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Americans with Disabilities Act Self Evaluation for the City of San Francisco
Results & Recommendations
June 2004
Gavin Newsom, Mayor
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country, it shows us as we are, with flaws and problems to overcome, but also with hundreds
of employees who are eager and willing to do the work that is necessary in order for us to
improve.
And this is necessary work. More than 150,000 people living in San Francisco have a
disability. Our government needs to be as open and useable to them as to everyone else. In
addition, people with disabilities are over-represented among those individuals who most
depend on crucial City services and benefits.
For these reasons, I hope that you will take the time to read the report's findings and
recommendations, and that you will be part of our efforts to be fully welcoming and inclusive
of everyone who lives, works, and visits San Francisco. Together, we can make San Francisco
one of the most accessible cities in the world.
If you have questions or want more detail, please feel free to contact the Mayor's Office on
Disability for assistance.
Sincerely,
Mayor Gavin Newsom
[Photo of Mayor Gavin Newsom in suit and tie in front of City Hall]
Executive Summary
[PHOTO OF BOB PLANTHOLD IN SUIT AND TIE AT CITY HALL]
THE ISSUE
Public services exist to benefit every qualified individual who requires or desires them.
However, their ability to achieve this purpose is wholly dependent on their accessibility. For
example, regardless of the talent or expertise of its staff, a public health clinic that never
unlocks its doors is of benefit to no one. Similarly, a public art museum that refuses to
release information about its location can be enjoyed only by those fortunate few who
happen to discover it. Though at first glance these situations seem implausible, the
Americans with Disabilities Act exists because people with disabilities face this sort of
inaccessibility all the time. Indeed, the law states that "individuals with disabilities
continually encounter various forms of discrimination," including failure to make
modifications to policies and practices, communication barriers, segregation, and relegation
to lesser services.
According to the U.S. Census 2000, twenty percent of the population in San Francisco
is comprised of people with disabilities. This includes over 8,000 children and youth,
95,000 adults between the ages of 21 and 64, and just over 46,000 adults 65 and
older-some 150,000 people who have disabilities that are both conspicuous (e.g., mobility
impairments that require the use of wheelchairs) and inconspicuous (e.g., mental disabilities,
cognitive impairments and immune system disorders).
The issue explored in this report is whether the programs and services provided by the City
and County of San Francisco are as accessible to these 150,000 as to others.
Access Defined
Unlike other civil rights laws, which dispute notions of difference, the Americans with
Disabilities Act acknowledges that people are different, and argues that despite these
differences, every qualified individual with a disability should be allowed to participate in
public programs just like any other qualified individual. Thus, rather than requiring that
all people be treated the same, the ADA requires that people be treated according
to their individual needs; and rather than requiring that the individual conform to rigid
policies, procedures and practices, the ADA requires that programs conform their policies,
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procedures and practices to the individual, so long as doing so does not fundamentally alter
the program.
This report is concerned with the ADA regulations having to do with "programmatic" and
"communication" access. Distinct from "architectural" and "employment" access (which are
covered in separate reports), programmatic and communication access are defined as
follows:
PROGRAMMATIC ACCESS
"Programmatic Access" is a term that refers to the extent to which people with disabilities
can participate in and benefit from public programs. Unlike architectural access, which
considers tangible barriers to access, programmatic access considers intangible barriers to
access such as discriminatory policies, procedures and practices. Examples of these barriers
include a policy that rigidly requires something to be done in person, a long and confusing
application, and an employee who lacks awareness or holds stereotypical views about people
with disabilities.
Most often, programmatic access can be ensured by making simple, temporary modifications
to a particular policy, procedure or practice that acts as a barrier in a given situation. For
example, in the case of a policy that requires something to be done in person-which can be a
barrier to people with speech impairments, mobility impairments, immune system disorders
and other disabilities-a program might allow a person to do whatever needs to be done by
some other means, such as mail, phone or email. In the case of a long and confusing
application-which can be a barrier to people with mental and cognitive disabilities, as well as
others-a program might consider simplifying the application, or, at a minimum, providing a
staff member to assist with its completion. Finally, in the case of an unaware employee, who
can create access barriers in all sorts of ways without even knowing it, ensuring
programmatic access might mean providing the employee with thorough and relevant
disability training.
Also distinguishing programmatic from architectural access, which usually involves making
one-time modifications to facilities, programmatic access involves making modifications that
vary from situation to situation. Therefore, the ADA programmatic access requirements
are intentionally general, placing the burden on public programs to be flexible,
rather than on people with disabilities to conform to unnecessarily rigid and
discriminatory rules.
The people most affected by programmatic access barriers are people who have hidden
disabilities, such as mental disabilities, cognitive impairments and immune system disorders.
However, all people with disabilities are affected by programmatic access barriers in one way
or another.
COMMUNICATION ACCESS
"Communication Access" is a term that refers to the extent to which people with disabilities
can effectively communicate with public programs and vice versa. Day in, day out, public
programs provide and receive information that is essential to the delivery of services; but
not all forms of communication are equally accessible to everyone. Indeed, because of the
limits of various methods of communication, a form communication that is perfectly
accessible to one person may be totally inaccessible to another. Some communication
barriers are obvious. For example, a written brochure is not accessible to a person who is
blind. However, other barriers are less obvious. For example, because of the number of steps
involved, an automated phone menu may be inaccessible to a person with a memory
impairment.
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Most often, the people who face communication access barriers are people how have visual
and hearing impairments (also known as "sensory impairments"). However, communication
barriers are also faced by people with learning disabilities, memory disabilities, brain injuries,
mental illnesses, speech impairments and other disabilities.
[In one instance, providing access may mean reminding someone with a memory disorder to
call in at a specified time so that their service is not terminated. In another, it may mean
allowing someone with a speech impairment to do something by mail that is usually required
to be done in person.]
The ADA Self-Evaluation
In order to establish a foundation upon which improvements can be made, the ADA requires
each public entity to evaluate its policies, procedures and practices with an eye toward
which, if any, are not in compliance with the law. San Francisco met this requirement with a
two-phased Self-Evaluation, designed to draw as complete a picture of accessibility as
possible.
The first phase of the Self-Evaluation, conducted in 2000, was a series of public hearings
designed to allow "consumers" to give feedback on the accessibility of San Francisco's
programs and services. In all, six forums were held, one for each of six categories of service
that the City provides: public transportation, public protection, public health, culture and
recreation, human welfare and neighborhood development, and housing.
In 2001, San Francisco conducted the second phase of the Self-Evaluation, which consisted
of an extensive, web-based survey of all "program managers" working for the City. (A term
used loosely, for the purposes of the Self-Evaluation only, "program managers" was meant
to describe managers who work close enough to the day-to-day operations of their program
to be as familiar with the practices of customer-service staff as they are with their program's
official policies and procedures.) Like the public forums, the survey was divided into sections;
however these divisions were based not on the types of services provided by the City to the
public, but on the types of contact City employees have with the public, including "general
contact," "intensive/ongoing contact," "purchasing" and "contracting." The survey also
included a section on staff training, which was intended to gather information on the
disability-related training that City employees receive.
The Findings
The Self-Evaluation revealed that San Francisco benefits from dedicated leadership in the
Mayor's Office on Disability and significant goodwill among its employees (84% of program
managers completed a survey and over 50% expressed desire for ADA training).
Additionally, narrative responses to survey questions about recent modifications of policies,
procedures and practices indicated that City employees frequently make efforts to
create access. Consider these quotations, taken from individual surveys:
"We'll do things by phone that policy says must be done in person."
"Flexible hours have been arranged for people with immune disorders. Requirements to come
to the office with personal identification have been waived for known individuals who have
mobility impairments."
"Our program uses a numbering system. If there is a wait for service, a person can take a
number and have a seat until their number is called. If mobility is an issue a staff member
can come from behind the counter and personally assist anyone. Or, if appropriate, a staff
member can take a person's paperwork or payment to the necessary window."
"Home school student called seeking job shadowing opportunity with marine biologist. He
was offered an opportunity to join a sample collecting trip at Hetch Hetchy reservoir. When
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he mentioned access issues, we jointly determined that HH Reservoir was not feasible but
that a similar trip to Cherry Reservoir would work for him."
On the other hand, the City has a relatively weak infrastructure of ADA policies and
procedures, and almost no disability training program to speak of. Indeed, there are no
City-wide programmatic or communication access policies or procedures, and communication
equipment is inconsistently used and irregularly maintained. Though some individual
departments have adopted ADA policies and/or procedures, they are the exception rather
than the rule. Consequently, accessibility is highly variable and often depends on
factors as unreliable as the mood and disability awareness of the employee
providing service.
Overall, the Self-Evaluation clearly revealed that San Francisco is only partially in compliance
with the ADA's programmatic and communication access requirements. Noteworthy statistical
results include:
* Less than 50% of program managers reported that they allow modifications of their
program policies, procedures or practices-a basic programmatic access requirement.
