials for
cap nourishment can be easily obtained, higher erosion rates may be con-
sidered. In areas where available capping materials and current and wave
conditions are severe, a coarse-grained layer of material may be incorpo-
rated into the cap design to provide protection against erosive currents at
the site.
Selecting a cap thickness component for erosion is a function of the ac-
ceptable level of risk. Definitive guidance is difficult because the level of
risk acceptable will likely vary from project to project. Detailed guidance
on erosion thickness evaluation is found in Chapter 8, along with additional
discussion of the risk-related aspects associated with design cap thickness.
Operational concerns
At some locations, other considerations, termed operational, may have
to be considered when determining the final cap thickness. These include
ice gouging, anchoring, ability to place thin layers, unevenness of material
placement, etc. If these are serious considerations, then locations that
have significant potential for these types of operational considerations
would be poor choices for capping projects.
For most open-water disposal sites, the sites will be located sufficiently
far from shore and in sufficiently deep water that ice gouging should not
be a concern. Ice gouging is obviously only a problem in areas that re-
ceive significant amounts of ice in the winter (e.g., the Great Lakes). Ice
gouging occurs as ice thickness builds up, usually nearshore or adjacent to
71
structures, to such a thickness that the lower portion of the ice gouges and
displaces the bottom sediments. The thickness of the ice buildup de-
creases as distance from shore increases. Also as water depth increases,
ice gouging will be less of a concern. For those locations where ice goug-
ing may be problem, e.g., in situ capping sites nearshore, local experts
should be consulted as to the locations where ice gouging occurs and the
depth of the sediments disturbed.
Another operational concern is anchoring. Vessel anchors have the po-
tential to disturb bottom sediments (as do trawlers). While most any loca-
tion in shallow water (say 30 m or less) is subject to potential anchoring,
for most locations where open-water dredged material placement sites are
located, anchoring to such a degree that cap integrity is impacted will be
extremely rare. The anchors used by recreational vessels typically only
penetrate the bottom 1 to 2 ft. The relative area impacted by anchors com-
pared with the size of a cap is very small. Also, when the anchors are re-
moved, the area disturbed by the anchor is quickly filled. This is not true
for anchors from large ships, which can penetrate up to 5 to 10 ft. Thus
an area where ships routinely anchor would be a very poor choice for a
capping project.
Another operational concern is the ability to place a relatively thin cap
layer. Until recently, open-ocean capping operations made the controlled
placing of small thicknesses (less than 30 cm) difficult. For many of
those projects, the minimum cap thickness for most projects has been on
the order of 75 to 120 cm (2.5 to 4 ft). Recent experience from the Port
Newark/Elizabeth project at the Mud Dump (Randall, Clausner, and
Johnson 1994) and Puget Sound capping projects (Nelson, Vanderheiden,
and Schuldt 1994; Sumeri 1995) has shown that the sprinkling techniques
developed were successful and that layers about 15 to 20 cm (0.5 to 0.75 ft)
thick can be placed with reasonable assurance (though at increased cost
due to increased operational controls).
The placement process will likely result in some unevenness of the cap
thickness. This unevenness should be considered in calculation of the vol-
ume of capping material required.
If any of the above factors are significant for the site under considera-
tion, an additional cap thickness component for operational concerns, T
0
,
should be added to the design cap thickness.
Chemical isolation
If a design function of the cap is to control contaminant flux, the poten-
tial for short-term and long-term flux through the cap should be evaluated.
The need for such an evaluation is dependent on the types of contaminants,
the potential for contaminant impacts, site and operational conditions, and
other factors. For example, if the reason for capping is to isolate a sediment
that is nontoxic to benthic organisms and exhibits bioaccumulation only
marginally above that for a reference sediment, the isolation provided by
the bioturbation thickness component will likely provide sufficient con-
trol, and there is little reason to conduct a detailed assessment. Conversely,
72
if the sediment to be capped has exhibited toxicity to benthic organisms, a
detailed assessment of long-term effectiveness would be advisable.
The additional cap thickness component for chemical isolation may be
defined as T
{
- and should be determined based on modeling and/or testing
as described in this section. The basis of design of a contaminant flux
thickness component will be project specific. The flux rates (mass of con-
taminant per unit area per unit time) pore water concentrations in the cap
and long-term accumulation of contaminants in cap sediments may be
evaluated and used in the design. For example, flux and the resulting im-
pact on overlying water quality may be compared with a water quality
standard or criterion in much the same way as water column contaminant
releases during the placement process. Compliance of the flux concentra-
tions at the boundary of the site or edge of an established mixing zone
would be appropriate. In this way, the cap thickness component for isola-
tion required to meet the water quality standards can be determined.
Chemical flux processes
Properly placed capping material acts as a filter layer against any mi-
gration of contaminated sediment particulates. There is essentially no
driving force that would cause any long-term migration of sediment parti-
cles upward into a cap layer. Most contaminants of concern also tend to
remain tightly bound to sediment particles. However, the movement of
contaminants by advection (movement of pore water) upward into the cap
is possible. Molecular diffusion over extremely long time periods will al-
ways occur. Advection refers to the movement of pore water. Such move-
ment could occur as an essentially continuous process if there is upward
groundwater gradient acting below the capped deposit. Advection could
also occur as a result of compression or consolidation of the contaminated
sediment layer or other layers of underlying sediment. Movement of pore
water due to consolidation would be a finite, short-term phenomena, in
that the consolidation process slows as time progresses and the magnitude
of consolidation is a function of the loading placed on the compressible
layer. The weight of the cap will "squeeze" the sediments, and as the pore
water from the sediments moves upward, it displaces pore water in the
cap. The result is that contaminants can move part or all the way through
the cap in a short period of time. This advective movement can cause a
short-term loss, or it can reduce the breakthrough time for long-term
advective/diffusive loss.
Diffusion is a molecular process in which chemical movement occurs
from material with higher chemical concentration to material with lower
concentration. Diffusion results in extremely slow but steady movement of
contaminants. The effect of long-term diffusion on the design cap thickness
is normally negligible, because long-term diffusion of contaminants
through a cap is an extremely slow process and contaminants are likely to
adsorb to the clean cap material particles.
Properly designed caps act as both a filter and buffer during advection
and diffusion. As pore waters move up into the relatively uncontaminated
cap, the cap sediments can be expected to scavenge contaminants so that
73
any pore water that traveled completely through the cap theoretically
would carry a relatively small contaminant load to the water column. Fur-
thermore, through-cap transport can be minimized by using a cap that has
sufficient thickness to contain the entire volume of pore water that leaves
the contaminated deposit during consolidation. For example, Bokuniewicz
(1989) has estimated that the pore water front emanating from a consoli-
dating 2-m-thick mud layer would only advance 24 cm into an overlying
sand cap (Sumeri et al. 1991). Contaminant flux processes are very much
dependent upon the nature of the cap materials. For example, a cap com-
posed of pure sand would not be as effective in containing contaminants
as a naturally occuring sand with an associated fraction of fines and or-
ganic content.
Some components for cap thickness should not be considered in evalu-
ating long-term flux. For example, the depth of overturning due to biotur-
bation can be assumed a totally mixed layer and will offer no resistance to
long-term flux. The component for erosion may be assumed to be absent
for short periods of time (assuming the eroded layer would be replen-
ished). Components for operational considerations, such as an added
thickness to ensure uniform placement would provide long-term resistance
to flux. The void ratio or density of the cap layer after consolidation
should be used in the flux assessment.
Any detailed assessment of flux must be based on modeling since the
processes involved are potentially very long term. Laboratory testing to
more precisely determine parameters for the available models may also be
conducted.
Modeling applications for cap effectiveness
A model has been developed by EPA to predict long-term movement of
contaminants into or through caps due to advection and diffusion proc-
esses. This model has been developed based on accepted scientific princi-
ples and observed diffusion behavior in laboratory studies (Bosworth and
Thibodeaux 1990; Thoma et al. 1993; Myers et al. 1996). The model con-
siders both diffusive and advective fluxes, the thickness of sediment lay-
ers, physical properties of the sediments, concentrations of contaminants
in the sediments, and other parameters. This model is described along
with example calculations in Appendix B.
The results generated by the model include flux rates, breakthrough
times, and pore water concentrations at breakthrough. Such results can be
compared with applicable water quality criteria or interpreted in terms of
a mass loss of contaminants as a function of time, which could be com-
pared with similar calculations for other remediation alternatives. The
model in Appendix B is applicable to the case of a single contaminated
material layer and a single cap material layer, each with a homogenous dis-
tribution of material properties. The diffusion relationships used in the
model have been verified against laboratory data. However, no field verifica-
tion studies for the model have been conducted.
There is a need for a comprehensive and field-verified predictive tool
for capping effectiveness, and additional research on this topic is planned.
74
The USACE has applied a refined version of an existing sediment flux
model (Boyer et al. 1994) for capping evaluations, and more refinements
to the model are planned to account for a comprehensive treatment of all
pertinent processes. But in absence of such a tool, analytical models such
as that in Appendix B should be used in calculating long-term contaminant
loss for capped deposits as long as conservative assumptions are used in
the calculations.
Laboratory tests for flux evaluation
Several testing approaches have been applied to define cap thicknesses
and the sediment parameters necessary to model their effectiveness in
chemical isolation. Laboratory tests may be used to define sediment-
specific and capping-material-specific values of diffusion coefficients and
partitioning coefficients. But no standardized laboratory test or procedure
has yet been developed to fully account for advective and diffusive proc-
esses and their interaction.
The USACE developed a first-generation capping effectiveness test in
the mid-1980s as part of the initial examination of capping as a dredged
material disposal alternative. The test was developed based on the work
of Brannon et al. (1985, 1986), Gunnison et al. (1987a), and Environ-
mental Laboratory (1987). Louisiana State University has conducted labo-
ratory tests to assess diffusion rates for specific contaminated sediments
to be capped and materials proposed for caps (Wang et al. 1991). Diffu-
sion coefficients for long-term modeling of diffusive transport of contami-
nants from contaminated sediment into cap material have also been
measured using diffusion tubes (DiToro, Jeris, and Clarcia 1985). Envi-
ronment Canada has performed tank tests on sediments to investigate the
interaction of capping sand and compressible sediments, and additional
tests are planned in which migration of contaminants due to consolidation-
induced advective flow will be evaluated (Zeman 1993). The USACE has
also developed leach tests to assess the quality of water moving through a
contaminated sediment layer into groundwater in a confined disposal facil-
ity environment (Myers and Brannon 1991). This test is being applied to
similarly assess the quality of water potentially moving upward into a cap
due to advective forces.
1
Results of laboratory tests conducted with samples of the contaminated
sediments to be capped and the proposed capping sediments should yield
sediment-specific and capping-material-specific values of diffusion coeffi-
cients, partitioning coefficients, and other parameters needed to model
long-term cap effectiveness. Model predictions of long-term effectiveness
using the laboratory-derived parameters should be more reliable than pre-
dictions based on so-called default parameters. More detailed descrip-
tions of test procedures for evaluation of capping effectiveness are
presented in Appendix C.
Personal Communication, 1995, Tommy E. Myers, U.S. Army Engineer Waterways
Experiment Station, Vicksburg, MS.
75
Field data on long-term effectiveness
Some field studies have been conducted on long-term effectiveness of
caps. Sequences of cores have been taken at capped dredged material
sites in which contaminant concentrations were measured over time periods
of up to 15 years (Fredette et al. 1992; Brannon and Poindexter-Rollings
1990; Sumeri et al. 1994). Core samples taken from capped sites in Long
Island Sound, the New York Bight, and Puget Sound exhibit sharp concen-
tration shifts at the cap/contaminated layer interface. For the Puget
Sound sites, these results showed no change in vertical contaminant distri-
bution in 5 years of monitoring with 18-month and 5-year vibracore samples
taken in close proximity to each other. In the New York Bight and Long
Island Sound sites, respectively, cores were taken from capped disposal
mounds created approximately 3 and 11 years prior to sampling. Visual
observations of the transition from cap to contaminated sediment closely
correlated with the sharp changes in the sediment chemistry profiles. The
lack of diminishing concentration gradients away from the contaminated
sediments strongly suggests that there has been minimal long-term
transport of contaminants up into the caps. Additional sampling for
longer time intervals is planned.
These results confirm that no gross movement of contaminated sedi-
ments or contaminants occurs with a properly placed cap, that only pore
water advection and molecular diffusion would act to move contaminants
into a cap over the long term, that such processes move contaminants at
extremely slow rates, and therefore contaminants are effectively isolated
from the aquatic environment for extremely long periods (Brannon and
Poindexter-Rollings 1990).
Acceptability of flux component design
If the flux evaluation indicates the design objectives are not met, addi-
tional cap thickness can be added or cap materials with differing properties
(grain size and TOC) can be considered to further decrease the contami-
nant flux. The evaluation process could then be run in an iterative fashion
if necessary to determine the chemical isolation component needed to
meet the design objectives. Of course, if no reasonable combination of
cap thickness and cap material properties can meet the objectives, other
alternatives or control measures must be considered.
Required Design Cap Thickness and Area
and Volume of Capping Material
Calculation of design cap thickness
The total design cap thickness, as initially placed, is determined as
follows:
76
T
t
= T
b
+ T
e
+ T
C
+ r
0
+r,.
where
T
t
= total cap thickness, cm
Tj y = thickness for bioturbation, cm
Te = thickness for erosion, cm
T
c
= thickness for consolidation, cm
T
0
= thickness for operational considerations, cm
T; = thickness for physical/chemical isolation, cm
Areal coverage of the full cap
versus apron cap
For a capping operation to be successful, the required cap thickness
must be placed over the deposit of contaminated material. Typically, the
edge of the contaminated mound will be detected with an SPC, which can
reliably detect contaminated layers of thickness of 1-2 cm. Within this
context, the contaminated material deposit is considered that which can be
detected. However, it is not possible or necessary to cap every particle of
contaminated material with the full design cap thickness.
For LBC projects, capping operations should be aimed at placing the
full design cap thickness over the central portion of the mound and inner
and outer flanks of the mound as defined in Chapter 6. As contaminated
material is placed to form the mound, material settles to the bottom as the
apron in ever-decreasing thicknesses with increasing distance from the point
of discharge. The capping material is similarly dispersed, especially if the
grain size and placement methods are similar. Therefore, operations aimed
at placing the design thickness over the geometry of the mound that can
be defined by bathymetric surveys will result in somewhat thinner layers
of capping material being placed over the apron, as defined in Chapter 6.
Monitoring techniques are discussed in Chapter 9. Differential
bathymetric surveys can determine the extent of a deposit down to a thick-
ness of approximately 15 to 30 cm, while an SPC can detect sediment
thicknesses from 2 to 20 cm. A combination of these approaches can be
used to define the areal extent of the contaminated material mound and
subsequently the required areal extent of the full capping thickness.
For CAD projects in which the contaminated material is placed as a
layer of uniform thickness within the contained area, the full design cap
thickness should be placed over the entire surface area.
Volume calculations
Once the design cap thickness and required areal extent of the cap are
determined, the required volume of capping material can be estimated.
There is no minimum acceptable ratio of capping to contaminated sediment
77
volumes for capping. The requirement is to cap the deposit of contami-
nated material with the required thickness of capping material. The areal
extent of the contaminated material deposit and required cap thickness are
the key factors in calculating the volume of cap material. For example, if a
large volume of contaminated material were placed in a subaqueous de-
pression or pit (a CAD project), the deposit could be satisfactorily capped
with a relatively small volume of capping material. Additional considera-
tions on cap areas and volumes are provided in Appendix H.
Acceptability of design
Once the total cap thickness is determined, the calculations used to ar-
rive at each of the components should be reexamined and the acceptability
of the design evaluated. Some recalculations using an iterative process
may be necessary because total cap thickness influences the water depth
above the cap, which influences erosion potential, and total cap thickness
as placed influences the magnitude of consolidation of the cap. However,
in most cases, the calculations will not be overly sensitive to the overall
cap thickness, and recalculation of specific thickness components should
not be required.
The overall design of the cap should also be examined with respect to
acceptability from the operational, logistical, and economic perspectives.
If the total cap thickness is too large for effective placement, or the
needed volume of cap material is not available, or the anticipated cost of
capping too great, alternate sites or other disposal alternatives should be
considered.
Considerations for Intermediate Caps
Some capping projects could be designed in the context of anticipated
multiuse or multiuser applications. In such a case, one site (e.g., a
subaqueous borrow pit) could be selected for placement of contaminated
sediments from several projects. If several placements of contaminated
sediments are to be placed with such frequency that the site could not ef-
fectively recolonize, there would be no pathway for bioaccumulation or
benthic toxicity. Also, if the site is located in a sheltered area, or the en-
ergy from low-frequency events would not cause significant erosion, no
placement of cap material or placement of a intermediate cap with a lesser
thickness. That is, one that has a shorter return period level of erosion pro-
tection or less capabilities for chemical or biological isolation than the
full design cap could be considered. Determining an appropriate thick-
ness for an intermediate cap would require an evaluation of the same proc-
esses as described above, but the design parameters (especially those for
long-term flux, return periods for storms, etc.) should be selected to repre-
sent the time periods anticipated between dredged material and intermedi-
ate cap placement and final cap placement.
78
8 Long-Term Cap Stability
Considerations in Long-Term Stability
When contaminated material is isolated from the environment through
a dredged material capping operation, it is essential that not only the preci-
sion and thoroughness of initial cap placement be considered but also the
long-term integrity, or stability, of the capped deposit be evaluated on a
regular basis. A critical element in successful performance of a cap is
preservation of an adequate thickness of this clean material to control flux
of contaminants and isolate the contaminated sediments from benthic or-
ganisms. In evaluating long-term cap stability, factors that must be ad-
dressed include the following:
a. Possible consolidation (of capping material, contaminated sediment,
and foundation material) for effect on long-term site capacity, dif-
ferentiation from erosion, and quantification of contaminated pore
water volume expelled.
b. Potential for erosion (considering the wave and current conditions
at the disposal site and dredged material particle size and cohesion).
If erosion or consolidation causes the cap to be too thin to effectively
isolate the contaminated material from the surrounding environment, then
remedial actions will be required to reestablish cap integrity. This chapter
presents detailed procedures to evaluate long-term physical stability of
subaqueous dredged material caps, considering consolidation and erosion
processes. These processes are discussed in the following paragraphs,
along with recommended techniques and computer models available for
analysis.
A critical step in cap design is to use the information from Chapter 7 in
determining a design cap thickness (or a trial thickness for detailed evalu-
ations such as decribed in this chapter). Selecting a design cap thickness
is a function of an acceptable level of risk. Assessment of consolidation
is mathematically straightforward, while the very stochastic nature of ero-
sion makes it much more complicated to predict. Definitive guidance on
cap stability is difficult because the level of acceptable risk will likely vary
from location to location. Further discussion of risk-related cap design
topics are found at the end of this chapter.
Chapter 8 Long-Term Cap Stability
79
Evaluation of Consolidation
For LBC projects, dredged material typically forms a mound of mate-
rial on the bottom of the water body. If a clean sediment is placed to iso-
late the contaminated material from the surrounding environment, the
capping material increases the size of the existing mound and also places
a surcharge load on the underlying dredged material and further increases
the surcharge load on the foundation soil. Because the contaminated sedi-
ments are usually fine grained and have a relatively high moisture content,
they are often susceptible to large amounts of consolidation. For CAD
projects, the materials are layered but are subject to the same consolida-
tion processes.
Assessing consolidation potential of capped dredged material mounds
or deposits requires consideration of the consolidation potential of three
elements: the cap, the contaminated dredged material, and the native or
substrate sediments (foundation soils). The contaminated dredged material
(which is usually fine-grained, cohesive material) likely will undergo con-
solidation resulting both from its own self-weight and from the surcharge
load of the capping material. If the capping material is fine grained (e.g.,
silt or clay), it will also be susceptible to consolidation. Coarse-grained
capping material (e.g., sand or gravel) would not normally be expected to
consolidate. The final element to be considered is consolidation potential
of the foundation soils. If these soils are fine-grained materials suscepti-
ble to consolidation, the loading applied by the contaminated and capping
material will probably be sufficient to cause consolidation.
Quantifying consolidation is necessary for three reasons. First,
changes in elevation due to consolidation must be delineated from those
due to erosion. Decreases in the elevation of the mound or deposit surface
caused by erosion of the cap may require remedial actions to replenish and
restore the cap to its required thickness. If consolidation of constituent
materials accounts for the change in elevation, then no cap replenishment
is necessary, particularly if cap thickness design accounted for, a priori,
potential cap consolidation. Thus it is imperative that consolidation be
distinguished from erosion. Second, consolidation should be considered
when determining long-term site capacity. As a mound consolidates and
decreases in elevation, additional volume becomes available between the
mound surface and the plane of maximum acceptable mound elevation;
this volume can be used for storage of additional dredged material. The
increases in the storage capacity of subaqueous disposal sites due to con-
solidation are especially important when these sites will be used to store
large quantities of material from several dredging operations occurring
over a number of years. Thus the ultimate holding capacity of repeated-use
sites will be significantly increased if consolidation is considered. Third,
a consolidation analysis will provide data needed to evaluate the potential
movement of pore water from the contaminated sediment upwared into the
cap, and this is necessary in evaluating the potential for long-term flux of
contaminants.
80
Many soft fine-grained materials may undergo on the order of 50-percent
vertical strain during the consolidation process. Therefore, the objective
of consolidation analysis is to determine the amount and rate of consolida-
tion that the mound and/or foundation soils will undergo as a result of
self-weight consolidation and/or surcharge loading. One-dimensional (1-D)
consolidation analysis is normally used in geotechnical engineering. In a
1-D analysis, pore water is expelled vertically (upward and/or downward)
from soil layers; no horizontal flow or strain is allowed. Few 2-D or 3-D
analyses are ever performed, and these are usually conducted on research
projects. Because of the configuration of subaqueous sediment mounds
(relatively flat slopes and thin lifts), a 1-D analysis of mound consolida-
tion should provide adequate results for either design or analysis of these
mounds. However, in the future, development and use of 2-D or 3-D
consolidation models would permit more accurate prediction of the actual
direction and magnitude of flows and movements.
Fine-grained dredged sediments, especially those placed by pipeline or
hopper dredge, are initially soft and have a high water content, with an as-
sociated high compressibility. Potential changes in height (strains) due to
consolidation are large; therefore, a finite strain approach that accounts
for the large strains should be used to evaluate consolidation (Rollings
1994; Poindexter 1989).
Consolidation testing
Laboratory consolidation test data are necessary for an evaluation of
consolidation; however, standard procedures for consolidation tests
(USACE 1970) may not be applicable for testing of soft sediment samples.
A modified version of the standard oedometer consolidation test (USACE
1987) and a self-weight consolidation test (Cargill 1985) have been devel-
oped that provide data for the wide range of void ratios that may be en-
countered in the context of dredged material placement operations.
Additional details on consolidation testing are given in Appendix I.
Consolidation models
The complexity and number of calculations required to predict consoli-
dation of deposits using large strain consolidation theory require use of a
computerized solution technique. The theory of finite strain consolidation
(Gibson, England, and Hussey 1967) has been incorporated into several
generations of computer models for analyzing consolidation of capped
sediment mounds (Cargill 1985; Poindexter-Rollings 1990; Stark, in prepa-
ration). To run any of these models, consolidation test data from self-
weight consolidation tests and/or standard oedometer tests (USACE 1970;
USACE 1987) are required (See Appendix I).
Initial work on consolidation of dredged material was done with the
computer model PCDDF (Primary Consolidation and Desiccation of
Dredged Fill) (Cargill 1985), which was later modified and released as
PCDDF89 (Stark 1991); these programs were developed specifically for
analysis of confined upland disposal sites. Subsequent work on
81
consolidation of subaqueous capped mounds was done with MOUND
(Poindexter 1989; Poindexter-Rollings 1990). This program incorporated
capabilities for analyzing deposits that were subjected to surcharge (cap)
loads and included an empirical relationship between shear strength and
void ratio, plasticity index, and activity of the sediment particles. Most re-
cently, PCDDF89 has been updated to include secondary compression; this
version is known as PSDDF (Primary Consolidation, Secondary Compres-
sion, and Desiccation of Dredged Fill) and is likely the most user-friendly
version (Stark, in preparation). Each of these computer programs is based
on the same 1-D theory of consolidation and is capable of predicting the
consolidation of multiple compressible layers. Computational details and
processing speeds vary among the programs, but similar consolidation esti-
mates should be obtained from each.
In evaluating consolidation, both the rate and the magnitude of consoli-
dation should be determined separately for the contaminated sediment, the
capping material, and the foundation layers, as appropriate. Then for any
given time of interest, the individual settlement values for the foundation,
contaminated sediment, and capping sediment should be summed to pro-
vide an estimate of the total amount of settlement to be expected at that
particular time. This information can be used in conjunction with field-
monitoring data in the ongoing assessment of cap integrity. The change in
thickness of the capping layer is of primary concern from an environ-
mental containment perspective. However, the total amount of consolida-
tion settlement, or decrease in elevation, of the cap surface over time is
necessary to delineate between mound height changes caused by erosion
and those accounted for by consolidation of constituent materials.
Because consolidation settlement of capped mounds can be mistaken for
erosion of the cap, estimates of consolidation of capped mounds should be
made when mound geometry is established and should be routinely com-
pared with field-monitoring data thereafter. Estimating consolidation of
capped mounds requires collection of appropriate samples, conducting
necessary geotechnical testing (as described in Chapter 3), and conducting
a consolidation analysis for each compressible material (foundation,
contaminated sediment, and/or capping material).
The MOUND model and another consolidation model, CONSOL (Gib-
son, Schiffman, and Cargill 1981; Wong and Duncan 1984), were used to
predict consolidation of three capped dredged material mounds in Long
Island Sound (Silva et al. 1994). Bathymetry of these sites showed reduc-
tions in mound elevations of up to 3.5 m over time periods of 10 to 13 years
after cap placement. Comparisons between consolidation and bathymetry
estimates were made to show that the reductions in mound elevation could
be attributed to consolidation rather than cap erosion. These results com-
pare favorably with earlier analyses of the same capped mounds in which
the predictions were also validated by field measurements (Poindexter
1989). Results showed the two models used in the recent study were rea-
sonably accurate in predicting consolidation, that consolidation of the
base (native) sediments can constitute a majority of the observed consoli-
dation, and that the caps had not experienced erosion losses. The work also
pointed out the need to obtain more accurate geotechnical information on
the void ratios and initial effective stress of the contaminated materials.
82
Typical consolidation results
As in all consolidation analyses in geotechnical engineering, the profile
of the deposit (including thickness and extent of each material) must be de-
termined. An idealized mound geometry for an LBC project is shown in
Figure 22. The consolidation of the mound is then predicted using an ap-
propriate finite strain consolidation model, and the results should then be
plotted.
CO
2
<
>
HI
_1
ui
-50
-60
-70
-80
-90
-100
-110
-180
io m
Si 20
Q
30 *
40
L- 115
; MARINE SI LT
?Ri<i'
mm
v*?
400 300 200 100 0 100
DISTANCE, FT
200 300 400
Figure 22. Idealized soil profile of mound and foundation soils
Two types of plots are often used to show the amount of consolidation
that is expected to occur in a dredged material mound. The ultimate
change in elevation of the mound surface is often plotted to show the
change in configuration that can be expected following consolidation. Fig-
ure 23 shows the original and final mound height when consolidation only
(i.e., no erosion) is considered. Secondly, a plot is usually constructed of
settlement over time at a particular point or points in the mound. This
plot can show the individual quantities of consolidation settlement pre-
dicted for the capping material, the contaminated dredged material, and
the foundation soil; it will normally also show the total settlement ex-
pected. This type of plot is very useful for comparing predicted settle-
ment (or surface elevation) with field-monitoring data. Figure 24 shows
83
I- -60
/COMPRESSIBLE MARINE SiLT ;
LEGEND
:' ORIGINAL CONFIGURATION' ::!.
; - FINAL CONFIGURATION
i . , ,i . I 3
200 0 1 00
DISTANCE. FT
200 300 400 BOO
Figure 23. Predicted final mound configuration at completion of consolidation
LEGEND
PREDICTION
FIELD OBSERVATION
FOUNDATION
P>c
en
R
ill
Z
<
_L
a
< I I < I I
u
J__
200 400 600 800 1000 1200 1400 1600
TIME, DAYS
1800 2000 2200 2400
Figure 24. Time rate of consolidation at center of mound
84
the predicted time rate of consolidation as compared with actual field
data.
Evaluation of Erosion Potential
If practical, capping should normally be conducted predominantly at
sites that are classified as nondispersive, i.e., sites with relatively little po-
tential for erosion. However, existing sites with more frequent potential
for erosion can be used for capping projects after completing studies of
the frequency of erosion of a specific capping material (considering grain
size, mound geometry and sediment cohesion) for expected wave and
current conditions (to include storms) over time predicted in the area. The
results from such a study will provide data that can be used to predict the
expected cumulative amount of erosion over time along with confidence
intervals on the answers. The estimated erosion amounts can then be used
to define the design cap thickness component for erosion protection re-
quired for a given length of time (say 20 to 100 years). Cap thickness
should be monitored periodically as well as after large storm events to ver-
ify cap stability and measure cap erosion rates. In addition, minimum
thicknesses for contaminant isolation should be predetermined. If monitor-
ing indicates that cap thickness has been reduced below the minimum val-
ues, contingency plans should be enacted to place additional capping
sediments.
The deposit of contaminated dredged material must also be stable
against excessive erosion and resuspension of sediment before placement
of the cap. The potential for resuspension and erosion depends on bottom-
current velocity, potential for wave-induced currents, sediment particle
size, and sediment cohesion. Site selection criteria as described above
would normally result in a site with low bottom-current velocity and little
potential for erosion during the window for placement of the contaminated
sediments and cap. However, if the contaminated sediment is hydrauli-
cally dredged, erosion potential is greatly increased due to the high water
content of the slurry (eventually this water content decreases, thus reduc-
ing erosion potential). In this case, a thorough analysis of the potential
for resuspension and erosion should be performed to estimate the short-
and long-term effects on resuspension potential. Conventional methods
for analysis of sediment transport are available to evaluate erosion poten-
tial (Teeter 1988; Dortch et al. 1990; Resio and Hands 1994; Scheffner
1991a,b). The first level of investigation of cap stability against erosion
involves examination of the normal wave and current regime to determine
if these cause measurable amounts of erosion. However, sites where day-
to-day waves and currents cause measurable amounts of erosion would be
poor sites for capping projects.
Estimating critical conditions for initiation of motion
in wave or current environment
For most sediment bed compositions, a critical stress value exists be-
low which no or negligible sediment movement occurs. Stress is the force
85
per unit area applied to the sediment bed surface by water movement.
This critical value is usually called the critical shear stress for initiation of
motion. Estimating the shear stress for given conditions is not a simple
calculation and may depend on a multitude of variables. However, under
many conditions, given a few basic parameters, an estimate can be made
for the shear stress that can tell the engineer if sediment deposits are in the
range where sediment movement may occur (i.e., above the critical value).
This can be done for a wave environment or a current environment. This
section contains graphs that, if a few basic parameters are known (such as
median grain size, wave height, wave period, water depth, and current), a
reasonable estimate of stress can be developed. The calculations for com-
bined current/wave environments cannot be plotted easily. Under these
conditions, the relationships become much more complex, and a detailed
study is required to determine the bottom stresses and ultimate dispersive/
nondispersive classification of the site.
The dashed lines in Figure 25 plot the critical value of the vertically
averaged current velocity (u
cr
) versus the median grain size (d^) for vari-
ous water depths. The expression for u
cr
, as described by van Rijn
(1993), is defined as a function of the water depth h and grain size distri-
bution. This simplified equation, based on Shields curve for initiation of
motion and assuming effective bed roughness can be estimated as 3dgQ
(where dgg is the 90th percentile grain size, i.e., 90 percent of the material
is finer) and d
90
= 2d
5Q
can be expressed as:
cr
= 019(d
50
)'
1
logf -^-) for 0.0001 s d
50
s 0.0005 m
\3dgQ)
cr
= 850(d
50
)
06
logf i^-) for 0.0005 * d
50
=s 0.002m
\3d
90
)
As stated previously, the above equations calculate the approximate
critical vertically averaged velocity value for the initiation of sediment
movement. At these values, the particles will start to roll or move across
the bottom in fairly regular jumps (saltation). There are also higher stress
levels at which the particles will leave the turbulent bottom boundary
layer and be brought into suspension. These values are called the critical
velocities for initiation of suspension and are indicated by the solid lines
in Figure 25. These values can be approximated, using the same assump-
tions as for u
cr
, by:
u
cr,s =
5
-
75
[(
5
" l)#* 50 J (cr,s f*
lo
g
12A
3d,
90
where s is the sediment specific gravity; g is acceleration of gravity; and
6
crs
, the critical Shields parameter for suspension, is defined by:
0
cr
,=^r
7
^ forl<D*sl0
cr
'
s

D
*l(s-l)gd
50
86
cr,s= 0-16
w
c
(s-l)gd
5
o
forD*> 10
w
s
is the sediment settling speed (which can be estimated for a given
grain size from charts or by Stokes law) and the dimensionless particle pa-
rameter, D*, is defined by:
Z)*=
fr-
1
)*
1/3
*50
The value for the kinematic viscosity, n, is approximately 1 x 10"
6
m
2
/s.
For determining the stability of a specific site, Figure 25 can be used to
indicate potential for site erosion when a distribution of the vertically av-
eraged velocities, bed grain-size distribution, and water depth are known.
If the velocities are frequently above u
cr
, then there is a potential for
some site erosion. There is a strong likelihood for severe erosion if the ve-
locities frequently exceed u
crs
. It should be emphasized that if there is
any question concerning site stability, i.e., Figure 25 does not clearly indi-
cate that erosion will not occur, more detailed data collection and model-
ing efforts should be undertaken to determine erosion potential.
2000
1800
1600
1*1400
^1200
o
-o 1000
800
600
400
200
f
o^/
- <0 *N <V
// II // // //
-e -c -C -C " C
//
i
i
//
/ /
///
I
' /A
1
1
t i
'/ A
1
1
' >'//
1 I
1 /
/>'y / " /
/ /
/ / /
v/
'If
I i ii
7/ S,
I I I
i \Av
,i i< i
1
//s
i i i
f C 1 1 1 1 ! 1 I
...J 1 1 1 1 1
1 1 1 1 ,1 ,1
0.2 0.4 0.6 0.8 1.0 1.2

cr
.
criS
(m/s)
1.4 1.6 1.8 2.0
._
cr
= depth averaged flow velocity for initiotion of motion
G
er-S
= depth overaged flow velocity for initiotion of suspension
Figure 25. Critical vertically averaged velocities for a plane bed (from van Rijn 1993)
87
Under wave-dominated conditions, the orbital velocities produced by
waves will be the primary force agitating the sediment bed surface and
producing erosion. Because of the unsteady nature of the orbital veloci-
ties (compared with the relatively steady currents), a peak orbital velocity
of similar magnitude to a current velocity will not result in similar shear
stresses at the sediment-water interface. The current boundary layer is
fully developed and much thicker than that for continually changing or-
bital velocities. Therefore, bottom shear stresses created by a similar mag-
nitude orbital velocity will be much greater than that for current velocity
and Figure 25 will not apply. Due to the complexity of wave/bottom
stress complexities, there is no general agreement amongst researchers on
a proper method for estimating bottom effects. However, it is possible,
without a detailed analysis, to develop a first order magnitude estimate
that will assist the engineer in determining site stability for a plane bed.
The method described here was developed by van Rijn (1989), and a brief
overview is presented in van Rijn (1993). Figure 26 plots wave period, T,
versus the critical peak orbital velocity at the bed, M
6

cr
The solid lines
are the experimentally determined values of the critical value for the in-
itiation of motion. The average inaccuracy of the curves is 25 percent.
The value of [/$ for conditions at a specific site can be evaluated by:
T sinh (kh)
where
H = significant wave height
T = wave period
k = wave number
The wave number k can be determined from the wave length L by the
equation k = 2p/L. The wave length in turn is determined by iteration of
the equation:
L = ^-tanh(2nh/L)
The user can then compare the value of U to the critical value, U
cr
, for
a known median grain size and wave period using Figure 26. If the values
of C/g is greater than /
cn
then the potential for erosion is significant.
Even if the value is only slightly less than critical, given the margin of er-
ror in the estimates presented in Figure 26, the engineer should seek fur-
ther detailed analysis to determine site stability. However, if the value is
significantly less than critical, the site can be assumed stable.
88
^1 0
E 9
7

5
a
n"
>.
e!
o
O
a.

