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Periodontology 2000, Vol.

57, 2011, 3850


Printed in Singapore. All rights reserved

 2011 John Wiley & Sons A/S

PERIODONTOLOGY 2000

Squamous cell carcinoma and


precursor lesions: prevention
SAMAN WARNAKULASURIYA

Introduction

Cessation of tobacco use

Major risk factors for oral squamous cell carcinoma


and precursor lesions of the oral cavity are smoking,
use of smokeless tobacco and alcohol misuse. In
specific regions of the world, particularly in some
Asian-Pacific countries, the chewing of betel quid is
an additional risk factor. Human papillomavirus
(HPV) infection is an emerging risk factor for oropharyngeal carcinomas. These risk factors and etiopathogenesis are considered in detail by Johnson
et al. (40) in this volume, and in an earlier review
(107). The purpose of this review is to inform oral
healthcare professionals about effective methods for
reducing harm from these etiological agents, and
about care pathways to reduce the burden of oral
cancer by engaging in public health programs or
clinical interventions. These interventions should
mostly be targeted at the high-risk groups who
present in primary care settings with oral potentially
malignant disorders (110). The objective of this
article is to stimulate a debate on effective preventive
measures in clinical practice. This review includes an
overview of both public health measures and targeted
measures that could be undertaken in dental offices
by oral healthcare professionals and that may lead to
control of oral cancer by effectively managing
patients with established risk factors and potentially
malignant disorders (precursor lesions). The current
evidence available on treatment of precursor
lesions in the hope of eliminating future development of a carcinoma in the precursor lesion is also
reviewed.
The methods of prevention or interventions discussed include cessation of tobacco use, moderation
of alcohol use, stopping betel quid use, vaccination
against viruses, dietary intervention, and chemoprevention, as well as tertiary prevention measures e.g.
surgery to prevent malignant transformation.

The risk for oral cancer in former smokers almost


matches that of never smokers 10 years after cessation (106), clearly indicating the benefits of stopping
tobacco use. Smoking cessation has been shown to
reduce both the relative risk (20) and lifetime risk (6)
of developing oral and other aerodigestive tract cancers. For cancers of the oral cavity and pharynx
together, the cumulative risk for Italian men who
continued to smoke any type of tobacco was 3.3% by
75 years of age, but the risk dropped to 1.4% and
0.5% for men who stopped smoking at approximately
50 and 30 years old, respectively (6). Pooled data
from the Head and Neck Epidemiology Consortium,
based on 17 studies reporting smoking cessation,
confirmed these observations (61). It has been estimated that tobacco cessation, alone could contribute
to the prevention of a substantial proportion of cancers at this site.
Smoking cessation is also associated with reversal
of epithelial dysplasia in pre-cancer (64). In India, a
primary prevention trial of oral cancer was undertaken in Kerala state. A high proportion of subjects
were smokeless tobacco users. When tobacco use was
stopped or reduced substantially, the regression rates
of pre-cancer increased significantly (27).

38

Community interventions
There is evidence that comprehensive tobacco control programs including media campaigns, higher
taxes and smoke-free environments can be effective
in changing smoking behavior in adults, but the evidence comes from a heterogeneous group of studies
of variable methodological quality. Bala et al. (2)
performed a systematic review of media campaigns
and reported significant decreases in smoking
prevalence after the Massachusetts and California

Prevention of cancer and precursor lesions

statewide tobacco control campaigns compared with


the rest of the USA. Community interventions as
outlined in the World Health Organization Framework Convention on Tobacco Control represent a
key component of current anti-smoking strategies.
Population-level tobacco control interventions also
have the potential to benefit more disadvantaged
groups (98). Oral health professionals should be
ardent supporters of such public health measures.
They need to engage in debates about important
developments in tobacco control and assume a
leading role in inter-professional activities on control
of oral cancer.

