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Engineering Structures
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Article history:
Received 3 August 2011
Revised 17 January 2012
Accepted 5 April 2012
Available online 26 May 2012
Keywords:
Masonry-inlled RC frames
Seismic assessment
Nonlinear static analysis
Equivalent strut models
Collapse mechanisms
Existing RC buildings
a b s t r a c t
The participation of masonry inll panel to the overall seismic resistance of a framed building has a signicant variation according to the specic mechanical characteristics of the inll, the geometrical distribution within the building and the local interaction among the panel and the surrounding primary RC
elements. Especially in the case of structure designed only for vertical loads, essence of the inll can
be decisive under an unexpected earthquake, providing an additional contribution to the strength and
to the stiffness. On the other side, this benecial role is often accompanied by the modication of the global collapse mechanisms, with the appearance of brittle failure modes.
In the present paper, an existing RC framed building for which a good level of knowledge was available,
including a wide experimental database, was chosen as a case study. A reference frame was considered
for performing nonlinear static analyses aimed at investigating some signicant aspects about the modelling of the inll and the relapse induced by the related computational choices on the structural
response. In particular, it is faced the sensitivity analysis about specic parameters involved in the definition of the equivalent strut models: the width bW of the strut; the constitutive ForceDisplacement law
of the panel; the number of struts adopted to simulate the panel.
2012 Elsevier Ltd. All rights reserved.
1. Introduction
In Italy, existing RC framed buildings are often characterized by
the presence of non-engineered inll panels which, according to
the current constructive practice, are in contact with the frame
(i.e. without special separation joints) and actually interact with
the primary structural elements.
The observation of the post-earthquake damage (e.g. Marche
Umbria and LAquila earthquakes) and the experience developed
about the seismic assessment of existing buildings especially
those designed for vertical loads only and with no specic seismic
details has denitely demonstrated that inll masonry walls often behave like real primary elements, bringing a signicant contribution to the seismic response [1]. In some cases, even in the
presence of a regular skeleton, an anomalous structural behaviour
(additional torsional actions; soft storey mechanism; etc.) can be
triggered [2,3]. The appearance of these effects, moreover, can be
sudden and unexpected, because of the abrupt brittle failure of
some panels, which modies the original regular geometric conguration. It is evident, after all, that the contribution brought by the
inll walls to the overall seismic resistance is crucial, and should
not be neglected in the modelling.
Corresponding author. Tel.: +39 080 5963832; fax: +39 080 5963823.
E-mail address: andrea.ore@poliba.it (A. Fiore).
0141-0296/$ - see front matter 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.engstruct.2012.04.005
Usually, in the design of new buildings, two different approaches are followed [4]. The rst one is oriented at completely
neglecting the presence of the inll (which is considered unreliable
because of the uncertainties arising during the execution) and
thence encompasses the disjunction of the panels from the supporting frame. The second approach is antithetic, and stresses the
importance of the positive effects brought by the inll panels,
especially under severe earthquakes: increase of the overall
strength and stiffness, enhancement of energy dissipation. Inll
panels, according to this philosophy, are always connected with
the resisting RC frame by using specic devices (ties, belts, posts
or shear connectors). This idea is often followed also in the case
of existing buildings, by applying specic bandaging as a retrotting technique, in order to encourage an integral behaviour of the
inll panels with the RC frame and avoid the early expulsion and
collapse of the inll.
The European Technical Standards (Eurocode 8 EC8) and the
recent Italian Building Code [5,6], generally consider masonry inll
panels as non-structural elements, that not contributing to the lateral resistance. Both the Italian Building Code (Section 7.2.6) and
EC8 (Section 4.3) only provide some general indications: Inll
walls which contribute signicantly to the lateral stiffness and resistance of the building should be taken into account. Anyway, no specication of the threshold level dening such a transition is
provided. On the other side, EC8, when dening a non-structural
84
85
undamaged panel; it shall be smaller [18] in proximity of the failure (incipient sliding of the bed joints or crushing of the corners),
when only the central strip of the panel is actually working.
The rst author to work in this direction was Stafford Smith
[10], who introduced on the basis FEM numerical analyses a
parameter k expressing the relative stiffness of the frame and of
the panel:
s
4 EW t W sin 2h
k
4EC IP HW
bW 0:175dkHW 0:4
Durrani and Luo [13] later modied the relation (2) on the basis
of detailed numerical FEM analyses, providing a formulation in
which the dependence on the geometry of the frame is introduced
by means of the coefcient m:
1:5
EW t W H
mIP EC HW
!0:1
3
6
HIT
m 6 1 arctan
p
LiP
H and L denote the height and the width of the mesh, respectively.
