Professional Documents
Culture Documents
~06/11/2010
1113 AM
f~90
::J
*Or111
(:\
,J)-
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~
iia,
~
~
501(c), 527, or 4947(a)(1) Qf the Internal Revenue Code (except black lung
benefit trust or private foundation)
~ The organization may have to use a copy of this ret1Jrn to satisfy state reporting requirements
c:;;i
pending
--- Appl1cat1on
I 903
312-377-4000
$
G Grossrecemts
CHICAGO
IL
Trust
6,870,656
60603
H(a) Is thisa groupreturnfor
Cl)
Ii
Assoc1at1on
Other~
affiliates?
Yes 2C>o
J
H(b) Areall affiliates
I
' Yes
No
included?
, -I
-'
If "No,"attacha list (seeinstructions)
H(c) Groupexemption
number~
IL
Yearof formation
IM
1984
Stateof leaaldomicile
IL
--
>
0
o!I
Number of voting mel!lbers of the governing body (Part VI, line 1a)
(!)
1
_
~ 1fthe organization d1scont1nued its operations or disposed of more than 25% of its net assets
(/)
~rct\lmende~
i ~E
~
""~
~tJ[ot-t fpOOW,elat
b Net unrelated bus1r
i::1
~
--;::.
6
7b
Prior Year
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>
Cl)
0:::
14 101
-89,574
7a
Wtaxable
(tj~~[-itN_~nJ\al!ilar"nt
_
14
13
27
20
3
4
Cl)
Telephone number
..,
c:
cu
c:
...
__ :::,
36-3309812
Room/suite
to streetaddress)
Number
andstreet(orPO box11ma1l1snotdelivered
Cl)
""'
Dom~Business
As
s ummarv
[X1Co~rat1on
Tl~ oforgamzat1on
Partl
Open to Public
lnsoection
ancl endina
Nameof organization
JOSEPH BAST
19 SOUTH LASALLE STREET, SUITE 903
CHICAGO
IL 60603
x 501(c) ( 3 l '4 (insert no ) : : 4947(a)(1) or
527
Tax-exemet status
WWW.HEARTLAND.ORG
Website~
J
K
2009
Under section
''
OMB No 1545-0047
Current Year
7.613.766
185.671
22,661
-39.139
7,782,959
182.072
6,499,687
195,386
58,969
31,332
6,785,374
115,000
1,626,153
1,766,383
5,706.801
7.515.026
267,933
4,370,140
6,251,523
533,851
c:
Cl)
Q.
)(
16a Professional fundra1s1ng fees (Part IX, column (A), hne 11e)
520,729
Add Imes 13-17 (must equal Part IX, column (A), line 25)
en
en u
~
O a,
-a, c:
...
<(Ill
-"CJ
a, c:
gpa
... 22
z:::,
Part II
End of Year
242,945
88.357
154.588
815,362
126,923
688.439
Si nature Block
Under penalties of perJu
e that I have examined this return, including accompanying schedules and statements. and to the best of my knowledge
and belief, 1t1strue,
e,,..........
L.lil!l!.'.m,plete
Declar
n of preP.arer(other than officer) 1sbased on all information of which preparer has any knowledge
Sign
Here
Date
Signature of officer
PRESIDENT
JOSEPH
Paid
SP1rgenpaatruer:s
~ Nln -,I n /1/
<:_PA.M 5-r,. f ~
~
l
Preparer's1--~~~~~~~-=c="'.====---c==c=-':"""":'~~"":"'C":-=-~-=--=~~
Use Only
Firms,ame(oryours~
1fse11-employed),
,.
address,andZIP+4
Date
r::~~~:;~~~~~~rg number
f:ir.ck If
06/11/10
employed~
P00495371
...........
~--'-~...:.....~-'---'-......:....--.-~-=--'--=-.::....:-=--=-=.,;...--=~
EIN ....
26-0476995
Phone
no
~ 847-695-2700
May the IRS discuss this return with the preparer shown above? (see 1nstruct1ons)
'X
Form
DAA
Reduction
instructions.
Yes '
990
/\.
...~"
. No Q\
(2009)
363309812'06/11/20101113AM
''
1
Part Ill
1
36-3309812
Page
Did the organization undertake any significant program services during the year which were not listed on
~~ Yes 'X No
L_jYes
,~~ No
Section 501 (c)(3) and 501 (c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and
allocations to others, the total expenses, and revenue, 1fany, for each program service reported
4a (Code
) (Expenses $
2 , 078 , 3 75
including grants of $
) (Revenue $
) (Expenses $
2 1 518 1 7 6 9 including grants of $
115 , 0 0 0 ) (Revenue $
PUBLIC RELATIONS - SEMINARS, EVENTS, SPEAKERS BUREAU, AND OTHER ACTIVITIES
AIMED AT EDUCATING HEARTLANDMEMBERS AND THE GENERAL PUBLIC CONCERNING
PUBLIC POLICY ISSUES. HEARTLAND STAFF EXHIBITED AT NEARLY TWO DOZEN
INDUSTRY TRADE SHOWS AND EVENTS FOR MEMBERS OF THE GENERAL PUBLIC, AND ITS
SENIOR FELLOWS DELIVERED MORE THAN 100 SPEECHES OR TALK RADIO SHOW
APPEARANCES. HEARTLAND'S PUBLIC RELATIONS DEPARTMENT HOSTED A THREE-DAY
CONFERENCE IN NEW YORK AND A TWO-DAY CONFERENCE IN WASHINTON, DC ADDRESSING
THE TOPIC OF GLOBAL WARMING.
4b (Code
) (Expenses $
593, 61 7 including grants of$
) (Revenue $
GOVERNMENTRELATIONS - PUBLICATIONS AND EVENTS GEARED TOWARDEDUCATING AND
INFORMING LOCAL, STATE, AND NATIONAL ELECTED OFFICIALS ABOUT PUBLIC POLICY
ISSUES.
HEARTLAND EXHIBITED AT CONFERENCES SPONSORED BY THE .AMERICAN
LEGISLATIVE EXCHANGE COUNCIL, NATIONAL CONFERENCE OF STATE LEGISLATURES,
NATIONAL ASSOCIATION OF COUNTIES, U.S.
CONFERENCE OF MAYORS, AND OTHERS.
IN ADDITION, 44 RESEARCH & COMMENTARYCOLLECTIONS OF BACKGROUNDREADINGS ON
EDUCATION, ENVIRONMENT, HEALTH CARE, INSURANCE,TOBACCO, AND WELFARE ISSUES
WERE DISTRIBUTED BY EMAIL AND POSTED ON HEARTLAND'S WEB SITE.
HEARTLAND'S
GOVERNMENTRELATIONS DEPARTMENT HOSTED SEVERAL HALF-DAY EVENTS ACROSS THE
COUNTRY ADDRESSING HEALTH CARE REFORM.
