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4/4/2014 Simple Query tuning with STATISTICS IO and Execution plans

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Simple Query tuning with STATISTICS IO and Execution
plans
04 February 2010
by Josef Richberg
A great deal can be gleaned from the use of the STATISTICS IO and the execution plan, when you are
checking that a query is performing properly. Josef Richberg, the current holder of the 'Exceptional DBA'
award, explains how an apparently draconian IT policy turns out to be a useful ways of ensuring that
Stored Procedures are carefully checked for performance before they are released
I once worked at a large financial institution where we had a policy in place that went …
“All procedures that are to be promoted must have their execution plan and STATISTICS IO data attached
with the promote form, for review by DBA group”.
A policy that, at first, might seem an intolerable imposition turned out to be a great habit to foster. We, the DBA group,
could easily identify poorly performing queries, make notes and return it to the developers for them to modify. The
developers soon realized that they learned better techniques over time by studying the execution plans and
STATISTICS IO data;
In this article, I’d like to pass on what I learned about these two simple sources of information from SQL Server,
because they are specifically designed to assist the developer to speed up the performance of queries:
You need the outputs from both together to make best use of them. In this article, I’ll take a real example of a large SQL
query to illustrate how they will help solve the puzzle, and, hopefully, provide a nice clear picture rather than the jumbled
puzzle pieces.
STATISTICS IO provides detailed information about the impact that your query has on SQL Server. It tells you the
number of logical reads (including LOB), physical reads (including read-ahead and LOB), and how many times a table
was scanned. This information helps you to establish whether or not the choices made by the optimizer are as
efficient as possible at the time.
This is powerful information to have when used together with the Execution plan. Sometimes, for example, you’ll run a
query and find that the Execution plan displays an index being used, yet STATISTICS IO shows that the index is doing
10 million logical reads. At that point, you can re-evaluate the index choice and make sure there is no better way to
write the query to use a more efficient index (less IOs). The ideal solution is to use the least number of logical reads to
perform your operation. The fewer the logical reads, the faster the response and the lesser the impact on the Server.
Lesson 1: Breakdown of ‘STATISTICS IO’
STATISTICS IO can be set as an option when you execute a query. A message is sent via the connection that made a
query , telling you the cost of the query in terms of the actual number of physical reads from the disk and logical reads
from memory, by the query. In SQL Server Management Studio, it will appear with the result of the query in the results
pane (under the messages tab, if you are using the grid)
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STATISTICS IO helps you to understand how your query performed by telling you what actually happened. This shows
you the IO that was incurred for each object, including the number of times it read a given object, the amount of
logical/physical IO, and the order of access.
What Statistics IO means
I took a single line from the output of STATISTICS IO and it is shown below. We will take each phrase in the order in
which they appear from left to right, though this is not necessarily the order that you will concentrate on, once you begin
your tuning. I’ll explain that later.
Table 'T023_RepStatement'. Scan count 208450, logical reads 716751, physical reads 1421,
read-ahead reads 996, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.
Scan count (208,450)
This number tells us that the optimizer has chosen a plan that caused this object to be read
repeatedly This number is used as a gauge later on in the process and you will see what object it is
being scanned when I go over the execution plan. This number does not change unless you alter the
query.
Logical Reads (716751)
This number tells us the actual number of pages read from the data cache. This is the number to focus on
because it does not change unless you change the actual query structure or index structures. Most common
changes are the joins within the WHERE clause, parameter values, or index structures.
Physical Reads (1421)
This is the number of pages actually read from the disk. These are the pages that weren’t already in cache and
so it is an interesting figure to monitor as it has a direct effect on the performance of the query. SQL Server does
all of its work within its caches. If there is a requested page that is not in cache, it will read it from disk and place
it in cache, then use that page. If you were to run your query multiple times in a row, you would see your physical
reads decrease and ultimately become 0 (so long as there is enough room in memory to store all of the pages
required). Because the physical reads change based upon memory pressure and not query design, I tend to
ignore this figure.