o
' ?
' C
u
IQ'
1
3200 pm
1 600 pm
600 jJtn
400 pm
200 pm
1 50 pm
1 00 pm
12 1 4 1 6
- wave period, T (s)
measured: o 1 00 -1 50 urn
1 50 - 20O pm
v 200 -40O pm
400 - 800 urn
D 800- 1 600pm
1 600-3200 pm
Figure 26. Initiation of motion for waves over a plane bed based on critical velocity (from van Rijn
1993)
Example 1, Current-dominated environment: If the region of inter-
est is in 10 m of water, the median grain size (d
50
) is 500 mm, then the
critical velocity for initiation of motion from Figure 25 is approximately
44 cm/s, and the critical velocity for initiation of suspension is 70 cm/s
(these values can also be calculated from the equations in this section). If
the vertically averaged velocity for a particular storm frequently exceeds
50 cm/s with peak velocities around 65 cm/s, then it can be assumed that
the sediment bed will experience some erosion during the storm.
Example 2, Wave-dominated environment: The water depth is 5 m,
wave period is 7 s, wave height is 0.5 m, and d
50
is 200 |xm.
For these conditions, it is determined that!, = 46 m and k = 0.14 m"
1
.
Using the supplied equation, t/
6
= 0.30 m. From Figure 26, for a d
50
of
200 mm and wave period of 7 s, U&
cr
is approximately 0.24 m/s. There-
fore, the bottom shear stresses generated by these conditions, represented
by C/ = 0.30 m, are greater than the critical value of 0.24 m/s, and erosion
will occur under these conditions.
89
Predicting erosion magnitude and rate
Predicting erosion thicknesses, which consists of computing a resuspen-
sion rate (the volume or mass of material put into movement by the cur-
rents per unit of time and area), net transportation rate (how fast is the
sediment mass or volume moved horizontally), net transportation gradient
(is more sediment moving out of a given area than moving in), and the
duration of the erosion, is a difficult task that requires a sophisticated
numerical model to obtain reasonable results at an open-water site.
Erosion of fine-grained cohesive sediments is even more complicated
than for cohesionless particles because of interparticle forces (i.e., cohe-
sion), the fact that cohesive forces can vary with depth (i.e., become more
erosion resistant), cohesive forces are time dependant (density and cohe-
sion increase with time), and other factors (e.g., salinity). In contrast,
cohesionless sediments are considerably simpler because the erosion resis-
tance does not change with depth, time, or sediment chemistry. Thus,
modeling erosion of cohesive sediments is much more difficult than for
cohesionless sediments.
A model was developed as a part of the USACE Dredging Research
Program (DRP) to evaluate the long-term fate of a mound, i.e., mound
stability over periods ranging from months to years (Scheffner 1991a,b).
This model is called the Long-Term FATE of dredge material (LTFATE)
model (Scheffner et al. 1995). In LTFATE, hydrodynamic conditions at a
site are considered using simulated databases of wave and current time se-
ries or actual wave and current data as driving forces. These boundary
conditions are used to drive coupled hydrodynamic, sediment transport,
and bathymetry change models that predict erosion of dredged material
mounds (of specific dimensions, grain size, and water depth) over time.
LTFATE uses empirically derived methods to estimate either noncohesive
(Ackers and White 1973) or cohesive (Lavelle, Mofjeld, and Baker 1984)
sediment resuspension, transport, and deposition. Results from this model
indicate whether a given site is predominantly dispersive or nondispersive
and predict potential erosion and migration of a mound for the given cur-
rent and wave conditions, mound geometry, and sediment characteristics.
Typical results from the model are shown in Figure 27. Appendix F de-
scribes the model in more detail by providing background, major assump-
tions and limitations, input requirements, and sample output.
The LTFATE model has recently been applied in hindcasting the stabil-
ity of a capped mound located in the Mud Dump site, a designated ocean-
disposal site in the New York Bight, during a severe storm that occurred
in December 1992 (Richardson et al. 1993). In this application, wind and
wave data from a directional wave buoy operated by the National Data
Buoy Center of the National Weather Service, data on current and tidal
fluctuation from a verified Bightwide numerical hydrodynamic model, and
data on historical storm and surge effects in the area were used to develop
bottom currents for a range of storm-induced conditions at the proposed
capped mound location. The model was used to predict the magnitude of
resulting cap material erosion. Long-term stability of the mound was also
evaluated using empirical criteria from nearshore berms to determine the
potential for significant movement of the overall capped feature using
criteria from other monitored sites. This study provides a model for
90
-1
12S* 250' 37S' 500'
A March 1 987
B August 1 987
C April 1 988
0 September 1 988
E April 1 989
F August 1 989
Figure 27. Typical LTFATE model results showing long-term changes to
mound geometry
91
comprehensive evaluation of the potential mound stability from a single
storm. A more comprehensive approach, however, is to evaluate the long-
term physical stability by computing the frequency of occurrence of ero-
sion over much longer periods. This procedure is described in the
following section.
Frequency of erosion studies
While it is desirable to site capping projects in low-energy areas with
little or no potential for erosion, these sites are not always available. At
higher energy sites, the potential for erosion has to be estimated and taken
into account when designing the cap. Stated simply, an additional layer is
added to the overall cap thickness to account for expected erosion over a
finite time period. Knowledge of the frequency of occurrence of vertical
erosion (i.e., how often a given amount of vertical erosion will occur) is a
critical component of a probabilistic cap design. Too thin an erosion layer
may compromise the cap, potentially allowing the contaminants to be dis-
persed over the site and surrounding area. Conversely, too thick cap will
have an unnecessarily high cost and also reduce the capacity of the site to
contain additional dredged material. This section describes a rational
method to determine the erosion layer thickness for sites where erosion is
expected to be a problem. A detailed explanation of the frequency of ero-
sion procedure and background information is provided in Appendix G.
The amount of expected erosion will be a function of the depth of the
capped mound, mound geometry, the material used for the cap, and envi-
ronmental forcing functions at the site, waves and currents, and their dura-
tion. The designer/project manager can influence the depth of the capped
mound and the type of cap material. Therefore, most frequency of erosion
studies of capped mounds require an investigation of a range of mound ele-
vations (and thus water depths) and several different types of cap material,
e.g., sand of various grain sizes and typical fine-grained (silt and clay)
maintenance material.
Among existing procedures for computing frequency of erosion due to
tropical and extratropical storms (e.g., worst case "design storms" or the
joint probability method(JPM)), the empirical simulation technique (EST)
is the best. EST is a statistical procedure for simulating nondeterministic
multiparameter systems such as tropical and extratropical storms. The
EST, which is an extension of the "bootstrap" statistical procedure (Efron
1982; Efron 1990), overcomes the JPM limitations by automatically incor-
porating the joint probability of the historical record. The bootstrap
method on which EST is based incorporates resampling with replacement,
interpolation based on a random walk nearest neighbor techniques with
subsequent smoothing. More detailed descriptions of EST can be found in
Scheffner, Borgman, and Mark (1993) and Borgman et al. (1992).
In EST, the various geometric and intensity parameters from storms are
used to create a large artificial population (several centuries) of future
storm activity (Borgman et al. 1992). The only assumption required for
EST is that future storms will be statistically similar to past storms. Thus,
the future storms generated during EST simulations resemble the past
92
storms but possess sufficient variability to fill in the gaps in the historical
data.
To perform the EST, historical storms impacting a site are broken down
into the parameters that impact the engineering aspect of interest: storm
track, maximum winds, radius to maximum, pressure deficit, etc. These
variables are termed input vectors. The storm response of interest, in this
case vertical erosion of the capped mound, is also calculated for each his-
torical storm using an appropriate model (in this case LTFATE is used).
The response of interest is referred to as a response vector. During EST
simulations, N-repetitions (say 100 or more) of T-year responses (say 100
to 200 years) of the response vector of interest (vertical erosion for cap-
ping projects) are produced providing mean value frequency relationships
with accompanying confidence limits such that probability of occurrence
can be defined with error band estimates. In other words, the mean verti-
cal erosion for a range of return intervals with confidence limits (based on
the number of standard deviations) are produced by the EST procedure.
Application of the EST to a capping project involves a series of sequen-
tial steps to calculate the cap erosion thickness. A description of these
specific steps are provided in Appendix G, using the Mud Dump study
mentioned above as an example. The remainder of this section summarizes
the required steps and concludes with specific recommendations on how
to translate frequency of erosion values into a cap erosion layer thickness.
To define the required cap erosion layer thickness as a function of
depth at a specific site, the following procedure was developed. It con-
sists of a site-specific quantitative analysis approach. First, an appropri-
ate set of storms, both tropical and extratropical for east coast sites, and
tropical for Gulf coast sites, have to be selected. Next, the hydrodynamic
inputs (the time series of storm surge levels and tide elevations, their re-
sulting currents, and wave heights and periods) for the selected storms
have to be developed for input to an erosion model such as the LTFATE
model. These inputs are often developed using a 3-D ocean circulation
model such as ADCIRC (Luettich, Westerink, and Scheffner 1992) or
CH3D (Scheffner et al. 1994).
After the water level, current, and wave data for specific storms are
available and in the proper format, LTFATE can be run to calculate the
thickness of the layer eroded by each storm for a range of capped mound
configurations (elevations and cap materials). These data are then input
into the EST program, which makes 100 or more simulations of mound
erosion over a long time period (100-200 years). The results can then be
analyzed with standard statistical techniques to produce frequency of ero-
sion estimates for the various mound configurations tested. Finally, the
frequency of erosion estimates, including expected annual erosion and the
longer return period erosion estimates, are converted into a design erosion
layer thickness.
The following paragraphs discuss the results of such a study and how
these can be used to compute erosion layer thickness.
93
Recommended procedure for computing erosion layer
thickness and selecting a design cap erosion thickness
This section describes a recommended procedure for computing the ero-
sion layer thickness for open-water capping sites. Also provided is a dis-
cussion on how the erosion thicknesses can be used to select the design
erosion thickness for the cap.
One of the primary outputs of a frequency of erosion study will be a se-
ries of curves similar to the one shown in Figure 28. This figure shows
the return period frequency of a given amount of vertical erosion for a
year of extratropical storms acting on a mound in the Mud Dump site with
a base depth of 73 ft and an 8-ft-high mound for a crest depth of 65 ft.
The solid curve is the mean erosion predicted based on 100 simulations;
error bars define plus or minus one standard deviation. Values from the
curve can be translated into a tabular form. For northeast coast sites that
experience both tropical and extratropical storms, the values from both
types of storm are combined into a single return frequency table, such as
the one as shown in Table 6 generated for the Mud Dump site.
a
ID" i i i i i
EXTRRTROPICRL STORM YEAR 1977
i i
- 1993 8308
o
in"
E
R
O
S
I
O
N

