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Performance Analysis of Spectrum Handoff for Cognitive Radio Ad Hoc Networks Without Common Control Channel Under Homogeneous Primary Traffic

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**Radio Ad Hoc Networks without Common Control Channel
**

under Homogeneous Primary Traffic

Yi Song and Jiang Xie

arXiv:1105.0031v3 [cs.IT] 4 May 2011

**Department of Electrical and Computer Engineering
**

The University of North Carolina at Charlotte

Email: {ysong13, jxie1}@uncc.edu

Abstract—Cognitive radio (CR) technology is regarded as a

promising solution to the spectrum scarcity problem. Due to

the spectrum varying nature of CR networks, unlicensed users

are required to perform spectrum handoffs when licensed users

reuse the spectrum. In this paper, we study the performance

of the spectrum handoff process in a CR ad hoc network

under homogeneous primary traffic. We propose a novel three

dimensional discrete-time Markov chain to characterize the

process of spectrum handoffs and analyze the performance of

unlicensed users. Since in real CR networks, a dedicated common

control channel is not practical, in our model, we implement

a network coordination scheme where no dedicated common

control channel is needed. Moreover, in wireless communications,

collisions among simultaneous transmissions cannot be immediately detected and the whole collided packets need to be retransmitted, which greatly affects the network performance. With this

observation, we also consider the retransmissions of the collided

packets in our proposed discrete-time Markov chain. In addition,

besides the random channel selection scheme, we study the impact

of different channel selection schemes on the performance of

the spectrum handoff process. Furthermore, we also consider

the spectrum sensing delay in our proposed Markov model and

investigate its effect on the network performance. We validate

the numerical results obtained from our proposed Markov model

against simulation and investigate other parameters of interest in

the spectrum handoff scenario. Our proposed analytical model

can be applied to various practical network scenarios. It also

provides new insights on the process of spectrum handoffs.

Currently, no existing analysis has considered the comprehensive

aspects of spectrum handoff as what we consider in this paper.

I. I NTRODUCTION

According to the frequency chart from the Federal Communications Commission (FCC), almost all radio spectrum

suitable for wireless communications (3kHz-300GHz) has

been allocated. However, recent studies indicate that much of

the radio spectrum is not in use for a significant amount of

time and in a large number of locations. A report from FCC

shows that up to 85% of the assigned spectrum is underutilized

due to the current static spectrum allocation policy [1]. This

spectrum underutilization leads to a new dynamic spectrum

allocation paradigm approved by FCC which allows users to

exploit temporal and spatial spectrum holes or white spaces in

a radio environment [2]. Cognitive radio (CR) is considered

as a key technology to implement dynamic spectrum access

This work was supported in part by the US National Science Foundation

(NSF) under Grant No. CNS-0855200, CNS-0915599, and CNS-0953644.

**(DSA) that allows an unlicensed user (or, secondary user)
**

to adaptively determine appropriate operating parameters to

access the licensed spectrum band which is not occupied by

licensed users (or, primary users) [3].

Since secondary users (SUs) are regarded as visitors to

the licensed spectrum, cognitive radio networks bring about

unique challenges in designing novel spectrum management

functions because of their coexistence with legacy networks.

One critical challenge is that SUs should avoid causing harmful interference to primary users (PUs) and support seamless

communications regardless of the appearance of PUs. In

particular, one of the most important functionalities of CR

networks is spectrum mobility which refers to the capability

of SUs to change the operating frequencies based on the

availability of the spectrum. Spectrum mobility gives rise

to a new type of handoff called spectrum handoff which

refers to the process that when the current channel used by

a SU is reclaimed by a PU, the SU needs to pause the ongoing transmission, vacate that channel, and determine a new

available channel to continue the transmission. Needless to

say, spectrum mobility is essential for the performance of SU

communications. However, most existing work on CR networks focus on other functionalities of CR networks (spectrum

sensing, spectrum management, and spectrum sharing) [2],

while spectrum mobility is less investigated in the research

community. Various models have been proposed to address the

performance analysis issue of the other three functionalities

[4]–[7], but not spectrum mobility.

Related work on spectrum handoffs in CR networks falls

into two categories based on the moment when SUs carry out

spectrum handoffs. In the first category, SUs perform channel

switching after detecting the reappearances of PUs, namely

the reactive approach [8]–[10]. In the other category, SUs

predict the future PU channel activities and perform spectrum

handoffs before the disruptions with PU transmissions, namely

the proactive approach [11]–[14]. With the exception of [9]

and [10], the performance analysis of all prior works on

spectrum handoffs is simulation-based.

An analytical model is of great importance for performance

analysis because it can provide useful insights on the operation

of spectrum handoffs. However, there have been limited studies on the performance analysis of spectrum handoffs in CR

