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DOI 10.1007/s00214-007-0292-8
REGULAR ARTICLE
Received: 17 January 2007 / Accepted: 20 February 2007 / Published online: 27 April 2007
Springer-Verlag 2007
Abstract We present a new approach for calculating anharmonic corrections to vibrational frequency calculations.
The vibrational wavefunction is modelled using translated
Hermite functions thus allowing anharmonic effects to be
incorporated directly into the wavefunction whilst still retaining the simplicity of the Hermite basis. We combine this
new method with an optimised finite-difference grid for computing the necessary third and fourth nuclear derivatives of
the energy. We compare our combined approach to existing
anharmonic modelsvibrational self-consistent field theory
(VSCF), vibrational perturbation theory (VPT), and vibrational configuration interaction theory (VCI)and find that
it is more cost effective than these alternatives. This makes
our method well-suited to computing anharmonic corrections
for frequencies in medium-sized molecules.
E(x) = E(x0 ) +
i, j
+
1 Introduction
Infra-red and Raman vibrational spectroscopies are among
the most direct probes of molecular structure available.
Experimental measurements are relatively straightforward,
the techniques are non-destructive, the time-scale can be
extremely short and the sensitivity is high. Perhaps their
main weakness is that they yield too much information. A
Contribution of the Mark S. Gordon 65th Birthday Festschrift Issue.
C. Y. Lin A. T. B. Gilbert P. M. W. Gill (B)
Research School of Chemistry, Australian National University,
Canberra ACT 0200, Australia
e-mail: peter.gill@anu.edu.au
3N
3N
1
1
Hi j xi x j +
Hi jk xi x j xk
2!
3!
1
4!
3N
i, j,k
Hi jkl xi x j xk xl +
(1)
i, j,k,l
about a stationary point, x0 , where the xi are nuclear displacement coordinates and the H are arrays of derivatives of
the energy with respect to these coordinates. For example,
the second derivative matrix (Hessian) is given by
Hi j =
2 E(x)
xi x j x=x0
(2)
123
24
(3)
n
2 n!
1/2
Hn (q ) exp( q 2 /2)
(4)
123
(6)
1
H 0 =
q
+
2 qi2
2 i
(7)
(8)
i, j,k,l
(0)
25
(10)
k=n
j
1
1
1
+
nj +
j n j +
xi j n i +
2
2
2
i j
(11)
where, if rotational coupling is ignored, the anharmonic constants xi j are given by
m
iik j jk
1
xi j =
ii j j
4i j
k2
k
m
2(i2 + 2j k2 )i2jk
(12)
+
(i + j )2 k2 (i j )2 k2
k
For most systems, higher order terms in (11) make little
contribution to the energy and the expansion can be truncated after the second-order terms in the quantum numbers
without introducing significant error [31]. Equation (12) also
assumes that terms that are quadratic in the fourth-order
derivatives do not contribute significantly and have therefore
been neglected. The energy of the ith fundamental vibrational
mode is given by:
1
xi j
2
m
E i = i = i +
(13)
(14)
1
4
e(q )
2 /2
(15)
43
14
(q ) e(q )
2 /2
(16)
(18)
E VPT1 = + 1111
82
2
2
5111
1111
(19)
E VPT2 = + 1111
82
244
324
If we assume is small, we can ignore the 2 term and by
comparing the coefficients of 111 in the expressions (17) and
(19) we can obtain a value for the shift
=
5 111
12 3
(20)
123
26
1
ii jk i j ik
4i
(21)
+
2
8i
j
8i
4
j k
i
j
j=1 k=1
m
m
i2 +2j k2 i2jk
2
2
2
2
j=1 k=1 j (i j ) k (i + j ) k
E iVPT2 = i +
(22)
2i
8i 2j k=1 k
4i2 2j (4i2 2j )
j ii j
(23)
+
2
4i (i j ) i2 (i + j )2 i2
which can be simplified to
(i j 2)(i + j )ii j kk j
4i 2j (2i + j )
4k 2j
k
(24)
The energy obtained using this approach is only an approximation to the VPT2 energy as several terms have been
neglected, in particular the coefficients of the i jk terms
cannot, and have not, been matched. However, the TOSH
expression has the advantage that it does not break down
for degenerate systems and it requires only one- and twomode derivatives. We present the results of using our TOSH
approach in Sect. 5.