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Read-Ahead Reads (996)
This number tells us how many of the physical reads were satisfied by SQL Servers ‘Read-ahead’ mechanism.
This is directly tied to physical reads, so if there are no physical reads, you will have 0 for Read-Ahead reads. I
ignore this just like I ignore the Physical Reads. This number will fluctuate as pages are swapped in/out of
memory. Although this is considered a type of physical read and whether or not SQL Server will do a physical
read is based upon if the page exists in memory or not, index fragmentation will affect this number.
LOB Logical Reads (0)
We are not reading in any Large Objects (text, ntext, image, varchar(max), nvarchar(max) and varbinary(max))
in this particular example so this number will be 0. The query used later on in this document does not request
any Large Objects so this number is 0. Should the query you are tuning at the time request large objects, you will
see this number grow. Pay attention to this number, just like the Logical Reads show above.
LOB Physical Reads (0)
This is the number of physical reads the server performed to fetch the necessary pages to satisfy the query.
Again, being physical we have no control over this. Ignore it.
LOB Read-Ahead Reads (0)
This represents the number of physical reads satisfied by the Read-Ahead mechanism. Nothing you can affect,
without tuning the physical server, nothing to look to tune.
The STATISTICS IO Output
Here is part of a real query that I’ve chosen because it represents the reality of what has to be tackled in the working
day of a DBA or developer. The real query is over 700 lines long so I’ll just show the tail of the query from the ‘JOIN’
clause onwards.
SELECT
----a lot of code that isn’t directly relevant to this article ----
from (select getdate() as mdate) as d,
HCPGlobalDW.dbo.T002_ConfirmedSalesDetail o
inner join RepManagement.dbo.T023_RepStatement cl on
(cl.C023_deliveryacct=o.C002_AddressNumberShipTo)-- and
cl.c023_statement=o.C002_AddressNumber)
inner join dbo.T017_ISBNRange e on ( e.C017_SellingCompany=o.C002_SellingCompany and
e.C017_ISBN=o.C002_SecondItemNumber and e.C017_MisCompanyCode=o.C002_MisCompanyCode)
where o.C002_PackFlag in ('C','')
and o.C002_DataType='SL'
and exists (select 1
from HCPGlobalMasterFilesDB.dbo.T008_JDEProductMaster,
Repmanagement.dbo.T521_OrgGrouping
where C521_GroupID=C023_SellingGroupNo
and C521_TAPCd=C008_DivisionCode
and C521_TARCd=C008_ProductGroup
and (C521_TACCd='' or C521_TACCd=C008_Category)
and (C521_TasCd='' or C521_TasCd=C008_ProgramCode)
and C521_RowStatus='1'
and C008_ISBN=e.C017_ISBN
and e.C017_SellingCompany=C008_SellingCompany)
. Listed below is the actual output of the STATISTICS IO request from executing this query..
Table 'Worktable'. Scan count 0, logical reads 0, physical reads 0, read-ahead reads 0, lob
logical reads 0, lob physical reads 0, lob read-ahead reads 0.

Table 'T023_RepStatement'. Scan count 208450, logical reads 716751, physical reads 1421,
read-ahead reads 996, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.
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Table 'T002_ConfirmedSalesDetail'. Scan count 1, logical reads 3959, physical reads 2,
read-ahead reads 3952, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.

Table 'T017_ISBNRange'. Scan count 1, logical reads 3, physical reads 0, read-ahead reads
0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.

Table 'T521_OrgGrouping'. Scan count 5, logical reads 18, physical reads 0, read-ahead
reads 0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.

Table 'T008_JDEProductMaster'. Scan count 1, logical reads 4, physical reads 4, read-ahead
reads 0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.
Key Items of STATISTICS IO
Now that we have gone over each item that the STATISTICS IO provides, we’ll home in on what I call the key items,
those that you can effect by tuning your query. The items are the scan count and the logical reads. I use these
numbers in conjunction with the Execution plan output. Now that you understand what each item within the
STATISTICS IO output represents, I will now dig into the Execution plan of the above query. You might be thinking to
yourself “Why do that now? We just started with the STATISTICS IO part”. The answer is that you cannot properly alter
any of the key items (scan count and logical IO) without an understanding of Execution plans. You need to use both
outputs together.