4c (Code
) (Revenue $
Form
DAA
990
(2009)
363309812'06/11/2010
1113 AM
36-3309812
l=<orm'ggo('W09)
' Part
rJ
Page
Yes
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,"
2
3
complete Schedule A
Section 501(c)(3) organizations. Did the organization engage in lobbying acllv1t1es?If "Yes," complete
Schedule C, Part II
Section 501(c)(4), 501(c)(5), and 501(c)(6) organizations. Is the organization subJect to the section 6033(e)
Did the organization maintain any donor advised funds or any s1m1larfunds or accounts where donors have
notice and reporting requirement and proxy tax? If "Yes," complete Schedule C, Part Ill
the right to provide advice on the d1stnbut1onor investment of amounts in such funds or accounts? If "Yes,"
complete Schedule D, Part I
10
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II
Did the organization maintain collections of works of art, historical treasures, or other s1m1larassets? If "Yes,"
complete Schedule D, Part Ill
No
x
x
Did the organization report an amount in Part X, line 21, serve as a custodian for amounts not listed in Part
X, or provide credit counseling, debt management, credit repair, or debt negot1at1onservices? If "Yes,"
complete Schedule D, Part IV
1O
Did the organization, directly or through a related organization, hold assets in term, permanent, or
quasi-endowments? If ''Yes," complete Schedule D, Part V
11
Is the organization's answer to any of the following questions "Yes"? If so, complete Schedule D, Parts VI,
VII, VIII, IX, or X as applicable
11
12
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If ''Yes," complete
Schedule D, Part VI
Did the organization report an amount for investments-other
of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII
Did the organization report an amount for investments-program
of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII
Did the organ1zat1onreport an amount for other assets related in Part X, line 15 that 1s5% or more of its total assets
reported in Part X, line 16? If ''Yes," complete Schedule D, Part IX
Did the organization report an amount for other liab11it1esin Part X, line 25? If "Yes," complete Schedule D, Part X
Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization's liability for uncertain tax pos1t1onsunder FIN 48? If ''Yes," complete Schedule D, Part X
12
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI, XII, and XIII
12A Was the organization included in consolidated, independent audited financial statements for the tax year?
If ''Yes," completing Schedule D, Parts XI, XII, and XIII is optional
13
Is the organization a school described in section 170(b)(1 )(A)(11)?If "Yes," complete Schedule E
14a
Did the organization maintain an office, employees, or agents outside of the United States?
14b
15
16
17
Did the organ1zat1onreport a total of more than $15,000 of expenses for professional fundra1smg services
on Part IX, column (A), Imes 6 and 11e? If "Yes," complete Schedule G, Part I
18
Did the organization report more than $15,000 total of fundra1smg event gross income and contributions on
Part VIII, Imes 1c and Sa? If "Yes," complete Schedule G, Part II
18
19
Did the organization report more than $15,000 of gross income from gaming act1v1t1es
on Part VIII, line 9a?
If "Yes," complete Schedule G, Part Ill
19
20
20
Form
DAA
x
x
13
14a
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance
to md1v1dualslocated outside the United States? If "Yes," complete Schedule F, Part Ill
17
I 12A lkl(~I
Did the organ1zat1onreport on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any
organization or entity located outside the United States? If "Yes," complete Schedule F, Part II
16
No
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmakmg, fundra1s1ng,
business, and program service act1v1t1es
outside the United States? If "Yes," complete Schedule F, Part I
15
I Yes I
x
x
x
990
(2009)
36330981206/11/20101113AM
l=.orm'990 ~2009)
Part IV
36-3309812
Page
Yes
Did the organization report more than $5,000 of grants and other assistance to governments and organizations
21
No
21
22
23
24a
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
24b
II/A
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
24c
AI_/J+
Did the organization act as an "on behalf of' issuer for bonds outstanding at any time during the year?
24d
in the United States on Part IX, column (A), line 1? If ''Yes," complete Schedule I, Parts I and II
Did the organization report more than $5,000 of grants and other assistance to ind1v1dualsin the
22
United States on Part IX, column (A), line 2? If ''Yes," complete Schedule I, Parts I and Ill
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the
24a
organization's current and former officers, directors, trustees, key employees, and highest compensated
$100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer lines
d
25a
with a disqualified person during the year? If "Yes," complete Schedule L, Part I
b
'",,,
25b
26
27
28a
28b
Is the organization aware that 11engaged in an excess benefit transaction with a d1squalif1edperson in a
prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or
990-EZ? If ''Yes," complete Schedule L, Part I
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or
d1squalif1edperson outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, Part II
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee,
substantial contributor, or a grant selection committee member, or to a person related to such an md1v1dual?
If ''Yes," complete Schedule L, Part Ill
28
Was the organ1zat1ona party to a business transaction with one of the following parties (see Schedule L,
Part IV instructions for applicable filing thresholds, cond1t1ons,and exceptions)
A current or former officer, director, trustee, or key employee? If ''Yes," complete Schedule L, Part IV
A family member of a current or former officer, director, trustee, or key employee? If ''Yes," complete
An entity of which a current or former officer, director, trustee, or key employee of the organization (or a
Schedule L, Part IV
family member) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L,
Part IV
29
30
28c
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M
29
30
Did the organ1zat1onreceive contnbut1ons of art, historical treasures, or other s1m1larassets, or qual1f1ed
conservation contributions? If "Yes," complete Schedule M
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If ''Yes," complete
Part I
31
Schedule N, Part II
32
33
Did the organization own 100% of an entity disregarded as separate from the organ1zat1onunder Regulations
sections 301 7701-2 and 301 7701-3? If "Yes," complete Schedule R, Part I
33
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Parts II,
34
35
36
37
Is any related organization a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete
Schedule R, Part V, line 2
36
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, Imes 11 and
19? Note. All Form 990 filers are required to comolete Schedule O
38
Form
DAA
x
990
(2009)
36330981206/11/2010
11 13 AM
\
0
l:>orm990 (2009)
PartV
36-3309812
Page
comoliance
Yes
1a
b
c
1a
96
Enter the number of Forms W-2G included in line 1a Enter -0- 1fnot applicable
1b
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
Statements, filed for the calendar year ending with or within the year covered by this return
No
Enter the number reported in Box 3 of Form 1096, Annual Summary and Transmittal of
1c
2b
I l 27
2a
If at least one 1sreported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a 1sgreater than 250, you may be required toe-file this return (see
instructions)
3a
b
4a
Did the organization have unrelated business gross income of $1,000 or more during the year covered by
this return?
3a
If "Yes," has 1!filed a Form 990-T for this year? If "No," provide an explanation 1nSchedule O
3b
x
x
Al any time during the calendar year, did the organization have an interest 1n,or a signature or other authority
over, a financial account in a foreign country (such as a bank account, securities account, or other financial
4a
Was the organization a party to a proh1b1tedtax shelter transaction at any time during the tax year?
Sa
Did any taxable party notify the organization that 11was or 1sa party to a proh1b1tedtax shelter transaction?
Sb
x
x
If "Yes," to line 5a or 5b, did the organization file Form 8886-T, Disclosure by Tax-Exempt Entity Regarding
Sc
NIA
6a
account)?
b
Sa
Does the organization have annual gross receipts that are normally greater than $100,000, and did the
organization solicit any contnbut1ons that were not tax deductible?