Rather than shifting the origin of the vibrational wavefunctions, other groups have suggested shifting the nuclei from
their equilibrium positions to either the vibrational averaged
or experimental structure, and calculating the derivatives at
this new geometry [32]. This approach is distinct from ours
as we still calculate the derivatives at the equilibrium geometry. Studies show [33,34] that the shifted PES with carefully
chosen coordinates can yield a good force field, however,
large-amplitude vibrational motions are likely to be poorly
treated because the higher derivatives can be anomalously
123
3 Numerical Derivatives
j,k
i j =
27
Table 1 Notations and derivatives used for various approximations of the QFF: HFF (harmonic force field), TFF (TOSH force field), PFF (derivatives
in the truncated VPT2 force field), CFF (cubic force field), nMR (n mode-coupling representation)
Error/cm1 Number of geometries required
iii
iiii
ii j
ii j j
iii j
i jk
ii jk
HFF
1MR
TFF
2MR
PFF
CFF
3MR
4MR
i jkl
Energy-only scheme
EGH scheme
52
36
1 + 4m
1 + 2m
26
1 + 4m + 4
29
1 + 4m + 4
1 + 4m + 4
29
0
m2
m2
2
1 + 4m + 12 m2
1 + 4m + 4 m2 + 8 m3
m
1 + 4m + 12 2 + 8 m3
m
1 + 4m + 12 2 + 8 m3
1 + 4m + 12 m2 + 8 m3 + 16 m4
7
m
1 + 2m
1 + 2m + 2
1 + 2m + 2
1 + 2m + 2
1 + 2m + 2
1 + 2m + 2
1 + 2m + 2
1 + 2m + 2
m a
m2 a
m2 a
m2 b
m2 b
m2 b
m2
2
+2
m
3
Table 2 Lists of the molecules in each of the sets used in this Paper
Data set
Molecules
D1
H2 CO, CH2 Cl2 , HCOOH, CH2 CH2 , CH2 CCl2 , CH3 OH, cis-CHClCHCl, cis-CHFCHF, ClF3 , ClNO2 , COCl2 , COClF, COF2 ,
CSCl2 , CSF2 , F2 NH, F2 SO, HN3 , HNCO, HNO3 , N2 F2 , NCl2 F, NClF2 , OCHCHO, S2 F2 , SiH2 Cl2 , SOCl2 , trans-CHClCHCl,
trans-CHFCHF
D2
B2 H6 , C2 Cl2 , C2 N2 , cyclo-C2 H4 NH, cyclo-C2 H4 O, cyclo-C3 H6 , CH2 CCH2 , CH2 CCHCl, CH2 CCl2 , CH2 CH2 ,
CH2 CHCHCH2 , CH2 CHCHO, CH2 Cl2 , 1 CH2 , 3 CH2 , CH3 CH2 Cl, CH3 CH2 CN, CH3 CH2 F, CH3 CHO, CH3 COCH3 , CH3 COF,
CH3 COOH, CH3 NH2 , CH3 NNCH3 , CH3 OCH3 , CH3 OH, CH3 SiH3 , CH, cis-CHClCHCl, cis-CHFCHF, Cl2 O, ClCN, ClF3 ,
ClNO2 , ClNO, ClSN, CO2 , COCl2 , COClF, COF2 , COS, CS2 , CSCl2 , CSF2 , F2 , F2 NH, F2 O, F2 SO, FCN, FH, CH2 ClCH2 Cl,
H2 CO, H2 , H2 O2 , H2 O, H2 S2 , H2 S, HCCCCH, HCCCH2 Cl, HCCCH2 F, HCCCl, HCCF, HCCH, HCN, HCO, HCOOCH3 ,
HCOOH, HN3 , HNCO, HNO3 , HOCl, HOF, LiF, N2 , N2 F2 , N2 O, NCl2 F, NClF2 , NH, NO2 , NSF, O2 , O3 , OCHCHO, OH,
ONF, PH, S2 F2 , SCl2 , SH, SiH2 Cl2 , SiH, SO2 , SOCl2 , trans-CH2 ClCH2 Cl, trans-CHClCHCl, trans-CHFCHF
m
m
m
= 1 + 4m + 12
+8
+ 16
2
3
4
