333 Clay Street Suite 3010 Houston, TX 77002 (713) 650-1122 (ph) (713) 650-0237 (fx

)

FORM G-37
Name of dealer: Report period: Rice Financial Products Company January 1, 2008 – March 31, 2008 . .

I.
State

CONTRIBUTIONS made to issuer officials (list by state)
Contributions by each contributor category (i.e., dealer, dealer controlled PAC, municipal finance professional controlled PAC, municipal finance professionals and non-MFP executive officers). For each contribution, list contribution amount and contributor category. (For example, $500 contribution by non-MFP executive officer). If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption.

Complete name, title (including any city/county/state or other political subdivision) of issuer official

TN

Nikki Timker Federal Congressional Primary House District 9-

$250.00 contribution by a municipal finance professional

II. State

PAYMENTS made to political parties of states of political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category (i.e., dealer, dealer controlled PAC, municipal finance professional controlled PAC, municipal finance professionals and non-MFP executive officers). For each payment, list payment amount and contributor category. (For example, $500 payment by non-MFP executive officer)

NONE

III. State

ISSUERS with which dealer has engaged in municipal securities business (list by state) Complete name of issuer and city/county Type of municipal securities business (negotiated underwriting, agency offering, financial advisor, or remarketing agent) Negotiated Underwriting

CA

State of California Sacramento/Sacramento County

FL

City of Orlando Orlando/Orange County City of Chicago Chicago/Cook County City of Chicago Chicago/Cook County City of Columbus Columbus/Franklin County Ohio Building Authority Columbus/Franklin County City of Austin Austin/Harris County Harris County Flood Control District Houston/Harris County Harris County Houston/Harris County

Negotiated Underwriting

IL

Negotiated Underwriting

IL

Negotiated Underwriting

OH

Negotiated Underwriting

OH

Negotiated Underwriting

TX

Negotiated Underwriting

TX

Negotiated Underwriting

TX

Negotiated Underwriting

TX

Harris County Independent School District Negotiated Underwriting Houston/Harris County

Signature:

____________________________ Michael C. Murray, CEO Rice Financial Products Company . 333 Clay Street, Suite 3010 Houston, Texas 77002 . . .

Date:

April 29, 2008

.

Name: Address:

Phone:

(713) 650-1122

Submit two completed forms quarterly by due date (specified by the MSRB) to: Municipal Securities Rulemaking Board 1900 Duke Street Suite 600 Alexandria, Virginia 22314