4
.
0

-
M
A
X
I
M
U
M

V
E
R
T
I
C
A
L

.
0

2
.
0

3
.
0

i

i

-
" " - "
o
r^^^
now /-. ST0 0EV
o
0.0 0.0 IS 0 2S.0 50.0 75.0 1 00.0 1 2S.0 ISO.O 1 7S.0 20
RETURN PERIOD (YRS)
Figure 28. Frequency of vertical erosion from extratropical storms acting on a mound in Mud Dump
site with a base depth of 73 ft and an 8-ft-high mound for a crest depth 65 ft
94
Table 6
Episodic Erosion Thickness Estimates for Mud Dump Site for
0.4-mm Sand Caps
Combined Hurrican/Northeaster Single-Year Erosion Frequency, ft
Base Depth/
Mound Height/
Crest Depth, ft 1 0 years 25 years 50 years 1 00 years
63/1 3/50 2.4 3.0 3.4 3.9
63/08/55 1 .6 2.1 2.3 2.6
73/1 3/60 1 .5 1 .8 2.0 2.3
73/08/65 1 .0 1 .3 1 .5 1 .7
83/1 3/70 0.9 1 .2 1 .3 1 .6
83/08/75 0.7 0.8 0.9 1 .1
It is very important to note that the erosion values predicted by this
curve and reported in the table are the maximum erosion experienced any-
where on the mound. Qualitatively, the maximum erosion is present over
a very small portion of the mound, typically one corner on the seaward
side (see Figure 29). Average erosion over the entire mound is expected
to be much less, perhaps two-thirds of the maximum value, though this
value will be a function of mound geometry, water depth, wave climate,
and cap material and grain size.
In addition to maximum erosion expected from a severe storm year, the
average-year cumulative erosion should be computed. To accurately com-
pute average cumulative erosion, a time series of mound erosion resulting
from typical storms (and nonstorm conditions if they are expected to pro-
duce erosion) over periods of between 5 and 10 years should be computed.
During these model runs, the initial mound geometry would be impacted
by a series of storms (or day-to-day conditions if warranted), with the re-
sulting mound geometry from the previous storm becoming the input
mound geometry for the following storm. Statistics on average and maxi-
mum erosion over the mound should be computed for time periods of say
1, 2, 5, and 10 years.
Using the above information on maximum episodic erosion thickness
and cumulative annual erosion, the cap designers can then choose the re-
turn period erosion that provides the desired level of comfort or degree of
risk. Factors that may influence the decision include the amount of uncer-
tainty in the erosion prediction, the relative levels of annual versus epi-
sodic erosion, the level of contamination of the sediments being capped,
whether or not additional material is expected to be placed on top of the
project in the next few years, the difference in thickness required between
a short and long return period, nearness of valuable resources/predicted
consequences of the cap breeching, relative portion of the cap required for
erosion compared with chemical isolation, bioturbation and consolidation,
the unit/total cost of capping, difficulty in finding capping material and
95
ric oLuun wiuuiiu juuuue
Post Storm Mound Surfoce
Average Erosion Thickness
Average
^- Vertical
/^ Erosion
Maximum /
Erosion >v y'
Cap \X
/y /ix
' '' ,:' .':' '/' Contaminated . ',/.*' "> "' ". X. \^X
/' '-' ' '< ''' Sediment .-. -" . y""-.
:
; J:..'v\ X. \
Pre Slorm Mound Surfuce
Erosion Area,
and
Area over Which
Average Vertical Erosion
and Volume Lost are Calculated
/''/
Cap \\
X *
' .
:
.- v.'/ Contaminated .''.'-.'".'..'. ..'X X "\
.,:' : .. ; - . ' Sediment . .. .. '
;
\ \ \
i
Figure 29. Idealized mound cross sections showing maximum and average vertical erosion and ar-
eas over which erosion volume is computed
gaining approval to cap, and other factors including political/social issues.
Thicker erosion layers will reduce risk with a corresponding increase in
cost.
The decision on the appropriate erosion layer thickness then will be
site or region specific. For projects with minimally contaminated material
where additional projects are expected in the next few years, a relatively
short return period erosion thickness could be selected, say 10-20 years.
Note that in Table 6, the erosion thickness for the 75-ft mound crest is
0.7 ft at a 10-year return period while the 100-year return period thickness
in only 1.1 ft. For a mound at this depth, the designers may decide the
extra protection provided by the additional 0.4 ft of cap is a good invest-
ment. However, for the 50-ft mound crest, the difference between the
10-year erosion thickness and 100-year erosion thickness is 1.5 ft
(2.4 versus 3.9 ft), almost four times greater than at 75 ft. Therefore, if a
96
short-term cap is needed for a 50-ft mound, the designers might find a 25-
year erosion thickness; 3.0 ft provides a reasonable tradeoff between risk
and cost.
Another critical factor in selecting a design erosion thickness may be
the cost and difficulty in finding capping material. For example, assume
the project is one where the desire is to place a cap that would ideally
never have to be repaired, or one for which the renourishment interval
would be on the order of decades because of the difficulty and cost in
obtaining additional cap material. For such a project, a fairly long period
erosion thickness, say 100 years, might be selected (perhaps adding some
additional thickness for annual erosion if it is significant). However, if
the cost of such a project becomes too high and capping sand is relatively
available, then a shorter return period thickness, say 30 to 50 years (with-
out adding annual erosion rates), might be more acceptable.
As a starting point, past practice in engineering structure design pro-
vides some guidance. Many Corps projects are designed with 50-year
lives. However, because a capped project is, at least for now, assumed to
require maintenance for a considerably longer time, a 100-year erosion
thickness seems to be a reasonable starting point. First, because of our
limited knowledge of historical storm data, it is difficult to predict with
confidence storm conditions for return periods much greater than 100 to
200 years. Second, providing a cap thickness sufficient to resist storms
with intervals greater than 100 to 200 years would probably be much too
expensive. For projects where additional material is likely to be added in
the near future, a 20-year return erosion thickness seems to be reasonable.
The thickness of the erosion layer should also be capable of withstanding
multiple years of annual erosion; a minimum of 10 years is suggested for
caps designed for a long-term cap.
Additional cap should be placed when the average thickness of the cap
has been reduced such that the design year return period erosion thickness
would also remove some to all of the cap thickness that accounts for bio-
turbation. This is suggested because it is expected that a major storm that
causes significant amounts of erosion will also remove any established
biological community that is able to bioturbate a significant thickness of
material (typically 10 to 20 cm). It is also assumed that the thickness of
cap lost in a major storm will be repaired prior to recolonization by signifi-
cant numbers of organisms that bioturbate to a substantial depth (greater
than 1 year).
Potential control measures for erosion
If cap erosion is considered to be a problem, armoring with larger
diameter material (coarse sand, gravel, riprap) or geotextiles may be con-
sidered as engineering approaches to overcome or protect against this
problem. Procedures for design of caps composed of nonsediment compo-
nents is available in the EPA guidance document for in situ capping projects
(Palermo et al. 1996).
97
9 Monitoring Considerations
for Capping
98
Need for Monitoring
Monitoring of capped disposal projects is required to ensure that
capping acts as an effective control measure (Palermo, Fredette, and
Randall 1992). Monitoring is therefore required before, during, and
following placement of the contaminated and capping material to ensure
that an effective cap has been constructed. (This activity also may be
defined as construction monitoring.) Monitoring should also be required
to ensure that the cap as constructed will be effective in isolating the
contaminants and that long-term integrity of the cap is maintained (This
activity also may be defined as long-term monitoring).
Since capping is a control measure for potential benthic effects, the
monitoring discussed here does not focus on water column processes or
the water column contaminant pathway during the placement of contam-
inated material prior to capping. Also, this chapter does not focus on
those aspects of open-water site monitoring pertaining to site designation
or on the direct physical effects of disposal. Any such monitoring would
be considered in the context of the overall site selection process (Palermo
1991b).
Design of Monitoring Programs and Plans
The design of monitoring programs for any project should follow a logical
sequence of steps. Several excellent publications containing general
guidance for monitoring in marine environments and specific guidance on
physical and biological monitoring at aquatic sites for purposes of site
designation/specification and for permit compliance are available (Marine
Board, National Research Council 1990; Fredette et al. 1990a; Fredette
et al. 1990b; Pequegnat, Gallaway, and Wright 1990). These basic refer-
ences should be consulted in developing appropriate monitoring plans for
capping projects that suit the particular site and material conditions. A
capping-specific monitoring plan has been developed for the DAMOS
program in the New England Division (SAIC 1995a); it has been
Chapter 9 Monitoring Considerations for Capping
successful in evaluating capping success on over 20 capping projects to
date (SAIC 1995a).
Fredette et al. (1990a) outlines five steps for developing a physical/
biological monitoring program for open-water dredged material disposal.
These steps as shown below should also be followed in developing a
monitoring program for capping projects:
a. Designating site-specific monitoring objectives.
b. Identifying components of the monitoring plan.
c. Predicting responses and developing testable hypotheses.
d. Designating sampling design and methods (to include selection of
equipment and techniques).
e. Designating management options.
Fredette et al. (1990a) recommend prospective monitoring that consists
of observations or measurements that determine if site conditions conform
to a predetermined standard. In addition, unacceptable adverse effects or
unreasonable degradation are defined before sampling is begun. This is in
contrast to retrospective programs in which the magnitudes, types, and
areal extent of adverse impacts are not defined until after sampling is
underway and data are interpreted. The physical and chemical thresholds
that result in undesirable biological responses or effects must be
determined and the potential impacts of the disposal predicted.
The monitoring program should be multitiered, as suggested by
Fredette et al. (1986), Zeller and Wastler (1986), and Pearson (1987).
Each tier has its own unacceptable environmental thresholds, null
hypotheses, sampling design, and management options should the
thresholds be exceeded. These are best determined by a multidisciplinary
advisory group whose technical advice is sought in organizing and
conducting the monitoring program. A sample tiered monitoring program
pertaining to capping projects is outlined in Table 7. Each of the steps in
developing a capping monitoring program is discussed in more detail in
the following paragraphs. Note that not all the monitoring techniques
would necessarily be used at every site.
Monitoring Objectives
Setting attainable and meaningful objectives is a necessary first step in
the design of any monitoring program/plan. Appropriate objectives for a
capping-monitoring program/plan may include the following:
a. Determine bathymetry, organisms, and sediment type at capping site.
b. Determine currents for evaluating erosion and dispersion potential.
c. Define areal extent and thickness of contaminated-material deposit
to guide cap placement.
99
d. Define areal extent and thickness of the cap.
e. Determine that desired capping thickness is maintained.
/. Determine cap effectiveness in isolating contaminated material from
benthic environment.
g. Determine extent of recolonization of biology and bioturbation
potential.
Table 7
Sample Tiered Monitoring Program for a Capping Project
Monitoring Management (Thresh- Options
Monitoring Program Frequency Threshold old Not Exceeded) (Threshold Exceeded)
Consult site designation
surveys, technical advi-
sory committee, and
EIS for physical and
chemical baseline
conditions.
TIER 1
*Bathymetry Pre, Post Mound within 5 ft of Continued to monitor at Go to next tier.
*Subbottom profiles Placement, nav. hazard. same level. Stop use of site.
*Side-scan sonar Annually Cap thickness Reduce monitoring Increase cap thickness.
*Surface grab samples decreased 0.5 ft. level.
*Cores Contaminant exceeds Stop monitoring.
*Water samples limit in sediment or
water sample.
TIER II
Bathymetry Quarterly Cap thickness Continued to monitor at Go to next tier.
*Subbottom profiles to Semi- decreases 1 ft. same level. Replace cap material.
*Side-scan sonar annually Contaminant exceeds Reduce monitoring Increase cap thickness.
*Sediment profile cam. limit in sediment or level. Stop use of site.
*Cores water sample.
*Water samples
"Consolidation instru.
TIER III
Bathymetry Monthly to Cap thickness Continued to monitor at Replace cap material.
*Subbottom profiles Semi- decreases 1 ft. same level. Increase cap thickness.
*Side-scan sonar annually Contaminant exceeds Reduce monitoring Stop use of site.
Sediment profile cam. limit in sediment or level. Change cap sediment.
Surface grab samples water sample. Redredge and remove.
Cores Contaminant exceeds
Water samples limit in tissue.
Tissue samples
Components of the Monitoring Plan
The components of the monitoring plan must be directly tied to the
objectives and should include physical, chemical, and biological
components to address the processes of concern. In identification of
components and processes, it should be noted that biological responses are
a direct result of physical and chemical alterations due to the disposal
100
operation. This fact provides a logical basis for establishing an appropriate
tiered monitoring program that emphasizes physical monitoring in the
lower tiers.
Physical processes of interest include the spreading and mounding
behavior of the contaminated and capping layers during disposal
operations, the potential erosion of these deposits due to currents and wave
action, and the consolidation of the deposits and underlying sediment
layers. Erosion and consolidation processes dictate the long-term
thickness of the cap. The components of a monitoring plan needed to
address these processes include periodic precision bathymetry, perhaps
supplemented with SPC surveys, settlement plates, or other
instrumentation.
Chemical processes of interest include potential mixing of contami-
nated material with the clean capping material during the construction
phase, and perhaps in the long term due to bioturbation, and the potential
migration of contaminants upward through the cap due to advection or
diffusion. The components of the monitoring plan addressing these
processes include sediment cores for chemical analysis of sediment or
interstitial water to define the chemical profile of the contaminated and
clean capping layers. Additional cores taken over time at the same
stations would detect any upward migration of contaminants.
Biological processes of interest include type/quantity of organisms
present and the potential for contaminant effects (i.e., toxicity and/or
bioaccumulation) should contaminant migration occur or should the
integrity of the cap be compromised. Components of monitoring that
address these processes include sampling and analysis of benthic
organisms that would colonize the site following completion of capping.
Developing Testable Hypotheses
Testable hypotheses must be established that are tied to critical
threshold levels that, when exceeded, trigger a higher monitoring tier or
implementation of a management action. Development of reasonable and
testable hypotheses requires a prediction of the end result of the various
processes that may occur at the site. A null hypothesis is developed (i.e.,
that there is no significant difference between predicted and observed
conditions); if the threshold is exceeded, the null hypothesis is rejected.
Tiers must be structured so that early warning of potential problems can
be detected. Often physical monitoring may be the best tool in the lowest
tier, but biological or chemical tools may have appropriate roles in the
lowest tier as well. The key is to get relatively rapid, inexpensive, and
interpretable results.
101
102
Construction Monitoring
Monitoring to ensure that placement occurs as designed may include
baseline, postcontaminated material-placement, interim, and postcap
material-placement surveys. Baseline surveys consist of determining the
existing bathymetry of the site in order to determine changes in depth
resulting from disposal. The postcontaminated material-placement
monitoring determines where the contaminated sediments have been
placed so that a final plan of cap-placement locations can be developed.
Postcontaminated material-placement sampling is also needed as a
baseline for cap-thickness determinations based on bathymetry. Interim
surveys may be employed in large projects to determine where sufficient
cap has been placed and where additional material should be placed.
Finally, postcap material-placement monitoring is used to confirm the
final cap thickness and to serve as a baseline for future monitoring efforts.
Monitoring for Long-Term Effectiveness
The principal long-term concerns for capped deposits are (a) whether
the cap is remaining in place or whether erosion is occurring, and
(b) whether the contaminants remaining within the contaminated layer are
being transported to the sediment surface layer or to the water column.
Erosion can occur either due to daily tidal currents, propeller wash, or as a
result of storm-related surges or waves. Potential mechanisms for
contaminant movement through the cap include pore water movement,
diffusion, and biological mixing of the sediment (bioturbation).
Monitoring approaches for these concerns include sequential
bathymetric surveys or diver-inspected settling plates to determine
changes in deposit height, surface-sediment chemistry samples, sediment
and pore water chemistry profiles from cores, sediment physical structure
from cores, benthic community structure, and contaminant tissue
concentrations of mound resident benthic species. These and other
monitoring techniques discussed below can all be considered within the
framework of a tiered monitoring plan and conducted on time intervals
ranging from months to years.
After a severe storm, one with a 10- to 20-year return period, a modest
monitoring program should be conducted to confirm the cap has not
suffered any significant damage. Monitoring required after a severe storm
should probably be limited to bathymetry, grab samples, and perhaps SPI
and subbottom profiles.
Monitoring Techniques and Equipment
Selection of the types of samples or observations to be made, the
equipment to be used, the number of samples or observations, etc., is
highly project dependent. Fredette et al. (1990b) contains guidelines on
available equipment and techniques. Monitoring programs may only
consist of physical measurements that include bathymetry, cap thickness,
sediment physical properties (e.g., grain-size distribution and density),
wave and current conditions, etc. Depth sounders, side-scan sonar and
subbottom profilers, sediment sampling and coring devices, sediment
profiling cameras, and instruments for measuring engineering properties
of the sediment are required to make these physical measurements.
Navigation and positioning equipment are needed to accurately locate
sampling stations or survey tracks in the disposal-site area. The accuracy
requirements for monitoring are similar to those for placing the
contaminated material and cap. See the discussion on navigation and
positioning in Chapter 5.
Precision bathymetric surveys are perhaps the most critical monitoring
tool for capping projects. Such surveys allow determination of the
location, size, and thickness of the contaminated material mound or
deposit and cap. A series of surveys should be taken before placement of
contaminated material, immediately following (and perhaps during)
placement of the contaminated material, and immediately following
placement of the cap. The differences in bathymetry as measured by the
consecutive surveys yield the location and thickness of the deposits.
Because relatively small changes in mound elevation are of prime interest,
highly accurate bathymetric surveys are required. Lillycrop et al. (1991)
discuss interdependence of tidal elevations or bathymetry measurements
and equipment capabilities and their effect on measurements. Acoustic
instruments such as depth sounders (bottom elevations accurate to 0.6 ft
under favorable conditions), side-scan sonar (mapping of areal extent of
sediment and bedforms), and subbottom profilers (measures internal
mound and sea-floor structure) are used for these physical measurements.
Survey track spacing can be 50 to 200 ft depending on the areal coverage
of the mound.
The attainable accuracy of bathymetric surveys limits the area and
thickness of the deposit that can be detected. Limits of accuracy are
governed by a variety of factors, which include accuracy of positioning
systems, water depth, wave climate, etc. Engineer Manual (EM) 1110-2-
1003 contains detailed information on hydrographic survey equipment and
techniques and should be consulted in estimating the accuracy limitations
of surveys. Other monitoring tools such as side-scan sonar, settlement
plates, or SPCs must be employed to detect thinner deposits of
contaminated and capping material.
Most methods for monitoring ocean-bottom depths from the ocean
surface (air/water interface) are not accurate to within 20 cm. Waves
bobbing the ship on which measurement equipment is attached,
inaccuracy in local tidal elevation, and inaccuracy in latitude/longitude
location add to the natural error of the instruments in measuring the
bottom depth. In addition, the sediment/water interface is not clearly
defined. During relatively quiescent periods, during which most
measurements must be made, there is often a nephloid layer that blurs the
sediment water interface. This layer can be classified as bottom sediment
with a high water content or water with a high sediment content. This
103
104
layer often creates "noise" on instruments measuring the bottom depths.
Therefore, in addition to monitoring the mound from above, periodically,
core samples should be extracted from different locations on the sediment
mound to determine the thickness of remaining cap material. These cores
should be extracted from those locations on the mound from which it is
determined (by experience, surface measurements, and models) that most
erosion occurs.
Bathymetric monitoring of deposits to determine sediment losses needs
to be coupled with an understanding of consolidation processes. Consoli-
dation that occurs in the cap, contaminated sediment, and the original
base material within 6 to 12 months of disposal can result in substantial
reductions in mound height (Silva et al. 1994; Poindexter-Rollings 1990)
that could mistakenly be considered as erosion. Therefore, settlement
plates are very useful.
The SPC is a tool that can be used to detect thin layering within
sediment profiles. The SPC is an instrument that is lowered to the bottom
and is activated to obtain an image of sediment layering and benthic
activity by penetrating to a depth of 15 to 20 cm. As with bathymetric
surveys, the SPC approach also has limits in its ability to detect the extent
and thickness of deposits. The limiting depth of penetration limits the
thickness that can be detected. However, SPC can be used in conjunction
with bathymetric surveys to define the full range and extent of deposit
thicknesses. The SPC is extremely effective for mapping the extent of the
flanks of contaminated sediment around the central portion of the mound.
Knowing their extent is critical to successful capping since these flanks
can account for an area several times larger than that of the central mound
and can include 20 to 40 percent of the sediment mass.
Sediment samples can be taken using grab samplers or coring devices
to determine both physical and chemical parameters. In general, a core is
required to sample the full thickness of a cap layer and the underlying
contaminated material. Conventional boring techniques, vibracore
samplers, and a variety of gravity coring devices may be suitable.
However, site-specific factors such as the layering of the deposit (e.g.,
sand cap over relatively soft material), the material properties, and the
capability of a coring technique to collect samples from such deposits
should be considered when selecting a coring technique.
A variety of other instruments and approaches may be considered to
gain needed information regarding the physical condition and processes
occurring at capping sites. These include settlement plates (which must
be monitored by divers), use of remotely operated instruments, or divers
with photography and video cameras to obtain data on site conditions.
Biological monitoring may include sampling of fish and benthic
organisms. Fish and many shellfish are mobile; therefore, data using
these organisms are more difficult to relate to cause and effect. Sampling
design using such mobile species needs to carefully consider effects of
scale and migration dynamics. Most often, disposal mounds or sites are
inconsequential with respect to the ranges of such species, and linking any
observed changes in a species to disposal activities may be exceedingly
difficult.
Benthic organisms are usually sedentary and often are considered good
indicators of the effects of physical and chemical alterations of the
environment. Benthic sampling devices include trawls, drags, box corers,
and grab samplers. Trawls and drags are qualitative samplers that collect
samples at the bottom interface, and therefore are good for collecting
epifauna and shallow infauna (top few centimeters). Quantitative samples
are usually obtained with box corers and grab samplers. Generally these
samplers collect material representing 0.02 to 0.5 m
2
of surface area and
sediment depths of 5 to 100 cm.
Detection of chemical gradients or changes in the distribution of
contaminants within the mound can be monitored, but requires an
understanding of the baseline heterogeneity of contaminants within both
the contaminated deposit and the cap. For example, the contaminant
concentrations within the contaminated deposit can be expected to range
from hot spots to values that are similar to or even below the
concentrations within the cap. This is reflective of typical heterogeneity
within the original deposit and cleaner underlying layers of the channel or
harbor. Thus, while it may be possible to detect large transitions,
gradients may be much more difficult to observe, particularly if surface
contamination existed within the channel prior to dredging.
Sampling of tissues of marine biota that colonize the mound also needs
to be carefully considered. Typically, the chemical analyses require about
15 to 30 g (wet weight) of tissue per replicate. Unless the particular
region has large-bodied resident species that are easily collected, it may
take a day or more of field collection per station to obtain the necessary
sample requirement. Tissue sampling is also complicated by the natural
variation of benthic populations in both space and time. In some years,
the target species may be very abundant, while in other years the species
can be rare. These factors can result in large monitoring costs or produce
data that are of limited value.
Designating Management Actions
When any acceptable threshold values are exceeded, some types of
management actions are required. The appropriate management actions
should be determined/defined early in the disposal planning process; they
should not be determined after the threshold values have been exceeded.
Management options in early tiers could include increasing the level of
monitoring to the next tier, the addition of more sediment to form a thicker
cap, or stopping use of the site. Management options in later tiers could
include stopping use of the site, changing the cap material, or the addition
of a less porous material in cases where contaminant transport due to
biological or physical processes is occurring. For caps that are
experiencing erosion, additional cap can also be added, although it may be
advisable to choose a coarser material (coarse sand or gravel) to provide
armoring. In cases where extreme problems are encountered, removal of
the contaminated material and placement at another site could be
considered.
105
1 0 Case Studies
Subaqueous capping of contaminated dredged material in open-water
sites began in the late 1970s, and a number of capping operations under a
variety of disposal conditions have been accomplished. The Corps has
conducted over 20 capping projects, with the majority conducted by the
USACE New England Division (NED). An overview of the field experi-
ences related to capping of contaminated dredged material is found in T
able 8. Projects have included sites in Central Long Island Sound, New
York Bight area at the mouth of the Hudson River, Puget Sound, and Rot-
terdam Harbor, the Netherlands. Data on capping projects vary widely in
their availability. The projects listed in Table 8 are not intended to be all
inclusive, but are representative of a range of site and operational condi-
tions. Brief descriptions of most of these projects and others are given in
the following paragraphs.
Long Island Sound
Capping is an alternative frequently used by the NED for disposal of
material dredged from numerous industrialized harbors in New England.
NED has documented the operations and monitoring programs in the Cen-
tral Long Island Sound (CLIS) disposal site and other sites as a part of the
Disposal Area Monitoring System (DAMOS). The DAMOS program was
initiated in 1977, and the experience gained from 15 years (1979-94) of
DAMOS capping experience is described in a series of DAMOS technical
reports, many of which describe operations involving capping. The cap-
ping experience gained by NED in the CLIS disposal area has recently
been summarized in a monograph (SAIC 1995) from which some of the in-
formation presented here is taken. Other capping experience gained by
NED in the New London disposal site can be found in DAMOS reports
and SAIC reports.
Over 15 years of disposal site monitoring of capped mounds in New
England have provided an important data set of sufficient duration to allow
evaluation of the long-term effects of capping contaminated dredged mate-
rial. The data set includes a broad spectrum of characteristics including
physical, chemical, and biological components. Future capping projects
can benefit from the lessons learned in these pioneering projects.
106
Chapter 10 Case Studies
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108
Four LBC projects are the focus of the SAIC (1995a) report, and they
all were conducted in the CLIS disposal site. The four NED projects
(Stamford-New Haven, Mill-Quinnipiac River, Norwalk, and Cap Sites 1
and 2) are located within the boundaries of the CLIS disposal site, which
is an area of 2 nm
2
located approximately 6.2-miles south-southeast of
New Haven, CT, in water depths between 56 and 82 ft (Figure 30). Base-
line data sets had previously been collected and were available for use in
the capping projects as described in SAIC (1995a). Two other recent cap-
ping projects not discussed in SAIC (1995a), Harbor Village-Branford
River (CS 90-1) and New Haven (CLIS-NHAV 93), have also been con-
ducted in CLIS.
Figure 30. Central Long Island Sound disposal site (SAIC 1995a)
The Stamford-New Haven project was the first planned capping project
at a subaqueous site in United States coastal waters. This project involved
disposal of contaminated material from Stamford Harbor followed by cap-
ping with slightly less contaminated material from New Haven Harbor at
two sites within CLIS. The success of the 1979 Stamford-New Haven pro-
ject led to increased use of capping in New England under the DAMOS
program.
The Stamford-New Haven North and South (STNH-N and STNH-S)
and the experimental Cap Site 2 (CS-2) were the most successful of the
early capped mounds. Bathymetry and SPC data showed that the contami-
nated material was thickly covered with capping material from the center
to the outside radii. Point dumping of mound material and subsequent
109
placement of the cap material over the mound accomplished with the aid
of a taut-wired buoy and accurate navigational controls proved to be suc-
cessful. The stability of these mounds has been tested by 11 years of
monitoring and the passage of Hurricane David in 1979, although the hur-
ricane's passage was coincident with the predicted exponential compac-
tion phase of the mound, and Hurricane Gloria (Fredette et al. 1989). It is
desirable for the mound/cap formation to occur well before any storm win-
dows in order that natural settlement and compaction has time to occur.
All three mounds showed normal biological recolonization rates in sub-
sequent monitoring. Sediment chemistry data show the surface sediment
remained at or below background concentrations of the contaminants
measured. Coring data show a clear visual and chemical boundary in
many of the cores.
The historical record of the successful capping of the STNH mounds
and CS-2 provided comparative insight as to why other capping projects
were not as successful. For example, accurate placement of dredged sedi-
ments is less reliable without the use of both a buoy and an accurate navi-
gation system, and their lack of use was attributed to the offset of the cap
and mound at CS-1. The Mill-Quinnipiac River mound (MQR) demon-
strated the importance of controlling operational factors and maintaining
vigilant monitoring. Biological monitoring at the MQR showed subnor-
mal recolonization rates relative to the other CLIS mounds. The disposal
operations that included the Mill-Quinnipiac River and Black Rock and
New Haven harbors were not conducted as distinct mound and cap deposi-
tional phases. The overlapping cap/mound deposition may have affected
the recolonization rate at MQR. Similarly, the Norwalk mound was not
formed in distinct cap and mound operations. The contaminant concentra-
tions for both the mound and cap at Norwalk were well below those of
Black Rock and MQR, and there was no evidence of adverse effects due to
disposal operations at Norwalk in subsequent monitoring. Sediment chem-
istry results from MQR show that the surface chemistry of the mound was
not similar to Black Rock sediments; instead, concentrations were at the
high end of the range of most constituents analyzed in New Haven sedi-
ments. However, these monitoring results have allowed NED to detect
and take corrective management actions.
During a 1993 NED capping project, maintenance sediments from New
Haven Harbor and private terminals were placed in the CLIS. A total of
approximately 500,000 yd
3
of contaminated material was dredged from
New Haven Harbor and private terminals followed by capping with about
660,000 yd
3
of cap materials. Placement of the contaminated sediments
was controlled with a taut-wire buoy, while a total of 18 separate place-
ment points (using LORAN-C) were specified for the cap placement.
Throughout the cap placement process, continuous monitoring allowed for
adjustment of disposal points to optimize cap coverage and avoid point
dumping.
The unique aspect of this project was that the mounds created from five
previously placed projects were used to make a bowl in which to place the
500,000 yd
3
of New Haven sediments (Fredette 1994). At the center of
the bowl, the depth was 62 ft, while the surrounding depths were generally
0.6 to 10 ft shallower. Surveys showed that the planned depression was
110
successful in reducing the spread of the contaminated sediments and
thereby significantly reduced the volume of capping sediments required.
The CLIS experience has provided insight on the procedures that his-
torically are recommended for a successful capping project. In the pre-
project planning, it is recommended to (a) completely characterize the
sediments to be disposed including sediment chemistry, bioassay, or bioac-
cumulation data and classify sediments using most recent information;
(b) estimate volumes of material to be disposed; (c) conduct site surveys
and choose a disposal area that is not vulnerable to natural or anthropo-
genic erosion; (d) schedule dredging and disposal operations ideally to
complete mound and cap well before a storm season to allow for consoli-
dation and surface stabilization; and (e) dispose the cap materials as soon
as possible after contaminated material. For the disposal operations, it is
recommended to (a) employ both accurate navigational techniques and a
taut-wired buoy to locate the designated disposal mound; (b) point dump
mound materials by directing the barge to unload as near to the buoy as
possible; (c) dispose approximately one-third of the cap sediments along
the radius of the contaminated mound; (d) maintain the preproject plan for
mound deposition followed by cap deposition; and (e) keep good records
of all disposal operations.
New York Bight
Experimental Mud Dump (EMD) mound
An evaluation of the 1980 LBC project at the Experimental Mud Dump
(EMD) site at the New York Bight apex (Figure 31) was reported by
O'Connor and O'Connor (1983), and excerpts from their report are used
to summarize this capping project. Contaminated dredged material from
the Hudson Estuary, Newark Bay, and contiguous waters were capped in-
itially with fine sediments from the Bronx River and Westchester Creek
and followed with sand from the Ambrose Channel. The resulting cap
was a 1-m-thick layer of sand overlaying contaminated sediment. Biologi-
cal, chemical, and physical investigations were completed to evaluate the
ability of the cap to remain intact and reduce the loss of organic and inor-
ganic toxicants from the contaminated material to the surrounding water.
Results showed the cap was successfully placed at the experimental
dump site, and it remained intact after 16 months. Erosion of the cap was
minor, and predictions of cap life were in excess of 20 years under normal
environmental conditions. However, it was predicted that major storm
events were capable of causing cap erosion and exposing the contaminated
material. The contaminated material volume decreased by 4 percent over
the 16-month study due partly to consolidation and partly to losses during
the disposal operation. Contaminant levels in the sand cap as measured
by chemical analysis were shown to be lower than those in contaminated
sediments. Bioaccumulation investigations indicated that contaminant up-
take was less than at uncapped dredged material sites. Therefore, it was
concluded that the New York Bight EMD capping project was successful
111
0 2 4- 6 8 10
Mud
Dump
Atlantic Ocean
Figure 31. Mud Dump site in New York Bight (O'Connor and O'Connor 1983)
112
and capping can serve as an alternative to the control of contaminants in
dredged material. The thickness and stability of the cap reduced the
losses of contaminants to the surrounding water. It was recommended
that capping be integrated with routine disposal operations to efficiently
cover and isolate contaminated material at designated disposal sites.
In 1986 a detailed survey of the EMD mound was conducted to evalu-
ate long-term stability of the mound (Parker and Valente 1988). Results
of the survey, which included precision bathymetry, subbottom profiling,
and SPI imagery, indicated the sand cap has not experienced significant
erosion.
Port Newark/Elizabeth project
In June and early July 1993, 450,000 m
3
of maintenance sediments con-
taminated with low levels of dioxin from the Port Newark/Elizabeth com-
plex (part of the larger Port of New York-New Jersey), and last dredged in
1990, were dredged and placed in the Mud Dump site (MDS) (Figure 31).
The maintenance material was subsequently capped (July 1993-February
1994) with 1,900,000 m
3
of sand from Ambrose Channel. This project
was preceded by several years of controversy due to the dioxin contamina-
tion (May, Pabst, and McDowell 1994; McDowell, May, and Pabst 1994;
Greges 1994). Concerns about cap stability were based on erosion within
the MDS that occurred after a severe northeaster in December 1992
(McDowell, May, and Pabst 1994). Erosion thicknesses greater than 1 m
occurred from portions of the flanks of recently placed fine-grained main-
tenance material. These concerns led to a study (Richardson et al. 1993)
that concluded that a mound with a 0.4-mm sand cap with an upper crest
limit at a depth of 23 m (75 ft) should be stable (i.e., experience minimal
erosion) during a storm comparable with the December 1992 storm.
The upper cap elevation limit of 23 m combined with the large volume
of material and limited space available resulted in the design of a triangu-
lar-shaped mound as shown in Figure 32. Water depths at the site of the
planned disposal ranged from 24 to 25.3 m. A design requirement to pro-
vide a 1-m cap over the mound restricted the planned elevation of the con-
taminated mounds to approximately 1.5 m.
Readily available geotechnical data on the contaminated sediments
were limited to percent sand, silt, clay, and percent moisture (average values
were 6, 58, 35, and 52 percent, respectively).
The contaminated material was removed using mechanical dredges; no
overflow was allowed. Dredged material was placed in bottom-dump
scows ranging in capacity from 1,900 to 4,600 m
3
and transported to the
MDS. A total of 149 loads were placed over a 5-week period. The permit
required the barge operators to place material within the 150-m-wide by
350- to 450-m-long disposal lanes on a rotating basis (Figure 32). To as-
sist the contractor in siting the placements, the apex's of the triangle had
taut-moored buoys. To reduce the chance of placing material outside the
lanes, the contractor was directed to dispose of all material within 60 m
of an imaginary line connecting the apex buoys. Calibrated LORAN-C
positions for the tugs with offsets to correct for the location of the center of
113
CAPPING AREA
BOUNDARY
0 100 200 300
METERS
Figure 32. Port Newark/Elizabeth mound limits
the barges were recorded. Barge speed during placement was 0.5 to 1.5 m/sec.
To help prevent mounding at the point of release, the barge operators were
directed to crack the hull part way resulting in a disposal time of 30 sec to
1 min, and were also directed to enter the disposal lanes from opposite
ends on alternate placements.
Apex buoys were installed using calibrated LORAN-C so they could be
quickly reset. LORAN-C was calibrated with short-range microwave read-
ings at known points within the harbors.
A bathymetric survey conducted during mound construction indicated
the contaminated material mound was exceeding the desired 1.5-m height
limitation in some locations. This combined with the Port's request to in-
crease the amount of material dredged altered the disposal lane pattern to
include additional placement in the center of the triangle and the addition
of a 150- by 150-m square area at the north end of lane AB (Figure 32).
The final postcontaminated mound bathymetry survey showed that a
roughly triangular mound had been formed as designed. As might be ex-
pected, individual mound peaks were evident (generally located at the
ends of the lanes), which projected above the average mound thickness
over the area of about 1.3 m. The peaks ranged in elevation from 1.5 to
2.4 m. Average side slopes (from the edge of the mound crest down to the
0.2-m contour) on the outer sides of the mounds were about 1:45.
114
The final overall dimensions of the contaminated sediment mound, as
defined by the 0.3-m contour, were approximately 630 m in the north/south
direction and 645 m in the east/west direction. If the 0.15-m contour is de-
fined as the edge of the main mound, then the mound dimensions increase
to approximately 745 m in each direction as shown in Figure 32. SPI sur-
veys of the contaminated sediment apron showed the apron extended out
approximately 400 m in each direction beyond the outer edge of the dis-
posal lanes, creating a roughly circular area to be capped with an average
diameter of 1,370 m (4,500 ft) (Figure 32).
Based on nine SPC transects with three to six stations per transect that
contacted the apron, the average thickness was about 3 to 5 cm. On some
transects, the thickness decreased regularly out from the mound, while on
others the variation was more random. The native bottom was visually dis-
tinct, allowing a visual resolution of a minimum thickness of contami-
nated sediments of 1 to 2 cm. Thus, the edge of the apron was defined as
areas with less than 1- to 2-cm thickness of dredged material.
Prior to the start of the capping operation, New York District and EPA
Region II staff decided to cap the contaminated mound including the
apron with 1 m of sand. This required what was initially estimated as
1,500,000 m
3
of sand to cap the area shown in Figure 32. On 11 July 1994,
hopper dredges began placing cap material, 0.4 mm sand from Ambrose
Channel, over the contaminated sediments. At least two intermediate sur-
veys and additional capping were required before capping was completed
in February 1994, when an estimated total of 1,870,000 m
3
of sand had been
placed covering the entire contaminated footprint with close to a meter or
more of sand. The additional 370,000 m
3
(480,000 yd
3
) over the original
estimate (a 25-percent increase) was due to the requirement to provide a
1-m cap everywhere as opposed to an average of 1 m. Capping the con-
taminated main mound as defined by the 0.15-m contour with 1 m of sand
would have required an estimated volume of approximately 450,000 m
3
.
If instead of the 1-m cap placed over the apron, a 0.30-m cap had been
placed over the apron, it would have required an estimated 308,000 m
3
,
for a total cap volume of 758,000 m
3
. Increasing that total by 25 percent
to provide a minimum 1-m cap over the main mound and a 30-cm cap over
the apron would have brought the total to 940,000 m
3
, or approximately
half the amount actually placed.
Due to concerns about the possible adverse effects of contaminated
sediment resuspension during the cap placement, EPA Region II required
that the initial 15 cm of cap placed impact the bottom with as little down-
ward velocity as possible (i.e., sprinkled at the individual particle settling
velocity). This required modification of previous capping procedures rou-
tinely used where barge or hopper dredges perform conventional bottom
dumping operations. Randall, Clausner, and Johnson (1994) discuss modifi-
cations made to the STFATE model (and now incorporated into the MDFATE
model), based on experiments using planar laser-induced fluorescence
(Roberts, Ferrier, and Johnson 1994), used to model cap placement.
The capping procedure consisted of using the spit-hull hopper dredges
Dodge Island and Manhattan Island and the hopper barge Long Island dis-
charging over predetermined lanes to cover the contaminated mound. The
split-hull dredges "sprinkled" their average 2,000-m
3
loads over a period
115
of 25 to 30 min while moving at an average speed of 3.0 to 3.7 km/hr with
the hull cracked open 0.3 m. The Long Island pumped out its average
9,200-m
3
load through over-the-side pipes with the slurry directed forward
over a period of 2 to 3 hr while moving at 1.9 to 5.6 km/hr.
To uniformly place the material, the dredges followed a series of lanes
30 m wide that covered the contaminated sediment mound and apron.
Turning requirements typically caused the hopper barge to move over four
lanes after reaching the end of a lane. A series of straight-lane segments
around the perimeter were also used to cover the outer edges of the pro-
ject. Disposal-lane orientation varied over the duration of the project. In-
itially, the lanes started north-south; at later stages they were a series of
straight sections around the roughly octagon-shaped perimeter of the pro-
ject (Figure 33). Microwave positioning (with three shore stations) with
an estimated accuracy of 3 m or better was used for navigation and posi-
tioning of the hopper dredges.
Figure 33. Disposal lanes used for placing cap material in Port Newark/
Elizabeth project
Initial cap placement involved sailing long straight lines, 600 to 900 m
long (with a turn at the end of each line). Cleanup operations, i.e., filling
in small areas that have less than the required thickness, generally in-
volved areas only about 100 m across. Placing sand in these small areas
was much less efficient due to two factors. For the Long Island, maneu-
vering is very difficult, with 20 to 25 min required to turn the vessel
116
around and place it on an exact location at a specific heading. For the
split-hull hopper dredges, problems associated with cleanup were due to
the fact that once the hull is split, disposal of material continues until the
hopper is empty, i.e., the spilt hull cannot be closed until the hopper is
empty. Thus during cleanup, considerable amounts of sand end up being
placed on areas adjacent to the cleanup locations that already have suffi-
cient thickness.
After completing the project, the hopper dredges were found to have
problems with sealing of the hoppers, possibly as a result of structural de-
formations due to long hours of sailing with the hull cracked.
Duwamish River Demonstration
The first CAD project in Puget Sound in the northwestern United States
was in the Duwamish Waterway (Figure 34) as reported by Sumeri (1989).
A shoal that limited navigation through the waterway was found to con-
tain contaminated sediments that eliminated the possibility of unconfined
open-water disposal. Thus, the Seattle District initiated a demonstration
project to dispose of 840 m
3
of contaminated material in a subaqueous de-
pression in the West Waterway and to cap it with 3,220 m
3
of clean main-
tenance dredged material from the upper Duwamish River (Sumeri 1984).
The fine-grained contaminated sediment exited the bottom-dump barge as
a slurry and descended rapidly to the bottom as a cohesive mass (convec-
tive descent). Three barges using survey positioning systems were used to
place the sand cap by "sprinkling" sand at an average rate of 21 m
3
/min
from incrementally opened split-hull barges. The resulting average cap
thickness was 61 cm. The sprinkling procedure using conventional equip-
ment minimized displacement of the contaminated sediment and hastened
the consolidation process. Since the capping material was released
slowly, it tended to settle to the bottom as individual grains and not as a
contiguous mass. Vibracore sediment samples taken up to 5 years follow-
ing capping showed the interface between the contaminated and cap sedi-
ments was sharp throughout the entire monitoring program. Measured
contaminant concentrations were either absent or present in low concentra-
tions in the cap material.
One Tree Island Marina
A CAD project involving direct mechanical placement of material was
conducted in 1987 for the expansion of the One Tree Island Marina at
Olympia, WA (Figure 34). The operation involved dredging of 2,980 m
3
of contaminated material by clamshell with disposal in a deep conical pit
dredged on the project site and capping with 2,980 m
3
of clean material.
The dredging operation was conducted in somewhat crowded conditions
with the project dimensions of 48.8 by 91.5 m situated between two other
marinas (Figure 35). First, the contaminated layer overlying the location
117
PUGET SOUND, WASHINGTON
LEGEND
LOWER DUWAMISH WATERWAY
ONE TREE ISLAND MARINA
(?) SIMPSON TACOMA KRAFT CO.
DENNY WAY CSO
Figure 34. Puget Sound capping projects
118
Figure 35. One Tree Island Marina project
of the pit was dredged by clamshell into three barges. Next, the clean
conical pit and additional clean material were dredged into an additional
split-hulled barge and disposed at another deep-water site. The pit capacity
was confirmed, and then the three barge loads of contaminated material
were placed in the pit. Finally, more clean material was dredged by clam-
shell directly into the pit to provide the 1.2-m minimum cap over the con-
taminated sediment. During dredging, a 45-m dilution zone extending
radially from the point of dredging was specified, and outside this area,
local water quality standards were maintained. A monitoring program was
conducted to evaluate the effectiveness of the cap.
Simpson Tacoma Kraft
In 1988, the Simpson Tacoma Kraft Company capped approximately
17 acres of in situ contaminated nearshore bottom area with 0.6 to 3.7 m
of sand hydraulically dredged from the Puyallup River (Sumeri 1989). The
contaminated bottom sediments were the result of 37 years of discharging
untreated mill wastewater, log storage and chipping operations, and storm-
water discharges. The site was a designated EPA Superfund site.
The Puyallup River material was predominantly medium sand with some
clay and small fractions of fine and coarse sand and traces of gravel. This
material was determined to be relatively clean by chemical and bioassay
testing and suitable for capping. Twelve- and ten-inch (30.5- and 25.4-cm)
hydraulic dredges were used to dredge approximately 152,910 m
3
of cap-
ping material. This material was transported approximately 1 km through
floating and submerged pipeline to a spud barge for distribution over the
contaminated sediment area. A 2.4- by 4.3-m plywood diffuser box with
119
baffles and 15-cm side boards containing holes throughout was used to dis-
tribute the sand slurry over a wide area. This device essentially sprinkled
the sand over the contaminated fine-grained sediment on the bottom. The
spud barge and boom extension were swung about the spud and controlled
by anchor lines. The cap was placed by swinging the plywood box ("sand
box" as shown in Figure 7) back and forth until manual leadline soundings
indicated the desired cap thickness was attained. Acoustic depth sounders
were ineffective due to high sand load and entrained air in the water column.
The barge was moved ahead 3.1 m providing a one-third overlap, and the
swinging procedure was repeated. Subsequent movements of the spud
barge and spreading of the cap material were made until the contaminated
area was completely capped. Physical, chemical, and biological monitor-
ing were initiated to determine cap effectiveness during the first 5 years
following cap placement.
Denny Way
The Denny Way Combined Sewer Overflow (CSO) is located in the
lower Duwamish River in Puget Sound (Sumeri 1989). It discharges both
untreated sanitary sewage and stormwater runoff and acts as a relief point
during peak storm events each year. The bottom sediments in the area off
the Denny Way CSO (Figure 34) were found to be contaminated. Sub-
sequently, a CSO control plan and source control activities were instituted
to reduce the toxicant loading.
The in situ contaminated sediments at Denny Way were capped with
sand using a similar procedure as used in the Duwamish capping project.
For this project, sand placement needed to be more accurate. Clean sands
were obtained from a maintenance dredging project and transported to the
site by a bottom-dump barge. Placement of the cap was completed by
pushing the barge sideways and sprinkling a 39-m-wide sand blanket.
Barge displacement was measured with two pressure transducers installed
in stilling wells at each end of the barge, and these displacement signals
were telemetered to the microprocessor onboard the attending tug. The
navigational position of the barge was tracked by a laser positioning sys-
tem, which also telemetered the tugboat and monitored position and sand-
sprinkling rate. A cap of 0.6 to 0.9 m was placed at the Denny Way CSO
site, and monitoring of the cap effectiveness was instituted.
Port of Los Angeles/Marina del Ray
A large CAD project has recently been completed in the Port of Los
Angeles (LA), and this project is the first to be implemented in California.
The CAD site is constructed inside and adjacent to the main breakwater in
LA Harbor and is known as the Permanent Shallow Water Habitat (PSWH)
site. Materials placed in the site include contaminated materials from
channel deepening within LA Harbor and contaminated materials from the
Marina del Ray Project. Subaqueous dikes were first constructed using
120
suitable quarry run materials from Catalina Island. Contaminated sedi-
ments from the harbor were placed by surface release at the site. Materi-
als from the Marina del Ray Project were placed at the site using
geotextile bags, the first demonstration of this technology as an applica-
tion for placement of contaminated dredged material.
The PSWH site was originally designed by the Port of Los Angeles as
an environmental mitigation measure for the Pier 400 harbor development
project. Site design called for filling the 190-acre area to raise the natural
bottom from 40- to 45-ft depths to depths less than 20 ft, creating a shallow-
water foraging area for the endangered California least tern. Quarried
stone from Catalina Island was used for construction of the subaqueous
berm (see Figure 36). Approximately 543,000 cu yd of contaminated
material from the harbor were placed within the site. These sediments had
elevated levels of contaminants and were considered unsuitable for open-
water disposal and were also undesirable from the standpoint of placement
in the Pier 400 engineered landfill.
The contaminated sediment was placed in the center of the 94-acre por-
tion of the overall 190-acre site. The 94-acre area was laterally separated
from the outer boundaries of the site by buffer zones ranging from 200 to
650 ft, all of which were slated for capping with clean material. The widest
(650-ft) buffer was located on the breakwater side to ensure the contami-
nated sediments would remain isolated in the event of a rare catastrophic
storm that might breach the breakwater. Approximately 4 million cu yd of
clean material from the harbor, which was physically unsuitable for land-
fill construction, comprised the lower (thickest) layer of the cap. Clean
sand was used for the final 2 ft of cap to resist erosion and provide suit-
able substrate for the tern habitat. Together, this resulted in a cap thick-
ness generally exceeding 15 ft. Such a cap thickness is far in excess of
that required for effective capping from the standpoint of containment and
was dictated in part by site geometry and dredging volumes.
The sequence of material placement was also driven in part by the
dredging requirements for the overall Pier 400 project. The placement of
initial portions of contaminated material was by clamshell dredge. This
material was placed in the "central area" of the PSWH, while other initial
elements were mechanically placed in the "perimeter area." The initial
capping material was placed over the "central area" using a hopper
dredge. The subsequent capping layers were placed by pipeline dredge.
Placement of a sand cover was completed after a waiting period of
11 months to allow for consolidating the fine-grained capping material and
minimizing the mixing of sand with the fine material.
Prior to initiation of the Pier 400 project, the PSWH site was selected
for placement of additional contaminated material from the Marina del
Ray project located 35 miles from LA Harbor. This project involved ap-
proximately 55,000 cu yd of sandy contaminated sediments, which also
contained potentially floatable debris. The initial scheduling of opera-
tions at Marina del Ray would have required placement of this material at
the PSWH site prior to construction of the subaqueous berms. To avoid
dispersion during placement and spreading of contaminated material in
absence of the berms, the permit required use of geotextile bags for the
121
Marina del Ray material (Mesa 1995). Actual placement was initiated fol-
lowing completion of the berms, so the geotextile bags were not actually
required as a control measure; but the project proved to be a valuable field
demonstration of this innovative concept.
The sediments were dredged using a clamshell and placed in a split-
hull scow lined with two layers of geotextile (a nonwoven inner liner and
a woven outer shell) forming a container. Following completion of filling
of a barge, the geotextile material was brought over the top of the barge,
and the edges were sewn closed to form the completed container. Modifi-
cations were made to the scow bulkheads to reduce the width and length
of the filled volume to allow easier release of the filled bags.
The first geocontainer was filled with approximately 1,900 cu yd of
material. Because of drainage of the sandy sediment during transport and
subsequent bridging action, the first container failed to fall completely
from the barge. Water jets were finally employed to fluidize the material
and release the bag. Subsequent bags were only filled with approximately
1,300 cu yd, and additional fabric was used in forming the containers,
providing more "slack" in the containers to help with release. A total of
44 containers were placed (Figure 36).
All contaminated materials were successfully placed within the
subaqueous dikes, and the dikes have performed as intended. Bathymetric
and sediment profiling image camera monitoring confirmed that approxi-
mately 98 percent of the contaminated material was retained behind the
subaqueous dike, and that the thickest deposits immediately outside the
dike were generally less than 5 cm (the regulatory limit set for the project
in advance).
Rotterdam Harbor
As a consequence of local effluent discharge from chemical industries
sited around the 1st Petroleum Harbor in the Port of Rotterdam, the harbor
basin contained heavily contaminated material. Several options (upland,
open water, dredged pits, and confined behind a sheet-piled dam) were
considered for disposing of the contaminated material as described by
Kleinbloesam and van der Weijde (1983). The alternative finally selected
was a CAD project that consisted of excavating pits in the 1st Petroleum
Harbor, dredging the contaminated material, disposing of it in the pits,
and capping and lining the pit with clean material (Figure 37). The plan,
called the Putten Plan, had to be executed so that dispersion of pollutants
into the surface water and groundwater was very low, but acceptable. Spe-
cial dredging equipment was used for the disposal operation, and studies
were conducted to determine the dispersion of the contaminants.
The first dredge pit was 550 by 120 m at the bottom and was 15 m deep
with a capacity of 1.4 million m
3
. The silt from the pit dredging was dis-
posed at sea, and the sand was used at various landfill projects. Two addi-
tional pits were dredged; the contaminated dredged material was taken to
the first pit, and the clean material was used or discharged at sea. A third
122
Shallow Water Habitat
Scale in meters
-N-
Section A
Scale
1 5 0 1 5 30 45 motors
Figure 36. Marina del Ray project plan showing location of berms and geotextile bags
123
pit was needed to compete the disposal of all expected contaminated mate-
rial. This procedure (Figure 37) was to be completed only once, and sub-
sequent maintenance would be completed using normal methods.
A suction dredge was converted to act as
the discharge vessel with the suction pipe
used as the discharge pipe. Conditions on
the suction dredge operation were (a) no
overflow, (b) no water jets in suction proc-
ess, (c) lower working speed, (d) must use
onboard pumping systems for contaminated
sediment discharge, (e) contaminated water
from silt and degassification must not be dis-
charged overboard, and (f) contaminated mix-
tures cannot be pumped overboard. The
discharge pipe was extendable to 30 m and
was equipped with a modified discharge
opening (diffuser). The diffuser directed the
discharge radially and reduced the exit veloc-
ity to between 0.3 and 0.4 m/sec. The
dredge was also equipped with a degassifica-
tion system. Contaminated material was
dredged with a modified stationary suction
dredge. Its suction mouth was equipped
such that only the upper layer of the dredged
material was touched, and the suction intake
had no moving parts or waterjets. The objec-
tive was to maintain the in situ density of the
dredged contaminated material throughout
the dredging, transporting, and discharging
operations. Pollution of the groundwater
through the bottom of the dredge pit was
also of concern. After researching this problem, it was decided to place a
layer of clay as a liner in the bottom of the dredge pit.
Figure 37. Rotterdam Harbor CAD
project
Hiroshima Bay
Hiroshima Bay in the Inland Sea of Japan was the site of bottom-
sediment improvement testing using a special barge unloader sand
spreader (Kikegawa 1983). The investigation demonstrated that the sand-
overlaying process was successful using a barge unloader sand spreader
(Figure 10), and the sand layer had only minor irregularities in thickness
with a mean thickness of 0.5 m. Coarse particle size (0.1 to 10 mm)
containing shells with silt content of 0.1 to 0.3 percent was used as the
overlaying material. The discharge sand quantity during the spreading op-
eration was estimated using the pump suction pressure. Bottom sediment
resuspension during discharge was measured with a portable turbidity in-
strument, which showed the resuspension of the bottom sediment was up
to 1.5 m above the seafloor. The depth of spreading did not cause any
noticeable differences in the spreading capability. The sand spreading
did result in turbulence in the bottom sediment, but contamination of the
124
surrounding water did not occur. The success of the sand-spreading dem-
onstration was above expectations, but it was concluded that a new type of
sand spreader would be needed for larger scale operations.
A conveyor barge (Figure 11) with 18 hopper bins was used in Hi-
roshima Bay for another sand-spreading test (Togashi 1983). The barge
could discharge 2,000 m
3
in 1 hr. A telescopic tremie tube was installed,
and the length of the tube was adjusted so that the sand discharged would
not disturb the spread of the sludge as it contacted the seafloor. The sea
sand had a average specific gravity of 2.62 and silt content of 0.6 to
1.5 percent. The design thickness was 0.5 m. Results of the field tests
showed the average 0.5-m thickness was obtained using a volume equiva-
lent of 0.25 m of overlay placed twice from a height of 10 to 12 m above
the bottom. The sand thickness was stable; the impact on the bottom sedi-
ment was diminished at this height, and turbidity and resettling were mini-
mized. This conveyor barge method was considered to be an efficient and
mobile technique for sand overlaying and is applicable in a wide range of
areas.
125
Chapter 10 Case Studies ^
1 1 Summary and
Recommendations
126
Summary
This report presents technical guidance for subaqueous dredged material
capping. The guidance is summarized as follows:
a. Capping is the controlled accurate placement of contaminated
material at an open-water disposal site, followed by a covering or
cap of clean isolating material. Within the context of capping, the
term "contaminated" refers to material that needs isolation from
the benthic environment, while the term "clean" refers to material
found to be suitable for open-water disposal.
b. A capping operation must be treated as an engineered project with
carefully considered design, construction, and monitoring to en-
sure that the design is adequate.
c. There is a strong interdependence between all components of the
design for a capping project. By following an efficient sequence
of activities for design, unnecessary data collection and evalu-
ations can be avoided, and a fully integrated design is obtained.
d. The basic criterion for a successful capping operation is simply that
the cap thickness required to isolate the contaminated material
from the environment can be successfully placed and maintained.
e. The contaminated sediment must be characterized from physical,
chemical, and biological standpoints. Physical characteristics are
of importance in determining the behavior of the material during
and following placement at a capping site. Chemical and biologi-
cal characterization data for the contaminated material to be
capped are useful in determining potential water column effects
during placement and acceptable exposure times before placement
of the cap begins.
/. The capping sediment must also be characterized from the physical,
chemical, and biological standpoints. Physical characteristics
determine the behavior during placement of the cap and long-term
Chapter 11 Summary and Recommendations
consolidation and stability against erosion. Chemical and biologi-
cal characterization should determine if the capping sediment is ac-
ceptable for unrestricted open-water disposal (i.e., a "clean"
sediment).
g. The selection of an appropriate site is a critical requirement for any
capping operation. The general considerations for selection of any
nondispersive open-water site also apply to selection of a site for
capping, but a capping site requires special consideration of
bathymetry, currents, water depths, bottom-sediment charac-
teristics, and operational requirements. In general, capping sites
should be located in relatively low-energy environments with little
potential for erosion of the cap.
h. A number of different equipment types and placement techniques
can be considered for capping operations. Conventional discharge
of mechanically dredged material from barges and hydraulically
dredged material from hopper dredges or pipelines can be consid-
ered if the anticipated bottom spread and water column dispersion
are acceptable. If water column dispersion must be reduced or if
additional control in placement is required, use of diffusers, tre-
mies, and other equipment needed for submerged discharge can be
considered. Controlled discharge and movement of barges and use
of spreader plates or boxes with hydraulic pipelines can be consid-
ered for spreading a capping layer over a larger area. Compatibil-
ity between equipment and placement technique for contaminated
and capping material is essential for any capping operation.
i. Accurate navigation to the disposal site and precise positioning dur-
ing material placement are required for capping operations. State-
of-the-art equipment and techniques must be employed to ensure
accurate placement to the extent deemed necessary. Diligent in-
spection of operations to ensure compliance with specifications is
essential.
;'. Scheduling of the contaminated-material placement and capping op-
eration must consider both exposure of the contaminated material
to the environment and engineering and operational constraints.
k. Evaluation of potential water column effects due to placement of con-
taminated material must be performed. If water column release is
unacceptable, control measures must be considered to reduce the
potential for water column effects, or other dredging equipment
and placement techniques or use of another capping site can be
considered.
/. The cap must be designed to chemically and biologically isolate the
contaminated material from the aquatic environment. The determi-
nation of the minimum required cap thickness is dependent on the
physical and chemical properties of the contaminated and capping
sediments, the potential for bioturbation of the cap by aquatic or-
ganisms, and the potential for consolidation and erosion of the cap
material.
127
m. The spread and mounding behavior of contaminated material during
placement must be evaluated to predict the geometry of the deposit
and resulting cap material requirements. The capping material be-
havior must be similarly evaluated to determine if the design of
the cap and volume of capping material available are adequate.
The smaller the "footprint" of the contaminated material as placed,
the less volume of capping material will be required to achieve a
given cap thickness.
n. An evaluation of the consolidation and long-term potential for ero-
sion of the mound or deposit must be conducted to ensure that the
required cap thickness can be maintained. The design-cap thick-
ness must be adjusted to account for potential erosion and consoli-
dation. The cap can also be armored with coarser material to
minimize erosion.
o. Monitoring of capped sites is required during and following place-
ment of the contaminated and capping material to ensure that an ef-
fective cap has been constructed and to ensure that the cap as
constructed is effective in isolating the contaminants and that long-
term integrity of the cap is maintained. Design of monitoring pro-
grams must be logically developed, prospective in nature, and
tiered with each tier having its own thresholds, null hypotheses,
sampling design, and management responses based on exceedance
of predetermined thresholds.
p. Capping of contaminated material in open-water sites began in the
late 1970s, and a number of capping operations under a variety of
disposal conditions have been accomplished. Field experience with
these projects has shown that the capping concept is technically
and operationally feasible.
q. The cost of capping is generally lower than alternatives involving
confined (diked) disposal facilities. The geochemical environment
for subaqueous capping favors long-term stability of contaminants
as compared with the upland environment where geochemical
changes may favor increased mobility of contaminants. Capping
is therefore an attractive alternative for disposal of contaminated
sediments from both economic and environmental standpoints.
Recommendations
As more designs are completed and additional field experience is
gained, the technical guidelines in this report should be refined and ex-
panded. Additional research is also recommended to develop improved
tools for capping evaluations. Specific recommendations for further re-
search are summarized as follows:
a. More clearly define impacts associated with capping at water
depths exceeding 100 ft. PSSDA monitoring has shown material
dispersion can be predicted in 300- to 400-ft water depth in Puget
Sound.
128
b. Refine and verify models for short-term fate of dredged material to
allow for predictions within the full range of conditions expected
at capping sites.
c. Refine and verify models that predict subaqueous mound development
due to multiple discharges from barges or hopper dredges or long-
term discharge from pipelines. Approaches should included both
water column and spread behavior of the discharges and the
geotechnical considerations associated with mound-slope stability,
density flows, and resistance to bearing failure. Such tools will
have application for general open-water site management as well
as specific application to capping scenarios.
d. Refine and verify models that predict long-term erosion from
dredged material mounds. Additional emphasis should be placed
on mounds covered with fine-grained material. Such tools will
have application for general open-water site management as well
as specific application to capping scenarios.
e. Refine existing estimates of resuspension of contaminated material
during cap placement. This work will assist in determining the costs
versus benefits of "sprinkling" cap material versus conventional
bottom dumping of cap material.
/. Develop engineering guidance on acceptable rates and methods of
application of capping material over contaminated material of
varying density and shear strength. These techniques should con-
sider the geotechnical behavior related to displacement and mixing
of contaminated and capping sediments and resistance of the sedi-
ments to bearing failure. Extend the investigation to include pene-
tration of dense (e.g., rock) cap material into contaminated
material mounds.
g. Refine existing models for prediction of capped-mound consolidation.
This effort will likely require developing or refining instrumentation
for in situ geotechnical measurements.
h. The effect of pore water pressure fluctuations within the mound
caused by the surface wave climate should be studied to determine
possibility of contaminant release and reduced mound stability.
i. Develop predictive tools for evaluation of long-term cap integrity,
considering chemical migration via consolidation, bioturbation,
and diffusion. Both analytical and modeling approaches should be
considered. Refinements to sediment-water interface models for
this purpose are ongoing under the Disposal Operations Technical
Support Program.
j . Conduct laboratory and field verification studies of long-term cap in-
tegrity. Laboratory approaches should include refinement of exist-
ing cap-effectiveness tests using columns. Additional laboratory
verification of consolidation effects on contaminant migration
should be conducted using large geotechnical centrifuges. Field
studies should include periodic monitoring and sampling of
capped sites to include analysis of core samples.
129
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Appendix A
Glossary of Terms
Aquatic environment - The geochemical environment in which dredged mate-
rial is submerged underwater and remains water saturated after disposal is
completed.
Aquatic ecosystem - Bodies of water, including wetlands, that serve as the
habitat for interrelated and interacting communities and populations of plants
and animals.
Baseline - Belt of the seas measured from the line of ordinary low water along
that portion of the coast that is in direct contact with the open sea and the line
marking the seaward limit of inland waters.
Bioaccumulation - The accumulation of contaminants in the tissues of organ-
isms through any route, including respiration, ingestion, or direct contact with
contaminated water, sediment, or dredged material.
Capping - The controlled, accurate placement of contaminated material at an
open-water site, followed by a covering or cap of clean isolating material.
Coastal zone - Includes coastal waters and the adjacent shorelands designated
by a State as being included within its approved coastal zone management
program. The coastal zone may include open waters, estuaries, bays, inlets,
lagoons, marshes, swamps, mangroves, beaches, dunes, bluffs, and coastal
uplands. Coastal-zone uses can include housing, recreation, wildlife habitat,
resource extraction, fishing, aquaculture, transportation, energy generation,
commercial development, and waste disposal.
Confined disposal - Placement of dredged material within diked nearshore or
upland confined disposal facilities (CDFs) that enclose the disposal area
above any adjacent water surface, isolating the dredged material from adja-
cent waters during placement. Confined disposal does not refer to subaque-
ous capping or contained aquatic disposal.
Appendix A Glossary of Terms A1
Confined disposal facility (CDF) - An engineered structure for containment of
dredged material consisting of dikes or other structures that enclose a dis-
posal area above any adjacent water surface, isolating the dredged material
from adjacent waters during placement. Other terms used for CDFs that
appear in the literature include "confined disposal area," "confined disposal
site," and "dredged material containment area."
Contained aquatic disposal (CAD) - A form of capping that includes the added
provision of some form of lateral containment (for example, placement of the
contaminated and capping materials in bottom depressions or behind sub-
aqueous berms) to minimize spread of the materials on the bottom.
Contaminant - A chemical or biological substance in a form that can be incor-
porated into or onto, or be ingested by, and that harms aquatic organisms,
consumers of aquatic organisms, or users of the aquatic environment.
Contaminated sediment or contaminated dredged material - Contaminated
sediments or contaminated dredged materials are defined as those that contain
sufficient contaminants to warrant isolation from the benthic environment.
Disposal site or area - A precise geographical area within which disposal of
dredged material occurs.
Dredged material - Material excavated from waters of the United States or
ocean waters. The term dredged material refers to material that has been
dredged from a water body, while the term sediment refers to material in a
water body prior to the dredging process.
Dredged material discharge - The term dredged material discharge as used in
this document means any addition of dredged material into waters of the
United States or ocean waters. The term includes open-water discharges;
discharges resulting from unconfined disposal operations (such as beach
nourishment or other beneficial uses); discharges from confined disposal
facilities that enter waters of the United States (such as effluent, surface
runoff, or leachate); and overflow from dredge hoppers, scows, or other
transport vessels.
Effluent - Water that is discharged from a confined disposal facility during and
as a result of the filling or placement of dredge material.
Habitat - The specific area or environment in which a particular type of plant or
animal lives. An organism's habitat provides all of the basic requirements for
the maintenance of life. Typical coastal habitats include beaches, marshes,
rocky shores, bottom sediments, mudflats, and the water itself.
A2
Appendix A Glossary of Terms
Leachate - Water or any other liquid that may contain dissolved (leached)
soluble materials, such as organic salts and mineral salts, derived from a solid
material. For example, rainwater that percolates through a confined disposal
facility and picks up dissolved contaminants is considered leachate.
Level bottom capping (LBC) - A form of capping in which the contaminated
material is placed on the bottom in a mounded configuration.
Open-water disposal - Placement of dredged material in rivers, lakes, estuaries,
or oceans via pipeline or surface release from hopper dredges or barges.
Sediment - Material, such as sand, silt, or clay, suspended in or settled on the
bottom of a water body. Sediment input to a body of water comes from
natural sources, such as erosion of soils and weathering of rock, or as the
result of anthropogenic activities, such as forest or agricultural practices, or
construction activities. The term dredged material refers to material that has
been dredged from a water body, while the term sediment refers to material in
a water body prior to the dredging process.
Suspended solids - Organic or inorganic particles that are suspended in water.
The term includes sand, silt, and clay particles as well as other solids, such as
biological material, suspended in the water column.
Territorial sea - The strip of water immediately adjacent to the coast of a nation
measured from the baseline as determined in accordance with the Convention
on the territorial sea and the contiguous zone (15 UST 1606; TIAS 5639) and
extending a distance of 3 nmi from the baseline.
Toxicity - Level of mortality or other end point demonstrated by a group of
organisms that have been affected by the properties of a substance, such as
contaminated water, sediment, or dredged material.
Toxic pollutant - Pollutants, or combinations of pollutants, including disease-
causing agents, that after discharge and upon exposure, ingestion, inhalation,
or assimilation into any organism, either directly from the environment or
indirectly by ingestion through food chains, will, on the basis of information
available to the Administrator of the U.S. Environmental Protection Agency,
cause death, disease, behavioral abnormalities, cancer, genetic mutations,
physiological malfunctions, or physical deformations in such organisms or
their offspring.
Turbidity - An optical measure of the amount of material suspended in the
water. Increasing the turbidity of the water decreases the amount of light that
penetrates the water column. High levels of turbidity can be harmful to aqua-
tic life.
Appendix A Glossary of Terms A3
Appendix B
Model for Chemical
Containment by a Cap
by Dr. Danny D. Reible,
Louisiana State University
1
Introduction
This appendix describes a model for evaluation of chemical flux through a
cap. Through use of this model, the effectiveness of chemical containment of a
cap can be assessed. This model should be applied once remediation objectives
are determined, a specific capping material has been selected and characterized,
and a minimum cap thickness has been determined based on components for
isolation, bioturbation, and consolidation. If the objective of the cap is attain-
ment of a given contaminant flux, the model can be used to estimate the required
cap thickness.
This model assumes that the cap is armored such that erosion of the cap does
not provide the primary means of contaminant migration. Instead, the contami-
nants contained within the pore water of the sediment are available to migrate
into the cap and subsequently into the overlying water. The pore water concen-
tration, C
pw
, is always assumed in a state of local equilibrium that is related to the
sediment contaminant loading, oi
sed
, milligrams contaminant per kilogram dry
sediment, through an observed partition coefficient, Kf
s
, as
- =
K
t
C
P W
(Bl)
Thus the initial pore water concentration in the sediment, Q, is given by
c

c
, ji <*>
K
d
1
This appendix is identical to Appendix B of the report entitled "Guidance for In-Situ
Subaqueous Capping of Contaminated Sediments" (Palermo et al. 1996).
Appendix B Model for Chemical Containment by a Cap B1
The difference between this concentration and the concentration in the overlying
water defines the driving force for contaminant release to that water. In addition,
it is normally this concentration that defines the sediment quality criteria because
it is this concentration that defines the contaminant levels to which benthic
organisms are exposed. Benthic organisms are generally the most sensitive
organisms in the sediment environment, and any contaminants that they may
accumulate may be transferred higher in the food chain. Isolation of contami-
nants from these benthic organisms is one of the most important motivations for
placement of a cap. The objective is to place a cap of sufficient thickness to
realize this isolation.
Relationship Between Sediment and Pore Water
Concentrations
Equation Bl defines an observed partition coefficient between the sediment and
the adjacent pore water. Use of a measured partition coefficient does not require
linearity or reversibility of the sorption isotherm, nor does it require specifica-
tion of the form of the contaminant in the pore water (e.g., dissolved or bound to
particles). For a compound that sorbs to soil with an observed partition coeffi-
cient of K
d

s
(liters/kilogram), the ratio of the total concentration in the soil to
that in the pore water is given by the retardation factor, R
f
,
R
f
= e
+
p
b
K
d
obS
(B3)
The retardation factor is so named because contaminant migration in the pore
water is slowed by the sorption onto the immobile sediment phase.
The value of K
d

s
for either the sediment or the cap should be determined
directly by evaluating the ratio of sediment or cap loading to pore water concen-
tration. In the absence of direct measurement of pore water concentrations,
however, the value of K
d

s
can be estimated for hydrophobic organic com-
pounds that tend to sorb reversibly and nonselectively upon organic matter in the
sediment or pore water. For these compounds, the observed partition coefficient
can be normalized by the amount of organic carbon present in the sediment or
pore water to define a "universal" partition coefficient, K
oc
, that should be con-
stant for a particular compound. Given such a contaminant at concentration to^
in the sediment, the concentration dissolved in the pore water is given by
C
diss
- -^f- (B4)
oc J oc
Here/
oc
is the fraction organic carbon in the sediment in mass organic carbon per
mass dry sediment. The same relation applies to the capping material if the con-
centrations and properties are characteristic of the cap rather than the underlying
sediment.
B2
Appendix B Model for Chemical Containment by a Cap
In addition, the water in the pores contains contaminant sorbed to organic
carbon (dissolved or particulate organic carbon present at concentration p
oc
, e.g.,
in milligrams/liter). To a first approximation, the partitioning to this suspended
organic matter is also governed by the organic carbon based partition coefficient,
K
oc
, and thus the total pore water concentration for that compound is given by
C
pw
= C
diss
(1 + P
oc
KJ
w
w (B5)
sed
(1 + p K )
V

}
V
r
OC OC'
K f
oc* r .
Note, however, that the truly dissolved concentration can never exceed the
solubility of the contaminant in water, C
w
, and therefore the pore water concen-
tration is bounded by
C
pw
* C * (1 + PA) (B6)
As a result of this limit, there exists a critical sediment loading, co
cn(
, above
which the contaminant concentration in the pore water is independent of the
sediment loading. The dissolved concentration is always given by the water
solubility under these conditions, and the total pore water concentration is given
by the equality in Equation B5.
*
W
cri(
=

K
oc foe
C
W
For (o . > Q , C = C (1 + p K )
sea cnt pw w V "oc oc'
(B7)
pw
Thus the observed sediment-water partition coefficient for a hydrophobic
organic compound is given by
obs
W
K-d
S

=
~ V measurements are available
^0
K f
oc Jot
sed
c* (i + PA)
estimate if U)
sed
< co
c
estimate if o) . > co J
sea c
(1
+
p K )
J

sed
~
crit
(B8)
^ " OC OC '
Effective Thickness of a Cap
The effective thickness, L
eff
, of a cap is reduced by consolidation of the cap,
A L^p, consolidation in the underlying sediment, A L
sed
, and by bioturbation over a
depth, L
bi0
. Bioturbation, the normal life-cycle activities of benthic organisms,
leads to mixing and redistribution of contaminants and sediments in the upper
layer. The chemical migration rate within the bioturbated zone is typically much
faster than in other portions of a cap. In addition, consolidation typically occurs
B4
on a time scale that is rapid compared with the design lifetime of a cap. Con-
solidation of the cap directly reduces the thickness of a cap and the separation
between contaminants and the overlying water or benthic organisms while con-
solidation of the underlying sediment results in the expression of potentially
contaminated pore water. Using & L
sed