finite-difference scheme:
iii =
h 2 (5,0)
+
(26)
4
1
= 3 2E 0,1 2E 0,1 E 1,1 + E 1,1
2h
h 2 (2,3) (4,1)
2
+
(27)
E 1,1 + E 1,1 +
+
12
1
= 4 6E 0,0 + E 2,0 4E 1,0 4E 1,0 + E 2,0
h
+
ii j
(25)
where mn is a binomial coefficient. The high cost of computing the 4MR surface, and the small contribution from
three- and four-mode coupling derivatives, makes restricting
the force field to one- and two-mode coupling derivatives
an attractive proposition. The necessary derivatives for this
two-mode representation can be computed via the following
1
E 2,0 + 2E 1,0 2E 1,0 + E 2,0
2h 3
iiii
h 2 (6,0)
+
6
1
= 4 E 2,1 E 2,1 2E 1,1 + 2E 1,1
4h
+
iii j
(28)
123
28
ii j j
+2E 1,1 2E 1,1 E 2,1 + E 2,1
h 2 (3,3)
2
+
(29)
+ 3(5,1) +
12
1
= 4 4E 0,0 2E 0,1 2E 0,1 2E 1,0 + E 1,1
h
E 1,1 2E 1,0 + E 1,1 + E 1,1
h 2 (2,4)
(30)
+ (4,2) +
+
12
m
2
(31)
Around two thirds of these points are required only for the
iii j derivatives and, if these derivatives are also neglected,
a further reduction in the number of grid points is possible.
To reduce the number of grid points still further, we must
introduce additional information at some of the geometries.
If we compute the gradient of the energy at the displacements
(h, 0) and (0, h) and compute both the gradient and Hessian (which are available from the harmonic frequency calculation) at the stationary point, (0, 0), then the following
scheme, truncated before the O(h 2 ) terms, can be used to
compute all the two-mode derivatives:
iii =
ii j =
iiii =
iii j =
ii j j =
h2
1 (1,0)
(1,0)
(1,0)
E 1,0 2E 0,0 + E 1,0 + (5,0) +
2
h
12
(32)
h2
1 (0,1)
(0,1)
(0,1)
E 1,0 2E 0,0
+ (4,1) +
+ E 1,0
h2
12
(33)
h2
3 (1,0)
(2,0)
(1,0)
E 1,0 2h E 0,0 E 1,0 + (6,0) +
h3
20
(34)
2
h
3
(0,1)
(0,1)
E 1,0 E 1,0 + (5,1) +
(35)
h3
20
1
(0,1)
8E 0,0 4E 1,1 4E 1,1 h E 0,1
2h 4
(0,1)
(0,1)
(0,1)
(0,2)
+ h E 0,1 4h E 1,0 + 4h E 1,0 + 2h 2 E 0,0
(1,0)
(1,0)
(1,0)
(1,0)
h 2 (0,6)
(2,0)
+
+ 2h 2 E 0,0
+ 30(2,4) + 40(3,3)
360
(36)
+ 30(4,2) + (6,0) +
Note that Eqs. (35) and (36) make use of the fact that the i j
derivatives are identically zero, which is a consequence of the
123
Fig. 1 Grid points used for constructing the TFF. Solid black points
points are those used in the EGH method, circled points indicate the
additional points required by Yagis method [2]
m
2
(37)
29
qi =
E (2)
2 c i
(38)
wi
qi
h
(39)
i
i
yi
1 (1,0)
1 (1,0)
(1,0)
(1,0)
iii = 2 E 1,0 E 0,0 + 2 E 1,0 E 0,0
h
h
h 2 (5,0)
+
+
(41)
12
The truncation error is dominated by the leading order term
which, if we assume the fifth-order derivatives are O(1), is
