You are on page 1of 7

PRIOR

U.S. District Court


District of New Jersey [LIVE] (Trenton)
CRIMINAL DOCKET FOR CASE #: 3:98-cr-00240-AET-1

Case title: USA v. MEAD, et al


Magistrate judge case number: 2:98-mj-03025

Date Filed: 04/17/1998


Date Terminated: 03/01/1999

Assigned to: Judge Anne E. Thompson


Defendant (1)
DAVID H. MEAD
TERMINATED: 03/08/1999

represented by PAUL R. GRAND


MORVILLO, ABRAMOWITZ, GRAND,
JASON & SILBERBERG, PC
565 FIFTH AVENUE
NEW YORK, NY 10017-2413
(212) 880-9510
TERMINATED: 03/08/1999
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition

18:371 CONSPIRACY TO DEFRAUD


(1s)

Impri: 4 months each conc.; Superv.


Release: 3 yrs each Conc.; Fine: $4,000.00
on each Ct.; $250.00 S.A.

15:78dd-2(a)(3) and 18:2 FOREIGN


CORRUPT PRACTICE ACT
SECURITIES EXCHANGES
(2s-3s)

Impri: 4 months each conc.; Superv.


Release: 3 yrs each Conc.; Fine: $4,000.00
on each Ct.; $250.00 S.A.

18:1952(a)(3)(A) and 2 USE OF


FACILTY IN FOREIGN COMMERCE
IN AID OF RACKETEERING-BRIBERY
(4s-5s)

Impri: 4 months each conc.; Superv.


Release: 3 yrs each Conc.; Fine: $4,000.00
on each Ct.; $250.00 S.A.

Highest Offense Level (Opening)


Felony
Terminated Counts

Disposition

18:371 CONSPIRACY TO DEFRAUD


(1)

Dismissed on Government's motion

15:78dd-2(a)(3) FOREIGN CORRUPT


PRACTICES ACT
(2-3)

Dismissed on Government's motion

18:1952(a)(3)(A) and 2 USE OF


FACILITY IN FOREIGN COMMERCE
IN AID OF RACKETEERING BRIBERY
(4-5)

Dismissed on Government's motion

Highest Offense Level (Terminated)


Felony
Complaints

Disposition

None

Plaintiff
represented by GARY L. CUTLER
OFFICE OF U.S. ATTORNEY
970 BROAD STREET
ROOM 502
NEWARK, NJ 07102
(973) 645-2788
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

USA

KATHLEEN M. HAMANN
U.S. Attorney's Office
970 Broad Street
6th Floor
Newark, NJ 07102
(973) 645-2825
Email: kathleen.hamann@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Date Filed

01/29/1998

1 COMPLAINT as to DAVID H. MEAD [ 2:98-m -3025 ] (me) (Entered: 02/17/1998)

01/29/1998

Docket Text

ARREST WARRANT issued as to DAVID H. MEAD [ 2:98-m -3025 ] (me) (Entered:

02/17/1998)
01/29/1998

2 ORDER as to DAVID H. MEAD, sealing ( Signed by Mag. Judge Stanley R. Chesler )


(Clerk's Note: Did Not received a document from Chambers. tjh) [ 2:98-m -3025 ] (me)
Modified on 04/23/1998 (Entered: 02/17/1998)

01/30/1998

3 ORDER as to DAVID H. MEAD, to unseal. ( Signed by Mag. Judge Stanley R. Chesler


) [ 2:98-m -3025 ] (me) (Entered: 02/17/1998)

01/30/1998

ARREST of DAVID H. MEAD in S.D. of Texas [ 2:98-m -3025 ] (mgr) (Entered:


04/23/1998)

02/27/1998

5 ORDER as to DAVID H. MEAD, to Continue in Interests of Justice Time Excluded


from 2/27/98 to 3/13/98 ( Signed by Mag. Judge Stanley R. Chesler ) [ 2:98-m -3025 ]
(me) (Entered: 03/04/1998)

02/28/1998

4 ORDER as to DAVID H. MEAD re: conditions of release. ( Signed by Mag. Judge


Stanley R. Chesler ) [ 2:98-m -3025 ] (me) Modified on 04/23/1998 (Entered:
03/04/1998)

03/13/1998

6 ORDER as to DAVID H. MEAD, to Continue in Interests of Justice Time Excluded


from 3/13/98 to 3/27/98 ( Signed by Mag. Judge Stanley R. Chesler ) [ 2:98-m -3025 ]
(me) (Entered: 03/16/1998)

03/23/1998

9 Rule 40 Proceedings as to DAVID H. MEAD received from S.D. of Texas consisting of


the Following documents: Receipt of Passport, Order setting Conditions of Release,
Minutes of 1/30/98 & 2/3/98, Order of Temp Detention & copies of NJ's warrant &
complaint. [ 2:98-m -3025 ] (mgr) (Entered: 04/23/1998)