A
to represent the thickness of a cap com-
promised by a contaminant A during consolidation of the underlying sediment,
the effective cap thickness remaining for chemical containment is given by
K, = h - L
bio
- A L
cap
- A L
sedA
(B9)
where L
0
is the initial thickness of the cap immediately after placement.
The depth of bioturbation can be assessed through an evaluation of the
capping material and recognition of the type, size, and density of organisms
expected to populate this material. Because of the uncertainty in this evaluation,
the bioturbed zone is generally chosen conservatively, that is, considered to be as
large as the deepest penetrating organism likely to be present. Due to the action
of bioturbating organisms, this layer is also generally assumed to pose no
resistance to mass transfer between the contaminated sediment layer and the
overlying water.
The consolidation of a cap can be estimated through use of standard consoli-
dation models; for example, the Corps of Engineers' Primary Consolidation and
Dessication of Dredged Fill (PCDDF) model (Stark 1991). Note, however, that
in addition to reducing the thickness of a cap, consolidation serves to reduce
both the porosity and permeability of a cap causing reductions in chemical
migration rates by both advection and diffusion.
The consolidation of the underlying contaminated sediment can also be esti-
mated through consolidation models. These models do not predict the resulting
movement of the chemical, however, and a model is described below. The
effective cap thickness estimated by Equation B9 is subject to chemical migra-
tion by advection and diffusion processes. The long-term chemical flux to the
water via these processes can be modeled.
The complete model of chemical movement through the cap must be com-
posed of two components:
An advective component considering the short-term consolidation of the
contaminated sediment underlying the cap.
A diffusive or advective-dispersive component considering contaminant
movement as a result of pore water movement after the cap has fully
consolidated.
The first component is operative for all caps but only for a short period of
time. The first component allows determination of the effective cap thickness
through Equation B9. The resulting effective cap thickness can then be used to
assess long-term losses through the cap by advective and/or diffusive processes.
For simplicity and conservatism, the sediment underlying a cap may be assumed
to remain uniformly contaminated at the concentration levels prior to cap place-
ment. In reality, migration of contaminants into the cap reduce the sediment
concentration and the long-term flux to the overlying water. The consideration
of this situation, however, complicates the analysis and the models used to
describe contaminant flux. Analytical models are presented for the case of
constant concentration in the underlying sediment. The results of a numerical
model that incorporates the depletion of the underlying sediment concentrations
are referenced for comparison.
Model for Short-Term Cap LossesAdvection
During Cap Consolidation
After placement of capping materials, consolidation of both the cap and the
underlying sediment occurs. Consolidation of the cap results in no contaminant
release since the cap is initially free of contamination. Furthermore, the con-
solidation of the cap serves to reduce the permeability and, to a lesser extent, the
porosity of a cap. Both serve to reduce contaminant migration through the cap
by both diffusive and advective processes.
Consolidation of the underlying sediment due to the weight of the capping
material, however, tends to result in expression of pore water and the contami-
nants associated with that water. The ultimate amount of consolidation may be
estimated using standard methods; for example, the previously referenced PCD
model. The consolidation of the underlying sediment is likely to occur over a
short period (e.g., months) compared with the lifetime of the cap. It is appro-
priate, therefore, to assume that the consolidation occurs essentially instantane-
ously and estimate the resulting contaminant migration solely on the basis of the
total depth of consolidation and the pore water expressed. For a nonsorbing
contaminant, the penetration depth of the chemical is identical to that of the
expressed pore water. For a sorbing contaminant, the penetration depth is less as
a result of the accumulation of chemical on the sediment.
Mathematically, if A L
sed
represents the ultimate depth of consolidation of the
underlying contaminated sediment due to cap placement, the depth of cap
affected by this pore water (or nonsorbing contaminant), A L
sediPW
, is given by
A L .
^se^ * f- (BIO)
where e is the porosity of the cap materials. The division by the cap porosity
recognizes that the expressed pore water moves only through the void volume
formed by the spaces between the grains of the capping material. Equation BIO
assumes that the capping material is spatially uniform and that pore water is not
preferentially forced through a small fraction of the total cap area.
Although the depth of cap affected by the expressed pore water is given by
Equation BIO, the migration distance of a sorbing contaminant is less due to
accumulation in the cap. The quantity of contaminant that can be rapidly
adsorbed by the cap material, oi
cap
(milligrams/kilogram dry cap material), is
generally assumed to be proportional to the concentration in the pore water (C
pw
,
milligrams/liter),
<%, = <;
c
P W
(
Bn
)
where the constant of proportionality is the observed sediment-water partition
coefficient in the cap. Note that the observed partition coefficient is measured
during sorption onto clean cap material since this is the conditions that occur
after placement of a clean cap onto contaminated sediment. The maximum
quantity that can be sorbed by the cap is given by the product of the observed
partition coefficient and the initial pore water concentration of the contaminant
in the underlying sediment, C
0
.
As a result of sorption onto the immobile sediment, the distance that the con-
taminant migrates in the cap during consolidation of the underlying sediment by
a distance A L
scd
is given by
AL, AL .
A L .. - ^ - (B12)
sed
'
A
R
v
obs
v
'
This distance must be subtracted from the actual cap thickness to estimate effec-
tive cap thickness. Note that this model suggests that the more sorbing a cap, the
less important is consolidation in the underlying sediment. Sorption for hydro-
phobic organics such as polyaromatic hydrocarbons and polychlorinated biphe-
nyls is strongly correlated with the organic carbon content of the sediments.
K-dcL *
s
typically of the order of hundreds or thousands for these compounds; if
a cap contains 0.5-percent organic carbon or more, the loss of effective cap
thickness due to penetration of the contaminant is a small fraction of the sedi-
ment consolidation distance. Metals also tend to be strongly associated with the
solid fraction, again reducing the migration of contaminant out of the sediment
as a result of consolidation.
Estimation of Long-Term Losses
Mechanisms and driving force
The effective cap thickness defined by Equation B9 is subject to advection or
diffusion or a combination of both throughout the lifetime of the cap. The long-
term contaminant release or loss requires estimation of the contaminant flux by
these processes. Diffusion is always present, while advection only occurs if
there exists a significant hydraulic gradient in the underlying sediments. The
relative magnitude of diffusion to advection in the cap of effective thickness, L
eff
,
can be estimated by the Peclet number.
B6
U L
p
e
= F (B
13
)
D
eff
where
U
pw
= advective velocity (Darcy or superficial velocity) in the sediment
D
eff
= effective diffusion/dispersion coefficient
If the magnitude or absolute value of the Peclet number is much greater than one,
advection dominates over diffusion/dispersion, while the opposite is true for
absolute values much less than one. Advection directed out of the cap will speed
contaminant release, while advection directed into the sediment will effectively
lengthen the cap.
The average groundwater flow velocity is estimated from the sediment con-
ductivity (K, centimeters/second) or permeability (K, square centimeters) and the
local hydraulic gradient.
* |A
=
_ * |A
F
dz fi dz
where
p = density of water (~1 g/cm
3
)
g = acceleration of gravity (980 cm-sec"
2
)
fi = viscosity of water (-0.01 g-cm^-sec"
1
)
dh
= local gradient in hydraulic head with distance into sediment
dz
The minus sign recognizes that the groundwater flow is to regions of lesser
hydraulic head. The average groundwater flow is the volumetric seepage rate
(volume/time) divided by the sediment-water interfacial area. Thus, lakes with
large sediment-water interfacial areas tend to exhibit less potential for advective
influences than small streams. Estuarine systems subject to significant tidal
fluctuations may also exhibit significant advective transport. Losing streams, in
which the advective transport is into the sediment, may exhibit advection but
may not be important since the direction of transport is away from the sediment-
water interface and long travel distances may be required to impact groundwater
of significance. Similarly, advection may be less important in wetlands subject
to frequent cycles of flooding followed by infiltration due to the downward
vector of advection. The presence of a cap will tend to reduce any advective
transport by preferentially channeling flow to uncapped sediment. The perme-
ability of the cap materials may also be selected or modified to minimize
advection.
The effect of advection includes both transport by the pore water flow and
that by diffusion and dispersion. Dispersion is the additional "diffusion-like"
mixing relative to the average pore water velocity that occurs as a result of
heterogeneities in the sediments. Thus the description of advection is more
complicated than diffusion, and the model for long-term cap losses will be sub-
divided into models appropriate only when diffusion dominates and models
when both advection and diffusion/dispersion are important.
Both processes are operative only for that portion of the contaminant present
in the pore water as measured by the concentration C
0
. This might include con-
taminant dissolved in the pore water as well as contaminant sorbed to fine par-
ticulate or colloidal matter suspended in the pore water. The best measure of
this concentration is through direct pore water measurements. In the absence of
pore water measurements, however, linear reversible sorption can be assumed
and Equations B5 or B7 apply,
C
0
sed
(1 + p K ) if to , < to .,
\ * oc oc'
J
sed cnt
(B15)
K f
oc
J
c
*
C, (1 + p K ) if to . > to
w v <oc oc'
J
sed i
where
B8
C
w
= equilibrium solubility of chemical in water
to
sed
= sediment loading (milligrams chemical/kilogram (dry) sediment)
Equation B15 indicates that the pore water concentration increases linearly with
the sediment loading until the water is saturated, that is, until the solubility limit
is reached. This limit is the normal water solubility adjusted for the sorption
onto organic matter in the pore water.
Degradation of contaminants over the long time of expected confinement is a
significant benefit of capping that should be incorporated into the design of a
cap. Polyaromatic hydrocarbons as well as chlorinated aliphatic and aromatic
compounds all exhibit slow but finite rates of degradation or transformation in
the generally anaerobic environment beneath a cap. If simple first order degra-
dation kinetics is employed, the sediment loading changes with time according to
"sed-êde -*'' (B16)
where
to
sed
= sediment loading at time of cap placement
k
r
= exponential time constant given by 0.693/f
05
t
0
5 = chemical half life in sediment
In the absence of dependable data on rates of degradation or transformation, the
conservative assumption of no contaminant depletion is generally assumed.
In the subsequent sections, the movement of contaminants from the sediments
through the cap by both diffusion and advection are evaluated. The focus is on
the development of simple analytical models that can be expressed in algebraic
form. This generally limits the conditions evaluated to uniform sediment and
cap physical and chemical properties and an initial contaminant concentration
that is both uniform in the sediment and constant. Depletion of contaminant in
the sediment by either chemical degradation or mass depletion as a result of the
release of material through the cap is not considered. The models are thus
conservative indicators of contaminant release from the sediment (that is, they
overestimate the concentration in the sediment or the flux of contaminant to the
overlying water column).
Diffusion
Diffusion is a process that occurs at significant rates only within the pores of
the sediment and is driven by the difference in pore water concentration between
the sediment and the cap. The initial concentration of the contaminant in the cap
pore water is generally zero, while the concentration in the sediment is given by
Equation B15. Even without degradation, however, migration of contaminants
into the cap will deplete the underlying sediments as a result of the loss of mass
by diffusion through the cap.
Thoma et al. (1993) developed a model of diffusion through a cap that expli-
citly accounts for depletion in the underlying sediment. A simpler model of
diffusion through the cap, however, assumes that the contaminant concentration
in the underlying sediment is essentially constant. This would be most appro-
priate if the contaminant concentration in the sediment far exceeds the critical
concentration defined by Equation B7. Because the assumption of no depletion
in the underlying sediment overpredicts the driving force for diffusion, and
therefore the flux through the cap, it represents a conservative assumption of the
effectiveness of the cap. It will therefore be employed in the description that
follows.
One should first estimate the steady long-term flux of contaminants through
the cap via diffusion. This is the maximum flux that can occur through the cap
by the diffusive mechanism.
Maximum flux estimation (steady state)
If diffusion is the only operative transport process through the cap, the
pseudo steady-state flux through the cap (assuming constant contaminated sedi-
ment pore water concentration and no sorption effects in the cap layer) is given
by
F - ^& (C
0
-C J ~ ~ K
cap
(C
0
-C J (B17)
L
eff
where
F = chemical flux, ng-cm-
2
-sec
_1
D
C
j j = effective binary diffusivity of chemical in cap, cm
2
/sec
e = sediment porosity (void volume/total volume)
L
eff
= effective cap thickness
C
0
= pore water concentration in sediment beneath cap including dissolved
and sorbed to colloidal species, ng/cm
3
C
w
= total contaminant concentration in overlying water, ng/cm
3
K = effective mass transfer coefficient through cap, cm/sec
The effective diffusion coefficient is generally estimated by the equation of
Millington and Quirk (1961)
D
eff
= D
w
e
4
'
3
(B18)
where
D
w
= molecular diffusivity of compound in water
e = void fraction or porosity of sediment
Millington and Quirk suggest the factor e
4/3
to correct for the reduced area and
tortuous path of diffusion in porous media.
In general, the chemical flux is influenced by bioturbation and a variety of
water column processes. Figure Bl shows the definitions of fluxes in a capped
system at this pseudo steady state. The flux of chemical through each layer is
equal to the sum of the rate of evaporation and flushing. Mathematically, in
terms of mass transfer coefficients, one has:
M = K
m
A
s
C
0
= K
ap
A
s
(C
0
- C
bio
) = K
bi
A
s
(C
bio
- C J
where
M = rate of chemical loss from system, mg/day = F*A
S
K
m
= overall mass transfer coefficient, cm/day
(B19)
B10
A ir
M=(K
e
A + Q)C
w
- Water
Benthic Boundary Layer M = KpA
s
(C
m
- C J
Bioturbation Zone
M
= K
bi0
A (C
hi0
- C J
-f
C ap Layer
M = KA ,(C
0
-C J
C ontaminated Sediment
M = K
OV
A
S
C
0
Figure B1. Idealized multilayer contaminant release rates showing individual
and overall mass transfer coefficient definitions
A
s
= contaminated sediment area, m
2
A
e
= evaporative surface area, m
2
C
0
= pore water concentration within contaminated sediment including
dissolved and any sorbed to colloidal material
K = cap mass transfer coefficient = D
w

m
/L
eff
, cm/day
C
bio
= pore water concentration at top of cap, ng/cm
3
TJD,. R
f
K
bio
= bioturbation mass transfer coefficient = - , cm/day
C = pore water concentration at sediment water interface, ng/cm
3
rj = desorption efficiency of contaminant from sediment particles
D
bj o
= biodiffusion coefficient, cm
2
/day
R
f
= retardation factor = e + p
B
Kj
s
L
bio
= depth of bioturbation, cm
K
bl
= benthic boundary layer mass transfer coefficient, cm/day
K= evaporation mass transfer coefficient, cm/day
D= effective diffusivity = D
w
e
4/3
, cm
3
/day
Q= basin flushing rate, cm
3
/day
C
w
= chemical concentration in the overlying water, ng/cm
3
K
d
= sediment water partition coefficient for chemical = K
o
Joc, cm
3
/g
K
oc
= organic carbon-water coefficient for chemical, cm
3
/g
f
oc
= sediment fractional organic carbon content
p
B
= sediment bulk density
The overall mass transfer coefficient, K
ov
, can be obtained from the following
1111
A
s
+ + +
* v Ka
P
H o K
bl
KA
e

+
Q
(B20)
An analysis of this relationship for reasonable values of L^suggests that
\IK
ov
s 1/K
cap
; therefore, the cap controls the flux to the overlying water, and
Equation B17 is valid.
This flux can be used to estimate concentrations in the water (C
H
) or at the
sediment water interface (C
w
) or multiplied by the capped area to determine total
release rate. For hydrophobic organics, the concentration in the overlying water
at steady state is defined by a balance between the flux through the cap, the rate
of evaporation to the air, and the rate of flushing of the water column. For
metals and elemental species not associated with volatile compounds, the flux
through the cap is balanced only with the flushing of the water column. The
overlying water concentration of the contaminant is given by:
B12
K A
ov s
KA
n
+
Q)
(B21)
The concentration at the cap-water interface, which would be indicative of the
level of exposure of bottom-surface dwelling organisms, is defined by the
balance of the flux through the cap with the flux through the benthic boundary
layer. The contaminant concentration at the cap-water interface is:
C =
cw
(B22)
Either of these concentrations or the estimated fluxes may be compared with
applicable criteria for the chemical in question to determine if a specified cap
thickness is adequate.
Transient diffusion breakthrough time estimation
The simple steady-state analysis presented above is not capable of predicting
the time required for the contaminant(s) to migrate through the cap layer. Until
sorption and migration in the cap is complete, the flux to the water column will
be less than predicted by Equation B17. Addressing this problem requires
incorporation of time explicitly in the differential mass balance. The following
partial differential equation represents a differential mass balance on the con-
taminant in the pore water of the cap as it diffuses from the contaminated sedi-
ment below.
R<
dC
pw
dt
D. 8
4/3
d
2
C
pw
dz
7
(B23)
The conditions of a constant concentration at the sediment-cap interface are
applied as specified by Equation B15 and the concentration of the overlying
water at the height Lîn the cap. Carslaw and Jaeger (1959) present a solution
to the equivalent heat transfer problem that in terms of concentration and mass
diffusion can be written
(C
0
-CJD
diff
eff
J
eff
1
+
2(-l)"exp
71 = 1
D
eff
{^?
R
tif
(B24)
where D
eff
represents D
w
e
m
. This solution is also given in this form by Thoma
et al. (1993). Note that as t-*oo, the exponential term approaches zero and the
flux approaches the value obtained by the approximation K
ov
~ D lh as
indicated by Equation B17. From Equation B24, one can obtain relations for the
breakthrough time and the time required to approach the steady-state flux.
Breakthrough time, x
b
, is defined as the time at which the flux of contaminant
from the contaminated sediment layer has reached 5 percent of its steady-state
B14
value, and the time to reach steady state, T
SJ
, is defined as the time when the flux
is 95 percent of its steady-state value. It is easily shown that
T. = Ci (B25)
and
3.69L
2
eff
R
f
^ss = (
B26
)
" D e
4/
-V
Advective-dispersive models
When advection cannot be neglected during the operation of a cap, the basic
equation governing contaminant movement is
dC dC d
2
C
R PJL + u
p
= D,
p
(B27)
;
dt dz
d,sp
dz
2
where
C
pw
= contaminant concentration in pore water
U = U = Darcy velocity directed outward
D
eff
= effective diffusion/dispersion coefficient
The effective diffusion/dispersion coefficient is often modeled by a relationship
of the form (Bear 1979)
(B28)
w
The first term in this relation is associated with molecular diffusion and is again
modeled by the Millington and Quirk (1961) relation. The second term is
mechanical dispersion associated with the additional mixing due to flow vari-
ations and channeling, a is the dispersivity and is typically taken to be related to
the sediment grain size (uniform sandy sediments) or travel distance (hetero-
geneous sediments). Little guidance exists for the estimation of field dispersivi-
ties for vertical flow in sediments. In uniform sandy sediments, the longitudinal
dispersivity is approximately one-half the grain diameter, while the transverse
dispersity tends to be an order of magnitude smaller (Bear 1979). Dispersion in
heterogeneous sediments would be expected to be larger than these estimates.
If the effective dispersivity can be estimated, the contaminant concentration
and flux through the cap can be estimated by solutions to Equation B27. One
should first consider the long-time behavior of Equation B27 when the sediment
originally exhibits a contaminant pore water concentration C
0
. If the contami-
nant is not subject to significant depletion by either degradation or migration
through the cap, the flux through the cap ultimately reaches that given by
F
adv
- U (C
0
-C
w
) as f-> (B29)
That is, the contaminant flux due to advection approaches that which would be
observed if no cap were placed over the sediment. In such a situation, the cap
can be viewed only as a temporary confinement measure until the sediment is
removed or depletion renders the contaminant harmless. It should be empha-
sized, however, that this will only occur when depletion of contaminant in the
capped sediment is negligible, a conservative assumption that may significantly
overestimate the flux of contaminant through the cap. This assumption is com-
pared with more realistic approaches in an example below.
In the advection-dominated case, it is important to examine the transient
release of the contaminant. The conditions on Equation B27 that are appropriate
for a cap include
cap-sediment interface (z = 0)
cap-water interface (z=L
eff
) C
pw
= C
w
(Generally C
w
~ 0) (B30)
initial cap concentration
Available analytical solutions describe only homogeneous cap properties and do
not satisfy the cap-water interface condition of Equation B30. Instead there are
two approximate conditions that are commonly applied instead of the cap-water
interface condition.
c
pw
= c
0
c
pw
-c
w
c
pw
= c
w
dC
pw
dz
dC
pw
dz
= 0 at z = L
eff
(finite cap)
(B31)
= 0 as z - (infinite cap)
The first explicitly recognizes the finite thickness of the cap, while the second
assumes that it is infinitely thick. The solution subject to the finite boundary
condition is given by Cleary and Adrian (1973), while the solution subject to the
infinite boundary condition can be found in Carslaw and Jaeger (1959). For
Pe > 1, however, the concentration and flux predictions of either model are
essentially identical. Moreover, for Pe < 1 when diffusion dominates, the given
finite cap condition is inappropriate and causes the solution to underpredict the
contaminant flux through the cap. The solution for the infinite cap is also
simpler to use. For these reasons, only the infinite cap model will be described
in this section. However, the full boundary conditions of Equation B30 or
heterogeneous sediment properties can be described using numerical solvers as
illustrated in the example.
The solution to Equation B27 subject to the infinite cap condition in homo-
geneous sediment is given by
C
pw
(z,t) =
(C
0
~ CJ
(Uz)
exp
erfc
erfc
' R
f
z - Uf
{y*f
Dt
J
R
f
z + UtX
2JR
f
Dt
V / /.
(B32)
Here erfc represents the complementary error function that is given by 1 - erf, the
error function. The error function is a tabulated function (e.g., Thibodeaux
1996) and is commonly available in spreadsheets and computer languages. It
ranges from 0 at a value of the argument equal to zero to 1 at a value of the argu-
ment equal to infinity. The model is most useful in predicting the penetration of
the contaminant into the cap and the time until the sediment-water interface
begins to be significantly influenced by the cap, i.e., the breakthrough time. The
breakthrough time can be estimated by evaluating Equation B32 for z = L
eff
and
determining the time required until C
p
JL
eff
,t) is equal to some fixed fraction of
the concentration in the underlying sediment; for example, until C
pK
(L
cff
,t) =
0.05 C
0
. The flux into the overlying water at any time could also be evaluated by
computing
F(L
eff
,t) - U C
p
JL
eff
,t) - D
dCJL
eff
,t)
eff
dz
(B33)
Note that Equations B32 and B33 can also be applied to conditions of mild ero-
sion or deposition on the cap. Erosion or deposition give rise to an effective
velocity directed downward with deposition and upward with erosion. Because
erosion buries or uncovers sediment and its associated contaminants, the effec-
tive velocity influencing the pore water concentration is the erosion or deposi-
tion velocity multiplied by the retardation factor.
U
U
pw
u
pw
U R,
erosion f
U, . R
f deposition f
Erosion
Deposition
(B34)
That i;>, sediment burial or deposition gives rise to a rapid burial or exposure of
contaminants as a result of the sorbed load on the sediment particles.
Models for More General Cases: Numerical
Solutions
All of the models discussed thus far assume that the concentration in the
sediment remains unchanged despite the loss of contaminant to the overlying
water. This simplification is necessary to apply the presented analytical solu-
tions but leads to overly conservative results. For example, in an advective
dominated system, Equation B29 will describe the flux to the overlying water at
long time only if depletion is not accounted for. It should be emphasized that the
B16
depletion referred to here is simply accounting for the mass of contaminant lost
to the overlying water. Degradation of the contaminant is not considered.
To overcome this limitation of the preceding models, it is necessary to turn to
a numerical simulation of Equation B27. The numerical simulation should apply
Equation B27 both within the cap and in the underlying sediment assuming that
the concentrations and fluxes are continuous at the sediment water interface.
Arbitrary initial and boundary conditions could be applied. For the particular
case of an initially clean sediment cap overlying a finite layer of contaminated
sediment, the author has developed such a numerical solution. This model is
coded in FORTRAN and employs IMSL subroutines to conduct the numerical
calculations. An illustrative example using the model is presented later as is a
contact address for acquisition of the model.
Models for Uncapped Sediment
Although the primary purpose is the evaluation of contaminant concentrations
and fluxes associated with capped sediment, it is often convenient to compare
these quantities with concentrations and fluxes that would be observed in the
absence of a cap. Models similar to those above are available for uncapped con-
ditions and are especially useful for comparison purposes.
Let us consider the solution to Equation B27 subject to the uncapped boun-
dary conditions
sediment-water interface (2 = 0) C = C
dC .
~ z
deep sediment (z-) C
w
= C
0
or ^ - 0 (B35)
initial sediment concentration C = C
pw 0
These are the same conditions, however, as those leading to Equation B32 if the
z coordinate is directed into the sediment rather than out through the cap and if
the roles of C
0
and C
w
are reversed. Thus Equation B32 can be used to evaluate
concentrations in the uncapped case as well. Both the sense of U and z must be
reversed, and z = 0 now represents the sediment-water interface. Similarly, the
flux from the sediment to the overlying water is given by
dz
F(0,t) = U C
pw
(0,t) - D
eff
^' ' (B36)
Similarly, finite contaminated layer models could be adapted from Equa-
tion B24. This would not be a fair basis for comparison, however, in that the
uncapped model would explicitly account for depletion of the sediment contami-
nants as a result of the loss to water while the cap version of the solution
assumes that the sediment concentration remains constant.
Parameter Estimation
Use of any of the above models requires estimation of a variety of model
parameters. The most important of these parameters and an example calculation
are presented below. These include the porosity (e), bulk density (p
b
), and
organic carbon content (f
oc
) of the cap material; the partition coefficient (K
d
) for
the chemical(s) between the pore water and the cap material; the diffusivity of
the chemical(s) in water (D
w
); the depth of bioturbation (L
bin
) and a biodiffusion
coefficient (D
hin
); benthic boundary layer (K
b
j ) and evaporation (K
e
) mass trans-
fer coefficients; and for flowing systems, the water flushing rate (0. Informa-
tion should be obtained on the degradation half-life or reaction rate of chemicals
of concern in the specific project if such information is available.
Contaminant properties
Contaminant properties include water diffusivity and sediment-water or cap-
water partition coefficient. The water diffusivity of most compounds varies less
than a factor of two from 1 x 10'
5
cm
2
/sec. Higher molecular weight compounds
such as PAHs tend to have a water diffusivity of the order of 5 x 10"
6
cm
2
/sec.
The water diffusivity can be estimated using the Wilke-Chang method (Bird,
Stewart, and Lightfoot 1960). Compilations of diffusivities are also available
(Thibodeaux 1996; Montgomery and Welkom 1990).
The preferred means of determining the partition coefficient is through
experimental measurement of sediment and pore water concentration in the
sediment or cap. In this manner, any sorption of contaminant onto suspended
particulate or colloidal matter is implicitly incorporated. If such measurements
are unavailable, it is possible to predict values of the partition coefficient, at
least for hydrophobic organic compounds, using Equation B8. K
oc
values are
tabulated (e.g., Montgomery and Welkom 1990) or may be estimated from
solubility or the octanol-water partition coefficient using the methods in Lyman,
Reehl, and Rosenblatt (1990). For other contaminants, including metals, little
predictive guidance exists.
It should be emphasized that the pore water concentration, C, appearing in
the models is not the truly dissolved concentration but that corrected for the
amount sorbed on the colloidal matter. Note that Equation B8 suggests that the
apparent partition coefficient approaches the constant, f
0
Jp
0C
as K
oc
-> . That is,
the apparent partition coefficient is no longer a function of the hydrophobicity of
the contaminant when the product p
0l
K
0C
l. For example, the apparent parti-
tioning of pyrene, with a K
oc
-10
5
L/kg and any compound more hydrophobic, is
dominated by pore water organic matter at concentrations greater than about
10mg/L.
B18
Physical characteristics
The long-term average water flushing rate should be measured onsite to
evaluate water-side mass transfer resistances. Cap material properties are
dependent on the specific materials available and should be measured using
standard analytical methods.
Mass transfer coefficients
A turbulent mass transfer correlation (Thibodeaux 1996) can be used to
estimate the value of K
bl
in the water above the cap:
Sh = 0.036 Re
os
Sc
1/3
(B37)
where
Sh = Sherwood number =
D.
Re = Reynolds number =
Sc = Schmidt number =
v = kinematic viscosity of water, 0.01 cm
2
/sec at 20 C
u = benthic boundary layer water velocity, cm/s
x = length scale for the contaminated region - here x = J
s
is taken
where A
s
is area of contaminated region, cm
As indicated previously, however, the benthic boundary layer mass transfer
coefficient is rarely significant in the estimation of contaminant flux through the
cap.
Transport by bioturbation has often been quantified by an effective diffusion
coefficient based on particle reworking rates. A bioturbation mass transfer
coefficient can then be estimated from the following relation assuming linear
partitioning between the sediment and water in the bioturbation layer
* - ^f^- (B38)
bio
where r\ is a desorption efficiency of the chemical once the particle carrying it
has been reworked to the sediment-water interface. r\ would tend to be small for
more hydrophobic compounds that tend to desorb slowly at the surface and
large for compounds that are more soluble. In the absence of experimental
B20
information to the contrary, r| is assumed to be 1. The biodiffusion coefficient
and the depth of bioturbation are important factors in the determination of the
required cap thickness, and thus the best possible estimates should be used. The
ranges for D
bh
and L
bio
are quite large, and an extensive tabulation is presented
by Matisoff (1982). An examination of these data suggests that a depth of bio-
turbation of 2 to 10 cm is typical and that biodiffusion coefficients are generally
in the range of 0.3 to 30 cm
2
/year. As indicated previously, however, the con-
taminant flux is controlled by transport through the cap and is essentially
insensitive to the bioturbation mass transfer coefficient. The contaminant
concentration in the bioturbated layer, however, is heavily dependent upon the
biodiffusion coefficient.
Evaporation mass transfer coefficient
The overall evaporation mass transfer coefficient is taken as equal to the
water-side mass transfer coefficient. This is generally valid for volatile organic
compounds but less true for many PAHs, which tend to exhibit significant air-
side mass transfer resistances. A water-side mass transfer coefficient for evapo-
rative losses is given by Lunny, Springer, and Thibodeaux (1985) as
K
e
= 19.6 tff
23
/)^
3
(B39)
where U
x
is the wind speed at 10 m (miles/hour), D
K
has units of square
centimeters/second, and K
e
has units of centimeters/hour. Lyman, Reehl, and
Rosenblatt (1990) provide information on air-side coefficients that may be
important for some compounds, notably low-volatility PAH compounds.
Example
Several design bases are possible for specifying the physico-chemical con-
tainment afforded by a cap. There are at least five quantities that may be of
interest to the cap designer and for which models were presented here. These are
the breakthrough time, the pollutant release rate (as a source term input to other
fate and effects models), concentrations at the sediment-water interface or in the
overlying water column, and the time to approach steady state. The two physico-
chemical properties of the cap material that have the largest effect on the effi-
cacy of the cap are the organic carbon content and the cap thickness. Each of
these calculations will be illustrated given a cap thickness. In general, the
process would be applied iteratively using a guessed cap thickness until the
desired breakthrough times, fluxes, etc, are achieved.
The selected example considers a sediment contaminated with a moderately
hydrophobic polyaromatic hydrocarbon, pyrene. The contaminant is initially
present in the upper 35 cm of sediment at a level of 100 mg/kg. A cap of initial
thickness of 50 cm is placed over this sediment. Both the cap and the sediment
contain 1-percent organic carbon. Consolidation of the cap after placement
reduces the cap thickness to 45 cm. The sediment also consolidates 5 cm as a
result of cap placement. Bioturbation is expected to influence the upper 10 cm
of sediment or cap. These and other problem parameters are collected in
Table Bl. The calculation procedure is detailed below.
Table B1
Physico-Chemical Properties of Site Parameters for Example
CaD Properties
Initial cap thickness
Consolidation distance within cap
Consolidation distance of underlying sediment
Organic carbon content
Porosity
Bulk density
Colloid concentration
Effective cap thickness
(U
(U
(e)
(Pt)
(CJ
(U
50 cm
5 cm
5 cm
0.01
0.5
1.25 g/cm
3
10mg/L
35 cm
Pvrene Properties
Solubility
Diffusivity in water
Organic carbon partition coeff.
Mass transfer coeff. at air-water interface
Mass transfer coeff. at cap-water interface
(s)
(DJ
(KJ
(KJ
(KJ
150pg/L
5x 10
5
cm
2
/sec
10
5
LVkg
7 cm/hr
1 cm/hr
Site Properties
Bioturbation depth
Biodiffusion coefficient
Seepage velocity in sediment (assume outflow)
Pyrene sediment loading
Pore water concentration
Area of contaminated sediment
Evaporative area
Benthic boundary layer velocity
Basin flushing rate
Thickness of contaminated region
(LJ
(D
bl
J
(U)
< o>J
(CpJ
(AJ
(AJ
(u)
(Q)
10 cm
10cm
2
/year
10 cm/year
100mg/kg
200/jg/L
10
4
m
2
10
4
m
2
10 cm/sec
1.7x10
13
cm
3
/day
35 cm (used in numerical
model only)
Estimation of effective cap thickness
The initial cap thickness is reduced by bioturbation (10 cm), consolidation of
the cap (5 cm), and penetration of pore water expressed by the consolidation of
the underlying sediment. Although the sediment consolidates a distance of 5 cm,
causing movement of pore water 10 cm into the cap (cap porosity of 50 percent),
the contaminant migration is retarded by sorption onto the organic carbon in the
cap. After estimation of the retardation factor associated with sorption onto the
cap materials, it is estimated that the chemical penetration into the cap as a result
of sediment consolidation is only about 80 fim. Thus the effective cap thickness
is
= 50 cm
- 10 cm(bioturbation)
- 5 cm (consolidation of cap)
- 80 fim (sediment consolidation)
~ 35 cm
B22
This calculation included an estimate of the partition coefficient and retardation
factor for the migration of pyrene through the cap. The partition coefficient and
pore water concentrations were estimated based on the sediment loading (Equa-
tion B5 and the second of Equations B8). The maximum truly dissolved concen-
tration in the pore water is given by the solubility of pyrene in water (150/ig/L)
meaning that in the 1-percent organic carbon sediment with a pyrene K
oc
=
10
5
L/kg, the sediment loading must be less than 150 mg/kg for this to be true.
At sediment loadings above 150 mg/kg, the pore water concentration in the
contaminated region must be estimated by Equation B7.
Estimation of long-term losses
The simple analytical models presented in this appendix assume that the zone
of contamination is infinitely large and is not depleted by losses through the cap.
Since a groundwater seepage velocity is specified in this example, such an
assumption means that ultimately the flux through the cap is given by the seep-
age velocity times the pore water concentration in the sediment beneath the cap
or 20 mg-m^year"
1
. In the absence of any seepage through the cap, the steady-
state diffusive flux would apply, 3.6 mg-m^-year"
1
. Both estimates overestimate
the actual long-term flux, however, in that they assume that the sediment beneath
the cap exhibits a constant concentration. A numerical calculation of the flux is
provided later to illustrate the degree of conservatism by these calculations, even
if no chemical degradation of the pyrene occurs.
Evaluation of diffusion only mechanism
Using Equations B25 and B26, the breakthrough and steady-state times are
given by 669 and 4,600 years, respectively. These estimates assume only diffu-
sion is applicable and that the concentration is again constant.
At steady-state conditions assuming constant sediment concentrations, the
diffusion model also allows estimation of pore and overlying water concentra-
tions. Although the predominant mass transfer resistance is the undisturbed cap,
the bioturbation zone and the benthic boundary layer resistance influence the
concentrations observed in the bioturbation layer, at the sediment-water inter-
face, and in the overlying water.
Example Calculation of Contaminant Flux-Advection/Diffusion
Mechanism
In this example, flux predictions by the analytical model of capped sediment
are compared with an uncapped case and a numerical model that recognizes the
depletion in the underlying sediment due to transport to the overlying water.
The numerical model is capable of describing arbitrary and heterogeneous initial
conditions and depletion within the sediment. The model is written in
FORTRAN and employs IMSL routines for some calculations. Both the
analytical model in the form of a Mathcad spreadsheet and the numerical model
are available from the author
Danny Reible, Director
Hazardous Substance Research Center/S&SW
Louisiana State University
Baton Rouge, LA 70803
Ph: 504/388-3070, Fax: 504/388-1476, e-mail: reible@che.lsu.edu
The model predictions for flux are shown in Figure B2.
Comparison of Uncapped and Analytical and
Numerical Capped Model Predictions
The first case is for a contaminated system with no cap. The result is pre-
sented as the solid line in Figure B2. The flux starts out at a high value (effec-
tively infinite at time of first exposure of the contaminated sediment) and decreases
with time.
40
35
30
25 --
i_
.>
O)
20
C
Cap - Equation 32 (semi-
infinite contaminant layer)
- - - Cap - Numerical model (finite
contaminant layer)
Flux without cap (semi-infinite
contaminant layer)
200 400 600 800 1000 1200
Time in Years
1400 1600 1800 2000
Figure B2. Example calculations of contaminant flux through cap
Example - Mathcad Spreadsheet
Note - All numerical values employed in this simulation are for illustration only. Although
some of these values may represent typical field conditions, they do not indicate the
range of values encountered in the field and do not therefore allow the drawing of general
conclusions as to the effectiveness of capping
Estimation of effective cap thickness
LQ =50cm
Initial thickness of cap
L
bio
M0cm
Thickness effectively mixed by bioturbation
^cap
=5cm
Consolidation distance within the cap
^scd
:=5cm Consolidation distance of underlying sediment
e =0.5
Void fraction in cap
p
b
: = 0.5-2.5i
cm
Bulk density of sediment
AL -
AL
d
r
e
Pore water penetration distance in cap
AL
sed.pw =-
1,m
Estimation of sorption characteristics in cap and retardation factor _ 3
K
--
l
'i
1 A~
Organic carbon based partition coefficient ^
g
'"
gm
Compound assumed: Pyrene
Poc-0.^
Dissolved organic carbon concentration in pore water
foe
;=001
Fraction organic carbon in sediment
S.=0.150-^
L
Solubility of pyrene in water
ffi
crit
:=K
oc'
f
oc'
S
Critical sediment loading CD _;, = 150
cnt
kg
B24
v- .f
Observed partition coefficient between sediment and water
assumes K
oc
governs partitioning to dissolved org. carbon
1

+
P oc'
K
oc
K
d
= 500 Also assumes sediment
crit
kg
R
f
: = 6
+Pb
-K
d
Retardation factor due to sorption onto solid
R
f
= 625.5
AL
sed
AL
<sed A
:

Penetration distance of chemical into cap due to
K
f consolidation of sediment
AL
sedA =7.99+10~
5
-m Typically negligible for
sorbing caps
L
efF
:=L
0-
L
bio
_
^cap-
AL
sed

A
Effective cap thickness
L
e
jf = 0.35*m
Estimation of long-term losses
a. Determination of Peclet number defining the relative importance of advection to diffusion
U: = 10-
Seepage velocity in sediment- assume outflow
D
w
:=5.i0
6
.fHL
sec
4
Molecular diffusion coefficient in water
D
eff
:=D
w*
3
Millington and Quirk model for effective diffusivity
D
eff
= 1.98*Uf
6
-2L
sec
Pe :=
D
eff
Peclet number
Pe = 5.588 Advection/diffusion both important
Chemical concentration level - assumed deep layer of sediment contaminated to 100 mg/kg
W-^lOO-î
S
kg
W
C
n
= i C
ft
=200=
K
d
L
Note - Ws<150 mg/kg - below critical loading as assumed
Advective flux
F
adv
: = UC
0
Advective flux - since a deep layer of contaminated sediment
is assumed, the flux at long time is given by this for a
seepage outflow
F
adv=2-
mg
2
m -yr
Dffusive flux-hypothetical unless Pe 1 and depletion of material in sediment can be
neglected
êff Steady-state diffusive flux (assuming no advection and no
eff
mg
r
diff ^ ^0 depletion of contaminants by diffusion through cap)
diff
= 3.579
2
m -yr
Transient behavior- assuming diffusion only
-
54L
eff
2
-
R
f
Breakthrough time assuming no depletion of contaminant in
sediment
t
b
= 669.2 18yr
2
3

69-L
eff "
R
f Time required to reach hypothetical steady state flux (F
diff
)
D
cfr
n
2
assuming no depletion of contaminants in sediment
T
ss
= 4572.99yr
Estimation of overall mass transfer coefficient and concentrations in water and at the
sediment-water interface assuming quasi-steady diffusion
D
eff
K-aj,: = Effective mass transfer coefficient in cap-assuming
L
e
ff quasi-steady diffusion
K
cap
= 1.78*5?
2
Du- = 10- Effective bioturbation diffusion coefficient
bio-
yr
B26
TI: = 1
Fraction of contaminants released at surface between arrival at
surface and reburial by bioturbation
v
..^^bio-Rf
Effective bioturbation mass transfer coefficient for particle
movement at effective diffusion coefficient Dbio
K
bio
-

T
T
, - ., cm
K
bi0
=625.5_
K -i.
cm
Effective mass transfer coefficient at sediment (cap) - water
interface
K
e
: = 7-
e
hr
Effective mass transfer coefficient at air-water interface
Q:
=
1.7.10
13
.^
day
Effective flushing rate of overlying water
A
s
: = 10
4
-m
2
Area of contaminated sediment
A
e
: = 10
4
-m
2
Evaporative area
\
K
cap
K
bio
1 A
s
. \
-i
Effective overall mass transfer
coefficient
K
bl
K
e'
A
e + Qj
K
ov
= 1.784^
Typically same as cap coefficient
K
ov'
A
s
r
W
K
e
-A
e