networks using analytical models. In [9] and [10], a preemptive

The rest of this paper is organized as follows. The interference and interactions among multiple SUs are considered in our proposed model. thus the overlapping of SU and PU transmissions is negligible). In [15]. although they are not designed for the spectrum handoff scenario. However. only one pair of SUs is considered in a network. Furthermore. some recent related works on analyzing the performance of SUs using analytical models can be found in [15] and [16]. In Section III. In this paper. However. In this paper. We model the scenario where SUs need to find an available channel for network coordination. even if only a portion of a packet is collided with another transmission. Since the overlapping time of a SU and PU collision is not negligible. we define the spectrum sensing delay as the duration from the moment a collision happens to the time a SU detects the collision. the performance analysis for different channel selection schemes and the spectrum sensing delay is given. the network coordination and rendezvous issue (i. a SU can coordinate with its receiver at any moment when there is a transmission request. In [16]. we model the retransmissions of the collided packets in our proposed Markov model. Additionally.. they first find a common channel and establish a link) is either not considered [9] [10] [12] [13] [15] [16] or simplified by using a dedicated common control channel (CCC) [8] [11] [14]. the network coordination scheme and the spectrum handoff process considered in this paper are introduced. In this paper. Fig. different channel selection schemes have been proposed for various design goals [9] [17] [18]. our model is very flexible and can be applied to many practical scenarios with various designs.. in this paper. a common and severe limitation is that the detection of PUs is assumed to be perfect (i. in this paper. To the best of our knowledge. this is the first paper that considers the retransmissions of the collided packets in spectrum handoff scenarios. which may greatly affect the performance of the network. Therefore. where the channels are time-slotted and SUs communicate with each other in a synchronous manner. This feature can be easily implemented in our proposed Markov model.e. followed by the conclusions in Section VII.e. we consider the retransmissions of the collided SU packets in spectrum handoff scenarios. we also consider the impact of the spectrum sensing delay on the performance of the spectrum handoff process. a SU transmitting pair can immediately perform channel switching if a PU is detected to appear on the current channel. we consider a more practical distributed network coordination scheme in our analytical model design. while the interference and interactions among SUs are ignored. We use the common frequency-hopping sequence approach as the network coordination scheme [19] [20]. N ETWORK C OORDINATION AND S PECTRUM H ANDOFF A. These channel selection schemes can be easily adopted in our proposed three dimensional discrete-time Markov chain if we apply different state transition probabilities in the proposed analytical model. 2) Due to the spectrum-varying nature of CR networks. Since the dedicated CCC is always available. we also explore the effect of different channel selection schemes on the performance of the spectrum handoff process using our proposed Markov model. the whole packet is wasted and need to be retransmitted. a dynamic model for CR networks based on stochastic fluid queue analysis is proposed to analyze the steady-state queue length of SUs. In Section II. instantaneous collision detection is not possible for wireless communications. we do not make such assumption. we consider a network scenario where N pairs of SUs form a CR ad hoc network and opportunistically access M identical licensed channels. since the power of a transmitted signal is much higher than the power of the received signal in wireless medium due to path loss. Numerical results using the proposed Markov model are presented in Section VI. in both [9] and [10]. This is similar to the frequency hopping technique used in Bluetooth. it is not easy to simply add retransmissions in the existing models. it is not practical to use a dedicated CCC in CR networks because it is difficult to identify a dedicated common channel for all the SUs throughout the network since the spectrum availability varies with time and location. Unfortunately. the performance conclusion may be inaccurate. all SUs are required to follow the same . Therefore. a three dimensional discrete-time Markov model is proposed. the stationary queue tail distribution of a single SU is analyzed using a large deviation approach.resume priority queueing model is proposed to analyze the total service time of SU communications for proactive and reactive-decision spectrum handoffs. The main contributions of this paper are given as follows: 1) We propose a novel three dimensional Markov model to characterize the process of spectrum handoffs and analyze the performance of SUs. Thus. In Section IV and V. before transmitting a packet between two nodes. The spectrum sensing delay can be easily employed in our proposed Markov model with minor modifications. in the prior proposals. 3) Since instantaneous collision detection is not feasible for wireless communications. in our model. II. 5) We consider the spectrum sensing delay and its impact on the network performance. However. In addition. When no packet needs to be transmitted. 4) We apply three different channel selection schemes in the proposed Markov model and study their effects on the performance of SUs in spectrum handoff scenarios. Besides the general random channel selection scheme. we implement a more practical coordination scheme in our proposed model instead of using a dedicated CCC to realize channel rendezvous. In all the above proposals. 1 illustrates the operations of the common frequency-hopping sequence approach. Network Coordination Scheme Throughout this paper. we study the performance of SUs in the spectrum handoff scenario in a CR ad hoc network where PU traffic on each channel is identical. Without considering the retransmission. In summary.