03/27/1998

7 ORDER as to DAVID H. MEAD ( Signed by Mag. Judge Stanley R. Chesler )


AMENDING CONDITIONS OF RELEASE. [ 2:98-m -3025 ] (me) (Entered:
03/30/1998)

03/27/1998

8 ORDER as to DAVID H. MEAD, to Continue in Interests of Justice Time Excluded


from 3/27/98 to 4/17/98 ( Signed by Mag. Judge Stanley R. Chesler ) [ 2:98-m -3025 ]
(me) (Entered: 03/30/1998)

04/17/1998

10 INDICTMENT as to DAVID H. MEAD (1) count(s) 1, 2-3, 4-5, FRERIK


PLUIMERS (2) count(s) 1, 2-3, 4-5 (femp) (Entered: 04/28/1998)

04/28/1998

11 NOTICE OF ALLOCATION AND ASSIGNMENT Setting Arraignment for 2:00


4/30/98 in Courtroom 4W Trenton, NJ ( before Chief Judge Anne E. Thompson ) (femp)
(Entered: 04/28/1998)

04/30/1998

12 Minutes of 4/30/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD.


Initial Appearance held. (Defendant informed of rights.) Arraignment Held. Dft pleads not
guilty. Trial with jury set for 10:00 9/9/98. Motion Filing set for 6/11/98; Responses to
Motions due 6/25/98; Motion Return Date 7/10/98. Ordered bail continued. (Court
Reporter: RUSSONIELLO) (eh) (Entered: 05/04/1998)

04/30/1998

13 Order for Discovery and Inspection as to dft MEAD. (signed by Chief Judge Anne E.
Thompson) (NM) (eh) (Entered: 05/04/1998)

06/05/1998

14 ORDER as to DAVID H. MEAD, to Continue in Interests of Justice Time Excluded


from 04/30/98 to 10/05/98 , resetting motion filing deadline for 6/19/98 , Response to
motion due 7/24/98 , Motion hearing for 8/05/98 at 9:30 A.M. , setting jury selection for
9:30 10/6/98 (Signed by Chief Judge Anne E. Thompson)(NM) (SA) (Entered:
06/08/1998)

06/19/1998

15 Notice of MOTION by DAVID H. MEAD to dismiss Cts. 1-5 of the Indictment , for
Bill of Particulars , Motion Hearing set for 9:30 8/5/98 as to: DAVID MEAD, re: (15-1),
(15-2) (Brief and PO subm) (SA) (Entered: 06/22/1998)

08/04/1998

16 NOTICE of Appearance for DAVID H. MEAD by Attorney Paul R. Grand (SA)


(Entered: 08/05/1998)

08/04/1998

17 Minutes of 8/4/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD [151] motion to dismiss Cts. 1-5 of the Indictment taken under advisement [15-2] motion for
Bill of Particulars taken under (Court Reporter/ESR: RUSSONIELLO) (SA) (Entered:
08/06/1998)

08/11/1998

18 TRANSCRIPT filed as to DAVID H. MEAD, FRERIK PLUIMERS for dates of


8/11/98 (eh) (Entered: 08/11/1998)

08/11/1998

19 Minutes of 8/11/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD.


Tele-conference held re: status of possible recusal motion. Dfts notified the court that no
recusal motion will be filed. (Court Reporter: RUSSONIELLO) (eh) (Entered:
08/14/1998)

08/24/1998

20 ORDER as to DAVID H. MEAD denying [15-1] motion to dismiss Cts. 1-5 of the
Indictment; denying [15-2] motion for Bill of Particulars (Signed by Chief Judge Anne E.
Thompson)(NM) (SA) (Entered: 08/24/1998)

08/24/1998

21 Minutes of 8/24/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD


denying [15-1] motion to dismiss Cts. 1-5 of the Indictment, denying [15-2] motion for
Bill of Particulars ) (SA) (Entered: 09/11/1998)

09/11/1998

22 SUPERSEDING INDICTMENT as to DAVID H. MEAD (1) and FRERIK


PLUIMERS (2) counts 1s-5s (SA) (Entered: 09/17/1998)

09/30/1998

23 Notice of MOTION by USA as to DAVID H. MEAD for immunity , to compel the


testimony of certain witnesses , Motion Hearing set for 10:00 10/6/98 re: (23-1), (23-2)
(SA) (Entered: 09/30/1998)

09/30/1998

24 ORDER as to DAVID H. MEAD, Modifying Conditions of Release (Signed by Chief


Judge Anne E. Thompson)(NM) (SA) (Entered: 09/30/1998)