h 2 /12. The round-off error associated with each of the terms
(40)
123
30
Table 3 Timings for calculations required to generate the TFF and the 4MR derivatives at the B3LYP/6-31G(d) level of theory using energy-only
gradient-only, Hessian-only and the EGH scheme
Molecule
Methane
Ethane
Propane
Butane
Pentane
Hexane
Heptane
Atoms
11
14
17
20
23
Modes
18
27
36
45
54
63
0.89
2.41
6.80
13.31
28.70
44.44
62.60
Gradient
0.32
0.88
2.95
6.36
12.16
19.25
28.49
Hessian
10.75
51.58
167.34
382.25
733.43
1229.04
1852.94
181
685
1513
2665
4141
5941
8065
Gradient
181
685
1513
2665
4141
5941
8065
Hessian
19
37
55
73
91
109
127
EGH
91
343
757
1333
2071
2971
4033
0.019
0.119
0.411
1.376
3.056
5.843
0.002
Gradient
0.003
0.026
0.171
0.607
1.958
4.379
8.503
Hessian
0.003
0.023
0.111
0.334
0.803
1.607
2.816
EGH
0.001
0.011
0.063
0.215
0.709
1.567
2.986
57397
308521
1007305
2509501
5275837
9872017
3157
Gradient
853
7213
24913
59785
117661
204373
325753
Hessian
91
343
757
1333
2071
2971
4033
EGH
259
1975
6607
15613
30451
52579
83455
Energy
0.033
1.601
24.282
155.176
833.596
2713.640
7152.641
Gradient
0.012
0.275
2.811
13.611
55.644
150.654
343.436
Hessian
0.012
0.214
1.525
6.103
18.268
43.791
89.414
EGH
0.004
0.076
0.748
3.559
14.409
38.773
88.007
in parentheses is 2G where G is the precision of the gradient information. The cancellation error can be estimated by
considering a one-sided finite-difference expression for the
second derivative
ii =
h
1 (1,0)
(1,0)
E 0,0 E 1,0 + (3,0) +
h
2
(42)
4G
h2
+
h3
12
(43)
Of course, each of the EGH formulae has different roundoff and truncation errors, and will therefore have different
123
8E
10G
2H
17h 2
+
+
+
h4
h4
h2
60
(44)
31
Fig. 2 Total error estimates for computing the various derivatives via
the EGH scheme as a function of the step size (E = 1011 , G = H =
108 ). Note that the error function for the ii j derivatives is the same
as that for iii , and the error functions for iiii and iii j only differ by
6H h 2 and appear indistinguishable on this plot
5 Results
The TOSH method, (21), and the EGH formulae, (32)(36),
for computing third- and forth-order derivatives have been
implemented within the Q- Chem 3.0 package [45], which
was used to generate the TOSH, VPT2 and VCI results in
this Section. All derivatives were calculated using the EGH
expressions with the recommended step size of 0.1a0 . The
VSCF results were obtained from the Gamess [46] package
using the default step size, which is based on the harmonic
frequency [see Eq. (40)].