the two SUs pause the channel hopping and start the data transmission. At the end of a frame. 2. Thus. On the other hand. they first exchange request-to-send (RTS) and clear-to-send (CTS) packets during a time slot. the overlapping of a SU frame and a PU packet is not negligible. we consider the scenario that when a collision between a SU and PU happens. SU transmission IDLE frame size An example of the network coordination scheme.. A. In addition. i. The Proposed Markov Model Based on the time slotted channels. 2. when a SU pair initiates a new transmission. Thus. the transmitter cannot instantaneously detect the collision. the transmitter does not receive the acknowledgment (ACK) from the receiver).. 2. the probability of successfully transmitting a whole packet is improved. We ignore the propagation delay or any processing time in our analysis. we assume the same number of neighbors per SU. only the collided frame will be retransmitted while the successfully received frames will not be retransmitted. the hopping pattern cycles through channels 1. In the first case. that is.. This implies that the length of a SU packet is a multiple of a time slot. if a SU packet collides with a PU packet. or start another frame on the same channel. B. which permits us to focus on any SU to analyze the performance. From Fig. we develop a Markov model to analyze the performance of the spectrum handoff process. the SU transmitting pair will know the collided transmission till the end of the frame (e. a collision among SUs occurs and the frame in every SU is also backlogged. 2 shows an example of a spectrum handoff process considered in this paper in a three-channel scenario. we assume that any SU data packet is transmitted at the beginning of a time slot and ends at the end of a time slot. T HE P ROPOSED T HREE D IMENSIONAL D ISCRETE . when a SU pair performs a spectrum handoff. i. · · · . In this paper. a collision among SUs occurs and no SU pair can access the channel. the probability that the selected SU receiver is not busy is one. the packet is backlogged. The selected channel information is contained in the RTS packet. This assumption is commonly used in time-slotted systems [21] [22].. if multiple SU pairs select the same channel. Before a data transmission starts. the SU transmitter continues to transmit the next frame on the same channel until all frames are successfully transmitted. Thus. III. Similarly. unsuccessful transmission. if a SU frame does not collide with a PU packet. As mentioned in Section I.e. In this paper. SUs can sense all the channels simultaneously and always make the correct decisions). the two SUs can either rejoin the channel hopping when a data transmission ends.TIME M ARKOV M ODEL In this section. For simplicity. successful transmission.g.g. If a pair of SUs wants to initiate a transmission. M ). if multiple SU pairs select the same channel for transmissions.e. Spectrum Handoff Process Fig. the SU pair should switch back to the channel-hopping sequence and rejoin the channelhopping. successful frame transmission RTS/ CTS CH 3 CH 2 RTS/ CTS CH 1 channel hopping frequency hopping Fig. 4) Backlogged: a SU has a packet to transmit in the buffer but fails to access a channel.. we define the length of a time slot as the transmission delay of sending one RTS/CTS pair. the number of time slots that a SU frame collides with a PU packet is an important parameter to the performance of SUs. If a PU packet transmission starts in the middle of a SU transmission. Therefore. Thus. channel hopping cycle RTS/ CTS CH 4 IDLE CH 3 CH 2 CH 1 IDLE SU transmission IDLE IDLE RTS/ CTS time slot Fig. Once a successful RTS/CTS handshake between a SU transmitter and its receiver takes place. 2) Transmitting: the transmission of a SU does not collide with PU packets in a time slot. Then. in the second case. We also assume that spectrum sensing is perfect (i. collision with a PU SU frame unsuccessful frame transmission PU packet An example of the spectrum handoff process. We also assume that the destination of any data packet from a SU transmitter is always available. SUs hop through the channels following the same frequency-hopping sequence. 3) Collided: the transmission of a SU collides with PU packets in a time slot. We further define that a SU packet is segmented into frames and each frame contains c time slots. Based on . 1. the status of a SU in the current time slot only relies on its immediate past time slot. Then. while other nontransmitting SUs continue the channel-hopping. After the data being successfully transmitted. the status of a SU in a time slot can only be one of the following: 1) Idle: no packet arrives at a SU. they pause the channel hopping and start data transmissions on an available channel. Note that there are two cases that a SU can be in the Backlogged status.e. the two SUs resume the channel hopping for coordination until they find another idle channel for the retransmission of the previously unsuccessful frame. any action of a SU can only be taken at the beginning of a time slot.channel-hopping sequence to hop through the band (e. Such discrete-time characteristics allow us to model the status of a SU using Markov chain analysis. after the SU transmitter successfully receives the CTS packet.

h 1. i ∈ [0. where (Nt (t)=0. . c−1]. k ∈ [0. 0. since the probability that a PU packet arrives in a time slot is equal to zero (i.. 3 represents that a SU is in the Idle status.c-1. and 0 < k0 < h are given as follows: P (0.2 1-p c. Nc (t)..h 1-s s 0. Nf (t) ∈ [1.0. Nf (t)=k0 ). Nf (t)=k).0.2. 0. k0 + 1|c.h 1 . k0 + 1|c.c.. 3. 0. 0) = s Let P(i..0.. Table I summarizes the notations used in our Markov model. i.c-1.0.e. 3. we use the terms “states” in our proposed Markov model and the “status” of a SU in a time slot interchangeably.2 1 . k0 |i0 .h 1-p Nf(t)=h Nf(t)=0 p c-1.2 1-p 1 . 1. Nc (t + 1)= j. a SU cannot be in the Collided state. 0..0. we consider the scenario where SUs coexist with PUs. h]) represent the T ransmitting status. Nf (t)). where Nt (t). Nf (t)=1) is the Backlogged status during a new transmission. h) = 1 − s P (0. the states (Nt (t) ∈[1. k0 ) = 1 − p P (0. 0 < j0 < c. Nc (t)=j0 . 3. h]) represent the Collided status. Nc (t+1)=j1. k0 ) = 1 − p (1) P (1. 0. Nf (t+ 1)=k1 |Nt (t)=i0 ..k) =limt→∞ P (Nt (t)=i. j0 .. 0. and Nf (t) denote the number of time slots including the current slot that are successfully transmitted in the current frame..h 1 1. In addition. the states (Nt (t)= To obtain the steady-state probabilities of the states in the three dimensional Markov chain shown in Fig.2 qu+(1-u) 1. qu+(1-u) up(1-q) 0.0.0. 0. Thus. k0 |i0 .j.h 1 s c.1.0.0 Fig. 0.. Nc (t)=0.e. 0|0... 0. the steady-state probabilities of the Transmitting and Idle state can be represented in terms of the steady-state probability of the . a SU can only be in the Backlogged state when it initiates a new transmission (i.2 1.the above analysis. Nf (t)=1). Nc (t)=0.. Thus. h]) represent the Backlogged status. Nc(t) ∈ [1.1. 0.1 1 1. There are totally (h + 1) tiers in the state transition diagram. Nc (t)=0.1. Thus. 0. up(1-q) 0. Nt (t) + Nc (t) ≤ c.1. u(1-p)(1-q) p 1. Nf (t + 1)= k) and (i.0. Nf (t) ∈ [1. respectively.c. Nc (t). 3. 0. 0. 0|c. it is observed that the proposed Markov model accurately capture the status of a SU in a time slot...0. h) = s P (0. p = 0). Fig.0. 0.1 u(1-p)(1-q) p 1.e.1 1. the non-zero one-step state transition probabilities for any 0 < i0 < c..1. h] be the steady-state probability of the Markov chain.. c]..1 1-p TABLE I N OTATIONS U SED IN THE M ARKOV A NALYSIS 1-s The transition diagram of the proposed Markov model.1 1-p 1 0.2. 0. k0 ) = up(1 − q) P (i0 . and the number of frames that have been successfully transmitted plus the current frame that is in the middle of a transmission at time slot t.2.h 1 0. c]. the Backlogged states are reduced to (Nt (t)=0. the state of the proposed Markov model at time slot t is defined by a vector (Nt (t). no collision. k1 |i0 . all channels are always available for SUs (i. k0 ) = u(1 − p)(1 − q) P (0. The states (Nt (t) ∈ [0.. we first get the one-step state transition probability. 0. Similarly. k0 |0. k) to represent a state interchangeably.h 1 . Nf (t) ∈ [1. u(1-p)(1-q) p 1. the feature of the common frequency-hopping sequence scheme is captured in our model that a SU can only start a new transmission when there is a channel available. u=1) and a SU does not need to perform spectrum handoffs during a data transmission. 0. 1|0. 1 . p c-1. 1. the number of time slots including the current slot that are collided with a PU packet in the current frame.e. From Fig. j.. Nc (t) = 0. In the following discussion.1. k0 )=P (Nt (t+1)=i1.h qu+(1-u) 0.0. k0 ) = qu + (1 − u) P (1. 1) No PU Exists in a Network: In this case..h 1-p 1 . k0 |0..1 1 c. c]. it is a two dimensional Markov chain with a fixed Nf (t). B. j ∈ [0.2 1 . j0 . k0 ) = p P (0..2 1 p .1.1. Nc (t)=0.1 1 .. For each tier. Nc (t)=j. Derivation of Steady-State Probabilities .c-1. 0.. k0 |i0 . Therefore. 3 shows the state transition diagram of our proposed three dimensional Markov chain. Nf (t)=0) in Fig. 0. Symbol p s h c q u Definition Probability Probability Number of Number of Probability Probability that a PU packet arrives in a time slot that a SU packet arrives in a time slot frames in a SU packet time slots in a frame of a collision among SUs that at least one channel is idle 0. 0. k0 ) = p P (i0 + 1. k0 ) = 1 P (i0 .1.1 p 1-p up(1-q) 0. c]. 1|c.2 1 0.c. We first study a simple case where no PU exists in the CR network. As shown in Fig. 0. 0) = 1 − s P (0. 0. c-1. We also use the notations (Nt (t + 1)= i. j0 + 1. At last.2 1 0. The state (Nt (t)=0. j1 .2 Nf(t)=2 1-p c-1. Then.1 1 Nf(t)=1 p c-1.1 0. c-1. 1.. k0 |0.0. We denote the onestep state transition probability from time slot t to t + 1 as P (i1 .

