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Ror No..2-T!!1.A...

266

Aou"ta,:'ded

\t tar

htrp tl .p"
Totql h@bet

al quejioh! :

c,r(r.oak|., (e?-

)qqtn,ut4 narL,

Toto!
PART

Iaa

tunbet ol pnh!.d pos.s .

lA$wer Aue ib. No.l Nhich k cmpulhrr


dtut o, th@e aI he Ej
fton this pafl.)
1.

(a)

Srde, wilh rebons in

b ef,

wheder 6e rollowing saremens


arc 1rue or tatse
Nitty index turuEs co.racB arc not cash
senbd.

(i)

'n' M

rur)

nq
,,

Itr

sn-!Edin8 rb 6 d rud on .ho1 .ct,.nB snd \hon bu\.18.


rdnd ot ltuds ,! a rr?e of cquq tund
Crrdhg ot &,tpo h mr m r"rory ffd
.r docs no,hc,p rn rc.driqo a\.smenr
or runddemak of LLr rsue

o-:,:,].:::..,;",. y"..,""c,e,i.cd
sene.!
aF d.nl$ed wirh dok ot matonry

Re-snrc dT folowDe

(i)
(ii)
(iiD

in

tne deposito.y systen, dE

The capnal nalkeis

havc

irkr fillbsrn

co,pon

ur

rhe btant \paces

oMqship dd rtusfe! of secundes nks ptae


by

two major sgnflts

naDcly

a.d

b re.Don!.b.. ror ume,r .Lbhn"on or cah


]lj *; ._.1I.'crRr_*dn\
d r.p..d. karsdion,ebon,srR,
:-:":y.
lo F,nJndar
,nrerrgence ',"1*
un . india

r.J :_(!)

senrences

] k.h..^eo mdL,r) rd

iFlu.tNr,r

is a brcad Em, which

mcLudes.

m&ipulahg pflce or votune

Nesoliated deats iefcr to rhosc dea\


where L\e

shds re scqlied

drcugh

2nat2BLC

jnw : <A G<tecen

PT'o,

Mh

266

A++p:

/l

urr1..q(n tcks.'...ar

wnte shod noki on az,


/,,, of rhc fouowhc
(i) Secured premum noks

(ii)
(iii)

Pdvate equny

fuld

Mini coDrrack or dqivarives

(v) MilinM bddkiting


o)

E\pand rhe following abbeviatioos

(t

scl,

6)

TFTS

(iii)

REMFS.

#i;;o:y;*" t ".tu.'

3,

obiigation.

1 F\p,.in'he ryp* orsauri,i,


wh,.h

O) Connht brieny on fte folowins

**o

satne,h

* o neq vrery of murrar ruds.,


1]l ":*l-"
panicrpsrory
(u)
'*0"
notcs ee denhr w in)hhmE
"
Il[) Sec[ *ctre8cs are \inuarry
(rvl Hed8e fr{ds e s. .ttu ro de neEe cenue ot Lhe capita] ntrkel.
muturl funds "
{v) CEdn rahg a u*ru, b i0Le.ror.
"nd ,s,ue^.

13) Drringlsh beNeq dr, /r,?s


of

rhc foltowi,o

li) Authh tEnd. @d ,b@ish urnd,.


/ii) CaJt oprion dd
!u on,.
(iii) Comm at br s, tud@ltonnercioi
DaDe^

rivr 'flolins
2/20trsLc

raE bondr,add

tlpir,t hd

ed bondj.

h+rf :// uLr.J czt.>a.t.e\.


(b)

Explain briefiy a,,.r

(t
(ii)
a'ii)

(a)

(b)

(c)

r,,

ot
Dual oprion waftlnb

fic

266

CorL

rolowing rctarcd

Equny sndes widr det&habte wardts


Undcnvriring in au.lions

(Jnarkjucl,
$har is neont by diffeicnrint
which. conp y mry issue

? Discu$ rhe condirions subjecr

Whar n cotlecrive invesrDcir scheme


rClSr
which aE nor inctuded in crs

Explain bricny de rcre ot

(i)

(ii)
(iii)

ile rolowins in

Mercha banter

DAcu$ dc $hene

capnat narket :

Bantels ro the issue


ForciCninslilDtio.ai inesros
12

PART

o.

ro

DaA,

each)

(Anskt ANy nr'O Ekslio s


ftu r ,hk pan.)
Lrpbm,rJlr? ot rte toloqrlg lJ.eTFnF.

(i)

''
{iii)

'Deposnory Eceipt is a negorablc

insmhenl,
Pre.nnkc,nC h a rootl}oLsh nt. \h $ndil,re
membcF e\atla,e

SEBI

rhc nro.pe(

6 ot lne

hs

prcvided ltrmarive ctisibihy nonns


lor rhe public nsues ot sectrrnies.,,
(iv) PrfeEndlt issue is nor for rerait inve$o^,,
(v) ,Exremal connercial borowi.es (ECB,
rcrer to rhe coancrcial loms.,,
Mrler n*,nc r. connut.orJ .or prb.ic A,Lc,..

,\i,

(rji)

,2Alysl.A

An issuer can ofier specified secutuies ar


diflepni Dtues,,

Pto.
ft6t2

266
Z

(a)

h+rp,
Discuss

Wnal

' (i)
/ii)
(d)

8.

Dtu

:4

brieny rhe SEBI rguladors

(b) Wlat de

(c)

l/ ar"u- cer( >4 (l<p I .. aN

r^\c app&yals Equned

fo

prcferentiol issue

tor hsuance of etobal

rhe tegal plovisions wirn rcgod to


Acepr ce of deposns; md

Non-paymd oi drvdsd

Li.ny m

Write nol6 on

aJt

by

Iisrd conpmis.

d"r-r"., -*,r. ,tJ;:j:


(s

na*,)

(5

ka/k,)

.ls *d Egutations retadng to Edempdon atrd mllovd of debt


of lhe folowing

"
(i) PrcmoteB ninimun
contriburion
(ii) Fixed income prcducls
(iii) Listine of Indi& dlository Eeipls
(iv) INesros in debt ndket

oDRs)

(v) Qlatified irsrnudon,l buyes (erB$


(O Employee j@k pEh.se scheee (ESPS),

*ll +h< Be..l


c A (4ctc!-

2l2At2ELC

ofshds

e, f&w-

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