Preventive measures for smoking


cessation undertaken in dental practices
There is good evidence that brief interventions by
health professionals can increase rates of smoking
cessation (75). Attempts at encouraging tobacco cessation in dental pratices by have been previously reviewed (114). Trials that examined the feasibility of
involvement of dental practices in smoking cessation
confirmed a pivotal role of the team approach in better
outcomes (92). Dentists who implement an effective
smoking cessation program can expect to achieve
cessation rates of up to 1015% each year among
patients who smoke or use smokeless tobacco. The
recommended care pathway is to provide brief
interventions in the dental practice, while utilizing
specialist smoking cessation services to provide additional benefits, (75). Such schemes should provide
information exchange between the specialist smoking
cessation services and the dental team that could be
valuable for patient follow up.
Ebbert et al. (13) performed a meta-analysis of
randomized trials on interventions for smokeless
tobacco cessation, mostly in US dental offices. The
majority of these behavioral interventions were
undertaken by oral hygienists dentists who had
received training in tobacco intervention skills. The
odds ratio for giving up smokeless tobacco use following behavioral interventions that mostly included
an oral examination and feedback, was 1.66 (95%
confidence interval; 1.481.88). Varenicline was also
effective in Swedish users of snus (odds ratio 1.6; 95%
confidence interval; 1.082.36).

Preventive measures in hospital clinics


A number of studies have examined the effectiveness
of tobacco cessation interventions in oral medicine
practices for patients diagnosed with precursor

lesions. For example, Roed-Petersen (78) reported


resolution of leukoplakia following smoking cessation. Another interventional study in a dysplasia
clinic in London provided brief cessation advice and
utilized a specialist smoking cessation clinic for
intensive interventions and pharmacotherapy. They
achieved a cessation rate of 30% (74).

Methodological issues
For both tobacco smoking and the use of oral
smokeless tobacco, nicotine remains the main
determinant of addiction. For smokers who wish to
quit, effective smoking cessation treatments are
available (112), and every patient diagnosed with oral
pre-cancer or cancer who uses tobacco should be
offered one or more of these treatments.
There are many intervention strategies and policies for smoking cessation among adults. Data from
many sources confirm that a wide array of effective
smoking cessation intervention approaches and
policies can have a significant impact on improving
smoking cessation rates.
Treatment methods that have been researched and
found to be effective are set out in Table 1. These
summary results are extracted from data published in
Table 1. Evidence-based treatment methods for successful smoking cessation published in the Cochrane
Database of Systematic Reviews based on published
meta-analyses (7, 24, 36, 48, 77, 93, 94, 115)
Type of therapy