it remains there until it is successfully transmitted. At last. t = 0.j. P(0.1.k) = u(1 − q)P(0. The Probability that at Least One Channel is Idle P(i.j.e. (12) i=0 Combining (7) through (12). for 1 < i ≤ c.0. (20) Θ= C. where the probability mass function (pmf) is given by Pr(NOF F = n) = p(1 − p)n . we calculate the probability that at least one channel is idle. h X c X P(i. u.0.0. u and q are unknown. Θ is the summation of the steady-state probabilities of all the T ransmitting states in our proposed Markov model. (11) Then. 3. that is.0.1) .k−1) .k) . (6) For the k-th (k > 1) tier. Once a packet is stored at a buffer. SUs can only exploit the channels when the channels are idle (i. for the Collided states with i = 0. P(i.1) .j.0. 1 ≤ k ≤ h.0. The derivation of q is given in Section IV. We also define Am γ as the event that m PUs start new transmissions given that there are γ idle PUs in a time slot. c−1 X P(i.1) = up(1 − q)P(0.k) = P(c.1. we can calculate the steadystate probability of every state in the Markov chain.1) = u(1 − q)(1 − p)i P(0. for the Idle state.k−1) .k) (14) In the above derivations. 1 − (1 − p)c P(c.k) = (1 − p)P(c. we find the following relationship: Thus.1) . 0).0. for 1 ≤ j ≤ c. for 1 ≤ i ≤ c−1. We assume that the buffer in each PU can store at most one packet at a time. Similar to the no-PU case.k) = pP(c. for 1 ≤ j ≤ c.0) = P(0.k) .k) = (13) P(0.0. depends on the channel selection scheme. P(c. Note that the probability of a collision among SUs.0.e. Now.1) .0. Thus.. (21) where NOF F is the number of time slots of an OFF period. (23) γ m .k) = 1.0. (1 − p)c−1 p = P(c. 2.k−1) . for 1 ≤ i ≤ c.k−1) + u(1 − p)(1 − q)P(0. (16) Combining (13) and (16).0.0. (3) s P P P Since i j k P(i.1) . In this subsection. (4) Then.k) . P(i. P(0. P(0. If we denote Θ as the normalized throughput of SU transmissions. Let Ω(t) be the number of channels used by PUs at time slot t. p 6= 0).. we define Dαl as the event that l PUs finish their transmissions given that there are α PUs in the network in a time slot. for the Backlogged state in the k-th tier.0. Hence. we obtain the following equations using basic mathematical manipulations: 1 P(c.0. 2) SUs Coexist with PUs in a Network: If the probability that a PU packet arrives in a time slot is not equal to zero (i. 0.k−1) + up(1 − q)P(0. in the OFF period).k) = u(1 − q)(1 − p)c P(0.0. for 1 ≤ i ≤ c − 1. (17) P(c. (22) l γ m Pr(Am ) = p (1 − p)γ−m .0. 1.k) = (2) (1 − s)(1 − q) P(0. In this paper.k) : P(i. for the first tier in Fig.0.0.k−1) = (1 − p)c−1 P(1.1) . That is. from Fig. collisions between SUs and PUs may occur when a SU transmits a frame. the probabilities of events Dαl and Am γ are: α l Pr(Dαl ) = v (1 − v)α−l . from (9).0) = s P P P Similarly. 1 ≤ j ≤ c.k−1) .0. First of all.0.j.0. for the Collided states with i = 0.k) = p(1−p)i−1 P(1.1) = u(1−q)p(1−p)iP(0. (1 − p)c Then. we represent the steady-state probabilities in terms of P(0. the steady-state probabilities of the Collided states are not zero. we can obtain the steadystate probabilities of all the Transmitting states in terms of P(0.1) . we associate each PU with one channel and model the activity of each PU as an ON/OFF process [15] [21] [23]. the steady-state probabilities of the Transmitting states when i > 1 can be represented as (9) Similar to the derivation method for the first tier.0.0.k) and P(0. 1−s u(1 − q)(1 − p)c P(0.k) = P(0. Thus.k) = (1 − q)P(0.0.j.k−1) . we first derive P(1. The process {Ω(t). u(1 − q)(1 − p)c P(1. Without loss of generality. we have all the steadystate probabilities of the states in all tiers except the state (0.k) . Thus. To characterize the behavior of the PU channels.1) .1) . (19) P(0.0. 4.k) = (1 − p)i−1 P(1. 1 ≤ j ≤ c.k) .0. 3.Backlogged state P(0.k) . · · · } forms a Markov chain whose state transition diagram is given in Fig.1) . in which the self loops are omitted. q. P(0. P(i.0. we assume that the OFF period of a channel follows the geometric distribution.0.k) .0. for 1 ≤ i ≤ c.0. since i j k P(i.0.1. (15) k=1 i=1 For the Collided states with i > 0. (10) For the Collided states with i > 0.1.0. (18) (18) indicates the steady-state probabilities of the states in the k-th tier are independent of k. (5) P(1. we only consider homogeneous PU traffic on each channel.0. (7) (8) Then.c−i. we can get the steady-state probability of every state in the Markov chain. P(c.k) = 1.j.0.