* 49% of programs have no known means of communicating by telephone with people who
have hearing or speech impairments (i.e., neither have a TTY, nor use the California Relay
Service).
* Only 21% of respondents reported that they notify members of the public of their right to
request modifications of policies and procedures, and only 35% notify the public of their
right to request alternative formats and auxiliary aids-also basic requirements.
* Over 50% of the programs in the City do not have an ADA Grievance Procedure-another
basic requirement.
* Over 50% of the people investigating and resolving ADA grievances receive no training in
the requirements that have allegedly been violated.
* Only 19% of programs that contract programs and services to third-party agencies train
their program officers and contract monitors how to recognize programmatic and
communication access barriers.
The Recommendations
In general, the most significant thing that San Francisco can do to achieve barrier-free
access is to renew its commitment to providing programs and services that benefit all
qualified individuals, including people with disabilities. Though this may sound simple, in
practice it will mean making a relatively major shift, from thinking about the participation of
people with disabilities in City programs and services as exceptional (or, as is often the case,
not thinking about their participation at all), to assuming their participation and designing
programs, policies and practices accordingly. As a result, in a truly accessible San
Francisco, service delivery would be characterized by flexibility and individual
attention rather than rigid adherence to official policies and procedures; access
efforts would emphasize the barrier-free design of services, spaces, forms, policies,
procedures and practices rather than barrier-removal; and disability training for City
employees would be considered fundamental and necessary (and thus a standing item in the
City budget), as opposed to ideal but not always possible. With the amount of goodwill
demonstrated in the Self-Evaluation Survey responses, as well as the dedicated leadership of
the Mayor's Office on Disability, San Francisco is in a good position to make this shift.
More specifically, Toward Unobstructed Access contains two sets of recommendations. The
first is comprised of steps that the City must take in order to be able to comply with the law.
Examples of these include:
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as the letter. To do this, it sought comments from members of the public and administered a
comprehensive survey to over 400 program managers. This process generated an
unprecedented picture of the City's accessibility, a compilation of the two perspectives that
matter most: that of the people trying to gain access and that of the people charged with
ensuring it.
In presenting this picture, Toward Unobstructed Access aims to be similarly complete and
practical.
THE STRUCTURE
Where the public forums were structured according to the way members of the public
experience public service, and the survey was organized according to the way City
employees experience public contact, Toward Unobstructed Access is organized according to
the way the City might approach the work of ensuring that its programs are as accessible as
possible. Primarily, it divides the concept of access into two parts-"infrastructure" and
"practice"-where infrastructure refers to the systems, policies, procedures, equipment and
resources that make access possible, and practice refers to the attitudes, behaviors,
knowledge and sensitivity of the people providing service. Both of these parts are essential,
because the best infrastructure in the world will not ensure equal access if, in their practices,
employees are creating barriers. Likewise, the absence of an infrastructure will leave even
the best-intentioned employees hampered in their efforts to ensure access.
Therefore, the bulk of the report's recommendations are contained in the sections entitled
"Infrastructure" and "Practice." Between these two sections are two "spotlight" sections,
which look closely at specific aspects of access. The first, "Spotlight 1: Intensive Programs,"
looks at the Self-Evaluation results having to do with a particular set of City programs-
programs that provide critical services such as health care, shelter, employment and mental
health treatment. Called "intensive" both because of the intensive contact they have with
members of the public and because of the critical nature of the services they provide, these
programs received special attention because they tend to have a higher than average
number of access barriers and serve a higher than average number of people with
disabilities. "Spotlight 2: 5 Common Barriers," describes the results and recommendations
relevant to five barriers that are common to all public programs. For convenience, each
section and subsection of the report closes with a "To-Do List" that highlights the
steps that the City must take in order to comply with the ADA and move toward
truly unobstructed access.
[Photo of Mayor's Disability Council Member Elizabeth Grigsby]
INFRASTRUCTURE
The Elements of Infrastructure
A City cannot have truly accessible programs and communications without an integrated,
thoughtfully-designed infrastructure that includes policies and procedures, well-functioning
equipment, proper financial support and accountability systems. Generally speaking, policies
and procedures bring necessary consistency and clarity to the delivery of services;
well-functioning, well-maintained, well-integrated communication technology and equipment
ensures minimum delays in removing access barriers; financial support ensures that
employees have what they need to provide the individual service that is critical to
programmatic and communication access; and accountability systems encourage continuous
improvement. More specifically, a complete infrastructure includes:
* ADA Coordinators.
* A standard ADA Rights Notice.
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know the name of their ADA Coordinator, do not know what he/she is responsible
for, or both. Also, the survey demonstrated that not all ADA Coordinators are responsible
for ensuring programmatic or communication access (as opposed to employment and/or
architectural access). Indeed, only 62% were said to be responsible for programmatic access
issues and 66% for communication access.
With regard to the training that ADA Coordinators receive, the survey revealed that many
are not receiving even the minimum necessary to handle grievances. When asked, "Do staff
members who make decisions on grievances receive training in the requirements of federal
and state disability rights laws?" only 46% of respondents said yes. Additionally, the
Self-Evaluation revealed that the majority of ADA Coordinators have full-time jobs in
addition to their ADA duties, which suggests that they must somehow squeeze what are
significant responsibilities into an already heavy workload.
THE RECOMMENDATIONS
San Francisco has in place nearly everything it needs to meet the ADA Coordinator
requirements of the law. At present, only eleven departments have not appointed an ADA
Coordinator, and of these, four are very small commissions, which, with relative ease, could
appoint someone who would then receive assistance from the Mayor's Office on Disability.
Given this strong foundation, San Francisco need take only a few steps to achieve true
accessibility. First, the Department of Human Resources should be charged with developing a
job description and list of minimum qualifications required for ADA Coordinators, as well as
criteria to be integrated into regular performance evaluations. Second, San Francisco should
ensure that every program with more than fifty employees has, in fact, appointed an ADA
Coordinator. Third, San Francisco must adopt a rule for small departments: will they be
expected to designate an ADA Coordinator, regardless of their size, or will their be some
other arrangement? Fourth, and perhaps most important, San Francisco must improve the
training that ADA Coordinators receive, and provide them with adequate support. Any
employee who is designated an ADA Coordinator must receive thorough training in federal
and state disability laws, as well as education about disabilities and the barriers that prevent
full participation in public programs by people with disabilities. Along with this training, ADA
Coordinators must receive support. Being an ADA Coordinator, especially in programs that
have significant contact with the public, is no small duty to be tacked onto an already
overworked employee. The ADA Coordinator must be free enough to be proactive about
ensuring accessibility, to provide training, assistance and advice to employees within their
department, and to investigate and resolve grievances fairly and promptly. Also, since it is
likely that the majority of people serving as ADA Coordinators will not be experts, and the
range of issues that they will be expected to address will be very broad, the ADA Coordinator
must have access to people who have expert knowledge of the law and of methods of
ensuring access.
Additionally, there must be clarification and subsequent education within departments and
programs about the role of the ADA Coordinator. This may be resolved with a clear job
description, but beyond this, because survey responses demonstrated so clearly how many
employees are uncertain both about whether their department has an ADA Coordinator and
about the specifics of their ADA Coordinator's responsibilities, San Francisco must establish
some way of informing employees of the duties of the ADA Coordinator and the resources
that he or she can provide.
Finally, the City should also clarify the relationship between ADA Coordinators and the
Mayor's Office on Disability, with the distribution of responsibilities of each receiving
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providing notice, the overwhelming majority reported that members of the public were
notified of their rights through a "Verbal explanation at service window," and this, combined
with descriptions of the "procedure," suggested that in most cases, notification is happening
informally, i.e., after a member of the public has come up against a barrier.
Generally, program managers seemed to be working with the assumption that "anyone who
needs help will ask for it," and therefore, that providing notice is not necessary. Yet, as
shown in Chart 1, this is simply not true. Consider requests for modifications: Program
managers were asked how often they receive requests for modifications each year, and
"never" was one of the options. Of those programs that notify members of the public of their
rights, only 17% said they never receive requests. In contrast, 38% of program managers
working in programs that do not notify said they never receive requests.
Chart 1: Effects of (Not) Providing Notice
A similar response came when program managers were asked how often they receive
grievances in a year. Again, "never" was one of the choices. Of those programs that notify
the public of their right to file grievances, 26% said they never receive grievances. In
contrast, 50% of program managers that do not notify the public said they never receive
grievances. Moreover, program managers working in programs that don't notify the public
were far more likely to skip the question about frequency altogether, which suggests that
the number of them that are not receiving any grievances is higher than it appears. These
results illustrate a common sense, but important point: If you do not let people know they
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can ask for an accommodation, they are less likely to ask, and thus, less likely to get what
they need. Similarly, if you do not let people know that they can file a grievance, they won't,
and the problem either won't be corrected, or will only be corrected after the person resorts
to an external resolution via a lawsuit.
