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Generated on: This page was generated by TSDR on 2015-05-02 07:59:56 EDT

Mark: WELLS CAPITAL MANAGEMENT

US Serial Number: 77828022

Application Filing Date: Sep. 16, 2009

US Registration Number: 3771492

Registration Date: Apr. 06, 2010

Register: Principal
Mark Type: Service Mark
Status: Registered. The registration date is used to determine when post-registration maintenance documents are due.
Status Date: Apr. 06, 2010
Publication Date: Jan. 19, 2010

Mark Information
Mark Literal Elements: WELLS CAPITAL MANAGEMENT
Standard Character Claim: Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type: 4 - STANDARD CHARACTER MARK
Disclaimer: "CAPITAL MANAGEMENT"

Related Properties Information


International Registration 1016941
Number:
International A0017177/1016941
Application(s)
/Registration(s) Based on
this Property:
Claimed Ownership of US 2829557
Registrations:

Goods and Services


Note: The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;
Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; and
Asterisks *..* identify additional (new) wording in the goods/services.
For: INVESTMENT ADVISORY SERVICES; INVESTMENT MANAGEMENT; INVESTMENT CONSULTATION; INVESTMENT OF FUNDS
FOR OTHERS; PROVIDING INFORMATION IN THE FIELD OF CAPITAL MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS
International Class(es): 036 - Primary Class

U.S Class(es): 100, 101, 102

Class Status: ACTIVE


Basis: 1(a)
First Use: Jan. 01, 1997

Use in Commerce: Jan. 01, 1997

Basis Information (Case Level)


Filed Use: Yes

Currently Use: Yes

Amended Use: No

Filed ITU: No

Currently ITU: No

Amended ITU: No

Filed 44D: No

Currently 44D: No

Amended 44D: No

Filed 44E: No

Currently 44E: No

Amended 44E: No

Filed 66A: No

Currently 66A: No

Filed No Basis: No

Currently No Basis: No

Current Owner(s) Information


Owner Name: Wells Fargo & Company
Owner Address: 1700 Wells Fargo Center, MAC N9305-176
Sixth and Marquette
Minneapolis, MINNESOTA 55479

UNITED STATES
Legal Entity Type: CORPORATION

State or Country Where DELAWARE


Organized:

Attorney/Correspondence Information
Attorney of Record
Attorney Name: Felicia J. Boyd
Attorney Primary Email WellsFargoFilings@btlaw.com
Address:

Attorney Email Yes


Authorized:
Correspondent

Correspondent Felicia J. Boyd


Name/Address: Barnes & Thornburg LLP
225 South Sixth Street, Suite 2800
Minneapolis, MINNESOTA 55402
UNITED STATES
Phone: 612-367-8729

Fax: 612-333-6798

Correspondent e-mail: WellsFargoFilings@btlaw.com

Correspondent e-mail Yes


Authorized:
Domestic Representative - Not Found

Prosecution History
Date

Proceeding
Number

Description

Apr. 06, 2015

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Aug. 24, 2010

ATTORNEY REVOKED AND/OR APPOINTED

Aug. 24, 2010

TEAS REVOKE/APPOINT ATTORNEY RECEIVED

Apr. 05, 2010

ATTORNEY REVOKED AND/OR APPOINTED

Apr. 05, 2010

TEAS REVOKE/APPOINT ATTORNEY RECEIVED

Apr. 06, 2010

REGISTERED-PRINCIPAL REGISTER

Jan. 19, 2010

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Jan. 19, 2010

PUBLISHED FOR OPPOSITION

Dec. 16, 2009

LAW OFFICE PUBLICATION REVIEW COMPLETED

76243

Dec. 15, 2009

ASSIGNED TO LIE

76243

Dec. 01, 2009

APPROVED FOR PUB - PRINCIPAL REGISTER

Dec. 01, 2009

EXAMINER'S AMENDMENT ENTERED

88888

Dec. 01, 2009

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

6328

Dec. 01, 2009

EXAMINERS AMENDMENT E-MAILED

6328

Dec. 01, 2009

EXAMINERS AMENDMENT -WRITTEN

82426

Nov. 24, 2009

ASSIGNED TO EXAMINER

82426

Sep. 21, 2009

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM

Sep. 19, 2009

NEW APPLICATION ENTERED IN TRAM

TM Staff and Location Information


TM Staff Information - None
File Location
Current Location: PUBLICATION AND ISSUE SECTION

Date in Location: Apr. 06, 2010

From:
Sent:
To:
Subject:

TMOfficialNotices@USPTO.GOV
Monday, April 6, 2015 01:11 AM
WellsFargoFilings@btlaw.com
Official USPTO Courtesy Reminder of Required Trademark Registration Maintenance Filing Under Section
8: U.S. Trademark RN 3771492: WELLS CAPITAL MANAGEMENT

U.S. Serial Number: 77828022


U.S. Registration Number: 3771492
U.S. Registration Date: Apr 6, 2010
Mark: WELLS CAPITAL MANAGEMENT
Owner: Wells Fargo & Company

Apr 6, 2015
U.S. PATENT AND TRADEMARK OFFICE ("USPTO") COURTESY REMINDER
OF REQUIRED TRADEMARK REGISTRATION MAINTENANCE FILING UNDER SECTION 8