Number Estimated odds ratios


of trials
(OR) and 95%
confidence
intervals (CI)
OR

Nursing intervention

CI

42

1.28

1.181.38

Brief advice

17

1.66

1.421.94

Intensive advice

11

1.84

1.602.13

Dentists advice

1.44

1.161.78

Counselling

21

1.56

1.321.84

Nicotine replacement
therapy

132

1.58

1.50 1.66

Clonidine

1.89

1.302.74

Bupropion

31

1.94

1.722.19

Varenicline

2.33

1.952.80

Nortriptyline

2.34

1.613.41

Acupuncture

24

1.36

1.071.72

Physicians advice

39

Warnakulasuriya

the Cochrane Database of Systematic Reviews (http://


www2.cochrane.org/reviews/), including a number
of meta-analyses. Advice and support from health
professionals (nurses, dentists and physicians) could
increase peoples success in giving up smoking.
Intensive group treatment is better than brief advice.
Nicotine replacement therapy aims to reduce
withdrawal symptoms associated with cessation of
smoking by replacing cigarettes with medicinal nicotine. The chances of stopping smoking increase by
5070% with use of nicotine replacement therapy.
Nicotine replacement therapy is available as skin
patches that deliver nicotine slowly, and as chewing
gum, lozenges tablets, inhalers and nasal spray, all
of which deliver nicotine to the brain via the bloodstream. Those that deliver nicotine rapidly, (e.g. nasal
sprays), may be used in combination with preparations that deliver nicotine more slowly. Smokers
attending UK National Health Service Stop Smoking
services are four times more likely to succeed in
giving up and remain as ex-smokers than those who
attempt to quit unaided, on the basis that medication
approximately doubles the chances of quitting, and
behavioral support further doubles the outcome.
Medications prescribed under physicians guidance
as adjuncts to smoking cessation include bupropion
and varenicline, and both have shown promising
long-term results (Table 1). These medications appear to attenuate the urge to smoke, the negative
effect of withdrawal symptoms, and people find it
easy to quit because smoking loses its appeal. They
have a high affinity for nicotine receptors. In trials
comparing these two therapies, varenicline was
superior to bupropion (odds ratio 2.18, 95% confidence interval; 1.094.08) (14).
Most adult smokers would like to quit, and effective therapies are now available. The adverse health
consequences of smoking and smokeless tobacco use
could be avoided by improving awareness and by
providing services that are accessible to those at risk.
Tobacco dependency requires targeted therapies
(112), and those with oral precursor lesions constitute
a special group who need assistance in giving up
tobacco use. Providing support for tobacco cessation
through oral healthcare providers could contribute to
saving lives. Why then, is smoking cessation overlooked when there are opportunities to intervene, as
tobacco use is quite apparent in the oral cavity as
either melanosis, gum disease, or precursor lesions?
Some dentists may view smoking as a lifestyle choice
rather than an addiction that requires treatment.
Others cite a lack of time, training or proper compensation for smoking cessation programs. There are

40

now excellent online resources on tobacco cessation


interventions for European dentists, and one such
is managed by the Oral Health Network of Tobacco
Use Prevention and Cessation (http://www.tobaccooralhealth.net).

Alcohol
Alcohol use is the second most important risk factor
for the development of oral cancer. Ethanol is classified by the International Agency for Research on
Cancer as a human carcinogen (37). A large number
of cohort and casecontrol studies provide strong
evidence that consumption of alcohol is an independent risk factor for oral and pharyngeal cancers
(37). Daily consumption of approximately 100 g of
ethanol above recommended levels increases the risk
for oral and oropharyngeal cancers two- to threefold
compared with the risk for non-drinkers. The risk of
oral cancer increases with the number of alcoholic
drinks consumed per day in a dose-dependent fashion (5). Pooled data from the Head and Neck Epidemiology Consortium based on 13 studies on alcohol
cessation confirmed the benefits of abstaining or
reducing alcohol consumption (61). The risk is multiplicative for combined use of alcohol and tobacco.
Some population groups with inherited defects in
metabolism of alcohol may have an inability to break
down acetaldehyde (the carcinogenic metabolite of
alcohol) and may be at increased risk. Oral biofilms
(bacteria) assist in the metabolism of alcohol to
acetaldehyde, and improving oral sepsis and hygiene
among alcoholics may help to reduce local acetaldehyde formation and thereby reduce the potential
risk of oral cancer.
Alcohol use has also been shown to be associated
with oral leukoplakia (30), and moreover with malignant transformation from leukoplakia to cancer (86).
There is a controversy as to which types of alcoholic drinks mostly cause mouth cancer. It is not clear
whether its the alcohol concentration in beverages or
the quantity drunk that contributes to excess risk.
There is no clear evidence that specific alcoholic
drinks, i.e. spirits, wine or beer, have different effects
on oral cancer. Substitution of the type of drink is
therefore not advisable. The most frequently consumed alcoholic beverage in a population is likely to
be associated with the highest risk for that given
population.
If followed, the guidelines in the European Code
Against Cancer (2008), i.e. daily consumption of less
than two drinks for men and one drink for women,

