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Article history:
Received 28 May 2014
Revised 31 July 2014
Accepted 6 August 2014
Available online 18 September 2014
Keywords:
Transcutaneous vagus nerve stimulation
Parasympathetic nervous system
Refractory epilepsy
Seizure
Quality of life
a b s t r a c t
This study explored the efcacy and safety of transcutaneous vagus nerve stimulation (t-VNS) in patients with
pharmacoresistant epilepsy. A total of 60 patients were randomly divided into two groups based on the stimulation zone: the Ramsay-Hunt zone (treatment group) and the earlobe (control group). Before and after the
12-month treatment period, all patients completed the Self-Rating Anxiety Scale (SAS), the Self-Rating Depression Scale (SDS), the Liverpool Seizure Severity Scale (LSSS), and the Quality of Life in Epilepsy Inventory
(QOLIE-31). Seizure frequency was determined according to the patient's seizure diary. During our study, the
antiepileptic drugs were maintained at a constant level in all subjects. After 12 months, the monthly seizure frequency was lower in the treatment group than in the control group (8.0 to 4.0; P = 0.003). This reduction in seizure frequency was correlated with seizure frequency at baseline and duration of epilepsy (both P N 0.05).
Additionally, all patients showed improved SAS, SDS, LSSS, and QOLIE-31 scores that were not correlated with
a reduction in seizure frequency. The side effects in the treatment group were dizziness (1 case) and daytime
drowsiness (3 cases), which could be relieved by reducing the stimulation intensity. In the control group, compared with baseline, there were no signicant changes in seizure frequency (P = 0.397), SAS, SDS, LESS, or
QOLIE-31. There were also no complications in this group.
2014 Published by Elsevier Inc.
1. Introduction
Epilepsy is a common and recurrent chronic central nervous system
disease [1] affecting approximately 50 million people worldwide according to World Health Organization (WHO) estimations [2]. However,
despite the advent of new antiepileptic drugs, seizures in approximately
one-third of patients with epilepsy are resistant to currently available
treatment [3,4]. Additionally, antiepileptic drugs (AEDs) have a variety
of side effects, such as cognitive and behavioral impairments as well
as endocrine disorders, that signicantly inuence the quality of life
(QOL) of patients with epilepsy. Although many patients have achieved
substantial benecial effects from various treatments, including
resective surgery, effective treatment measures are still lacking for
approximately 20% of patients [5].
Invasive vagus nerve stimulation (i-VNS) has provided a new
approach for the treatment of epilepsy that involves using surgically
implanted electrodes to stimulate the vagus nerve. In 1997, the US
Food and Drug Administration (FDA) approved i-VNS as an adjunct
therapy for adolescents and adults older than 12 years with
pharmacoresistant epilepsy, and to date, more than 100,000 people
worldwide have received this therapy [6]. Moreover, in addition to reduced seizure frequency and severity, there are reports of i-VNS
Corresponding author. Tel.: +86 10 83198899 8458; fax: +86 10 83157841.
E-mail address: wangyuping01@sina.cn (W. Yuping).
http://dx.doi.org/10.1016/j.yebeh.2014.08.005
1525-5050/ 2014 Published by Elsevier Inc.
106
noninvasive transcutaneous stimulation in the ear, which he hypothesized would result in effective seizure control [21]. Afterward, a smallscale pilot study demonstrated that transcutaneous vagus nerve stimulation (t-VNS) can be used as an effective method for the treatment of
pharmacoresistant epilepsy [15].
The present study was a randomized controlled trial investigating the
efcacy and safety of t-VNS as a treatment option for pharmacoresistant
epilepsy. We hypothesized that t-VNS would signicantly reduce seizure
frequency and severity while improving patients' mood and QOL via a
mechanism of action similar to that of i-VNS.
2. Materials and methods
2.1. Patients and data collection
A total of 81 patients were initially selected for the present study,
which was conducted from November 2011 to July 2012 at Xuanwu
Hospital, Capital Medical University. Approval from the Institutional
Review Board was obtained prior to the initiation of this study, and all
patients or their guardians provided informed consent. The inclusion
criteria were as follows: N 4 years of age, with an average number of
monthly seizures N 4, taking two or more types of antiepileptic drugs
over 2 years with ineffective seizure control, and deemed not suitable
for surgical treatment or unwilling to take the risk of surgery. There
were 21 patients excluded because they were pregnant or lactating,
had serious heart, liver, or kidney disease, had pacemakers or other
implantable medical devices, or could not tolerate t-VNS for more
than 6 months. Patients who could not complete the questionnaires
due to impaired cognitive ability were also excluded (4 patients in the
treatment group and 9 patients in the control group, Fig. 1).