In order to compare the TOSH approach with other molecular vibrational theories (MVT), we used high-level VCI
rather than experimental values as our exact results. This
isolates the errors due to the MVT from those due to the level
of electronic structure theory, size of the basis set, accuracy
of derivatives, and, in the case of DFT calculations, quality
of the quadrature grid. VCI(n) calculations (n = 1, . . . , 7)
were performed on all the tri- and tetra-atomic systems in
the set considered by Scott et al. [47] using the HF/STO-3G
PESs. Higher levels of VCI theory were not considered due
to their prohibitive memory requirements for the tetra-atomic
systems. In the case of HCN, H2 O2 , H2 S2 , HCCCl, HCCF,
HCCH, HNCO and SO3 the contribution from seven-quanta
configurations was greater than 5 cm1 and the VCI calculations were deemed not to have converged and the systems
removed from our set. The HCO and NO2 radicals were also
deleted as we encountered SCF convergence problems when
trying to compute the VSCF results. The remaining systems
are listed in Table 4, which shows the mean absolute deviations between the anharmonic shifts computed using VCI(7)
and various levels of vibrational theory. The results have been
averaged over all the modes in each molecule.
The performances of the TOSH, VPT2 and VSCF methods
are strikingly similar both from an overall perspective, where
they all agree to within 10 cm1 of the VCI(7) results, and on
an individual molecule basis, where their successes and failures tend to mirror one another. The molecules for which the
performance of these methods is the poorest, H2 CO, H2 O,
NH3 and PH3 , all have large anharmonic corrections which,
on closer inspection of the individual modes, arise from of the
XH stretches in these systems. TOSH is based on VPT2 theory and, therefore, it is unsurprising to see similar results for
these methods. Notable exceptions include COCl2 and COF2
whose VPT2 results are adversely affected by the Fermi resonances which occur at this level of theory. For COCl2 , the
CO stretch (2,130 cm1 ) is approximately twice the asymmetric stretching mode (1,061 cm1 ) and for COF2 , the CO
stretch (2,168 cm1 ) is approximately twice the symmetric
stretching mode (1,075 cm1 ). TOSH is unaffected by these
resonances and out-performs VPT2 for these two systems
with average errors of 22 and 12 cm1 , respectively. The
error for the TOSH results is never more than 10 cm1 larger
than the VPT2 results, with the worst relative performance
occurring for NH3 . We note that this system has the largest
anharmonic corrections and also has one of the most slowly
converging VCI series in the table.
The total cost of computing the anharmonic corrections is
dominated by the cost of computing the force field which,
in turn, depends on the efficiency of the finite-difference
scheme and how efficiently the program can compute the
energies and/or gradients and second derivatives. Using the
EGH expressions for the derivatives, the PFF is approximately twice as expensive to compute as the TFF, making
TOSH a cost-effective alternative to VPT2 theory. The 4MR
force field is a factor of m more expensive than the PFF,
where m is the number of modes in the molecule.
The VCI results highlight the importance of avoiding odd