4.. The transition diagram of the number of channels used by PUs in one time slot. Ze (n3 ) = e (27) where pf is the probability that the current time slot is the end of a frame. which can be obtained in Section III-C. we investigate the impact of different channel selection schemes on the performance of the spectrum handoff process in a multi-SU scenario by deriving the probability of a collision among SUs. θ) = θ+n1 −1 . By solving the P (N +1)(N +2) ′ equilibrium equation πm = m=0 2 πm H(m. a SU always has another packet in the buffer to send).(n′1 . Since the frame length is c time slots. Then.n3 ). where gi denotes the steadystate probability that there are i busy channels in a time slot.. . (26) r Let Ze (n) be the probability that e of n3 users transmit the last time slot of a frame in the current slot given there are n3 SUs in the Collided state.where v is the probability that a PU finishes its transmission ¯ in a slot. after finishing transmitting a packet. namely the system chain. n2 − w r Yr (n2 . IV.n′3 )) .m′ ) = K((n1 . n2 w σ (1 − σ)n2 −w . Let Xw (n2 ) be the probability that w number of SUs in the T ransmitting state successfully finish their transmissions at time slot t given that there are n2 SUs in the T ransmitting state. we can remove n2 from the state space and reduce the state space from three dimensions to two dimensions.n3 ). C(t)} with the state transition probability matrix K((n1 .(n′1 . t = 1. d d + 1 i=1 1 −2d−1 where Ud (n1 . To make the analysis tractable. θ) can be calculated using the following iterative equation: Sd (n1 . T HE I MPACT OF D IFFERENT C HANNEL S ELECTION S CHEMES In this section. Thus. a SU selects an available channel for access on a random basis. n3 e pf (1 − pf )n3 −e .e. n2 . Therefore.. Let Yr (n2 .. The process {B(t). ρk can be calculated by adding all the πm in which m should be: m= (2N − k + 3)k + j. we denote the state transition probability of the system chain from (n1 .. N − k].m′ ) with the +2) P (N +1)(N 2 πm = 1.m′ ) .. and Collided state at time slot t. Since n2 = N − n1 − n3 . n3 ) to (n′1 .n′3 )) = n3 N−n M X 1−n3 X X θ=0 e=0 Tn1−n′1+w+e (n1 . denoted as g = [g0 g1 g2 · · · gM ]T . where ( m = (2N −n21 +3)n1 + n3 (31) (2N −n′1 +3)n′1 + n′3 . A. respectively. for b ≥ a Pl=0 pab = (24) a b−a+l l Pr(D ) Pr(A ). θ) =Ud (n1 . Then. let B(t). pf = 1c . of the one-dimensional Markov chain with the 2 state transition probability matrix H(m. we can obtain the steady-state probabilities of the number of busy channels in the band in a time slot.n3 ). θ) is the number of possibilities that d of n1 SUs select a channel that is only selected by one SU given that there are θ channels available. C(t)}. θ)− nX 1 −d (29) d+i d+i − Sd+i (n1 . 2 (32) . Thus. and C(t) be the number of SUs in the Backlogged. the system chain becomes a two-dimensional Markov chain {B(t). n′3 ) as K((n1 . If the average length of a PU packet is denoted as L. Thus. n′2 . the state transition probability from state {Ω(t) = a} to state {Ω(t+1) = b} can be written as Pa b−a+l Pr(Dal ) Pr(AM−a+l ). n1 where Sd (n1 . The proof of (29) is given in the Appendix. The denominator in (28) is the total number of possibilities that n1 SUs select θ available channels. w) (30) Xw (N − n1 − n3 )Ze (n3 ) Pr(θ). w) be the probability that r SUs in the T ransmitting state collide with PU packets in the next time slot given that n2 SUs are in the T ransmitting state and w SUs out of n2 SUs finish their transmissions.. we assume that the SU traffic is saturated (i. Transmitting. m′ = 2 Let πm be the steady-state probability for state m. for b < a.(n′1 . θ) w=0 Yn′3 +e−n3 (N − n1 − n3 . a l=a−b M−a+l Therefore. 2 1 M .n3 ). w) = p (1 − p)n2 −w−r . q. (25) Xw (n2 ) = w where σ is the probability that a SU finishes a packet transmission in a slot. T (t). θ) = nd1 θ+nθ−d . Fig. We further reduce the two dimensional system chain {B(t). we can obtain the steady-state condition m=0 probability πm .n′2 . Let Td (n1 . Then. where Pr(θ) is the steady-state probability that there are θ channels available in the band. θ)−Ud+1(n1 . Thus. ¯ then v = 1/L. C(t).n2 . Therefore. θ) be the probability that d SUs successfully access the channels given that there are n1 SUs in the Backlogged state and θ available channels in the band. PM−1 Hence. u = i=0 gi . · · · } forms a Markov chain. Sd (n1 . B(t) + T (t) + C(t) = N . We denote the steady-state probability that there are k SUs in the Backlogged state as ρk . Sd (n1 . 2. θ) (28) Td (n1 .n′3 )) to a one dimensional Markov chain with the state transition probability matrix H(m. Thus. a collision among SUs happens if more than one SU selects the same channel.(n′1 . 0 ≤ m ≤ (N +1)(N +2) . θ). ∀j ∈ [0. T (t).n′3 )) . 0 . Random Channel Selection For the random channel selection scheme. The state transition probability is K((n1 .