Lesson 2: Execution plan Dissection
Now it’s time to take a Execution plan apart. This will be your most important guide for identifying and fixing problem
queries You will begin to see the how you can affect the figures being returned by STATISTICS IO if you determine the
best index and join usage . Here is the Execution plan that corresponds to the STATISTICS IO output shown above.
To properly fit onto the page it’s hard to see the individual components. Click on it to see it full-size Since the output of
the Execution plan is too large to display clearly on the page, I will break it into individual sections.
Start with the right-most top piece, since the end result of the Execution plan will be on the left.
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There are two things that you ought to keep in mind when you start inspecting the output. You will want to check the
main access points (table scan, index scan, index seek, type of index) and the little % below each step. All steps must
add up to 100% and you will find, as you reduce one step, then another step will surely increase. It’s the nature of the
beast and you just want to make each step as efficient as you can
Taking a look at the execution fragment above, you will see that we are accessing two tables via an index seek. This is
a more efficient way to use an index than an index scan. The execution plan output gives you the fully-qualified
‘database.owner.object.index’ syntax for each object. If you mouse-over one of the images you will see something like
this:
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This gives a great deal of information about how SQL Server is accessing that index, and about what it is expecting to
retrieve. If you are stumped as to the reason why an index might be scanning instead of seeking, or why SQL Server
is doing a table scan instead of using an index, this is where you go.
Let’s take a moment to dissect the information presented by the image above using the highlighted sections as
guides.. The first piece of information is the type of index access, which in this case is a seek. This means that SQL
Server knows exactly where to start looking for the information within the index; much the same way if you were looking
up my last name in the telephone book. You could go straight to ‘Richberg’ and then look at each listing until you
found ‘Josef’.
The next highlighted section is Actual Number of Rows, which is exactly as it sounds. SQL Server found 4 records
that match all of the criteria given I find this very useful when trying to determine how effective a given index is or
specific criteria are The Predicate section is next. This shows you the all the pieces this index uses to qualify a row. It
will show you any known values, value ranges, and joins to other tables (and on what columns). You will see this on
an Index Seek and an Index Scan. This is an area I use to help determine if you index is being use as effectively as
possibly.
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You might look at this and notice ‘I am missing a join to table X’ or ‘I shouldn’t be joining to table y’. You may not see
this section at all. That would mean the index is being scanned in its entirety and there are no criteria to restrict the
rows at this point. The Output List shows you what columns the index will be returning. If the index can satisfy all of
the columns requested, it is considered a ‘Covered’ index, otherwise the index will need to get the additional columns
from the underlying structure (clustered index if it exists or the table). The final section is Seek Predicates, which
shows the actual columns, values, and criteria (<,>,=) used to satisfy the seek. If this where an Index Scan you would
not see the Seek Predicates section. I can tell by reading this section, I am looking for C521_RowStatus=’1’ and
C521_TASCD > [Expr1167] and C521_TASCD<[Expr1168]. I would have to go back to the query to see what the
actual values of [Expr1167] and [Expr1168] are, but I would know where to look, because it would be near > and
<. .
Understanding how and why SQL Server determines particular paths between objects to satisfy your query and
ultimately provide your data, you can tune your queries and database structures to be more efficient in their use of
resources, which is the ultimate goal in tuning.
The next set of objects is below.
Here you can see that T017_ISBNRange is accessed via a clustered index seek and that T002_ConfirmedSalesDetail is
access via a non-clustered index seek. They are joined together by a Nested Loop. The output of that is then joined to the
output of the non-clustered index seek of T023_RepStatementI would like you to take note as we walk through the
graphical execution plan how each step from the right connects to objects on the left and each object from the bottom
connects upwards towards the top. The sequence logically moves from left to right, bottom to top and eventually towards,
in this case a select. Continuing, the output of all 3 indexes is joined again to a non-clustered index seek on
T008_JDEProductMaster. This is shown in the image below.