If "Yes," did the organ1zat1on include with every solic1tat1onan express statement that such contributions or
gifts were not tax deductible?
Organizations
6b
contributions
Did the organization receive a payment 1nexcess of $75 made partly as a contribution and partly for goods
and services provided to the payor?
7a
If "Yes," did the organization notify the donor of the value of the goods or services provided?
7b
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which 1!was
NIA
t-J/A
benefit contract?
7e
Did the organ1zat1on,during the year, pay premiums, directly or indirectly, on a personal benefit contract?
7f
NIA
NIA
7a
fi)f
7h
t.J{P,
I 1d l
If "Yes," indicate the number of Forms 8282 filed during the year
Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal
f
g
For all contributions of qual1f1edintellectual property, did the organization file Form 8899 as required?
For contributions of cars, boats, airplanes, and other vehicles, did the organization file a Form 1098-C as
required?
Sponsoring
organizations
organizations.
maintaining
organization, have excess business holdings at any time during the year?
Sponsoring
~,f
7c
NIA
organizations
maintaining
tJIPt
9a
WlA
Did the organization make a d1stribut1onto a donor, donor advisor, or related person?
9b
f\l{Pt
12a
tJ/f\
10
Enter
ln1t1at1on
fees and capital contributions included on Part VIII, hne 12
Gross receipts, included on Form 990, Part VIII, hne 12, for public use of club fac11it1es
11
10b
Enter
b
12a
I 1oa I
11a
11b
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in heu of Form 1041?
If "Yes "enter the amount of tax-exempt interest received or accrued durina the vear
I 12b I
363309812 06/11/2010 11 13 AM
r<orm.990(2009)
Page
Part VI
Yes
1a
b
I
I
1a
1b
Did any officer, director, trustee, or key employee have a family relalionsh1p or a business relat1onsh1pwith
Did the organization delegate control over management duties customarily performed by or under the direct
superv1s1onof officers, directors or trustees, or key employees to a management company or other person?
Did the organization make any significant changes to its organizational documents since the prior Form 990 was filed?
Did the organization become aware during the year of a material d1vers1onof the organization's assets?
7a
Does the organization have members, stockholders, or other persons who may elect one or more members
No
I 14
I 13
7a
Are any dec1s1onsof the governing body subJect to approval by members, stockholders, or other persons?
7b
x
x
x
x
x
x
Did the organization contemporaneously document the meetings held or written actions undertaken during
Sa
Sb
x
x
Is there any officer, director, trustee, or key employee listed 1nPart VII, Section A, who cannot be reached
at the orqan1zalion's ma11inaaddress? If "Yes" orov1de the names and addresses 1nSchedule O
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
10a
b
10a
If "Yes," does the organization have written policies and procedures governing the act1v1t1es
of such chapters,
affiliates, and branches to ensure their operations are consistent with those of the organization?
11
10b
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the
form?
11a
12a
No
x
x
11
Describe 1nSchedule O the process, 1fany, used by the organization to review this Form 990
Does the organization have a written conflict of interest policy? If "No," go to line 13
Are officers, directors or trustees, and key employees required to disclose annually interests that could give
Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"
rise to conflicts?
describe m Schedule O how this 1sdone
12a
12b
12c
13
13
14
Does the organization have a written document retention and destruction policy?
14
15
Did the process for determining compensation of the following persons include a review and approval by
x
x
independent persons, comparability data, and contemporaneous substant1at1onof the deliberation and dec1s1on?
a
b
15a
15b
x
x
If "Yes" to line 15a or 15b, describe the process m Schedule O (See instructions)
16a
Did the organization invest m, contribute assets to, or part1c1patem a Joint venture or s1m1lararrangement
with a taxable entity during the year?
16a
If "Yes," has the organization adopted a written policy or procedure requiring the organization to evaluate
its part1c1pat1onm Joint venture arrangements under applicable federal tax law, and taken steps to safeguard
the orqanizat1on's exemot status with resoect to such arranaements?
16b
Section C. Disclosure
IL
17
List the states with which a copy of this Form 990 1srequired to be filed ..,..
18
Section 6104 requires an organization to make its Forms 1023 (or 1024 1fapplicable), 990, and 990-T (501(c)(3)s only)
available for public inspection Indicate how you make these available Check all that apply
:------Own website
19
]{,
Another's website
~x:
Upon request
Describe 1nSchedule O whether (and 1fso, how), the organization makes its governing documents, conflict of interest
policy, and financial statements available to the public
20
State the name, physical address, and telephone number of the person who possesses the books and records of the
organization .... THE HEARTLAND INSTITUTE
19 SOUTH LASALLE STREET
CHICAGO
DAA
IL
60603
#903
312-377-4000
Form 990 (2009)
36330981206/11/20101113AM
'
\
F<orm'ggo(3009)
36-3309812
Page
'Part VII
Section A.
1a Complete ths table for all persons required to be listed Report compensation for the calendar year ending with or within the
organization's tax year Use Schedule J-2 1fadd1t1onalspace 1sneeded
List all of the organization's current officers, directors, trustees (whether 1nd1v1duals
or organizations), regardless of amount
of compensation Enter -0- 1ncolumns (D), (E), and (F) 1fno compensation was paid
List all of the organization's current key employees See instructions for definition of "key employee "
List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations
List all of the organ1zat1on'sformer officers, key employees, and highest compensated employees who received more than
$100,000 of reportable compensation from the organization and any related organizations
List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of
the organization, more than $10,000 of reportable compensation from the organization and any related organizations
trustees or directors, 1nst1tut1onaltrustees, officers, key employees, highest
List persons in the following order 1nd1v1dual
compensated employees, and former such persons
11Chec k th
IS
bOX If the ori:ianization d Id not compensate any current offi1cer,d 1recor, or trus ee
(A)
Name and Title
(B)
Average
hours per
week
(C)
Pos1t1on(check all that apply)
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a. 9- ~
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40.00
RAJEEV BAL
DIRECTOR
ROBERT BUFORD
DIRECTOR
PAUL FISHER
DIRECTOR
JAMES FITZGERALD
DIRECTOR
DAN HALES
DIRECTOR
WILLIAM HIGGINSO~
DIRECTOR
JAMES JOHNSTON
DIRECTOR
JEFFREY MADDEN
DIRECTOR
ARTHUR MARGULIS
DIRECTOR
DAVID PADDEN
DIRECTOR
ELIZABTH ROSE
DIRECTOR
HERBERT WALBERG
DIRECTOR
DANIEL MILLER
EXC. VICE PRESIDENT
DAA
40.00
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CD
CD
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(F)
Estimated
amount of
other
compensation
from the
organization
and related
organizations
"O
CD
:::,
"'
CD
"'
CD
PRESIDENT
CD
'<
"' 2
CD
JOSEPH BAST
CD
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(E)
Reportable
compensation
from related
organizations
(W-2/1099-MISC)
(D)
Reportable
compensation
from
the
organization
(W-2/1099-MISC)
a.
