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Alphabetical Reference January 2011

CLEARING NO. MUNIOTC Symbol FRIS ACTR AACI ABAI ANSI ANOS ABGS AABT SHMR JEXF MX
TA ADSA FHET FWBA ISHA QLBA QLBX RMGA TEZX TWXA FLTG FIST AG BD, LLC Agency Trad
ing Group, Inc. Agency Trading Group, Inc. AIG Life Insurance Company AIG Retire
ment Advisors, Inc. AIG Retirement Advisors, Inc./Account 2 AIS Financial, Inc A
kar Capital Management, Inc. Akjensen, Inc. Alamo Capital Corp. Alanar Incorpora
ted Alaris Trading Partners, LLC Alden (J.) Associates, Inc. Alerus Securities C
orporation Aletheia Securities, Inc. Alexander (Don) Investments, Inc. Alexander
Capital, L.P. Alexander Investment Services Co. Alexandra & James Co. Alfa Capi
tal Markets (USA), Inc. All Funds, Inc. Alladin Capital, LLC Alleghany Investmen
ts Inc. Allen & Company LLC Allen & Company of Florida, Inc. Allen C. Ewing & Co
. Alliance Advisory & Securities, Inc. Alliance Bernstein Investment Research an
d Investment Management, Inc. Alliance Financial Group, Inc. AllianceBernstein I
nvestment Research and Investment Mgmt, Inc./Sanford C. Bernstein AllianceBernst
ein Investment Research and Investment Mgmt., Inc./ACIT AllianceBernstein Invest
ment Research and Investment Mgmt., Inc./International Div. Alliant Securities,
Inc. Turner, Nord, Kienbaum Allianz Global Investors Distributors LLC Allianz Gl
obal Investors Distributors LLC/Allianz Global Investors Fund SICAV Allianz Glob
al Investors Distributors LLC/College Access Plan Allianz Global Investors Distr
ibutors LLC/Global Investors Series PLC Allianz Global Investors Distributors LL
C/MI 529 Advisors Plan Allianz Global Investors Distributors LLC/Oklahoma Dream
529 Allianz Global Investors Distributors LLC/Pimco Advisory Service Allianz Glo
bal Investors Distributors LLC/Pimco Institutional Funds Allianz Life Insurance
Co. of New YorkFixed Business Allianz Life Insurance Co. of North America-Fixed
Business Allianz Life Insurance Company of New York Allianz Life Insurance Compa
ny of North America Allison (M.E.) & Co., Inc. Allison-Williams Company Allstate
Financial Services, LLC Allstate Financial Services, LLC Allstate Financial Ser
vices, LLC/Allstate Financial Annuities Allstate Life Insurance Company AGBD ATG
I ATGP 0352∆ 0226∆ 0226∆ 4537 0542 0681 0052∆ 0158∆ 0234∆ 0279∆ 0501∆ 0226∆ 0235∆ 0727∆ 0235∆
43∆ 0443∆ 0141† 0226† 0235† CNS CNS CNS 0226† 0235† 0443† 0226† 0226† CNS CNS CNS CNS CNS 022
S CNS
Name A&F Financial Services, Inc. A.C. Trading, Inc. Aaron Capital Inc. Abacus I
nvestments, Inc. Abbey National Securities Inc. Abel/Noser Corp. ABG Sundal Coll
ier, Inc. ABN Amro Chicago Corporation Bond Trading ABN AMRO Clearing Chicago LL
C ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing
Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO
Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LL
C ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing
Chicago LLC ABN AMRO Clearing Chicago LLC/CPM ABN AMRO Clearing Chicago LLC/LTG
ABN AMRO Clearing Chicago LLC/Portfolio Margining ABN AMRO Clearing Chicago LLC/
Retail ABN AMRO Investment Trust Company ABN AMRO Securities (USA) LLC Abner, He
rrman & Brock, Inc. ACAP Financial, Inc. ACAP Financial, Inc. Access Financial G
roup, Inc. Access Securities, Inc. Access Securities, Inc. Access Securities, In
c. Access Securities, Inc. Accrued Equities, Inc. Acme Securities Inc. ACS HR So
lutions LLC Activner Securities, Inc. Adirondack Funds Adirondack Trading Group,
LLC Admanson Brothers, Inc. ADP Inc./TPA Advance Capital I, Inc. Advanced Advis
or Group, LLC Advanced Asset Trading, Inc. Advanced Equities Services Corp Advan
ced Equities, Inc. Adviser Dealer Services, Inc. Advisor Central, LLC Advisors A
sset Management, Inc. Advisors Asset Management, Inc. Advisors Clearing Network,
Inc. AEB Corporation Aegis Capital Corp. Aegis Capital Corp. Aegis Investments,
Inc. AEGON/Monumental Life Insurance Company AEGON/Transamerica Life Insurance
Company AEGON/Western Reserve Life Assurance Company of Ohio
OTC/ Other 0052∆ 0161∆ 0234∆ 0642∆ 0100∆ 0103∆
MUNI 0052† 0234† 0309†
MUNI Type CNS CNS CNS

5231 0695 0536∆ 0541∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0330 0524 0396
TFT
PAAD CAAA AKJI ALAC ALIN DDAY JADN FNBS TRUE DAII ACLP ALIS AJCO ALFA AFIN ALAN
ALLE ALLN ALEN ACEJ ALAD
0052† 0158† 0234† 0279† 0309† 0226† 0235† 0226†
CNS CNS CNS CNS CNS CNS CNS CNS
AKGS
5515 0141∆
0141†
CNS
AACC

0541 5493 0349 0352∆ 0052∆ 8072∆ 0352∆ 0443∆ 0443∆ 0501∆ 5678 0608∆ 7102 0443† 6613 0052∆ 023
860 6015 0235∆ 0234∆ 0443∆ 5706 3900 0443∆ 0359 0443∆ 0158∆ 0352∆ 0750∆ 4564 4566 4567 0052†
NS CNS CNS
5553 6584
ABNA AHBI ACAF ACAP AFGI AXCB CBAL AXCS AXGP ACME ACTI ADAK AMSN
0352†
CNS
5809 BZTN 8084 5554 8084 CNS
0352† 0443† 0443†
CNS CNS CNS
5609 5579 4836 6768 5921 5784 4991 4682 4570 4524 4523 0279∆ 0279∆ 0222 5341 4528
BRGI SALD ADVA
0235†
CNS
FISB FISA AEBC AGIS AGCC AEGS
0226† 0443†
CNS CNS
0158† 0750†
CNS CNS
MEAL ALWL LAGI
0279† 0226†

CNS CNS

Inc . Inc American Capital Partners American Centurion Life Assurance Co mpany American Century Brokerage. Inc./State Street Institutional Inve stment Trust ALPS Distributors. A mTrust Investment Services.P. Inc. American Century Investment Services Inc. Alpine Securitie s Corporation ALPS Distributors. Inc. Inc. Ameritas Investment Corporation Ameritas Investment Corporation Ameritas Life Insurance Corp. Inc. Inc. Inc. Inc./G LG Partners ALPS Distributors. Inc. 4557 4688 4687 Altrushare Securities LLC Alzaid Financial Services. Inc. Inc. Anderson & Strudwick./Cullen Funds ALPS Distribu tors. Inc. Inc. AlterNet Securities Inc. Inc./Heartland Funds ALPS Distributors. Inc./Stone Harbor ALPS Distributors. American Nationa l Insurance Company American Network Securities Corp./Laudus Funds ALPS Distributors. Ancora Securities./CRM Funds ALPS Distributors. Inc. Anderson & Strudwick. Inc./Vulcan Value Partners Fund ALPS Distributors. Inc./Ameristock Mutual Fu nds ALPS Distributors. A lluvion Securities. American Enterprise Investment Servic es Inc. Inc./Caldwell & Orkin ALPS Distributors. American Funds Distributors. Inc./Transparent Value Fund ALPS Dis tributors. Ameritrade. American Classic Financial Company American Diversified Financial Group. LLC Ankale Capital LLC ATRU AZAD AMMI AFGT AIII ABPI ACPL 0100∆ 0750∆ 3920 0279∆ 6151 0052∆ 0727∆ 0235∆ 4600 0443∆ 0750† 0443† 0052† 0727† CNS CNS CNS CNS CNS 4696 4697 4580 ACBD . American Securities Group. ALPS Distributors. Inc. Inc. Inc. Inc. Inc./WesMark Funds Alta Vista Financial. LLC All-Tech Direct./FirstHand Funds ALPS Distributors./MTB Funds ALPS Distr ibutors. Incorporated Andes Capital Group. Inc . American Stock Exchange Clear ing LLC American Trust Investment Services./Beta/133 American Enterprise Life Insurance Company American Funds Distr ibutors./Stoneb ridge Capital Management ALPS Distributors. American Bea con Partners./Forward Funds ALPS Distributors./AQR Funds ALPS Distributors. LLC American In ternational Life Assurance Company of New York American Investors Group American Israeli Shared Values Trust American Municipal Securities Inc. American Heritage Securities. Inc. /Kansas Postsecondary Savings Program American Century Investment Services./Oak Funds ALPS Distributors. Inc. Inc. AMUR Advisors. Inc./Holland Balanced Fund ALPS Distributors. Inc. LLC ANB Financial Group LLC Anco ra Securities. AM&M F inancial Services. Ambassador Financial Group . American Union Securities. Inc. Inc. Inc. Inc. Alton Securities Group Inc. Inc. American United Life Insurance Company America's Choice Equities LLC America's Portfolio's Ameriprise Financial Services. Inc./BBH Funds ALPS Dis tributors. Inc./FIT-ALPS Funds ALPS Distributors. Amcore Investment Services. American Independent Securities Group. Inc./Hear tland International Small Cap Fund ALPS Distributors.Alphabetical Reference January 2011 Allstate Life Insurance Company of New York Allstate Life Insurance Company of N ew York/Administered by Prudential Allstate Life Insurance Company/Administered by Prudential Allstate Life Insurance Company/Administered by SE2 Technology Sol utions Allstate Life Insurance Company/Administered by SE2 Technology Solutions Allstate Life Insurance Company/Cigna Allstate Life Insurance Company/CIGNA/Admi nistered by Se2 Technology Solution Allston Trading. Inc./Paxworld Funds ALPS Distributors . Inc. Inc./Financial Investors Variabl e Insurance Trust ALPS Distributors. Inc. LLC Am erican Enterprise Investment Services Inc. America Invest Online. Inc./River North Funds ALPS Distributors. Inc. Inc. American Portfolios Financ ial Services./Index IQ Trust A LPS Distributors. ALPS Distributors. Inc. Inc. Inc. Inc. Inc American General Life Insura nce Company American General Life Insurance Company/AGL Position File Feed Ameri can General Securities Incorporated American Growth Fund Sponsors Inc. Inc. Inc./Fifth Third Funds ALPS Distributors./Henssler Funds ALPS D istributors. LLC Alpine Associates Alpine Partners. Inc. Inc./Cook & Bynum Funds ALPS Distributors. AM&M Investment Brokers. Inc./LC Planpremier American General Distributors. American Funds Distributors. L./ALPS Variable Insurance Trust ALPS Distributors.