We are now at the end of the diagram. A nested loop is used to join the result coming from T008_JDEProductMaster
and that of the nested loop below it, shown by the orange arrow. The result of that output is joined with the results of
other operations below, shown by the fatter line pointed to by the blue arrow. A final hash match is used, taking up 9%
of the total cost, then Sort (I have a few group bys in the query creating the need for a sort) and then the Select, which
is the result, being sent back to the calling application. Another piece of useful information can be gleaned by clicking
on the lines between each set.
This information tells me that there are 208,453 qualifying rows that are the result of joining T017_ISBNRange and
T002_ConfirmedSalesDetail. If there is a significant difference between the estimated and actual figures, check the
statistics of your indexes as they might be stale. The other pieces of information, estimated row size and estimated
data size can only be modified if you adjust your join columns or select statement.
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Lession 3: Into the Wild Blue Yonder (Real World Example)
I am going to switch up gears a little bit to show you how you can
use the Execution plan output to determine what changes to make
use your STATISTICS IO output to make sure that change was correct.
On rare occasions you will find that a query strategy that looks sensible in the S proves to be poor in the IO
department, making you scratch your head and re-think your choices. I find this situation most often is the use of an in
‘incorrect’ index. You might be asking yourself, ‘How can an index be incorrect’? Let’s look at the images below and
use those as examples to better explain. .
select C017_DateLastReceived,C017_SecondItemNumber,C017_ThirdItemNumber
from dbo.tmp_T017_TradeReceiving
where C017_DateLastReceived='4/29/2002 12:00:00 AM'
The above query produces the following execution plan and STATISTICS IO output.

Table 'tmp_T017_TradeReceiving'. Scan count 1, logical reads 4663, physical reads 0, read-
ahead reads 0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.
The optimizer is looking for the most efficient path to obtain your information. The first choice it has is to go directly to
the table for the information, which requires a table scan. A table with no index is akin to a book with no index. If I
asked you to find me the pumpkin pie recipe in the ‘Great Recipe Book’, but the publisher left out the index, you would
have to start at the first page and leaf through each and every page until you found it. You would most likely have to leaf
through the whole book, since you won’t know if there is more than one recipe.
Scanning through our ‘recipe book (T017_TradeReceiving)’ required 4,661 logical reads. While it only took 1 second
,you want to keep in mind the fewer resources used by each and every query, the overall better performance you will
get out of your entire system. Knowing this is a table scan, you want to try to see if you can put some index on this
which will reduce the effort it takes SQL Server to retrieve the data you want.
We decide to call the editor and say ‘This book needs an index of some sort’. The editor agrees and publishes a new
book with an index on categories. Now when you go to look up pumpkin pie, you go to the back and look at ‘pies pgs
120-155’. This index is more efficient, but you still have work to do, you have to look at 35 pages.
Continuing this example going forward, we decide to put an index on the column ‘C017_DateLastReceived’.
The syntax for creating the index is:
create nonclustered index IDX1 on dbo.tmp_T017_TradeReceiving(C017_DateLastReceived)
You can see that the query produces a table scan, which results in 4,663 logical reads. There is no physical IO so the
time we get (1 sec) is ‘as good as it gets ‘ for this query. The first thing that comes to mind is that there may not be an
index on C017_DateLastRecived. It turns out that there isn’t one, so I will put one on the table
Just as in the cookbook example above, were you decide to use the index to retrieve your pie information, the optimizer
has decided to use the index to retrieve the data instead of doing a table scan. The output of the execution plan gives
insight into the new path. The output of the STATISTICS IO verifies that it is a better path by showing a reduction in
logical reads.
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Table 'tmp_T017_TradeReceiving'. Scan count 1, logical reads 120, physical reads 0, read-
ahead reads 0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.