122,296
123,740
Form
990
(2009)
363309812 06/11/2010 11 13 AM
..
(B)
Average
hours per
week
(A)
Name and Title
(C)
Pos1t1on(check all that apply)
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(D)
Reportable
compensation
from
the
organization
(W-2/1099-MISC)
(E)
Reportable
compensation
from related
organizations
(W-2/1099-MISC)
"O
Cl)
::,
Page
(F)
Estimated
amount of
other
compensation
from the
organization
and related
organizations
le
CD
a.
246,036
1b
Total
Total number of ind1v1duals(including but not limited to those listed above) who received more than $100,000 in
reoortable comoensat1on from the oraamzallon ~ 2
Did the organization list any former officer, director or trustee, key employee, or highest compensated
employee on line 1a? If "Yes," complete Schedule J for such 1nd1v1dual
For any ind1v1duallisted on line 1a, 1sthe sum of reportable compensation and other compensation from
the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
ind1v1dual
Did any person listed on line 1a receive or accrue compensation from any unrelated organization for
services rendered to the oraan1zat1on?If "Yes," comolete Schedule J for such oerson
Yes
No
x
x
Complete this table for your five highest compensated independent contractors that received more than $100,000 of
comoensat1on from the organization
(A)
Nameandbusinessaddress
(C)
Compensation
Total number of independent contractors (including but not limited to those listed above) who received
more than $100 000 in comoensat1on from the oraamzat1on ~
DAA
(B)
Descnotion
of services
0
Form
990
(2009)
36330981206/11/201011 13 AM
I
36-3309812
Part VIII
(A)
Total revenue
J!lJ!!
1a Federated campaigns
c: c:
ca::::,
1b
~E
c Fundra1smgevents
1c
'6,.!!!
d Related organizations
1d
rn'E
c:-
e Government
grants
(contnbutions)
1e
~~
OU)
,_._
gifts,grants,
f Allothercontnbut1ons,
ands1m1lar
amounts
notincluded
above
-a,
::::,.c
.c-
1f
contnbut1ons
included
inImes1a-1f
g Noncash
h Total. Add lines 1a-1f
'i: 0
c't:I
O c:
U ca
(0)
Revenue
excludedfrom tax
undersections
512,513,or514
6,499,687
136,135
~
a,
6,499,687
Busn Code
:::,
ca,
(C)
Unrelated
business
revenue
1a
b Membership dues
.. 0
(B)
Relatedor
exempt
function
revenue
Page
>
a,
2a
0:::
a,
-~
134,759
60, 627
OTHER EVENTS
PUBLICATIONS/RESEARCH
134,759
60,627
a,
U)
E
E
e
f All other program service revenue
C>
ll..
195,386
58,969
58,969
17,231
17,231
other s1m1laramounts)
Royalties
(1)Real
(11)Personal
Sa Gross Rents
b Lessrental
exps
meor(loss)
c Rental
~
(11)Other
bas,s& salesexps
c Gain or (loss)
~
events
Ba Grossincomefrom fundra1sing
::::,
(not including$
c:
Q)
>
Q)
of contnbut1ons
reportedon hne1c)
..
a::
Q)
.c
0
102,513
85,282
~
9a Grossincomefromgamingact1v1!1es
See PartIV, line 19
b Less direct expenses
a
b
ADVERTISING INCOME
""'
a
~
Busn.Code
511110
14,101
14,101
6,785,374
14,101
b
c
d All other revenue
e Total. Add Imes 11a-11 d
12
271. 586
14,101
0
Form 990 (2009)
DAA
36-3309812
!i"orni990,(.2009)
Part IX
Page
10
(A)
(B)
(C)
Total expenses
Programservice
expenses
Managementand
generalexpenses
(D)
Fundraising
expenses
orgarnzat1ons
in the U S See Part IV, hne21
Grants and other assistance to md1v1dualsm
115,000
115.000
122,296
30.574
30.574
61,148
821.469
348.082
240,980
61,214
60.381
34,345
28.005
27,491
22,120
persons(as definedundersection4958(0(1))and
personsdescribedin section4958(c)(3)(B)
1.410.531
(includesection401(k)
Pensionplan contnbut1ons
123,050
110.506
9
10
Payroll taxes
11
a Management
b Legal
10,529
c Accounting
10,529
d Lobbying
e Professionalfundra1smgservices See Part IV, line 17
f
g Other
12
13
Office expenses
14
Information technology
15
Royalties
16
Occupancy
17
Travel
18
794,209
234.336
52.122
139.919
11,735
270
4.427
174,967
179.535
150,952
124.925
10,292
4.489
16,851
1.181.887
2,140
16.851
1.131.519
1,750
1,000
2,470
13,723
50,121
19
20
Interest
21
Payments to affiliates
22
23
Insurance
24
807,694
235.606
59.019
139,919
50.368
2.140
19,501
19.501
a
b
c
d
e
f
25
26
DAA
671.480
540,844
165.000
36,711
31.735
96.722
6.251.523
653.231
519.014
165.000
27,562
31.575
60,908
5.190.761
1,830
512
16,419
21,318
2.176
160
30.966
540 033
6,973
4 848
520,729
363309812 06/11/2010 11 13 AM
36-3309812
Part
x'
Page
(A)
Beginning of year
136.726
(B)
End of year
Cash-non-interest bearing
Savings and temporary cash investments
11
690,283
Part II of Schedule L
Notes and loans receivable, net
7
8
...
fl)
Cl)
fl)
fl)
<C 9
10a
10b
fl)
Cl)
:c
l'CI
64,433
12
13
14
18
20
21
20
21
22
CJ
c
.!!! 27
l'CI
28
29
6.000
242,945
79.795
...
...
<C
...
30
31
15
16
17
10,911
815,362
126,923
19
:x.
22
23
24
8.562
88,357
25
26
126,923
124.012
30,576
27
457,863
230,576
and
LL
Cl)
10c
11
18
19
fl)
Cl)
66.086
17
26
Cl)
fl)
fl)
49,735
15
16
23
24
25
fl)
Intangible assets
Other assets See Part IV, line 11
Total assets. Add lines 1 throuoh 15 (must equal line 34)
:J
m
't,
c
:::,
Investments-program-related
238.403
173,970
34.133
28
29
[J
32
33
34
30
31
32
154,588
242.945
33
34
688,439
815,362
Form
DAA
990 (2009)
363309812 06/11/2010 11 13 AM
36-3309812
Part XI
1
LJ
Cash
I~ Accrual
Page
Yes
Other __________
12
No
If the organization changed its method of accounting from a prior year or checked "Other," explain m
Schedule O
2a Were the organization's financial statements compiled or reviewed by an independent accountant?
b Were the organization's financial statements audited by an independent accountant?