WARNING: Your trademark registration will be CANCELLED if you do not file the required document below during the
specified statutory time period.
The above-identified registration registered on Apr 6, 2010. Therefore, the owner of the registration must file a Declaration of
Use and/or Excusable Nonuse under 8 of the Trademark Act anytime between now and Apr 6, 2016. For an additional fee,
the owner may file the declaration within the six-month grace period that ends on Oct 6, 2016. See 15 U.S.C. 1058. The
current fee for filing a declaration under 8 is $100 per class, and the additional fee for filing during the six-month grace period
is $100 per class. 37 C.F.R. 2.6.
If the registration meets the requirements of 15 of the Trademark Act, the owner may additionally file an optional Declaration
of Incontestability under 15. See 15 U.S.C. 1065. The current fee for filing a declaration under 15 is $200 per class. 37
C.F.R. 2.6.
To expedite processing, the owner is encouraged to file through the USPTO's official website using the Trademark Electronic
Application System ("TEAS"). Official forms for filing Declarations of Use and/or Excusable Nonuse under 8 and Combined
Declarations of Use and Incontestability under 8 and 15 are available through TEAS at
http://www.uspto.gov/trademarks/teas/reg_maintain.jsp.
For information regarding how to record ownership documents such as assignments, name changes and mergers, please see
TMEP 503. To expedite recordation, the owner is encouraged to file requests for recordation through the Electronic
Trademark Assignment System ("ETAS") at http://etas.uspto.gov.
For further information regarding the maintenance of a trademark registration, including future maintenance filings, please
consult the USPTO website at http://www.uspto.gov/trademarks/process/maintain/prfaq.jsp.
This reminder notice is being sent only as a courtesy to those trademark owners who have authorized e-mail communication
and maintain a current e-mail address with the USPTO. Failure by the USPTO to send a reminder or non-receipt of a reminder
does not excuse a trademark owner from meeting the statutory obligations for maintaining a trademark registration. If a
registration is cancelled and/or expired due to the failure to timely file required maintenance documents, it cannot be reinstated
or revived.
To check the status of this registration, go to
http://tsdr.uspto.gov/#caseNumber=77828022&caseType=SERIAL_NO&searchType=statusSearch or contact the Trademark
Assistance Center at 1-800-786-9199.
Beware of Unofficial Trademark Solicitations: Please be aware that private companies not associated with the USPTO
often use trademark registration information from the USPTO's database to mail or e-mail trademark-related solicitations. This

is the only official reminder that you will receive from the USPTO about your upcoming required maintenance filing. For
additional information about these private solicitations, please visit the USPTO website at
http://www.uspto.gov/trademarks/solicitation_warnings.jsp.
In order to be eligible for future e-mail reminders of maintenance filings, please remember to authorize e-mail communication
when filing your maintenance documents through TEAS and ensure that you maintain a current e-mail address with the
USPTO.

PTO Form 2196 (Rev 9/2005)


OMB No. 0651-0056 (Exp 09/30/2011)

Revocation of Attorney/Domestic Representative and/or


Appointment of Attorney/Domestic Representative

The table below presents the data as entered.


Input Field

Entered

SERIAL NUMBER

77828022

REGISTRATION NUMBER

3771492

LAW OFFICE ASSIGNED

LAW OFFICE 108

MARK SECTION
MARK

WELLS CAPITAL MANAGEMENT

ATTORNEY SECTION

ORIGINAL ADDRESS

Felicia J. Boyd
Barnes & Thornburg LLP
100 S. Fifth Street, Suite 1100
Minneapolis MN 55402-1298
612-342-0329
612-333-6798
Trademarks-MI@btlaw.com

NEW OTHER APPOINTED


ATTORNEYS

Manuel Herrera, Hae Park-Suk, Melissa A. Vallone


and David A.W. Wong all of Barnes & Thornburg LLP
and Carrie A. Hefte, Paul W. Mussell and Aparna M.
Dave of Wells Fargo & Company, care of Barnes &
Thornburg LLP

NEW ATTORNEY ADDRESS

STATEMENT TEXT

By submission of this request, the undersigned


REVOKES the power of attorney currently of record,
as listed above, and hereby APPOINTS the following
new attorney:

NAME

Felicia J. Boyd

FIRM NAME

Barnes & Thornburg LLP

STREET

225 South Sixth Street, Suite 2800

CITY

Minneapolis

STATE

Minnesota

COUNTRY

United States

POSTAL/ZIP CODE

55402

PHONE

612-367-8729

FAX

612-333-6798

EMAIL

WellsFargoFilings@btlaw.com

ATTORNEY AUTHORIZED TO
COMMUNICATE VIA E-MAIL

YES

NEW CORRESPONDENCE ADDRESS


NAME

Felicia J. Boyd

FIRM NAME

Barnes & Thornburg LLP

STREET

225 South Sixth Street, Suite 2800

CITY

Minneapolis

STATE

Minnesota

COUNTRY

United States

POSTAL/ZIP CODE

55402

PHONE

612-367-8729

FAX

612-333-6798

EMAIL

WellsFargoFilings@btlaw.com

AUTHORIZED TO COMMUNICATE
VIA E-MAIL

YES

OTHER APPOINTED ATTORNEY

Manuel Herrera, Hae Park-Suk, Melissa A. Vallone


and David A.W. Wong all of Barnes & Thornburg LLP
and Carrie A. Hefte, Paul W. Mussell and Aparna M.
Dave of Wells Fargo & Company, care of Barnes &
Thornburg LLP

SIGNATURE SECTION
SIGNATURE

/Carrie A Hefte/

SIGNATORY NAME

Carrie A. Hefte

SIGNATORY DATE

08/30/2010

SIGNATORY POSITION

Assistant Vice President

FILING INFORMATION SECTION


SUBMIT DATE

Mon Aug 30 12:48:04 EDT 2010


USPTO/RAA-209.43.67.81-20
100830124804078261-773603

TEAS STAMP

79-47088d7f52965ba13fc4bb
88e6d0dce0e5-N/A-N/A-2010
0824165618085780

PTO Form 2196 (Rev 9/2005)


OMB No. 0651-0056 (Exp 09/30/2011)