0443† CNS ALTN ALST ALLU ALPN APTR ALPS 4690 0695∆ 0750∆ 0491 0439 8072 5384 5642 5635 5455 5922 5722 5684 5928 6619 5466 58 74 6609 4901 5904 5889 5390 5571 5345 6550 6597 6505 4903 5696 5761 4940 6520 65 16 5309 5806 5314 5313 5944 0309∆ 0099∆ 0235∆ 0309† 0235† 0234† 0750† CNS CNS 5338 5646 0279∆ 0235∆ 0216 0756 4541 0754 5504 6508 5718 4502 4743 AMGN 5676 AHSI AI SG 0235∆ 4536 AIGI 5310 AMMS 4569 AMNN 0555 0234∆ 0737 PEER AUSI 0235∆ 0158∆ 4591 0052∆ 02 16∆ 0443∆ 0249 4539 7148 0309∆ 0309† 4951 0443∆ 0052∆ 0443∆ 0727∆ 0501∆ CNS 0235† CNS 0443† C S 0279† CNS 0141† 0235† CNS CNS 0443† CNS 0279† 0235† 0216 0756 ACFE ADFG IDSI HRBF CNS CNS CNS CNS IIDC ACEP APFS AEFA BLNI 0052† 0443† 0216† 0443† CNS CNS CNS CNS AMTD AMUR ANBF DALE ANSL ANSR ACGP KALE 0188† CNS AVFI ALTX ASGI CNS CNS 0052† 0443† 0727† CNS CNS CNS .

A. Arvest Investments. LLC Assent. Inc. Inc. Inc. Inc. Inc. LLC Assent. Inc. Inc. Audobon Securities. LLC Aquila Distributors. Aventura Securi ties. Bank of America N. Banif Securities Inc.) & Co. LLC Axiom Capital Management. LLC Avalon Partners. LLC Banyan Securities. Inc. N. Banco Votorantim Securities./LE Barcl ays Capital. LLC Avian Securities. Inc. Inc. Bankers & Investo rs Co. Associ ated Securities Corporation Astoria Capital Markets. LLC Assent. Inc. BAC Florida Investments Cor p. Inc. Inc. Aufhauser Securities./LE AVIL 6509 0234∆ 6425 6424 AVML AVON A XAA 0226∆ 6704 0226† 0075† TFT CNS CNS 0019† 0226† CNS CNS 0352† CNS 4535 4632 7123 0727∆ 0049∆ 0352∆ 5662 AXEL AXES AXIO BTSI BCCS BMCB BARD BPAT BCOM CPBC LEBO BAMC BALL BALZ BIGS NBII BASV BASP BIMI VOTO VOTO TBBK ./Fixed Income Barclays Capital. Inc. Backstrom McCarley Berry & Co. LLC Arete Wealth Management Ariel Distributors LLC Arjent Services LLC ARKA S ecurities./Lasalle Bank N. Barclays Capital. Auriga USA. Banesto Securities. Baker & Co. L. Inc. ASB Securities. Atlantic Trading Partners Incorporated Atlas One Financial Group. Inc. Auerbach Gr ayson & Co.Alphabetical Reference January 2011 Anovest Financial Services. LLC Assent. Bank of Oklahoma. Inc. Ardour Capital Investment s. Inc. AOS. Inc. LLC Assent. Avondale Partners.. Inc../LE Barclays Capital. Inc. Inc. N. Bank of America N. LLC Assent.A. LLC Barclays Capital Inc. LLC Assent. LLC ASD Financial Services Corp. LLC Aton Securities. Inc. Barclays C apital.P. AOS. LLC A rchey & Co. LLC Bannockburn Partners. Barclays Capital Inc. LLC Baldwin Anthony Securities. Barclays Capital. Banco Votorantim Secu rities. LLC Ass ent.A. LLC Axelrod Associates. Inc . Assent LLC Assen t LLC Assent LLC Assent. AOS. Aurora Capital LLC Automated Trading Desk Brokerage Services LLC Auto mated Trading Desk Financial Services. Inc. Azzad Funds B & T Securities. Inc. LLC Archipel ago Securities. Ashton Young. Bannockburn Partners. N. Atis. Barclays Capital. Inc./LE Barclays Capital. BancorpSouth Investment Services.. Aura Financial Services. Bankers Bank BankersBanc Capital Corporation Bankoh Investment Services. Inc. Inc. APB Financial Group. LLC Assist Investment Management Associated Bank Green Bay Associated Bond Brokers Associated Investment Services. Banif Securities. Incorporated Baker (C.) Securities Incorpo rated Baldwin (Leigh) & Co. Inc.. LLC AXA Equitable Life Insurance Company AXA Equitable Life Insurance Company/ Life Insurance AXA Network. LLC ANOV ANZS AOSD BLOC AOSE APBI ALIR ARAD AICO ARC D JINS ACCO ACRA ALLC ARRB ARCA ARDR KEYS ALZN ARKA ABBL ARMA ARVS 0750∆ 0234∆ 0234∆ 0 608∆ 0019∆ 0226∆ 5552 0352∆ 0352∆ 0443∆ 0052∆ 0234∆ 0436 0436∆ 0436∆ 0436∆ 0234∆ 5751 0235∆ 0 S Aviemore Funds Avila Capital Markets./LE Barclays Capital. In c. Inc./LE Barclay s Capital. Inc./ GWIM TRUST OPERATIONS Bank of America. LLC Archipelago Securities./Barclays Celsius Funds Ireland/Malta Barclays Capital. LLC Banc of America Specialist. Banc West Investment Services Banca IMI Securities Corp. LLC Archipelago Securities. Bancorp Bank (The) Bancorp Bank ( The) Bancorpsouth Investment Services. Inc. Inc. Inc. Askar Corp. Atlantic Fi nancial Services of Maine. Inc. Arcadia Investment Corp.P. LLC Assent. Inc. Inc. LLC Arvest Investments. Arcadia Securities. Axes. LLC AXA Advisors . Inc. Inc. Inc. LLC Banc of America Inv estment Services Banc of America Securities.A. LLC Assent. Inc Ballew Investme nts. Inc. LLC Archipelago Trading Services. Inc. LLC Assent. Incorporated Bai rd Patrick & Co. Inc. ANZ Securities. Artisan Dist ributors. Aradir Corp. Bank of America. Arkansas Bankers Bank ARMA Financial Services.A.. I nc. Inc. Inc. LLC Baird (Robert W.A. LLC APB Financial Group. Ballista Securities LLC Banc Investment Group. Aviva Life Insurance Company Aviva Life Insurance Company of New York AVM. Inc. LLC Archey & Co. Associated Investment Services.

0727† 0352† 0226† 0443† 0103† 0547 0443† 0235† 0352† 0226† 0443† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0226† 0235† 0443† 6706 0226† 0141† CNS CNS CNS TFT CNS CNS ASDF MOMY ASKR ASNG ASNH ASNN ANDZ ASNA ASNB ASNC ASND ASNE ASNF ASNM ASNX ASSA ASSD ASSX ASST ABBI ASOI ASSO JSMD JEVO AFSM ATTR AOFG ATON AUDO AGCO ARBI AURA ARGA AURC ATDB AUTO AVAP AVEN AVIA 6653 0141∆ 4988 5581 0158∆ 0279∆ 0442∆ 0442∆ 0442∆ 0442 0100∆ 0442∆ 0442∆ 0442∆ 0442∆ 0442∆ 0 0442∆ 0442∆ 0279∆ 2257 0443∆ 7192 0075∆ 0234∆ 0235∆ 0750∆ 0235∆ 0443∆ 0161∆ 0443∆ 0443∆ 0750∆ 00∆ 0052∆ 0443∆ 0547 0443∆ 0235∆ 0352∆ 0226∆ 0279∆ 0443∆ 0352∆ 0226∆ 0352∆ 0161∆ 6130 0136 0443∆ 0158† 0279† 0141† CNS CNS CNS 0352† 0226† 0136 0443† 0226† CNS CNS CNS 4859 BSIS 6048 BSTO BANF BANF 0443† 0443∆ 0443† 2236 0955 NBNA 2251 BOKL BAIN BBID BBC C PCIS BPLC GOAL BNYN 0279∆ 0750∆ 0234∆ 0750∆ 0226∆ 5340 5375 5101 5101∆ 5101∆ 7256 0229 0229 229∆ 0229∆ 0229∆ 0229∆ 6752 0279† 6409 0750† 0226† TFT CNS TFT CNS CNS 6737 TFT CNS CNS 0443† S 0279† 0279† 0443† CNS CNS CNS 0235† 0235† 0161† 0418† 0443† 0750† 0443† 0052† CNS CNS CNS CNS CNS CNS CNS CNS 0226† CNS BCAP BCHY BCPP BWEL LEHM LATS LEHB LEHP LHMA LHMB 5101 TFT 0229† 0229 CNS CNS 0052† 0226† 0443† .

CNS CNS CNS .