+
Q
Water concentration assuming steady diffusion through cap
and only evaporation and flushing losses from water
C =5.741 10~
6
i^
w
L
r

K
ov*
C
0
Concentration in porewater at sediment (cap)- water interface
This should indicate exposure of benthic organisms
K
bl
Csw=
0041
f
Flux via full - advection diffusion model
ct: = L
eff
D=D
eff
+a-U
Set dispersivity to upper bound of cap thickness
Dispersion coefficient sum of diffusion and advective
dispersion
D = 1.30>10
r5 cm
sec
Concentration model - semi-infinite cap with concentration in underlying sediment constant
C(L,t) := 1-erf
R
f
L- Ut^
<ff
Dt /
+ expi 1-| 1 - erf|
D
:-JR^
Concentration gradient near surface needed for estimation of diffusion flux
DCDZ(L,t)
-1
-exp
-exp U
.! (R
f
-L-U-t
"4 [Rf(D-t)]
u
/i,
L
-exp U
V
exp
. j (R
r
L+U-t)
T [R
r
(Dt)]
(M
D

[

D
R
1-erf
(R
f
Li-U-
" ^(VVt)
t
int
100-yr ti,
int
j:=I..20
F
adv. -U-Cêff'înt)
j
F
diflF.
:=
-(
D
eff
,DCDZ
(
L
eflF.J-
t
iiit))
F
adv.diff.
=F
adv.
+