Prevention of cancer and precursor lesions

would lead to a significant reduction of cancer risk in


the population (www.cancercode.org/code.htm).
Combating binge drinking would also contribute to
control the reported rising incidence of tongue
cancer noted in young people.
Most people who misuse alcohol require supportive care, and those who are dependent require
pharmacotherapy to manage alcohol withdrawal and
medical treatment to prevent relapse. The drugs used
to prevent relapse include disulfiram, acamprosate,
baclofen and naltrexone. The mechanisms of action
of these agents in relapse prevention were discussed
in a recent review by Lingford-Hughes et al. (53).
These drugs should be used as adjuncts to psychosocial programs. Abstinence is the goal of treatment.
Brief advice and motivational enhancement against
alcohol misuse (Table 2) (70, 84) are effective
healthcare interventions, and the oral healthcare
team is ideally placed to provide these with some
additional training.

Betel quid
In parts of South and South East Asia and in Melanesia, there is a high incidence of oral cancer, and
betel quid use is recognized as a risk factor for the
disease burden in these populations (28). A recent
evaluation by the International Agency for Research
on Cancer concluded that areca nut, the main
ingredient used in betel quid or commercially packaged pan masala, is carcinogenic to humans (38).
Cancers of the oral cavity arise in locations in the
mouth where betel quid and areca nut are kept for
long periods (113). Furthermore, chewing betel quid
without tobacco has recently been shown to increase

the risks of cancer and various oral precursor


conditions (39). A recent meta-analysis of five studies
that controlled for smoking reported an increased
risk among betel quid users for oral leukoplakia (odds
ratio 7.9, 95% confidence interval; 4.314.6) (99). Oral
sub-mucous fibrosis caused by areca nut use is a
debilitating disorder with a significant potential for
malignant transformation. Medical interventions to
manage oral sub-mucous fibrosis in the hope of
preventing oral cancer have been recently reviewed
(42).
Some individuals develop a dependency syndrome
to areca nut (116), and development of an appropriate care pathway is required, as for tobacco
intervention, with facilities for treatment and programs to reduce harm. Only a few studies have been
performed. In a 10-year follow up study in India,
cessation of chewing habits (areca nut and tobacco
use) was reported in 8.7% men and 13.6% women
(26). In a community pilot investigation, Croucher
et al. (12) confirmed that methods identified as
helping tobacco smokers to successfully stop smoking, such as nicotine replacement therapy, can also
be used for Bangladeshi women who chew paan with
tobacco. The neuropharmacology of addiction to
areca nut has not been studied in detail to suggest
suitable pharmacotherapy. The dopaminergic mesolimbic system is likely to play a central role, as
described in other addictions (53). Further research is
required to characterize which neurotransmitters
modulate the dopaminergic pathway in areca nut
abusers so that medications available to treat addictions or new therapies can be tried. Substitution with
gums that taste of areca may help to reduce craving
in people who experience withdrawal.

Human papillomavirus
Table 2. Brief advice and motivational enhancement
against alcohol use (70, 84)
Brief advice (delivered by generalists)
Simple structured advice to reduce to sensible or less
risky levels
Motivational enhancement (2030 min)
Structured feedback on personal risk and harm
Emphasis on personal responsibility to change
Clear advice to cut down or abstain
Discussion of options for changing patterns of use
Reinforcement of the patients self-efficacy
*Should be non-judgmental
*Express empathy when interviewing and giving advice

Human papillomavirus (HPV), the causal agent for


cervical cancer, is now implicated in causation of
cancers of the oral cavity and particularly the oropharynx (23). Finding HPV DNA in oral and oropharyngeal cancers provides one explanation as to why
people who have no major lifestyle risk factors (tobacco and alcohol use) may develop cancer at this
site. The presence of HPV DNA in oral and oropharyngeal cancers adds weight to the hypothesis that
sexual transmission of the virus may be implicated
in the development of oropharyngeal cancer. We
previously reported on the involvement of HPV in
precursor lesions and during progression from precancer to cancer (15).