10/05/1998

25 Notice of MOTION by DAVID H. MEAD in limine prohibiting the Gov't from


introducing certain evidence Motion Hearing set for 10:00 10/6/98, re: (25-1) (Brief and
PO subm) (SA) (Entered: 10/05/1998)

10/06/1998

26 Minutes of 10/6/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Jury selection and trial with Jury begun (Court Reporter/ESR: RUSSONIELLO) (SA)
(Entered: 10/07/1998)

10/07/1998

27 ORDER as to DAVID H. MEAD granting [23-1] motion for immunity; granting [23-2]
motion to compel the testimony of certain witnesses (Signed by Chief Judge Anne E.
Thompson)(NM) (SA) (Entered: 10/07/1998)

10/07/1998

28 ORDER as to DAVID H. MEAD granting [23-1] motion for immunity, granting [23-2]
motion to compel the testimony of certain witnesses (Signed by Chief Judge Anne E.
Thompson) (PER CHAMBERS) (SA) (Entered: 10/07/1998)

10/07/1998

29 Minutes of 10/7/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury continued on 10/7/98 (Court Reporter/ESR: RUSSONIELLO) (SA)
(Entered: 10/08/1998)

10/08/1998

30 Minutes of 10/8/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury continued on 10/8/98 (Court Reporter/ESR: RUSSONIELLO) (SA)
(Entered: 10/09/1998)

10/09/1998

31 Minutes of 10/9/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury continued on 10/9/98 (Court Reporter/ESR: RUSSONIELLO) (SA)
(Entered: 10/13/1998)

10/13/1998

32 Minutes of 10/13/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury continued on 10/13/98 Rule 29 motion by deft. Ordered-Denied (Court
Reporter/ESR: RUSSONIELLO) (SA) (Entered: 10/15/1998)

10/14/1998

33 Minutes of 10/14/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury continued on 10/14/98 (Court Reporter/ESR: RUSSONIELLO) (SA)
(Entered: 10/16/1998)

10/15/1998

34 Minutes of 10/15/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury continued on 10/15/98 Jury questions #1 & 2 filed (Court Reporter/ESR:
RUSSONIELLO) (SA) (Entered: 10/16/1998)

10/15/1998

35 Jury questions # 1&2 filed as to DAVID H. MEAD (SA) (Entered: 10/16/1998)

10/16/1998

36 Minutes of 10/16/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Trial with Jury concluded , Verdict: Guilty as to counts 1s-5s. Verdict Sheet filed.
Application by Gov't for revocation for bail pending sentencing. Ordered-Denied; Court
has set addition bail conditions pending sentencing. Order to be filed (Court Reporter:
RUSSONIELLO) (SA) (Entered: 10/22/1998)

10/16/1998

37 ORDER as to DAVID H. MEAD, Modifying Conditions of Release (Signed by Chief


Judge Anne E. Thompson)(NM) (SA) (Entered: 10/22/1998)

10/16/1998

38 Jury question #3 filed as to DAVID H. MEAD (SA) (Entered: 10/22/1998)

10/16/1998

39 JURY VERDICT of Guilty: DAVID H. MEAD (1) as to counts 1s-5s (SA) (Entered:
10/22/1998)

10/22/1998

40 ORDER as to DAVID H. MEAD, resetting motion filing deadline for 11/6/98 for
DAVID H. MEAD (Signed by Chief Judge Anne E. Thompson)(NM) (SA) (Entered:
10/22/1998)

11/06/1998

41 Notice of MOTION by DAVID H. MEAD for Judgment of Acquittal , or, alternatively


for new trial , and for renews of certain pre-trial motions , Motion Hearing set for 10:00
12/7/98 as to: DAVID MEAD, re: (41-2), (41-3), (Brief subm) (per chambers) (lk)
(Entered: 11/09/1998)

12/11/1998

42 ORDER as to DAVID H. MEAD, Modifying Conditions of Release (Signed by Chief


Judge Anne E. Thompson)(NM) (SA) (Entered: 12/11/1998)

12/14/1998

43 Minutes of 12/14/98 before Chief Judge Anne E. Thompson as to DAVID H. MEAD


denying [41-1] motion for Judgment of Acquittal; denying [41-2] motion for new trial;
denying [41-3] motion for renews of certain pre-trial motions (Court Reporter/ESR:
RUSSONIELLO) (SA) (Entered: 12/14/1998)

12/21/1998

44 ORDER as to DAVID H. MEAD, Modifying Conditions of Release (Signed by Chief


Judge Anne E. Thompson)(NM) (SA) (Entered: 12/21/1998)

12/21/1998

45 ORDER as to DAVID H. MEAD denying [41-1] motion for Judgment of Acquittal,


denying [41-2] motion for new trial (Signed by Chief Judge Anne E. Thompson)(NM)
(SA) (Entered: 12/21/1998)