the greedy channel selection scheme always outperforms the random channel selection scheme in terms of higher SU throughput.5 s=0.. Analytical and simulation results of the normalized SU throughput under different channel selection schemes in a twenty-SU scenario. the greedy channel selection scheme is equivalent to the random channel selection scheme.0. In the simulation.1 0...09% for the greedy selection. 7 also indicates that the pseudo-random sequence selecion outperfoms the random selection. Thus.1. It is also shown that. T HE I MPACT OF S PECTRUM S ENSING D ELAY In this section. Fig.84% for the random selection and 4.8 0.9 Normalized SU Throughput Thus. h = 1. Signaling packets (RTS/CTS) are not. 5.6 0. The derivation of the steady-state probabilities of this modified model can be carried out in the way as in Section III-B. 1.1 1-u u(1-p) 1.1 1. 7. we investigate the impact of the spectrum sensing delay on the performance of a spectrum handoff . D.2 0 0. C. V. under homogeneous PU traffic. and the number of slots in a frame.4 0. We assume that the SU packets are of fixed length.15 Normalized PU Traffic Load 0.2 Fig. The modified Markov model based on the greedy channel selection scheme. (34) q= θ+k−2 θ=1 k=1 B.3 0 0. c = 10. up 0. we validate the numerical results obtained from our proposed Markov model using simulation.3 0. We fixed the SU traffic at s = 1. where the number of PU channels.. we first validate our numerical results in a two-SU scenario..1 0. Analytical and simulation results of the normalized SU throughput in a two-SU scenario. the analytical and simulation results match well with the maximum difference only 6. only data frames are considered for the calculation of the throughput.14% for the random selection and 1.c-1. a pseudo-random selecting sequence for each SU is generated locally. Then. The rest of the parameters are the same as in the two-SU scenario.9 Normailized SU Throughput (2N−k+3)k +N−k 2 0.2% for the pseudo-random sequence selection.0. If more than one SU pair perform spectrum handoffs at the same time. this channel selection method will cause definite collisions among SUs. especially when PU traffic is high. Thus.5 0. Thus.8 0. It can be seen that the simulation results match extremely well with the numerical results in both schemes with the maximum difference only 3.1 .e.7 0. Fig. Note that in this channel selection scheme. the probability that a collision occurs among SUs is given by: 0 for N = 1 q= (35) 1 for N > 1. the transition probability from the Collided states to the corresponding Backlogged state is 1 − u instead of one. Pseudo-Random Selecting Sequence based Channel Selection A channel selection scheme is proposed based on a pseudorandom selecting sequence [18]. When multiple SUs perform spectrum handoffs at the same time. Fig. A part of the modified state transition diagram for the first tier is shown in Fig. Thus. 0.X ρk = πm . SUs need to perform spectrum handoffs following the same selecting sequence to select channels to avoid collisions. M = 10.15 Normalized PU Traffic 0. under different channel selection schemes.. Thus. both the SU transmitter and receiver do not need to exchange information on the selected channel.05 0. 6 depicts the analytical and simulation results of the normalized SU throughput using the random channel selection scheme and the greedy channel selection scheme. for this channel selection scheme. 1 Random selection analytical Random selection simulation Greedy selection analytical Greedy selection simulation s=1 0. 6. . (33) m= (2N−2k+3)k Thus. The number of frames in a SU packet.c.2 0.1... a SU always selects the channel which leads to the minimum service time [9]. 1 Random selection analytical Random selection simulation Pseudo−random sequence analytical Pseudo−random sequence simulation 0. the probability of a collision among SUs is always zero (i.1 0.1 1-u . Greedy Channel Selection For the greedy channel selection scheme. Results Validation In this subsection. 5.05 0. 0.2 Fig.1 . under the same SU traffic load. q = 0). Fig. the probability that a collision occurs among SUs when they randomly select a channel for each SU is obtained by M X N X k−1 ρk Pr(θ). the throughput using the greedy channel selection scheme for spectrum handoff is always zero because q =1. Note that when the number of SUs in the network is larger than two.. we consider a network with 10 SU pairs in the network.6 0. In addition.7 0. 1 σ = ch .4 0. 7 shows that.