According to some authors, the dimensions of the strut are actually inuenced not only by the adjacent columns, but also by the
top beam, as proposed at the beginning of the 1970s [20], by splitting the parameter k (cfr. Eq. (1)), into two distinct factors kT and kP,
that are correlated to the upper beam and to the adjacent columns,
respectively. In particular, the expression of kP is provided by Eq.
(1) as well, while kT is dened as follows:
s
4 EW t W sin 2h
kT
4Ec IT HW
bW
2 4kP
!
6
k2T
bW 0:32d sin
bW
2p cos h sin h
kP
kT
3
bW K 1
K2
d
kH
K1
K2
kH < 3.14
kH > 7.85
1.3
0178
0707
0.01
0.47
0.04
86
c
bW d k b
z
are derived from the phenomenological observation of experimental tests in which scale models are dynamically brought to
collapse.
Among the different approaches, we will refer to those proposed by:
10
11
EWh th
k
EP AC
H2
AP L
0:25
2
A
T H
L
!
12
AP and AT respectively are the transversal area of the adjacent columns and of the upper beam.
At the end of this brief review, it should be observed that the
critical elements in the denition of bW are, rst of all, the mechanical properties of the inll, but also the damage level attained by
the panels. In fact, as long as the horizontal loads grow, the response of the system becomes strongly nonlinear, and the consequent stiffness variation cannot be properly simulated by any of
the above mentioned formulations.
In this regard, it should be specied that the rst group of formulations recalled at the beginning of the paragraph is strictly oriented at modelling the linearly elastic behaviour of the panel,
disregarding the inelastic phase and the damage state of the panel.
The basis of these models is referable to the analogy with the foundation beam on an elastic soil, where the foundation beam is the column, and the elastic soil is the inll panel.
The second group, instead, the damage within the panel is taken
into account, according to different assumptions. In some cases,
the proposed value of bW is referred to the rst cracking condition
of the panel ((2) and (3)). In other cases ((6)(9)), the relationship
is calibrated in order to represent the full damaged state. By resorting to nonlinear FEM analyses and specic experimental results, it
is also possible to provide values of bW capable of simulating the
stiffness of inll panels under cyclic loading. Of course, this class
of models is particularly suited for analyses in the nonlinear eld.
It should be also mentioned that the choice of the most appropriate model has to be made coherently with the specic reference
experimental tests used in the calibration of the model. For instance, relation (8) can be conveniently used for the inll panels
typically used in residential buildings, for which has been specically calibrated.
2.1.2. Evaluation of the strength of the equivalent strut
It is well acknowledged that the presence of the inll in a frame
modies the overall strength and stiffness of the system, by altering the seismic response. This is clearly evident when linear methods of analysis are used, whereas in the nonlinear eld the
question is more complex and the actual response is inuenced
by several factors. In particular, it is important to take into account
the progressive degradation of the stiffness and strength of the masonry panel during the cyclic loading. This is not an easy task, considering the many factors involved: the variability of materials and
constructive techniques that can be encountered; the high degree
of uncertainty about the mechanical parameters; the geometrical
conguration; the presence of openings.
Actually, in all the formulations discussed in the previous paragraph, the width bW of the equivalent strut is not related to the
degrading cyclic behaviour of the inll panel under horizontal
loads. This is a crucial issue, and affects the performance of the
model, making it insensitive to the recalled factors.
In the literature, several models aimed at the appraisal of the
hysteretic behaviour of the inlled frame can be found, that
which will be used for developing the analyses on the case studies, and are briey described in this paragraph.
Panagiotakos and Fardis proposed a model based on the equivalent strut idea, proposing a constitutive relationship validated by
experimental cyclic tests on scale samples of frames with brick inll panels, obtaining the curve shown in Fig. 2, that is composed by
four segments (if no residual resistance is assumed, the segments
are reduced to 3). The rst segment represents the initial shear
behaviour of the uncracked panel. The second corresponds to the
formation of the equivalent strut in the panel, after the detachment
of the inll from the surrounding frame. The third describes the
softening response of the panel after the critical displacement Sm
and is characterized by the K3 slope. The last horizontal segment
denes the nal state of the panel, and is characterized by a constant residual resistance. Actually, the results of the experimental
tests show non-zero values of the residual resistance only for
few samples, so that some authors [25] decide to neglect it, assuming a softening line that reaches a zero residual strength (Su,
dashed line in Fig. 2). The adoption of the relationship shown in
Fig. 2 (continuous line) has the advantage to improve the numerical stability of the analyses.