THE RECOMMENDATIONS
San Francisco must develop a standard ADA Rights Notice that is adaptable for use by
individual departments and programs. The notice should include:
* San Francisco's/department's commitment to complying with federal and state disability
laws.
* A statement of an individual's right to reasonable modifications of policies and procedures.
* A statement of an individual's right to alternative formats and auxiliary aids and services.
* A statement of an individual's right to file a grievance alleging violations of federal/state
disability rights laws.
* Information about how an individual might exercise his/her rights (i.e., name of person to
contact about modifications, alternative formats and auxiliary aids; information about how
they should be contacted; information about the process for filing grievances; etc.).
Ideally, the notice would also include a statement indicating San Francisco's commitment to
providing a prompt and courteous response to any request or grievance.
Once the standard ADA Rights Notice is developed, San Francisco must distribute it to all
departments along with guidelines for informing employees about the Notice's purpose, its
application to City programs and their obligations as City employees. Departments should
also be provided with guidelines for posting the Notice in program offices and incorporating it
into program materials. As with all communications, the ADA Rights Notice must be
presented in clear, straightforward language, and legal and bureaucratic idioms should be
avoided. Also, the Notice must be available in a variety of formats, so as to be accessible to
persons with visual, hearing, cognitive and other disabilities. It would also be good to have
the Notice reviewed by a panel of people with disabilities before it is distributed to
departments.
Finally, San Francisco should develop a process for monitoring the effectiveness of its efforts
to comply with this regulation and for making improvements whenever necessary.
To Do List - ADA Rights Notice
* Develop clear and complete ADA Rights Notice.
* Distribute the Notice to all departments along with guidelines for posting/incorporating
notice into program materials in such a way that ensures communication access.
* Inform all employees who have contact with the public about the purpose of the notice, its
applications and their obligations.
* Establish a process for monitoring the effectiveness of the Notice and make improvements
as needed.
Also recommended:
* Have Notice reviewed by people with disabilities before finalized.
* Include a statement of intent to provide prompt and courteous response to all requests
and grievances.
Element 3: Reasonable Modifications
THE LAW
Under the ADA, public entities are required to "make reasonable modifications in policies,
practices, or procedures when the modifications are necessary to avoid discrimination on the
basis of disability." They are required to do so in every situation, unless they can
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demonstrate "that making the modifications would fundamentally alter the nature of the
service, program, or activity." [28 CFR Part 35 §35.130(7)] Beyond this, the law says no
more. Indeed, the ADA reasonable modification requirement is intentionally general, placing
the burden on public programs to be flexible, rather than on people with disabilities to
conform to unnecessarily rigid and discriminatory rules.
The reasonable modification requirement is perhaps the most important element of a
programmatic access infrastructure. This is so because the Reasonable Modification Policy is
the policy that says every policy, every procedure, and every practice is modifiable. It is the
policy that says if you are qualified to participate in this program or receive this service, we
will do whatever is reasonable to ensure that you receive as effective a service as any other
qualified individual. It is the requirement of the ADA that demands a combination of
flexibility, patience and creativity, without which a program cannot be fully accessible.
THE RESULTS
Because of the variable and often informal actions (or inactions) that constitute "reasonable
modifications," it is extremely difficult to achieve a hard and fast conclusion about
compliance with the reasonable modification requirement. Not only do many modifications go
unrecorded, but also, it is impossible to determine the number of reasonable modifications
that are never requested, and almost equally difficult to determine the number that are
refused. Still, judging from the data that was generated by the Self-Evaluation, it can safely
be said that San Francisco is unevenly compliant. On the one hand, as stated earlier in the
report, there is significant goodwill among employees, and indeed there are some
departments that appear to have integrated a sort of reasonable modification "attitude" into
their general approach to service-delivery. On the other hand, there is a very little in the
way of a consistent City-wide policy or approach.
Consider, for example, that only 49% of program managers reported that they allow
modifications of their program policies, procedures or practices. This is less than half
of all programs surveyed-a number that would be unimaginable if San Francisco had an
official reasonable modifications policy that was well distributed and explained to employees.
Furthermore, other responses indicated that program managers were not at all familiar with
the term "reasonable modifications," and when asked about how staff members are informed
about how to handle modification requests, program managers overwhelmingly said "by
word of mouth/experience," as opposed to "employee handbook," "training," and "other
documented procedure." All of these data suggest that employees are not receiving
adequate training and information about their obligations.
The fact that programs are not notifying the public of their right to reasonable modification is
also a problem. As discussed above, the lack of a standard ADA Rights Notice has real
consequences. As illustrated in Chart 1, programs that notify members of the public of their
right to reasonable modifications receive far more requests for modifications than programs
that do not. Yet only 21% of all program managers reported that their program notifies the
public about their right to reasonable modifications.
On the other hand, anecdotal responses to survey questions suggest that modifications of all
sorts are being made on a regular basis. They range from the very straightforward to the
somewhat more involved, for example:
"We'll do things by phone that policy says must be done in person. (Police, Central Station)"
"Flexible hours have been arranged for people with immune disorders. Requirements to come
to the office with personal identification have been waived for known individuals who have
mobility impairments. (Ethics Commission)"
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"Home school student called seeking job shadowing opportunity with marine biologist. He
was offered an opportunity to join a sample collecting trip at Hetch Hetchy reservoir. When
he mentioned access issues, we jointly determined that HH Reservoir was not feasible but
that a similar trip to Cherry Reservoir would work for him. (Hetch Hetchy)"
With regard to comments made at the public forums, the overriding message echoed the
conclusions drawn from the survey data: some people and some departments are making
good efforts to create access, but on the whole, many barriers remain.
THE RECOMMENDATIONS
San Francisco must develop a Reasonable Modifications Policy that is adaptable for use by
individual departments and programs. Without such a policy, the City will not be doing even
the minimum to communicate its commitment to creating unobstructed access. Also, the City
will practically guarantee continued inconsistency and the existence of access barriers.
At the same time, the City should take steps to encourage a shift in the attitudes of
employees who have contact with the public, from one that is oriented toward removing
barriers that come up, to one oriented toward avoiding the creation of barriers in the first
place. Though the difference between the two may appear subtle, their long-term effects
especially are quite different. Where the former forces people with disabilities to identify
themselves as different and in need of accommodations, the latter forces the City to work on
becoming barrier-free. Based on an assumption that people with disabilities will participate in
all City programs and services, the latter attitude would prioritize the achievement of
standard goals over adherence to standard operating procedures. It would the render the
needs of people with disabilities as no more or less unusual than other factors that are
considered when designing methods of service-delivery. For example, consider the way that,
over the past decade, programs have integrated internet technology into their normal ways
of doing service. Today, members of the public can access program information, apply for
programs and submit queries using the internet where before they had to call or come
personally to the program. This was done because programs recognized consumers' needs
for convenience, and saw that they could meet these needs without altering a program's
goals. So would it be in programs that assumed participation by people with disabilities-their
needs and preferences would be factored into decisions just like the needs and preferences
of other members of the public.
With regard to the need for a reasonable modifications request procedure, it is recommended
that there not be a formal procedure for receiving and responding to requests. However, if it
is decided that a procedure is needed for handling certain requests-for example, it may be
necessary to have a procedure for handling requests for communication aids and services
that are not provided in house-the procedure should be as simple and straightforward as
possible, allowing for flexibility and involving as few steps and individuals as possible.
Once a policy is developed, it should be incorporated into the standard ADA Rights Notice, so
that members of the public may be informed not only of the rights guaranteed to them by
law, but of the nature of the City's commitment to upholding those rights.
Finally, it is important that, regardless of the policy it adopts, San Francisco adopt methods
for continuously monitoring its accessibility and for improving access when necessary.
To Do List - Reasonable Modifications
Develop a Reasonable Modifications Policy adaptable for use by individual
departments and programs.
(If needed) Develop a simple and straightforward procedure for handling any
requests that require follow-through.
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Incorporate information about the policy and procedure into the standard ADA
Rights Notice.
Establish a process for monitoring the provision of reasonable modifications and
making improvements as needed.
Also recommended:
Consider developing a "barrier-free access" policy or some other goal-focused policy.
Element 4: Effective Communication
THE LAW
[Day in, day out, public programs provide and receive information that is essential
to the delivery of services. But not all methods of communication are equally
accessible to everyone.]
The effective communication requirement of the ADA is targeted largely at barriers faced by
people with sensory impairments. Essentially a requirement to reasonably modify the way
information is communicated, what distinguishes the effective communication requirement
from the general reasonable modification requirement is the specificity of the modifications it
mandates:
For people with vision impairments: written materials must be provided/accepted in large
print, auditory or tactile (Brailled) form.
For people with hearing impairments: oral communication must be provided/accepted in
visual or amplified aural form.