01/22/1999

46 ORDER as to DAVID H. MEAD, FRERIK PLUIMERS, Modifying Conditions of


Release (Signed by Chief Judge Anne E. Thompson)(NM) (SA) (Entered: 01/22/1999)

03/01/1999

49 Minutes of 3/1/99 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Sentencing held as to Cts. 1s-5s. Impri: 4 months (Conc.) (4 months home confinement);
Supervised Release: 3 yrs (to be served concurrent); Fine: $20,000 (Total) ($4,000 on
each Ct.); $250 S.A. Application by deft. for voluntary surrender. Ordered-granted-US
Marshal on Monday 9, 1999 at 12 Noon, Trenton, NJ. Recommendation: to be
designated near Morris, NJ or a community Confinement Ctr. (Court Reporter:
RUSSONIELLO) (SA) (Entered: 03/04/1999)

03/03/1999

48 Minutes of 3/3/99 before Chief Judge Anne E. Thompson as to DAVID H. MEAD,


Tele-conference held , Modifying bail, changing surrender requirements and
recommendation by the Court. The following bail conditions have been modified: 1. No
home confinement (electronic monitoring is no longer needed). 2. Travel restrictions to
New Jersey or New York only. 3. Deft. to report by telephone as directed by Pretrial
Services (recommendation: 2-3 times weekly) All other bail conditions remain. The
surrender date is now updated to the following: Deft. will report directly to designation.
The Court recommends that the deft. be designated to a Community Confinement Ctr. in
New Jersey or New York as close to Morris Twp as possible. Order to be submitted by
deft. (Court Reporter/ESR: RUSSONIELLO) (SA) (Entered: 03/04/1999)

03/04/1999

47 ORDER as to DAVID H. MEAD, Modifying Conditions of Release (Signed by Chief


Judge Anne E. Thompson)(NM) (SA) (Entered: 03/04/1999)

03/08/1999

DAVID H. MEAD PAID $20,000.00 FINE WITH A CERTIFIED CHASE CHECK.


RECEIPT # 270541. DAVID H. MEAD ALSO PAID A $250.00 SPECIAL
ASSESSMENT WITH A CHASE CERTIFIED CHECK, RECEIPT # 270540.
DAVID H. MEAD, 34 LYNNFIELD DRIVE, MORRIS TWP. N.J. 07960, (973)8890640). iDAVID (jn) (Entered: 03/08/1999)

03/08/1999

50 JUDGMENT DAVID H. MEAD (1) counts 1-5. Dismissed on Government's motion;


counts 1s-5s. Impri: 4 months each conc.; Superv. Release: 3 yrs each Conc.; Fine:
$4,000.00 on each Ct.; $250.00 S.A. (signed by Chief Judge Anne E. Thompson)(NM)
(SA) (Entered: 03/08/1999)

05/20/1999

51 ORDER as to DAVID H. MEAD, Modifying Conditions of Supervised Release filed


(Signed by Chief Judge Anne E. Thompson)(NM) (SA) (Entered: 05/20/1999)

05/27/1999

52 ORDER as to DAVID H. MEAD, directing the sum of $50,000.00 be returned to Gerda


J. Mead-Bosman filed (Signed by Chief Judge Anne E. Thompson)(NM) (SA) (Entered:
06/01/1999)

06/10/1999

53 ORDER as to DAVID H. MEAD removing all restrictions imposed with the appearance
bond filed. (Signed by Chief Judge Anne E. Thompson)(NM) (SA) (Entered:
06/10/1999)

08/06/1999

54 SATISFACTION OF JUDGMENT as to DAVID H. MEAD (SA) (Entered:


08/06/1999)

01/11/2000

55 ARREST WARRANT Returned Executed as to DAVID H. MEAD on 1/29/98 (SA)


(Entered: 01/11/2000)

01/31/2008

Attorney update in case as to DAVID H. MEAD, FRERIK PLUIMERS. Attorney


KATHLEEN M. HAMANN for USA added. (lt) (Entered: 01/31/2008)

01/31/2008

CLERK'S QUALITY CONTROL MESSAGE: Counsel is advised that when filing a


Notice of Appearance it is necessary to select Add Attorney in order to appear on the
docket. Additionally, Mark F. Mendelsohn is to file his hown appearance in order to be
added to the docket. (lt) (Entered: 01/31/2008)

PACER Service Center


Transaction Receipt
08/26/2014 14:05:03
PACER
Login:

si2229:3631806:0

Client
Code:

999100-0101

Description: Docket Report

Search 3:98-cr-00240-AET Start date:


Criteria: 1/1/1970 End date: 8/26/2014

Billable
Pages:

Cost:

0.50