41

Warnakulasuriya

These findings suggest a strategy to prevent or


reduce the incidence of oropharyngeal cancer by the
introduction of vaccination programs. Two preventive vaccines [Gardasil (Merck) and Cervarix
(GlaxoSmithKline)], which target high-risk HPV types
16 and 18, are now available. In the UK, human
papillomavirus vaccines are licensed for girls aged
915 years. There is an optimistic outlook for HPV
vaccination, and the research community needs to
provide confirmation on its effect on oral cancer
whether it is as promising as initially demonstrated
in reducing the incidence of cervical cancer. The
effect is expected to be greatest in women who have
not yet been exposed to HPV. Vaccination before
adolescence makes it more likely that the recipient
has not been exposed to HPV. Large prospective randomized trials are required to document the clinical
effectiveness of HPV vaccination to control oral and
oropharyngeal cancer. It has been suggested that HPV
immunization be offered to boys to counter the
increased incidence of HPV related oral cancer
(The Guardian, 20 February 2011; http://www.
guardian.co.uk/science/2011/feb/20/boys-humanpapilloma-virus-jabs?INTCMP=SRCH).

Diet and nutrition


Most foods that are protective against cancer of the
mouth and pharynx are of plant origin. Based on a
recent evaluation by the World Cancer Research
Fund (118), there is convincing evidence that
higher consumption of non-starchy raw vegetables
including cruciferous and green leafy vegetables
and non-starchy tubers (e.g. carrots) may protect
against cancers of the upper aerodigestive tract,
including the mouth and pharynx (summary odds
ratio 0.72, 95% confidence interval: 0.630.82).
There is evidence that fruits (particularly citrus
fruits) may also provide protection (summary odds
ratio per 100 g per day 0.72, 95% confidence
interval: 0.590.87. Carotene-rich vegetables such as
broccoli, carrots and peppers (capsicums) or green
leafy vegetables appear to provide greater protection than vegetables lacking b-carotene. Thus, it is
clear that cancers of the mouth and pharynx and
probably also the wider range of malignant neoplasms that affect the aerodigestive tract can be
prevented by consuming a diet rich in antioxidants,
notably fresh vegetables and fruits (71, 108). This
should be coupled with a reduction in the levels of
consumption of processed, preserved and smoked
foodstuffs, as well as roasted and grilled foods. The

42

message at the heart of the UK 5 A DAY program


to eat at least five portions of a variety of fruit and
vegetables each day (total 400 g day) is consistent with dietary recommendations around the
world, including those from the WHO (120), and
will contribute to a reduction of oral cancers in the
community.

Chemoprevention
Chemoprevention attempts to reduce cancer incidence by prescribing pharmacological agents or by
dietary supplementation using vitamins, minerals,
trace elements and other bioactive substances.
Long-term supplementation for a median period of
6 years with either a-tocopherol (50 mg day) or
b-carotene (20 mg day), or both supplements in 409
subjects who smoked did not prevent oral leukoplakia (50). The prevalence of leukoplakia (5.9%) in
those receiving either supplement was similar to
population estimates.
Trials on the use of chemopreventive agents for
non-surgical treatment of oral leukoplakia have been
previously reviewed (57, 58, 76), and summary outcomes are given in Table 3 (4, 9, 10, 17, 21, 22, 34, 41,
43, 44, 54, 56, 60, 66, 73, 80, 85, 89, 91, 95, 96, 100, 101,
121). Primary outcomes of interest are clinical resolution of precursors and preventing malignant
transformation. Dietary supplements that have been
investigated for the treatment of oral leukoplakia
include vitamin A and retinoids (e.g. 13-cis-retinoic
acid, isotretinoin, fenretinide) and their analyses,
used either topically or systemically, as well as
b-carotene and a-tocopherol. Follow-up periods have
not been long enough to estimate the possibility of
malignant transformation, and recurrence of precancer after discontinuation of supplements appears
to be a common finding in these trial results. Furthermore, toxicity is reported with many agents
used in chemoprevention. A critical review of published chemoprevention studies on oral leukoplakia
noted number of inadequacies in the trial designs
(68, 82). Based on one small randomized controlled
trial, the use of oral lycopene over a period of
5 months appears to be effective (91). Even aggressive antioxidant treatment combinations have so far
not been found to be effective in reversing advanced
pre-malignant lesions of the oral cavity and oropharynx, suggesting an urgent need for innovative
approaches (108).
More recently, non-steroidal anti-inflammatory
drugs (NSAIDs) have received attention as potential