For people with speech impairments: oral communication must either be provided/accepted
in written form, or the person must be allowed sufficient time to communicate whatever
must be communicated.
That said, it is important to note that the effective communication requirement applies to all
communications, and it requires programs to do whatever is necessary to ensure that their
communications are accessible to all people with disabilities, including people with cognitive
disabilities, developmental disabilities, memory disabilities, brain injuries that result in
confusion, various psychiatric disabilities, and others. [28 CFR Part 35 §35.160(a)]
When it comes to basic communications, accessibility often can be created on the spot. For
example, to explain written instructions to individuals who have vision impairments,
employees can simply read the instructions out loud. Indeed, in many basic transactions,
such as paying bills or filing applications, communications provided through such simple
methods will be as effective as the communications provided to other individuals in similar
transactions. However, in situations that involve extensive, complex, or very significant
communication, such as in a hospital emergency room or in court proceedings, creating
access may require the use of a communication device or a person with expertise in a certain
form of communication, such as an American Sign Language interpreter. These devices and
experts are referred to as "auxiliary aids and services," and under the ADA, programs are
required to furnish them whenever their use will create equal access. [28 CFR Part 35
§35.160(b)(1)] Table 1 contains a list of commonly used auxiliary aids and services.
Table 1: Impairments, Barriers and Auxiliary Aids and Services
Vision Impairment --
Barrier: Visual communications, e.g., print materials, presentations, displays and exhibits,
RV broadcast, Signage
Auxiliary Aid or Service: Qualified readers, taped texts, audio recordings, Brailled
materials, large print materials, materials on floppy disc/CD, and assistance in locating items
Hearing Impairment --
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San Francisco should also develop standard language to be included on all City-sponsored
materials, such as "To request this document/video/etc in another format contact..."
Additionally, the City should consider developing "effective communications guidelines"
similar to those described in Table 2, for City employees to use when developing and
producing City-sponsored communications.
Table 2: Guide to Communication Types and Barrier - Removing Steps
Communication Type: General Communications
Barrier - Removing Step: Information must be presented in clear, straight-forward
language, avoiding legal and bureaucratic idioms, and published in a variety of formats.
Communication Type: Static/long term written materials (i.e., not often changed)
Barrier - Removing Step: Keep a supply of large-print and Brailled copies of materials that
are not frequently updated.
Communication Type: Temporary written materials
Barrier - Removing Step: Establish a process for producing "temporary", or frequently
updated written materials in alternative formats as quickly as possible (maximum acceptable
delay 72 hours).
Communication Type: Orally delivered materials
Barrier - Removing Step: Establish a process for transcribing oral materials into
appropriate written formats as quickly as possible (maximum acceptable delay 72 hours).
Communication Type: Broadcasts, videos, movies for public consumption
Barrier - Removing Step: All television and video broadcasts should be captioned.
Communication Type: Public meetings and hearings
Barrier - Removing Step: Provide large-format written materials and Assistive listening
devices. Depending on size of audience and significance of content, consider also providing
ASL interpreters and / or real-time captioning.
Additionally, San Francisco may wish to develop a review process, whereby the Mayor's
Office on Disability or some other knowledgeable body reviews major communications
intended for public consumption before they are produced. If not, communications should be
reviewed at the program level. Regardless of the model chosen, the following types of
communications should be reviewed for accessibility:
* Basic information about programs, services offered and ways to access services.
* All notices about policies and procedures.
* All flyers and signs about locations of meetings, public toilets, emergency exits, etc.
* All television and video broadcasts.
* All presentations, meetings and hearings that involve the public.
* Exhibits and displays.
* Methods of notifying people in waiting rooms when it is their turn.
* Methods of notifying people of changes in services or impending service terminations.
* All website and electronically-conveyed material.
Finally, San Francisco should develop a process for monitoring the effectiveness of its
communications, and for making improvements whenever necessary.
TO DO LIST - EFFECTIVE COMMUNICATION
* Develop an Effective Communication Policy and procedure for requesting
auxiliary aids and services; incorporate into the standard ADA Rights Notice.
* Develop standard language about availability of materials in alternative formats
for inclusion in all City-sponsored communications.
* Develop contracts for maintaining communication equipment and accessing
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expert providers of auxiliary aids and services on an as-needed basis; provide City
employees with descriptions and contact information.
* Train employees in effective communication.
* Establish a process for monitoring effectiveness of communications and making
improvements when needed.
Also recommended:
Develop "accessible communications" guide for all City-sponsored communications.
Establish communications review process.
Element 5: Accessible Telephone Communication
THE LAW
Under the ADA, programs that communicate with the public by telephone are required to
also use an equally effective system for communicating with people who have hearing or
speech impairments. [28 CFR Part 35 §35.161] This applies to incoming as well as outgoing
calls, which means that if a program has a practice of allowing members of the public to use
its phones to make outgoing calls-for example, to track down required documentation-it
must provide an equally effective alternative to members of the public with hearing or
speech disabilities.
The most common device used to create telecommunications access is a teletype machine
(TTY), which is a device that allows a user to send typed messages over standard telephone
lines. Additionally, the state of California operates a free public service, called the California
Relay Service (CRS), which connects a person using a TTY to a person using a standard
telephone via a third party that also uses a TTY. There is also a new service through which a
caller can connect to a third party via a video screen and thus communicate in sign
language. However, because of the involvement of a third party, the CRS and the newer
video relay services are only "equally effective" in circumstances in which privacy is not a
concern. Therefore, people with hearing and speech disabilities often prefer direct TTY
communication over communication by other means.
[Often, TTYs are preferred over relay services, because of the privacy they afford.]
* Obviously, the California Relay Service and other relay services are only useful if staff are
familiar with how they work. Similarly, a TTY is accessible if:It has a dedicated phone line.
* The TTY number is advertised as broadly as the number for the standard phone.
* It has an answering machine.
* It is answered by a person who is both proficient in using a TTY and knowledgeable about
the program called.
Another barrier to effective telephone communication has arisen with the proliferation of
automated phone and voicemail systems. Very often, when there is silence on the line, these
systems are programmed to disconnect. This is a problem, especially for people using relay
services and people with speech disabilities, because moments of silence sometimes occur
either while information is being transmitted to the relay service, or while people with speech
impairments are trying to speak.
THE RESULTS
The Self-Evaluation revealed that, as far as telecommunications are concerned, the majority
of programs are inaccessible to people with hearing or speech impairments. In the first
place, the survey revealed that 22 departments-not programs but entire departments-do not
have a single TTY. Though some program managers working in these departments reported
that they use the California Relay Service, 49% did not, which means that 49% of all
programs have no known means of communicating by telephone with people who
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extended silences.
To Do List - Telephone Communication
* Establish a rule for circumstances in which a TTY is required vs. those in which CRS or
other relay service is sufficient (taking into consideration outgoing calls as well as incoming).
* Conduct inventory, purchase needed TTYs and furnish them with dedicated telephone lines
and (where needed) answering machines.
* Train employees to use system they are expected to use.
* Develop standards for advertising TTY numbers.
* Set automated phone and voicemail systems not to disconnect immediately when there is
silence on the line.
* Establish a process for monitoring and improving quality of equipment and staff ability to
handle calls.
Element 6: ADA Grievance Procedure
THE LAW
No matter how effective an access infrastructure or practices may be, there will always be a
chance that problems will occur. Therefore, the ADA requires public entities to adopt
"procedures providing for prompt and equitable resolution of complaints alleging" violations
of the ADA, or, in other words, an ADA Grievance Procedure. [28 CFR Part 35 §35.107(b)]
Beyond the fact that having a grievance procedure is required by law, there are at least two
reasons why having one is important. First, a fair and easy-to-use grievance procedure
ensures that disability barriers are addressed and removed. Second, a fair and
easy-to-use grievance procedure can significantly reduce the likelihood that members of the
public will become frustrated to the point of filing a formal, costly lawsuit.
In order for a grievance procedure to work, programs must not only adopt a procedure; they
must also inform members of the public about how they can access it; educate their
employees about its purpose and benefits; and designate (and train) at least one employee
to investigate grievances and ensure that they are fairly resolved.
THE RESULTS
The public forums and survey data indicate that, when it comes to the existence of grievance
procedures, notification about grievance procedures, and the training received by the people
who are responsible for investigating and resolving grievances, San Francisco is inconsistent.
Existence of grievance procedures: Half of the programs (52%) in the City do not have
a grievance procedure. Furthermore, the way that many program managers described the
procedures they have in place suggested that the term "procedure" was fairly loosely used.
For example, at least half of the program managers described a first step but said nothing
about what happens after a complaint is filed, as in: "Anyone can file a written complaint to
the division manager and they can also file a complaint through our public service division."