Revocation of Attorney/Domestic Representative and/or


Appointment of Attorney/Domestic Representative
To the Commissioner for Trademarks:
MARK: WELLS CAPITAL MANAGEMENT
SERIAL NUMBER: 77828022
REGISTRATION NUMBER: 3771492
The original attorney
Felicia J. Boyd
Barnes & Thornburg LLP
100 S. Fifth Street, Suite 1100
Minneapolis MN 55402-1298
612-342-0329
612-333-6798
Trademarks-MI@btlaw.com
Original Correspondence Address :
Felicia J. Boyd
Barnes & Thornburg LLP
100 S. Fifth Street, Suite 1100
Minneapolis MN 55402-1298
612-342-0329
612-333-6798
Trademarks-MI@btlaw.com

By submission of this request, the undersigned REVOKES the power of attorney currently of record, as
listed above, and hereby APPOINTS the following new attorney: In addition, any additional previouslyappointed attorneys that are currently listed in the application are replaced with the new "Other Appointed
Attorneys" listed below.
Newly Appointed Attorney:
Felicia J. Boyd
Barnes & Thornburg LLP
225 South Sixth Street, Suite 2800
Minneapolis, Minnesota 55402
United States
612-367-8729
612-333-6798
WellsFargoFilings@btlaw.com
Other Appointed Attorneys:
Manuel Herrera, Hae Park-Suk, Melissa A. Vallone and David A.W. Wong all of Barnes & Thornburg

LLP and Carrie A. Hefte, Paul W. Mussell and Aparna M. Dave of Wells Fargo & Company, care of
Barnes & Thornburg LLP
The following is to be used as the correspondence address:
Felicia J. Boyd
Barnes & Thornburg LLP
225 South Sixth Street, Suite 2800
Minneapolis, Minnesota 55402
United States
612-367-8729
612-333-6798
WellsFargoFilings@btlaw.com

Signature: /Carrie A Hefte/


Date: 08/30/2010
Signatory's Name: Carrie A. Hefte
Signatory's Position: Assistant Vice President
Serial Number: 77828022
Internet Transmission Date: Mon Aug 30 12:48:04 EDT 2010
TEAS Stamp: USPTO/RAA-209.43.67.81-20100830124804078
261-77360379-47088d7f52965ba13fc4bb88e6d
0dce0e5-N/A-N/A-20100824165618085780

PTO Form 2196 (Rev 9/2005)


OMB No. 0651-0056 (Exp 09/30/2011)

Revocation of Attorney/Domestic Representative and/or


Appointment of Attorney/Domestic Representative

The table below presents the data as entered.


Input Field

Entered

SERIAL NUMBER

77828022

LAW OFFICE ASSIGNED

LAW OFFICE 108

MARK SECTION
MARK

WELLS CAPITAL MANAGEMENT

ATTORNEY SECTION

ORIGINAL ADDRESS

FELICIA J. BOYD
FAEGRE & BENSON LLP
1155490 S 7TH ST STE 2200
MINNEAPOLIS Minnesota (MN) 55402-3901
United States (USX)
612/766-7430
612/766-1600
trademarkmpls@faegre.com

NEW OTHER APPOINTED


ATTORNEYS

Manuel Herrera, Melissa A. Vallone and David A.W.


Wong all of Barnes & Thornburg LLP and Carrie A.
Hefte, Paul W. Mussell and Aparna M. Dave of Wells
Fargo & Company

NEW ATTORNEY ADDRESS

STATEMENT TEXT

By submission of this request, the undersigned


REVOKES the power of attorney currently of record,
as listed above, and hereby APPOINTS the following
new attorney:

NAME

Felicia J. Boyd

FIRM NAME

Barnes & Thornburg LLP

STREET

100 S. Fifth Street, Suite 1100

CITY

Minneapolis

STATE

Minnesota

COUNTRY

COUNTRY

United States

POSTAL/ZIP CODE

55402-1298

PHONE

612-342-0329

FAX

612-333-6798

EMAIL

Trademarks-MI@btlaw.com

ATTORNEY AUTHORIZED TO
COMMUNICATE VIA E-MAIL

YES

NEW CORRESPONDENCE ADDRESS


NAME

Felicia J. Boyd

FIRM NAME

Barnes & Thornburg LLP

STREET

100 S. Fifth Street, Suite 1100

CITY

Minneapolis

STATE

Minnesota

COUNTRY

United States

POSTAL/ZIP CODE

55402-1298

PHONE

612-342-0329

FAX

612-333-6798

EMAIL

Trademarks-MI@btlaw.com

AUTHORIZED TO COMMUNICATE
VIA E-MAIL

YES

SIGNATURE SECTION
SIGNATURE

/paul mussell/

SIGNATORY NAME

Paul W. Mussell

SIGNATORY DATE

04/05/2010

SIGNATORY POSITION

Officer

FILING INFORMATION SECTION


SUBMIT DATE

Mon Apr 05 15:40:55 EDT 2010

TEAS STAMP

USPTO/RAA-209.43.67.81-20
100405154055857744-776710
97-460d3edd66ff71b77d3840
694a5efa358f-N/A-N/A-2010
0405123427323120

PTO Form 2196 (Rev 9/2005)


OMB No. 0651-0056 (Exp 09/30/2011)

Revocation of Attorney/Domestic Representative and/or


Appointment of Attorney/Domestic Representative
To the Commissioner for Trademarks:
MARK: WELLS CAPITAL MANAGEMENT
SERIAL NUMBER: 77828022
The original attorney
FELICIA J. BOYD
FAEGRE & BENSON LLP
1155490 S 7TH ST STE 2200
MINNEAPOLIS Minnesota 55402-3901
United States
612/766-7430
612/766-1600
trademarkmpls@faegre.com
Original Correspondence Address :
FELICIA J. BOYD
FAEGRE & BENSON LLP
90 S 7TH ST STE 2200
MINNEAPOLIS Minnesota 55402-3901
United States
612/766-7430
612/766-1600
trademarkmpls@faegre.com