An interview was used to record general patient information including age, gender, duration of epilepsy, type of epilepsy, family history, the
number and dosage of AEDs, interictal EEG, MRI, and baseline seizure
frequency at the rst clinic visit. Seizure frequency at baseline was
calculated as the average monthly seizure frequency for 3 months
prior to t-VNS. The number of seizures per month was recorded according to the patient's seizure diary through telephone follow-up. The
questionnaires investigating the patient's psychological state, seizure
severity, and QOL were completed at baseline and at the end of a
12-month follow-up period.
The main study parameters were as follows: (1) the average number
of seizures per month during the different follow-up intervals; (2) the
reduction in seizure frequency, which was determined as the percentage
change in baseline seizure frequency over 6- and 12-month periods and
Fig. 1. Patient ow chart for this study showing inclusion and exclusion criteria. Dashed lines represent patients who dropped out from the study, while solid lines represent the patients in
the study. t-VNS: transcutaneous vagus nerve stimulation.
Fig. 2. Location of stimulation for treatment and control groups. The treatment group was
stimulated in the Ramsay-Hunt zone, while the control group was stimulated on the earlobe.
107
analyses were performed with the SPSS software for Windows, version
18.0 (SPSS Inc., Chicago, IL, USA).
3. Results
Patient demographics are shown in Table 1. There were no signicant differences in age (34.5 years [IQR: 26.5 to 41.3] vs. 29.0 years
[IQR: 24.5 to 42.0]; P = 0.668) and duration of epilepsy (19.7
11.1 years vs. 17.6 9.6 years; P = 0.943) between the treatment
and control groups. However, a signicant difference was found
between the treatment and control groups in the Self-Rating Anxiety
Scale (SAS) scores (43.3 8.5 vs. 38.1 7.0; P = 0.031).
As shown in Fig. 1, 7 cases in the control group quit voluntarily because of no signicant seizure reduction, increased seizures, or individual
reasons, with 2 cases lost during the follow-up period. In the treatment
group, 4 cases removed themselves from the study; among them was 1
case presenting with severe dizziness after the use of t-VNS, while the
other 3 cases were lost during follow-up. At the end of treatment, a
total of 47 cases (22 men, 25 women) with a mean age of 32.4 years
remained. No patients reported symptoms of parasympathetic over
activity.
As shown in Fig. 3, the median monthly seizure frequency was signicantly reduced in the treatment group compared with baseline
after 6 (5.5 [IQR: 3.0 to 12.0] vs. 6.0 [IQR: 4.8 to 25.0]; P b 0.001) and
12 months (4.0 [IQR: 2.8 to 8.3] vs. 6.0 [IQR: 4.8 to 25.0]; P b 0.001) of
t-VNS therapy. However, the median seizure frequency in the treatment
group was not signicantly lower than that in the control group until
12 months of treatment (4.0 [IQR: 2.8 to 8.3] vs. 8.0 [IQR: 4.5 to 12.0];
P b 0.001). The percentage of patients in six categories of seizure reduction after 6 and 12 months of t-VNS therapy is shown in Fig. 4.
For patients in the treatment group, SAS, SDS, LSSS, and QOLIE-31
scores were all signicantly improved after 12 months compared with
baseline (P = 0.017, 0.018, b0.001, and 0.001, respectively). Additionally,
Table 1
Demographic characteristics of the treatment and control groups.
Age (years)1
16302
3145
4660
Duration of epilepsy (years)3
102
1120
2130
31
Epilepsy type2
Simple partial seizure
Complex partial seizure
Generalized seizures
MRI2
Normal
Abnormal
EEG2
Normal
Abnormal
The number of AEDs1
Seizure frequency1
Stimulation intensity (mA)1
SAS scores3
SDS scores3
LSSS scores3
QOLIE-31 scores3
Treatment group
(n = 26)
Control group
(n = 21)
P-value
0.668
0.862
17 (65.4)
3 (11.5)
6 (23.1)
15 (71.4)
3 (14.3)
3 (14.3)
17 (65.4)
9 (34.6)
13 (61.9)
8 (38.1)
10 (38.5)
16 (61.5)
3.0 (2.0, 3.0)
6.0 (4.8, 25.0)
6.0 (5.0, 6.3)
43.3 8.5
49.2 7.3
13.9 3.9
109.2 11.8
10 (47.6)
11 (52.4)
3.0 (2.0, 3.0)
7.0 (4.0, 11.5)
6.0 (5.0, 6.5)
38.1 7.0
48.1 7.2
14.8 4.4
111.4 10.4
0.496
0.943
0.741
0.805
0.528
0.981
0.829
0.918
0.031
0.581
0.471
0.492
Values are expressed as 1median (IQR), 2count (percentage), and 3mean standard deviation. P-values are based on the 1MannWhitney U test, 2chi-square test/Fisher's exact
test, and 3t-test. AEDs: antiepileptic drugs, EEG: electroencephalograph, LSSS: Liverpool
Seizure Severity Scale, MRI: magnetic resonance image, QOLIE-31: Quality of Life in Epilepsy Inventory, SAS: Self-Rating Anxiety Scale, SDS: Self-Rating Depression Scale, t-VNS:
transcutaneous vagus nerve stimulation.