On the other hand, about half of the program managers who reported having a grievance
procedure (about 20% of all program managers surveyed) described fairly complete
procedures, as with this one: "Any grievance is directed to the Access Coordinator who
reviews said grievance, has the authority to resolve or make a recommendation and finally,
responds to the grievant."
Notification: Results for notification also indicate a need for improvement: forty-one percent
(41%) of programs that have a grievance procedure do not notify the public about it. Also,
the most frequently chosen response for how the public is notified about the grievance
procedure was "Verbal explanation at service window," a method which is less than adequate
because it places a burden of inquiry on members of the public and leaves the explanation
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* Produce a clear and concise description of the Grievance Procedure in a variety of formats.
* Educate customer-service staff and ADA Coordinators about their roles and responsibilities
in the Grievance Procedure.
* Establish a process for monitoring the effectiveness of the Grievance Procedure and making
improvements as needed.
...also recommended
Involve representatives of the Mayor's Office on Disability, ADA Coordinators, customer-
service staff and people with disabilities in the development of Grievance Procedure.
[Photo of woman dressed in a red jacket]
Element 7: Contracting
THE LAW
A significant percentage of San Francisco's programs and services are provided through
contractual arrangements with third-party organizations (in fiscal 2002-2003 alone the City
awarded upwards of $600 million in contracts). This is particularly true of programs and
services that fall under the purview of the Department of Public Health and the Department
of Human Services. For example, many mental health services, substance abuse treatment
programs, supportive housing and employment readiness programs are operated by
third-party agencies. Because they receive City funds to provide City programs and services,
these organizations are bound by the regulations contained in the ADA. As the contracting
entity, San Francisco is required to ensure that these organizations comply with these
regulations. [28 CFR Part 35 §35.130(b)(1)]
The Self-Evaluation Survey therefore included a section on contracting, which was comprised
of three series of questions: one about criteria used to evaluate proposals, one about criteria
used by contract monitors to evaluate existing contracts, and one about the disability
training provided to CCSF program officers and contract monitors.
[Organizations that receive City funds to provide service to the public on the City's behalf
are bound by the regulations contained in Title II of the ADA.]
THE RESULTS
The Self-Evaluation revealed clearly that San Francisco has not integrated accessibility
criteria into either proposal review or contract monitoring. Of all the criteria asked
about-ranging from "training of contractor's staff in serving people with disabilities" to
"whether contractor has a grievance procedure"-none was chosen by a majority of program
managers, and most "yes" answers hovered around 15-25%. Interestingly, the criteria
chosen by the largest number of program managers (42%) was "potential contractor's
history of providing service to people with disabilities"; yet, only 19% of program managers
reported that their contract monitors and program officers are trained how to recognize
programmatic and communication access barriers.
THE RECOMMENDATIONS
To ensure compliance with ADA regulations by all organizations that provide services to the
public on its behalf, San Francisco must integrate programmatic, communications and
architectural access criteria into proposal review criteria, standard contracts and criteria used
in monitoring existing contracts. At a minimum, San Francisco should hold both potential and
existing contractors responsible for:
* Adopting and publicizing a standard ADA Rights Notice that includes information about an
individual's right to request reasonable modifications, request alternative formats and
auxiliary aids, and file grievances.
* Adopting San Francisco's ADA Grievance Procedure or its equivalent.
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* Responding promptly and fairly to requests for reasonable modifications, requests for
auxiliary aids and services, and grievances.
* Ensuring that their employees receive basic disability rights and disability awareness
training.
However, to better ensure access, San Francisco could integrate more specific criteria into its
standard review processes, including, for evaluating proposals:
* Contractor's history of providing service to people with disabilities.
* Training of contractor's staff in serving people with disabilities.
* Contractor's ability to modify services to accommodate people with disabilities.
* Contractor's ability to provide written materials in alternative formats.
* Contractor's experience using auxiliary aids or services.
* Contractor's ability to provide transportation to people with disabilities (if applicable).
* Whether a contractor has a written grievance procedure.
and, for evaluating existing contracts:
* Whether contractor notifies the public about how to request modifications or
accommodations.
* Training of contractor's staff in serving people with disabilities.
* Contractor's record of accommodating people with disabilities.
* Contractor's record of using auxiliary aids and services.
* Contractor's record of providing transportation to people with disabilities (if applicable).
* Whether the contractor has designated staff who are trained in resolving grievances.
* Contractor's record of receiving and resolving grievances.
* Whether an individual can get on a waiting list (or participate in a lottery type selection
process) through means other than standing in line (if appropriate).
To clearly communicate a commitment to creating truly unobstructed access, San Francisco
could also adopt a policy of awarding more points to potential contractors whose proposals
go beyond the minimum criteria in demonstrating the accessibility of their services. It is also
strongly recommended that San Francisco consider establishing consequences, such as
contract termination, for noncompliance with the ADA by existing contractors.
San Francisco must also educate the people who develop, review and monitor contracts, so
that these employees understand the requirements of the ADA and their application to
services provided through contractual arrangements. Moreover, these employees should be
trained how to identify access barriers and help organizations remove them.
San Francisco should also make funds available to contractors for providing accommodations.
This is important because many accommodations can be costly and overly-burdensome for
social service organizations working with tight budgets. Also, because of the significant
impact that contractors have on members of the public, and because many of the policies
and procedures will be unique to the City, San Francisco should consider making its
standard ADA training available to the employees of its contractors. Only in this way
can the City ensure that these employees, too, are well-informed about ADA regulations, San
Francisco's ADA policies and procedures, the ways that the regulations, policies and
procedures apply to their program activities, the wide range of disabilities that exist, and the
various barriers created by policies, procedures and practices.
Finally, San Francisco should develop a process for monitoring the effectiveness of its
contracting criteria, and for making improvements whenever necessary.
To Do List - Contracting
* Integrate basic access criteria into standard contracts and proposal/existing contract
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reviews.
* Educate City employees involved in contracting about ADA regulations and their
applications; train them how to identify access barriers and help contractors remove them.
* Establish a process for monitoring the effectiveness of contracting criteria and making
improvements as needed.
Also recommended:
* Adopt more extensive criteria for evaluating proposals and existing contracts.
* Adopt a policy of rewarding potential contractors that go beyond minimum accessibility
requirements in their proposals and sanctioning contractors that violate the ADA.
* Make funds available to contractors for providing costly accommodations.
* Make the City's ADA Training available to employees of contracting agencies.
Element 8: Purchasing
THE LAW
The purchasing element of the access infrastructure is commonly overlooked, since the actual
act of purchasing it is at least one step removed from the point of contact with the public.
The people who are responsible for purchasing medical exam tables for example, are not the
same people who are responsible for helping people up onto them. But inaccessible exam
tables, like inaccessible information kiosks, computer workstations and voting equipment-to
name just a few of the systems and equipment that San Francisco purchases for use by the
public-are programmatic access barriers plain and simple, so long as they:
* exclude qualified people with disabilities from participation in a public entity's programs or
services, or
* deny them the benefits of a public entity's services, programs or activities, or
* afford them an opportunity to participate in or benefit from an aid, benefit or service that
is not equal to that afforded others, or
* provide them with an aid, benefit or service that is not as effective in affording an equal
opportunity to attain the same result, gain the same benefit or reach the same level of
achievement as that afforded to others, or
* unnecessarily provide them with different or separate aids, benefits, or services to than
those provided to others. [28 CFR Part 35 §35.130(a) and (b)(1)(i),(ii),(iii),(iv)]
Therefore, every time a public entity intends to purchase a system or piece of equipment for
public use, it must consider its accessibility to people with disabilities. This means
incorporating access criteria into the criteria used for product research, into Requests For
Proposals (RFPs), and into criteria used in reviewing bids and quotes. It also means
educating those employees with purchasing responsibilities about disabilities and access
barriers, and encouraging them to seek out resources that can help them identify the most
accessible systems and equipment available.
As with other elements of an infrastructure, there are reasons to develop a strong purchasing
element that go beyond compliance with the law. One of the most compelling reasons is
that, with the power of the purse, San Francisco can promote innovation. Last year alone,
San Francisco spent over $200 million on purchases, no small amount of which went to
equipment and systems intended for public use. If, in making its purchases, San Francisco
challenges manufacturers to make their products as accessible as technology will allow,
manufacturers will respond, and everyone will benefit.
[Using the power of the purse, San Francisco can promote innovation.]
THE RESULTS
San Francisco's purchasing protocols do not include the consideration of programmatic and
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THE RECOMMENDATIONS
One must only refer back to the examples cited above to demonstrate the great costs of
neglecting to thoroughly consider accessibility before a purchase is made. It is not enough
to simply be willing to research accessible systems and products, or to do so on an
as-needed or as-requested basis. No, in order to comply with the law, San Francisco must
adopt a policy mandating that any systems or equipment purchased for public use
are state-of-the-art in terms of accessibility. To support this policy, the City should
also develop criteria for purchasers to use when evaluating the accessibility of potential
purchases, as well as standard language about accessibility for RFP/Qs and contracts.
