You are on page 1of 2

$&&)LQDO([DP*XLGH*HWDQ$

$&&)LQDO([DP*XLGH*HWDQ$
 :KLFKRIWKHIROORZLQJVWDWHPHQWVLVWUXH"
 1RWHVWRWKHILQDQFLDOVWDWHPHQWVLQFOXGHZKLFKRIWKHIROORZLQJ
 :KLFKRIWKHIROORZLQJILQDQFLDOVWDWHPHQWVLVGLYLGHGLQWRPDMRUFDWHJRULHVRIRSHUDWLQJLQYHVWLQJ
DQGILQDQFLQJDFWLYLWLHV"
 ,IWKHUHWDLQHGHDUQLQJVDFFRXQWLQFUHDVHVIURPWKHEHJLQQLQJRIWKH\HDUWRWKHHQGRIWKH\HDU
WKHQ
 ,IVHUYLFHVDUHUHQGHUHGRQDFFRXQWWKHQ
 $QLQYHVWPHQWE\WKHVWRFNKROGHUVLQDEXVLQHVVLQFUHDVHV
 8VLQJDFFUXDODFFRXQWLQJH[SHQVHVDUHUHFRUGHGDQGUHSRUWHGRQO\
 $VPDOOFRPSDQ\PD\EHDEOHWRMXVWLI\XVLQJDFDVKEDVLVRIDFFRXQWLQJLIWKH\KDYH
 6WRFNKROGHUVHTXLW\FDQEHGHVFULEHGDVFODLPVRI
 &RPPRQVWRFNLVUHSRUWHGRQWKH
  7KH 9LQWDJH /DXQGU\ &RPSDQ\ SXUFKDVHG  ZRUWK RI ODXQGU\ VXSSOLHV RQ -XQH  DQG
UHFRUGHGWKHSXUFKDVHDVDQDVVHW2Q-XQHDQLQYHQWRU\RIWKHODXQGU\VXSSOLHVLQGLFDWHGRQO\
RQKDQG7KHDGMXVWLQJHQWU\WKDWVKRXOGEHPDGHE\WKHFRPSDQ\RQ-XQH
 2Q-XO\WKH)LVKHU6KRH6WRUHSDLGWR$FPH5HDOW\IRUPRQWKVUHQWEHJLQQLQJ-XO\
3UHSDLG5HQWZDVGHELWHGIRUWKHIXOODPRXQW
 8VHWKHIROORZLQJGDWDWRGHWHUPLQHWKHWRWDOGROODUDPRXQWRIDVVHWVWREHFODVVLILHGDVFXUUHQW
DVVHWV
  8VH WKH IROORZLQJ GDWD WR FDOFXODWH WKH FXUUHQW UDWLR .RRQFH2IILFH 6XSSOLHV %DODQFH 6KHHW
'HFHPEHU   &DVK  $FFRXQWV 3D\DEOH  3UHSDLG ,QVXUDQFH  6DODULHV
3D\DEOH$FFRXQWV5HFHLYDEOH0RUWJDJH3D\DEOH
 ,QKRUL]RQWDODQDO\VLVHDFKLWHPLVH[SUHVVHGDVDSHUFHQWDJHRIWKH
 :KHQDFKDQJHLQGHSUHFLDWLRQPHWKRGRFFXUV
 :KLFKRIWKHIROORZLQJVWDWHPHQWVLVWUXHZLWKUHVSHFWWRILQDQFLDOVWDWHPHQWUHSRUWLQJIRUDOOFDVHV
ZKHQDFRPSDQ\FKDQJHVIURPRQHDFFHSWDEOHDFFRXQWLQJPHWKRGWRDQRWKHU"
 :KLFKRIWKHIROORZLQJZRXOGEHFRQVLGHUHGDFKDQJHLQDFFRXQWLQJSULQFLSOH"
 )URPDQLQWHUQDOFRQWUROVWDQGSRLQWWKHDVVHWPRVWVXVFHSWLEOHWRLPSURSHUGLYHUVLRQDQGXVHLV
  $ YHU\ VPDOO FRPSDQ\ ZRXOG KDYH WKH PRVW GLIILFXOW\ LQ LPSOHPHQWLQJ ZKLFK RI WKH IROORZLQJ

LQWHUQDOFRQWURODFWLYLWLHV"
 7KHUHFRQFLOLDWLRQRIWKHFDVKUHJLVWHUWDSHZLWKWKHFDVKLQWKHUHJLVWHULVDQH[DPSOHRI
 'HSRVLWVLQWUDQVLW
  :KLFK RI WKH IROORZLQJ LWHPV RQ D EDQN UHFRQFLOLDWLRQ ZRXOG UHTXLUH DQ DGMXVWLQJ HQWU\ RQ WKH
FRPSDQ\VERRNV"
  1RWLILFDWLRQ E\ WKH EDQN WKDW D GHSRVLWHG FXVWRPHU FKHFN ZDV UHWXUQHG 16) UHTXLUHV WKDW WKH
FRPSDQ\PDNHWKHIROORZLQJDGMXVWLQJHQWU\
 :K\GRSHQVLRQDQGPXWXDOIXQGVLQYHVWLQGHEWDQGHTXLW\VHFXULWLHV"
 :KLFKRIWKHIROORZLQJLVDGHEWVHFXULW\"
 5HHG&RPSDQ\DFTXLUHV+ROPHV\HDUERQGVRQ-DQXDU\IRU
7KLVLQFOXGHVDEURNHUDJHFRPPLVVLRQRI7KHMRXUQDOHQWU\WRUHFRUGWKLVLQYHVWPHQWLQFOXGHV
DGHELWWR
 5HHG&RPSDQ\DFTXLUHV+ROPHV\HDUERQGVRQ-DQXDU\IRU
7KLVLQFOXGHVDEURNHUDJHFRPPLVVLRQRI$VVXPH+ROPHVSD\VLQWHUHVWVHPLDQQXDOO\DQGWKH
-XO\HQWU\ZDVGRQHFRUUHFWO\7KHMRXUQDOHQWU\DW'HFHPEHUZRXOGLQFOXGHDFUHGLWWR
 $FRPSDQ\WKDWRZQVPRUHWKDQRIWKHFRPPRQVWRFNRIDQRWKHUFRPSDQ\LVNQRZQDVWKH
 ,IDSDUHQWFRPSDQ\KDVWZRZKROO\RZQHGVXEVLGLDULHVKRZPDQ\OHJDODQGHFRQRPLFHQWLWLHVDUH
WKHUHIURPWKHYLHZSRLQWRIWKHVKDUHKROGHUVRIWKHSDUHQWFRPSDQ\"

$&&)LQDO([DP*XLGH*HWDQ$