BHIL Distr ibutors.) & Co. Bluebid Brokerage. Barton Creek Ltd. Baum (George K.) & Company Bear Creek Securities.P./Performance Funds Bhirud Associate s. B lue Trading. Black Rose Equity Management LLC Blackburn & Company BlackRock Institutiona l Trust Company. LHMS LHSB LSAH 0229∆ 0229∆ 0229∆ 0055 0158∆ 0443∆ 4862 0501∆ 02 26∆ 0352∆ 0234∆ BGC Financial. Inc. / MMA Praxis Funds BHIL Distributors. LLC Beacon Capital Markets. BNP Pa ribas Investment Services. BNP Paribas Securities Corp. BMA Securities BMO Capital Markets Corp. Inc. Inc. Bill Few Ass ociates. Bishop. BMO Capital Markets GKST Inc. LLC BB&T Investment Services. LLC Bluffview Securities .. LLC Blair (William) & Company. L. / Diamond Hill Funds BHIL Distributors./LE Barclays Capital. Bir kelbach Investment Securities. BHIL Distributors. LLC Bathgate Capital Partners LLC BATS Trading. Bedford Securi ties. Inc. Inc. Inc. LLC Baron Capital Inc. Ltd. Barrett & Com pany Barrington Research Associates. Inc. Inc. Inc. I nc. Berghoff & Company. LP Beloyan Investment Securities. Inc. Inc. Inc. Biltmore International Corp. Benjamin S. BBVA Investments Inc..R. Neuhauser & Barrett. Inc. Inc. Berean Capital. BMO Nesbitt Burns Inc. Bernstein (Sanford C. LLC/ICS and Offshore BATS Blac kRock Investments./LE Barclays Capital. Inc./CDS BMO Nesbitt Burns Securities. BGB Securit ies Inc. N..P. Bentley-Lawrence Securities. LLC/Bond Allocation Target Shares Blac kRock Investments. Ltd. Inc. Inc. Blue Trading. Inc. Inc. Inc.) & Co. Bernstein (Sanford C. Bertolet Capital Trust Berwyn Financial Services BestVest Investments Ltd. Battenkill Capital. LLC/Provident Institutional Funds Blair (William) & Company.A. LLC BlackRock Investments. Inc. Inc. Block Island Securities LLC Block Kelly Co mpany Bloomberg Tradebook LLC Bloomberg Tradebook LLC Blount Parrish & Co. Inc. Blue Trading. Fisher & Company Financial Serv ices. Base Securities LLC Basic Investors. Inc. Inc. Inc. Black (James I. Beta Capital Management Beyer & Co.P./LE Ba rclays Capital. Blue Fire Capital. Inc. Barron (Nancy) & Associates. Biremis Corporation Birkelbach Investment Securities. Barna rd Jacobs Mellet (USA). Becker & Suffern Ltd. LLC Beaco n Investment Company Beaconsfield Financial Services.A. Inc. Baum (George K. Benchmark Investments. Inc. Beneficial Mutual S avings Bank Benefit Trust Company Benefit Trust Company Benjamin & Jerold Broker age I. Inc. Inc. LLC Bianco Financial Inc. Inc. LLC Bluechip Securities. N. Blue Alternative Asset Management LLC Blue Bay Capital Ltd. Inc.). Berthel. BHK Securities. LLC BNP Paribas Prime Brokerage. BGC Financial. Blue Capital Securi ties.) & Company B ay Crest Partners. Beal (M. BlackRock Investments. S. LLC Blaylock Robert Van.Alphabetical Reference January 2011 Barclays Capital. BGC Financial.. Inc. Inc. BM O Capital Markets Corp. Inc. Bedrock Securities. LLC Bley Investments Gro up.A. BCP Securities. LLC/Blac kRock Global Funds BlackRock Investments. Edwards Incorporated Be njamin Securities Investment Co. Bermuda Investment Advisory Services Bern ardi Securities. EBKR MAXN BGCF 0537∆ 0537∆ 0537 6532 4729 5791 5854 0352∆ 0158∆ 0161∆ 0019∆ 0226∆ 0442∆ 0100∆ 0443∆ 0226∆ 7031 0309∆ 0642∆ 4722 5882 4 5123 4954 5813 0771 5538 0443∆ 0443∆ 0443∆ 0501∆ 0750∆ 0651∆ 0651∆ 0352† 0141† 0161† 0443† 00 0537 CNS BGIS RAND BCPT BARR BRRR NBAR BMOR BCLT CARL BACS BFLN BCPI BATS BYXX BATC BAUM PRIE BAYC BBTT BCMR BRCY BEAC BICA BEAF BEAL BCRK BECS BSIN BRCK STLZ BELS BNBB BHLP BHII BELO BNCH BHMK BMRK BBMS . Rosen & Co. LLC/ICS BlackRock Investments./Market Maker Barclays Global Investors Services. Bluefire Capital. Biondo Asset Management LLC Birchwood Securities Corp. LLC (The) Be nchmark Financial Services. LLC Blue Frog Solutions. BATS Trading. BIDS Trading L. Barr on Moore. BMO Nesbitt Burns Trading Corp. BB&T Investment Services.. Benchmark Company. Inc. Inc. In c.) & Co. BGC Financial. Inc. Belle Haven Investments. LP Belle Haven Inv estments. Inc. Bley Investments Group. Inc. Inc. LLC Bedrok Securities.. Bluefin Research Partners. Basis Financial. Inc. Inc. L. Blum (Robert) Municipals Inc. Inc. Inc. Inc.) & Co. LLC Benjamin & Jerold Brokerage. Inc. LLC Beck (H. LLC Bel Air Securities LLC Bellamah. Baron Capital. LLC Berry Shino Securities. BNP Paribas Sec urities Corp. Inc. BestVest Investments. Inc. Inc.

0234∆ 0052∆ 0309∆ 0103∆ 0103∆ 0161∆ 0129 0141∆ 0158∆ 0156 0443∆ 0352∆ 0161∆ 0727∆ 0443∆ 0052∆ 0226† 0352† 0226† 0234† 0309† 0443† 0234† 0052† 0309† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0161† 0129 0141† 0443† 0443† 0443† 0443† 0443† 0052† 0443† 0418† 0234† 0443† 0352† 0443† 0226 1† 0727† 0052† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS cns CNS CNS CNS CNS CNS CNS CNS BHIR BHKS BFIB BIDS BFEW BMIC BGIA BWEX BRMS BRKE BKRE BISH BLCK BREM BLKB CNS CNS CNS CNS CNS CNS 0443† 0226† 7031 0309† 0642† CNS CNS CNS CNS CNS 0234∆ 0443∆ 0352∆ WBLR BRVL BLAY BLEY BIRI BKKY BOOK IOIX BPCO 0771 0443† 0443† 0443† CNS CNS CNS CNS 0443∆ 0052∆ 0352∆ 0161∆ 0727∆ 0761 6647 0393∆ 0052∆ 0443∆ 0279∆ 0727∆ 0727∆ 0727∆ 0750† 3405 0750∆ 0352∆ 0501∆ 6358 0158∆ 0501∆ 0501∆ 0309∆ 0443∆ 0234∆ 0352∆ 0158∆ 0045 0045∆ 0049∆ 2154 0049 5551 CNS BEGK BEJJ BFEC BENS BLSI WHWL BEMC BERM BNDI BERN SBER BSAZ BFFI BFSA BSTV BVIS BECM BEYR BGCM BGCE 0052† CNS BBAY BCSB BLFR BTNY SCPT WBCO BBBI BCSI TUNA BFRC BSLP RBMU BMAS BMOC NBSI GKST NTBF NBSL NBTC BNPC BNPS 0352† CNS 0013 0013∆ 0727† 0727† 0727† 0443† 0443† 0013 0013† 0103† 0226† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0443† 0309† 0443† 0352† 0279† 0158† CNS CNS CNS CNS CNS CNS 0226∆ 6701 0226∆ 0727∆ 0235∆ 0352∆ 0727∆ 0103∆ 0161∆ .

6001 TFT 0727† 0235† CNS CNS 0049 CNS .

BNPB PARI PARI 5866 0443∆ 0100 0100∆ 0100∆ 0440 6658 5699 0049∆ 0049∆ 0 630 CNS BNY Mellon Distributors Inc. Inc BOSC./PFPC Trust FBO Morningstar Wrap P rogram BNY Mellon Distributors Inc./Old Westbury Funds. Inc./First Puerto Rico Family of Funds BNY Mel lon Distributors Inc./Robeco Investment Funds of the RBB Fund. BNP Paribas Securities Corp. Broker De aler Financial Services Corp. BofA Distributors./E./Bogle Investment Management Funds of the RBB Fund./ MGI Funds BNY Mellon Distributors Inc. BN Y Mellon Distributors Inc. BNY Mellon Distributors Inc. BNY Mellon Distributors Inc. Inc. Carret & Co.. LLC Broadband Capital Management./Guideston e Funds BNY Mellon Distributors Inc./The Torray Funds BNY Mellon Distributors Inc. LLC Briarcliff Capital Corp. Brinker Capital Securities Corp. Inc. Inc. 6620 5856 6580 BKCM ECUT NYFT NYFX 0443† 0100 CNS CNS . Inc./Fundadvantage Trust BNY Mellon Distributors Inc. Realty Securities Trust BNY Mellon Distributors Inc. Inc. LLC Bonddesk Trading. Inc. LLC BNY Convergex Execution Solutions. Funds of the RBB Fund Inc. I nc. BNY Mellon Distributors Inc./Spirit of Ame rica Investment Fund. Inc./PFPC Trust FBO Managers Fund Wrap Program BNY Mellon Distributors Inc./Metropolitan West Funds BNY Mellon Distributors Inc./Roxbury Funds BNY Mellon Distributors Inc. BNP Paribas Securities Corp./ Schneider Capital Management Funds of the RBB Fund. BNY Mellon Distributors Inc./Fairh olme Fund BNY Mellon Distributors Inc. Inc./Henderson Horizon Funds BNY Cap ital Markets Inc./Matthews International Funds DBA Matthews Asia Funds BN Y Mellon Distributors Inc.c om. Inc. Botzum (C ./Simple Alt ernatives Funds of The RBB Fund. Briggs-Ficks Securities./PFPC Trust FBO J JB Hilliard WL Lyonds Inc.I. Inc. Inc./Sterling Capital Funds B NY Mellon Distributors Inc. Boenning & Scatte rgood. LLC BNY Mellon Distributors In c./Fixed Income BNP Paribas Securities Corp./ Wilmington Funds BNY Mellon Securities LLC Boe Securities Inc./The Industry Leaders Fund BNY Mellon Distributors Inc. BNY ConvergEx Execution Solutions LLC BNY Convergex Execution Solutions. Inc./PFP C Trust FBO Health Savings Account BNY Mellon Distributors Inc./The Motley Fool Funds T rust BNY Mellon Distributors Inc. Carret & Co. BNY Mellon Distr ibutors Inc. BNY Mellon Distributors Inc. Brill Securities. Inc. Brean Murray./Perimeter Capital Management Funds of the RBB Fund. Ltd.) & Company./PFPC Trust FBO Fundmanager Clients BNY Mellon Distributors Inc. Boston Merchant Financial Services. Inc.I. Bread & Butter Fund. Brockhouse & Cooper./High Mark Funds BNY Mellon Distributors Inc . LLC Brean Murra y. Brookshire Securities Corporation Brookshire Secur ities Corporation Brookstone Securities. Bradesco Securities. Inc. Inc. Braymen. BPU Investment Manageme nt Inc. Branch Banking and Trust Company Brandis Tallm an LLC Braver Stern Braver Stern Securities Corp. Inc. Inc./Highland Family of Funds BNY Mellon Distributors Inc./Money Market Portfolio of the RBB Fund. LLC Brecek & Young Brent (H. BNY Mellon Distributor s Inc./Consulting Group Capital Markets Funds BNY Mellon Dis tributors Inc. Broker Dealer Financial Services Corp. BNY Mellon Distributors Inc. BNY Mellon Distributors Inc./Senbanc Fund of the RBB Fund. Bolder Investment Partners Bolton Securities Corporation BOM Capital BOM Capital Bond One. Inc. BNY Mellon Distributors Inc./Matson Family. LLC Brighton S ecurities Corp.Alphabetical Reference January 2011 BNP Paribas Securities Corp. Inc. Broad Street Securities Broadba nd Capital Management. BOSC. Brewer Financia l Services./Stratton Family of Funds BNY Mellon Distributors Inc . BNY Mellon Distributors Inc./Marvin & Palmer Funds of the RBB Fund. Inc./Prime rica Financial Services BNY Mellon Distributors Inc. LLC Broadpoint Capital. Inc./Aston Funds BNY Mel lon Distributors Inc. BNY Mellon Distributors Inc. Newton & Murphy Securities. Inc./Kalmar Pooled Investment Trust BNY Mellon Distributors Inc. Lambert & Noel Securi ties./PNC Funds BNY Mellon Distributors Inc.D.A. Brinson Patrick Securities Corporation Brittingham.. LLC Bonds.) & Company Bozarth.