Fig.1 1.56% for Ts = 6. Let Ts be the spectrum sensing delay. We consider a two-SU scenario with different spectrum sensing delay using the random channel selection scheme.2 Fig.. Thus. the probability for a SU being in the Backlogged states increases. Therefore. the collision probability between SUs and PUs drops. respectively. the spectrum sensing time is considered as a part of the spectrum handoff delay. the overlapping time of a SU and PU collision is neglected in [10].8 Ts=6 simulation 0. The modified model of other tiers is similar to the first tier as shown in Fig.. the derivation of the steady-state probabilities of the Markov model implemented with the spectrum sensing delay is exactly the same. The modified Markov model based on the spectrum sensing delay when Ts equals 3 time slots. It is shown that the collision probability between SUs and PUs decreases as the number of SUs increases.0. the spectrum sensing time can be as low as zero in [10]. the collision probability between SUs and PUs is the summation of all the steady-state probabilities of P the Collided states. Fig. the maximum number of Collided states is Ts .6 0. a SU does not need to wait till the last time slot of a frame to realize the collision. 10 shows the analytical and simulation results of the collision probability between SUs and PUs using the random channel selection scheme. However.1 1.1. c.4 0. This is because that the number of collisions among SUs increases as the number of SUs during a spectrum handoff increases. Fig. It is shown that the numerical results and analytical results match well with the maximum difference 1.2.1 1-p Nf(t)=1 p c-1. The spectrum sensing delay considered in this paper is defined as the duration from the moment that a collision between a SU and PU happens to the moment that the SU detects the collision (i. In [10]. Fig.. Compared with the original Markov model shown in Fig.3. Analytical and simulation results of the collision probability between SUs and PUs. 10. 9.1 u(1-p)(1-q) p 1. 1-p 0. The analytical results fit simulation results well with the maximum difference 6. Since the spectrum handoff delay is equivalent to the dwelling time .5 0. It only needs to wait for Ts to realize that a collision with a PU packet occurs and stops the current transmission immediately. for a fixed Nt (t).1. 2.1 1 1 . In addition.05 0.7 0.6 N=2 analytical N=2 simulation N=6 analytical N=6 simulation 0. Average Spectrum Handoff Delay We denote Ds as the average spectrum handoff delay.0. A.1 1-p 1 0. It reveals that our proposed model can accurately predict the SU throughput. c-1. can be easily implemented in our proposed three dimensional Markov model with minor modifications..j.41% for N = 6.15 Normalized PU Traffic 0. the definition of the spectrum sensing time in [10] is different from the definition considered in this paper. B. we use our proposed Markov model to evaluate the performance of SU transmissions in spectrum handoff scenarios under various system parameters.4 0 0. 3.1.1 0. The spectrum sensing delay.2. the spectrum sensing delay considered in this paper is not negligible. Therefore.1 0.15 Normalized PU Traffic 0.3 0. However.0.0. In a recent work [10]. P ERFORMANCE E VALUATION In this section.. Analytical and simulation results of the normalized SU throughput under different spectrum sensing delay.9 Normalized SU Throughput process.5 0.1 1 1 0. It is shown that.k) . as shown in Fig.2 0.. Thus. Ts=6 analytical 0. VI.e.26% for N = 2 and 3.1 qu+(1-u) up(1-q) 0.2 Fig.. Ts .3.1 0 0 0. Ph Pc−1 c−i Pr[collision] = k=1 i=0 j=1 P(i. 8. Collision Probability between SUs and PUs Based on the proposed Markov model. 8 shows the first tier of the modified three dimensional discrete-time Markov chain when Ts equals 3 time slots. That is.1 1 1. 9 shows the impact of the spectrum sensing delay on the SU throughput performance.83% for Ts = 1 and 4.1 .7 p .1 0. 8.1 1 Ts=1 analytical Ts=1 simulation 0.05 0. The only difference is that the total number of the Collided states in the modified Markov model is reduced from [c(c+1)/2]h in the original Markov model to [Ts (c−Ts +1)+ Ts (Ts −1)/2]h. the overlapping time between a SU and PU transmission). the spectrum sensing time only refers to the duration that a SU finds an available channel for transmission after a collision occurs. SU and PU Collision Probability 0.