In Fig. 3, the parameters dening the different branches of the
curve are specied:
Initial shear stiffness K1 of the uncracked panel:
K1
GW tW LW
HW
13
F y ftp tW LW
14
ftp is the tensile strength of the panel, evaluated by the diagonal compression test
87
Km
Em bW t W
cos2 h
d
19
rW1
Displacement at the yielding, Sy:
Sy
Fy
K1
15
Em bW t W
d
16
in which for the width bW, will be here adopted the formulation proposed by Klingner and Bertero [19], provided by the
Eq. (2);
Fm Fy
K2
Fm Fr
K3
22
rW3
rW4
17
Sr Sm
K2
23
Sm Sy
21
rW2
K2
1:16rm0 tan h
K 1 K 2 kH
18
0:6sm0 0:3r0
K1
kH
K2
24
20
88
Fig. 4. (a) Equivalent model with a single strut. (b) Equivalent model with two struts. (c) Equivalent model with three struts.
elastic structural response of the frame, decreasing both the resistance and the ductility, can be instead described, if 2 or 3 struts are
introduced (Fig. 4b and c). In this way, the critical zone endowed
with a low ductility is clearly identied.
The constitutive laws assigned to the multiple struts can be the
same as the case of the single one. The actual difference is only given by the dimension of the transversal section and by the stiffness, which is properly shared among the struts. Actually, the
choice of the amount to be assigned to each strut signicantly affects the shear forces acting on the columns, and thence the nal
response of the structure to the horizontal actions. Such a choice
is not univocal, and should be properly calibrated from case to case
on the basis of specic analyses and considerations. Some examples about the distribution of the stiffness proposed in the literature can be mentioned. Verderame et al. [29] and Crisafulli [28]
have developed models based on three equivalent struts, assuming
that, for each of the lateral struts, the stiffness is 25% of the total
one, whereas the remaining 50% quote is assigned to the central
strut. Different values are proposed by Combescure and Pegon
[30,31] on the basis of the results of detailed FEM analyses, showing that the shear force conveyed to the column is equal to 64% of
the strength of the inll panel.
The main parameter of the multi-strut models is the distance z
between the centre of the node and the position of the struts,
which represents the distance from the corner to the detachment
line of the panel (see Figs. 1a and 4a and b). The different formulations proposed in the literature for its evaluation are referable to
the original one by Stafford Smith [10]:
p
2k
25
At the rst storey, the beams are all 30 cm wide and 70 cm high,
except the cantilever beams supporting the balconies that are
30 cm wide and 50 cm high. All the other oors present different
types of beams: 30 50 cm, 30 60 cm, 30 70 cm, 30 21 cm,
60 21 cm, 80 21 cm.
The geometry of the columns is variable with the height, with a
regular tapering, and includes rectangular sections, with dimensions ranging from a minimum of 30 40 cm to a maximum
40 80 cm, and square sections varying from 40 40 cm to
55 55 cm.
The oors have a mixed structure made up by cast-in place concrete, precast lattice joists and hollow tile bricks, for a total height
of 21 cm.
The inll panels are made of hollow bricks, for a total thickness
of 25 cm.
On site inspections allowed the identication of the reinforcements, that are shown in Fig. 5 for the case of the frame #X1 (to
which the analyses and results reported in the following paragraph
are referred).
With regard to the transversal reinforcements, in the beams
there are by 8 stirrups, uniformly spaced every 20 cm, except
for the rst storey, where the spacing is 25 cm. In the columns, as
well, there are 8 stirrups, uniformly spaced every 20 cm, except for the rst storey, where the spacing is 25 cm.
3.2. Experimental characterization of the materials
A specic and complete investigation protocol was carried out,
which provided the general geometrical survey, the direct inspection of the hidden structural elements and a detailed experimental
program. In order to evaluate the mechanical properties of materials, laboratory tests on specimens pulled out from signicant structural elements were performed (Fig. 6a), and complementary on
site non-destructive testing were carried out. With regard to the
concrete, it was found that the average compressive strength, both
for the beams and for the columns, was fc = 22 MPa. The yielding
stress of the steel samples was found to be fy = 430 MPa.
A complete review and classication of the masonry inll
panels was performed, identifying the constructive features, the
materials and the recurrent dimensions. With regard to the identication of the mechanical parameters, it was possible to refer to
the results of an extensive experimental investigation performed
by the authors [7], in which the main types of masonry walls used
in Calabria in the 1970s were studied and subjected to experimental laboratory testing, including diagonal compression tests
(Fig. 6b). This inventory embraces many different arrangements
and textures, with brick or concrete hollow blocks, including the
masonry type detected in the selected case study.