5342 5362 5648 5448 5654 6594 6554 5550 0443∆ 0161∆ 0141∆ 5320 5058∆ 0235∆ 0161∆ 0052∆ 0750∆ 5818 5422 6579 4870 5547 5611 5782 5820 5979 5716 6679 CMFS BOSE BOSC BOLD BLTN BCBM BOMC BDON BDTR BNDS BOKF BOKI BMFS BOTZ BNMI BZPI BRSE NBST BRST BRAV BLNS BMUR CRRT BYAI BRNT BRFS KART BFSL BGHT BRIL BRNK BRIN BRIT BDST BAND BBND BPSG BROC BKFC BSCT BSCO 0161† 0141† CNS CNS 0235† 0161† 0750† 0226† 0443† 6757 0443† 0052† 0226† 0443† 0226† 0103† 0443† CNS CNS CNS CNS CNS TFT CNS 0443∆ 0234∆ 0052∆ 0443∆ 0226∆ 5385 CNS CNS CNS CNS CNS CNS 5947 5724 6644 5725 5808 5651 0352∆ 0309† 5358 0158∆ 0158† 0443† 0226† 0235† 0226† 0234† 0235† 0141† 0352† 0226† 0226† 0352 5 0052∆ 0750∆ 0495 0052† 0750† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS C NS CNS CNS CNS 0235∆ 0234∆ 0235∆ 0352∆ 0234∆ 5416 5914 0592 0649 0657 0474 5879 0689 0226∆ 0501∆ 0443∆ 0443∆ 5800 .

Canaccord Capital Corporation Canaccord Capita l Corporation/CDS Canaccord Capital Corporation/CDS Canaccord Genuity Corp.I. Cantor Fit zgerald & Co.P. Capital Guardian Trust Company Capital Guardian Trust Company/Capital International Funds Capital Guardian Trust Company/CGPCS Capital Institutional Services. LLC BTIG. LLC Cantella & Co. Grant & Co. Brown Brothers Harriman and Company/ETF Brown . Inc. LLC Capital Path Securti es Capital Portfolio Management Inc. Carolina Capital Markets. Capital Insti tutional Services. Capital One Southcoast. Incorporate d Caldwell Trust Company Cales Investments. Terry & Company. Buckingham Research Group Incorporated (The) Buckman. Carolinas Investment Consulting. Inc. LLC Burke.M. Inc. Inc. Inc. Ltd.. Brownstone Investment Group Brut. LLC Carr Securities Corp./Capstone Church Bond Fund Capstone Financial Servi ces. Cantella & Co. LLC Calamos Financial Services LLC Ca lamos Financial Services LLC/Calamos Global Fund PLC Caldwell International Secu rities Corporation Caldwell Securities Ltd. Carty & Company. Inc. Cape Securities In c. Inc. Canterbury C onsulting Incorporated Cantone Research. Inc. Inc. Inc. Capital Investment Group. Inc. Calvert Distributors Inc . Cadaret. Sherr and Co. Cambria Capital. C. Capital Financial Services. LLC B TN Research.. I nc. Inc. Hoover & Breault.R. Capital Securities Investment Corporation C apital Securities of America. Carey. Carter.P. Inc. Inc . Inc. Inc. Buttonwood Part ners. Casey Professional Services. Inc.. L . Buell Securities Corp. Cass (Quincy) Associates Inc. Capital Path Securities. Inc. Burrill LLC Butler Larsen Pierce & Company. LLC BSE Speci alist Account/BSECC Rep Account BTG Capital Corp BTIG. Capi tol Securities Management. Inc./CDS Caldwell Securities.Alphabetical Reference January 2011 Brookstone Securities. Carl P. Inc . Inc. Inc. Lisle/Cummings. Inc. Capstone Investments Capstone Sales Advisors LLC Cardinal Bank Cardina l Investments Inc. Inc. Cadaret. Lawton. Cantor Fitzger ald & Co. Inc. Capitol Securities Management. Caris & Company. California Network Capital Call away Financial Services. Buckman. Capital Select Investment Capital Synergy Par tners Capitalquest Securities. Thomas. Weiss & Friedner./Debt Capital Markets Cantor./Aqua Securities. LLC Burnham Securities Inc. Bulltick.CDS C annondale Securities. Brown Advisory Securities. Capital Investment Gro up. Brookview Capital LLC Brown & Brown Securities. Camelot Investment Ad visors. Inc. Inc. Inc. Brown Brothers Harriman & Co. LLC Brut. Burke & Quick Partners LLC Burke Sec urities. RSIC BKVW BRBR BSEC BWNA BBHC 0727∆ 0501∆ 0279∆ 0235∆ 0010 5930 0109 BRLI BIGG BRBE BRGT BOSX PACT BTIS BAYT BTIG BTNR BUCK BBRF BKRT BUEL BLTS BLTK BURC BAQP BCMA BURK BRNM BURR BLPC BPWP 0226† 0501∆ 0501∆ 0501∆ 0688 0443∆ 0443∆ 0501∆ 0501∆ 0161∆ 0158∆ 0235∆ 0443∆ 0443∆ 0443∆ 0234∆ 0158∆ 0501∆ 0352∆ 5583 0158∆ CNS Cantor Fitzgerald & Co. Corp. Cary Street Partners LLC Ca scade Investment Group. L. Capital I nvestment Services. Calton & Associates. Capital Management Securities. Inc. Capmark Secu rities Inc. Inc. Grant & Co. Inc. Brewer & Burke. Inc... Buckman & Reid. Bulltick Secur ities. Life Insurance Company C. Inc. Burnham Securities Inc. Inc. LLC Cambridge Investment Research. LLC BTIG. Inc. Inc. Carillon Investments. Inc. Inc. Inc. Capitol Securities and Associates. Brown Brothers Harriman & Co. Inc. Inc. LLC CapNet Securities Corporation Caprock Securities. LLC Carlin Equities LLC Carlin Equities. CSPD AQUA CFCO CWEI CAPE CAPI CAPI CAPF CGSE WALT 0197 7310 7311 0197 7310 7311 0443† 0226† 0443† 0235∆ 0727∆ 0234∆ 4873 5107 5389 0161∆ 0475 0750∆ 0750∆ 0545 5664 0443∆ 0279∆ 0431 0290 0443∆ 0052∆ 0352∆ 0161† 0750† 0727† 0234† CNS CNS CNS CNS CNS CNS CNS CNS 0279† 0141† 0235† 0010 CNS CNS CNS CNS .P. Buckman & Reid. r Clearing Services Cantor Fitzgerald & Co. Capital Investment Brokerage Inc. LLC Brown Associates. Inc.E Marketing Inc Cabrer a Capital Markets. L. Inc.O. Capital Analysts Inc. Capital Investment Group. Canaccord Adams Inc. LLC Burch & Co. Capital Group Securities (The) Capital Growth Resources. CAPMARUSA. Inc. Capital Analysts. Casimir Capital. Cantor Fitzgerald & Co. Capital One Investm ent Services LLC Capital One Investment Services LLC/Chevy Chase Securities. Carolina Munic ipal Securities. Cad ena Capital Group Cain Brothers & Company. Inc. Capstone Asset Planning Co. LLC Carnes Capital Corp. Inc.G. Inc. C. Inc. LLC Casimir Capital.

0443∆ CIST CAPB CAPG CNS CNS CNS 0161† 0226† 0158† 0235† 0443† 0443† 0234† CNS CNS CNS CNS CNS CNS CNS CISE CMSI 0141† 0352† CNS CNS SOCO PATH CAPT CPMI CSIC CPAM CSIN CSPI CQSI HSCO CSMI CSCV NEWM MITC CLSI 0443† 0052† 0512† 0352† 0226† 0141† 0235† 0235† 0443† 0226† 0443† 0702† 0443† 0279† 0279† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0279† 0226† 6479 4547 6006 0443∆ 0241 0443∆ 0501∆ 5835 6621 CNS CNS 0235∆ 0235∆ CABR CGAT CADG CBCI 0443† 0443† 0443† CNS CNS CNS 0443∆ 0702∆ 6007 0279∆ 0279∆ 5838 5801 0103∆ 0501∆ 5996 0235∆ CISC CALD CALE CNET CALL CALT CAMC CIRI ARGU ADAM CANC CCAI CCBY CICF CANN CTLA CTBY CANR CANT ESPD 0279∆ 5013 0103∆ 2687 0750∆ 0501∆ 0309∆ 0279∆ 5543 0052∆ 0443∆ 0443∆ 0279∆ 5046∆ 5046∆ 5046• 0279† CNS CPST CSAS CRDL HOOV CLLN CRIS SHRR CLYN CLYP CCCO CARC COLA CICL CARR CATE CART CARY BJRC CPSI CSMR CASI QCAS 0309† 0279† 0052† 0443† 0226† CNS CNS CNS CNS CNS 0443∆ 0443∆ 0501∆ 0352∆ 0702∆ 0235∆ 0226∆ 0235∆ 0235† 0279† 0226† 0443† 0443† 0443† CNS CNS CNS CNS CNS CNS 0226† 0141† 0141† 0696 .

CNS CNS CNS TFT 0696 0696∆ 0235∆ 0501∆ 0226∆ 0234∆ 0702† 0235† 0141† 0226† 0235† 0443† 0141† 0235† 0226† 0226† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS .

CJS Securities. LLC Central Trust Bank Central Trust Bank Centurion Institutional Services Inc. Inc. L. CM Securities. Centennial Securities Company. LLC Chicago Analytical Trading Company. Cohen & Company Capital Markets. Inc. Ch ampaign Investment Company Chapdelaine & Co. COAK RFLL CATH BGSG TURN CDFS 0197∆ 0352∆ 0158∆ 0226∆ 0682 0 352∆ 6313 0052∆ 5099 0551∆ 0019∆ 0197† 0352† 0226† 0352† CNS CNS CNS CNS CIBC World Markets. Chapdelaine Corporate Securities Ch apin. Inc. LLC CC O Investment Services Corp CD Funding Securities.Alphabetical Reference January 2011 CastleOak Securities. Citigroup Global Markets. LL C Chase Investment Services Corp. Citicorp Financial Ser vices Corporation Citigroup Global Markets Inc. LLC Cohen & Steers S ecurities LLC Cohen Bros. Inc. CJS Securities. Central Fidelity National Bank Central Securities. Cert Direct Securities Inc. LLC Coastal Equities. LLC Clayton. & Company Coker & Palmer Coker & Palmer Coldwater Securities Incorporated Collier Browne & Company Collins & Co. Inc. . Cleary Gull Inc. Inc. City Securities Cor poration Civilian Capital.A. LLC Chicago Board of Options Exchange/Bear S tearns Chicago Board Options Exchange. CIG Securities CIM SECURITIES. Chase Investment Services Inc. Inc. Chicago Investment Group. Charter Pacific Securities. Inc. Coloni al Securities Inc. Inc. Clearing Services of America Clearview Correspondent Services. Inc. LLC Citadel Derivatives Group. Celadon Financial Group LLC Celadon Financial Group. Inc. Beverly Hills. Clancy Financial Services. Churchill Financial LLC CIBC World Markets Corp. LLC Chevy Chase Trust Company Chicago Analytic Trading Company. Citigroup Global Markets. Centurion Life Insuran ce Company Ceros Financial Services. Citigroup Global Markets. Davis Chardan Capital Markets Charles Morgan Securities. Charles Schwab Bank Charles Vista. LLC CNBS. Inc. LLC Chilian Partners L. & Company Cohen Bros. Chela Technolog y Partners. Cobra Trading. Clarke Lanzen Skalla Investment Firm. Inc. Citibank. LLC Chicka saw Securities. CCM Securities. LLC Charlesto n Capital Corporation Charter One Securities Inc. CF Global Trading. Lowell & Conger Inc./Salomon Brothers Citigroup Private Ba nk & Trust Citizens Investment Services Corp. CBIZ Financial Solutions. Collins Capital Advisors. LLC Clearview Correspondent Services. CMG Institutional Trading . Collins Stewart. Inc. Inc. LLC Clearview Trad ing Advisors Inc. C itigroup Global Markets. Inc.P. Inc. Citigroup Global Ma rkets. LLC Centaur us Financial Inc. City National Bank City National B ank.. In c. Inc. CIBC World Markets Cor p.P Castlewood Securities LLC Cathay Securities. L. Inc. CBIZ Financial Solutions. CIBC World Markets Corp. Inc Clark Dodge & Co./Future Scholar Columbia Management Investment Distri butors./MF Clearing Services Charles Schwab & Co./Columbia 529 Plans Columbia Management In vestment Distributors. LLC CenterState Bank of Florida . Inc./Threadneedle WGIF CIGC CIMS CDGO CDRG PRDG CATS CCMX CEMM CTDL ICRD IELP CITA CFSC CGWM SBSH CCAT CGQT GATE SALB CISV 2392 CBEV CNSI CITY TCTC CJSI CJSC CLAN CLRK 0226† 0226† 0141† 0234† 0352† 0284† 0235† 0052† 0443† 0702 0702† 0235† 0158† 41† 0443† 0443† CNS CNS CNS CNS CNS CNS CNS 5030• 0052∆ 0279∆ 0551∆ 0395 0395∆ 0395∆ 0395∆ 03 395∆ 0395∆ 0443∆ 0908 0418∆ 0443∆ 0418 0418∆ 0418∆ 0418∆ 0274 2032 0052† CNS 0395 0395† CNS CNS CLDN SPLN CNFI CTNL CSFL CFNB CENT CTBK CETR CERS CFSI CDSO CFGT CFDI QBSI CGCO CSIP VSMC CHPP CHPY CHDA CHDN CMSS CRBC CRBB . Inc. Coburn & Meredith. LLC CDS Clearing and Depositor y Services Inc. LLC CFD I nvestments CFT Securities LLC CG Compass (USA) LLC Chadbourn Securities. N. LLC Collins Stewart Inc. Ceros Financial Services. Inc.. Coastal Securities L. LLC Citadel Secu rities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Sec urities LLC Citation Financial Group. Columbia Ma nagement Investment Distributors. California City National Securities Inc. Inc.A. Chatsworth Secu rities LLC Cheevers & Company Inc Cheevers Hand & Angeline. N.P..P. Inc. Inc./ Charles S chwab Bank Charles Schwab & Co. Inc. Inc. Inc. Inc. Inc. Charles Schwab & Co. Ceros F inancial Services. Columbia Management Investment Distributors. Inc. Charles Rive r Brokerage LLC Charles River Brokerage LLC Charles Schwab & Co. Choice Investments Churchill Capital U SA. Inc.

0750∆ 2880 0352∆ 6005 0226∆ 5331 0158∆ 0750∆ 0161∆ 0235∆ 0352∆ 0352∆ 0309∆ 0443∆ 0158∆ 0019∆ 993 7471 0164 5489 5655 0052∆ 7237 0750∆ 0432 0226∆ 0279∆ 0161∆ 0750∆ 0352∆ 4708 0443∆ 0019† 0443† 0141† 6770 6756 0750† 0226† 0352† 0226† CNS CNS CNS TFT TFT CNS CNS CNS CNS 0443† CNS 0418 CNS 0274 0226† CNS CNS 0750† 0161† 0235† 0352† 0309† 0158† CNS CNS CNS CNS CNS CNS 0141† 0019† 0161† CNS CNS CNS 0234∆ 0352∆ 0019∆ 0284∆ 0235∆ 3913 0052∆ CLCI CSOA CLRV BBNT CLVU TGUL CMSE CMGS CNBS COAS COST CBRA COBR CCMT COHN CDOI COKE CPPM CLDS CBCB COLL CCAL CSTI STEW COLS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS 0702 0702∆ 0501∆ 0235∆ 0158∆ 0309∆ CHAS 0164 CNS CVTA CLAY CPSL CISI CHTS CHBC CBFG CAMM 0052† 0309† 0750† 0226† 0279† 0161† 0750† 0352† CNS CNS CNS CNS CNS CNS CNS CNS 0234∆ 0443∆ 0443∆ 5780 0235∆ 0727∆ 0352∆ 0352∆ 0309∆ 0235∆ 0750∆ 0352∆ 0352∆ 0158∆ 5501 6512 CATC CATC CBOH CHIG CHCK CHIL COCE CHLC CHCH CWMK WGCO CWMC 0235† 0727† 0352† 0443† 0309† 0235† 0352† 0352† 0158† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0443† 0352∆ 0739 0052∆ 0352∆ 0352∆ 0279∆ 0443∆ 0352∆ 0438 0438∆ 0438∆ CNS .

0052† 0352† 0352† 0279† 0352† 0438 0438† CNS CNS CNS CNS CNS CNS CNS .

Inc. L. LLC Dart Executions. In c. Inc. Inc. Daiwa Capital Markets America Inc. Inc. Commonwealth Securities and Investments. Inc. DeAM Investor Services..P. LLC Dart Executions. LLC Concorde Funds. CUSO Financial Services . Darbie (J. Inc. Inc. Inc. LLC LYON AESW 0651 010 3∆ 5735 4994 CSPA FBCO FBPC AESX CTSC CSNT CESI CREW CRII CRON CWCO CCSS CRTC CUMB JDCO 0355 0443∆ 0355∆ 0279∆ 0727∆ 5158 6640 0574 0443∆ 0234∆ 0235∆ 0239 4734 0300 0352∆ 0052 9 0141∆ 0702∆ 0501∆ 0443∆ 0443∆ 0501∆ 7100 0235∆ 0647 0352∆ 0667 0052∆ 0158∆ 0501∆ 0501∆ 0501 5∆ 0235∆ 0715 0235∆ 0361 5563 5965 4890 5850 0226∆ 0226∆ 0750∆ 0501∆ 2177 0234∆ 5863 4974 010 43† 0574 0443† 0443† 0234† 0235† CNS CNS CNS CNS CNS CNS 0226† 0355 0443† 0443† 0279† 0727† 5 3† CNS CNS CNS CNS CNS CNS CNS CNS 0651 CNS 4843 2108 5878 CMCA CMCA CICI CBKC CMCE CSCL DRKW CCMC 2364 0226∆ 0443† 2170 0226† 023 4† 0443† 4521 0177 0226∆ 0750∆ CNS TFT CNS CNS CNS TFT 0226∆ 0234∆ 0126 . Inc . Inc. C RI Securities Inc. Inc.. Crown Capital Securities. LLC De La Rosa (E. L. LLC Conne rs & Co. Consolidated Research LLC Co nstellation Wealth Advisors LLC Consultiva Securities. LLC Credicorp Securities. Inc. Corporate Investments Group Inc. DBS Vickers Securities (USA). LL C/Selected Davis Securities LLC Dawson James Securities. LLC Darwoo d Associates. Continental Investor s Services.. Inc. Inc. Inc. Compass Bank Compass Bank/Asset Management Group Compas s Brokerage.A. Inc. D eAM Investor Services. Countr y Club Bank. Corby Capital Markets. D.H. Cooper (C. Commerce Bank. Inc. Inc.Alphabetical Reference January 2011 Offshore Funds Columbia Management Investment Distributors.P. Dale K.. Comtex USA. Consolidated Financial Investments. Crowell.. Inc. Weedon & Co. Croft Funds Corporation Cronin & Co.P. Conestoga Funds Conifer Securities. LLC/Davis Fund Sicav Davis Distributors. Community I nvestment Services. LLC Dart Executions. Cutter & Company. LLC Dahlman Rose & Company. Davidson (D.J. Inc. LLC Daily Access Corporation Dain Correspondent Services Daiwa Capital Markets Amer ica Inc. Inc. LLC Computershare Securities Corp. Cost Containment Services. Inc. Cooper Malone McClain Inc. Inc./DWS Investment S. Inc./Valeurs Moilieres Cormark Inc. N. Comme rce Brokerage Services Commerce Street Capital.) & Co. Inc. Inc.A. Coughlin & Co. Inc. Cortview Capital Securities LLC Cosse International Securities Inc.K.. N. Inc. Compass Point Research & Trading. Cutter & Company Brokerage. Credit Suisse (USA) LLC Credit Suisse Asset Management Securities. Inc. Corinthian Partners. Inc. Dardis (Jack) & Associates Dart Executions. Cuttone & Co.A. Inc..) & Co. Davenport & Company LLC David Harris & C o. Commonwealth Annuity and Life Insurance Company Commonwealth Equity Services. LLC Commerz Markets LLC Commerze Bank Capital Corp. Consolidated Capital Manage ment. LLC Dart Execu tions. Credit Agricole Securities (USA) Inc.P. Compass Brokerage. Ehrhart. Inc. St Germain Co. Daiwa Securities Trust Company Dakot a Securities International. Inc./Trust Collectiv e Funds Comerica Bank Comerica Bank Comerica Bank/Comerica Securities Inc. Inc. Kansas City Country Trust Bank Country Trust Bank Courtlandt Securi ties Corporation Cowen & Company. LLC Dart Executions. LLC Coyle Securities LLC CP Capital Securities Craig-Hallum Capital Group. LLC Davis Distributors. Davis Distributors. Inc. Country Capital Inc. LLC Curran Advisory Services./Luxembourg Funds Credit Suisse Priv ate Advisors Credit Suisse Securities (USA) LLC Credit Suisse Securities (USA) L LC Credit Suisse Securities (USA) LLC Creditex Securities Corporation Crescent S ecurities Group. Deep ATS.L. Credit Agricole Cheuvreux North America. Community Bank. Comer ica Securities Commerce Bank Investment Services. Coordi nated Capital Securities. Inc. Daugherty Cole. Conservative Financial Services. Crews & Associates. LLC CUSO Financial Services. Inc. Dawson James Secur ities. Commonwealth Financial Network Commonwealth Funding.. LLC Cormark Securities Inc. LLC Cowen & Company. LLC/Clipper Fund Davis Distributors. Dahlman Rose & Co. Inc.J.A. Condera Secu rities LLC Condor Securities. Cressman Esser Securities. Inc. DBTC Americas-Private Bank DC Eva ns and Company. Cre dit Suisse Asset Management Securities. L. L. LLC Curren & Compa ny Curtiswood Capital. CRT Capital Group. LLC Cumberland Brokerage C orporation Cummins Financial Corporation CUNA Brokerage Services CUNA Mutual Ins urance Society Curian Clearing. Inc.. Inc. Inc.) & Co. Inc.) & Company. Inc.