San Francisco could go even farther toward ensuring unobstructed access by developing a
centralized process for reviewing intended major purchases. A model for this is the process
that already exists for the review of architectural plans. Also, to encourage creativity in
product development, San Francisco could adopt a policy of awarding extra points to
potential vendors who go beyond the minimum accessibility criteria to develop products that
are as accessible as possible given existing technology.
Once a purchasing policy is developed it must be distributed to employees who have
purchasing responsibilities, and these employees must receive, in addition to the City's
standard ADA training, information and resources specific to the types of purchases they are
likely to make.
Both the purchasing policy and employee training should emphasize that cost is
not a sufficient reason for choosing an inaccessible product over an accessible
one. For one thing, the long-term costs of purchases that invite lawsuits will far outweigh
any short-term savings. For another, the costs of preventing people with disabilities from
enjoying the same privileges, rights, benefits and services of other citizens are immeasurably
large. As the majority of program managers reported that cost is not a barrier, this, too,
should not be a problem for San Francisco.
Finally, San Francisco should develop a process for monitoring the effectiveness of its
purchasing policy and pre-purchase evaluation criteria, as well as for making improvements
whenever necessary.
To Do List - Purchasing
* Establish a purchasing policy and accessibility criteria for use in conducting research,
RFP/Qs and proposal evaluation.
* Educate employees with purchasing responsibilities about access barriers created by
systems and equipment; provide them with information and resources specific to the types
of purchases they are likely to make.
* Establish a process for monitoring the application of the purchasing policy and review
criteria, and for making necessary improvements.
Also recommended
* Develop a pre-purchase review process akin to existing architectural plan review.
* Adopt a policy of awarding additional points to potential vendors that go beyond the
minimum accessibility criteria.
[Photo of man dressed in gray shirt]
SPOTLIGHT ON:
[Intensive Programs]
Introduction
In San Francisco's Self-Evaluation, special attention was paid to what were called "intensive
programs"-programs that provide shelter, health care, employment, food and other public
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benefits, and have long-term, recurring and intensive contact with individual members of the
public. Consumers of these services were specially targeted in the outreach efforts associated
with the public forums, and the Self-Evaluation Survey contained a stand-alone section
directed at managers of intensive programs.
There are three primary reasons why intensive programs were given this special attention.
The first is the typically high number of people with disabilities enrolled in them. Intensive
programs are meant to meet the basic needs of people who would not otherwise be able to
meet them, and the chief reasons that people cannot meet their needs are that they have a
disability that prevents them from doing so, or they cannot afford to do so. Many people
with disabilities have both working against them. Because of discrimination, the limits of
social structures and the limits imposed by disabilities themselves, many people with
disabilities have difficulty securing employment. Thus, many have little or no earned income.
At the same time, the hospital stays, doctors visits, medication and medical equipment
necessitated by many disabilities are expensive. Indeed, it is estimated that over 30% of
people with disabilities live in poverty.
The second reason for looking closely at intensive programs is the critical nature of the
services they provide. Even if there were only a handful of people with disabilities enrolled in
them it would be important, as most people enrolled in intensive programs depend on them
for survival.
A third reason intensive programs were evaluated separately is the typically high number of
barriers encountered by people trying to access to them. Usually, because these programs
provide long-term services at significant cost to the public, a person trying to access them,
and to maintain services once they have been accessed, must overcome a number of
hurdles-filling out forms, turning up for regular appointments, takings tests, etc. Each hurdle
is a potential barrier. To explain by way of example, the United States Department of
Justice's ADA technical assistance manual offers this illustration:
"A county general relief program provides emergency food, shelter, and cash grants to
individuals who can demonstrate their eligibility. The application process, however, is
extremely lengthy and complex. When many individuals with mental disabilities apply for
benefits, they are unable to complete the application process successfully. As a result they
are effectively denied benefits to which they are otherwise entitled. In this case, the county
has an obligation to make reasonable modifications to its application process to ensure that
otherwise eligible individuals are not denied needed benefits. Modifications to the relief
program might include simplifying the application process or providing applicants who have
mental disabilities with individualized assistance to complete the process."
In evaluating intensive programs, the Self-Evaluation Survey considered four points of an
individual's experience in a program-the application process, eligibility criteria, ongoing
requirements, and termination of services. In each of these areas, barriers are common.
Typical barriers include:
Application Process: Long, complicated, confusingly written and designed forms are
a barrier, as are application processes with multiple steps (which can be confusing and
exhausting), and restricted application hours/days (which can be a barrier to people who
have trouble remembering appointments).
Eligibility requirements: Most programs require a person to provide various forms of
documentation (e.g., medical records, birth certificate, other identification). However, such
documentation is often cumbersome to collect, and without assistance, people with
disabilities may fail to meet the requirement. Also, some programs require an applicant to
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demonstrate capacity to complete a specific task or do a specific type of work; yet the
process of determining a person's capacity is vulnerable to stereotyping and judgments
based on assumptions.
Ongoing requirements: Most intensive programs have rules and requirements that
participants must meet in order to continue to remain in the program or receive services.
These requirements can create various barriers, depending on a person's disability. Also,
poor record keeping can result in a person with a long-term disability having to repeatedly
request modifications of policies or procedures.
Termination of services: Termination usually results from rule violations. However,
sometimes rule violations result from the limits imposed by a disability. For example, it
might be standard to terminate service if a client misses an appointment. However, if the
reason the client misses an appointment is disability-related, (she is ill, for example, or in
the hospital at the time of the appointment), terminating this client's service for missing the
appointment would be a violation of her rights under the ADA. Communication access
barriers can also cause problems. For example, a written notice of termination proceedings is
unlikely to be effective in communicating with someone who is blind.
Table 3: Survey Results for Intensive Program Stages
Application Stage: Self Evaluation Survey Results showed 56% have staffed drop-in
hours, 70% have staff to help with applications
Eligibility Criteria: Self Evaluation Survey Results showed some assistance with
tracking down documents provided, 46% allow modifications of eligibility requirements
Ongoing Requirements: Self Evaluation Survey Results showed 36% record
information about client's ongoing need for modification(s), 29% allow modifications of
ongoing program requirements
Termination of Services: Self Evaluation Survey Results showed 43% investigate
whether rule violations are disability-related before terminating service, 79% notify client of
termination potential before actual termination
THE RESULTS
Generally speaking, the Self-Evaluation revealed that San Francisco's intensive programs are
only moderately accessible. For example, only 55% of the program managers who
oversee intensive programs reported that they allow modifications of their
program's policies and procedures. This alone is cause for immediate action.
More specifically, as described in Table 3, responses to questions about the four stages of a
person's experience in a program revealed that throughout any one program, accessibility is
uneven. For example, survey responses revealed that the most common steps taken to
create access are assisting potential clients with completing applications (70% of programs)
and notifying clients of termination risk before actual termination (79%). However, the
survey also revealed that only 46% of programs allow modifications of eligibility
requirements, only 29% allow modifications of ongoing requirements, and only 43%
investigate whether the reasons for rule violations that lead to termination are disability-
related. Also, notwithstanding the good work being done, 30% of programs do not have staff
to help applicants with their applications and 21% do not notify clients of termination risk
before terminating their service-both significant percentages considering what is at stake, as
well as the fact that programs are required by law to take these actions.
At the public forums, there was significant commentary about the inaccessibility of intensive
programs. At least once at each of the six forums a member of the public described barriers
he or she had encountered in trying to access a particular program. At a few of the forums,
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barriers to intensive programs were the only ones discussed. Examples of barriers described
include:
"That the appointment is scheduled so far in the future is a problem in that it makes it
difficult for many people with psychological disabilities to receive services since they may not
have the ability to keep track of the appointment date. If they miss the appointment, the
whole process starts over with the initial intake."
"Her social workers won't deal with her through email only, and she has trouble dealing
one-on-one with people."
Other speakers reported problems such as not being allowed to take required medication
while in jail, difficulty following complicated prescription drug guidelines, having to navigate
complicated automated phone menus rather than talk to a live person directly, and having
drug treatment services terminated because of legal use of medication prescribed to treat
psychiatric disabilities.
[Speakers at public forums reported barriers such as not being allowed to take required
medication while in jail, having to navigate complicated automated phone menus, and
having drug treatment services terminated because of legal use of prescribed medications.]
THE RECOMMENDATIONS
First and foremost, San Francisco must develop a Reasonable Modifications Policy
(Infrastructure Element 3) and ensure that staff and managers of intensive programs both
understand the policy and are prepared to provide reasonable modifications in a timely
manner. Beyond this, programs should evaluate each stage of the client relationship with an
eye toward incorporating the access-creating steps detailed in Table 4. Additionally,
programs could significantly diminish barriers in all four areas by incorporating a "disability
needs assessment" into the intake process. Such an assessment would enable a program to
identify an individual's accommodation needs at the same time other critical information is
gathered, allowing program staff not only to understand the individual more completely, but
also to shape their interactions with the client accordingly and possibly avoid
misunderstandings or service interruptions.