89
Fig. 5. The case study: typical structural plan and reinforcements of the reference frame X1.
Fig. 6. (a) Extraction of a specimen from a RC column. (b) The diagonal compression test on a masonry inll sample.
With regard to the parameters to be used in the model (described in Section 2.1.2), for the specic masonry type, we have:
90
Fig. 7. 3D view of the frame model with the single equivalent strut (a) and with the
double equivalent strut (b).
Table 2
ForceDisplacement relationship by Panagiotakos and Fardis [24]: constitutive
parameters adopted for the 14 equivalent struts.
Strut
Fy (kN)
Fm (kN)
Fr (kN)
Sy (mm)
Sm (mm)
Sr (mm)
B1
B2
B3
B4
B5
B6
B7
B8
B9
B10
B11
B12
B13
B14
516
473
450
400
454
403
457
406
460
409
463
412
466
415
860
788
751
666
756
671
761
677
767
682
772
687
777
692
0
0
0
0
0
0
0
0
0
0
0
0
0
0
2.2
2.4
1.1
1.1
1.1
1.1
1.1
1.1
1.1
1.1
1.1
1.1
1.1
1.1
10.4
10.4
6.4
6.4
6.4
6.4
6.4
6.4
6.4
6.4
6.4
6.4
6.4
6.4
52
52
32
32
32
32
32
32
32
32
32
32
32
32
Fy (kN)
Fm (kN)
Fr (kN)
Sy (mm)
Sm (mm)
Sr (mm)
B1
B2
B3
B4
B5
B6
B7
B8
B9
B10
B11
B12
B13
B14
160
138
162
140
163
141
165
143
166
144
167
145
169
147
201
173
202
175
204
176
206
178
207
180
209
182
211
183
70
61
71
61
71
62
72
62
73
63
73
64
74
64
0.4
0.4
0.2
0.2
0.2
0.2
0.2
0.2
0.3
0.3
0.3
0.3
0.4
0.4
2.2
2.2
1.2
1.1
1.2
1.2
1.4
1.3
1.5
1.4
1.7
1.6
2.0
1.9
38.6
38.0
20.5
19.3
21.9
20.6
24.1
22.7
26.9
25.4
30.4
28.8
35.2
33.3
91
iation from storey to storey, reaching a maximum percentage variation (64%) between the 1st and the 5th storey. In fact, the
different interstorey heights (and thence the different value of
the diagonal d) and the variation of the columns and beams dimensions (and thence of the stiffness) signicantly affects the results.
Those formulations in which the width bW is determined as an
aliquot of the length d of the diagonal (Holmes, Pauley and Priestley and Kappos) provide results that are near to the mean value,
even if this does not anyway makes them more representative than
the others. Actually, these proposals are mainly oriented to the appraisal of the inll effect over the dynamic overall properties of the
frame more than to the detailed investigation of the collapse
mechanisms.
The formulations by Bertoldi et al. and Papia et al., which have
been both validated by nonlinear FEM analyses, are quite equivalent, even if the second one is less sensitive to the geometric variations within the frame, and supplies fairly uniform results at the
different storeys.
For each of the previously discussed approaches, a specic model of the X1 frame has been implemented, performing the nonlinear
static analysis and drawing the corresponding pushover curve.
With regard to the ForceDisplacement adopted for the equivalent
strut, the law dened by Panagiotakos and Fardis, with the parameters listed in Table 2, has been used. In Fig. 10, the pushover
curves corresponding to different models, listed below, are plotted:
bare frame model;
inlled frame modelled with equivalent struts in which the
width bW is calculated according to the formulation of Dawe
and Seah (7);
inlled frame modelled with equivalent struts in which the
width bW is calculated according to the formulation of Klingner
and Bertero (2).
The comparison among the pushover curves indicates, as easily
predicted, that the initial stiffness is greater for the models providing a wider strut (Dawe and Seah) than for the models with thin
struts (Klingner and Bertero). The latter, anyway, have a better performance with respect to the displacement ductility. In general, it
could be said that, once the mechanical characteristics, the geometry of the frame and the panel are xed, the inll panels simulated
with thin struts have a ductile behaviour, while the panels modelled with larger struts reach a greater strength peak, but are penalised by a brittle behaviour.
It is worth noting that the two pushover curves reported in
Fig. 10 for the inlled frames can be intended as limit conditions,
since they envelope all the elasticplastic responses obtained by
using the other formulations. The actual behaviour of the real
structure is comprised within the shaded area.