By submission of this request, the undersigned REVOKES the power of attorney currently of record, as
listed above, and hereby APPOINTS the following new attorney: In addition, any additional previouslyappointed attorneys that are currently listed in the application are replaced with the new "Other Appointed
Attorneys" listed below.
Newly Appointed Attorney:
Felicia J. Boyd
Barnes & Thornburg LLP
100 S. Fifth Street, Suite 1100
Minneapolis, Minnesota 55402-1298
United States
612-342-0329
612-333-6798
Trademarks-MI@btlaw.com
Other Appointed Attorneys:

Manuel Herrera, Melissa A. Vallone and David A.W. Wong all of Barnes & Thornburg LLP and Carrie A.
Hefte, Paul W. Mussell and Aparna M. Dave of Wells Fargo & Company
The following is to be used as the correspondence address:
Felicia J. Boyd
Barnes & Thornburg LLP
100 S. Fifth Street, Suite 1100
Minneapolis, Minnesota 55402-1298
United States
612-342-0329
612-333-6798
Trademarks-MI@btlaw.com

Signature: /paul mussell/


Date: 04/05/2010
Signatory's Name: Paul W. Mussell
Signatory's Position: Officer
Serial Number: 77828022
Internet Transmission Date: Mon Apr 05 15:40:55 EDT 2010
TEAS Stamp: USPTO/RAA-209.43.67.81-20100405154055857
744-77671097-460d3edd66ff71b77d3840694a5
efa358f-N/A-N/A-20100405123427323120

From:
Sent:
To:
Subject:

TMOfficialNotices@USPTO.GOV
Tuesday, January 19, 2010 00:41 AM
trademarkmpls@faegre.com
Official USPTO Notice of Publication: Serial Number 77828022

NOTICE OF PUBLICATION
Serial Number: 77-828,022
Mark: WELLS CAPITAL MANAGEMENT(STANDARD CHARACTER MARK)
International Class(es): 036
Applicant: Wells Fargo & Company
Attorney Reference Number: 11554The mark identified above has been published in the Trademark Official Gazette (OG) on Jan 19, 2010. Any party who
believes it will be damaged by the registration of the mark may file a notice of opposition (or extension of time therefor) with the
Trademark Trial and Appeal Board. If no party files an opposition or extension request within thirty (30) days after the
publication date, then within twelve (12) weeks of the publication date a certificate of registration should issue.
On the publication date or shortly thereafter, the applicant should carefully review the information that appears in the OG for
accuracy (see steps, below). If any information is incorrect, the applicant should immediately email the requested correction to
TMPostPubQuery@uspto.gov. For general information about this notice, please contact the Trademark Assistance Center at
1-800-786-9199.
1. Click on the following link or paste the URL into an internet browser:
http://www.uspto.gov/web/trademarks/tmog/20100119_OG.pdf#page=1
2. Wait for the total OG to download completely (as indicated on bottom of OG page).
3. At the top/side of the displayed page, click wherever the "binoculars" icon appears.
4. Enter in the "search" box the name of the applicant (for individual: last name, first name) or the serial number in this exact
format (with hyphen and comma): 77-828,022, e.g.
5. View the retrieved result(s). If multiple results appear in the "results" box, click directly on each "search term" shown in the
box to access all separate appearances in the OG.

Trademark Snap Shot Publication & Issue Review Stylesheet


(Table presents the data on Publication & Issue Review Complete)

OVERVIEW
SERIAL NUMBER

77828022

FILING DATE

REG NUMBER

0000000

REG DATE

09/16/2009
N/A

REGISTER

PRINCIPAL

INTL REG #

N/A

INTL REG DATE

N/A

GLASSER, CARYN

L.O. ASSIGNED

108

TM ATTORNEY

MARK TYPE

SERVICE MARK

PUB INFORMATION
RUN DATE

12/17/2009

PUB DATE

01/19/2010

STATUS

681-PUBLICATION/ISSUE REVIEW COMPLETE

STATUS DATE

12/16/2009

LITERAL MARK ELEMENT

WELLS CAPITAL MANAGEMENT

DATE ABANDONED

N/A

DATE CANCELLED

N/A

SECTION 2F

NO

SECTION 2F IN PART

NO

SECTION 8

NO

SECTION 8 IN PART

NO

SECTION 15

NO

REPUB 12C

N/A

RENEWAL FILED

NO

RENEWAL DATE

N/A

DATE AMEND REG

N/A

FILING BASIS
FILED BASIS

CURRENT BASIS

AMENDED BASIS

1 (a)

YES

1 (a)

YES

1 (a)

NO

1 (b)

NO

1 (b)

NO

1 (b)

NO

44D

NO

44D

NO

44D

NO

44E

NO

44E

NO

44E

NO

66A

NO

66A

NO

NO BASIS

NO

NO BASIS

NO

MARK DATA
STANDARD CHARACTER MARK

YES

LITERAL MARK ELEMENT

WELLS CAPITAL MANAGEMENT

MARK DRAWING CODE

4-STANDARD CHARACTER MARK

COLOR DRAWING FLAG

NO

CURRENT OWNER INFORMATION


PARTY TYPE

10-ORIGINAL APPLICANT

NAME

Wells Fargo & Company

ADDRESS

1700 Wells Fargo Center, MAC N9305-176


Sixth and Marquette
Minneapolis, MN 55479

ENTITY

03-CORPORATION

CITIZENSHIP

Delaware

GOODS AND SERVICES


INTERNATIONAL CLASS

036

DESCRIPTION TEXT

INVESTMENT ADVISORY SERVICES; INVESTMENT


MANAGEMENT; INVESTMENT CONSULTATION;
INVESTMENT OF FUNDS FOR OTHERS; PROVIDING
INFORMATION IN THE FIELD OF CAPITAL
MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS

GOODS AND SERVICES CLASSIFICATION


INTERNATIONAL 036
CLASS

FIRST USE
DATE

01/01/1997

FIRST USE
01/01/1997
IN
COMMERCE
DATE

CLASS
STATUS

6-ACTIVE

MISCELLANEOUS INFORMATION/STATEMENTS
CHANGE IN REGISTRATION

NO

DISCLAIMER W/PREDETER TXT

"CAPITAL MANAGEMENT"

OWNER OF US REG NOS

2829557

PROSECUTION HISTORY
DATE

ENT CD

ENT
TYPE

DESCRIPTION

ENT NUM

12/16/2009

PREV

LAW OFFICE PUBLICATION REVIEW COMPLETED

010

12/15/2009

ALIE

ASSIGNED TO LIE

009

12/01/2009

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

008

12/01/2009

XAEC

EXAMINER'S AMENDMENT ENTERED

007

12/01/2009

GNEN

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

006

12/01/2009

GNEA

EXAMINERS AMENDMENT E-MAILED

005

12/01/2009

CNEA

EXAMINERS AMENDMENT -WRITTEN

004

11/24/2009

DOCK

ASSIGNED TO EXAMINER

003

09/21/2009

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED


IN TRAM

002

09/19/2009

NWAP

NEW APPLICATION ENTERED IN TRAM

001

CURRENT CORRESPONDENCE INFORMATION


ATTORNEY

Felicia J. Boyd

CORRESPONDENCE ADDRESS

FELICIA J. BOYD
FAEGRE & BENSON LLP
90 S 7TH ST STE 2200
MINNEAPOLIS, MN 55402-3901

DOMESTIC REPRESENTATIVE

NONE

Trademark Snap Shot Amendment & Mail Processing Stylesheet


(Table presents the data on Amendment & Mail Processing Complete)

OVERVIEW
SERIAL NUMBER

77828022

FILING DATE

REG NUMBER

0000000

REG DATE

09/16/2009
N/A

REGISTER

PRINCIPAL

INTL REG #

N/A

INTL REG DATE

N/A

GLASSER, CARYN

L.O. ASSIGNED

108

TM ATTORNEY

MARK TYPE

SERVICE MARK

PUB INFORMATION
RUN DATE

12/02/2009

PUB DATE

N/A

STATUS

680-APPROVED FOR PUBLICATON

STATUS DATE

12/01/2009

LITERAL MARK ELEMENT

WELLS CAPITAL MANAGEMENT

DATE ABANDONED

N/A

DATE CANCELLED

N/A

SECTION 2F

NO

SECTION 2F IN PART

NO

SECTION 8

NO

SECTION 8 IN PART

NO

SECTION 15

NO

REPUB 12C

N/A

RENEWAL FILED

NO

RENEWAL DATE

N/A

DATE AMEND REG

N/A

FILING BASIS
FILED BASIS

CURRENT BASIS

AMENDED BASIS

1 (a)

YES

1 (a)

YES

1 (a)

NO

1 (b)

NO

1 (b)

NO

1 (b)

NO

44D

NO

44D

NO

44D

NO

44E

NO

44E

NO

44E

NO

66A

NO

66A

NO

NO BASIS

NO

NO BASIS

NO

MARK DATA
STANDARD CHARACTER MARK

YES

LITERAL MARK ELEMENT

WELLS CAPITAL MANAGEMENT

MARK DRAWING CODE

4-STANDARD CHARACTER MARK

COLOR DRAWING FLAG

NO

CURRENT OWNER INFORMATION


PARTY TYPE

10-ORIGINAL APPLICANT

NAME

Wells Fargo & Company

ADDRESS

1700 Wells Fargo Center, MAC N9305-176


Sixth and Marquette
Minneapolis, MN 55479

ENTITY

03-CORPORATION

CITIZENSHIP

Delaware

GOODS AND SERVICES


INTERNATIONAL CLASS

036

DESCRIPTION TEXT

INVESTMENT ADVISORY SERVICES; INVESTMENT


MANAGEMENT; INVESTMENT CONSULTATION;
INVESTMENT OF FUNDS FOR OTHERS; PROVIDING
INFORMATION IN THE FIELD OF CAPITAL
MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS

GOODS AND SERVICES CLASSIFICATION


INTERNATIONAL 036
CLASS

FIRST USE
DATE

01/01/1997

FIRST USE
01/01/1997
IN
COMMERCE
DATE

CLASS
STATUS

6-ACTIVE

MISCELLANEOUS INFORMATION/STATEMENTS
CHANGE IN REGISTRATION

NO

DISCLAIMER W/PREDETER TXT

"CAPITAL MANAGEMENT"

OWNER OF US REG NOS

2829557

PROSECUTION HISTORY
DATE

ENT CD

ENT
TYPE

DESCRIPTION

ENT NUM

12/01/2009

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

008

12/01/2009

XAEC

EXAMINER'S AMENDMENT ENTERED

007

12/01/2009

GNEN

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

006

12/01/2009

GNEA

EXAMINERS AMENDMENT E-MAILED

005

12/01/2009

CNEA

EXAMINERS AMENDMENT -WRITTEN

004

11/24/2009

DOCK

ASSIGNED TO EXAMINER

003

09/21/2009

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED


IN TRAM

002

09/19/2009

NWAP

NEW APPLICATION ENTERED IN TRAM

001

CURRENT CORRESPONDENCE INFORMATION


ATTORNEY

Felicia J. Boyd

CORRESPONDENCE ADDRESS

FELICIA J. BOYD
FAEGRE & BENSON LLP
90 S 7TH ST STE 2200
MINNEAPOLIS, MN 55402-3901

DOMESTIC REPRESENTATIVE

NONE

Trademark Snap Shot Publication Stylesheet


(Table presents the data on Publication Approval)