F
diff.
j J J
(^D-7t)
time interval desired
j = number of values of time
Advective component of flux
Diffusive component of flux
Total flux from cap-water interface
Comparison to uncapped flux (This approach recognizes that the same equation is applicable if
water-side mass transfer resistances are always negligible)
F
uncapped
:=U,C
(
0cm
'
j
'
t
int)-
D
er
DCDZ
(
0cm
'J-
t
int)
Note that both analytical models (capped and uncapped) assume that the contaminant layer is of
infinite depth. At long times when this assumption is poor, a numerical simulation should be used in
either case as shown in Figure B2.
B28
Summary of Results-also shown in Figure B2 with numerical model results assuming a 35-cm depth
of contamination
Time Cone, at cap
water interface
Fluxes via advection, diffusion
and combined
C(L
eff)
j-t
int
)
F
adv.
F
diff.
F
adv.diff.
F
uncapped.
j'int
(?)
yr
100 0.701
200 9.399
300 23.526
400 38.032
500 51.306
600 63.054
700 73.369
800 82.435
900 90.439
1000 97.544
1100 103.88*
1200
1300
109.58')
114.724
1400 119.381
1500 123.634
1600
1700
127.515
131.08
1800 134.37:
1900 137.411
2000 140.22"
mg
2
m -yr,
0.07
0.94
2.353
3.803
5.131
6.305
7.337
8.244
9.044
9.754
10.389
10.958
11.472
11.939
12.363
12.752
13.105
13.437
13.741
14.023
mg
m -yr
0.122
0.839
1.426
1.75
1.905
1.962
1.964
1.934
1.887
1.831
1.769
1.707
1.644
1.583
1.523
1.466
1.411
1.358
1.308
1.26
mg
m
2
-yr
0.192
1.779
3.779
5.554
7.036
8.268
9.301
10.178
10.931
11.585
12.158
12.66J
1316
13.521
13.887
14.218
14.519
14.796
15.049
15.283
mg
m
2
-yr
27.266
24.753
23.65
23
22.56
22.238
21.991
21.794
21.631
21.496
21.38
21.28
21.193;
21.116
21.047
20.986
20.931
20.88
20.835
20.793
Capped Flux < 1% Uncapped Flux
for more than 100 years
Capped Flux approximately 1/2
uncapped flux after 1,000 years
(Maximum flux if initial contaminant
thickness is 35 cm) from numerical
model)
B29
In the next case a cap has been placed and the flux through the cap is esti-
mated subject to the previously discussed assumptions of constant concentration
in the underlying sediment. This system is described by Equation B32. The
result is presented by the broken line in Figure B2. The flux is initially zero
until cap breakthrough, and the flux then slowly increases with time. After
several thousand years in this example, the flux with and without the cap
approaches the constant value of 20 mg-m"^year"
1
. Again, both models approach
the same value because the contaminated region is assumed infinitely thick and
advection ultimately controls the flux.
In the final case, the conditions are identical to the capped case above, but
mass transfer is recognized to cause depletion of the contaminant beneath the
cap and the actual thickness (and therefore finite mass) of the contaminated
region is explicitly considered. The thickness of the contaminated region is
assumed identical to the effective thickness of the cap, 35 cm. No degradation is
assumed, consistent with the previous examples. The solution by the numerical
model is given as the dotted line on Figure B2. Of the three models, this is the
only one that satisfies the material balance in that the loss to the overlying water
is reflected in reductions in mass in the contaminants in the sediment.
The plot of flux with time for an uncapped system shows a high initial flux
owing to a large concentration gradient at the surface initially. With depletion in
the near-surface sediment, the flux asymptotically approaches a limit given by
the advective flux from the deep-sediment concentrations. With a cap, the con-
taminant takes some time to seep through the clean capped region. Hence there
is an initial time period when there is essentially no contaminant flux. Since
there is an assumption of constant contaminant concentration at the base of the
cap, the flux asymptotically approaches a maximum that would ultimately equal
the uncapped flux. The realistic model that accurately accounts for contaminant
depletion in the sediment shows a flux that never reaches as high as the flux
from either of the two preceding models, and it steadily decreases at long time.
Note that in either capped case, the total mass released to the water column is
significantly reduced for any period of time. The total mass released is the inte-
gral under the flux curves.
In this example it was assumed that the bioturbated region offers no resist-
ance to the transport of contaminants. A model explicitly accounting for the
bioturbated region could also be developed. Similarly, the effect of cap thick-
ness and contaminated layer thickness or inhomogeneity on the long-term flux
profile can be studied using the numerical model. This is not possible using the
conservative analytical model Equation B32.
Acknowledgments
This appendix was prepared with the partial support of the U.S. Environ-
mental Protection Agency through the Hazardous Substance Research
B30
Center/South and Southwest and through cooperative agreement CR
823029-01-0 from the National Risk Management and Research Laboratory,
Cincinnati, OH.
References
Bear, J. (1979). H ydraulics ofgroundwater. McGraw-Hill, New York.
Bird, R. B., Stewart, W. E., and Lightfoot, E. N. (1960). Transport phenomena.
John Wiley & Sons, New York.
Carslaw, H. S., and Jaeger, J. C. (1959). C onduction ofheat in solids. 2d ed.,
Oxford University Press, Oxford, England.
Cleary, R. W., and Adrian, D. D. (1973). "Analytical solution of the
convection-dispersive equation for cation adsorption in soils," Soil Sei Soc.
A merica Proc. 37,197-199.
IMSL. (1994). Visual Numerics, Inc., Houston, TX.
Lunney, P. D., Springer, C, and Thibodeaux, L. J. (1985). "Liquid phase mass
transfer coefficients for surface impoundments," Environmental Progress 109
(4), 203-211.
Lyman, W. J., Reehl, W. F., and Rosenblatt, D. H. (1990). H andbook of
chemical property estimation methods: Environmental behavior oforganic
chemicals, American Chemical Society: Washington DC.
Matisoff, G. (1982). "Mathematical models of biotutbation," A nimal-sediment
relations. P. L. McCall and M. J. Tevesz, ed., Plenum Press, New York,
289-331.
Millington, R. J., and Quirk, J. M. (1961). "Permeability of porous solids,"
Trans, ofFaraday Soc. 57,1200-1207.
Montgomery, J. H., and Welkom, L. M. (1990). Goundwater chemicals desk
reference. Vol 1. Lewis Publishers, Inc., Chelsa, MI.
Palermo, M. R., Maynord, S., Miller, J., and Reible, D. D. (1996). "Guidance
for in-situ subaqueous capping of contaminated sediments," Environmental
Protection Agency, EPA 905-B96-004, Great Lakes National Program Office,
Chicago, IL.
Stark, T. D. (1991). "Program documentation and user's guide: PCDDF89,
primary consolidation and dessication of dredged fill," Instruction Report D-
91-1, U.S. Army Engineer Waterways Experiment Station, Vicksburg, MS.
Thibodeaux, L. J. (1996). Environmental chemodynamics: Environmental
movement ofchemicals in air, water and soil. 2d ed., Wiley & Sons, New
York.
Thibodeaux, L. J., and Bosworth, W. S. (1990). "A theoretical evaluation of the
effectiveness of capping PCB contaminated New Bedford Harbor Bed
Sediment," Final Report, Hazardous Waste Research Center, Louisiana State
University, Baton Rouge, LA.
Thoma, G. J., Reible, D. D., Valsaraj, K. T., and Thibodeaux, L. J. (1993).
"Efficiency of capping contaminated sediments in situ: 2. Mathematics of
diffusion-adsorption in the capping layer," Environmental Science and
Technology 27,12, 2412-2419.
B32
Appendix C
Capping Effectiveness Tests
Introduction
Results of laboratory tests conducted with samples of the contaminated
sediments to be capped and the proposed capping sediments should yield
sediment-specific and capping-material-specific values of diffusion coefficients,
partitioning coefficients, and other parameters needed to model long-term cap
effectiveness. Model predictions of long-term effectiveness using the
laboratory-derived parameters should be more reliable than predictions based on
so-called default parameters. At present, there are several tests that have been
applied for this purpose.
Louisiana State University has conducted laboratory tests to assess diffusion
rates for specific contaminated sediments to be capped and materials proposed
for caps. A capping simulator cell was used in which a cap material layer is
placed over a contaminated sediment, and flux due to diffusion is measured in
water that was allowed to flow over the cap surface. Initial tests measured flux
of 2,4,6-trichlorophenol (TCP) through various cap materials. These tests
showed that the breakthrough time and time to steady state were directly depen-
dent on the partitioning coefficient and that cap porosity and thickness were the
dominant parameters at steady state (Wang et al. 1991).
1
Environment Canada has performed tank tests on sediments from Lake
Ontario to qualitatively investigate the interaction of capping sand and com-
pressible sediments. The tests were carried out in 3.6- by 3.6- by 3.7-m
observation tanks in which the compressible sediments were placed and allowed
to consolidate; sand was released through the water column onto the sediment
surface. In the initial tests, physical layering and consolidation behavior were
observed. Additional tests are planned in which migration of contaminants due
to consolidation-induced advective flow will be evaluated (Zeman 1993).
1
References cited in this appendix are listed in the References at the end of the main text.
AppendixC Capping Effectiveness Tests C1
The U.S. Army Corps of Engineers (USACE) has also developed leach tests
to assess the quality of water moving through a contaminated sediment layer into
groundwater in a confined disposal facility environment (Myers and Brannon
1991). This test has been applied to similarly assess the quality of water poten-
tially moving upward into a cap due to advective forces.
1
USACE Small-Scale Column Test
The USACE developed a first-generation capping effectiveness test in the
mid-1980s as part of the initial examination of capping as a dredged material
disposal alternative. The test was developed based on the work of Brannon et al.
(1985,1986), Gunnison et al. (1987), Environmental Laboratory (1987), and
Sturgis and Gunnison (1988).
The tests basically involve layering contaminated and capping sediments in
columns (Figure Cl) and experimentally determining the cap sediment thickness
necessary to chemically isolate a contaminated sediment by monitoring the
changes in dissolved oxygen, ammonium-nitrate, orthophosphate-phosphorous,
or other tracers in the overlying water column.
The thickness of granular cap material for chemical isolation determined
using this procedure is on the order of 1-ft for most sediments tested to date.
However, this column testing procedure does not account for potential advection
nor long-term flux of contaminants due to diffusion. The USACE Small-Scale
Column Test is therefore only applicable for evaluation of capping thicknesses
for isolation of nutrient-rich sediments.
The procedure for conducting the small-scale column test is presented below.
Chemical tracers
The test uses dissolved oxygen (DO) depletion, ammonium-nitrogen, and
orthophosphate phosphorus as tracers because they are easy and inexpensive to
measure. A cap thickness that is effective in preventing the movement of these
inorganic constituents will also be effective in preventing the movement of
organic contaminants that are more strongly bound to sediment (e.g., polynuclear
aromatic hydrocarbons (PAHs), petroleum hydrocarbons, and polychlorinated
biphenyls (PCBs)). The behavior of soluble-reduced inorganic species (e.g.,
arsenic) is also similar to the tracers.
Dissolved oxygen depletion in the water column is normally not a problem in
an open-water disposal environment, due to mixing and reaeration of the water
Personal Communication, 1995, Tommy E. Myers, U.S. Army Engineer Waterways Experiment
C2
Appendix C Capping Effectiveness Tests
WATER
AIR
rhjt^SAMPLING
UF* PORT
%-
AIRSTONE
K^\\\V\v^v\v\v^^^^^
V
iS.Sem
Figure C1. Small-scale column test unit for capping effectiveness (Sturgis and
Gunnison 1988)
column. However, DO depletion can be used as a tracer for determining the
effectiveness of a cap in isolating an underlying contaminated dredged material
having an oxygen demand exceeding that of the capping material. A cap thick-
ness that is effective in preventing or reducing the diffusion of DO into the con-
taminated sediment will also prevent or reduce the diffusion of DO-demanding
species from the contaminated sediment into the overlying water column. Once
Appendix C Capping Effectiveness Tests C3
an effective cap thickness has been achieved, there will be no significant dif-
ference in oxygen-depletion rates between the contaminated sediment with cap
material and the cap material alone.
A similar rationale is applicable for using ammonium-nitrogen and
orthophosphate-phosphorus as tracers. These constituents are released only
under anaerobic conditions. However, if the layer of cap material is thick enough
to prevent the diffusing materials in the underlying contaminated dredged
material from reaching the water column, the release rates from the capped
contaminated sediment will be the same as from the cap material alone.
Because of the potential variation of chemical and biochemical properties in
sediments, more than one tracer (ammonium-nitrogen, orthophosphate-
phosphorus, and DO depletion) must be considered for each application
(Brannon et al. 1985,1986; Gunnison et al. 1987; Environmental Laboratory
1987). Frequently, the contaminated sediment and the proposed capping mate-
rial are so different that a chemical property of the contaminated sediment is
easily distinguishable from that same property of the cap material. However,
when the cap material has chemical properties similar to the contaminated
sediment, chemical differences are harder to distinguish. In such a case, if only
one tracer is measured and negative results are obtained, a second series of tests
is necessary.
Water analysis
The release rates of ammonium-nitrogen and orthophosphate-phosphorus
must be determined in accordance with procedures recommended by Ballinger
(1979). The depletion rate of DO is determined using either the azide modi-
fication of the Winkler method, as described in Standard Methods (American
Public Health Association 1986), or a DO meter.
Sediment collection
Samples of contaminated sediment must be collected that are representative
of sediment to be dredged. Samples of the proposed capping material must also
be taken. To ensure that sediment samples are not diluted with large volumes of
water, a clamshell dredge or similar device is used to sample both contaminated
sediment and capping material. Representative subsamples of both materials are
taken for initial bulk analysis and characterization. All sediments are to be
placed into polyethylene-lined steel barrels, sealed, and stored at 4 C until
tested.
Sediment sampling and preparation
The capping effectiveness test is run using representative samples of the
contaminated and capping sediments (see Chapter 3 of the main text). Sediment
C4
samples are composited and mixed, using a motorized mixer (to ensure a
homogenous sediment sample). Any unused sediment is returned to the con-
tainers, stored at 4 C, and later discarded if there is no further need for the
sediment.
Materials and equipment
The following items are required to conduct the laboratory test:
a. Twelve to fifteen 22.6-L cylindrical plexiglass units, 120 cm in height
and 15.5 cm in diameter attached to a 30-cm, 2-plexiglass base (Fig-
ure Cl). The units should be fitted with a sampling port.
b. Twelve plexiglass plungers, 80 cm in length with a wire hook attached at
the top.
c. Twelve pint-size bottles of mineral oil.
d. Six aquarium pumps (two small-scale units per pump) or some other
source of air supply.
e. Twelve 1-cm-long air stones.
/. Two plexiglass tubes, 130 cm in length, 7.28-cm inside diameter.
g. Two large funnels, 40.8-cm top diameter, 6.60-cm outside diameter at the
base.
h. Tygon tubing, 3.02-mm inside diameter.
Test procedure
Step 1 - Add contaminated sediment to the units. The contaminated
sediment is mixed, then placed in the bottom of the small-scale units to a depth
of 10 cm (Figure Cl). It is important to add the sediment carefully to avoid
splashing on the sides of the units. Three of the units are reserved for capping
material only as described in Step 2.
Step 2 - Add capping material. The capping material is mixed and then
added in varying thicknesses (e.g., 10, 20, and 30 cm) to triplicate units con-
taining the contaminated sediment (Figure Cl). Three units with contaminated
sediment receive no cap. An additional three units receive 10 cm each of cap-
ping material only. Units containing contaminated sediment alone and units with
capping material alone serve as controls.
Step 3 - Water addition and unit aeration. For an estuarine or marine
simulation, 10 L of artificial seawater is prepared using artificial sea salts to
achieve the salinity of the proposed disposal area. For a freshwater simulation,
10 L of either distilled or reverse osmosis water is used. The water is added as
gently as possible to each small-scale unit and allowed to equilibrate for 3 days
while being aerated. Aeration will ensure that the DO concentration in all units
is at or near saturation (within * 0.5 mg/L) at the start of the test.
After 3 days of aeration, the airstone is removed, and a plunger and mineral
oil are added. The plunger is used for daily mixing to prevent the establishment
of concentration gradients in the water column and to ensure a well-mixed
column. Mineral oil is used to seal the surface of the water column from the
atmosphere to allow the development of anaerobic conditions in the water
column. The plunger is suspended between the sediment and the mineral oil.
Mixing should be done in a manner that will not disturb the sediment in the
bottom of the unit or breach the mineral oil on the surface of the water. After
mixing, the plunger is left suspended in the water column.
Step 4 - DO measurements. Water samples are taken immediately after
aeration for initial DO determination. Dissolved oxygen is measured daily until
the DO is depleted in the water column of the uncapped contaminated sediment.
The consequences of reducing the volume of the water column by taking DO
samples is accounted for by multiplying the DO concentration (milligrams per
liter) by the volume of water remaining in the unit after a given sampling. (See
the Calculations section that follows.)
Step 5 - Water sampling and preservation. Water samples to be analyzed
for ammonium-nitrogen and orthophosphate-phosphorus are taken immediately
after the DO is depleted (Day 0) and subsequently on Days 15 and 30. These
water samples should be cleared of particulate matter by passing through a
0.45-m membrane filter, preserved by acidification with concentrated hydro-
chloric acid (HCI) to pH 2, then stored at 4 C. After the water column is
sampled on Day 30, all water samples (Days 0,15, and 30) are analyzed. Results
from previous small-scale studies (Brannon et al. 1985,1986; Gunnison et al.
1987; Environmental Laboratory 1987) have shown that complete anaerobic
conditions are achieved in the water column within 30 days.
Data interpretation and analyses
The results from these laboratory tests indicate which of the thicknesses
tested reduce overlying-water oxygen demand and transfer of ammonium-
nitrogen and orthophosphate-phosphorus from the contaminated sediment to the
level of the cap material alone.
Oxygen-depletion rates and ammonium-nitrogen and orthophosphate-
phosphorus release rates are determined by performing linear regression analyses
of mass uptake or release per unit area (milligrams per square meter) versus
time. Means and standard deviations are determined for the triplicates, and t-tests
are conducted to determine the statistical significance of differences between the
C6
means. Rates plotted are the means and standard deviation of three replicates
and represent values greater than the controls.
Calculations
The rates in this test are defined as milligrams per square meter per day. The
total tracer concentration is determined by Equation Cl:
T = P V
(1)
Then, the rate of release or mass uptake is evaluated using Equation 2,
R
a
- TJA Jday
(2)
T
t
= tracer total concentration (mg) in the unit
P
d
= tracer dissolved concentration (mg/ml) as determined by chemical
analysis
V
r
= volume of water (ml) remaining in the water column after a given
sampling
R
a
= rate of release or mass uptake, mg/m
2
/day
A = area (m) of the unit
day = number of days of study
The recommended thickness can then be evaluated by comparing the release
rates (R
a
) of tracers through the thicknesses tested to the release rates of tracers
from the capping material alone. For a given thickness to be considered effec-
tive, its release rates must equal those from the capping material alone, or there
should be no statistically significant difference.
Figure C2 is an example graph showing oxygen-depletion rates of the Black
Rock Harbor sediment capped with sand plotted against cap thickness (centi-
meters). It is important to note that a series of cap thicknesses ranging from 2 to
26 cm were evaluated. The data points for Figure C2 are means and standard
deviations of three replicates. Results show that a 22-cm cap of sand resulted in
inhibition of oxygen demand equal to that of the sand cap itself, thus indicating a
seal effective in isolating the overlying water column from oxygen demand due
to Black Rock Harbor sediment. In this case, the recommended thickness for
reducing oxygen demand on the overlying water by the contaminated sediment is
22 cm.
-900
-BOO -
.-
>
v
-7O0 -
1
E
-600 -
en
e
Ul
<
a.
-500
z
g
ui
_i
CL
Ul
Q
-400
-300
-
Z
Ul
U
>-
X
o
-200 h-
-1 00
SAND CONTROL (-1 1 5 + 2 mg m"
7
day" ' )
-T
1 1 1 1 1 I 1 1 1 1 1 1 1
0 2 4 6 8 1 0 1 2 M 1 6 1 8
CAP DEPTH. CM
20 23 24 26
Figure C2. Typical results for effect of sand cap on oxygen command (Sturgis and Gunnison 1988)
C8
Appendix D
Short-Term Fate (STFATE) of
Dredged Material Model
Introduction
This appendix presents a summary description of the STFATE (Short-Term
FATE of dredged material disposal in open water) model, a module of the
Automated Dredging and Disposal Alternatives Management System
(ADDAMS) (Schroeder and Palermo 1990). ADDAMS is an interactive
computer-based design and analysis system in the field of dredged-material
management. The general goal of the ADDAMS is to provide state-of-the-art
computer-based tools that will increase the accuracy, reliability, and cost
effectiveness of dredged-material management activities in a timely manner.
The description of STFATE given in this appendix is a summary of the detailed
information available in the users guide for the model provided in the inland
testing manual for dredged material disposal (U.S. Environmental Protection
Agency/U.S. Army Corps of Engineers (EPA/USACE), in preparation).
Theoretical Basis
The STFATE module is based on the earlier DMD (Disposal From an
Instantaneous Discharge) model originally prepared by Koh and Chang (1973).
STFATE has been refined several times to expand its predictive capability over a
wider range of project conditions. The model is used for discrete discharges
from barges and hoppers. The behavior of the material during disposal is
assumed to be separated into three phases: convective descent, during which the
disposal cloud falls under the influence of gravity and its initial momentum
imparted by gravity; dynamic collapse, occurring when the descending cloud
either impacts the bottom or arrives at a level of neutral buoyancy where descent
is retarded and horizontal spreading dominates; and passive transport-dispersion,
commencing when the material transport and spreading are determined more by
ambient currents and turbulence than by the dynamics of the disposal operation.
Figure Dl illustrates these phases. Details on the theoretical basis of the model
are found in EPA/USACE (1991), EPA/USACE (in preparation), Johnson
(1990), Koh and Chang (1973), and Brandsma and Divoky (1976).
Appendix D Short-Term Fate of Dredged Material Model D1
RA,
VCOBOCJJUXJtf>. I
*
Convective
Descent
Dynamic Collapse
on Bottom
Long-Term Passive
Diffusion
Bottom
Encounter
Diffusive Spreading Greater
Than Dynamic Spreading
Figure D1. Illustration of placement processes
Model Input
Input data for the model are grouped into the following general areas:
(a) description of the disposal site, (b) description of site velocities, (c) controls
for input, execution, and output, (d) description of the dredged materials,
(e) description of the disposal operation, and (f) model coefficients.
Ambient conditions include current velocity, density stratification, and water
depths over a computational grid. The dredged material is assumed to consist of
a number of solid fractions, a fluid component, and conservative dissolved
contaminants. Each solid fraction has to have a volumetric concentration, a
specific gravity, a settling velocity, a void ratio for bottom deposition, critical
shear stress, and information on whether or not the fraction is cohesive and/or
strippable. For initial-mixing calculations, information on initial concentration,
background concentration, and water quality standards for the constituent to be
modeled has to be specified. The description of the disposal operation includes
the position of the disposal barge or hopper dredge on the grid; the barge or
hopper dredge velocity, dimensions, and draft; and volume of dredged material
to be dumped. Coefficients are required for the model to accurately specify
entrainment, settling, drag, dissipation, apparent mass, and density gradient
differences. These coefficients have default values that should be used unless
other site-specific information is available. Table Dl lists the necessary input
parameters with their corresponding units. Table Dl also lists the input param-
eters for determining the contaminant of concern to be modeled based on
dilution needs. More detailed descriptions and guidance for selection of values
for many of the parameters are provided directly on-line in the system.
D2
Appendix D Short-Term Fate of Dredged Material Model
Model Output
The output starts by echoing the input data and then optionally presenting the
time history of the descent and collapse phases. In descent history, the location
of the cloud centroid, the velocity of the cloud centroid, the radius of the hem-
ispherical cloud, the density difference between the cloud and the ambient water,
the conservative constituent concentration, and the total volume and concentra-
tion of each solid fraction are provided as functions of time since release of the
material.
At the conclusion of the collapse phase, time-dependent information concern-
ing the size of the collapsing cloud, its density, and its centroid location and
velocity as well as contaminant and solids concentrations can be requested. The
model performs the numerical integrations of the governing conservation equa-
tions in the descent and collapse phases with a minimum of user input. Various
control parameters that give the user insight into the behavior of these computa-
tions are printed before the output discussed above is provided.
At various times, as requested through input data, output concerning sus-
pended sediment concentrations can be obtained from the transport-diffusion
computations. With Gaussian cloud transport and diffusion, only concentrations
at the water depths requested are provided at each grid point.
For evaluations of initial mixing, results for water column concentrations can
be computed in terms of milligrams per liter of dissolved constituent for Tier II
evaluations or in percent of initial concentration of suspended plus dissolved
constituents in the dredged material for Tier III evaluations. The maximum
concentration within the grid and the maximum concentration at or outside the
boundary of the disposal site are tabulated for specified time intervals. Graphics
showing the maximum concentrations inside the disposal-site boundary and
anywhere on the grid as a function of time can also be generated. Similarly,
contour plots of concentration can be generated at the requested water depths
and at the selected print times.
Target Hardware Environment
The system is designed for the 80386-based processor class of personal com-
puters using DOS. This does not constitute official endorsement or approval of
these commercial products. In general, the system requires a math coprocessor,
640 KB of RAM, and a hard disk. The STFATE executable model requires
about 565 KB of free RAM to run; therefore, it may be necessary to unload net-
work and TSR software prior to execution. The model is written primarily in
Fortran 77, but some of the higher level operations and file-management opera-
tions are written in BASIC; some of the screen control operations in the
Fortran 77 programs are performed using an Assembly language utility program.
Availability of Models
All U.S. Army Engineer Waterways Experiment Station (WES) computer
models referred to in this report are available as a part of the Automated
Dredging and Disposal Alternatives Modeling System (ADDAMS), and can be
downloaded from the World Wide Web from the WES Dredging Operations
Technical Support (DOTS) homepage at http://www.wes.army.mil/el/dots/
dots.html.
References
Brandsma, M. G., and Divoky, D. J. (1976). "Development of models for
prediction of short-term fate of dredged material discharged in the estuarine
environment," Contract Report D-76-5, U.S. Army Engineer Waterways
Johnson, B. H. (1990). "User's guide for models of dredged material disposal in
open water," Technical Report D-90-5, U.S. Army Engineer Waterways
Koh, R. C. Y., and Chang, Y. C. (1973). "Mathematical model for barged ocean
disposal of waste," Environmental Protection Technology Series EPA 660/2-
73-029, U.S. Army Engineer Waterways Experiment Station, Vicksburg, MS.
Schroeder, P. R., and Palermo, M. R. (1990). "Automated dredging and disposal
alternatives management system, User's Guide," Technical Note EEDP-06-
U.S. Environmental Protection Agency/U.S. Army Corps of Engineers. (1991).
"Evaluation of dredged material proposed for ocean disposal (Testing
Manual)," EPA-503/8-91/001, Office of Water, U.S. Environmental
Protection Agency, Washington, DC.
. "Evaluation of dredged material proposed for discharge in inland
and near-coastal waters - Testing manual," Report in preparation,
U.S. Environmental Protection Agency, Washington, DC.
D4
Table D1
STFATE Model Input Parameters
Parameter
Disposal
Operation
Types
1
Units Options
2
Contaminant Selection Data
Solids concentration of dredged material
g/L
Contaminant concentration in the bulk sediment
/jg/kg
Contaminant concentration in the elutriate
^g/L
Contaminant background concentration at disposal site
^g/L
Contaminant water quality standards
/jg/L
Site Description
Number of grid points (left to right) H, B
Number of grid points (top to bottom) H, B
Spacing between grid points (left to right) H, B ft
Spacing between grid points (top to bottom) H, B ft
Constant water depth H, B ft C
Roughness height at bottom of disposal site H, B ft
Slope of bottom in x-direction H, B degrees
Slope of bottom in z-direction H, B degrees
Number of points in density profile H, B
Depth of density profile point H, B ft
Density at profile point H, B g/cc
Salinity of water at disposal site H, B ppt Optional
Temperature of water at disposal site H, B Celsius Optional
Grid points depths H, B ft V
Velocity Data
Type of velocity profile H, B
Water depth for averaged velocity H, B ft
Vertically averaged x-direction velocity H,B ft/sec
(Sheet 1 of 4)
The use of a parameter for disposal operations by a multiple bin hopper dredge is indicated in
the table by an H, while a parameter used for disposal from a split-hull barge or scow is indicated
byaB.
2
The use of a parameter for the constant depth option or variable depth option is indicated in
the table by a C or V, respectively. Other optional uses for parameters are so indicated.
Table D1 (Continued)
Parameter
Disposal
Operation
Types Units Options
Velocity Data (Continued)
Vertically averaged z-direction velocity H, B ft/sec
Water depths for 2-point profile H, B ft
Velocities for 2-point profile in x-direction H, B ft/sec
Velocities for 2-point profile in z-direction H, B ft/sec
Velocities for entire grid in x-direction H, B ft/sec
Velocities for entire grid in z-direction H, B ft/sec
Input, Execution, and Output Keys
Processes to simulate H, B
Duration of simulation H, B sec
Long-term time step for diffusion H, B sec
Convective descent output option H, B
Collapse phase output option H, B
Number of print times for long-term diffusions H, B
Location of upper left corner of mixing zone on grid H, B ft
Location of lower right corner of mixing zone on grid H, B ft
Water quality standards at border of mixing zone for
contaminant of concern
H, B mg/L
Contaminant of concern H, B
Contaminant concentration in sediment H, B mg/kg
Background concentration at disposal site H, B mg/L
Location of upper left corner of zone of initial dilution
(ZID) on grid
H, B ft
Location of lower right corner of ZID on grid H, B ft
Water quality standards at border of ZID for contaminant
of concern
H, B mg/L
Number of depths in water column for which output is
desired
H, B
Depths for transport - diffusion output H, B ft
Predicted initial concentration in fluid fraction H, B mg/L
Dilution required to meet toxicity standards H, B percent
Dilution required to meet toxicity standards at border of
ZID
H, B percent
(Sheet of 2 of 4)
D6
Table D1 (Continued)
Parameter
Disposal
Operation
Types Units Options
Material Description Data
Total volume of dredged material in the hopper dredge H
yd
3
Number of distinct solid fractions H, B
Solid-fraction descriptions H, B
Solid-fraction specific gravity H, B
Solid-fraction volumetric concentration H, B yd
3
/yd
3
Solid-fraction fall velocity H, B ft/sec
Solid-fraction deposited void ratio H, B
Solid-fraction critical shear stress H, B Ib/sq ft
Cohesive? (yes or no) H, B
Stripped during descent? (yes or no) H, B
Moisture content of dredged material as multiple of liquid
limit
H,B Cohesive
Water density at dredging site H, B g/cc
Salinity of water at dredging site H, B ppt Optional
Temperature of water at dredging site H, B Celsius Optional
Desired number of layers B
Volume of each layer B
yd
3
Velocity of vessel in x-direction during dumping of each
layer
B ft/sec
Velocity of vessel in z-direction during dumping of each
layer
B ft/sec
Disposal Operation Data
Location of disposal point from top of grid H, B ft
Location of disposal point from left edge of grid H, B ft
Length of disposal vessel bin H, B ft
Width of disposal vessel bin H, B ft
Distance between bins H ft
Predisposal draft of hopper H ft
Postdisposal draft of hopper H ft
Time required to empty all hopper bins H sec
Number of hopper bins opening simultaneously H
(Sheet 3 of 4)
Table D1 (Concluded)
Parameter
Disposal
Operation
Types Units Options
Disposal Operation Data (Continued)
Number of discrete openings of sets of hopper bins H
Vessel velocity in x-direction during each opening of a
set of hopper bins
H ft/sec
Vessel velocity in z-direction during each opening of a
set of hopper bins
H ft/sec
Bottom depression length in x-direction H, B ft Optional
Bottom depression length in z-direction H, B ft Optional
Bottom depression average depth H, B ft Optional
Predisposal draft of disposal vessel B ft
Postdisposal draft of disposal vessel B ft
Time needed to empty disposal vessel B sec
Coefficients
Settling coefficient H, B
Apparent mass coefficient H, B
Drag coefficient H, B
Form drag for collapsing cloud H, B
Skin friction for collapsing cloud H, B
Drag for an ellipsoidal wedge H, B
Drag for a plate H, B
Friction between cloud and bottom H, B
4/3 Law horizontal diffusion dissipation factor H, B
Unstratified water vertical diffusion coefficient H, B
Cloud/ambient density gradient ratio H, B
Turbulent thermal entrainment H, B
Entrainment in collapse H, B
Stripping factor H, B
(Sheet 4 of 4)
D8
Appendix E
Multiple Dump Fate (MDFATE)
of Dredged Material Model
Introduction
This appendix provides information on the computer program Multiple Dump
Fate (MDFATE) formally known as Open-Water Disposal Area Management
Simulation (ODAMS) (Moritz and Randall 1995). MDFATE is a site manage-
ment tool that bridges the gap between the STFATE (Johnson 1990) and
LTFATE (Scheffner et al. 1995) models. It simulates multiple disposal events at
one site to predict the creation of navigation hazards, examine site capacity, and
conduct long-term site planning. MDFATE uses modified versions of STFATE
and LTFATE for simulations. Similar to LTFATE, local wave and tide infor-
mation input is required as well as disposal-site boundaries and bathymetry. The
disposal-site bathymetry can be either automatically generated (flat or sloping),
or actual bathymetric data from an ASCII file can be imported. The suspended
solids and conservative tracer portions of STFATE are removed so the modified
STFATE version models the convective descent, dynamic collapse, and passive
diffusion process only.
Because of the modified LTFATE version, MDFATE can also account for
cohesive and noncohesive sediment transport, cohesive sediment consolidation,
and noncohesive avalanching. MDFATE can also simulate capping based on the
slow release of material from a barge/hopper so it may spread evenly on the
bottom with a minimum amount of momentum imparted to the primary mound.
This appendix provides an overview of the theoretical background of
MDFATE, personal computer (PC) requirements, required input, and typical
output.
Appendix E MDFATE Model E1
Overview of MDFATE
MDFATE was developed to address dredged material placement site manage-
ment issues. By tracking the volume of material placed in an offshore disposal
site from multiple dredging operations, site managers can plan for maximum
utilization of the site. Multiple disposals that are point dumped during one spe-
cific operation can be simulated to determine if navigation obstructions would be
created. For site-use planning, MDFATE will ultimately allow site managers to
plan for additional disposal sites as sites reach capacity.
While STFATE simulates short-term processes (seconds to hours) and
LTFATE simulates long-term processes (days to months) of dredged material
mounding, MDFATE brackets these processes by modeling the accumulation of
material on the bottom resulting from multiple disposals.
MDFATE may be roughly categorized into three primary components: grid
generation, model execution, and postprocessing. The initial step in executing
MDFATE and the foundation of the model is grid generation. Subsequent to
grid generation, model execution consists of running the modified versions of
LTFATE and STFATE, which provide information to augment the grid. Post-
processing consists of various plotting routines to present model results.
Disposal site-grid generation is based on a user-specified horizontal control
(state plane or latitude-longitude) to create a horizontal grid. Presently,
MDFATE can accommodate a grid with 40,000 nodes, which will allow repre-
sentation of a disposal site up to approximately 22,000 by 22,000 ft (100-ft grid
interval). ODMDS corner points are specified by the user, and MDFATE
creates the horizontal grid based on desired grid intervals.
Vertical control is based on a user-specified datum. MDFATE can auto-
matically create a uniform flat or sloping bottom based on the datum of interest,
or MDFATE can overlay actual bathymetric data in ASCII form and apply it to
the horizontal grid by a multipoint polynomial interpolation.
Once grid generation is completed, MDFATE can simulate multiple (hun-
dreds) disposal events that can extend over 1 year. The disposal operation is
broken down into individual week-long episodes during which long-term
processes are simulated by the modified version of LTFATE. Within each week-
long episode, the modified version of STFATE is executed that simulates
dredged material dumped through the water column to bottom accumulation.
Cumulative results are generated for self-weight consolidation, sediment
transport by waves and currents, and mound avalanching.
The original version of STFATE simulates single disposal events (i.e., one
dump) to model water column concentrations of suspended solids and a conserv-
ative tracer (not done for MDFATE version). STFATE also generates a disposal
mound footprint identifying the extent of dredged material coverage for the
dump as well as mound volume and thickness. Water column currents can be
E2
Appendix E MDFATE Model
accounted for as well as sloping or depression disposal areas. Differences in
material composition can be considered, and layering of different materials in
the hopper can be modeled also. Based on material properties, currents, etc.,
stripping of fines is accounted for, and an estimate of how the material accumu-
lates on the seafloor is provided. STFATE output consists of plots of mound
footprint coverage and thickness of bottom accumulation. MDFATE modifies
the existing bathymetric grid according to the STFATE-predicted mound foot-
print and bottom thickness. Subsequent STFATE outputs are appended to the
grid, thus creating a composite mound.
For the week-long simulations, LTFATE models the long-term processes
affecting the created composite mound. The processes modeled include morpho-
logical changes resulting from cohesive and noncohesive sediment erosion,
noncohesive sediment avalanching, and cohesive sediment consolidation. For
the sediment erosion processes, LTFATE requires input from hydrodynamic
databases for tides and waves. The tidal current time-series is generated from
user-specified tidal constituents for the site of interest by the program TIDE.
Wave statistics from the Wave Information Study (WIS) are used (provided by
the user for the site of interest) by the program HPDSIM to generate a wave
time-series and ultimately wave-induced currents. The net resulting tidal and
wave currents are then used to drive the sediment transport portion of the model.
These two routines are also used by the STFATE model within MDFATE to
generate the water column currents that affect material settling for the short-term
processes.
A summary of the noncohesive and cohesive sediment transport algorithms
used by MDFATE can be mound in the description of LTFATE (Appendix F).
The avalanching routine applied in LTFATE is based on a routine developed
by Larson and Kraus (1989), who adapted the work of Allen (1970) on slope
failure. Allen's (1970) experiments showed that two limiting slopes occurred,
angle of initial yield and the residual angle after shearing, which were influenced
by the particle deposition-rate gradient, particle concentration at the time of
deposition, and particle size and density. Allen (1970) examined the effect of a
larger deposition rate at the top of a slope versus the toe of a slope, which in
effect produced a steepening by rotating the slope around the toe. When the
slope becomes unstable, it avalanches, and a new more stable slope is formed.
To account for consolidation of cohesive sediment, the procedure developed
by Poindexter-Rollings (1990) for predicting the behavior of a subaqueous
sediment mound was followed. The consolidation calculations used by
Poindexter-Rollings (1990) and used in LTFATE were based on finite strain
theory introduced by Gibson, England, and Hussey (1967). Numerical solutions
were developed by Cargill (1982,1985). Finite strain theory is well-suited for
the prediction of consolidation in cases of thick deposits of fine-grained sedi-
ments because it provides for the effect of self-weight, permeability that varies
with void ratio, nonlinear void ratio-effective stress relationship, and large
strains (Scheffner et al. 1995).
Data Requirements
Data requirements for running MDFATE are much the same as those for
STFATE (Appendix D) and LTFATE (Appendix F). As described previously,
the user must specify ODMDS corner coordinates and interval size for grid
generation. Bathymetric data (including datum) must be provided from an
external source or automatically generated. Site locations must be identified to
specify necessary constituents for the tidal constituent program and to create the
wave time series from the WIS location of interest. Other data needs include
volume of material to be dredged, dredged material properties (i.e., composition,
voids, density, etc.), characteristics of disposal equipment, disposal duration,
water column data (density, currents), and method of disposal vessel control.
Four options exist for simulating disposal vessel control:
a. Disposal within a given radial distance of a specific geographic location
(i.e., disposal within a certain radius of a buoy). Dumps are randomly
placed with a bias applied toward the direction of approach of the
disposal vessel.
b. Disposals along transect lines identified by starting and ending
coordinates.
c. User-specified coordinates for each disposal load.
d. Prerecorded coordinates for each disposal load.
System Requirements
Recommended minimum system requirements for running MDFATE are as
follows:
a. IBM compatible 486.
b. DOS version 5.0 or greater.
c. 592 KB RAM.
d. 8 MB available hard disk space.
e. Printer capable of printing graphics (recommended).
E4
Postprocessing
Model output from MDFATE consists of two-dimensional (2-D) contour
plots and 3-D surface images. Output can be either viewed within MDFATE or
data exported to an external graphics package for plotting. MDFATE also
allows grid comparison where before/after scenarios can be examined to analyze
mounding and/or erosion of a dredged material mound. Generic mounds may
also be created to model long-term morphological behaviors.
Capping Option
A dredged material capping option was developed for inclusion in the
MDFATE model. It is based on a modification to STFATE that allows for the
slow release of material from a barge/hopper so it may spread evenly on the
bottom with a minimum amount of momentum. The capping option specifically
addresses the short-term processes that affect dredged material as it experiences
passive transport, diffusion, and settling of solids based on individual particle
fall speed. The capping option assumes the material will be placed along
multiple transects that are repeated and offset to achieve the desired cap
thickness.
The STFATE model and its associated grid domain is used as a kernel within
the MDFATE grid domain for every disposal/capping event. The capping
module uses STFATE with a grid limited to 25 by 25 square elements as
opposed to the standard 45 by 45 rectangular grid elements available in the
original version of STFATE. If the capping site is large, each load of cap
material may require partitioning to ensure its fit within the adapted STFATE
grid. Running the adapted STFATE grid as a kernel within the MDFATE grid
and possible material partitioning contributes to a higher level of complexity for
the capping module than for MDFATE alone. This complexity, therefore, leads
to increased execution time.
Two disposal methods can be simulated with the capping module. One
method is the slow release of cap material through the slightly cracked (1 to 2 ft)
split hull of a split hull barge/hopper dredge. The second method simulates
hydraulic pipeline discharge from a hopper dredge reversing its dredge pumps.
The simulation can be either for pumping in the direction of vessel transport or
counter to vessel transport as the vessel transects the disposal area.
Due to the DOS 640K memory limitations, the capping module must be run
independently of the LTFATE long-term processes simulation. If the user
desires to simulate both capping and long-term processes, the MDFATE capping
module must first be executed followed by the LTFATE portion of MDFATE.
Typical Output
Figures El and E2 show typical MDFATE graphical output, 2-D and 3-D
contour plots of bathymetry resulting from MDFATE simulations. Textual
output consists of tables showing locations of the dumps, volume differences
between two bottom bathymetries, and maximum elevation of mounds created.
Also, ASCII files containing tables showing the amount of sediments on the
bottom and in the water column, identical to those produced by STFATE are
created. Finally, the velocity of the descending jet can also be determined from
the STFATE-like files.
All U.S. Army Engineer Waterways Experiment Station (WES) computer
models referred to in this report are available as a part of the Automated
Dredging and Disposal Alternatives Modeling System (ADDAMS) and can be
downloaded from the World Wide Web from the WES Dredging Operations
Technical Support (DOTS) homepage at http://www.wes.army.mil/el/dots/
dots.html.
References
Ackers, P., and White, W. R. (1973). "Sediment transport: New approach and
analysis," Journal of the H ydraulics Division, Proceedings of the A merican
Society of C ivil Engineers 99 (HY11).
Allen, J. R. L. (1970). "The avalanching of granular solids on dune and similar
slopes," Journal of Geology 78.
model of estuarial sediment transport," Technical Report D-77-12, U.S. Army
Cargill, K. W. (1982). "Consolidation of soft layers by finite strain analysis,"
Miscellaneous Paper GL-82-3, U.S. Army Engineer Waterways Experiment
. (1985). "Mathematical model for the consolidation/desiccation
process in dredged material," Technical Report D-85-4, U.S. Army Engineer
E6
MUND CONTOUR: BflTHEHEIRIC DISTRIBUTION OF DREDGED MATERIAL
Tine = 8.760 hr
2.88BE*4
1.958E+4
13 1.98BE+4-
1.858E+4
1.88BEH-
fi - 36.88
B - 37.18
C - 37.57
D - 37.95
E - 38.34
F - 38.72
G - 39.11
H - 39.49
I - 39.87
J - 48.26
K - 48.64
L - 41.83
n - 41.41
N - 41.79
0 - 42.18
P - 42.56
Q - 42.95
R - 43.33
S - 43.72
T - 44.18
.288E+6 298E+6 2.29BE+6
5
*
EASTING, FT
^*4:
Figure E1. Typical MDFATE model output showing differences between pre-
disposal and postdisposal bathymetry
Simulated Disposal at Site 'F(NH)
1
Coos Bay
After Year 1 - 600,000 cy yards placed
< ^.^r ^
After Year 2 1.2 million cy yards placed
After Year 3 -1.8 million cy yards placed
<fee^~
Figure E2. Typical MDFATE model output showing mound formation 1-3 years
of disposal at Coos Bay
E8
Gibson, R. E., England, G. L., and Hussey, M. J. L. (1967). "The theory of one-
dimensional consolidation of saturated clays; I. Finite non-linear consolida-
tion of thin homogeneous layers," Geotechnique 17, 261-273.
Johnson, B. H. (1990). "User's guide for models of dredged material disposal in
open water," Technical Report D-90-5, U.S. Army Engineer Waterways
Larson, M., and Kraus, N. C. (1989). "SBEACH: Numerical model for simu-
lating storm induced beach change, Report 1: Empirical foundation and
model development," Technical Report CERC-89-9, U.S. Army Engineer
Moritz, H. R., and Randall, R. E. (1995). "Simulating dredged-material place-
ment at open-water disposal sites," Journal of Waterway, Port, C oastal, and
Ocean Engineering 121(1).
Poindexter-Rollings, M. E. (1990). "Methodology for analysis of subaqueous
sediment mounds," Technical Report D-90-2, U.S. Army Engineer Water-
Scheffner, N. W., Thevenot, M. M., Tallent, J. R., and Mason, J. M. (1995).
"LTFATE: A model to investigate the long-term fate and stability of dredged
material disposal sites; User's guide," Instruction Report DRP-95-1,
harbor deepening effects on sedimentation, Charleston, SC," Miscellaneous
Paper HL-89-7, U.S. Army Engineer Waterways Experiment Station,
Vicksburg, MS.
White, P. (1972). "A sediment transport in channels: A general function,"
Report Int 104, Hydraulics Research Station, Wallingford, England.
Appendix F
Long-Term Fate (LTFATE)
of Dredged Material Model
Introduction
This appendix provides information on the computer program used to execute
the Long Term FATE (LTFATE) model. LTFATE is a site-evaluation tool that
estimates the dispersion characteristics of a dredged material placement site over
long periods of time, ranging from days for storm events to a year or more for
ambient conditions. Simulations are based on the use of local wave and currents
input to the model. Local, site-specific hydrodynamic input information is
developed from numerical model-generated databases; however, user-supplied
data files can be substituted for the database-generated files described in this
report.
LTFATE has the capability of simulating both noncohesive and cohesive
sediment transport. In addition, avalanching of noncohesive sediments and
consolidation of cohesive sediments are accounted for to accurately predict
physical processes that occur at the site. It should be emphasized that LTFATE,
although demonstrated to accurately simulate mound movement, is still under
development. Modifications are underway that will improve the basic descrip-
tion of sediment processes. These additions include modifications for mounds
on a sloped bottom bathymetry and layering of sediments to account for the
decrease in cohesive sediment resuspension potential with depth. Also, addi-
tional field and laboratory work are necessary to fully understand (and thus be
able to model) cohesive sediment erosion and deposition processes under high
shear stresses. LTFATE is designed to lend itself easily to code modification to
include new processes.
This appendix provides an overview of the theoretical background on which
the model is based, the personal computer (PC) requirements to run the model,
required input, and typical output. Details on all of these aspects can be found in
Scheffner et al. 1995.
Appendix F LTFATE Model F1
Overview of LTFATE
LTFATE is a site-analysis program that uses coupled hydrodynamic, sedi-
ment transport, and bathymetry change models to compute site stability over
time as a function of local waves, currents, bathymetry, and sediment size.
LTFATE was developed to simulate the long-term fate and stability of dredged
material placed in open water with an initial intended use for classifying existing
or proposed disposal sites as dispersive or nondispersive. If the site is demon-
strated to be dispersive, model output will provide an estimate of the temporal
and spatial fate of the eroded material. This determination is often difficult to
quantify because the movement of sediment is a function of not only the local
bathymetry and sediment characteristics, but also the time-varying wave and
current conditions. LTFATE overcomes these difficulties by using an informa-
tion database to provide design wave and current time series boundary condi-
tions that realistically represent conditions at the candidate disposal site.
The wave simulation methodology and the elevation and current databases
referenced in this report were developed through the Dredging Research Pro-
gram (DRP) at the U.S. Army Engineer Waterways Experiment Station (WES).
The procedures for generating stochastic wave height, period, and direction time
series are reported in Borgman and Scheffner (1991). The database of tidal
elevations and currents for the east coast, Gulf of Mexico, and Caribbean Sea are
described in Westerink, Luettich, and Scheffner (1993), and the database of
tropical storm surge and current hydrographs is reported in Scheffner et al.
(1994). These data are used to generate wave and current boundary condition
data for use as input to LTFATE for evaluating mound stability. If these data-
bases are not available for the geographic area of interest to the user, then
replacement input files will have to be supplied by the user and copied into the
appropriately designated files.
Noncohesive mound movement
The LTFATE model uses four coupled subroutines to predict dredged mate-
rial movement of various types of noncohesive material during different stages
of mound evolution. These subroutines simulate hydrodynamics, sediment
transport, mound cascading, and bathymetry change. LTFATE uses the equa-
tions reported by Ackers and White (1973) as the basis for the noncohesive
sediment transport model. The equations are applicable to uniformly graded
noncohesive sediment with a grain diameter in the range of 0.04 to 4.0 mm
(White 1972). Because many disposal sites are located in relatively shallow
water, a modification of the Ackers-White equations was incorporated to reflect
an increase in the transport rate when ambient currents are accompanied by
surface waves. The modification is based on an application of the concepts
developed by Bijker (1971) and enhanced by Swart (1976). This preliminary
model was verified to prototype data by Scheffner (1991) and was shown to be a
viable approach to providing quantitative predictions of disposal-site stability.
F2
Appendix F LTFATE Model
Kraus and Larson (1988) found that in some large wave tank cases, the local
slope of a mound of noncohesive material exceeded the angle of repose due to
constant waves and water levels. Therefore, the concept of slope failure was
incorporated in LTFATE to ensure stability of the dredged material mound by
employing an algorithm developed by Larson and Kraus (1989). The algorithm
is based on laboratory studies conducted by Allen (1970), who investigated
steepening of slopes consisting of granular solids. Allen (1970) recognized two
limiting slopes, the angle of initial yield and the residual angle after shearing. If
the slope exceeds the angle of initial yield, material is redistributed along the
slope through avalanching, and a new stable slope is attained, known as the
residual angle after shearing.
Cohesive mound movement
An improved cohesive sediment transport model has recently been incor-
porated into LTFATE to account for transport of fine-grained material, i.e., silts
and clays. Fine-grained sediments are hydraulically transported almost entirely
in suspension rather than as bed load; therefore, the Ackers-White equations are
not applicable for these conditions. The cohesive sediment transport model
requires bottom shear stress as input. The total bottom shear stress due to cur-
rents and waves is determined using the combined current/wave >perceived
velocity=, V
wc
(Bijker 1971; Swart 1976) and bottom roughness parameters. This
method for calculating shear stress, like most others, is influenced by bottom
roughness parameters. These parameters are frequently not available for the
study area, and the results may change significantly depending on their values.
Bottom roughnesses for typical ocean sediments can be used in lieu of actual
data.
The factors influencing the resistance of a cohesive sediment bed to erosion
may be best described by Ariathurai and Krone (1976) as: (a) the types of clay
minerals that constitute the bed; (b) structure of the bed (which in turn depends
on the environment in which the aggregates that formed the bed were deposited),
time, temperature, and the rate of gel formation; (c) the chemical composition of
the pore and eroding fluids; (d) stress history, i.e., the maximum overburden
pressure the bed had experienced and the time at various stress levels; and
(e) organic matter and its state of oxidation. It is obvious from this description
that the resistance of the bed to erosion will be different not only from site to
site, but also potentially with depth at a given location. Therefore, erosion
potential is usually considered a site-specific function of shear stress (and
sometimes depth). Methods have been developed to determine erosion based on
stresses, but these equations require parameters whose values are site specific. A
commonly used method of relating erosion to shear stress has been incorporated
into LTFATE. This method relates erosion as a function of shear stress to some
exponential power. The equation for the erosion rate in grams/square
centimeter/second is:
e =A
0
J -J
V
J
r ,
where
A
0
and m = site-specific parameters
J = shear stress due to currents and waves
J
cr
= site-specific critical shear stress below which no erosion occurs
(which can reasonably be set to 5 dynes/cm
2
if site data are not
available)
J
r
= a reference shear stress (assumed to be 1 dyne/cm
2
)
Most research on cohesive sediment erosion has been performed in laboratory
settings at moderate shear stresses less than 20 dynes/cm
2
(Lavelle, Mofjeld, and
Baker 1984). The method incorporated into LTFATE was developed for
moderate stresses. Data for high shear stresses are sparse, and the experimental
methods are still under development (McNeil, Taylor, and Lick 1996). Despite
this, a lot can be determined by using the moderate shear equations in high-shear
regions. It would appear from bathymetry measurements in high-shear regions
that the above equation can adequately simulate these conditions.
It should be noted that the values of the site-specific parameters used in these
methods can vary significantly. Experimentally determined values of A range
over several orders of magnitude from 1 x 10"
9
to 5 x 10'
6
(g/cm
2
/sec) and m
ranges from 1 to 5 (Lavelle, Mofjeld, and Baker 1984). The experimental range
of exponent m values coupled with the equation for/ demonstrate that the rela-
tionship between velocity and erosion is highly nonlinear (J is a function of V
2
and e is a function of J resulting in e is a function of V
2m
). Therefore, the rare
storm events will produce most of the cohesive sediment erosion for a given
year. This is well known to occur in many rivers, lakes, and nearshore environ-
ments. Some studies on San Francisco Bay sediments suggest that m ranges
from 1-2 for these sediments, assuming they have had long compaction periods
(Parthenaides 1965). The higher values of m are reserved for freshwater lake
and river sediments. For application of LTFATE, erosion tests should be per-
formed on site sediments. If at all possible, values for A
0
and m should be
determined from laboratory experiments on sediment cores extracted from the
study area. If no such data are available, values for A
0
and m can be set to 7.6 x
10"
8
glcm
2
lsec and 2, respectively. These values will produce a decent conserva-
tive (i.e., high) estimate for erosion potential. They were developed for recently
deposited sediments at the New York Bight Mud Dump site. They will produce
a conservative estimate because they are for recently deposited, and therefore
more easily resuspended, sediments.
F4
Required hardware
The following are recommended minimum hardware requirements for run-
ning the LTFATE interface on a PC with a standard Disk Operating System
(DOS) Version 3.3 or greater:
a. 386-25 MHZ processor (faster processors are recommended, they greatly
reduce execution time).
b. Math coprocessor.
c. 620 K resident memory.
d. VGA monitor (required).
e. Hard disk with several megabytes free.
/. HP LaserJet II or III (or compatible) printer for hard copy.
A compiler is not required because the LTFATE interface and model are
distributed as executable files together with several data files. The PC version of
the LTFATE interface may access all memory within the 640-K DOS limit.
Therefore, the LTFATE interface should be run from the DOS prompt with all
resident memory programs removed to ensure enough memory exists for model
execution. The graphic routine provided in this package, HGRAPH,
1
is non-
proprietary and property of the U.S. Government.
Program files
The LTFATE package presently consists of the following three main
programs:
a. PC_WAVEFIELD.
b. PCJTDAL.
c. PCLTFATE.
LTFATE in its entirety may be used as a complete site evaluation package, or
individual programs may be accessed independently for other applications.
PC_WAVEFIELD creates a time series of wave height, period, and direction
based on the computed intercorrelation matrix describing the statistical proper-
ties of wave height, period, and direction, and their respective interrelationships.
1
The program HGRAPH was developed by Mr. David W. Hyde, Structural Engineer, WES,
Structures Laboratory, Vicksburg, MS.
The matrix is computed from a time series of data corresponding to the location
of interest.
In PC_TIDAL, a database containing the harmonic constituents for tidal ele-
vation and currents for a site-specific location are used to generate an arbitrarily
long sequence of tidal data. PC_TIDAL includes the following two options:
(a) simulation of the long-term tide sequence, and (b) generation of time history
plots for the tide elevation, velocity components, and direction.
Lastly, the program PC_LTFATE automatically accesses data generated by
the programs PC_WAVEFIELD and PCJTIDAL to simulate long-term dredged
material mound movement. These two programs require input files describing
the statistical distribution of a site-specific wave field and tidal harmonic con-
stituents relative to that site. If these data are not available, the user is required
to supply the appropriately named files to substitute for the output files ordi-
narily generated by the programs PC_WAVEFIELD and PCJTIDAL.
The PCJLTFATE program should be employed only after executing pro-
grams PC_WAVEFIELD and PCJTIDAL. PC_LTFATE includes the following
four options: (a) seabed geometry configuration program, (b) simulation of
dredged material mound movement, consolidation, and avalanching, (c) genera-
tion of dredged material mound evolution contour plots, and (d) generation of
dredged material mound evolution cross-sectional plots.
Databases for waves, tides, and storm surge to support LTFATE are available
only for the east and Gulf coasts of the United States. For these applications in
other areas, the user is required to supply time series data for waves and storm
surge (for storm-event applications) or provide tidal elevation and current con-
stituents, and wave time series (for long-term simulations). Therefore, it is
assumed that the user is proficient in the use of a PC, is able to use an editor (if
necessary), and can write simple data construction programs and manipulate
files. These skills are necessary in order to transfer user-supplied data into the
PC and copy it into the appropriate files that are accessed by LTFATE.
Three external user-supplied input files are required by the model to specify
wave, tidal, and storm surge boundary conditions for a specific location of
interest. Site-specific files will have to be obtained (the Coastal and Hydraulics
Laboratory (CHL), WES, can provide these files) or generated by the user in
order to define wave and current boundary condition input corresponding to the
location of interest.
The first of these external files, named TIDAL.DAT, is used to define a time
series tidal elevation and current boundary condition at the subject disposal
mound. The TIDAL.DAT file contains amplitude and epoch harmonic tidal
constituents for both elevation and currents corresponding to the location of the
mound.
F6
Because the LTFATE model requires both tidal elevation and current (U and
V) time series input, harmonic constituents for all three variables must be con-
tained in the data file. This input file can be generated through execution of the
program TIDES.EXE. However, the TIDES.EXE program requires an input
database of harmonic constituents at discrete locations and, through interpola-
tion, generates elevation and current constituents for any desired location into
the appropriate format in the file TIDAL.DAT. The constituent database has
been generated for the east coast, Gulf of Mexico, and Caribbean Sea (West-
erink, Luettich, and Scheffner 1993) and described in DRP Technical Note DRP-
1-13 (Scheffner 1994). Constituent output for a specific location can be
obtained by contacting CHL. The tidal constituent database for the west coast is
currently under development.
If tidal constituent coverage of the area of user interest is not available, tidal
constituent data will have to be obtained from alternate sources; for example,
WES technical reports, the National Oceanic and Atmospheric Administration,
university sources, open literature, etc., or through harmonic analyses of avail-
able or collected elevation and current time series. Adequate data are usually
available, but will have to be located and supplied by the user. An example use
of external data is reported by Scheffner and Tallent (1994). If the user supplies
the necessary data, it must be formatted as shown in Table Fl and should be
named TIDAL.DAT.
Table F1
Example LTFATE Tidal Input Data FileTIDAL.DAT
MOBILE, ALABAMA
TIDAL HEIGHT HARMONIC CONSTITUENTS (CM/SEC)
6 0.0 -5.8 -10.4
CONST SPEED-D/H AMP-M EPOCH-D AMP-C/S EPOCH-D
AMP-C/S EPOCH-D
HEIGHT VEL-U VEL-V
M2 28.984104 .01 321.00 4.3 46. 6.7 41.
S2 30.000000 .01 309.60 1.2 47. 1.8 5.
N2 28.439730 .00 339.10 0.6 317. 1.2 255.
K l 15.041069 .13 325.70 8.5 229. 14.3 231.
01 13.943036 .12 313.30 6.7 242. 10.4 235.
Ml 14.492754 .00 332.80 0.6 330 0.6 346
The second file required for long-term simulation of dredged material mound
movement is a file containing a time series of wave height, period, and direction
named HPDSIM.OUT. This file can either be user supplied or generated intern-
ally by LTFATE and is in the format shown in Table F2. If LTFATE generates
the file, the additional file HPDPRE.OUT is required. The HPDPRE.OUT file
represents the precomputed cross-correlation matrix corresponding to a WIS
station location nearest the mound. The combined LTFATE/HPDPRE.OUT
Table F2
Example LTFATE Wave Input Data FileHPDSIM.OUT
START MO = = 3 START YR = 1987 END MO ~ 8 END YR = 1987
NYR,NNY,NMO= 20 20 12
IYEARS^ i'l i i 1 t 1 1 1 1 1111111111
MONTHS= i l l 1 i 1111 1 1 1
CUTOFF= 0.083333 0.083333 0.083333 0.083333 0.083333
CUTOFF= 0.083333 0.083333 0.OS3333 0.083333 0.083333
CUTOFF= 0-083333 0.083333
UY= 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
DM = 1 2 3 4 5 6 7 8 9 10 11 12
198703 100 1.00000 5.00002 343.83057
198703 103 1.10000 5.00000 35.42109
198703 106 1.20000 5.O0001 52.58537
L98703 109 1.20000 5.00000 58.00993
198703 112 1.20000 5.00000 53.44814
198703 115 1.10000 5.00000 36.73721
198703 118 1.00000 5.00000 340.76096
198703 121 0.90000 5.00000 293.34930
198703 200 0.80000 5.00000 283.34152
198703 203 0.76876 5.00000 279.52328
198703 206 0.70000 5.00000 277.62357
198703 209 0.60000 5.00001 276.96350
198703 212 0.60000 5.00000 276.80725
198703 215 0.70000 5.00001 277.28809
1987082903 0.90000 6.00001 81.11949
1987082906 0.90000 6.00002 81.50021
1987082909 0.90000 5.00002 81.90755
1987082912 0.80001 5.00003 82.21406
1987082915 0.80000 5.00001 82.76773
1987082918 0.70000 5.00002 B3.25628
1987082921 0.60000 5.00000 83.61486
1987083000 0.60000 5.00000 83.84423
1987083003 0.60000 5.00002 83.97083
1987083006 0.50000 5.00001 84.04659
1987083009 0.50000 5.00001 84.10904
1987083012 0.50000 5.00000 84.17479
1987083015 0.50000 5.00000 84.23292
1987083018 0.50000 5.00000 84.25816
1987083021 0.60000 5.00003 84.26725
1987083100 0.80000 5.00003 84.27031
1987083103 0.90000 5.00002 84.25816
1987083106 1.00000 6.00002 84.21492
1987083109 1.10000 6.OO0OI 83.96118
1987083112 1.10000 6.00001 83.34565
F8
wave simulation capability is described by Borgman and Scheffner (1991) and
Scheffner and Borgman (1992). This approach is used to generate an arbitrarily
long time sequence of simulated wave data that preserves the primary statistical
properties of the full 20-year WIS hindcast, including wave sequencing and
seasonality. Once the matrix has been computed, multiple wave field simula-
tions can be performed, with each time series stored on the file HPDSIM.OUT.
The primary advantage of using this statistically based wave simulation
approach is that the user is not limited to a finite length of data; instead, seasonal
or yearly repetitions of time series can be used for evaluations of site stability.
Each simulation will be statistically similar to the hindcast data but will contain
variability consistent with observations. If HPDPRE.OUT matrix is not avail-
able for the location of interest, one can be computed by the user or by CHL