IEEE INFOCOM. W. 2010. pp. 2010. April 2007. Mohanty. 1–9. θ) − Φd+1 (n1 . 25. The analysis shows that our proposed Markov model is very flexible and can be applied to various practical network scenarios. Clancy and B. Wang and L. Average Spectrum Handoff Delay (time slot) 1. θ) = nd1 θ+nθ−d . (36) k=1 where pd = qu + (1 − u). “Delay analysis for cognitive radio networks with random access: A fluid queue view. delay.” in Proc. [3] J. and L.-U. Vuran. pp. 44. “Cross-layerbased modeling for quality of service guarantees in mobile wireless networks.2 Analytical and simulation results of the average spectrum handoff VII. Chen. “Notice of proposed rule making and order. Saha. Fig. 1. (37) Then. Zheng. Cui. Yarkan and H. Zhang. Thus. Yang. Willkomm. “Binary time series approach to spectrum prediction for cognitive radio. pp.” IEEE/ACM Transactions on Networking. Currently. θ) is the number of possibilities that d channels are selected by only one SU for each channel given that there are n1 SUs and θ available channels. 2127–2159. Arslan. Gross. “Hop-reservation multiple access (HRMA) for ad-hoc networks. “Capacity limits of cognitive radio with distributed and dynamic spectral activity. 1. [4] F. θ) be the number of possibilities that at least d channels are selected by one SU for each channel given that there are n1 SUs and θ available channels. “Modeling and analysis for proactivedecision spectrum handoff in cognitive radio networks. 2318– 2328.-H.” in Proc. IEEE GlobeCom. S.1 1. Orlando. IEEE ICC.1 0. IEEE International Conference on Communications (ICC). 12. vol. we calculate Φd (n1 . pp. 2010. 2008. a novel three dimensional discrete-time Markov chain is proposed to analyze the performance of SUs in the spectrum handoff scenario in a CR ad hoc network under homogeneous PU traffic.” IEEE Transactions on Wireless Communications. Garcia-Luna-Aceves. “Cognitive radio: an integrated agent architecture for software defined radio. vol. November 2006.” Physical Communication (Elsevier). Song and J. “Scalable flow control for multicast ABR services in ATM networks. June 2008. Chen. Tang and J. Guizani. 529–537. January 2006. J. vol. “Cross-layer based opportunistic MAC protocols for QoS provisionings over cognitive radio wireless networks. Let Φd (n1 .-Y. Tang. C ONCLUSION In this paper. pp. Walker. Tang and X. no.-W. Mitola. [12] T. 103–111. IEEE INFOCOM. December 2003.” in Proc. “Voluntary spectrum handoff: A novel approach to spectrum management in CRNs. R EFERENCES [1] FCC. θ).” in Proc. [8] D.04 1. H. Finally. 4349– 4360. and L. December 2007. let the remaining n1 − d SUs select the remaining θ− d channels. 197–202. [21] H. vol. Zhang. Wang. vol. November 2005. [16] A.” Computer Networks (Elsevier). Jafar and S. IEEE GlobeCom. Sd (n1 .” in Proc. Thus. 03-222. 371–378.” no.” in Proc. θ) = Φd (n1 . IEEE INFOCOM. Wolisz. 1885–1893. pp.15 Normalized PU Traffic 0. USA. K. KTH Royal Institute of Technology. no existing analysis has considered the comprehensive aspects of spectrum handoff as what we considered in this paper. The total number of possibilities is θ+n1 −2d−1 1 −2d−1 .08 1. February 2002. Wang. June 2008.” Ph. pp. Xie. C. September 2006.” IEEE Transactions on Wireless Communications. 194–201. 100– 106. March 1999. January 2008.” IEEE Journal on Selected Areas in Communications (JSAC). [18] Y. June 2009. 2000. “Cross-layer-model based adaptive resource allocation for statistical QoS guarantees in mobile wireless networks. [23] X. Yoon and E.” in Proc. D. no. 2010. This allows us to obtain the throughput and other performance metrics for various design requirements. vol.” in Proc. pp.on the Backlogged state. no. Then. Florida. Kandlur. J. θ). 6. dissertation. Su and X. [17] J. Sd (n1 .05 0. our analysis provides insights into the spectrum handoff process for CR networks. θ) with Ud (n1 . Thus. 1–6. “Queuing analysis in multichannel cognitive spectrum access: A large deviation approach. Tong. [6] S. Tang and X. Krunz.02 1 0 Fig. [19] X. Chang and M. the modeling techniques developed in the paper are quite general and are applicable to other multi-channel scenarios with multiple interacting users. pp. M. vol. Zhang. L. 50.” IEEE Journal on Selected Areas in Communications (JSAC). vol. S.D. Zhang. Lee. 2008. [2] I. 1. We first select d channels out of n1 with oneSU on each channel. Laourine.-C. 1. [20] Z. the average spectrum handoff delay increases drastically. Ci. [10] ——. “Competitive analysis of opportunistic spectrum access strategies.” in Proc. M. Ekici. [5] N. pp. “Modeling and analysis for reactive-decision spectrum handoff in cognitive radio networks. Shin. J. θ). [22] ——. 11 shows the analytical and simulation results of the average spectrum handoff delay using the random channel selection scheme. IEEE DySPAN. J. pp. SDR Forum Technical Conference. IEEE INFOCOM. no.12 1. 1–9. Zhang. no. We performed extensive simulations in different network scenarios to validate our proposed model. 42nd Annual Conference on Information Sciences and Systems (CISS).” in Proc. Srinivasa. “Channel-hopping based single transceiver MAC for cognitive radio networks.14 1. [11] L. 11. [7] J. we obtain ∞ X Ds = kpdk−1 (1 − pd ).06 1. Tong. IEEE INFOCOM. 67–85. 2010. [15] S. pp. pp. although we focus on the spectrum handoff scenario in CR networks. vol. pp. no. F. 10. [14] S. 7. “Predictive dynamic spectrum access. and S. and D. Liu. and S. “Common hopping based proactive spectrum handoff in cognitive radio ad hoc networks. Zhang. 1563–1567.” in Proc.” IEEE Communications Magazine. “NeXt generation/dynamic spectrum access/cognitive radio wireless networks: A survey. and A. pp. 3. IEEE Vehicular Technology Conference (VTC). 2008. 26. 6. October 2007. and H. The total number of possibilities is nd1 . N=2 analytical N=2 simulation N=6 analytical N=6 simulation 0. Wang. pp. “Spectrum sharing in cognitive radio networks. A PPENDIX We now give the proof of (29).” in Proc. 118–129. It is shown that as the number of SUs increases. [9] C. we denote Ud (n1 .” in Proc. “Reliable link maintenance in cognitive radio systems. Akyildiz. 1535–1542. and M. “Proactive channel access in dynamic spectrum networks. 1. there are many repeated . Cao. [13] S. pp. θ−d Compare Φd (n1 . “Quality-of-service driven power and rate adaptation for multichannel communications over wireless links.

θ). (38) d i=1 Thus. θ). θ) = − 1 Sd+i (n1 . channels that are selected by only one SU. θ) = Ud (n1 . the number of repeated counts is h i d+i −1 Sd+i (n1 . θ) − Γd (n1 . (39) .counts that need to be removed. θ). θ). (29) is obtained. Compare (37) through (39). Φd (n1 . the total number of repeated d counts is nX 1 −d d+i Γd (n1 . i > 0. Thus. Note that for the d + i. We denote the number of repeated counts as Γd (n1 .

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