CMMW WACX CSII 0226† CNS 0443† 5960 0226† 2483 0443† 7227 CNS CNS TFT CISM CBSS 2483 2484 CBIN CNS CURN CLLC CURR CTWD CUSO CUTT CUTW CUGS DJST DRCO DRCP DCSD DAWA DCMO DAKO DKEI JDRB JDAA DCVL DART DEGS DRTG DRTR DCHF DARA DAGH DAVA DHCO DADA 0141† 0352† 0052† 0443† 0141† CNS CNS CNS CNS CNS CMPT CSCB CMTX RDST COND CNFR CONR CONF CONC CFII CRLC CWAA CONS CONT CKCC CMMC COOR CRBY CRTH 0443∆ 0161∆ 0234∆ 5669 0352∆ 4917 0019∆ 0235∆ 0235∆ 0727∆ 0352∆ 0161∆ 0161† CNS 0443† CNS 0352† 0226† 0019† 0235† 0235† 0727† 0352† 0161† 0443† 0141† 0279† 0052† 0279† 0141† 0226† 044 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0235† 0647 0352† 0052† 0141† 0158† 0443† 0501† CNS CNS CNS CNS CNS CNS CNS CNS 0052∆ 0443∆ 5055 0234∆ 8153 0352∆ 0235∆ 2561 5185 0309∆ 0226∆ 0226∆ 0235∆ 0161∆ 0651∆ CINV CORT COSE COCS CGLN CMGT CCBI 0234† 0443† 8153 0352† 0103† 0235† 6744 CNS CNS CNS CNS CNS CNS TFT 0235† 0443† 0715 0235† 0361 CNS CNS CNS CNS CNS .

COSC COWN COWP COYL CPCG CHLM CRED CRAG 0309† 0226† 0226† 0235† 0226† 0161† 0443† CNS CNS CNS CNS CNS CNS CNS DAVS DJSI DJSA VICK EVAN EDLR 0226† 0226† CNS CNS 0234† 0103† CNS CNS HUGE .

Inc. East/We st Securities Co. LLC Dempsey Financial Networ k Dempsey Lord Smith. LLC E. Eagle Life Insurance Company Eagle One Investments./Exchange Funds Eaton Vance Distributors. Inc. Diamon d Hill Securities./Emerald Fu nds Eaton Vance Distributors. LLC Domestic Financial Service. In c. Deutsche Bank Securities Inc. Inc. Deutsche Bank Securities Inc.. DME Securit ies.M. Inc. LLC Denison (H. Edward Jones / CDS EFG Capital International EKN Financial Services Inc. Deutsche Ba nk Securities Inc. Inc. LLC Electronic Brokerage System s. LLC DFA Securities Inc. D eutsche Bank Securities Inc. Ea ton Vance Distributors. Direct Access Brokerage Services. Inc. Inc. L. Smith Jacobs & Co. Inc./Optimum Funds Delta Equity Services Corp. Inc. Electronic Brokerage Systems.C EDI Fin ancial. Inc. Inc. Inc. Inc. Inc. Inc. Inc. EarlyBirdCapital. LLC Dreyfus Service Organization. DWS Investments Distributors. Inc. Doley Securitie s LLC Doley Securities. Inc./Eaton Vance Trust Company Eaton Vance Distributors. LLC Direct Access Brokerage Services./Delaware Investments Global Funds. Inc. Inc. Depfa First Albany Securities. Inc. Deutsche Bank Securit ies Inc. Inc.. Inc. Inc. Fenton & Graves. Duncan & Will iams. LLC Descap Securities. Dillon Gage Securities Inc.) Securities Inc. Inc. Dorsey & Co. Dougherty & Company LLC Douglas & Co. E. LLC E*Trad e Clearing. Inc. Inc. Diamant Investment Corp. LLC E*Trad e Capital Markets. Inc./CDS Desjardins Securities Int ernational. LLC Earlybird Capital. /US Charitable Eaton Vance/Medallion Funds EBX LLC EDHJ Brokerage. Desjardins Securities Inc. Electronic Access Direct. Municipals Dowling & Partners Securities L LC Downstate Securities Group. Inc. (The) D exel Hamilton. Inc. LLC Dinosaur Securities./Deutsche Bank Dynamex Trading. LLC E*Trade Capital Markets/DEMP E*Trade Clearing.P./Eaton Vance Variable Trust Funds Eaton Vance Distributors. L.C. Deutsche Bank Securities Inc. Inc. Deutsche Bank Securit ies Inc. Detwiler. LLC IPRV DRAT DREX 0750∆ 0571∆ 0501∆ 6322 6642 5923 0234∆ 6631 0443∆ 0234∆ 0443∆ 5039∆ 503 75 0234∆ 6618 5503 5459 0551∆ 0279∆ 0049∆ 0100∆ 0100∆ 3895 0161∆ 0100∆ 0100∆ 0100∆ 0100∆ 0100 0385∆ 0234∆ 0501∆ 0443∆ 5066 5822 6030 0727∆ 0103∆ 0279∆ 0019∆ 0158∆ 5509 5456 4938 5438 511 0 5715 0161∆ 0309∆ 5012• 0352∆ 0052∆ 0234∆ 0234∆ 0750∆ 0627 0393∆ 0750† 0571† CNS CNS RAYG DBAE DINO DOLY DTII DBAT DIRW DOLE DELT DBAX DIRM DFIC DEMA DBLV DIRX DSIP DEMF DBMS DAPJ DOMS DLSI DBPR DAPL DOMK DENI DBPT DAPG DOMI DEFA DBQT EDGA DPFH DESS DBRC EDGX DORN DESJ DBUL DTAP DORS VMDI DWFN DITO DOTC FEDE DAVE DIVA DGLS DBAB BSFS DLSC DOWL DBPC DBIB DBKS DILG DINO TREX DMES DSGG DOFT DDBI . Inc. Delaney Equity Group LLC Delaware Distributors L. LLC Du Pasquier & Co. Divine Capital Markets.P. Duncan (R. Dubeau Capital USA.) Co. Deutsche Bank Securities Inc. East Shore Partners. Driehaus Securities LLC Dr iehaus Securities LLC / Driehaus Active Income Fund DRU Stock. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Inc. Delaware Distributors. LLC E*Trade Capital Markets. Direct Access Brokerage Services.P. Dratel Group. LLC DLS Capital Partners. L. Inc. Eastern Bank Capital Markets Eaton Vance Distributors.Alphabetical Reference January 2011 Delafield & Hambrecht. Mitchell. LLC Dynasty Capital Partners. Inc. Domestic Securities Inc. Deutsche Bank Securities Inc. Dodge & Cox Funds Doft & Co.L. DWS Investments Distributors. Inc. D eWaay Financial Network. Inc. E. Deutsche Bank Securities Inc. Dominick & Dominick. DELA DLNY 0443† 0234∆ 5510 6572 6672 0443∆ 0443∆ 050 1∆ 0443† 0141† 0443† 0443† 0226† 8100 0443† CNS DPEC Capital. Inc. Deutsche Bank Securities Inc. Delta Trust Investments . Dorn & Co. Electronic Access Direct. Dundee Securities Corporation Dundee Se curities Corporation Dunham & Associates Investment Counsel. Inc. Electronic A ccess Direct. Deutsche Ba nk Securities Inc./CDS Eagle Fund Distributors. Dunmore Tradin g LLC Dupree & Company.S. Domestic Securities Inc. LLC E*Trade Capital Markets. LLC E*Trade Capit al Markets. Inc. Inc DZ Financial Markets LLC E*Trade Cap MKTS/CHXL Trading E*Trade Cap Mkts/Spec ial Account E*Trade Cap MKTS/UPSTAIRS E*Trade Capital Markets.. Smith Jacobs & Co. Inc. Donnelly Penman & Partners Inc. Direct Access Partners LLC Direct Access Partners LLC Direct Access Partners LLC Direct Edge ECN LLC Direct Edge ECN LLC Direct Trading Institutional LP Ditt o Trade. LLC DMG Securities. Inc. PLC Delaware Dist ributors. Deltec Asset Management LLC DeMatteo Moness. Financial Services. Dinosaur Securities LLC Dino saur Securities. Inc.H. Inc./CDS Dominion Investor S ervices Inc.H. DSIL Investm ent Services. LLC E*Trade Securities. e3m Investments. Inc. Inc.

CNS CNS CNS CNS CNS CNS CNS DRST PASQ DCUS DNWL DCAN DSCS DCAF 0443† 0443† 0279† CNS CNS CNS 8100 0443∆ 0158∆ 5028• 0443∆ 0226∆ 0573 0443∆ 0573∆ 0573∆ 0573∆ 0573∆ 0573∆ 0573∆ 0573∆ 0573∆ DUNN 0226† 0573 0443† 0573† 0573† CNS CNS CNS CNS CNS MEXD DCPI DZFM ETMM GVSA ETRF DNID ETLS ETNY ETRD DEMP ETCL ETRS EHSA EHSB ESFS 0161† CNS 0443† 6684 0344 0727∆ 0234∆ 0226∆ 0103∆ 0234∆ 0234∆ 0161∆ 0443∆ 0501∆ 0161∆ 0161∆ 0234∆ 0158∆ 443∆ 0234∆ 0279∆ 0234∆ 0234∆ 0443∆ 0309∆ 0750∆ 0235∆ 0141∆ 0352∆ 0443∆ 0727∆ 0344 0279† 0226† CNS CNS CNS CNS CNS 0385 0385† CNS CNS 0443† CNS 0161† CNS EOIL EBRD EBCI ESPN EWSC EAST 0103† 0279† 0158† 6742 CNS CNS CNS TFT 0161† 0158† 0309† 0226† 0443† 0279† 0279† 0234† 0443† 0309† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0141† 0352† 0443† 0727† CNS CNS CNS CNS EBXL ACSL EDIF EDJC EFGC EKNS GLBA HBRT EADA BELZ GLPS 0161† 0226† 0309† 0352† 0052† 0234† CNS CNS CNS CNS CNS CNS .