92
Table 4
A comparison among the values of bW for the inll panels of the frame #X1 according to different models available in the literature (the reference to the equations of Section 2.1.1
is reported within the round brackets).
Strut
Holmes
[15]
Kadir [20]
(6)
Pauley and
Priestley [16]
Bertoldi et al.
[22] (8)
Kappos et al.
[17]
Papia [23]
(9)
B1
B2
B3
B4
B5
B6
B7
B8
B9
B10
B11
B12
B13
B14
245
225
214
190
215
191
217
193
218
194
220
196
221
197
91
83
92
81
91
80
89
79
87
77
85
75
83
73
327
315
306
290
304
288
302
286
300
284
298
283
297
281
549
539
456
451
439
434
421
417
402
399
383
381
363
362
184
168
160
142
162
143
163
145
164
146
165
147
166
148
239
216
296
254
281
241
258
222
234
201
210
180
184
157
208
207
86
101
84
99
82
96
80
94
77
91
75
88
147
135
128
114
129
115
130
116
131
117
132
117
133
118
284
255
238
212
239
213
239
214
240
214
241
215
241
215
Fig. 11. Inuence of the choice of the constitutive law on the pushover curves.
Fig. 12. Comparison among the pushover curves obtained with 1 or 2 equivalent
struts.
With regard to the models used for the denition of bW, the
modication induced in the structural behaviour is observed also
when the ForceDisplacement law of Bertoldi et al. is used, as discussed in the previous paragraph.
4.3. Inuence of the number of equivalent struts
In Section 2.1.3, the most acknowledged methods available in
the literature for the appraisal of the local inllframe interaction
Fig. 13. Formation of the plastic hinges and development of the storey mechanism
in the X1 frame with inll panels modelled with 2 equivalent struts.
93
anism at the 2nd level, where the nodes suffer a local shear failure
(Fig. 13). It is interesting observing that such a collapse mechanism
is attained regardless of the formulation adopted for bW (model by
Bertoldi et al.; model by Klingner and Bertero).
5. Conclusions
In the last few decades, the scientic community has been
extensively involved in the investigation about the interaction between inll masonry walls and RC frames under seismic actions.
Despite the great interest and the wide literature, fully satisfactory
models are still not available.
The critical review of many signicant references and the experiences developed by the authors show that the numerical response of inlled RC frames under horizontal loads is very
sensitive to the specic parameters assumed in the constitutive
models. In particular, the formulation adopted for the width bW
of the equivalent strut, the choice of the ForceDisplacement law
of the inll panel under horizontal loads and use of multiple struts
for simulating the local interactions are crucial aspects that have
been specically investigated in the presented research work. A
sensitivity analysis aimed at assessing the inuence of the above
mentioned parameters has been performed by considering as a
case study an existing building, and focusing the attention over a
representative frame.
The analyses have shown that, for the same geometry and
mechanical properties of the frame-panel system, the inll panels
simulated with wide struts (high values of bW) are characterized by
a greater strength peak, but are penalised by a brittle behaviour,
whereas lower values of bW favour a ductile behaviour.
With regard to the constitutive ForceDisplacement law of the
panel, a signicant dependence on the type of failure mechanisms
of the panel has been observed.
Finally, the possibility of using multiple struts in order to model
the formation of brittle shear mechanisms at the nodes of the
frames, because of the interaction between the RC columns and
the inll panel, was investigated. The nonlinear static analysis of
the reference frame was thence performed by using 2-struts models for the inlls. By comparing these results with the analyses previously performed with a single strut model, the inuence of the
local inllframe interaction at the nodes on the overall structural
response is clearly evident, and is shown by a signicant reduction
of the peak strength.
The aim of the paper was to investigate the main questions
regarding the modelling of inll panels embedded in RC frames
to a representative case study. The relevance of the different
parameters involved was analysed, by looking at the variability
and dispersion of the results that is typically observed in this eld,
and providing a small reference framework for the highlighted
problems.
Some conclusions can be drawn from the experience carried
out, and, although related to a specic case study, we believe that
they could be extended to a more general level.
In particular, it seems evident that, in the framework of the seismic assessment of existing inlled RC frames, if one decide to
choose an equivalent strut model in order to represent the effect
of inll panels, it is crucial to adopt multi-strut systems. This is
in fact the only model able to include the brittle behaviour triggered at the nodes by the presence of the inll, which is actually
systematically observed in buildings designed according to obsolete rules.
With regard to the specic model to be used for the multiple
struts, instead, it was not possible to state if one is better than
the other. Actually, there is a signicant level of variability between the different formulations that have been tested, but since
94
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