San Francisco should also consider conducting a more in-depth evaluation of the accessibility
of intensive programs than was possible through the City-wide self-evaluation. Such an
evaluation might include reviews of policies, procedures, practices, information systems and
staffing, as well as recommendations for increasing access. Perhaps the most important thing
to examine would be staffing, since accessibility can be dramatically increased by keeping
caseloads small. Yet, staffing is also likely to be the most challenging aspect, as many
programs are already operating under severe staff shortages. Still, it is recommended that
managers at least do the work of developing a staffing model that would ensure access,
since such a model could be used over time to guide staffing and budgeting decisions.
Finally, staff of intensive programs should receive extensive, situation-based
disability training that enables them to recognize both physical and mental disabilities,
and understand the various limits that these disabilities do and do not impose, both so they
do not mistake disability-related behaviors for violations of rules, and so they do not screen
people out of services on the basis of stereotypes or assumptions of limitations. Staff of
intensive programs should also receive legal training so as to be well versed in the
requirements of the ADA and their obligations as City employees working in programs that
provide critical services.
In order to ensure that intensive programs continue to be as accessible as possible, San
Francisco should develop a process for monitoring their accessibility and for making
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timely manner.
* Evaluate each stage of the client relationship with an eye toward removing
barriers/creating access.
* Provide staff of intensive programs with extensive, situation-based disability training.
* Establish process for monitoring the accessibility of intensive programs and making
improvements when needed.
Also recommended:
* Incorporate a disability needs assessment into intake processes, improve record-keeping
and maintain excellence in information sharing among client-service staff.
* Consider conducting a more in-depth evaluation of intensive programs.
PRACTICE
Introduction
As discussed above, building a strong infrastructure involves establishing clear policies and
procedures, and supporting them with adequate resources, equipment and accountability
systems. What is required for developing good practice is training and leadership.
No doubt, the practice element of the access equation is the most elusive. With regard to
infrastructure, the law at least offers a set of basic policies and procedures that every city is
required to have. With regard to just how these policies and procedures should be
implemented however, the law says very little. For example, consider a program that
administers an eligibility exam. Under the reasonable modification requirement, if a person
with a cognitive disability requests more time in which to take the exam, the program is
required to grant him or her more time. But how much more time? To this the law would
say: as much as possible without "fundamentally altering" the program. But how much is
that?
Of course, the law's generality is necessary, since it would be foolhardy to attempt to
regulate every aspect of public service and impossible to address every imaginable access
barrier. But necessary or not, generality can be challenging because it forces individuals to
make judgments, and where there is judgment, there is a potential access barrier. If
employees are well trained-informed and educated about disabilities and about the reasons
behind various policies and procedures-their practices are likely to be good and problems are
less likely to occur. If they are not well trained however, problems are much more likely to
occur. To quote the Department of Justice's ADA manual, "In many cases, lack of training
leads to discriminatory practices, even when the policies in place are nondiscriminatory."
In order to encourage good practices among its employees therefore, the City must provide
thorough, relevant and practical training. It must also provide leadership. If the City's
leaders send a message that disability access is important, both in their words and in their
actions-by adopting intelligent policies for example, and establishing processes for
monitoring accessibility-City employees are much more likely to see ensuring access as just
part of their jobs, and to see providing service to people with disabilities as no different than
providing service to anyone else.
THE RESULTS
Evaluating practices is difficult, because by nature practices are more spontaneous than
planned. Given this, San Francisco employed two methods for capturing information about
practices, the first being to invite members of the public to speak about their experiences,
and the second, to ask managers directly about the practices of employees in their
programs. Generally, what was revealed was that though many City employees are
interested in creating access, and though many bring a significant amount of goodwill to
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their work, the disability training they receive is extremely limited. Consequently,
employees' knowledge of disability-related subjects is extremely limited, and
their everyday practices are more likely to be driven by factors as variable as
mood and time pressure than by good information or a sense of contributing to
the larger goal of creating an accessible city.
An overwhelmingly good sign was the survey completion rate, which was outstanding,
particularly considering the number of programs involved and the length of the survey: of
479 program managers who were contacted, 403 (84%) completed a survey. Moreover,
nearly all program managers completed their survey thoroughly and conscientiously within
the given timeline. All 57 departments were represented in the pool of programs that
completed a survey.
There also was more candid participation than anyone expected, which alone is significant,
since programmatic and communication access depend so much on staff attitudes toward the
basic principles of accommodation. In general, instead of attempting to put a rosy glow on
every answer, program managers admitted that they need assistance and advice. For
example, just over half (56%) of the respondents expressed interest in receiving training,
with most expressing interest in:
* Training in how to work with people with disabilities.
* Resources for alternative formats and auxiliary aids.
* Training in legal requirements.
* Training in providing accommodations.
Furthermore, narrative responses indicated a great deal of interest in the access issues
covered by the survey. For example, one program manager wrote: "Filling out the survey
was really helpful by just raising the awareness of everyone who participated. We look
forward to your advice and training ideas." Another noted,
;
With regard to the training that employees receive, 75% of program managers reported that
members of their staff receive some kind of information about the ADA. However, only 21%
reported that their staff receive both a general overview and "specific information on how
the law applies to the services they provide," while 48% characterized the information as
providing a "general overview." More revealing were answers to the question about
frequency of training. The overwhelming majority gave answers such as "on as-needed
basis," "periodically" and "when new information comes out." Only 20% of program
managers reported that training happens at orientation, and only 13% said it happens
annually. Also, when asked how staff members are informed about how to handle requests
for modification, program managers overwhelmingly chose "by word of mouth/experience,"
over other options, including "employee handbook," "training," and "other documented
procedure." With regard to communication access, training is almost nonexistent: only 17%
of all program managers reported that their staff is trained in using auxiliary aids and
services.
THE RECOMMENDATIONS
Simply put, San Francisco must provide all of its employees with basic disability rights and
disability awareness training. This training should include:
An orientation to the requirements of the ADA and other federal and state disability laws, as
well as to the ways that they apply to San Francisco.
* An orientation to San Francisco's disability access infrastructure, including information
about all City policies and procedures, the meaning and purpose of the ADA Rights notice,
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through contracts, provide services to the public on the City's behalf, should be focused on
the application of ADA regulations to these organizations. Their training should also illustrate
the ways that they can identify access barriers and help organizations remove them.
Training for Employees with Purchasing Responsibilities
Employees with purchasing responsibilities should receive training that emphasizes the
access barriers created by the types of systems and equipment they might purchase.
Training should also provide them with information about resources that can help them
identify the most accessible systems and equipment available. It may be helpful to also
provide purchasers with "cheat sheets" tailored to the sort of purchases they make.
In addition to providing training, San Francisco should consider developing an ADA Manual
as a reference for employees. Ideally, such a manual would include everything from basic
information on disabilities and ADA requirements to resources for auxiliary aids and services.
After all, the more knowledgeable employees are, the less likely they will be to create
barriers, and the more able they will be to remove barriers as they come up.
Finally, San Francisco should also consider making its standard ADA training available to
employees of its contractors, thereby ensuring that these employees, too, are well-informed
about ADA regulations, San Francisco's ADA policies and procedures, the ways that the
regulations, policies and procedures apply to their program activities, the wide range of
disabilities that exist, and the potential barriers that people with such disabilities may
encounter.
To ensure that its training program continues to achieve the highest standards, San
Francisco should develop a process for monitoring the program's effectiveness and for
making improvements whenever necessary.
To Do List - Practice
* Develop training standards, materials and program.
* Provide all employees with basic disability rights training.
* Develop specialized content for ADA Coordinators, customer-service staff, employees of
intensive programs, management-level staff, contracting staff and purchasing staff.
* Establish a process for monitoring the effectiveness of the training program and for making
improvements as needed.
Also recommended:
* Develop an ADA Reference Manual for employees.
* Make the City's ADA Training available to employees of contractors
[Photo of MDC Member Norma Block in her office]
SPOTLIGHT ON: 5 COMMON BARRIERS
Introduction
This section examines five common barriers that result from:
* The unreasonable application of otherwise reasonable rules or policies.
* Inexperience or narrow thinking.
* Action based on stereotypes and assumptions.
These are barriers that are usually well intentioned or innocent enough, but are nonetheless
hurtful and, under the ADA, potentially illegal. For example, consider the act of requiring
people to wait in line. Requiring people to wait in line for service can be an effective way of
imposing order on what might otherwise become chaos, and in itself it is not a barrier.
However, it becomes a barrier when it is applied in such a way as to not account for those
people who, because of their disabilities, cannot wait in lines. To these people, a program
that offers waiting in line as the only way to receive services is an inaccessible program.