2a
2b
2c
c If "Yes" to lme 2a or 2b, does the organization have a committee that assumes respons1b1l1ty
for oversight of
the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selecllon process during the tax year, explain in
Schedule O
d If ''Yes" to hne 2a or 2b, check a box below to indicate whether the financial statements for the year were
~ Separate basis
[J
Consolidated basis
3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in
the Single Audit Act and OMB Circular A-133?
b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the
3a
required audit or audits exolain whv 1nSchedule O and describe anv steos taken to underao such audits
3b
Form
DAA
x
990
(2009)
36330981 06/11/2010 11 13 AM
SCHEDIJLE A
OMB No 1545-0047
(Form990or 990-EZ)
2009
or a section
Open to Public
Inspection
36-3309812
Reason for Public Charity Status (All organizations must complete this part) See instructions.
Part I
The organization 1snot a private foundation because 111s (For Imes 1 through 11, check only one box )
1
[]
lJ
lJ
D
[J
,---, A federal, state, or local government or governmental unit described m section 170(b)(1)(A)(v).
2
3
[J
An organization that normally receives a substantial part of its support from a governmental unit or from the general public
described m section 170(b)(1)(A)(vi). (Complete Part II)
8
9
10
11
1:
An organization organized and operated exclusively to test for public safety See section 509(a)(4).
0 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the
purposes of one or more publicly supported organizations described m section 509(a)(1) or section 509(a)(2) See section
509(a)(3). Check the box that describes the type of supporting organization and complete Imes 11e through 11h
D Type I
C Type II
D Type Ill-Functionally
integrated
~ Type Ill-Other
By checking this box, I certify that the organization 1snot controlled directly or indirectly by one or more d1squal1f1ed
persons other than foundation managers and other than one or more publicly supported organ1zat1onsdescribed m section
509(a)(1) or section 509(a)(2)
If the organization received a written determ1nat1onfrom the IRS that 1t1sa Type I, Type II, or Type Ill supporting
organization, check this box
Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?
Yes
(i) A person who directly or indirectly controls, either alone or together with persons described 1n(11)
No
and (111)
below, the governing body of the supported organ1zat1on?
(ii) A family member of a person described m (1)above?
(iii) A 35% controlled entity of a person described m (1)or (11)above?
Provide the follow1na information about the sunoorted oraanizat1onlsl
h
(ui) Type of orgamzat1on
(1)Nameof supported
(11)EIN
orgamzat1on
(describedon Imes 1-9
above or IRC section
(see instructions))
(vi) Isthe
(iv) Istheorganization (v) Didyounobly
1n organization
mcol
mcol (1)listed1nyour theorganization
mthe
governing
document? col (i) ofyour (1)organized
support?
US?
Yes
No
Yes
No
Yes
(vii) Amount of
support
No
Total
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions
Form 990 or 990-EZ.
DM
for
THE HEARTLAND
INSTITUTE
36-3309812
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5 1 7 1 or 8 of Part I.)
Section A. Public Support
Page 2
Part IJ
11JJ,,
(a) 2005
(b)2006
(c) 2007
(d) 2008
(e) 2009
(f) Total
(a) 2005
(b)2006
(c) 2007
(d) 2008
(e) 2009
(f) Total
11JJ,,
10
11
12
13
First five years. If the Form 990 1sfor the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
I 12
....~
Public support percentage for 2009 (line 6, column (f) d1v1dedby hne 11, column (f))
14
15
15
16a
33 1/3 % support test-2009. If the organization did not check the box on line 13, and hne 14 1s33 1/3 % or more, check this box
and stop here. The organization qualifies as a publicly supported organization
box and stop here. The organization qualifies as a publicly supported organization
17a
10%-facts-and-circumstances
....D
If the organ1zat1ondid not check a box on line 13 or 16a, and hne 15 1s33 1/3 % or more, check this
test-2009.
[J
lfthe organization did not check a box on line 13, 16a, or 16b, and line 14 1s 10% or
more, and 1fthe organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the
organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supported organization
b
10%-facts-and-circumstances
test-2008.
more, and 1fthe organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the
Private foundation.
L_]
If the organization did not check a box on hne 13, 16a, 16b, or 17a, and line 15 1s10% or
organization meets the "facts-and-circumstances" test The organ1zat1onqual1f1esas a publicly supported organization
18
....11
If the organization did not check a box on hne 13, 16a, 16b, 17a, or 17b, check this box and see instructions
:t
DAA
363309812 06/11/2010 11 13 AM
36-3309812
Grossreceiptsfrom adm1ss1ons,
merchandise
sold or servicesperformed,or fac1ht1es
furnishedm any act1v1ty
that 1srelatedto the
organization'stax-exemptpurpose
(b) 2006
(a) 2005
4,272,891
Grossreceiptsfrom act1v1t1es
that are not an
unrelatedtradeor businessundersection513
4,519,482
7a
2,869,522
2,517,448
246,591
(c) 2007
4,993,162
187,267
189,135
2,704,715
953,200
Page 3
(e) 2009
(d) 2008
7,659,414
(f) Total
6,499,687
25,942,602
209,487
151,709
984,189
5,182,297
7,811,123
6,709,174
26,926,791
3,625,937
5,610,000
4,170,159
17,228,818
201,382
159,790
3,070,904
136,966
1,112,990
3,762,903
73,371
182,319
5,683,371
753,828
17,982,646
4,352,478
s ection
11
(b) 2006
13
(c) 2007
2,704,715
5,182,297
(d) 2008
(e) 2009
7,811,123
(f) Total
6,709,174
26,926,791
1,401
42,973
34,587
22,661
58,969
160,591
1,401
42,973
34,587
22,661
58,969
160,591
12
14
(a) 2005
4,519,482
8,944,145
B. Total Suooort
4 520
883
2 747
688
5 216 884
7 833 784
6 768
143
27,087
382
First five years. If the Form 990 1sfor the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)
organization, check this box and stop here
ort Percenta e
15
Public support percentage for 2009 (line 8, column (f) d1v1dedby line 13, column (f))
15
33.02%
16
Public su
16
36.00%
Investment income percentage for 2009 (line 10c, column (f) d1v1dedby line 13, column (f))
17
1%
18
18
1%
19a
If the organization did not check the box on line 14, and line 15 1smore than 33 1/3 %, and line
17 1snot more than 33 1/3 %, check this box and stop here. The organization qualifies as a publicly supported organization
20
DAA
If the organization did not check a box on line 14 or line 19a. and line 16 1smore than 33 1/3 %. and
line 18 1snot more than 33 1/3 %, check this box and stop here. The organization qualifies as a publicly supported organization
~ ~
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
363309812 06/11/2010 11 13 AM
'.schedule-'\(Form990or990-EZ)2009
Part IV
Page4
SCHEDULED
"(Form 990)
OMB No 1545-0047
2009
Open to Public
lns~ctlon
Employer ident1f1cationnumber
36-3309812
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if
the organization answered "Yes" to Form 990, Part IV, line 6.
Part I
(a) Donoradvisedfunds
1
2
Did the organization inform all donors and donor advisors m writing that the assets held m donor advised
funds are the organization's property, subJect to the organization's exclusive legal control?
Yes
No
Yes
No
Did the organization inform all grantees, donors, and donor advisors m writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other
purpose conferring 1mperm1ss1bleprivate benefit?
