KATHLEEN NOLAN 1755 West 2nd Street Brooklyn, New York 11223

718/ 339-7833

SUMMARY Accomplished senior administrator in the financial industry • Strong academic and on-the-job training • Extensive experience in class action litigation, proxy voting processes, hedge fund administration, and all accounting functions related to the securities industry • Compelling negotiator with solid oral and written communication skills • Practiced computer literacy • Established record of multi-task and managerial proficiency, creativity, resourcefulness, organizational command, and problem solving know-how EXPERIENCE NEUBERGER BERMAN, LLC • NEW YORK, NY Progressive increases in responsibility and position in the same securities firm since 1989: Analyst: Class Action Litigation and Proxy Voting September 1998 through June, 2007 Class Action Responsibilities: Determine the eligibility of clients participating in particular class actions and document criteria meeting requirements for litigation. Prepare multiple class actions for different securities, ensuring accuracy and timely delivery to clients. Establish eligibility of accounts by investigating purchases, sales, positions held at open and close of class period, splits, mergers, and any litigation influencing activity. Prepare and distribute Proof of Claim forms and related documentation to clients. Regularly respond to questions and requests concerning litigation from Money Managers and their assistants. Train, mentor 3-4 individuals for any questions they may have, solve problems making sure the staff understands procedures ensuring accuracy and meeting deadlines. Proxy Voting Responsibilities: Responsible for the proxy department. Ensure extensive voting during April to June, proxy voting season, is run smooth and accurate. Answer questions pertaining to voting procedures both domestic and international. Attend seminars regarding proxy rules and regulations and report any changes to SVP. Provide international clients with agenda for meetings as well as positions held at Bank of New York and Euroclear as of record date and guarantee that all voting’s are submitted prior to the voting deadline so that each client’s vote is counted. Troubleshoot issues with ADP concerning reporting issues, ProxyEdge errors and any questions which may arise. Coordinate with Institutional Shareholder Services to ensure proposals meet Neuberger guidelines. Ensure the receipt of statistical quarterly reports requested by money managers. Serve as a liaison to ADP and ISS. Train employees in all aspects of proxy voting functions. Reconcile PostEdge Bank/Broker report for positions held in ADP vs. DTC. Hedge Fund Client Administrator October 1998 Resolved problems for Hedge fund clients, reconciling wire, cash, and security transfers, and I.A. fees, ensuring timeliness and accuracy with the D/T office. Reviewed daily trades, administering cancellations, billings, as well as buys and sells. Corresponded with the P&S department to pair off long and short positions. Provided SMA’s for clients. Visited clients to ensure to ensure productivity and to maintain good and exclusive relationships. Supervisor, Accounting Department 1989 to 1998 Began working as a staff accountant in 1989, successively advancing to senior accountant in 1995 and supervisor in 1997. Supervised and trained a staff of as many as five, including accountants who were CPAs. Ensured the timely and accurate processing reconciliation of quarterly, monthly, and off-cycle billing of more than $10 billion in assets. Also, reconciled payouts, regularly reviewed calculation, prorating, rate schedules, and market values. Generated

periodic reports for senior management. Oversaw accounts receivables as well as the billing of high value, institutional, fixed income, retail, wrap, and international accounts. Orchestrated the implementation of a more efficient and timely billing system. Ensured that all policies and procedures were in full accordance with SEC regulations. EDUCATION Attended a number of seminars and special training sessions conducted by financial industry consultants and educational institutions on such subjects as fundamentals of the securities industry, supervision, diversity in the workplace, and conducting seminars for newly hired staff members. B.A. in Business/Accounting in progress COMPUTER SOFTWARE KNOWLEDGE Excel MS Word Sequent Great Plains Various ADP Software Programs ProxyLite Proxy Master ProxyEdge ICS References available upon request