We are now down to 120 logical reads, a significant improvement over the original 4,663, but in looking at the
graphical execution plan, I can see there is additional work being done. The RID Lookup tells me that SQL Server
needs more information than is being supplied by the index. Back to our cookbook example, even though the index
tells you the exact pages to go for pie recipes, you must go back into the cookbook to read the actual pumpkin pie
recipe. To find out what is missing in our real world example we need to highlight the RID Lookup image and our pop-
up looks like this:
If you look at the highlighted section, you will see the missing columns, C017_SecondItemNumber and
C017_ThirdItemNumber. This tells me we can improve this one step further. Back to our cookbook example.
You have cooked so many pies by now, you don’t need the instructions on how to cook a pumpkin pie, you just want an
ingredients list. You contact the editor again and say ‘Can you add an ingredients list for each recipe?’. The editor
takes your suggestion and sends you the new book. Now when you go the new new ‘recipie appendix’, you look up
pumpkin pie and see all the ingredients right there. You don’t have to go back to page xxx to find them. This is
optimal. Let’s do the same thing with out table.
Let’s modify the index to provide the necessary information. Here is the statement to drop the current index:
Drop index dbo.Tmp_T017_TradeRecieving.idx1
We will recreate the index to include the missing columns. We will be using the syntax for creating an index with
‘included columns’, which is available in SQL Server 2005 or greater.
create nonclustered index IDX1 on dbo.tmp_T017_TradeReceiving(C017_DateLastReceived)
include (C017_SecondItemNumber,C017_ThirdItemNumber)
You will notice the keyword ‘included columns’. This is a new space saving feature in SQL Server 2005 and higher.
The columns listed in the include section can only be used to satisfy columns requested in the select clause of your
SQL statement, not the WHERE clause. This is because the included columns are created in the leaf of the index and
not the intermediate levels. This means the optimizer has no path to them. In the cookbook example, I cannot use an
ingredient to find a recipe.
In SQL Server 2000, the columns in an index existed at all levels (root, intermediate, leaf) taking up much more space
than needed.
If you are using SQL Server 2000, your create index statement would be:
create nonclustered index IDX1 on
dbo.tmp_T017_TradeReceiving(C017_DateLastReceived,C017_SecondItemNumber,C017_ThirdItemNumber)
After creating the new index we re-run the select statement and find the following output from execution plan and
STATISTICS IO.
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Table 'tmp_T017_TradeReceiving'. Scan count 1, logical reads 4, physical reads
0, read-ahead reads 0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.
Modifying the non-clustered index to include those two columns reduced the logical reads to 4, a reduction in resource
use by over 1000%. You might be asking, ‘Why didn’t you use a clustered index?’ The answer is simple: I example I
was looking to illustrate was just because an index is show as being using in the graphical execution plan, doesn’t
mean there I no tuning to be done. I wanted to show you the progression from a table with no indexes, to a table with a
moderately efficient index, to a table with a very efficient index and the path to get there. A clustered index is by it’s very
nature is ‘covered’ and would have left out the 2
nd
step.
You will have seen that your query has used over 1000 times less resources just by improving the access through an
index and thereby reducing your final reads to 4.
Conclusion
While you have cut your time from 1 sec to 0 seconds which seems negligible, you have achieved a dramatic
reduction in the load on the server. Queries must return data as fast as possible, but must use resources efficiently
too. If each query is designed to be as resource efficient as possible your sever will be able to do more, in a shorter
period of time, with less. Consider SQL Server a community where every query has an impact, either direct or indirect
on the all the other queries running. Having a single poorly performing query can affect any number of optimized
queries, since they are reside in the same SQL Server. They share the same resource pool (memory, disk, CPU, etc).
Having a poorly designed query take millions of more reads than it needs, puts undue pressure on the I/O subsystem
and the cache, which has a trickling-down effect on the other queries, which results in the entire server looking ‘slow’..
I hope this article will lead to the production DBAs getting calls at 3 am about performance issues and then for them to
have to use some of the complicated DMVs to find those slow queries. Tuning your queries properly, prior to their
introduction into production is a much better practice, than looking to correct the problem after the application goes
live.
This article has been viewed 31186 times.