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990 1 Part IV 1 line 7
Purpose(s) of conservation easements held by the organization (check all that apply)
Complete Imes 2a through 2d 1fthe organization held a qualified conservation contribution m the form of a conservation
easement on the last day of the tax year
Held at the End of the Tax Year
2a
2b
2c
2d
Number of conservation easements modified, transferred, released, ext1ngu1shed,or term mated by the organization during
the taxable year
Staff and volunteer hours devoted to monitoring, mspectmg, and enforcing conservation easements during the year
Amount of expenses incurred m monitoring, mspectmg, and enforcing conservation easements during the year
Does each conservation easement reported on lme 2(d) above satisfy the requirements of section
In Part XIV, describe how the organization reports conservation easements 1ntis revenue and expense statement, and
balance sheet, and include, 1fapplicable, the text of the footnote to the organization's financial statements that describes
the organization's accounting for conservation easements
Yes
No
Yes
No
-------
~$_
Part Ill
1a If the organization elected, as permitted under SFAS 116, not to report m its revenue statement and balance sheet works of
art, historical treasures, or other s1m1larassets held for public exh1b1t1on,
education, or research m furtherance of public service,
provide, 1nPart XIV, the text of the footnote to its financial statements that describes these items
b If the organization elected, as permitted under SFAS 116, to report 1nits revenue statement and balance sheet works of art,
historical treasures, or other s1m1larassets held for public exh1b1t1on,
education, or research m furtherance of public service,
provide the following amounts relating to these items
(i) Revenues included m Form 990, Part VIII, line 1
(ii) Assets included m Form 990, Part X
2
If the organization received or held works of art, historical treasures, or other s1m1larassets for financial gam, provide the
following amounts required to be reported under SFAS 116 relating to these items
363309812 06/11/2010 11 13 AM
lr---,
Public exh1b1t1on
b I
Scholarly research
,----,
c LJ Preservation for future generations
4
Provide a description of the organization's collections and explain how they further the organization's exempt purpose m
Part XIV
During the year, did the organization solicit or receive donations of art, historical treasures, or other s1m1lar
assets to be sold to raise funds rather than to be maintained as part of the organization's collection?
Part IV
Yes
, No
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990, Part
IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X?
b If "Yes," explain the arrangement m Part XIV and complete the following table
Yes
L-.:
No
Amount
c Beginning balance
d Add1t1onsduring the year
1c
1e
1d
Ending balance
2a Did the organization include an amount on Form 990, Part X, line 21?
b If "Yes," explain the arrangement m Part XIV
Part V
En d owment Fun d s. Comp Iet e "f
I oraarnza f ion
(a) Current year
1f
r
"-'
Yes "-
No
%
%
3a Are there endowment funds not m the possession of the organization that are held and administered for the
Yes
organization by
(i) unrelated organizations
(ii) related organ1zat1ons
b If "Yes" to 3a(11),are the related organizations listed as required on Schedule R?
Describe m Part XIV the intended uses of the organization's endowment funds
Pa rt VI
Inves t ments- Lan d. B UI"Id"mas. an d E:aumment. See
No
Jam
3a(ii)
3b
Descnpt1onof investment
(c) Accumulated
deprec1at1on
1a Land
b Buildings
c Leasehold improvements
d Equipment
238,403
e Other
Total. Add Imes 1a through 1e (Column (d) must equal Form 990, Part X, column (8), line 10(c))
173,970
....
64,433
64,433
DAA
36-3309812
Page
F1nanc1alderrvat1ves
Closely-held equity interests
Other
- - - - - - - - - - - - - - - - - - - - - -
- - - - - - - -
- - -
- - - - - - -
- - - - - - -
- - - - - - - - - - - -
....
Total. (Column (b) must equal Form 990, Part X, col (B) lrne 12)
Part VIII
s ee Form 990
Pa rt X Ime 13
I
....
Total. (Column (b) must equal Form 990, Part X, col (B) lrne 13 )
Part IX
(a) Description
....
Total. (Column (b) must equal Form 990, Part X, col (B) lrne 15)
Part X
...
Other L1ab1ht1es.
See Form 990 Part X line 25
I
(b) Amount
Total. (Column (b) must equal Form 990, Part X, col (B) lrne 25)
2.
....
FIN 48 Footnote In Part XIV, provide the text of the footnote to the organrzat1on's financial statements that reports the
. . .
36330981'206/11/20101113AM
Part XI
36-3309812
Total revenue (Form 990, Part VIII, column (A), line 12)
Total expenses (Form 990, Part IX, column (A), line 25)
5
6
7
8
5
6
7
8
10
Investment expenses
Prior period adjustments
Total revenue, gains, and other support per audited financial statements
Amounts included on line 1 but not on Form 990, Part VIII, line 12
2a
2b
2c
2d
85,282
Amounts included on Form 990, Part VIII, line 12, but not on line 1:
4a
4b
4c
Total revenue Add Imes 3 and 4c. (This must eaual Form 990 Part I line 12)
. IS tatements
Reconc1 1at1ono fE xpenses per A u d"1ted F"manc1a
Amounts included on line 1 but not on Form 990, Part IX, line 25
wIt hE xpenses
6,785,374
per Return
6,336,805
2a
2b
c Other losses
2c
2d
85,282
85,282
6,251,523
2e
Amounts included on Form 990, Part IX, line 25, but not on line 1:
4a
4b
4c
Total exoenses Add Imes 3 and 4c. ITh1s must eaual Form 990 Part I lme 18 l
Part XIV
85,282
6,785,374
2e
6,870,656
Pa rt XIII
533,851
10
. I St at emen t s W"th
Reconc1T1af ion o fR evenue per A u d't1e d F"manc1a
I Revenue per Ret urn
6,785,374
6,251,523
533,851
Excess or ldef1c1t)for the vear oer audited financial statements Combine Imes 3 and 9
Pa rt XII
Page4
Reconc1T1at1ono f Ch ange in Net Assets f rom Form 990 to Audited Financial Statements
6,251
523
Supplemental Information
Complete this part to provide the descriptions required for Part 11,Imes 3, 5, and 9, Part Ill, lines 1a and 4, Part IV, Imes 1b
and 2b, Part V, line 4, Part X, line 2, Part XI, lme 8, Part XII, Imes 2d and 4b, and Part XIII, Imes 2d and 4b Also complete
this part to provide any add1t1onalinformation
OTHER
_BE,~8~
LINE SB
.=BE ,~8~
LINE SB
OTHER
j
8E,~8~
DAA
36330981'2 06/11/2010 11 13 AM
'
'
Part XIV
36-3309812
Page
LINE 2D
LINE SB ________
OTHER
j
363309812 06/1,1/2010 11 13 AM
: Schedule F
(Form 990)
2009
Open to Public
Ins
Ion
Employer identification
OMB No 1545-0047
number
36-3309812
General Information on Activities Outside the United States. Complete if the organization answered
"Yes" to Form 990 Part IV line 14b.