Inc. Inc. Inc.. FIG Partners. Inc. Equity Station. LLC Evercore Group L LC Evertrade Direct Brokerage. LLC Farina & Associates. Falcon Research. Inc. Inc. Inc. Emmet & Co. Fallen Angels Family of Funds Family Income Planning. Ltd. Inc. Inc. Inc. Inc. Inc. Fiduciary Trust Company International Fieldstone Services Corp. Fator Securities FBR Investment Services. Inc. Inc. Equitable Advisors. Etech Securities. Electronic Transaction Clearing. Electronic Transactions Clearing.Alphabetical Reference January 2011 Electronic Brokerage Systems. Inc. Europa Securities. Inc. Equinox Securities. FBT Investments. Inc. Ingardona & Co. Elevation LLC Elevation LLC E levation. Inc. Electronic Transaction Clearing. Equitas America. Electronic Transaction Clearing. Evolution Securities US Inc. Farina & Associates . Inc. LLC Essex National Securities. Inc. Inc. Inc. Ewing Capital. Inc. Electronic Transaction Clearing. Inc. Inc. Equit y Services. Fifth Street Capital. Ethos Securities Corp. Electronic Transaction Clearing. Emer gent Financial Group. Family Management Securit ies. Electronic Transaction Clearing. Empi re Asset Management Company Empire Financial Group.. Inc. LLC Fifth Third Bank (The) Fifth Third Securities. Electronic Trans action Clearing. LLC Fimat Preferred LLC Finacorp Secur ities ERCO ESTR ETEC ETOS EURP ENET ERPO EVRC EVER ESUS EVOL EWIN EWGC EWTT EXAN EXCS EXEC FAFT FAGI FLCN PIDG FIPC FAMV FMGT FARA FARC FARJ FATO FBTI FCGA FCNB . Electronic Transaction Clearing. FCG Advisors LLC FCNB Investments Federal Life Insurance Company(Mutual) Federated I nvestors Corp. LLC Feldman.DTC 0987 Fiduciary Management Inc. Inc. LYNK BELB TYTN EBSC ESPF ETCC ALGO ETAA ETA C ETAD ETAE ETAF ETAG ETAH ETAJ ETAL ETAM ETCD ETCE ETCG ETCH ETCI ETCJ ETCK ETC N ETCO ETCP ETCQ ETCR ETCS ETCT ETCU ETCV ETCW ETCX ETCY ETCZ ETNF ETAK ELTD ELT D ELEV ELSH ETLD VTMW EGRO EMET EAMC EMRP PMAS EQAL EQNX STAD EQUA EQCP EQSV EST F ESTA ETAI EROP EROM EROS ESLL ESNA ESPP ESPO 0393∆ 0627∆ 0393∆ 0393 0161∆ 0873 0873∆ 087 3∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 3∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0873∆ 0161† 0161∆ 0750∆ 0052∆ 2† 0235† 0235† 0226† 5234 0226† CNS CNS CNS CNS CNS CNS TFT CNS Essex-Radez LLC Estrada-Hi nojosa & Company. Inc. Equibond Inc. Inc. Inc. Electronic Transaction Clearing. Inc. Inc. LLC Exane. Inc. Inc. Elec tronic Transaction Clearing. Electronic Transaction Clearing. Inc. Inc. Inc.. Electronic Transaction Clearing. LLC Electronic B rokerage Systems. Execution Noble LLC Factfet Systems. Inc. LLC/ Shadow 1 Electr onic Securities Processing (ESPN) LLC Electronic Transaction Clearing. Empirical Research Part ners LLC English Concepts. Inc. Electronic Transaction Clearing. Inc. Evolve Securiti es. Inc. Electronic Tra nsaction Clearing. Euro Pacifi c Capital. Inc. Inc. Inc. Electronic Transaction Clearing. Federated Securities Corp. Inc. Equity Station. Inc. Inc. Inc . Inc. Inc. Inc. Inc. Electr onic Transaction Clearing. Esposito Securities. Equity Trust Advisors . Inc. Fidelity Investments Institutional Ser vices Co. Inc. Feltl and Company Fenimore Asset Management Trust FFP Securities Fidelity Brokerage Services LLC Fidelity Clearing Canada UL C Fidelity Clearing Canada ULC/CDS Fidelity Distributors Corporation/Fidelity In ternational Limited Fidelity Insurance Agency Holding Company. Inc. Electronic Transaction Clearing. Inc Family Investors Co. Fagenson & Co. Inc. LLC/ Shadow Electronic Brokerage Systems. Electronic Transaction Clearing. Fidelity Inv estments Institutional Services Co. EWT. Electronic Transaction Clearing. Emerging Growth Equities. Inc. El ectronic Transaction Clearing. Inc. E-W Investments. Electronic Transaction Clearing. Electronic Transaction Clearing. Electronic Transaction Clearing. Electronic Transaction Clear ing. Electronic Transaction Clearing. Electronic Transacti on Clearing./Federated International Management Lim ited Federated Securities Inc. Inc. Euronet Securities Corp. Electronic Transac tion Clearing. Farina & Associates. LLC Equity Concepts Equity Services. Electronic Transaction Clearing. Inc. F ifth Third Securities. Electron ic Transaction Clearing. Electronic Transaction Cle aring./Fidelity Destiny Plans Fidelity Investments Life Insurance Compa ny Fidelity Security Life Insurance Company Fiduciary . Electronic Transaction C learing. Inc. Inc. Inc. Inc. Feil Daily Investment Company Feldman Securities Group. Inc. LLC Elish & Elish Brokerage and Research Elliott-Ledgerwood & Co. Electronic T ransaction Clearing. LLC Esposito Securities. Eroom Securities LLC Eroom Securities LLC Eroom Securities LLC Eroom Secu rities LLC ESN North America.SSB . Excel Se curities and Associates. Inc. Falcon Research. LLC Electronic Brokerage Systems. Inc. Inc. Inc. Inc.

0613 0309† 0234∆ 0161∆ 0226∆ 0234∆ 0750∆ 0443∆ 0234∆ 0161† 0226† CNS CNS CNS 0161∆ 0749 0443∆ 0443∆ 0158∆ 0234∆ 0234∆ 6589 0750∆ 0234† 0443† 0226† 0226† 0161† CNS CNS CNS CNS CNS 0443† 0161† 0158† 0234† CNS CNS CNS CNS 0226† 0443† 0158∆ 0158∆ 0158∆ 0049∆ 5526 0443∆ 0226∆ CNS CNS 0443† 0226† 0052† CNS CNS CNS 6333 5529 5759 0235∆ 0141† 0727∆ 0226∆ 6632 0226† 0226† 0443† 0226† 5040• 5059• 5785 7130 589 NS CNS CNS CNS FEDR LGLL FELD FMAC FLTL FFPS FIBS FIDT FCCU 4438 0161∆ 0103∆ 0052∆ 0443† 0103† 0052† 0141† 0443† 0494† 0226† 0226† CNS CNS CNS CNS CNS CN 5713 4730 6468 0987 6664 0937 0158∆ 0750∆ 2116 0226∆ 0322 0141∆ 0608∆ 0161∆ 0494∆ 0560 0226∆ 0234∆ 0873∆ 0234∆ 0279∆ 0501∆ 0501∆ 0049∆ 0443∆ 0501∆ 0254 FSTN GRCP OHIO BNKS FCAP FINS 0226† 0141† 0161† CNS CNS CNS .

First Western Advisors First Western Securities First Wilshire Securities Management. Inc. Financial Advisers of America. First Merger Capital Inc FANC BOYS FACA FINC RONB 023 4∆ 0161∆ 6012 0443∆ 0750∆ 6498 FNIC 0443∆ 0343 0352∆ 0235∆ 0158∆ 0226∆ 4713 0226∆ 0727∆ 0443∆ 158∆ 0226∆ 0296 0352∆ 0146 0352∆ 0158∆ 0235∆ 0279∆ 0019∆ 0443† 0352† 0235† 0352† 0158† 0226† 1† 0158† 0226† 0352† 0352† 0158† 0235† 0279† 0750† 0234∆ 0763 0501∆ 6347 0141 0030 FCBI FDSI TFT CNS 0750† 0234† 0226† 0763 0141† 0443† 0141 CNS 0234† 0226† 0443† 0443† CNS CNS CNS CNS F MetLife Investors Insurance Company First Midstate Inc. FNB Brokera ge Services. First Brokerage America. First Brokers Securities.) & Compa ny Fisrt Merit Financial Services. Inc. Financial Planning Consultants Inc. Financial Researc h Company Financial Sciences. First Securities Northwest Inc. Fisher (L. LLC First Republic Securities C o. Inc. First Dominion Capital Corp. LLC Financial Assets Corporation Financial Counseling Corporation Financial Designs Corporation Financial Institution Marketing Company. Louis Securities. First Honolulu Securiti es Inc. First Washington Corp. 451 2 FMID FMSI FSTM 6459 0052∆ 0234∆ 2254 6792 0052† TFT CNS 5371 FNBB FNCM MPFI FNYS FNYP FNYG REPG FSRP FIRF FSNW BAMS FSFA FSCC FRST FSWC FLOU FSSO 6753 6708 0161† 0352† TFT TFT CNS CNS . Firstrade Securities Inc./Centerre Capital. First Winston Securities F irstMerit Insurance Agency.P.P. Flexible Plan Investments. First Security Financial Advisors. Inc. First Bermu da Securities (BVI). LLc First Citizens Financial Plus. Inc. FMSBonds. First Financial Equity Corp. Fordham Financial Management. 1st Munich Capital. Inc. LLC Firs t Wall Street Corp. 1st Global Capital Corp. 1st Discount Brokerage. Inc Foothill Securities. L. Inc First Heartland Capital. Inc. First American Securities First Analysis Securities Corpor ation First Ballantyne. First Georgetown Securities.B. L. LLC First Allied Securities First Allied Securities Inc. First American Capital and Trading Corporation First Amer ican Municipals. Financial West Group Financial West Group. FMSBonds. Inc. Inc. First Trust Portfolios. Inc.P. Inc. Inc. First Sun America/DVFS First SunAmerica Life Insurance Company First Symetra National Life Insurance Co mpany of New York First Tennessee Brokerage. LLC Fi rst Heartland Capital. LLC Folger Nolan Fleming Douglas Incorpo rated Folio(fn) Investments. Financial Netw ork Investment Corporation Financial Network Investment Corporation Financial No rtheastern Securities Inc. Inc. Inc. LLC First Brokers Securities. Inc. First South Carol ina Securities. Ltd. Inc.P. Inc. First Tennessee Brokerage. LLC Fintegra. L. Inc.P. Inc./Epo ch Funds First Dominion Capital Corporation First Empire Securities. FolioFN Investments. Inc. First Research Finance Inc. LLC/Wachovia S ecurities First Commercial Bank of Birmingham. Inc. Fintech Securities Fintegra. L. Inc . First Great-West Life & Annuity Insurance Company First Heartland Capital Inc. LLC Firefly Capital. First Midwest Securities Inc. Inc. First Integrity Capital Partners Corp First Internet Securities Network First Investors Corporation First Investor's Corporation First Kentucky Securiti es Corporation First London Securities Corporation First London Securities Corpo ration First Manhattan Co. First Midwest Securities. Inc. FNBB Capital Markets. First Nation al Bank of Omaha First National Bank of Omaha/Nebraska Educational Savings Trust First National Banker's Bank First National Capital Markets. Inc. Inc. Inc. Inc. LLC Fleet Enterprise./First Defined Portfolios Fund LLC First Tryon Securities. First Trust Por tfolios. First Clearing LLC First Clearing.Alphabetical Reference January 2011 Finance 500. Florida Investment Advisers FMSBonds. Inc. Inc. Inc. First Security Ca pital Management. Inc. First Ci tizens Investor Services. Florida Atlantic Securities Corp. LLC Financial Advisers of Ameri ca. / World Trust First Dominion Capital Corp. First Tennessee Capital Markets First Trust Portfolios L. First Midwest Securities. First State Securities. In c Financorp Group International Corp./First Trust Series Funds First Trust Portfolios. Inc Five Mile Capital Securities LLC Fixed In come Capital Partners. Ltd Floor Broker Network Inc. Corp. First Southern Securities LLC First Southwest Company First St. FMSBonds. LLC First Bank Puerto Rico Securities. First New Yor k Securities LLC First New York Securities LLC First New York Securities LLC Fir st New York Securities LLC First Republic Group. Inc. 1st Global Capital Corp. Alabama First Dallas Securities. Foreside Distribution Services. Inc.