P b 0.05 indicates a signicant difference between the two groups.
108
Age (years)
Duration of epilepsy (years)
Seizure type
Simple partial seizure
Complex partial seizure
Generalized seizures
MRI
Normal
Abnormal
EEG
Normal
Abnormal
The number of AEDs
Seizure frequency
Stimulation intensity (mA)
Fig. 3. Monthly seizure frequency at baseline and at 6 and 12 months after t-VNS in the
treatment group and the control group. Signicant difference (P b 0.05) compared with
baseline. Signicant difference (P b 0.05) between the two groups. P-values are based
on the Wilcoxon signed-rank test.
Fig. 4. Percentage of patients in six categories of monthly seizure reduction after 6 and
12 months of t-VNS therapy.
P-value
0.372
0.022
Ref.
17.61 (52.69, 17.48)
12.35 (15.65, 41.35)
0.316
0.377
Ref.
8.11 (16.99, 33.21)
0.517
Ref.
2.20 (26.71, 22.32)
6.60 (12.70, 25.90)
1.41 (0.46, 2.36)
3.78 (12.77, 5.22)
0.857
0.493
0.005
0.400
4. Discussion
The present study was a randomized controlled trial of t-VNS for the
treatment of pharmacoresistant epilepsy. While other trials of t-VNS for
treatment of epilepsy have been published recently [15,2224], these
studies only examined the effects for 69 months and studied patients
with higher seizure frequency. For example, Rong et al. [24] used a
lower, xed level of stimulation (1 mA) rather than the variable
stimulation levels used here and treated patients with a mean baseline
seizure frequency of about 65 per month. The results of this study
suggest that t-VNS can effectively reduce seizure frequency and severity
as well as signicantly improve the mood and QOL in patients with
pharmacoresistant epilepsy without severe complications.
After 12 months, seizure frequency was reduced in the treatment
group by approximately 40%, while in the control group, seizure
frequency increased by 0.85%, suggesting that the efcacy of t-VNS
increases with treatment time. This increase in antiseizure effect over
time is similar to what has been found in other t-VNS studies [24].
However, in our study, the physician tended to increase the stimulation
intensity over the course of treatment, which may have enhanced the
reduction of seizure frequency. Therefore, we cannot conclude whether
the improvement in our study is due to the longer stimulation time or
the higher stimulation intensity. Our improvement was slightly better
than what was found by other studies [11,25]. It is possible that this outcome was most likely associated with our bilateral stimulation method,
whereas those other studies were associated with the stimulation of the
left vagus nerve during i-VNS. Furthermore, our reduction of seizure frequency at 6 months was lower than what was found in other t-VNS
studies at that time point [22,23]. However, our study used patients
with lower baseline seizure frequency, which we found to be correlated
with treatment efcacy, so this may account for our lower effect.
Interestingly, we found that the seizure reductions in many patients
tended to uctuate rather than maintain a sustained ascending or
descending trend throughout treatment. Also of note, the stimulation
intensity was not altered in 2 patients who were seizure-free at
6 months, as per our protocol. Two months later, the seizures recurred
in both patients and could not be controlled with increased intensity.
However, in another case of seizure disappearance after t-VNS, the
patient worried about seizure recurrence and the physician continued
to increase the stimulation intensity up to 8 mA until the end of the
12-month follow-up period. In this case, the patient remained seizurefree at 12 months. To a certain extent, this result suggests that we can
continue to increase the stimulation intensity (based on patient
tolerance) after seizures are reduced by 100% to ensure the efcacy of
t-VNS, and further research should focus on this point.
109
5. Conclusion
In view of the signicant reduction in seizure frequency and severity
along with the improvement in the patients' mental states and QOL, we
feel that t-VNS is an effective and safe therapy for pharmacoresistant
epilepsy. Furthermore, we found that t-VNS may be most effective in
those with high seizure frequency and a long history of epilepsy.
Adverse effects included drowsiness and dizziness, which were relieved
by either reducing stimulus intensity or discontinuing the stimulus.
Acknowledgments
This study was supported by Beijing Key Laboratory of
Neuromodulation (BZ0098).
Conict of interest
The authors declare that they have no conicts of interest for any
information or equipment used in this manuscript.
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