Prevention of cancer and precursor lesions

Table 3. Chemopreventive trials for oral leukoplakia


Therapy

Dose

Number of
patients

Clinical
resolution (%)

Follow-up
(months)

Recurrence
progression
(%)

Systemic
retinyl acetate

300,000 IU

42

52

12

67

Systemic
retinol

200,000300,000 IU

21

57

12

Topical retinol

600 000 IU

16

44

218

Topical
isotretinoin

310 mg day

11

28

18

Koch (43)

Analogues of
retinoic acid

70 mg

75

43

264

Koch (44)

Etretinate

45

71

Toma et al. (101)

Isotretinoin

0.21.0 mg kg

14

36

Chiesa et al. (9)

Fenretinate

200 mg day

80

95

9 years

Lippman et al. (55)

Fenretinide

200 mg day

35

34

22

Hong et al. (34)

Isotretinoin

12 mg kg

24

67

Epstein et al. (17)

Topical
tretinoin

0.05% gel

26

27

23

40

Piatelli et al. (73)

Topical
isotretinoin

1%

10

10

48

Garewal et al. (22)

b-carotene

60 mg day

24

52

18

Toma et al. (100)

b-carotene

90 mg day

23

26

Sankaranarayanan
et al. (80)

b-carotene

360 mg

46

54

12

Garewal et al. (21)

b-carotene

60 mg day

50

18

17

Singh et al. (91)

Lycopene

48 mg

58

2555

Benner et al. (4)

a-tocopherol

400 IU x2 day

43

23

Malaker et al. (60)

b-carotene or
retinoic acid

30 mg x4 day
10 mg x3 day

18

33

24

16

Stitch et al. (96)

b-carotene
b-carotene +
vitamin A

30 mg x2 week
90 mg x2 week
50,000 IU

27
51

15
28

Kaugars et al. (41)

b-carotene +
a-tocopherol +
vitamin C

30 mg day
800 IU
1,000 mg

79

56

Lippman et al. (56)

b-carotene +
isotretinoin

30 mg day
0.51.5 mg kg

33
26

45
92

28

8.5

b-carotene +
a-tocopherol +
vitamin C

75 mg
100 mg
1,000 mg

24

98

b-carotene +
vitamin C

10 mg
500 mg

46

25

24

Study

Sankaranarayanan
et al. (80)
Stich et al. (95)
Silverman et al. (89)
Shah et al. (85)

Zoller (121)

Nagao et al. (66)