through use of a WIS 20-year hindcast input file and execution of the program
HPDPRE. If the location of interest is not covered by the WIS hindcast data-
base, existing time series of wave height, period, and direction will have to be
supplied by the user.
The long-term simulations described above, i.e., simulations of months to
years, compute disposal mound stability as a function of residual currents speci-
fied by the user in LTFATE, the normal seasonal wave climate, and the tidal
elevation and currents computed from the specified tidal constituents in the
TIDAL.DAT file. Storm-event erosion calculations are based on surge
elevation and currents and the wave field associated with that specific event.
These data are contained in the final input file required by LTFATE, the file
STORM.DAT. This file must be assembled from existing databases or gen-
erated by the user. However, the file is required only if the user desires to
simulate the passage of a storm event over the disposal site.
The STORM.DAT file contains either a tropical or extratropical storm surge
elevation and current time series hydrograph with a corresponding storm wave
height and period corresponding to the selected event. A database of tropical
storm hydrographs for 134 historically based tropical storms has been completed
for the 486 WIS and offshore discrete locations along the east and Gulf of
Mexico coasts and for selected stations offshore of Puerto Rico. This database is
described by Scheffner et al. (1994). The companion extratropical event data-
base for the east and Gulf coasts and Puerto Rico has been completed.
A wave climate corresponding to the selected event can be obtained from
either available data (if the surge is historically based) or estimated as a function
of storm-associated or design peak wave height and periods. In the New York
Bight Mud Dump example shown in the frequency of erosion appendix, the
surge elevation and velocities were obtained from numerical simulations of the
December 1992 extratropical event. The wave field corresponding to the
December event was obtained from National Data Buoy Center data. For future
applications, surge and current information is now available in a DRP database
(reference). If wave data are not available for the selected event, then design
peak wave height and period estimates can be used.
The STORM.DAT file should be created by the user of LTFATE to describe
a particular storm event or a storm event of assumed shape and duration. An
example of hypothetical event use in disposal analysis is given in Scheffner and
Tallent (1994).
Program Output
As stated above, the LTFATE program can simulate movement of dredged
material mounds both over the long-term and for storms. The final output of the
model is a file containing the new mound bathymetry. The bathymetry files can
be viewed either as plan view contour plots or cross sections. Figure Fl shows
the initial bathymetry of a small sand mound placed in shallow water (17 ft) off
Mobile, AL. Figure F2 shows the bathymetry of the same mound approximately
6 months later. Figure F3 shows the change in cross section of the mound along
a line 1,500 ft below the centerline of the mound.
All WES computer models referred to in this report are available as a part of
the Automated Dredging and Disposal Alternatives Modeling System
(ADDAMS) and can be downloaded from the World Wide Web from the WES
Dredging Operations Technical Support (DOTS) homepage at http://www.wes.
army.mil/el/dots/dots.html.
Additional Information
For additional information on the LFTATE program, contact Dr. Norman
Scheffner (601) 634-3220 of the Research Division of the Coastal and
Hydraulics Laboratory at the U.S. Army Engineer Waterways Experiment
Station.
References
Ackers, P., and White, R. W. (1973). "Sediment transport: New approach and
analysis," Journal ofthe H ydraulics Division 99 (HY11), 2041-60.
Allen, J. R. L. (1970). "The avalanching of granular solids on dune and similar
slopes," Journal of Geology 78 (3), 326-51.
Ariathurai, R., and Krone, R. B. (1976). "Finite element model for cohesive
sediment transport,"/. H ydraul. Div.A m. Soc. C iv. Eng. 102(HY3), 323-338.
F10
Time = = Ohr.
1.000E+4
8000-
6000-
4000-
0.000
1.111
2.222
3.333
4.444
5.556
6.667
7.778
8.889
10.00
2000-
n .
0 2000 4000 6000 8000 1.000E+4
Figure F1. Initial Sand Island mound contours
Time
:
= 4320 h r .
1.000E+4-
8000-
6000-
4000-
2000-
n
0.000
1.111
2.222
3.333
4.444
5.556
6.667
7.778
8.889
10.00
( ) 2000 4000 6000 8000 1.00 0E+4
Figure F2. Simulated Sand Island mound contours after 180 days
Time = 0 hr.
02-1 4-1 994
Time = 864 hr.
Time = 1 728 hr.
Time = 2592 hr.
.
Time = 3456 hr.
6.0-
Time = 4320 hr.
5.0-
>-
4.0-
i \
c
o
ft)
>
a>
3.0-
2.0-
UJ
1 .0-
0.0-
-1 0.
l/\
0 2000 4000 6000
Distance (ft)
8000 1 .000E+4
Figure F3. Simulated Sand Island cross section 1,500 ft below centerline
model of estuarial sediment transport," Technical Report D-77-12, U.S. Army
Bijker, E. W. (1971). "Longshore transport computations," Journal of the
Waterways, H arbors, and C oastal Engineering Division (WW4), 687-701.
Borgman, L. E., and Scheffner, N. W. (1991). "The simulation of time
sequences of wave height, period, and direction," Technical Report DRP-91-
Cargill, K. W. (1982). "Consolidation of soft layers by finite strain theory,"
Miscellaneous Paper GL-82-3, U.S. Army Engineer Waterways Experiment
. (1985). "Mathematical model of the consolidation/desiccation
Corson, W. D., Resio, D. T., and Vincent, C. L. (1980). "Wave information
study of US coastlines; Surface pressure field reconstruction for wave hind-
casting purposes, Report 1," Technical Report HL-80-11, U.S. Army Engi-
neer Waterways Experiment Station, Vicksburg, MS.
F12
dimensional consolidation of saturated clays; I, Finite nonlinear consolidation
of thin homogeneous layers," Geotechnique 17(3), 261-73.
Hands, E. B., and Allison, M. C. (1991). "Mound migration in deeper water and
methods of categorizing active and stable berms." Proceedings ofC oastal
Sediments ' 91, ASCE, 1985-99.
Kraus, N. C, and Larson, M. (1988). "Beach profile change measured in the
tank for large waves, 1956-1957 and 1962," Technical Report CERC-86-6,
Larson, M., and Kraus, N. C. (1989). "ASBEACH: Numerical model for simu-
lating storm induced beach change, Report 1: Theory and model foundation,"
Technical Report CERC-89-9, U.S. Army Engineer Waterways Experiment
Lavelle, J. W., Mofjeld, H. O., and Baker, E. T. (1984). "An in situ erosion rate
for a fine-grained marine sediment," /. Geophys. Res. 89(C4), 6543-6552.
McNeil, J., Taylor, C, and Lick, W. (1996). "Measurements of the erosion of
undisturbed bottom sediments with depth,"/. H ydraul. Eng. 122(6), 316-324.
Mehta, A. J., Hayter, E. J., Parker, W. R., Krone, R. B., and Teeter, A. M.
(1989). "Cohesive sediment transport -1: Process description," Journal of
H ydraulic Engineering, A SC E 115(3), 1076-93.
Parthenaides, E. (1965). "Erosion and deposition of cohesive soils," J. H ydraul.
Div. A m Soc. C iv. Eng. 91(HY1), 105-138.
Scheffner, N. W. (1989). "Disposal site evaluation for the New York Bight,"
Coastal Engineering Research Center, U.S. Army Engineer Waterways
. (1991). "A systematic analysis of disposal site stability." Pro-
ceedings of C oastal Sediments ' 91, ASCE, 2012-26.
. (1992). "Dispersion analysis of Humboldt Bay, California,
interim offshore disposal site," Miscellaneous Paper DRP-92-1, U.S. Army
. (1994). "Tidal constituent data base - East Coast, Gulf of Mexico,
and Caribbean Sea," DRP Technical Note DRP-1-13, U.S. Army Engineer
Scheffner, N. W., and Borgman, L. E. (1992). "A stochastic time series repre-
sentation of wave data," Journal of Waterways, Ports, C oastal, and Ocean
Engineering 118(4).
Scheffner, N. W., Mark, D. J., Blain, C. A., Westerink, J. J., and Luettich, R. A.
(1994). "AADCIRC: An advanced three-dimensional circulation model for
shelves, coasts, and estuaries; Report 5, Tropical storm database for the East
and Gulf of Mexico Coasts of the United States," Technical Report DRP-92-
Scheffner, N. W., and Tallent, J. R. (1994). "Dispersion analysis of the
Charleston, South Carolina, ocean dredged material disposal site," Miscel-
laneous Paper DRP-94-1, U.S. Army Engineer Waterways Experiment
Scheffner, et al. (1995). "LTFATE: A model to investigate the long-term fate
and stability of dredged material disposal sites; User's guide," Dredging
Research Program Instruction Report DRP-95-1, U.S. Army Engineer
Swart, D. H. (1976). "Predictive equations regarding coastal transports."
Proceedings of the 15th C oastal Engineering C onference. ASCE, 1113-32.
harbor deepening effects on sedimentation, Charleston, SC," Miscellaneous
Paper HL-89-7, U.S. Army Engineer Waterways Experiment Station,
Vicksburg, MS.
Westerink, J. J., Luettich, R. A, Jr., and Scheffner, N. W. (1993). "AADCIRC:
An advanced three-dimensional circulation model for shelves, coasts, and
estuaries; Report 3, Development of a tidal constituent database for the
Western North Atlantic and Gulf of Mexico," Technical Report DRP-92-6,
White, P. (1972). "Sediment transport in channels: A general function," Report
Int 104, Hydraulics Research Station, Wallingford, England.
F14
Appendix G
Procedures for Conducting
Frequency-of-Erosion Studies
Introduction
This appendix describes a procedure for determining frequency-of-occurrence
relationships for vertical erosion (aka erosion frequency) of dredged material
mounds off the Gulf and Atlantic coasts of the United States due to tropical and
extratropical storms. The erosion frequency data can be used as a basis for com-
puting the required thickness of the erosion layer portion of a contaminated
dredged material mound cap. The design cap must be sufficiently thick to
accommodate erosion from storm activity and still provide chemical and biologi-
cal isolation. The primary goal of erosion frequency studies are therefore to
develop information that can be used to determine (a) how thick a cap should be
to provide sufficient protection and/or (b) at what depth must a mound with a
given cap thickness be located to provide the same level of protection. Specific
recommendations for erosion layer thickness design are contained in the body of
this report. To make the erosion frequency discussion more easily understood,
the procedures are illustrated in an example. The example used is an erosion fre-
quency study done for the U.S. Army Engineer District, New York, as part of a
site-capacity study for the Mud Dump disposal site located off Sandy Hook, NJ.
Numerical Models
The ability to effectively conduct erosion frequency studies has been made
possible as a result of advances in modeling made by the Corps' Dredging
Research Program (DRP) (Hales 1995).
1
The modeling advances were made in
two areas. The first area was the development of an integrated hydrodynamic,
sediment transport, and bathymetry change model, called Long-Term FATE of
Dredged Material (LTFATE) model. This model is capable of modeling the
References cited in this appendix are listed in the References at the end of the main text.
Appendix G Procedures for Conducting Frequency-of-Erosion Studies G1
G2
topographic evolution of dredged material mounds over time periods ranging
from hours to centuries (Scheffner et al. 1995). A detailed description of
LTFATE is found in Appendix F.
The second major modeling advance was the development of a series of
databases containing the hydrodynamic driving force time series needed to run
LTFATE - water levels and currents. Prior to the DRP, obtaining the hydro-
dynamic data to run LTFATE was a virtually impossible task because actual
storm surge elevation and current data are unavailable except for a few recent
storms at selected locations. The water level and current data needed for
LTFATE required modeling tides and their associated currents and storm surges
due to tropical and extratropical storms over a large area. To accomplish the
modeling effort, the DRP funded the development of a state-of-the-art three-
dimensional circulation model, called the advanced circulation model, or
ADCIRC. A series of reports (Bain et al. 1994; Bain et al. 1995; Luettich,
Westerink, and Scheffner 1992; Westerink, Luettich, and Scheffner 1993; and
Westerink et al. 1994) describe the model, its development, and testing.
A primary application of ADCIRC for hydrodynamic input required by
LTFATE was to compute tides and currents for the east and Gulf coasts. The
20,000 point grid over which ADCIRC computed surface elevations and currents
is shown in Figure Gl. A companion effort was to compute storm surge levels
and the associated currents for 134 major tropical storms (hurricanes) on the east
and Gulf coasts (Scheffner et al. 1994). A similar effort has also been conducted
for extratropical storms. A comparable effort has been started for the West
Coast (Luettich, Westerink, and Scheffner 1994), but the full suite of data
needed for routine application of LTFATE for erosion-frequency studies on the
West Coast and Great Lakes Coast are not yet available.
Wave data required as input to LTFATE are more readily available, both
from gauges and from the Wave Information Studies (WIS) (Hubertz et al.
1994). The WIS series of reports provides hindcast wave heights, periods, and
directions data at over one thousand coastal sites on all United States coasts for
periods of 20 years or more. WIS wave data are provided at widely spaced
(1 degree of latitude) deep-water sites and closely spaced locations (1/4 degree
of latitude) in shallow water (typically about 10 m). Wave data can be accessed
via a series of WIS reports, more recently electronically via the Coastal Engi-
neering Data Retrieval System (CEDRS) available in Corps Coastal District
offices (McAneny, in preparation), and the data are now available on the internet
(ref).
Selecting the Proper Methodology for Determining
Frequency-of-Occurrence Relationships
There are two methods that have been used by Corps' Districts in coastal
design projects for computing frequency-of-occurrence relationships: (a) limited
historical data and the selection of one or more "design storms" and/or
Appendix G Procedures for Conducting Frequency-of-Erosion Studies
Figure G1. ADCIRC grid for computing surface elevations and currents
G3
(b) application of the Joint Probability Method (JPM). The design storm
approach basically involves selecting a severe historic storm event and using it to
define a worst case scenario. The disadvantage of this method is that the
frequency-of-occurrence of the design storm is usually not well known. There-
fore the selected event may impose a more stringent cap design condition than
necessary. Conversely, a worst case event may never have occurred at a specific
location, and the design storm could lead to an overdesigned cap. In either case,
the design storm event provides no information on frequency of occurrence and
does not provide any error bands for use in design analysis.
The general JPM approach to assigning frequency relationships begins with
parameterizing the storm that generated the effect of concern (e.g., wave height,
surge level, bottom current). For hurricanes, descriptive parameters include
maximum pressure deficit, maximum winds, radius to maximum winds, speed of
translation, and track. The JPM is based on the assumption that the probability
for each of the listed parameters can be modeled with empirical, or parametric,
relationships. The joint probability of occurrence for a given effect, such as
maximum surge, is defined as the probability of a particular storm event, com-
puted as the product of the individual storm parameter probabilities via these
assumed parametric relationships. This assumption is the primary basis of the
JPM method used in past studies (Myers 1975).
However, the parameters that describe tropical storms are not independent,
but are interrelated in some nonlinear sense (Ho et al. 1987). Because the
parameters are not independent, joint probability cannot be computed as the
product of individual parameter probabilities. Furthermore, it is generally
recognized that extratropical storms cannot be effectively parameterized, so
parametric probability relationships do not exist. Therefore, the JPM may not
provide accurate approximations for tropical storms and is not appropriate for
extratropical storms.
The empirical simulation technique (EST) is a statistical procedure for simu-
lating nondeterministic multiparameter systems such as tropical and extratropical
storms. The EST, which is an extension of the "bootstrap" statistical procedure
(Efron 1982; Efron 1990), overcomes the JPM limitations by automatically
incorporating the joint probability of the historical record. The bootstrap method
on which EST is based incorporates resampling with replacement, interpolation
based on a random walk nearest neighbor techniques with subsequent smoothing.
More detailed descriptions of EST can be found in Scheffner, Borgman, and
Mark (1993) and Borgman et al. (1992).
In EST, the various geometric and intensity parameters from storms are used
to create a large artificial population (several centuries) of future storm activity
(Borgman et al. 1992). The only assumption required for EST is that future
storms will be statistically similar to past storms. Thus, the future storms gener-
ated during EST simulations resemble the past storms but possess sufficient
variability to fill in the gaps in the historical data.
G4
To perform the EST, historical storms impacting a site are broken down into
the parameters that impact the engineering aspect of interest: storm track, maxi-
mum winds, radius to maximum, pressure deficit, etc. These variables are
termed input vectors. The storm response of interest, in this case vertical erosion
of the capped mound, is also calculated for each historical storm using an
appropriate model (in this case LTFATE is used). The response of interest is
referred to as response vector. During EST simulations, N-repetitions (say 100
or more) of T-year responses (say 100 to 200 years) of the response vector of
interest (vertical erosion for capping projects) are produced providing mean
value frequency relationships with accompanying confidence limits such that
probability of occurrence can be defined with error band estimates. In other
words, the mean vertical erosion for a range of return intervals with confidence
limits (based on the number of standard deviations) are produced by the EST
procedure.
There have been a number of applications of the bootstrap method and EST
to coastal problems. Prater et al. (1985) described error estimation in coastal
stage frequency curves for Long Island. Mark and Scheffner (1993) discuss use
of the EST to compute frequency of occurrence of storm surge elevations in
Delaware Bay. Farrar et al. (1994) describe the use of EST to estimate the fre-
quency of horizontal beach erosion as part of an economic analysis for design of
beach fills at Panama City, FL. Most recently, the EST technique was used to
predict frequency of vertical erosion estimates for capped mounds at a range of
depths at the Mud Dump disposal site located east of Sandy Hook, NJ (Clausner
et al. 1996). The work was part of a larger effort for the New York District to
determine remaining capacity of the Mud Dump site for both suitable sediments
and those requiring capping.
Application of the EST to a capping project involves a series of sequential
steps to calculate the cap erosion thickness, which are described in the remainder
of this appendix.
Recommended Erosion Frequency Procedure
To define the required cap erosion layer thickness as a function of depth at a
specific site, first the erosion frequency must be determined. It consists of a site-
specific quantitative analysis approach that requires the completion of several
sequential tasks. These tasks are (a) selection of appropriate storm events,
(b) development of storm surge elevation and current hydrographs for each
event, (c) development of four tidal phase elevation and current hydrographs,
(d) development of a wave height and period time series corresponding to each
storm event, (e) generation of input files representing the combination of tasks
2-4 to the Long-Term Fate of Dredged Material (LTFATE) model used to pre-
dict erosion, (f) execution of the LTFATE model to determine maximum vertical
erosion at the site as a result of each of the storm events, (g) development of
input files for the Empirical Simulation Technique (EST) program to generate
multiple repetitions of storm-event activity and the corresponding vertical
erosion, and finally, (h) using the EST program to generate vertical erosion
G6
frequency relationships (with error band estimates) for a particular disposal
mound configuration.
Detailed descriptions of how each of the above tasks of an erosion frequency
study should be conducted follow some background information on the Mud
Dump case study example.
Mud Dump Disposal Site Study - Background
Information
The frequency-of-occurrence methods described are illustrated in their appli-
cation to concerns over erosion of capped mounds at the Mud Dump disposal
site, the designated dredged material open-water disposal site for the Port of
New York and New Jersey (PNY/NJ). Critical to the management of dredged
material removed from the PNY/NJ is the remaining capacity within the Mud
Dump site. The above procedures were developed to assist in determining the
minimum water depths in which capped mounds can be placed without experi-
encing unacceptable amounts of erosion and therefore directly influence the ulti-
mate capacity of the Mud Dump site to contain contaminated dredged material.
At the time this appendix was written (1996), the Mud Dump disposal site
was virtually the only authorized site for open-water placement of dredged
material from the PNY/NJ. The site is a 1.12 by 2 n mile rectangle located
approximately 6 n miles east of Sandy Hook, NJ (Figure G2), in an area known
as the New York Bight. Water depths at the site range from less than 50 ft to
over 90 ft. As of October 1994, up to 65 M yd
3
of dredged material (based on
scow logs) had been placed in the site. Because the Mud Dump site was the only
available disposal site for fine-grained dredged material from the PNY/NJ, the
remaining capacity was an extremely important issue in the overall plan for
managing dredging and disposal for the Port. Because of the large volume of
contaminated material inside the port, the remaining capacity of the Mud Dump
site for Category II (requiring special handling, i.e., capping for open-water
placement) dredged material (USACE/USEPA 1991) was critical in the sediment
management process for the New York District and the PNY/NJ.
At the request of the New York District, the U.S. Army Engineer Waterways
Experiment Station's Coastal Engineering Research Center (CERC) conducted a
study to define Mud Dump site capacity and other issues related to capping
(Clausner, Scheffner, and Allison 1995). Studies to compute the vertical erosion
frequency for mounds of various elevations in the Mud Dump site were the most
critical part of this effort. Previous studies have shown erosion of fine-grained
materials from mound flanks as a result of severe northeasters (McDowell 1993;
McDowell, May, and Pabst 1994). At the request of the New York District,
mounds with cap elevations ranging from 50 to 75 ft were modeled, with
ambient depths of 60 to 83 ft.
N miles
10 0 2 + 6 6
km
0 2 + 6 8 10
Mud
Dump
Atlantic Ocean
Figure G2. Mud Dump disposal site location map
G8
Storm Selection
The first step in a frequency-of-erosion study is to identify storms that have
impacted the site of interest. For sites on the east coast, particularly the north-
east coast, both tropical storms (hurricanes) and extratropical storms (north-
easters) have to be included. While the tropical storms often have higher winds,
the longer duration of the extratropical storms allows them to produce vertical
erosion of equal or greater magnitude than hurricanes. Also, northeasters occur
much more frequently than hurricanes. For sites on the Gulf coast, northeasters
will generally not be a major problem; hurricanes will most likely be the only
storms of concern.
Tropical storm selection
The tropical storm database of the National Hurricane Center's HURricane
DAT (HURDAT) database (Jarvinen, Neuman, and Davis 1988) is the recom-
mended source of historical events that have impacted the east and Gulf coasts
(and therefore the Mud Dump site). The tropical storm database generated by
the DRP (Scheffner et al. 1994) contains an atlas of 134 storm events, as well as
their respective tracks, that impacted the east and Gulf coasts of the United
States. The database contains maximum computed storm surge elevations at up
to 486 discrete locations impacted by each event according to the criteria that
(a) the minimum pressure of the storm was less than or equal to 995 mb, (b) the
eye of the storm passed within 200 statute miles of the location of interest (the
Mud Dump site in this application), and (c) the storm generated a surge of at
least 1 ft above mean sea level (MSL). The published atlas in Scheffner et al.
(1994) tabulates maximum storm surges that have impacted each station and the
respective storm events responsible for that surge. Cross-referencing is also
provided to show which stations were impacted by each of the 134 events and
the respective maximum surge at those stations.
This dual tabulation should be used to identify potential storms impacting the
site of interest, the Mud Dump site in this example. Elevation and current
hydrographs corresponding to each event and impacted location are available
from the DRP database.
The DRP tropical storm database was constructed by simulating the
134 historically based storm events as they propagated over the east coast, Gulf
of Mexico, and Caribbean Sea computational domain shown in Figure Gl using
the numerical hydrodynamic model ADCIRC described earlier. The DRP data-
base of storm-surge hydrographs and currents was archived at 240 east and Gulf
coast Wave Information Study (WIS) stations (Hubertz et al. 1993) with addi-
tional locations prescribed for Puerto Rico. To use the DRP tropical storm
database information, the WIS station nearest the disposal site of interest is
selected. WIS Station 304 (DRP numbering system) is nearest to the Mud Dump
site; therefore, storm events impacting this station were selected for the fre-
quency analysis (Figure G3). Station 304 has a depth of approximately 108 ft.
i i
1 1 3
Mud
Dump site Jr^ ^-r-^-"***^**
\j^CPPM Jf MB jog
*
z
)
-*
" O
r^ f
r ~~7s1 Yi
-/ 301
o
(^ <k
3 *
"
\sC,J~~m. \
N-v ^_A^ 300
1 ^^s X *
(0
^
i
^
n
1 *
1 4
r # 23S
-M
/ jy *
-
' T r> /
' an 75 if n
7
Longitude, deg W
Figure G3. Map showing WIS locations relative to the Mud Dump site
To convert the surge current values from the database location to the disposal
site, the mean depth at the two locations is determined. The surge current values
should then be assumed to be proportional to the relative depths at the two sites.
A mean depth for the Mud Dump site was determined to be approximately 83 ft;
therefore, the DRP-generated surge current hydrographs were adjusted according
to the criteria that Q=VA=Const; therefore, V
Mud
= V
304
* 108/83.
Sixteen tropical storm events were retrieved from the DRP archives that
impacted the location of DRP Station 304 (Mud Dump site) according to the
criteria described above. Sixteen tropical storm events in 104 years of record
correspond to an annual frequency-of-occurrence of 0.15385 events per year (or
one event every 6.5 years). These events are shown in Table Gl.
Table G1
Tropical Events Impacting Mud Dump Site
HURDAT Storm No. Given Name Date (month/day/year)
296 Not Named 9/22/1929
327 Not Named 8/17/1933
332 Not Named 9/8/1933
353 Not Named 8/29/1935
370 Not Named 9/8/1936
386 Not Named 9/10/1938
436 Not Named 9/9/1944
535 Carol 8/25/1954
541 Hazel 10/5/1954
545 Connie 8/3/1955
597 Donna 8/29/1960
657 Doria 9/8/1967
702 Doria 8/20/1971
712 Agnes 6/14/1972
748 Belle 8/6/1976
835 Gloria 9/16/1985
Extratropical storm event selection
Extratropical events occur at a much greater frequency than tropical events.
As a result, a shorter historical time period can be used to represent the range of
events that can be expected to impact a particular area. For the extratropical
event analysis, approximately 15 to 20 years of winter activity were determined
to contain an adequate representation of extratropical events
1
for any area along
the east coast of the United States. The 16 winter seasons (September through
March) for the period of 1977-78,1978-79,..., 1992-93 were selected as the
time period for which the DRP extratropical storm database was generated. This
time period was selected because it corresponds to dates when the Navy wind-
field database containing the extratropical winds was available in an ADCIRC-
compatible format. The DRP database was then used as the basis for the extra-
tropical frequency analysis described in this appendix.
The DRP extratropical storm database was also constructed by using the
ADCIRC numerical hydrodynamic model to simulate all 16 winter seasons over
the entire computational domain shown in Figure Gl. The U.S. Navy's windfield
Personal Communication, 1994, L. E. Borgman, Professor, University ofWyoming, Laramie,
WY.
G10
database, which is archived at every 2.5 degrees of latitude and longitude at a
temporal period of 6 hr, was used as input to ADCIRC. The 16 winter season
(September-March) input files were prepared by archiving the data within the
area of 100 - 60 west longitude and 5 - 50 north latitude, which encom-
passes the east coast, Gulf of Mexico, and Caribbean Sea as part of ADCIRC's
20,000-node computational grid.
ADCIRC-generated surface elevation and current hydrographs for each
7-month period were archived at 686 locations at a sampling period of 1 hr. Of
the 686 stations, 340 correspond to locations (WIS) stations. As for the tropical
storms, extratropical storms impacting WIS Station 304 were selected for the
frequency analysis.
Storm-Surge Hydrograph Development
Tropical storms
Once identified, the selected tropical storms are retrieved from the DRP
database. However, each hydrograph represents the entire storm history, from
beginning to end, often a week or more in duration. Because only the erosional
effect of the event on the site being studied are of interest, each hydrograph was
constructed at a time step of 3 hr to be 99 hr in duration, measured as 48 hr
before the well-defined 3-hr duration peak and 48 hr after the peak, for example
see Figure G4. The time of peak is selected as the time when the eye of the
storm is closest site of interest.
Extratropical storms
For the extratropical storms, the storm event time periods of impact will not
be well defined at many locations, including the Mud Dump site. Examination
of surge elevation, current magnitude and wave height, and period records from
the Mud Dump site did not allow extratropical storms and their duration to be
readily identified.
One reason for this difficulty in identifying extratropical storms is the fact
that the surge currents accompanying each event are generally relatively small
(i.e., on the order of 20-30 cm/sec at the Mud Dump site), and their effects have
to be considered with respect to other environmental factors occurring at the
time of the storm. These factors include the local depth, the orbital velocities of
the wave field, the duration of the event, and the phase of the tide. Therefore, to
isolate significant events from the 7-month record, a more quantitative approach
to event parameterization is recommended and was developed for the Mud
Dump study. This second order parameterization approach is defined following
the descriptions of tide and wave field data accompanying the hydrodynamic
surge and current response.
2
8*
._-= n^^,.^.
0J1J 2.0 3.0 4.0 IJM7JMM m.mMU.OUM4MS*H*
TIME IN ans
>2
z
So
If
So
"
T
e
9
?-
OJM4> 2.0 3.0 4.0 5.0 M 7.0 1.0 t.0 MUM1 .OttAUJMJnUM.O
Tire IN ans
8-
o
>5
fe
8
Z'
* o
.,.
uu t
mm ts:
Be
*
~ -
-
1
"
T
e
2
0.01 .0 2.0 3.0 4.0 SJ> t.0 7.0 1 4 0.0 UM>U.OI2.0l3.01 4.01 SJ>M.a
TIME IN arcs
Figure G4. Surge elevation and current hydrograph for Hurricane Gloria,
without tides
G12
Tidal Hydrograph Development
The surge hydrographs corresponding to the tropical and 1977-1993 extra-
tropical storm seasons were simulated over the domain shown in Figure Gl;
however, simulations did not include tides at the time of the event, i.e., they were
modeled with respect to MSL. Because tide elevation and currents will be a
factor in mound erosion, they must be included. When tidal phase is accounted
for, each storm event has an equal probability of occurring at (a) high tide,
(b) MSL during peak flood, (c) low tide, and (d) MSL during peak ebb. These
four phases are designated as phases 0, 90,180, and 270 degrees, respectively.
Obtaining the needed tidal elevation and current data can most effectively be
accomplished by using the DRP-generated 8-constituent (4 primary semidiurnal
and 4 diurnal) database of tidal constituents corresponding to each node shown
in Figure Gl (Westerink, Luettich, and Scheffner 1993). This effort also made
use of the ADCIRC program. A linear interpolation scheme (described in the
report) uses this database to provide tidal constituents at any location within the
domain. At the Mud Dump site the M
2
semidiurnal tidal constituent accounts for
over 90 percent of the tidal energy (based on the 8-constituent database) as can
be seen in the listing of constituent amplitude and local epochs k generated for
DRP-WIS Station 304 shown in Table G2. (Constituents were generated at
Station 304 instead of the Mud Dump site in order for the tide to correspond to
the hydrographs archived at Station 304).
Table G2
Tidal Constituents for DRP-WIS Station 304
Const h-amp, m h-k, deg
U-amp,
cm/sec U-k, deg
V-amp,
cm/sec V-k, deg
k,
0.0867 95.2 0.0049 194.3 0.0061 27.1
0, 0.0589 100.4 0.0028 193.3 0.0042 43.5
P,
0.0359 91.0 0.0020 193.5 0.0028 19.7
Q,
0.0111 98.3 0.0006 202.4 0.0007 19.2
N
2 0.1704 195.6 0.0181 295.6 0.0226 116.0
M
2 0.7744 215.3 0.0837 313.8 0.1012 133.8
s
2
0.1507 254.6 0.0169 355.4 0.0213 173.4
K, 0.0482 246.6 0.0054 347.2 0.0068 164.9
To account for the four tidal phases, M
2
amplitude A and local epoch
phase data k for elevation (h = 0.7744 m, k = 215.3) and current (U: A =
0.0837 m/sec, k = 313.8; V: A = 0.1012 m/sec, k = 133.8) were extracted from
the DRP database and used to expand the 16 tropical storms and 16 extratropical
season database of storms without tides to a 64 tropical storm database with tides
and a 64 extratropical season database with tides. This expanded set of
G14
hydrographs represents a combination of the surge hydrograph with the tidal
hydrographs generated for the four phases of the tide based on the M
2
tidal
constituent.
Wave Field Hydrograph Development
Waves are a critical component of LTFATE input. This section recommends
procedures for providing input waves for both tropical and extratropical storms.
Tropical storms
Because LTFATE does not have a storm wave field component, a methodol-
ogy was adopted from the Shore Protection Manual (SPM) (Headquarters,
Department of the Army 1984). The approximation reported in the SPM gives
an estimate of the deepwater significant wave height and period at the point of
maximum wind for a slowly moving hurricane. A full numerical hindcast of the
wave field associated with the historical event would be more accurate than the
adopted procedure; however, the SPM approach is expected to be adequate for
the purposes of most erosion frequency studies.
The wave height and period are given by the following formulae:
(Gl)
H -16.5e
R
^P
100
0.208a V,
1 +
F
-
U
R
and
8.6,^
200
0.104^,
1+
F
-
UR
(G2)
where
H
0
= deepwater significant wave height in feet
T
s
= corresponding significant wave period in seconds
R = radius to maximum wind in nautical miles
Dp =p -p
0
, where p
n
is the normal pressure of 29.93 in. of mercury and
p
0
is the central pressure of the hurricane
V
F
= forward speed of the hurricane in knots
U
R
= maximum sustained windspeed in knots calculated 33 feet above MSL
at radius R
a = a coefficient depending on the speed of the hurricane. The suggested
value is 1.0 for a slowly moving hurricane
All of the above variables used in Equations Gl and G2 are contained in or can
be calculated from the HURDAT database.
Given a maximum wave height and period, a wave field time series for
tropical storms was calculated through the following expansion:
[H (
t
),T(t)]--[H
o
,T
s
}e(^(t-^
(G3)
where
t = time in hours starting 51 hr before peak surge (at hour 51) and extending
48 hr after peak surge
D= significant duration of the surge, taken as 24 hr
Given a maximum wave height and period, a wave field time series should be
calculated starting 51 hr before peak surge (at hour 51) and extending 48 hr after
peak surge. Wave heights and periods described by Equation G3 decay to zero;
therefore, minimum values must be prescribed for the time series. These mini-
mum values were specified based on summary tables provided by WIS (Hubertz
et al. 1993) for the WIS station location cited in this report (WIS Station 72,
which corresponds to DRP #304). The average direction of travel for the
16 tropical events was computed to be approximately 11 clockwise from true
north (an azimuth of 191 by WIS convention). According to Hubertz et al.
(1993), the largest number of waves at an azimuth of 180 were in the 5.0-6.9 sec
band. Therefore, a minimum period of 6.0 sec was selected for the storm-event
hydrographs. Maximum mean wave conditions for the months of September and
October were reported to be 1.2 and 1.3 m, respectively; therefore, a minimum
wave condition was selected to be 1.25 m. Finally, maximum wave heights were
limited to the breaking wave criteria of H
b
= 0.65* depth based on measurements
indicating that storm-generated waves in open water are limited to approximately
0.6-0.7 times the local depth (Resio 1994). Scenarios, to be described below,
included mound configurations located at three depths, the minimum of which
was 63.0 ft. In order to prescribe wave field boundary conditions that are consis-
tent for all simulations, the minimum depth was used to define maximum wave
criteria. Therefore, maximum allowable waves were limited to 0.65* 63.0 =
40.95 ft = 12.48 m. This criteria should be used for all simulation scenarios.
Extratropical storms
The wave field input for the extratropical database of events should normally
be extracted from the WIS hindcast database unless site-specific wave data from
a gauge are available. For the Mud Dump study, the wave field was extracted
from the WIS hindcast database for the periods of time corresponding to each of
the 1977-1993 storm seasons. These data, available at a 3-hr time step, were
obtained from the WIS database and combined with the storm surge elevation
and current and tidal elevation and current databases. All hydrographs were
generated at a 3-hr time step to be compatible with the WIS database and input
requirements of the LTFATE model.
Extratropical Storm Identification
As stated above, first order parameters such as surge elevation and currents or
wave heights and periods did not immediately isolate specific extratropical storm
events of interest for the Mud Dump site. For example, Figure G5 shows the
WIS wave height and period time series for the 1977-79 extratropical storm
season. The surface elevation and U,V current hydrographs are similar, i.e.,
specific storms are difficult to identify. This conclusion is in agreement with the
recognized observation that extratropical events are not conducive to parameter-
ization.
1
Because it is not feasible to model the entire season with LTFATE to
determine which events impact the Mud Dump site (this would require days on a
PC running at 100 MHz), a procedure had to be developed to isolate events of
interest.
Developing a systematic procedure to identify and subsequently separate
significant storm events from the extratropical storm database required an
analysis of combinations of individual parameter components that may provide
an indication of impact to east coast sites. Because the storm effect of interest
for this example is vertical erosion of a disposal mound located at the Mud
Dump site, a methodology for identifying storms with measurable erosional
impact was developed by combining available storm-event information into a
second order parameter, one which represents some combination of first order
parameters such as surge, tide, wave height, etc. This parameter was chosen to
be the instantaneous sediment transport magnitude, computed as a function of
the storm-induced surge elevation and current, the maximum M
2
tidal amplitude
and maximum M
2
tidal velocity magnitude, and the wave height and period.
The transport relationship used is based on the Ackers-White (1973) equa-
tions with a modification for additional energy provided by waves suggested by
Bijker (1971) used in the LTFATE model. The result of the computation is a
transport magnitude hydrograph computed as a function of surge, tide, and wave
climate. For the Mud Dump site example, the mean depth was specified as 83 ft
G16
1
Personal Communication, 1994, L. E. Borgman, Professor, University of Wyoming, Laramie,
WY.
EXTtmtHPICnL STORM TEflT 1977 - 1978
dfcJwNj*/
3
V^BW
aS
NAJJIJAU
o.o ao.o .a .o n.o too.o ix.o MOJI iao.o in.o
TIME tORYSl
D.o aoojj
0.0 .0 01.0 00.0 loo.o iao.o i.a
TIME CDRYS)
Figure G5. WIS wave height and period time series for 1977-78 extratropical storm season
and mean grain size set at 0.40 mm. The 83 ft depth was the base depth area
within the Mud Dump site considered for capping; 0.40 mm sand was the
suggested cap material.
The sediment transport hydrograph for the 1977-78 storm season is shown in
Figure G6. As evident in the figure, distinct events are now clearly visible in the
time series. This approach to event identification is in contrast to the first order
parameter time series shown in Figure G5.
Analysis of the 16 seasonal transport hydrographs resulted in the adoption of
a threshold value of 30.0 x 10"
4
ft
3
/sec/ft-width as the basis for selecting events
that may cause erosion to the Mud Dump site. This value, selected by trial and
error through application of the LTFATE model, will produce a maximum of
0.25 ft of vertical erosion per 24 hr at the corner of mound cap measuring 100 by
100 ft. Table G3 presents a summary of the analysis for the 1977-1993 storm
years in the form of the approximate day (measured from 1 September) of occur-
rence and the magnitude of the peak transport value. The total number of events
per season is also tabulated. According to this criteria, the computed average
number of events per year that impact the Mud Dump site is 38 events/16 sea-
sons = 2.375 events/year.
Figure G6. Sediment transport hydrograph for the 1977-78 storm season
Table G3
Summary of Storm Events by Day of Season/Maximum Transport
Magnitude in ft
3
/sec/ft-width x 1 0^
Year 1 2 3 4 5 Total
77-78 68/80 110/65 142/110 207/35 - 4
78-79 146/190 171/50 193/50 205/50 - 4
79-80 132/35 138/35 195/50 - - 3
80-81 55/125 154/70 163/105 210/30 ~ 4
81-82 - - - - - 0
82-83 55/70 164/50 199/50 - - 3
83-84 41/35 102/110 180/45 210/165 - 4
84-85 43/85 165/180 - - - 2
85-86 27/160 65/125 160/30 191/30 200/70 5
86-87 93/190 115/40 123/40 ~ - 3
87-88 - - - - - 0
88-89 - - - - - 0
89-90 49/33 - - - - 1
90-91 - - - - - 0
91-92 126/40 - - - - 1
92-93 101/150 165/30 185/120 194/155 - 4
The purpose of selecting specific storms is ultimately to determine frequency-
of-occurrence relationships. The specific effect of interest will clearly have a
direct bearing on the selection of appropriate storm events. For example, the
10 storm events that cause the most shoreline erosion at a particular location are
not necessarily the same 10 events that cause the most vertical erosion of a
G18
capped mound in the same area. A separate storm analysis would be required to
identify events that cause shoreline/dune recession. However, this second-order
parameter approach to storm isolation has been found to be successful in identi-
fying events that cause erosion to a disposal mound. By defining the appropriate
parameter, the approach is equally applicable to shoreline processes analyses.
Because vertical erosion is the impact of interest, the transport hydrographs
(Figure G6 for 1977-78) were used to identify 38 specific events with a peak
transport magnitude greater than the threshold value of 30.0 x 10"
4
ft
3
/sec/
ft-width at the Mud Dump site. These events are listed in Table G3. For each
event, surge, tidal, and wave field time series were extracted from the seasonal
summary tables to generate hydrographs of total water surface elevation (storm
plus tide), total U and V current (storm plus tide), and wave height and period.
Each of the 152 hydrographs (38 events with 4 tidal phases) was constructed to
be 6 days in duration, centered on the day indicated in Table G3. These hydro-
graphs represent input to the LTFATE model.
LTFATE Model Simulations
After the selected storms have been identified, LTFATE simulations should
be used to determine the maximum amount of vertical erosion resulting from
each storm for each of the disposal site configurations of interest. As noted
earlier, for the Mud Dump site, six combinations of ambient depth, mound
height, and crest depth were tested (Table G4). All mound configurations had
side slopes of 1:50 with the cap material specified to be noncohesive sand with a
d
50
of 0.40 mm.
Table G4
Mud Dump Mound Configurations
Test Number Ambient Depth, ft Mound Height, ft Crest Depth, ft
1 63 1 3 50
2 63 8 55
3 73 1 3 60
4 73 8 65
5 83 1 3 70
6 83 8 75
LTFATE input file generation
The surge, tidal, and wave field time series must be placed into a format com-
patible with LTFATE. An example LTFATE input file for hurricane #835 is
shown in Table G5. For the Mud Dump study, storm-event input files
G19
Table G5
Example LTFATE Input File
Hurricane: 835
WIS Station: 304
Wave
Height, m
Wave Period
sec U-cm/sec V-cm/sec Surge, m
219.00 1.250 6.000 9.251 -38.308 1.164
222.00 1.250 6.000 11.406 -39.243 0.071
225.00 1.250 6.000 -3.124 -20.060 0.049
228.00 1.250 6.000 -5.420 -15.662 1.071
231.00 1.250 6.000 9.419 -30.920 1.172
234.00 1.250 6.000 15.334 -35.614 0.077
237.00 1.250 6.000 1.519 -16.542 -0.207
240.00 1.250 6.000 -4.056 -7.843 0.794
243.00 1.250 6.000 9.616 -22.601 1.095
246.00 1.250 6.000 17.646 -30.015 0.074
249.00 1.250 6.000 5.436 -13.767 -0.424
252.00 1.250 6.000 -3.789 -0.846 0.462
255.00 1.748 6.000 7.207 -12.689 1.008
258.00 4.787 6.000 17.136 -24.358 0.165
261.00 9.829 9.460 6.573 -13.044 -0.361
264.00 12.485 14.567 -7.198 -8.491 0.750
267.00 12.485 15.433 -31.538 20.684 3.775
270.00 12.485 14.567 30.319 -121.682 0.077
273.00 9.829 9.460 -28.224 13.077 -1.510
276.00 4.787 6.000 6.797 -4.497 0.262
279.00 1.748 6.000 -0.205 8.166 0.201
282.00 1.250 6.000 5.546 -6.199 0.412
285.00 1.250 6.000 13.366 -12.180 -1.050
288.00 1.250 6.000 -18.947 27.948 -0.298
291.00 1.250 6.000 2.285 1.164 0.663
294.00 1.250 6.000 5.566 -1.685 0.223
297.00 1.250 6.000 9.583 -6.201 -0.647
300.00 1.250 6.000 -6.529 13.946 -0.438
303.00 1.250 6.000 -4.978 15.048 0.544
306.00 1.250 6.000 7.271 0.057 0.589
309.00 1.250 6.000 13.559 -10.128 -0.625
312.00 1.250 6.000 -7.279 14.726 -0.672
315.00 1.250 6.000 -9.291 15.761 0.606
G20
representing the 99-hr time sequences for each of the 16 tropical storm events
and the 144-hr time sequences for each of the 38 extratropical storm events were
input to LTFATE.
Model simulations
The six Mud Dump ambient depth/mound height combinations were sub-
jected to the 64 tropical storm surge hydrographs (16 storms times four possible
tide phases) to evaluate the erosion potential of the configurations shown in
Table G4. An identical procedure was followed for the 152 extratropical storm
surge hydrographs (38 storms times four possible tide phases). In all six simula-
tions for each type of storm, the maximum vertical erosion experienced at any
location on the mound during each of the simulations was archived for use in the
EST to develop vertical erosion versus frequency-of-occurrence relationships.
EST Input File Development
As noted earlier, EST is a statistical procedure that uses a limited database of
historical occurrences to generate multiple simulated scenarios from which fre-
quency relationships and error estimates can be computed. The EST requires
two types of input. The first set represents descriptive storm parameters that
define the dynamics of each storm event. These parameters, referred to as input
vectors, should be (a) tidal phase, (b) duration of the event measured as the
number of hours during which the computed transport magnitude exceeds 10.0 x
10"
4
ft
3
/sec/ft-width, (c) maximum transport magnitude computed during the
storm event, (d) wave height, (e) wave period, and (f) maximum depth-averaged
velocity magnitude associated with the maximum transport value.
The second input parameter represents a measure of damage resulting from
the passage of the storm event. These parameters are referred to as response
vectors. Typical response vectors are storm surge elevation, shoreline erosion,
dune recession, flood inundation, or for capping projects, vertical erosion.
Tropical storm vectors
Input and response vectors for hurricanes #296, 327,748, and 835 for high
water after flood (maximum tidal surface elevation) for the site scenario of an
8-ft mound located in 83 ft of water are shown in Table G6.
The EST uses the parameters of Table G6 for all tropical storm events and
each of the four tidal phases as a basis for simulating multiple repetitions of
multiple years of storm activity. In this application, 100 repetitions of a 200-year
sequence of storm activity were simulated for the six scenarios shown in
Table G6. As mentioned above, the EST assumes that future storm activity will
be similar to past events, i.e., a hurricane such as Camille, which devastated the
Table G6
Tropical Storm Input and Response Vectors for the Mud Dump Site
Hurr.
No.
Tide
Phase
0-1
Min.
Dist.
miles
Track
Angle
deg
Pres.
Def., mb
Max.
Vel.
knots
Forw.
Vel.
knots
Rad.
Max. nm
Vert.
Eros., ft
296 1.0 84.85 29.35 25.83 30.68 18.39 43.42 0.20
327 1.0 172.3 10.41 35.31 45.00 20.19 43.42 0.20
748 1.0 17.45 13.46 32.19 67.53 21.81 8.68 0.10
835 1.0 11.32 20.59 56.97 82.04 37.89 36.93 0.80
Gulf coast in 1969, cannot occur in the Bight because historical records indicate
that storms of this magnitude have not impacted the Bight. This is probably due
to both the exposure of the Bight and the northerly latitude. The second assump-
tion is that the frequency of events is similar to historic activity. In the
New York Bight, the frequency used is 16 events per 104 years, i.e., frequency =
0.15385.
Extratropical storm vectors
Input and response vectors for the four events of the 1977-78 extratropical
storm season for the zero tidal phase for the site scenario of an 8-ft mound
located in 83 ft of water are shown in Table G7.
Table G7
Extratropical Storm Input and Response Vectors for Mud Dump
Site
Storm No.
Tidal
pH-deq Dur, hr Q-Max H. m T.sec
V-Max
cm/s E-Max, ft
1 0 21 68.9 5.9 12.0 51.8 0.20
2 0 21 57.6 5.6 12.0 50.8 0.20
3 0 18 50.4 5.6 10.0 51.8 0.20
4 0 15 35.3 4.7 12.0 49.5 0.10
In an identical procedure to the tropical storm simulations, the EST uses the
input and response vectors of Table G7 for the selected extratropical storm
events and for each of the four tidal phases as a basis for simulating multiple
repetitions of multiple years of storm activity. As mentioned above, the EST
assumes that future storm activity will be similar to past events. In the
New York Bight, the frequency used is 38 events per 16 years, i.e., frequency =
2.375 storms/year.
The EST program generates a 200-year tabulation consisting of the number of
storm events that occurred each year and the vertical erosion corresponding to
G22
each event. To define an erosion magnitude consistent with the tropical storm
analysis, the total summation of erosion magnitudes per year was selected as the
parameter of interest. For example, if three storm events were simulated during
the first year, the sum of the three vertical erosions would be used to define the
parameter for which frequency-of-occurrence relationships would be computed.
The computational process is described in the following section.
EST simulation results - vertical erosion versus frequency-of-
occurrence
To most effectively use the results from the EST simulations for cap erosion
layer thickness design, frequency of vertical erosion curves and tables should be
generated from the data. For the Mud Dump site example, vertical erosion
versus frequency-of-occurrence relationships were generated for each of the
100 simulations described above for each of the six depth/mound height
configurations for both tropical and extratropical storms.
The frequency curves for each simulation are generated by (a) rank-ordering
the computed erosion magnitudes, (b) generating a cumulative distribution
function (cdf, P(x) versus magnitude), and (c) interpolating an erosion magnitude
for an n-year event from the cdf for a probability of occurrence P(x) of the form
resulting in an erosion versus frequency curve for each simulation.
Tropical storms. In the analysis of the 100 frequency relationships, an
average vertical erosion magnitude is computed relative to each return period.
From the EST simulations of tropical storms, an example plot of the 100 recur-
rence relationships and mean value (indicated by O) for the 8-ft mound located
at an 83-ft depth is shown in Figure G7. Note that the spread of data points
about the mean demonstrates a reasonable degree of variability, as would be
expected of a stochastic process.
Finally, the standard deviation of the 100 events relative to the mean is com-
puted as a measure of variability. Output for design purposes contains only the
mean frequency-of-occurrence relationship with a +/- one standard deviation
band. An example of this output is shown in Figure G8 for the 8-ft mound at the
83-ft depth shown in Figure G7. Table G8 summarizes the frequency-of-
occurrence of vertical erosion from tropical storms for all six mound configura-
tions in the form of a mean value and +/- standard deviation error that can be
added to or subtracted from the mean value.
Extratropical storms. A set of analyses identical to those made for tropical
storms should be made for the extratropical storms. From the Mud Dump site
analysis, an example plot of the 100 recurrence relationships and mean value
(indicated by O) for the 8-ft mound located at an 83-ft depth is shown in Fig-
ure G9. As for the tropical storms, the spread of data points about the mean
demonstrates a reasonable degree of variability, as would be expected of any
stochastic process. An example of the mean frequency-of-occurrence relation-
ship with a +/- one standard deviation band is shown in Figure G10 for the 8-ft
m
MB OUT OB&fW D flMflL, 8376, 1>50
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Figure G7. Simulated tropical storm-induced vertical erosion frequency curves for an 8-ft mound
located at 83-ft depth, crest depth of 75 ft
Table G8
Mean Value of Vertical Erosion/Frequency-of-Occurrence for
Tropical Storms at Mud Dump Site
Test Number/
Ambient Depth -
Mound Height/
Crest Depth, ft
25-year mean
(sd),ft
50-year mean
<sd),ft
1 00-year mean
( sd), ft
1/(63-13)/50 1.2 (0.23) 1.6(0.23) 1.9(0.26)
2 / (63-8) / 55 0.9(0.19) 1.3(0.23) 1.5(0.19)
3/(73-13)/60 0.8 (0.18) 1.2(0.22) 1.4(0.20)
4 / (73-8) / 65 0.6(0.13) 0.8 (0.17) 1.0(0.16)
5/(83-13)/70 0.5(0.12) 0.8 (0.14) 0.9 (0.15)
6 / (83-8) / 75 0.4 (0.10) 0.6 (0.12) 0.7(0.10)
G24
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RETURN PERIOO CYRS)
Figure G8. Mean value with error limits for frequency of vertical erosion from tropical storms for 8-ft
mound located at 83-ft depth, crest depth of 75 ft
mound at the 83-ft depth. Table G9 summarizes the frequency-of-occurrence of
vertical erosion from extratropical storms for all six mound configurations in the
form of a mean value and +/- standard deviation error that can be added to or
subtracted from the mean value.
Frequency of erosion for the combined impacts of tropical and
extratropical storms
For most sites it is probably only practical (and cost effective) to replace any
lost cap material due to erosion on a yearly basis. Therefore, for sites that
experience both tropical and extratropical storms, the potential for vertical
erosion from the combined impacts of both types of storms over a year's time
must be considered. Proper design of a cap should consider both the episodic
erosion from the less frequently occurring severe storms and the cumulative
erosion from normal storm activity (average intensity storms experienced every
year) experienced over a period of years. If this is not done, then after say 5 to
20 years of annual erosion, the remaining erosion thickness could fall below the
design level (say a 100-year return frequency erosion event).
G25
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CXTM1 TROPICAL STORM TDK 1 977 - 1 999 8308
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5)
1 50.0 1 75.0 20
Figure G9. Simulated extratropical storm-induced vertical erosion frequency curves for an 8-ft mound
located at 83-ft depth, crest depth of 75 ft
Table G9
Mean Value Erosion/Frequency-of-Occurrence for Extratropical
Storms at the Mud Dump Site
Test Number/
Ambient Depth -
Mound Height/
Crest Depth, ft
25-year mean
( sd), ft
50-year mean
( sd), ft
1 00-year mean
( sd), ft
1/(63-13)/50 3.0 (0.22) 3.4 (0.30) 3.9 (0.42)
2 / (63-8) / 55 2.1 (0.15) 2.3 (0.2) 2.6 (0.29)
3/(73-13)/60 1.8(0.13) 2.0(0.17) 2.3 (0.26)
4/(73-8)/65 1.3(0.10) 1.4(0.13) 1.6(0.18)
5/(83-13)/70 1.1 (0.09) 1.3(0.12) 1.5(0.16)
6/(83-8)/75 0.8 (0.07) 0.9 (0.09) 1.1 (0.13)
G26
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EXTRRTROPI CRL S TORM YEAR 1977 - 1993 8308
-IBM
IBM V-SID OEV
7S.0 100.0 125.0
RETURN PERI OD URS )
iso.o 175.0 200.0
Figure G10. Mean value with error limits for frequency of vertical erosion from extratropical storms for
8-ft mound located at 83-ft depth, crest depth of 75 ft
Therefore, estimates of potential erosion of a disposal mound in the
New York Bight require an analysis of both (a) episodic event erosion resulting
from tropical and extratropical storms and (b) cumulative erosion. For the Mud
Dump site, cumulative erosion would be considered to be due only to average
intensity extratropical events. Tropical events are not considered in the average
yearly erosion rate because tropical events impact the Bight at a return period of
approximately 6.5 years. At more southerly east coast sites and Gulf coast sites,
tropical storms may need to be considered for the yearly average erosion
computations.
Cumulative erosion. As noted above, cumulative erosion is the vertical
erosion expected to occur over intervals of 5 to 20 years due to a normal storm
activity, i.e., moderate storms that occur regularly. Because cumulative erosion
over periods of 5 to 20 years may consist of a fairly large number of storms, it is
G28
important that erosion per storm and the cumulative effects be computed as
realistically as practical.
A simple method to compute cumulative erosion is to compute an annual
average erosion then multiply that value by the number of years of interest. This
can be done by examining the full set of training storms modeled in the erosion
frequency analysis, then summing the maximum erosion from each storm and
dividing by the number of storms to compute the average maximum erosion per
storm. The average annual erosion could then be computed as the average
maximum erosion per storm times the average number of storms per year (e.g.,
2.375 for the Mud Dump site). This method would likely produce extremely
conservative estimates of annual erosion because successive storms would not
necessarily produce erosion in the same location. Also as the mound erodes, the
elevation decreases, which decreases the erosion rate during future storms. This
method also includes the erosion from severe, infrequent storms which would
perhaps cause some significant cap erosion such that the cap would have to be
repaired.
A correction for the gross annual erosion estimates computed by the above
method could be calculated by computing the total mound erosion resulting from
a series of low to moderate intensity storms (those with erosion frequencies of
less than 5-10 years) applied consecutively (using LTFATE) to a specific mound
configuration. The mound geometry from the first storm would be the initial
geometry for the second storm and so on. The maximum total erosion at any
location on the mound after a series of storms that could normally be experi-
enced in a year (say two to four for the Mud Dump) applied consecutively could
then be compared with the maximum total cap erosion of each storm summed
individually. The correction factor would then be the ratio of the consecutive
total maximum erosion divided by the individual total maximum erosion.
Average annual erosion would then be the number of storms per year times the
maximum average erosion per storm times the correction factor. Cumulative
erosion would then be the corrected average annual erosion times the number of
years of interest.
A more sophisticated estimate of cumulative annual erosion values would be
to use LTFATE to model erosion for a particular capped mound configuration
for a period of 10 to 20 years from which the training storms were selected. The
storm-induced capped mound geometry from the initial storm would be, as
above, the input geometry for the following storm, with the resulting capped
mound geometry from each preceding storm becoming the input geometry for
the subsequent storm.
At the end of each year, the maximum erosion, average erosion thickness, and
area of erosion (as defined in Figure Gil) would be computed. Because of the
multiple years of data, running averages of each of the quantities could be com-
puted along with basic statistics such as the average, maximum, and standard
deviation. With these values a considerably more realistic estimate of annual
and cumulative annual erosion is more likely. Additional research on the
application of this suggested approach to actual projects is planned to determine
Pre-Storm Mound Surface
Post Storm Mound Surface
Average Erosion Thickness
Maximum
Vertical
Erosion
Average
Vertical
Erosion
,'' Contaminated
.
;%
, . Sediment .
Pre-Storm Mound Surface
Post Storm Mound Surface
Erosion Area,
and
Area over Which
Average Vertical Erosion
and Volume Lost are Calculated
Cap
Contaminated ..' /.;" *'
. Sediment .-.
Figure G11. Idealized mound cross sections showing maximum and average vertical erosion and areas
over which erosion volume is computed
if in fact, this more complicated method of computing annual and cumulative
erosion estimates provides significantly different answers than the simpler
methods.
Episodic erosion. Episodic event erosion was individually described for
tropical and extratropical events in the prior sections. For tropical events, the
curves and tables represent the vertical erosion associated with individual hurri-
canes. For example, a 100-year erosion value is the erosion associated with a
single severe event with a return period of 100 years. However, the curves and
tables presented for the extratropical events represent erosion due to multiple
events occurring during a single storm season. For example, although an average
of only 2.4 events occur per year at the Mud Dump site, results from the program
EST generates a simulated 200-year sequence of extratropical storm activity
during which it is possible to have eight or nine events in a single season. If
eight or nine severe events were to occur during a single winter season, the sum-
mation of maximum erosion magnitudes for each event may be large enough for
that season to be ranked as a 100-year season.
The erosion versus frequency-of-occurrence relationships for tropical and
extratropical events were combined to generate a single curve and table of fre-
quencies for each of the design configurations. The combined frequency-of-
occurrence is computed by adding the frequencies associated with tropical and
extratropical events for a given magnitude of erosion. For example, consider the
8-ft mound located in 83 ft of water. An erosion of 1.0 ft corresponds to a return
period of 83 years for hurricanes but only 10 years for extratropical events. The
combined frequency is equal to 1/83 + 1/10 or 0.11, corresponding to a return
period of just 9 years. A comparison of the combined event, Table G10, shown
below, and Tables G8 and G9, shows that extratropical events are the dominant
storm type in the New York Bight. This dominance is evidenced by the fact that
the combined event frequency relationships are very similar to the extratropical
relationships. This is not surprising considering that on the average, 15 extra-
tropical storms occur for every hurricane. Also, vertical erosion due to extra-
tropical events is generally more severe than for tropical events due to the longer
duration of extratropical storms.
Table G1 0
Mean Maximum Vertical Erosion Frequency due to Tropical and
Extratropical Storms Impacting 0.4-mm Sand-Capped Mounds
Mound Con-
figuration Base
Depth/Mound
Height/Crest
Depth, ft
Combined Hurricane/Northeaster Single-Year Erosion Frequency, ft
1 0 year 25 year 50 year 1 00 year
63/1 0/50 2.4 3.0 3.4 3.9
63/08/55 1 .6 2.0 2.3 2.6
73/1 3/60 1 .5 1 .8 2.0 2.3
73/08/65 1 .0 1 .3 1 .5 1 .7
83/1 3/70 0.9 1 .2 1 .3 1 .6
83/08/75 0.7 0.8 0.9 1 .1
A summary of results for the Mud Dump site, shown in Table G10, was
prepared to provide both episodic and cumulative erosion estimates for each
design option. The episodic values are provided at return periods of 10, 25,50,
and 100 years.
G30
For example, the 100-year mean maximum erosion thickness for combined
storms for a mound in 73 ft of water that is 8 ft tall with a crest elevation of 65 ft
is 1.7 ft.
Use of Table G10 for evaluating disposal site design parameters such as cap
thickness or site depth should consider both episodic event erosion and net
cumulative erosion. Yearly monitoring of the disposal site should be conducted
to ensure that the cap has maintained its integrity, i.e., cap thickness has not been
reduced by erosion below the minimum safe level. Even with annual
monitoring, the cap should be designed to withstand multiyear erosional events.
Therefore, the disposal site should be designed such that the cap will not be
compromised by either (a) episodic event (tropical) or episodic season (extra-
tropical) erosion of some defined level of intensity such as the 100-year occur-
rence or (b) several years, 5 for example, of normal storm activity.
Summary
In conclusion, vertical erosion frequency and annual cumulative erosion
estimates generated through the techniques described in this appendix can be
used as a basis for designing a capped disposal mound. However, it should be
emphasized that the erosion magnitudes reported can be considered somewhat
conservative for the following reason:
Single event erosion is calculated as the maximum erosion computed at any
location on the cap as a result of the single event. In most cases, this erosion
is limited to the edge of a cap at the intersection of the side slope and the
crest. If localized erosion of the cap were indicated by annual surveys,
maintenance or remedial disposal could easily restore the cap to its design
thickness at the appropriate location. The amount of cap material that would
be required to restore the cap to its original thickness is roughly estimated at
10 to 25 percent of the original cap volume. Computations of average mound
erosion thickness and the area of mound experiencing erosion are recom-
mended to provide additional insight on the potential for cap failure.
The storm-surge frequency analyses described in this study make extensive
use of the EST. The approach requires the generation of a database of storm
responses that, for this analysis, were selected to be vertical erosion. Because
the procedure is a statistical one based on a training set of single-event erosion
magnitudes, the above assumptions leading to conservatism cannot be eliminated
from the analysis. Therefore, the fact that the estimates are conservative must be
considered in the final design.
For specific cap design projects, a comprehensive and rigorous analysis of the
cumulative erosion due to the occurrence of multiple events per year is recom-
mended. This could include either computing a gross erosion reduction factor or
an LTFATE simulation of multiple years of normal storm activity.
Finally, the procedures recommended in this appendix to generate vertical
erosion versus frequency of occurrence utilizes a newly generated database of
tropical and extratropical storm surge elevation and current hydrographs. No
similar database has ever been available for use in an analysis similar to this.
Because the present analysis uses this database in conjunction with thoroughly
tested and documented hydrodynamic, sediment transport, and bathymetry
change modeling concepts, the approach can be considered to be comprehensive,
reasonably accurate, and appropriate for the purpose of developing disposal site
design criteria. Future improvements in the algorithms used to compute sedi-
ment transport, better values for storm induced processes, and more high quality
data on storm-induced erosion of dredged material mounds will provide higher
levels of accuracy in the computations and greater confidence in cap design.
r>qo
Appendix H
Calculation of Required Cap
Volumes for Level-Bottom
Capping Projects
The primary focus of this appendix is the calculation of the volume of cap-
ping material required for level-bottom capping projects, including the influence
of various operational considerations on required volumes. The information in
this appendix assumes a specific capping project has been identified, a disposal
site is available, the contaminated mound geometry (footprint, side-slopes, and
elevation) has been estimated, and the cap has been designed with respect to the
thickness of capping material required.
Capping Volumes for Circular
and Elliptical Mounds
From a plan view, capped mounds typically take either a circular or elliptical/
oval shape (Chapter 10, main text), so required cap volume calculations depend
on this shape. For a uniform cap thickness over the entire contaminated mound
surface (Figure HI), design must allow for inclusion of the cap volumes of the
inner flank, outer flank, and apron in the overall mound cap volume calculation.
This will be demonstrated in a generic example. If the cap thickness will be less
over the apron (Figure H2), then the cap volume calculation requires isolating
different sections of the cap for ease in calculation. For both cases, the volume
of cap material included in the apron must also be calculated as constructed
projects have shown this volume can be significant. Note that the following
relationships are unit independent (i.e., either English or SI may be used as long
as consistency is maintained).
For a uniformly thick cap on a circular mound (Figure HI), the following
methodology is given to calculate cap volume:
Appendix H Level-Bottom Capping Projects H1
V
M = K^M
2 1
(H1)
where
V
M
= volume of cap material over dredged material mound
V
C A
= volume of material in cap apron
t
c
= thickness of cap
t
la
= thickness of cap at toe of mound apron
r
M
= radius of overall dredged material mound
r
TC
= radius of total capped surface
For a uniformly thick cap on an elliptical mound, the following methodology
is given to calculate cap volume:
V
M = 'c(
7lr
i
r
2)
! (H2)
V
C A = nUrSi) - MMIJ
1