OVERVIEW
SERIAL NUMBER

77828022

FILING DATE

REG NUMBER

0000000

REG DATE

09/16/2009
N/A

REGISTER

PRINCIPAL

INTL REG #

N/A

INTL REG DATE

N/A

GLASSER, CARYN

L.O. ASSIGNED

108

TM ATTORNEY

MARK TYPE

SERVICE MARK

PUB INFORMATION
RUN DATE

12/02/2009

PUB DATE

N/A

STATUS

680-APPROVED FOR PUBLICATON

STATUS DATE

12/01/2009

LITERAL MARK ELEMENT

WELLS CAPITAL MANAGEMENT

DATE ABANDONED

N/A

DATE CANCELLED

N/A

SECTION 2F

NO

SECTION 2F IN PART

NO

SECTION 8

NO

SECTION 8 IN PART

NO

SECTION 15

NO

REPUB 12C

N/A

RENEWAL FILED

NO

RENEWAL DATE

N/A

DATE AMEND REG

N/A

FILING BASIS
FILED BASIS

CURRENT BASIS

AMENDED BASIS

1 (a)

YES

1 (a)

YES

1 (a)

NO

1 (b)

NO

1 (b)

NO

1 (b)

NO

44D

NO

44D

NO

44D

NO

44E

NO

44E

NO

44E

NO

66A

NO

66A

NO

NO BASIS

NO

NO BASIS

NO

MARK DATA
STANDARD CHARACTER MARK

YES

LITERAL MARK ELEMENT

WELLS CAPITAL MANAGEMENT

MARK DRAWING CODE

4-STANDARD CHARACTER MARK

COLOR DRAWING FLAG

NO

CURRENT OWNER INFORMATION


PARTY TYPE

10-ORIGINAL APPLICANT

NAME

Wells Fargo & Company

ADDRESS

1700 Wells Fargo Center, MAC N9305-176


Sixth and Marquette
Minneapolis, MN 55479

ENTITY

03-CORPORATION

CITIZENSHIP

Delaware

GOODS AND SERVICES


INTERNATIONAL CLASS

036

DESCRIPTION TEXT

INVESTMENT ADVISORY SERVICES; INVESTMENT


MANAGEMENT; INVESTMENT CONSULTATION;
INVESTMENT OF FUNDS FOR OTHERS; PROVIDING
INFORMATION IN THE FIELD OF CAPITAL
MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS

GOODS AND SERVICES CLASSIFICATION


INTERNATIONAL 036
CLASS

FIRST USE
DATE

01/01/1997

FIRST USE
01/01/1997
IN
COMMERCE
DATE

CLASS
STATUS

6-ACTIVE

MISCELLANEOUS INFORMATION/STATEMENTS
CHANGE IN REGISTRATION

NO

DISCLAIMER W/PREDETER TXT

"CAPITAL MANAGEMENT"

OWNER OF US REG NOS

2829557

PROSECUTION HISTORY
DATE

ENT CD

ENT
TYPE

DESCRIPTION

ENT NUM

12/01/2009

CNSA

APPROVED FOR PUB - PRINCIPAL REGISTER

008

12/01/2009

XAEC

EXAMINER'S AMENDMENT ENTERED

007

12/01/2009

GNEN

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

006

12/01/2009

GNEA

EXAMINERS AMENDMENT E-MAILED

005

12/01/2009

CNEA

EXAMINERS AMENDMENT -WRITTEN

004

11/24/2009

DOCK

ASSIGNED TO EXAMINER

003

09/21/2009

NWOS

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED


IN TRAM

002

09/19/2009

NWAP

NEW APPLICATION ENTERED IN TRAM

001

CURRENT CORRESPONDENCE INFORMATION


ATTORNEY

Felicia J. Boyd

CORRESPONDENCE ADDRESS

FELICIA J. BOYD
FAEGRE & BENSON LLP
90 S 7TH ST STE 2200
MINNEAPOLIS, MN 55402-3901

DOMESTIC REPRESENTATIVE

NONE

To:

Wells Fargo & Company (trademarkmpls@faegre.com)

Subject:

U.S. TRADEMARK APPLICATION NO. 77828022 - WELLS CAPITAL


MANAGEMENT - 11554-

Sent:

12/1/2009 3:00:57 PM

Sent As:

ECOM108@USPTO.GOV

Attachments:

UNITED STATES PATENT AND TRADEMARK OFFICE


SERIAL NO:

77/828022

MARK: WELLS CAPITAL MANAGEMENT


CORRESPONDENT ADDRESS:
FELICIA J. BOYD
FAEGRE & BENSON LLP
90 S 7TH ST STE 2200
MINNEAPOLIS, MN 55402-3901
APPLICANT:

*77828022*
GENERAL TRADEMARK INFORMATION:

http://www.uspto.gov/main/trademarks.htm

Wells Fargo & Company

CORRESPONDENTS REFERENCE/DOCKET
NO: 11554CORRESPONDENT E-MAIL ADDRESS:
trademarkmpls@faegre.com

EXAMINERS AMENDMENT
ISSUE/MAILING DATE: 12/1/2009

OFFICE SEARCH: The examining attorney has searched the Offices database of registered and
pending marks and has found no conflicting marks that would bar registration under Trademark Act
Section 2(d). 15 U.S.C. 1052(d); TMEP 704.02.
AMENDMENT: In accordance with the authorization granted by Felicia J. Boyd on December 1, 2009,
the application has been AMENDED as indicated below. Please advise the undersigned examining
attorney immediately if there is an objection to the amendment. Otherwise, no response is necessary.
TMEP 707.
If the identification of goods and/or services has been amended, please note that any future amendments
must be in accordance with 37 C.F.R. 2.71(a) and TMEP 1402.07(e).