Author profile: Josef Richberg
A SQL practitioner for over 16 years specializing in performance & tuning. I currently work for
Harpercollins Publishers designing, enhancing, and improving, the sql experience for many of the data
warehouse applications. I have been heavily involved in designing and implementing SSIS packages. I
am the '2009 Exceptional DBA' awards winner.
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Subject: Percentages
Posted by: Christopher Stobbs (not signed in)
Posted on: Friday, February 05, 2010 at 6:02 AM
Message: Great article, I found it pretty useful, and I know it will help many of
the developers I work with.
However I found that your statements regarding the percentages of
each operation to be miss leading. The percentages DO NOT always
add up to 100%, and very often the percentages can be miss leading.
I find it more important to understand the impact that each operator
will have rather than always relying on the percentage that is given.
Subject: Good Stuff
Posted by: Bill (view profile)
Posted on: Friday, February 05, 2010 at 12:33 PM
Message: More developers need to read articles like this. And more
developemnt work needs to have the DBA team involved when it
comes to tuning queries.
Subject: Typos
Posted by: Anonymous (not signed in)
Posted on: Monday, February 08, 2010 at 6:40 AM
Message: "The answer is simple: I example I was looking to illustrate was just
because an index is show as being using in the graphical execution
plan, doesn’t mean there I no tuning to be done."
The reader can understand that, but it could take a second or third
read to do so, and we *ARE* trying to reduce the amount of Logical
Reads done, now aren't we? :-)
Thanks for the article. It seems that treating resources as precious
and rare is almost always a good thing - within reason of course - in
many spheres of Computer Science, not just programming or SQL
development.
Subject: " The percentages DO NOT always add up to 100%,"
Posted by: Anonymous (not signed in)
Posted on: Monday, February 08, 2010 at 8:31 AM
Message: " The percentages DO NOT always add up to 100%,"
Do you have examples of that happening? Other than a rounding
issue, I can't imagine how that would happen.
Subject: Names changed to protect the guilty?
Posted by: Anonymous (not signed in)
Posted on: Monday, February 08, 2010 at 8:36 AM
Message: C017_SecondItemNumber,C017_ThirdItemNumber
I was wondering if those were real column names? In most sane
systems you will not have columns like FirstItem, SecondItem,
ThirdItem, FourthItem, etc. in an even vaguely normalized table. Also
wondering about the use of subqueries in the top example,
particularly the if exists subquery that uses no input variables.
Subject: Real Column Names
Posted by: sqlrunner (view profile)
Posted on: Monday, February 08, 2010 at 9:59 AM
Message: They are actually JDE columns representing ISBN13 and ISBN10
numbers (I work for a publishing company). Since JDE is a generic
system, they have generic names.
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Subject: Use of exists without variables
Posted by: sqlrunner (view profile)
Posted on: Monday, February 08, 2010 at 10:06 AM
Message: I tend to use existence checks whenever the tables in question are
not used in the select statement itself. This helps me, at quick
glance, determine which tables are used to display and which are
used for additional verification.
Subject: 934-showplan_51410_1.jpg is not the correct image
Posted by: freedom_nut (view profile)
Posted on: Thursday, February 18, 2010 at 6:31 PM
Message: I sure was looking forward to learning something from this article!
Unfortunately, the image file "934-showplan_51410_01.jpg" is not the
image that was used to create the images displayed in this web
page. Without that, I'm having a hard time following along.
Could you fix this, Josef? I know that I can really benefit from this info
you've put together for us.
Subject: Incorrect img.
Posted by: sqlrunner (view profile)
Posted on: Monday, February 22, 2010 at 3:39 PM
Message: freedom_nut,
Unfortunately I lost a clear copy of the original img in my modification
of it, so there is no way to adjust it. If you have any questions, you
can email me and I will do my best to help you along where you are
unclear. sqlrunner@gmail.com
--josef
Subject: Thanks!
Posted by: sagreene (view profile)
Posted on: Sunday, January 27, 2013 at 9:20 AM
Message: Josef,
Thanks so very much for this article. We had a process that was dog
slow and now it is humming along with your simple explanations of
these concepts. So great!