43

Warnakulasuriya

chemopreventive agents. Sulindac and celecoxib are


effective in promoting regression in high-risk individuals with adenomas in the large bowel, but
important concerns exist regarding cardiovascular
toxicity associated with selective COX-2 inhibitors. A
few years ago, a cyclooxygenase inhibitor in the form
of an oral rinse (ketorolac) was used in a randomized,
double-blind, placebo-controlled trial (65). Fiftyseven subjects were enrolled, and complete or partial
response was observed in 30% of subjects for
ketorolac and 32% for the placebo, leading to the
conclusion that ketorolac rinse as tested had no significant effect. The authors argued that it may be
necessary to reformulate the agent to enhance penetration of the molecule through the keratin layers
(65). In a phase II randomized controlled trial, celecoxib at 100 or 200 mg twice daily was ineffective at
controlling oral pre-malignant lesions (69). In another pilot study on 22 subjects, the effectiveness of
celecoxib on oral pre-malignant lesions after being
on the drug over a period of 12 months was reported.
Among compliant subjects, eight of 11 biopsies (73%;
P = 0.0703) showed an improvement in the degree of
dysplasia after 12 months of theraphy (117). These
landmark studies, although their results are contradictory, are very important as they provide proofof-concept for experimentation on the use of active
chemopreventive agents in high-risk pre-cancers to
prevent the development of oral cancer. However, a
range of difficulties encountered in clinical trials
suggest that the evidence of the use of chemoprevention is not yet strong for oral cancer. Further
clinical trials on inhibition of COX-2 using ketorolac
as an oral rinse, and oral pioglitazone, a drug that is
commonly used to treat type II diabetes, are under
way or have been completed (http://www.cancer.
gov/clinicaltrials).
Topically applied bleomycin (0.51% dissolved in
dimethyl sulfoxide), a cytotoxic agent used in cancer therapy, has been used in two trials for treatment of oral leukoplakia (16, 29). Resolution of
leukoplakia and reversal of dysplasia were reported.
In one of the studies, two of the 19 treated cases
transformed to cancer. A number of adverse reactions may occur with bleomycin, including stomatitis, erythema, vesiculation and hyperpigmentation
of the skin.

Photodynamic therapy
Photodynamic therapy uses light to activate a
photosensitizing agent in the presence of oxygen to

44

cause localized photodamage and cell death. At


present, portable diode laser systems are predominantly used. A number of photosensitizers have
been advocated, including porphyrin derivatives,
5-aminolevulinic acid and temoporfin. Technical
aspects of this treatment have been discussed in
reviews by Konopka & Goslinski (45) and Kubler
(46). Photodynamic therapy with orally or topically
administered 5-aminolevulinic acid has been used
for the treatment of oral leukoplakia. The regression
of leukoplakia or clinical improvement to less
dysplastic states in partially responsive cases has
been reported (8, 18, 47, 87, 102). Significant
side-effects
are
prolonged
photosensitivity,
particularly after the use of intravenous photosentisizers, mucosal burns, and scarring and hyperpigmentation.

Surgical intervention
Some experts in the UK routinely advise excision of
any white patch with a diagnosis of leukoplakia (C.
Scully, Eastman Dental Hospital, London, personal
communication) on the basis that some already
contain or will transform to cancer, and one cannot
reliably estimate which ones do or will, not least as
biopsies often only sample a small part of many
lesions. A recent systematic review (62) examined
14 non-randomized studies (1, 3, 11, 25, 31, 32, 35,
49, 51, 59, 63, 79, 83, 88, 90, 97, 103, 104) that
compared surgical excision of oral leukoplakia epithelial dysplasia vs. no treatment. They
found a considerably higher malignant transformation rate among the lesions that were not excised
than for those that were excised (14.6% vs. 5.4%;
P = 0.003). The authors concluded that excision of
dysplastic lesions significantly decreased the risks of
transformation but did not completely eliminate
that risk. The results of this meta-analysis should be
viewed with caution due to the heterogeneity of the
studies: Of the 14 studies included, only five of the
publications specified surgical excision, periods of
follow-up were variable, and the rates of malignant
transformation in the various studies ranged from
0% to 37%. Some of the studies included by the
authors we believe do not appear to satisfy the
criteria for selection as the method of treatment
was not specified in few of the original publications
(11, 35), and in one of them was limited to a
medical intervention (49). The authors commented
on the distinct lack of randomized controlled trials
examining different surgical techniques or a con-

Prevention of cancer and precursor lesions

Table 4. Selected follow-up studies showing outcome of surgical excision or no intervention for cases of oral leukoplakia or epithelial dysplasia
Study

Country

Mean
follow-up
(years)

Total cases

Followed-up

Excised

Followed-up

Holmstrup et al. (32)

Denmark

6.8

89

147

12

Vedtofe et al. (104)

Denmark

3.9

61*

Italy

4.6

128

74

Schepman et al. (83)

The
Netherlands

2.5

39

79

20

15

Lumerman et al. (59)

USA

1.5

44,

16

Mincer et al. (63)

USA

8.0

20

22

15

Saito et al. (79)

Japan

4.0

75

51

Gupta et al. (25)

India

8.5

426

Sugar & Bancozy (97)

Hungary

23

18

306

Bancozy & Csiba (3)

Hungary

3.6

45

23

34

Excised

Arduino et al. (1)

Percentage with malignant


transformation

*Includes five cases of oral lichen planus.