where
V
M
V
C A
t
c
= thickness of cap
t
la
r
x
,r
2
= long, short radius of ellipse
u
= subscript for dredged material mound
TC
= subscript for total capped surface
H2
Appendix H Level-Bottom Capping Projects
-0.5 M (1 .5 FT)
.1 5 M (0.5 FT)
591 Distance (m)
940 Distance (ft)
Figure H1. Geometry for a uniform cap thickness over a mound
H3
(1 .061 m)
3.480 (I
(23 m)
75 ft
(1 00 m)|(1 22 m) (305 m) (30.5 m)
330 flfl 00 ft | 1 .000 ft " " " "
1000 M
(3.300 n)
0 5073 195
0164240 640
500 531 Distonce (m)
1640 1740 Distonce (ft)
-
f
IC-
Figure H2. Geometry for a uniform cap with lesser thickness over apron
H4
For a circular mound where the cap thickness is decreased over the apron
(Figure H2, the following methodology is given to calculate cap volume:
V
M = tpcÎM
+
0/00Af
e
7t
r
iM
+

A
"
L\
m
- r
IM
+
Mtai' M ~
r
m)
(H3)
*T *M
+
*C A
where
V
M
V
C A
V
T
= total volume of cap material
t
pc
= thickness of primary cap
t
ta
t
c
= change in cap thickness over apron (t
pc
-1^)
r
M
= radius of overall dredged material mound
r
IM
= radius of inner dredged material mound (crest, inner flank and outer
flank)
r
TC
= radius of total capped surface
m = slope of change in cap thickness (i.e., l:100!m=0.01)
V
M = hc Sl
+
0/00Af
c
7T
V
1/M
m ) \
m
m )
(H4)
(
r
i
r
J, ' IM
+

nt
ta[(
r
i
r
2>M ~ Mat]
For an elliptic mound where the cap thickness is decreased over the apron,
the following methodology is given to calculate cap volume:
*T *M
+
*C A
V
C A = K[(
r
i
r
2>TC - (
r
i
r
2)M]^
t
ta
(H5)
H5
where
V
M
V
C A
V
T
= total volume of cap material
t = thickness of primary cap
t
la
t
c
= change in cap thickness over apron (/ - t
la
)
r
x
,r
2
= long, short radius of ellipse
M
= subscript for dredged material mound
m
= subscript for inner dredged material mound (crest, inner flank and
outer flank)
TC
= subscript for total capped surface
m = slope of change in cap thickness (i.e., l:100!m=0.01)
The volume of cap material overlying the inner and outer flanks may be
calculated as part of the overall dredged material mound cap volume calcula-
tions. When there is no change in cap thickness over the mound apron as in
Figure HI, the cap volume over the mound apron may also be included in the
overall dredged material mound cap volume calculations. To demonstrate,
assume a generic circular mound having a relief of 2.1 m (7 ft) with cap 0.9 m
(3 ft) thick is created (Figure H3). Approximate average inner flank, outer flank,
and apron slopes are 1:50,1:400, and 1:2000, respectively. Table HI shows that
for this example, the horizontal length and slope length are nearly equal, so use
of the horizontal length in cap volume calculation is justified. For steeper slopes
and/or higher mound relief, this assumption should be verified.
Table H1
Lengths Associated with Generic-Capped Mound in Figure H3
Vertical Length Horizontal Length Slope Length
m ft m ft m ft
A - B Inner Flank 0.9 3 46 150 46.009 150.03
B - C Inner Flank 0.9 3 366 1,200 366.0011 1,200.00375
C - D Apron 0.3 1 610 2,000 610.000074 2,000.00025
H6
0.9 m
(3ftl
Cap
Dr edged
2.1 m M
a
i
er
i
a
i
(7 ft) Mound
61 0 m
(2000 ft)
Figure H3. Cap slope length calculation
Effect of Placement Operation
on Required Cap Volume
A number of operational factors should be considered in computing required
cap volume. These factors include the "full" cap thickness versus "average" cap
thickness, the required cap thickness over the apron, and how far beyond the
contaminated boundary the cap should be placed. The following paragraphs
discuss each of these factors in turn. In general, cap volume to contaminated
sediment volume ratios of 1:2 to 1:5 have been used for capping projects. While
the following paragraphs describe how to compute specific cap volume require-
ment, some generalizations can be made. Higher cap to contaminated material
ratios will be found for projects that use thin mounds, those consisting of main-
tenance material that is fine grained with low shear strength, where barges
placing contaminated material will not be required to stop, and sites with deeper
water. Also, for smaller volume contaminated sediment projects, the apron will
tend to occupy an increasingly large percentage of the total area, greatly increas-
ing required cap volume to contaminated sediment volume ratio (particularly if
the full cap thickness is required over the entire apron). Lower cap to contami-
nated sediment volumes can be expected for thicker mounds, those consisting of
material with high shear strength, mounds placed in shallow water, where barges
come to a complete halt or are moving at low speeds (less than 1/2 to 1 knot).
Achieving full cap thickness over the entire contaminated mound footprint is
nearly impossible to accomplish without placing a considerable amount of addi-
tional material over that required for a level cap. This is because underwater
placement is difficult to precisely control. Depending on the method of cap
placement, the cap surface will have greater or lesser amounts of surface relief.
For caps that are "sprinkled," this degree of surface relief will probably be less
for sprinkled caps than for bottom-dumped caps.
One issue that must be resolved for cap design is whether or not the entire
cap area requires the "full cap thickness." While a cap with a constant thickness
is assumed for calculations, in reality, the cap thickness is a distribution, with an
average value and the actual cap depth in specific cells (say 50 by 50 m)
probably following a Gaussian distribution. For example, if a 1-m-thick cap is
specified and the standard deviation of cap thickness is 15 cm (6 in.), after
100 percent of the level cap volume has been placed, 99 percent of the contami-
nated footprint would have 0.55 m of cap, 95 percent would have 0.70 m of cap,
67 percent would have 0.85 m of cap, 50 percent would have 1.0 m of cap,
33 percent would have 1.15 m of cap, 5 percent would have 1.3 m of cap, and
1 percent would have 1.45 m of cap. Should more cap material be placed?
It is recommended that the cap be considered complete if all the contaminated
sediment has a minimum thickness equal to thickness required for chemical
isolation and bioturbation plus some agreed on thickness, say 5 to 10 cm, to
account for elevation variation within a given cell. The reason this procedure is
acceptable is that during storms, it is extremely likely that the high spots on the
cap will erode first and fill in the low areas. Thus, the requirement to place
material in excess of the "level surface cap volume" should be unnecessary.
In addition to the large amount of additional material placed to meet the
requirement to achieve 100-percent thickness everywhere over a cap, this
requirement will also dictate repeated monitoring, which is also expensive.
Finally, the actual placement process becomes less efficient as the vessel placing
the cap material attempts to cover a smaller and smaller area. Statistics from the
capping effort at the Port Newark/Elizabeth project (Table H2), where the goal
was to place 1-m-thick cap over the entire contaminated mound, indicated that an
additional 25 percent over the level cap volume was required to achieve full cap
thickness coverage at over 90+ percent of the area, resulting in cap thicknesses
of over 1.25 m over almost 40 percent of the area.
Table H2
Final Statistics of Cap Thickness from Port Newark/Elizabeth
Project (March 1 994)
Cap Thickness, m Percent of Area Covered Cumulative Coverage, Percent
0.00 - 0.25 0.0 0.0
0.25 - 0.50 0.2 0.2
0.50 - 0.75 2.9 3.1
0.75 -1 .00 1 6.4 1 9.5
1 .00-1 .25 42.2 61 .7
1 .25-1 .50 30.4 92.1
1 .50-1 .75 6.5 98.6
1 .75 - 2.00 1 .1 99.7
2.00 - 2.25 0.1 99.8
H8
To calculate required cap volume, it is recommended that the "full cap
thickness" volume (i.e., a level cap at full thickness) be computed over the main
mound and inner flanks. Up to an additional 10-20 percent of cap material
should be identified as possibly being required and should be available.
The required cap thickness over a few centimeters-thick mound apron can
become an important issue when one considers the volume (and cost) of cap
material required to cover mound aprons. Table H3 compares volumes and
dimensions from the Port Elizabeth/Newark project (which required a 1-m cap
over the entire contaminated mound) and two generic cap projects based on the
mounds shown in Figures HI (0.9-m cap over the entire mound) and H2 (0.9-m
cap over the main mound and a 0.3-m cap over the apron). Volume calculations
show that over half (55.6 percent) of the 1,870,000 m
3
(2,446,000 yd
3
) of mate-
rial placed at the Port Elizabeth/Newark mound covered the contaminated
mound apron, which contained about 12 percent of the contaminated material
volume. Table H3 also shows that in the generic mounds shown in Figures HI
and H2 (identical contaminated mound shapes), the total volume of cap material
material required is reduced by nearly 60 percent, from 847,200 m
3
(1,108,100 yd
3
) to 347,800 m
3
(454,900 yd
3
) when the required cap thickness
over the apron is reduced from 1 to 0.3 m. The volume required to cover the
contaminated apron reduces from 16.4 to 4.3 percent of total cap volume. The
dredging and cap placement over the wide area covered by the apron will, for
most projects, significantly increase the project costs. In rare instances where an
abundance of cap material is being dredged as part of an authorized dredging
project, the cap material can be considered "free." However, the capping project
must still cover the additional cost of precisely placing the cap.
For low levels of contaminants, bioturbation-induced mixing of the cap-
contaminated material and native sediment may be sufficient to reduce the
resulting level of contamination to an acceptable level. McFarland (in prepara-
tion)
1
describes procedures that can be used to determine the effects of reduced
cap thicknesses over the apron based on bioaccumulation studies. For the sedi-
ments used on the Port Newark/Elizabeth 1993 project, McFarland (in prepara-
tion) found that a cap thickness to apron thickness ratio of 2:1 was sufficient to
reduce bioaccumulation of the contaminant of concern (dioxin) to acceptable
levels. The apron thickness for the Port Newark/Elizabeth mound ranged from
1 to 10 cm with a 5 cm averge thickness. Thus using McFarland's results, a cap
thickness over the apron of 10 to 20 cm would have been sufficient. Most of the
capped mounds created as part of the New England Division's capping program
have cap thicknesses over the apron of 20 to 50 cm.
Another issue impacting the amount of cap required is how far beyond the
known contaminated mound boundary to place cap material. Because the edge
of the cap will normally be located with a sediment profiling camera, the edge of
the contaminated material will normally be defined to a precision of about 50 m.
Therefore, it seems reasonable to place cap material such that the cap material
1
References cited in this appendix are listed in the References at the end of the main test.
Table H3
Contaminated and Cap Material Volumes and Mound Dimensions
Project
Tot Vol, m
3
(yd
3
)
Apron Vol, M
3
(yd
3
) % Total
Footprint, m
2
,
(acres)
Max thick, m
Contaminated
Port Elizabeth/
Newark
448,000
(586,000)
52,000
(68,000)
11.6 1,470,000
(363)
2.40
(8.0)
Generic No. 1
(Figure H1)
96,600
(126,300)
49,900
(65,300)
51.7 785,400
(194)
0.9
(3.0)
Generic No. 2
(Figure H2)
96,600
(126,300)
49,900
(65,300)
51.7 785,400
(194)
0.9
(3.0)
Cap
Port Elizabeth/
Newark (1 m cap
over entire project)
1,870,000
(2,445,900)
1,040,000
(1,360,300)
55.6 1,470,000
(363)
1.8
(5.91)
Generic No. 1
(Figure H1) (0.9 m
cap over entire
project)
847,200
(1,108,100)
140,400
(183,600)
16.6 1,097,000
(271)
0.9
(2.95)
Generic No. 2
(Figure H2) (0.9 m
cap over main
mound, 0.3 m cap
over apron)
347,800
(454,900)
15,100
(19,750)
4.3 885,800
(219)
0.9
(2.95)
extends a distance of 15 to 30 m beyond the expected edge of the contaminated
material.
For sites with significant currents (say 30-50 cm/sec and greater) some loss of
cap material will probably be experienced. The Seattle District has documented
that for small sites (100 to 150 m overall dimensions) this "volume lost," which
is a actually cap material that is moved beyond the edge of the contaminated
sediment, can be from 10 to 20 percent of the estimated volume required based
on a flat cap over the contaminated sediment footprint (Parry 1994).
For a fine-grained cap, the volume lost to consolidation will have to be taken
into account for the erosion layer. An estimate of the amount of consolidation
over time will be required and the additional thickness added to account for
potential erosion. Note that the reduced cap thickness from consolidation may
not be a problem from a chemical isolation standpoint due to advection of con-
taminants. The reduced cap thickness from consolidation is somewhat compen-
sated for by the reduced void ratio and permeability, creating more tortuous
paths for the contaminants to diffuse through.
H1 0
However, the reduction in cap thickness due to consolidation should be
considered from the standpoint of advection of pore water. Consolidation will
reduce the void ratio and thus will force pore water further out into the cap.
Effect on Volume Due to Change in Void Ratio
The volume of material to be dredged for the cap must be calculated to deter-
mine if potential sources of capping material, say from an available maintenance
dredging project, will be adequate. The potential changes in volume due to
dredging and placement must be considered. The required volume of capping
material (in situ in the channel) can be calculated as follows:
V. = V
a c
(e - e)
N
(1 = e)
(H6)
where
V
d
= volume of cap material in situ in channel
V
c
= volume of cap material initially placed
e
0
= average void ratio of cap material initially placed
e
t
= average void ratio of cap material in situ in channel
For projects in which the capping material is hydraulically placed, the value
of e
0
can be determined in the same way as that used in design of confined
disposal facilities (USACE 1987, EM 1110-2-5027). For mechanically dredged
sediments, an approach to determine the minimum cap volume required is to
assume no difference in e
0
and e
t
(i.e., V
ci
= V
c
). It is recommended that those
with experience dredging a particular project (USACE District Operations
Division staff, dredging contractors, etc.) be contacted for suggestions on bulk-
ing factors. SAIC (1995) reports that the assumption of no difference in e
0
and e
i
is reasonable.
Options if Required Volume is Too Large
The information from the prior section along with the information in Chap-
ter 6 (main text) on expected contaminated mound footprint should be used to
compute required cap volume. If the estimated cap volume is too large, either
because insufficient cap material is available or the cost is too high, the follow-
ing options are available. As noted earlier, the most obvious is to reduce the
volume of contaminated material. A second option may be to delay dredging
until additional cap material becomes available, perhaps combining several small
projects that collectively can afford the cap required. Other options involve
creating a contained aquatic disposal (CAD) site, either by creating berms from
clean material (perhaps dredged from the disposal site creating additional
capacity) or potentially using geotextile fabric containers. Use of geosynthetic
fabric containers (GFCs) to contain the contaminated sediments is also an option
to reduce the amount of cap required. However, this is a fairly recent develop-
ment, and specific guidelines for this application are not yet available. Clausner
et al. (1996) summarize the present state of knowledge and critical issues for
geotextile container use with contaminated dredged material.
Good advance planning can be used to create a "natural" CAD site. As
described in Chapter 6, over a several-year time period, the New England
Division created a series of capped mounds in a circle. The de facto CAD site in
the center was then used for a rather large project. This technique greatly
reduced the potential spread of the contaminants and allowed a low cap volume
to contaminated sediment volume ratio. Fredette (1994) describes this project in
detail.
H12
Appendix I
Consolidation Testing
Consolidation Testing Procedures
Consolidation analysis of soft dredged material requires that laboratory
compressiblity data be obtained across the entire, wide range of void ratios that
are commonly encountered in these soft materials as they consolidate. Void
ratios in dredged materials can vary much more than those of normal soils. In
typical (nonsediment) soils in the natural state, void ratios normally vary
between 0.25 and 2.0, with some soft organic clays reaching 3.0. Recently
deposited in situ sediments often have void ratios as high as 5 or 6, double or
triple the values of most soils. When dredged by hopper or hydraulic dredges,
the initial void ratios after disposal may reach as high as 10 to 12; in a few
clayey sediments; the maximum values may reach even higher. Mechanical
dredging does not dramatically alter the void ratio of the mass of dredged mate-
rial; however, there will be clumps of material at about the in situ void ratio with
much softer (slurry consistency) material between the clumps.
Laboratory consolidation testing of soft materials often requires use of at
least two types of consolidation tests. Both a modified version of the standard
oedometer consolidation test and a self-weight consolidation test must normally
be conducted; these tests provide data for the low and high ends of the antici-
pated range of void ratios, respectively. However, on relatively firm dredged
materials that are mechanically dredged, use of oedometer testing alone may
suffice.
Several additional consolidation test devices and procedures have been
developed and evaluated in recent years, but none are currently available or
recommended for routine dredged material testing. Some of these devices were
intended to supplement the self-weight and oedometer test by providing more
continuous void ratio-effective stress (e-o) and void ratio-permeability (e-k)
throughout the middle ranges of interest, while some devices were intended to
provide all of the necessary data, thus eliminating the need for any other tests
(e.g., Poindexter 1988). Because of continued widespread interest in slurry
consolidation in the dredging, mining, and phosphate industries, it is anticipated
that the American Society for Testing and Materials (ASTM) will develop a
Appendix I Consolidation Testing 11
Standard (or standards) for consolidation testing of very soft materials in the near
future.
The modified oedometer test procedure is outlined in Appendix D of
EM 1110-2-5027 (U.S. Army Corps of Engineers (USACE) 1987). The self-
weight consolidation test and its interpretation and use have been described by
Poindexter (1988) and Poindexter-Rollings (1990). Both of these consolidation
tests will be briefly discussed below. For additional information and exact
testing procedures, the reader is referred to the following documents: ASTM D
2435, USACE (1986), USACE (1987), Cargill (1986).
Standard Oedometer Test
The standard oedometer (consolidometer) test can be used to conduct con-
solidation tests on dredged materials and foundation soils, as shown in Figure II
(USACE 1986). Due to the soft, often fluidlike consistency of the sediment
samples normally tested, the fixed ring consolidometer should be used, instead
of the floating ring device, since extrusion of the sample from the device will be
less likely in the fixed ring consolidometer. Sample preparation and loading
method constitute the only modifications necessary for testing of dredged mate-
rial in this device. Consolidation test procedures for use with soft dredged
materials are outlined below; more detailed procedures are provided in USACE
(1987), Poindexter (1988), Poindexter-Rollings (1990), and Palermo, Mont-
gomery, and Poindexter (1978), and troubleshooting tips are provided in
Rollings and Rollings (1996). Although the foundation soils under dredged
Figure 11. Standard oedometer testing device
12
Appendix I Consolidation Testing
material mounds are generally stiffer than dredged sediments, they are usually
still categorized as soft soils within the geotechnical community. Therefore, it is
prudent to test the foundation soils in the fixed ring device, although the standard
loading sequence may be used.
A representative sample of the fine-grained (minus No. 40 sieve) portion of
sediments to be dredged should be used for the standard oedometer test. Since
sediments have typically been remolded during the dredging process and any
internal structure existing in situ in the channel has been destroyed, a remolded
sample can be used for this test. The samples of foundation soils for consolida-
tion testing, however, should be undisturbed.
When soft disturbed sediment samples are used, they are often spooned into
the consolidation device. In this case, the dredged material must be placed
carefully into the consolidometer to prevent inclusion of air bubbles that would
invalidate the test results. After the sample is placed in the consolidation ring in
the oedometer, the initial load is applied. The seating load consisting of the
porous stone, loading plate, and ball bearings plus the compression load caused
by the dial indicator is considered as the initial load increment for the test. This
load should not exceed 0.005 tsf. If the sample consistency is extremely fluid-
like, a lower initial load may be necessary to prevent extrusion of the soft mate-
rial from the consolidation ring.
Succeeding load increments may be placed using the normal beam and weight
or pneumatic loading devices. The following loading schedule is typically used
for dredged material testing: 0.005, 0.01, 0.02, 0.05, 0.10,0.25,0.50, and 1.0 tsf.
A maximum load of 1.0 tsf should be adequate for most applications. However,
the maximum effective stress anticipated to occur at the bottom of the dredged
material deposit during its existence should be estimated and the loading
sequence extended, if necessary, to cover the full range of potential effective
stresses.
Time-consolidation data should be examined while the test is in progress to
ensure that 100-percent primary consolidation is reached for each load incre-
ment. In some cases, it may be necessary to allow each load increment to remain
for a period of several days. Rebound loadings are not normally required since
the dredged material will not typically be excavated after placement at a disposal
site (USACE 1987).
Self-Weight Consolidation Test
A test device and testing procedure were developed by Cargjll (1985 and
1986) to allow determination of the compressibility characteristics of dredged
material at high void ratios. This test represents a modification to a testing
procedure developed by Bromwell and Carrier (1979) for use in analyzing
phosphate mining wastes. It is used to supplement the standard consolidation
test in order to provide e-a' and e-k data over the full range of anticipated void
ratios and is especially useful for hopper or hydraulically dredged materials.
This test is useful for determining the upper portion of the void ratio-effective
stress and void ratio-permeability relationships; it is presently the only method
available to determine this needed information.
The self-weight testing device is shown in Figure 12. This device consists of
an outer plexiglass cylinder that encircles a second plexiglass column composed
of either 0.25- or 0.50-in.-thick rings. The device allows consolidation testing
and subsequent incremental sampling of a specimen 6 in. in diameter and up to
12 in. high. The material tested in this device should consist of only the fine-
grained portion of the sediment, i.e., that portion passing the No. 40 sieve. Use
of only minus No. 40 material is necessary to prevent, or minimize, segregation
of the coarser fraction from the high void ratio slurry being tested.
The sediment is mixed with water from the dredging site to form a slurry. In
order to develop the entire e-o' relationship, this slurry should always be at a
void ratio greater than the void ratio at zero effective stress, e
00
, which is the void
ratio of the dredged material after sedimentation and before consolidation. The
initial void ratios usually used in this test range from approximately 10.0 to 16.0.
The slurry is placed in the consolidometer, and it is allowed to undergo self-
weight consolidation. Deformation versus time data are collected during the
consolidation process. After the completion of primary consolidation, the test
device is disassembled and the specimen is sampled at 0.25- or 0.50-in. intervals
throughout its depth to obtain the necessary data to calculate void ratio, effective
stress, and permeability values for the upper portion of the e-o' and e-k curves.
Figure 12. Self-weight consolidation test device
14
(Only one average value of k is obtained from this test.) Typical void ratios
encountered in the specimen after completion of this test range from 5 to 12
(from bottom to top of specimen).
The self-weight consolidation test was developed to provide compressibility
and permeability data for material that had been hydraulically dredged and
placed in the disposal site as a slurry; thus the initial void ratios used in this test
were required to be greater than the zero effective stress void ratio. Despite the
fact that dredging methods other than hydraulic dredging will commonly be used
for material placement at subaqueous disposal sites, continued use of this pro-
cedure will ensure that the e-o' and e-k relationships developed for a particular
material will cover the entire possible range of conditions.
Test Results
Both void ratio-effective stress and void ratio-permeability relationships must
be developed from laboratory test results for each material (cap, contaminated
dredged material, and foundation soil). These relationships should extend across
the entire range of void ratios that may exist in each material. For dredged
material, results obtained from the self-weight and oedometer tests (described in
the previous section) must be combined to yield composite e-o' and e-k relation-
ships. For the suffer foundation soils and some mechanically dredged materials,
standard oedometer tests will typically provide adequate data. Tests needed for
capping material will depend upon the type of material and its consistency; if
sand is used for capping, no consolidation test will be required. Example com-
pressibility and permeability curves are shown in Figures 13 through 18.
References
Bromwell, L. G., and Carrier, W. D., III. (1979). "Consolidation of fine-grained
mining wastes," Proceedings of the Sixth Pan A merican C onference on Soil
Mechanics and Foundation Engineering, Lima, Peru.
Cargill, K. W. (1985). "Mathematical model of the consolidation/desiccation
Cargill, K. W. (1986). "The large strain, controlled rate of strain (LSCRS)
device for consolidation testing of soft, fine-grained soils," Technical Report
GL-86-13, U.S. Army Engineer Waterways Experiment Station, Vicksburg,
MS.
dimensional consolidation of saturated clays, I. Finite, non-linear consolida-
tion of thin homogeneous layers," Geotechnique 17, 261-273.
m
9
8
OHEOGED MATERIAL -
LEGEND
7 SELF-WEIGHT
OOEOOMEIEN
o>
6
O
P 5
<
a.
S *
o
>
3
a^v^
2
o^**^
o***^
1
0
0. )001 0 001 0 001 00 0 1 000 1 .0000 1 00000
PERMEABILITY, k, FT/DAY
Figure 13. Void ratio-effective stress relationship for contaminated dredged
material
in
9
I ' ' I ' 1 1 1 H!l| 1 1
8
7
OREOCEO MATERIAL
LEGEND
SELF-WEIGHT
OOEOOMETER
d
K 5
<
K
Q 4
O
>
3
0 /
2
1
T
5
"
0
^^
0
,
0. )001 0.001 0 0.01 00 0.1 000 1 .0000 1 0.000 0
Figure 14. Void ratio-permeability relationship for contaminated dredged
material
16
1 0
' ' * ' ' *
9
-
8
7
\ LEGENO
X* A SELF-WEIGHT
V 0 OEOOMETER
0)
6 V -
O
H 5
<
0
\ft
-
a
4
o
>
3
-
2
a
-
1
-
0 1
0.( )001 0.001 0 0.01 00 0.1 000 1 .0000 1 0.0000
Figure 15. Void ratio-effective stress relationship for capping material
in
9
i
8
LEGEND
7 SELF-WEIGHT
O OEOOMETEH
NEW TEST
A
o 6
O
K 5
<
a.
D 4
o
>
-
3

-
2
0
0
-
1
-
0
0. 3001 0.001 0 0.01 00 0.1 000 1 .0000 1 0.000 0
Figure 16. Void ratio-permeability relationship for capping material
17
<n
FOUNDATION
9

LEGEND
OEDOMETER
8
- -
7
-
6
-
d
P 5
<
a.
-
D 4
O
>
3
2
1
-
0 I
0. )001 0.001 0 0.01 00 0.1 000 1 .0000 1 0.0000
Figure 17. Void ratio-effective stress relationship for foundation soil
10 !
9 -
8 -
7 -
o 6 -
d
H 5 _
<
9 4 _
o
>
3 .
2 _
1 .
0.0001
CLIS FOUNDATION
LEGEND
OEDOMETER
A.
0.001 0 0.01 00 0.1 000
1 .0000 1 0.0000
Figure 18. Void ratio-permeability relationship for foundation soil
18
Gibson, R. E., Schiffman, R. L., and Cargill, K. W. (1981). "The theory of one-
dimensional consolidation of saturated clays, II. Finite, non-linear consolida-
tion of thick homogeneous layers," C anadian GeotechnicalJournal 8,
280-293.
Palermo, M. R., Montgomery, R. L., and Poindexter, M. E. (1978). "Guidelines
for designing, operating, and managing dredged material containment areas,"
Technical Report DS-78-10, U.S. Army Engineer Waterways Experiment
Poindexter, M. E. (1988). "Behavior of subaqueous sediment mounds: Effect
on disposal site capacity," Ph.D. Diss., Texas A&M University, College
Station, TX.
Poindexter-Rollings, M. E. (1990). "Methodology for analysis of subaqueous
sediment mounds," Technical Report D-90-2, U.S. Army Engineer Water-
Rollings and Rollings. (1996). Geotechnical materials in construction.
McGraw-Hill, New York.
Townsend, F. C. (1987). "Clay waste pond reclamation by sand/clay mix or
capping," A SC EJournal of Geotechnical Engineering 115(11), New York.
Townsend, F. C, and McVay, M. C. (1990). "State-of-the-art: Large strain
consolidation predictions," A SC EJournal of Geotechnical Engineering
116(2), New York.
U.S. Army Corps of Engineers. (1986). "Laboratory soils testing," Engineer
. (1987). "Confined disposal of dredged material," Engineer
REPORT DOCUMENTATION PAGE
Form Approved
OMB No. 0704-0188
Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering
and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of
information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite
1204, Arlington, VA 22202-4302, and to the Office of Management and Budget, Paperwork Reduction Project (0704-0188), Washington, DC 20503.
1. AGENCY USE ONLY (Leave blank) 2. REPORT DATE
June 1998
3. REPORT TYPE AND DATES COVERED
Final report
4. TITLE AND SUBTITLE
Guidance for Subaqueous Dredged Material Capping
5. FUNDING NUMBERS
6. AUTHOR(S)
Michael R. Palermo, James E. Clausner, Marian P. Rollings, Gregory L. Williams,
Tommy E. Myers, Thomas J. Fredette, Robert E. Randall
7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)
See reverse.
8. PERFORMING ORGANIZATION
REPORTNUMBER
Technical Report DOER-1
9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES)
U.S. Army Corps of Engineers
Washington, DC 20314-1000
10. SPONSORING/MONITORING
AGENCY REPORT NUMBER
11. SUPPLEMENTARY NOTES
Available from National Technical Information Service, 5285 Port Royal Road, Springfield, VA 22161.
12a. DISTRIBUTION/AVAILABILITY STATEMENT
Approved for public release; distribution is unlimited.
12b. DISTRIBUTION CODE
13. ABSTRACT {Maximum 200words)
When dredged materials proposed for open-water placement are found to require isolation form the benthic environ-
ment due to the presence of contaminants, capping may be appropriate for consideration as a management action. This
report is intended to provide technical guidance for evaluation of capping projects. From a technical perspective, this
guidance is applicable to dredged material capping projects in ocean waters as well as inland and near-coastal waters.
Subaqueous dredged material capping is the controlled, accurate placement of contaminated dredged material at an
appropriately selected open-water placement site, followed by a covering or cap of suitable isolating material. A number
of capping operations under a variety of placement conditions have been accomplished. Conventional placement equip-
ment and techniques are frequently used for a capping project, but these practices must be controlled more precisely than
for conventional placement. Level bottom capping (LBC) is defined as the placement of a contaminated material in a
mounded configuration and the subsequent covering of the mound with clean sediment. Contained aquatic disposal is
similar to LBC but with the additional provision of some form of lateral confinement (e.g., placement in natural bottom
depressions, constructed subaqueous pits, or behind subaqueous berms) to minimize spread of the materials on the bottom.
(Continued)
14. SUBJECT TERMS
Capping Dredged material Open-water disposal
Contaminated sediments Dredging
15. NUMBER OF PAGES
302
16. PRICE CODE
17. SECURITY CLASSIFICATION
OF REPORT
UNCLASSIFIED
OF THIS PAGE
UNCLASSIFIED
OF ABSTRACT
20. LIMITATION OF ABSTRACT
NSN 7540-01-280-5500 Standard Form 298 (Rev. 2-89)
Prescribed by ANSI Std. Z39-18
298-102
7. (Concluded).
U.S. Army Engineer Waterways Experiment Station
3909 Halls Ferry Road, Vicksburg, MS 39180-6199;
U.S. Army Engineer District, New England
696 Virginia Road, Concord, MA 01742-2751;
Texas A&M University, College Station, TX 77843
13. (Concluded).
The main body of this report describes specific procedures for all aspects of capping project evaluation and design. A
recommended sequence of design activities is presented, and specific design steps are organized into flowcharts as necessary.
A number of appendixes are also included in this report that provide detailed information on specific testing procedures,
predictive models, etc.
A capping operation must be treated as an engineered project with carefully considered design, construction, and moni-
toring to ensure that the design is adequate. There is a strong interdependence between all components of the design for a
capping project. By following an efficient sequence of activities for design, unnecessary data collection and evaluations can
be avoided, and a fully integrated design is obtained. The major components of the project design and evaluation process
include site selection, equipment and placement techniques, geotechnical considerations, mixing and dispersion during
placement, required capping sediment thickness, material spread and mounding during placement, cap stability, and moni-
toring. Processes influencing the cap design include bioturbation, consolidation, erosion, and potential for advection or
diffusion of contaminants. The basic criterion for a successful capping operation is simply that the cap thickness required to
isolate the contaminated material from the environment be successfully placed and maintained.
The cost of capping is generally lower than alternatives involving confined (diked) disposal facilities. The geochemical
environment for subaqueous capping favors long-term stability of contaminants as compared with the upland environment
where geochemical changes may favor increased mobility of contaminants. Capping is therefore an attractive alternative for
disposal of contaminated sediments from both economic and environmental standpoints.

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