Disclaimer
The following disclaimer statement is added to the record:
No claim is made to the exclusive right to use CAPITAL MANAGEMENT apart from the mark
as shown.
See 15 U.S.C. 1056(a); TMEP 1213, 1213.08(a)(i).

cglasser
/cglasser/
Caryn Glasser
Trademark Examining Attorney
Law Office 108
Phone: (571) 270-1517
Fax: (571) 270-2517

STATUS CHECK: Check the status of the application at least once every six months from the initial
filing date using the USPTO Trademark Applications and Registrations Retrieval (TARR) online system
at http://tarr.uspto.gov. When conducting an online status check, print and maintain a copy of the
complete TARR screen. If the status of your application has not changed for more than six months, please
contact the assigned examining attorney.

To:

Wells Fargo & Company (trademarkmpls@faegre.com)

Subject:

U.S. TRADEMARK APPLICATION NO. 77828022 - WELLS CAPITAL


MANAGEMENT - 11554-

Sent:

12/1/2009 3:01:00 PM

Sent As:

ECOM108@USPTO.GOV

Attachments:

IMPORTANT NOTICE REGARDING YOUR TRADEMARK


APPLICATION
Your trademark application (Serial No. 77828022) has been reviewed. The
examining attorney assigned by the United States Patent and Trademark Office
(USPTO) has written a letter (an Office action) on 12/1/2009 to which you
must respond (unless the Office letter specifically states that no response is required).
Please follow these steps:

1.
Read
the
Office
letter
by
clicking
on
this
link
http://tmportal.uspto.gov/external/portal/tow?DDA=Y&serial_number=77828022&doc_type=EXA&mail_date=
OR go to http://tmportal.uspto.gov/external/portal/tow and enter your serial number to access the
Office letter. If you have difficulty accessing the Office letter, contact TDR@uspto.gov.
PLEASE NOTE: The Office letter may not be immediately available but will be viewable within 24
hours of this e-mail notification.
2. Contact the examining attorney who reviewed your application if you have any questions about the

content of the Office letter (contact information appears at the end thereof).
3. Respond within 6 months, calculated from 12/1/2009 (or sooner if specified in the Office letter), using
the Trademark Electronic Application System (TEAS) Response to Office Action form. If you have
difficulty using TEAS, contact TEAS@uspto.gov.

ALERT:
Failure to file any required response by the applicable deadline will result in the ABANDONMENT
(loss) of your application.
Do NOT hit Reply to this e-mail notification, or otherwise attempt to e-mail your response, as the
USPTO does NOT accept e-mailed responses.

*** User:cglasser ***


#
Total
Dead

Live

Live

Status/

Viewed

Viewed

Search

Search

Marks

Marks

Docs

Images

Duration

01

22149

N/A

0:03

*w{v}l*[bi,ti]not dead [ld]

02

3650

N/A

0:04

*{"ckqx"}{v}p{v}t{v}l*[bi,ti]not dead [ld]

03

5784

N/A

0:02

*m{v}n{v}g{v}m{v}nt*[bi,ti]not dead [ld]

04

0:01

1 and 2 and 3

05

64

64

58

0:01

1 and (2 or 3)

06

431

431

328

0:01

2 and 3

07

426

426

264

0:03

*wells*[bi,ti]not dead [ld]

08

3359

N/A

0:04

"capital" [bi,ti]not dead [ld]

09

3162

N/A

0:03

8 and "036"[cc]

10

2619

N/A

0:02

8 and ("036" A B 200) [ic]

Session started 11/30/2009 4:28:30 PM


Session finished 11/30/2009 4:44:13 PM
Total search duration 0 minutes 24 seconds
Session duration 15 minutes 43 seconds
Defaut NEAR limit=1ADJ limit=1

Sent to TICRS as Serial Number: 77828022

PTO Form 1478 (Rev 9/2006)


OMB No. 0651-0009 (Exp 12/31/2011)

Trademark/Service Mark Application, Principal Register


Serial Number: 77828022
Filing Date: 09/16/2009

The table below presents the data as entered.


Input Field
SERIAL
NUMBER

Entered
77828022

MARK INFORMATION
*MARK

WELLS CAPITAL MANAGEMENT

STANDARD
CHARACTERS

YES

USPTOGENERATED
IMAGE

YES

LITERAL
ELEMENT

WELLS CAPITAL MANAGEMENT

MARK
STATEMENT

The mark consists of standard characters, without claim to any particular


font, style, size, or color.

REGISTER

Principal

APPLICANT INFORMATION
*OWNER OF
MARK

Wells Fargo & Company

INTERNAL
ADDRESS

1700 Wells Fargo Center, MAC N9305-176

*STREET

Sixth and Marquette

*CITY

Minneapolis

*STATE
(Required for U.S.
applicants)

Minnesota

*COUNTRY

United States

*ZIP/POSTAL
CODE
(Required for U.S.
applicants only)

55479

LEGAL ENTITY INFORMATION


TYPE

corporation

STATE/COUNTRY
OF
INCORPORATION

Delaware

GOODS AND/OR SERVICES AND BASIS INFORMATION


INTERNATIONAL
CLASS

036

*
IDENTIFICATION

INVESTMENT ADVISORY SERVICES; INVESTMENT


MANAGEMENT; INVESTMENT CONSULTATION; INVESTMENT
OF FUNDS FOR OTHERS; PROVIDING INFORMATION IN THE
FIELD OF CAPITAL MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS

FILING BASIS

SECTION 1(a)

FIRST USE
ANYWHERE DATE

At least as early as 01/01/1997

FIRST USE IN
COMMERCE
DATE

At least as early as 01/01/1997

SPECIMEN FILE NAME(S)


ORIGINAL
PDF FILE

spec-6316112129-154423380_._WELLS_CAPITAL_MANAGEMENT__Use_Based_Application.pdf

CONVERTED
PDF FILE(S)
(2 pages)

\\TICRS\EXPORT8\IMAGEOUT8\778\280\77828022\xml1\APP0003.JPG
\\TICRS\EXPORT8\IMAGEOUT8\778\280\77828022\xml1\APP0004.JPG

SPECIMEN
DESCRIPTION

Internet pages

ADDITIONAL STATEMENTS SECTION


PRIOR
REGISTRATION(S)

The applicant claims ownership of U.S. Registration Number(s) 2829557.