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city. Hearing aid dogs alert their owners to common sounds, such as a phone ringing or a
siren blaring. Other animals are trained to recognize the signs that their owner will soon
have a seizure, and can warn the owner to get to a safe place, while still others provide calm
and comfort to people with mental disabilities. The Self-Evaluation Survey therefore asked
program managers whether the facility in which their program is located has a "no animals"
policy, and if so, whether the policy can be modified to allow for service and companion
animals, and whether any staff can make this modification or whether it must be approved
by a designated staff member.
THE RESULTS
Responses to this question suggest near perfect accessibility. Of the 130 program managers
who said that they have a policy that prohibits animals, 100% reported that the policy could
be modified for service and companion animals. However, with regard to approval, only 56%
said that any staff could approve a request for modification of a "no animals" policy, leaving
the remainder to rely on the approval of a designated staff member.
THE RECOMMENDATIONS
Though discriminatory "no animals" policies do not seem to be a problem in San Francisco, to
ensure that they do not become a problem, the City should incorporate information about
service and companion animals into its ADA Training. Employees should be educated about
ways to determine whether an animal is a service or companion animal, and informed about
standards for animal behavior.
[Guide dogs assist people who have visual impairments to move safely through the city.
Hearing aid dogs alert their owners to common sounds, such as a phone ringing or a siren
blaring. Other animals recognize the signs of a seizure coming on, or comfort people with
mental disabilities.]
Guide dogs have visual impairments to move safely through the city. Hearing aid
dogs alert their owners to common sounds, such as a phone ringing or a siren
blaring. Other animals recognize the signs of a seizure coming on, or comfort
people with mental disabilities
3 - "WE'D LIKE TO OFFER YOU A RIDE, BUT..." (INACCESSIBLE TRANSPORTATION)
Because access barriers in public transportation are covered under another part of the ADA,
the Self-Evaluation looked only at transportation provided as a service of public programs.
To be accessible, programs that provide transportation as part of their services must provide
equally effective wheelchair-accessible transportation. [28 CFR Part 35 §35.130(b)(1)(i)(iii)]
THE RESULTS
Survey results suggest that program-provided transportation is a barrier to participation by
people who use wheelchairs. For example, of the 73 programs that provide
transportation, only 48% are providing transportation that is accessible to
wheelchair users. When asked what type of transportation was provided, the majority of
program managers (59%) chose "other," and gave examples of "other" that included Charter
Buses, City-owned ambulances, patrol cars, vans and autos. Other choices included
"mini-van" (chosen by 48% of program managers), and "bus pass/token" (chosen by 42%).
THE RECOMMENDATIONS
Programs that provide transportation that is not wheelchair accessible must take action to
make it so. If the only transportation provided is funding for taking public transportation,
then the burden to provide access to wheelchair users is on the public transportation system,
not the program. However, those programs that are providing transportation through
mini-vans, cars or other vehicles must provide an equally effective wheelchair-accessible
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option. Thus, if they are not currently providing wheelchair accessible vehicles, they need to
upgrade their existing equipment or create equal alternatives.
4 - "We have a program, designed especially for..." (segregation)
A primary goal of the ADA is the equal participation of individuals with disabilities in the
mainstream of American society. As described in the ADA Technical Assistance Manual, the
major principles of mainstreaming are:
* Individuals with disabilities must be integrated to the maximum extent appropriate.
* Separate programs are permitted where necessary to ensure equal opportunity. A separate
program must be appropriate to the particular individual.
* Individuals with disabilities cannot be excluded from the regular program, or required to
accept special services or benefits.
Informed by these principles, the ADA allows for the creation of separate services for people
with disabilities, but prohibits programs from requiring people with disabilities to participate
in these services or excluding them from the standard program. [28 CFR Part 35 §35.130
(b)(2) and (d)] To explain by illustration, the ADA Technical Assistance Manual offers the
following:
"Museums generally do not allow visitors to touch exhibits because handling can cause
damage to the objects. A municipal museum may offer a special tour for individuals with
vision impairments on which they are permitted to touch and handle specific objects on a
limited basis. It cannot, however, exclude a blind person from the standard museum tour."
THE RESULTS
Commentary at public forums and survey results indicated that San Francisco is mostly in
compliance with this regulation. Judging from the survey results, only 18 programs appear to
have components that might invite segregation, and of the 18, 15 reported that people with
disabilities can participate in the standard program if they choose. Of the remaining 3, two
programs are, in their entirety, designed for people with disabilities and there is no standard
program, and one did not provide enough information about the components to make it
possible to determine whether segregation is happening.
THE RECOMMENDATIONS
Because the Self-Evaluation revealed that San Francisco is largely in compliance with this
regulation, little needs to be done immediately. However, it should be noted that, whenever
possible, City employees should prioritize mainstreaming, using creativity and
resourcefulness to find ways of integrating people with disabilities into existing programs
rather than creating new, separate programs. In those cases where separate programs are
created however, people with disabilities must always be given the option of not using them
and participating in the standard program.
5 - "I'm sorry, but we have standards..." (inappropriate application of safety
standards and illegal-drug-use policies)
Though the ADA protects people with disabilities in a wide range of situations, it does not
protect people with disabilities in the following two situations:
1. When participation in a program by a person would be unsafe for the person, staff or
other participants. [28 CFR Part 35 §35.130(b)(8)]
2. When denial is due to behavior that is the result of the current, illegal use of drugs. [28
CFR Part 35 §35.131]
However, in both situations, the law requires that the decision to prohibit an individual's
participation in a program be based on facts, rather than on speculation, stereotypes or
generalizations. Also, with regard to illegal use of drugs, it must be proven that drug use is
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current, as opposed to something the individual did in the past. Because safety standards
and drug use are frequently an issue in programs that meet basic life needs, such as shelter
and housing programs, it is critical that judgments be well-informed, fair and objective.
THE RESULTS
The Self-Evaluation revealed that very few programs have safety requirements and even
fewer have illegal-drug-use rules. However, an indication of a potential barrier came in
responses to a question about how employees working in programs that have safety
standards determine whether a person meets the official safety requirements. Though the
survey presented program managers with several methods from which to choose, the
majority of program managers chose "staff observation" as their only determination method.
This is an unreliable method, especially when used as the sole method, because it opens the
determination process up to exactly what the law prohibits, i.e., judgments based on
speculation, stereotypes and generalizations. The program may thereby wrongfully deny
access to a qualified individual. On the other hand, the majority of program managers who
reported having drug use policies chose at least one other, more reliable and objective
method, in addition to staff observation.
THE RECOMMENDATIONS
Generally speaking, San Francisco must train its employees that any time they wish to
prohibit the participation of an individual with a disability for reasons of safety standards or
illegal drug use they must base their determination on facts. Suitable methods for
determination include:
* Self-reporting by individual.
* Testing.
* Personally observing unsafe behavior or illegal drug use by individual.
* Records check (only for the purposes of verifying a history of unsafe behavior or
completion of drug rehabilitation program).
With regard to safety standards specifically, though there is not a significant problem that
requires immediate City-wide action, it is recommended that all programs that have safety
requirements adopt the following practices:
* Ask all applicants about their ability to do a particular activity safely, so that no one is
singled out.
* If there is an obvious concern about the ability of an individual to do the activity safely,
ask the client to demonstrate how she, staff, and other participants would be safe.
* Programs can rely on records of violence or other hazards presented by the individual, but
the participant should be given the opportunity to demonstrate how the danger is disability
related and how, with correct treatment or medication, it will not be a problem.
Finally, to restate an earlier point, the more disability training City employees receive, the
less likely it is that these sorts of barriers will exist.
To Do List - 5 Common Barriers
* Ensure that all programs that require people to wait for service offer equally effective
alternatives to waiting in line.
* Incorporate information about standards for animal behavior and ways to identify service
and companion animals into basic ADA training.
* Ensure that programs that provide transportation also provide equally effective wheelchair-
accessible transportation.
* Ensure that programs with separate programs for people with disabilities never require
people with disabilities to participate in separate program, and always allow them to
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obviously, it is important because by allocating adequate funding to this project, City leaders
will be conveying the message that creating access is a priority.
Support prompt implementation and ongoing oversight.
City leaders must develop a process and a system for ensuring that the workplan is
implemented on schedule and according to the budget, and that accessibility is maintained
over time. Ideally, this system would somehow involve representatives of the parties in the
City that are most affected by the work, including the Mayor's Office on Disability, directors
of individual departments, ADA Coordinators, employees who have contact with the public,
and members of the public who have disabilities.
Getting Off To A Good Start
(To Do Right Now)
* Educate employees about the Self-Evaluation findings and their significance.
* Define and fund the work.
* Designate an individual or group to be responsible for ensuring that the workplan is
implemented on schedule.
[Photo of Asian Man]
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