Includes only oral dysplasia cases.
Follow up date based on a pathology database: authors unclear whether completely excised or not.

siderable lack of follow-up studies. Table 4 lists


some of the relevant studies (1, 3, 25, 32, 59, 63, 79,
83, 97) undertaken, showing the range of outcomes
following surgery or no treatment. The study by
Coredero et al. (10) that included only three subjects was excluded. A group from the Netherlands
reported benefits of laser surgery in oral leukoplakia
in that recurrences following treatment were far
fewer compared with knife excision (103). Whether
we can prevent malignancy by treating precursor
lesions remains an open question. This is one of the
most important problems in oral medicine (33) and
requires further research.
The natural history of oral leukoplakia the most
common precursor lesion encountered in the oral
cavity remains unclear (67). At present, the absence or presence (and the grade) of oral epithelial
dysplasia remains the most useful guide to our
management of leukoplakia (109). The presence of
oral dysplasia significantly increases the rate of
transformation to cancer, and this may increase
with the grade (62). It is therefore argued that
treatment of dysplastic lesions may prevent cancer
development in high-risk patients with oral leukoplakia. Currently, there is debate as to how we
should manage oral leukoplakia or other precursor
lesions as none of the available treatments (medical
or surgical) have sufficiently being researched to be
evidence-based.

Screening
Population screening provides a means of reducing
cancer incidence (prevention). Benefits have not
been widely evaluated for oral cancer. The concept
underpinning screening is based on the premise that
earlier detection of the asymptomatic phases of oral
precursor will allow modification of risky behaviors
and use of other clinical interventions in an attempt
to prevent cancer (111). Screening high-risk groups
and opportunistic screening where people have good
access to dental care will allow earlier case detection
(105). In addition to visual screening, a number of
adjunctive tests are available (19), but these have
limitations in predicting which suspicious lesions
may progress to cancer. However, new technology is
encouraging dentists to perform thorough systematic
oral cavity examinations (52).
Strong evidence to support any national screening
program is still lacking, but one randomized trial in
users of tobacco and alcohol has shown a significant
reduction in mortality from oral cancer in a screened
population compared to deaths in the control group
(mortality rate ratio 0.66, 95% confidence interval;
0.450.95) (81). Screening for precursor lesions and
their effective management could lead to a reduction
in the incidence of cancer in the screened population, and thereby contribute to the control of oral

45

Warnakulasuriya

cancer (119). Community-oriented screening programs and communication on signs and symptoms
and risk factors also increase public awareness and
knowledge of oral cancer (72).

7.

8.

Conclusions
The findings of this review suggest that interventions
to change the health behavior of people at risk of oral
cancer require an educational as well as a personalized approach. Those at risk should be identified by
oral health professionals during regular dental visits
and continued support should be provided after the
initial intervention. The most important steps of
interventions are discouraging young people from
taking up tobacco use, and support for cessation of
tobacco use for those who cannot do so without
professional support. Given the strength of the evidence that ex smokers significantly reduce their
cancer risks, oral health professionals must include
tobacco cessation services as part of routine care,
particularly for those with oral precursor lesions.
Several other preventive measures, e.g. reducing
harm from betel quid use, moderating alcohol habits
and improving oral hygiene health, are also important in appropriate settings. An ideal chemopreventive agent remains to be discovered. Future research
is required to evaluate surveillance of precursor lesions, and less invasive and more effective treatment
protocols are required to prevent cancer development
in subjects with precursor lesions.

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