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance. the grantees' eltg1b11tty
for the grants or assistance, and the selection cntena used to award
Yes
D No
For grantmakers. Describe in Part IV the organization's procedures for monitoring the use of grant funds outside the
United States
Act1v1t1es
per Region (Use Schedule F-1 (Form 990) 1fadd1t1onalspace 1sneeded)
(a) Region
(b) Number of
offices rn the
region
(c) Number of
employees or
agents rn
region
(d) Act1v1t1esconducted m
region (by type) (1e ,
fundra1srng, program services,
grants to rec1p1entslocated rn
the region)
(f) Total
expenditures for
region
Totals
~
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
DAA
INFORMATION
115,000
115,000
Schedule F (Form 990) 2009
363309812 06/11/2010 11 13 AM
ScheduleF(Form990)2009
Part II
-.
...
..
..
(d) Purpose of
grant
(c) Region
cash
disbursement
RESEARCH/PUBLICATION
AND THE PACIFIC
15,000
ELECTRONI1 ~
ASIA
ELECTRONI1 ~
ASIA
RESEARCH/PUBLICATION
AND THE PACIFIC
25,000
EAST
RESEARCH/PUBLICATION
25,000
ELECTRON!~
25,000
ELECTRON!~
25,000
ELECTRON!~
ASIA
AND THE
EAST
ASIA
AND THE
EAST
ASIA
AND THE
(h) Description
of non-cash
assistance
(i) Methodof
valuation
(book, FMV,
aoora1sal,other\
PACIFIC
RESEARCH/PUBLICATION
PACIFIC
Enter total number of rec1p1entorganizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt
by the IRS, or for which the grantee or counsel has provided a section 501 (c)(3) equ1valency letter
Enter total number of other organizations or ent1t1es
(g) Amountof
non-cash
assistance
PACIFIC
RESEARCH/PUBLICATION
(f) Mannerof
EAST
EAST
(e) Amountof
cash grant
...
...
0
5
..
36330981206/11/20101113AM
Part Ill
(b) Region
(c) Number of
rec1p1ents
(d) Amount of
cash grant
(e) Manner of
cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
aoora1sal, other)
DAA
'
363309812 06/1112010 11 13 AM
'
: f?art.lV
PART I,
THE HEARTLAND
INSTITUTE
36-3309812
Page 4
Supplemental Information
Complete this part to provide the information required in Part I, line 2, and any other additional information.
THE ORGANIZATION IS
THEREFORE NO MAJOR
TRACKING IS NECESSARY.
~09812
06/11/201011 13 AM
, ' SCHl!DULE G
: (Form ~90 or 990-EZ)
"
,)
2009
Complete if the organization answered "Yes" to Form 990, Part IV, Imes 17, 18, or 19, or if the
or.9anization entered more than $15,000 on Form 990-EZ, line 6a.
,.. Attach to Fonn990or Fonn990-EZ. .... Seeseparateinstructions.
Open To Public
lnsoection
Employer identification number
I 36-3309812
THE HEARTLANDINSTITUTE
Part I
OMB No 1545-0047
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part
Indicate whether the organization raised funds through any of the following act1v1t1esCheck all that apply
D Solic1tat1on of non-government
[J
Marl solic1tat1ons
L.J
10
c
d
D Phone solic1tat1ons
D In-person solic1tat1ons
grants
D Special fundra1s1ngevents
2a Did the organ1zat1on have a written or oral agreement with any ind1v1dual(including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity 1nconnection with professional fundra1s1ng services?
Yes
No
b If "Yes," list the ten highest paid ind1v1duals or ent1t1es(fundra1sers) pursuant to agreements under which the fundra1ser 1s
to be compensated at least $5,000 by the organization
(1) Name of ind1v1dual
or entity (fundraiser)
(ii) Act1v1ty
No
....
Total
List all states in which the organization 1s registered or licensed to solicit funds or has been notified rt rs exempt from
reg1strat1on or licensing
Reduction
Schedule
fart 1J
36-3309812
Page
Fund raising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported
more than $15 000 on Form 990-EZ line 6a. List events with aross receiots areater than $5 000.
(b) Event #2
(a) Event #1
NONE
FUNDRAISING
(event type)
(event type)
(total number)
Q)
::,
c
Q)
>
Q)
0:::
Gross receipts
102,513
102 513
102,513
102,513
85,282
85,282
Less Charitable
contributions
Cash prizes
Noncash prizes
rn
Q)
rn
RenUfac1htycosts
x
w
0
c5
Entertainment
c
Q)
a.
~
10
11
Part Ill
85, 282)
17,231
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more
than $15 000 on Form 990-EZ line 6a
Q)
(a) Bingo
::,
Q)
>
Q)
0:::
Gross revenue
Cash prizes
a.
Noncash prizes
RenUfac1l1tycosts
Volunteer labor
rn
Q)
rn
c
Q)
x
w
0
c5
j Yes
11 No
LJYes
I I No
I
I
Yes
I -1No
Yes
No
9
a
If "No," Explain
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year?
10a
If "Yes," Explain
11
12
Is the orgamzat1on a granter, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable oammo?
DAA
9a
11
12
Schedule G (Form 990 or 990-EZ) 2009
36330981206/M/20101113AM
'
.. ' .
13
36-3309812
No
13a
An outside facility
13b
14
Page
Yes
Provide the name and address of the person who prepares the orgamzat1on's gaming/special events books
and records
Name....
Address....
15a
Does the orgamzat1on have a contract with a third party from whom the orgamzat1on receives gaming
revenue?
15a
If "Yes," enter the amount of gaming revenue received by the orgamzat1on ....
amount of gaming revenue retained by the third party ....
and the
16
n
17
D1rector/officer
Employee
Independent contractor
Mandatory d1stnbut1ons
a
Is the organization required under state law to make charitable d1stnbut1onsfrom the gaming proceeds to
retain the state gaming license?
17a
Enter the amount of d1stnbut1ons required under state law d1stnbuted to other exempt orgamzat1ons or spent
in the oraamzat1on's own exempt act1v1t1esdunnQ the tax vear ..,_
$
Schedule G (Form 990 or 990-EZ) 2009
DAA
36330981206/11/20101113AM
SC:HE!DULEIVI
'(F.p'riv
990)
p
OMB No 1545-0047
Noncash Contributions
2009
Open To Public
Inspection
Employer 1dent1f1cat1on
number
I 36-3309812
Types of Property
(a)
(b)
Check 1f Numberof Contributions
applicable
Art-Works
1
2
3
4
5
of art
Art-Historical
treasures
Art-Fractional
interests
(c)
Revenuesreportedon
Form 990, Part VIII, line 19
12.250
123.885
(d)
Methodof determining
revenues
6
7
8
9
10
11
traded
Securities-Closely
held stock
Securit1es-Partnersh1p, LLC,
or trust interests
12
13
Securit1es-M1scellaneous
Qualified conservation
contribut1on-H1stonc
structures
14
Qualified conservation
contribution-Other
15
16
Real estate-Res1dent1al
Real estate-Commercial
17
Real estate-Other
18
19
20
21
22
23
24
25
26
27
28
29
Collectibles
Food inventory
Drugs and medical supplies
Taxidermy
Historical artifacts
Sc1ent1f1cspecimens
Archeolog1cal artifacts
Other ....( SOFTWARE
Other.._(
Other ... (
)
Other""<
Number of Forms 8283 received by the organization during the tax year for contributions for
which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
I
Yes
30a
No
During the year, did the orgamzat1on receive by contribution any property reported in Part I, Imes 1-28 that
11must hold for at least three years from the date of the m1t1alcontribut1on, and which 1snot required to be
used for exempt purposes for the entire holding period?