ATTORNEY INFORMATION
NAME

Felicia J. Boyd

ATTORNEY
DOCKET NUMBER

11554-

FIRM NAME

Faegre & Benson LLP

INTERNAL
ADDRESS

2200 Wells Fargo Center

STREET

90 South Seventh Street

CITY

Minneapolis

STATE

Minnesota

COUNTRY

United States

ZIP/POSTAL
CODE

55402-3901

PHONE

612/766-7430

FAX

612/766-1600

EMAIL ADDRESS

trademarkmpls@faegre.com

AUTHORIZED TO
COMMUNICATE
VIA EMAIL

Yes

OTHER
APPOINTED
ATTORNEY

Cathleen F. Baraloto, John L. Beard, Jodi A. DeSchane, Sandra Epp Ryan,


John M. Haurykiewicz, Calvin L. Litsey, Patricia I. Reding, James R.
Steffen, Gary S. Weinstein, Lisa C. Bowser, Jennifer Daniel Collins,
Natalie Hanlon-Leh, Peter J. Kinsella, Leslie P. Kramer and Marc C. Levy

CORRESPONDENCE INFORMATION
NAME

Felicia J. Boyd

FIRM NAME

Faegre & Benson LLP

INTERNAL
ADDRESS

2200 Wells Fargo Center

STREET

90 South Seventh Street

CITY

Minneapolis

STATE

Minnesota

COUNTRY

United States

ZIP/POSTAL
CODE

55402-3901

PHONE

612/766-7430

FAX

612/766-1600

EMAIL ADDRESS

trademarkmpls@faegre.com

AUTHORIZED TO
COMMUNICATE
VIA EMAIL

Yes

FEE INFORMATION
NUMBER OF
CLASSES

FEE PER CLASS

325

*TOTAL FEE DUE

325

*TOTAL FEE PAID

325

SIGNATURE INFORMATION
SIGNATURE

/paul mussell/

SIGNATORY'S
NAME

Paul W. Mussell

SIGNATORY'S
POSITION

Officer

DATE SIGNED

09/16/2009

PTO Form 1478 (Rev 9/2006)


OMB No. 0651-0009 (Exp 12/31/2011)

Trademark/Service Mark Application, Principal Register


Serial Number: 77828022
Filing Date: 09/16/2009

To the Commissioner for Trademarks:


MARK: WELLS CAPITAL MANAGEMENT (Standard Characters, see mark)
The literal element of the mark consists of WELLS CAPITAL MANAGEMENT.
The mark consists of standard characters, without claim to any particular font, style, size, or color.
The applicant, Wells Fargo & Company, a corporation of Delaware, having an address of
1700 Wells Fargo Center, MAC N9305-176,
Sixth and Marquette
Minneapolis, Minnesota 55479
United States
requests registration of the trademark/service mark identified above in the United States Patent and
Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051
et seq.), as amended, for the following:
International Class 036: INVESTMENT ADVISORY SERVICES; INVESTMENT
MANAGEMENT; INVESTMENT CONSULTATION; INVESTMENT OF FUNDS FOR OTHERS;
PROVIDING INFORMATION IN THE FIELD OF CAPITAL MANAGEMENT, CAPITAL
INVESTMENT, AND SECURITIES MARKETS
In International Class 036, the mark was first used at least as early as 01/01/1997, and first used in
commerce at least as early as 01/01/1997, and is now in use in such commerce. The applicant is
submitting one specimen(s) showing the mark as used in commerce on or in connection with any item in
the class of listed goods and/or services, consisting of a(n) Internet pages.
Original PDF file:
spec-6316112129-154423380_._WELLS_CAPITAL_MANAGEMENT_-_Use_Based_Application.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2

The applicant claims ownership of U.S. Registration Number(s) 2829557.


The applicant's current Attorney Information:
Felicia J. Boyd and Cathleen F. Baraloto, John L. Beard, Jodi A. DeSchane, Sandra Epp Ryan, John M.
Haurykiewicz, Calvin L. Litsey, Patricia I. Reding, James R. Steffen, Gary S. Weinstein, Lisa C. Bowser,
Jennifer Daniel Collins, Natalie Hanlon-Leh, Peter J. Kinsella, Leslie P. Kramer and Marc C. Levy of
Faegre & Benson LLP

2200 Wells Fargo Center


90 South Seventh Street
Minneapolis, Minnesota 55402-3901
United States
The attorney docket/reference number is 11554-.
The applicant's current Correspondence Information:
Felicia J. Boyd
Faegre & Benson LLP
2200 Wells Fargo Center
90 South Seventh Street
Minneapolis, Minnesota 55402-3901
612/766-7430(phone)
612/766-1600(fax)
trademarkmpls@faegre.com (authorized)
A fee payment in the amount of $325 has been submitted with the application, representing payment for 1
class(es).
Declaration
The undersigned, being hereby warned that willful false statements and the like so made are punishable by
fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and
the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is
properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to
be the owner of the trademark/service mark sought to be registered, or, if the application is being filed
under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce;
to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right
to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to
be likely, when used on or in connection with the goods/services of such other person, to cause confusion,
or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and
that all statements made on information and belief are believed to be true.

Signature: /paul mussell/ Date Signed: 09/16/2009


Signatory's Name: Paul W. Mussell
Signatory's Position: Officer

RAM Sale Number: 2920


RAM Accounting Date: 09/17/2009
Serial Number: 77828022
Internet Transmission Date: Wed Sep 16 16:47:15 EDT 2009
TEAS Stamp: USPTO/BAS-63.161.12.129-2009091616471507
9664-77828022-460cdb3b4bee96a122f2f5eca2
3283a1ac-CC-2920-20090916154423380423