low-levels of theory. VCI(1) allows mixing and lowering
of the energy for the first excited state, but not the ground
state, an unbalanced situation that results in an error that
is worse than even the harmonic approximation. VCI(3) is
similarly unbalanced and has an error larger than VCI(2),
but beyond this the effects of parity are less significant. As
mentioned, the VCI(n) series for several molecules did not
converge by n = 7 and it is worth stressing that the convergence of the VCI series is not guaranteed on a QFF. In
fact many molecular quartic potentials are unbounded and
therefore only exhibit pseudo-solutions whose existence is
123
32
Table 4 Mean absolute deviations (cm1 ) from VCI(7) in the vibrational modes using different levels of molecular vibrational theory
Force Field
HFF
TFF
PFF
4MR
MVT
Harmonic
TOSH
VPT2
VSCF
AlCl3
BF3
PT2-VSCF
CI-VSCF
VCI(1)
VCI(2)
VCI(3)
VCI(4)
VCI(5)
VCI(6)
10
23
0
0
C2 Cl2
11
C2 N2
15
10
11
22
29
17
33
1 CH
2
3 CH
2
63
13
10
10
12
11
152
15
21
73
12
12
13
15
154
21
30
19
10
COCl2
16
29
22
14
10
COClF
17
COF2
19
16
20
COS
21
10
CS2
12
CSCl2
20
11
CSF2
17
Cl2 O
10
12
ClCN
10
12
22
10
17
CO2
ClF3
19
18
ClNO
13
21
ClNO2
32
ClSN
14
F2 NH
43
23
19
22
11
23
49
18
26
F2 O
10
23
F2 SO
27
FCN
12
10
11
H2 CO
46
16
16
15
18
79
17
29
H2 O
97
17
14
14
18
16
221
23
30
H2 S
53
133
15
18
HN3
63
15
11
13
23
91
34
45
13
HOCl
51
14
15
84
17
25
HOF
51
13
13
94
15
23
N2 F2
10
21
N2 O
32
48
17
18
NCl2 F
11
NClF2
14
NF3
18
NH3
111
27
17
30
13
38
188
37
49
12
NSF
15
O3
35
57
12
ONF
12
30
PCl3
PF3
10
PH3
81
16
15
40
28
43
108
20
23
S2F2
SCl2
SO2
18
28
123
33
Table 4 continued
Force Field
HFF
TFF
PFF
4MR
MVT
Harmonic
TOSH
VPT2
VSCF
SOCl2
12
Average
22.5
5.6
4.6
PT2-VSCF
CI-VSCF
VCI(1)
VCI(2)
21
6.7
4.5
8.3
39.4
8.0
VCI(3)
7
12.0
VCI(4)
VCI(5)
VCI(6)
2.1
0.4
0.22
Fig. 3 Cross section of the STO-3G PES for the H2 O along the bending normal coordinate. The energy is given in wavenumbers and the
displacement is in atomic units. The dots indicate the exact PES and the
solid line is the 4MR approximation
123
34
Appendix
The three-mode coupling derivatives, i jk and ii jk can be
obtained using the same number of geometries as the twomode EGH method, except that the gradient of the energy
must be computed at all the non-axial points. Thus, a total of
3MR
NEGH
m
= 1 + 2m + 2
2
1 (0,0,1)
(0,0,1)
(0,0,1)
(0,0,1)
E 1,1,0 E 1,0,0 E 0,1,0 + E 0,1,0
2h 3
(0,0,1)
(0,0,1)
(0,1,0)
(0,1,0)
(0,1,0)
(0,1,0)
(0,1,0)
(1,0,0)
(1,0,0)
(1,0,0)
(1,0,0)
(1,0,0)
(1,0,0)
+ E 0,1,0 + E 0,0,1 E 0,0,1 E 0,1,0 + E 0,1,1
h 2 (1,2,3)
(47)
4MR
NEGH
m
m
= 1 + 2m + 2
+2
2
3
(48)
1
(0,0,0,1)
(0,0,0,1)
(0,0,0,1)
E 1,1,1,0
+ E 1,1,0,0
+ E 1,0,1,0
2h 3
(0,0,0,1)
(0,0,0,1)
(0,0,0,1)
(0,0,0,1)
E 1,0,0,0
+ E 0,1,1,0
E 0,1,0,0
E 0,0,1,0
(45)
(1,0,0)
(1,0,0)
(1,0,0)
+ E 0,1,1 E 0,1,0 + E 0,1,1
h 2 (1,1,3)
2
+
+ 3(1,2,2) + 2(1,3,1) + (46)
12
123
ii jk =
(0,0,0,1)
(0,0,0,1)
(0,0,0,1)
(0,0,0,1)
+ E 0,0,1,0
+ E 0,1,0,0
E 0,1,1,0
+ E 1,0,0,0
(0,0,0,1)
(0,0,0,1)
(0,0,0,1)
E 1,0,1,0 E 1,1,0,0 + E 1,1,1,0
h 2 (1,1,3,1)
2
+ 3(1,2,2,1) + 2(1,3,1,1)
12
Note that the formulae for i jk and i jkl are not symmetric
with respect to the coordinates and, therefore, several alternative formulae exist.
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