30a
31
31
32a
contributions?
32a
33
describe 1nPart II
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
DAA
363309812 06/11/2010 11 13 AM
,
'
'
Sch.~duleM(Fo?m9~0J2009
36-3309812
Page
' p~rt.11. Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Schedule
DAA
-----,
363309812 06/1~/2010 11 13 AM
;SCtUiDULE
(Form 990)
2009
Open to Public
Ins
ion
Employer identification
OMB No 1545-0047
PART I,
number
36-3309812
LINE 6
FORM 990,
PART VI,
JOSEPH BAST
DIANE BAST
PRESIDENT
EX. EDITOR
HUSBAND/WIFE
FORM 990,
PART VI,
LINE llA
FORM 990,
PART VI,
DISCLOSURES.
FORM 990,
PART VI,
FORM 990,
PART VI,
LINE lSB
36330gg12 06/W2010
.. '
Scbedule O l'or
I
11 13 AM
990 2009
Pae
Employer identification
number
36-3309812
FORM 990,
PART VI,
36330981206/111/20101113AM
..
,F97~,
:1:562
Departmentof the Treasury
InternalRevenueService ( )
99
(Including Information
OMB No 1545-0172
2009
on Listed Property)
~ Attach to
Name(s)shownon return
36-3309812
INDIRECT DEPRECIATION
Part I
Maximum amount See the instructions for a higher limit for certain businesses
Reduction m lim1tat1on Subtract line 3 from line 2 If zero or less, enter -0-
Dollarlim1tat1on
for tax vear Subtractline 4 from line 1 If zero or less, enter -0- If marriedf1lmqseparately,see instructions
(b) Cost (businessuse only)
(c) Electedcost
(a) Descriptionof property
10
10
11
Business income lim1tat1on Enter the smaller of business income (not less than zero) or line 5 (see instructions)
11
12
Section 179 expense deduction Add Imes 9 and 10, but do not enter more than lme 11
12
Part II
800,000
7
8
Carryover of disallowed deduction to 2010 Add Imes 9 and 10, less line 12
13
Note: Do not use Part II or Part Ill below for listed property Instead, use Part V
250,000
13
Special Depreciation Allowance and Other Deoreciation too not include listed orooertv. (See instr.)
Special deprec1at1on allowance for qualified property (other than listed property) placed 1nservice
14
14
15
15
16
16
Part Ill
19,501
MACRS deductions for assets placed m service m tax years beginning before 2009
18
If ou are electin to rou an assets laced in service dunn the tax ear into one or more eneral asset accounts,check here ~
Section B-Assets
Placed in Service During 2009 Tax Year Using the General Depreciation System
(b) Month and year (c) Basis for deprec1at1on (d) Recovery
(business/investmentuse
(e) Convention
(f) Method
(a) Class1ficat1on
of property
placedin
period
only-see 1nstruct1ons)
service
19a
3-year property
5-vear prooertv
7-vear orooertv
10-vear propertv
15-vear orooertv
20-year property
25-vear orooertv
25 vrs
Res1dent1alrental
property
27 5 vrs
39 vrs
Section C-Assets
20a
12-vear
40-vear
Part IV
SIL
MM
40 vrs
SIL
22
Total. Add amounts from line 12, Imes 14 through 17, Imes 19 and 20 1ncolumn (g), and line 21 Enter here
and on the appropriate lines of your return Partnerships and S corporations-see
instructions
22
19,501
For assets shown above and placed m service during the current year, enter the
oort1on of the basis attributable to section 263A costs
SIL
SIL
SIL
12 yrs
21
23
SIL
SIL
Depreciation System
Class life
(g) Deprec1at1on
deduction
SIL
MM
MM
MM
MM
27 5 vrs
Nonres1dent1al real
property
17
17
231
Form 4562 (2009)
Form
8868
OMS No 1545-1709
If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box
. . .,..
If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form).
Do not com lete Part II unless ou have alread been ranted an automatic 3-month extension on a rev1ousl filed Form 8868.
IZl
Automatic 3-Month Extension of Time. Only submit original (no copies needed).
A corporation required to file Form 990-T and requesting an automatic 6-month extension-check
Part I only .
. . . . . . . .
All other corporations (including 1120-C filers), partnerships, REM/Cs, and trusts must use Form 7004 to request an extension of
time to file income tax returns.
Electronic Filing (e-file). Generally, you can electronically file Form 8868 1fyou want a 3-month automatic extension of time to file
one of the returns noted below (6 months for a corporation required to file Form 990-T). However, you cannot file Form 8868
electronically if (1) you want the add1t1onal (not automatic) 3-month extension or (2) you file Forms 990-BL, 6069, or 8870, group
returns, or a composite or consolidated Form 990-T. Instead, you must submit the fully completed and signed page 2 (Part II) of Form
8868. For more details on the electronic filing of this form, visit www.1rs.gov/eflle and click on e-ftle for Chanties & Nonprofits.
Type or
print
File by the
due date for
filing your
return See
1nstruct1ons
HEARTLAND INSTITUTE
36
3309812
CHICAGO, IL 60603
Check type of return to be filed (file a separate application for each return):
IZl Form 990
D Form 990-T (corporation)
D Form 990-BL
D Form 990-T (sec. 401(a) or 408(a) trust)
D Form 990-EZ
D Form 990-T (trust other than above)
D Form 990-PF
D Form 1041-A
D
D
D
D
Form
Form
Form
Form
4720
5227
6069
8870
I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time
____, 2o_J.~., to file the exempt organization return for the organization named above. The extension 1s
until ----~~~~~-"!"_~.:>_
for the organization's return for:
.,.. IZl calendar year 20 ... ~~-- or
.,.. D tax year beginning---------------------------------, 20 ______
, and ending _____________________________________
, 20_______
.
Initial return
Final return
3a If this application 1s for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax,
less any nonrefundable credits. See instructions.
b If this application is for Form 990-PF or 990-T, enter any refundable credits and estimated tax
payments made. Include any pnor year overpayment allowed as a credit.
c Balance Due. Subtract line 3b from line 3a. Include your payment with this form, or, 1frequired,
deposit with FTD coupon or, 1f required, by using EFTPS (Electronic Federal Tax Payment
System). See 1nstruct1ons.
3a
3b
3c $
Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO
for payment instructions.
For Privacy Act and Paperwork Reduction Act Notice, see Instructions.
Cat No 279160
Form
8868
(Rev 4-2009)