FNSJ FPCI FINR FISI FINW FGIC FINX FINT FFLY FDSC FGCC MNCH FAST STCS FAMI FAMS FANA FBLT FBPR BRMF FBAL FATS FBSL FCFP FCIT FCCP CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS 0161∆ 0352∆ 0234∆ 0501∆ 0443∆ 0279∆ 0279∆ 0309∆ 0443† 0279† 0309† 0443† 6731 0309† 0309 0443† CNS CNS CNS CNS TFT CNS CNS CNS 0309∆ 0309 0279∆ 4604 4517 4621 0226∆ 0192 FTEN FTCM 0226† 2445 CNS TFT FTLP 5374 6575 8244 6603 0352∆ 0234∆ 0443∆ 8244 CNS TRYN FWST FWCO FWAI FWSI FWIL FWSS FFSI FISH FMFS FMCS FICP NUSA FBNW FLAT FIAF MIAM FMUS MIAM STIS FCML FNFD FTBR FMES FORD 0352† 0234† 0443† 0226† 0141† CNS CNS CNS CNS CNS 0141∆ 5903 4939 5823 0443∆ 0279∆ 0226∆ 4736 5376 0103∆ 6715 7246 0158∆ 0727∆ 0234∆ TFT FESI FFEC FGOE 0443† 0226† CNS CNS 0727† 0226† 0234† 0443† 0543† 0418† 0226† 0443† 6440 0158† CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS 6819 0443∆ 0226∆ 0443∆ 0158∆ 0061 0158∆ 0279∆ FHCI FHON KACI FISN 0336 0727∆ 0279∆ 0226∆ 5545 5146 0235∆ 0052∆ 0309∆ 0443∆ 0052∆ 0443† 0727† 0279† 0226† CNS CNS CNS CNS 0226† 0279† 0141† CNS CNS CNS CNS CNS .

FKSC FLSD FLSC FMCO FSMG 0235† 0052† 0309† 0443† 0052† CNS CNS CNS CNS CNS 0728 0727∆ 0548 0052∆ 4967 0727† 0052† .

Frank lin/Templeton Distributors. 401K Investment Services. LLC Fox River Execution Technology./First State Trust Company Foreside Distribution Servic es.. LLC/Century Funds Foreside Fu nd Services. L. LLC/ Wright Investor Foreside Fund Services. Inc.. LLC/Turner Funds Foreside Fund Services./IVA Global SICAV Fund F oreside Distribution Services. Inc. Incorporated Fred Alger & C ompany. Inc.P./Old Mutual Global F unds PLC Foreside Distribution Services.P. Freedom Investors Corp.com (The) Fourth Street Financial Group Fox River Execution Technology. L./ IVA Fiduciary Trust Foreside Distribution Services. LLC Franklin Street Securities./SunTrust Bank Collective Trust Funds Foreside Distribution Servic es.P. Inc. Inc./IRT Mutual Funds Foreside Distribution Services.P ./USAllianz Mutual Funds Foreside Distribution Services.P.P.. Frank Funds Franklin Securities.P. 6767 5426 5747 5649 5592 5721 FITE FORE 0443† 0727∆ 4949 0149 0750∆ 6633 0235∆ 0330∆ 0501∆ 0501∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695 5∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0052∆ 0234∆ 0234∆ 7119 7129 0161∆ 03 352∆ 5851 6671 FRSE FSST 0443∆ 5534 FLCO 4950 5594 0158∆ 0571∆ 0279∆ 0161∆ 6909 TFT 0443† 044 CNS CNS CNS 5677 5633 5814 4995 6614 4724 5410 5804 5439 5750 5940 4888 4969 4920 6673 5826 .A.P. Inc. L. FPA Fund Distributors.P./IMS Funds Foreside Di stribution Services. Founders Equit y Securities. Foresters Equity Ser vices./Asset Management Fund Foreside Distribution Services.Alphabetical Reference January 2011 Foreside Distribution Services. LLC/Bridgeway Funds Foreside Fund Services.P. LLC/American Beacon Funds Foreside Fund Ser vices./Horizon Global Advisors Umbrella Fund LLC Foreside Distribution Services. LP/Ridgeworth Money Market Funds Foreside Fund Services. L. LLC Fox River Execution Technology.P./Old Mutual Funds Foreside Distribution Services. Forside Distribution Services LP/Northern Trust Funds Forsyth Securities Fortis Clearing Americas LLC Fortis Clearing Ame ricas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clear ing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Forti s Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LL C Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Amer icas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Cleari ng Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Ameri cas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearin g Americas LLC Fortrend Securities./Leader Short Ten Bond Fund Foreside Distribu tion Services. Inc./TPA 401Kstore.P./ProFunds Foreside Distribution Services./AmSouth Funds Foreside Distribution Service s. L.P. L. LLC/Liberty Street Fund s Foreside Fund Services. LLC Forest Securities. LLC/Ab erdeen Funds Foreside Fund Services. LLC Fox River Execution Technolo gy./St.P. Freimark Blair & Co.P. L. Stable Val. L. L. Forester Funds. Inc.P. L./Ridgewort h Funds Foreside Distribution Services. L. Inc. Fox. L./Nations Offshore Mutual Funds Foreside Distribution Services .P./Permal Offshore Funds Foreside Dis tribution Services./Alger Sicav Fred Alger & Company./Greenwich Advisors India Select Fund Foreside Distribution Services. LLC/Wintergreen Fund Foresight In vestments. L. LLC/Henderson Globa l Funds 5816 6641 6622 5807 4928 Foreside Fund Services. Inc. L. P. LLC/Dundee Wealth Funds Foreside Fund Services./Cavanal Hill Funds Foreside Di stribution Services. LLC/Sound Shore Funds Foreside Fund Serv ices.P. L.P. LLC/PMC Funds Foreside Fund Services. Reusch & Co. L. L. Incorporated Freedom Investments. Ltd. L. LLC Foreside Fund Services. L. Fortune Securities. LLC Fox Run Alpha Fund. L. L. Inc. LLC/Nomura Partners Funds./Union Bank of California N. L.P. L. Inc./Victory Funds Foreside Distribution Services. L. L./HSBC Investor Funds Foreside Distribution Services. Foreside Fund Services .P.P.P./Skandia Global Funds PLC Foreside Distribution Services. Fore side Distribution Services./Signature Liquidity Fund. Petersburg Frazer Lanier Company (The) Fred Alger & Co./Victory Institutional Funds Foreside Distribution Services. L./Boston Trust Mutual Funds Foreside Distribution Services.P. L. Forge Financial Group Inc.P. Inc. Inc.P. Fund Foreside Distribution Se rvices. Inc.

FRGP 0750† CNS 5562 4695 6628 5686 5723 5348 5659 5872 4899 5742 5485 5597 6549 5528 FSII LIMF LIMG LIMS ALGF DAQF EWTF FMGF FRTA FSIK FSOM FTMG HBIA HBIF HBIS INTF JMPF LIMC QLBF QLTX RTSF STRF SUNX TEZF TMGX VIRF VLTF PFAG FORI FRTN FNDR 0235† CNS 0052† 0234† CNS CNS FORS FREX FOXB FRET FREE FOXN FOXR 0161† CNS 0352† 6851 CNS TFT ALGR FDMI FRIC FBLC 0571† 0279† 0161† CNS CNS CNS .

Corp Genworth Financial Securities Cor poration Genworth Life and Annuity Insurance Company AFCO FRLZ FBRC 0284 0352∆ 497 8 5507 5321 FFCI 2563 6531 0226∆ 0161∆ 0169 0191 0443∆ 0608∆ 0202 0501∆ 3910 5497 5195 668 0 5322 5617 0443∆ 0103∆ 0019∆ 0226† 4076 0141∆ 5574 0352∆ 0352∆ 0234∆ 0235∆ 0235∆ 0161∆ 0750∆ 11 0443∆ 0443† 5046∆ 0235† 0141† 0443† CNS CNS CNS CNS 0141† 0141† 0352† 0443† 0235† 0235† 01 226† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0443† CNS 0284 0103† 0352† CNS CNS CNS Genworth Life and Annuity Insurance Company Genworth Life Insurance Company Genw orth Life Insurance Company of New York Geoffrey Richards Securities Corp./CDS Global Maxfin Capital Inc. Global Hu nter Securities LLC Global Investor Services.) & Associates. Gagnon. Inc. Inc.R. (The) Glenwood Securities. Inc. Inc. LLC GF I Securities LLC GFI Securities. Inc. GBM International. LLC/Munder Funds Further Lane Securities L. LLC Gar Wood Securities./CDS GMS Group (The).A. LLC Genesis Securities. Gilder. LLC Gardnyr Michael Capital. LLC Friedman Luzzatto & Co Friedman. LLC Global Strategic Investments. LLC Genesis Sec urities. LLC Gelber Securities. Doniger Co. .) & Company. Inc.. Inc. GLB Trading. FTN Financial Services Corp. Frost Brokerage Services. Global Investor Services. Georgetowne Funds Gerbro Securities. Genesis Securities. Glazer (C. LLC Gen esis Securities. Globalink Secur ities. (The) Garden State Securities Inc. LLC Funds Distributor. Repple & Compa ny Gabelli & Company.. Inc.P. Inc. N. LLC Global Maxfin Capital Inc. Inc. GLB Trading.E.) & Co.(NFDS) Gage-Wiley & Co. LLC Global Financial Services. Inc. Robb Variable Corp. Frontier Trust Compan y Frontier Trust Company/P. Gardner R ich. Inc . F. Inc. Inc.. GMP Securities L. Garrett Nagle & Com pany. LLC/GMO Trust Funds Distributor. Inc. G. Global Securities Corporation/CDS Global Strategic Investments. Gleacher & Company Securities. LLC/Ashmore Funds Funds Dist ributor. Global Credit Partners. Investment Services. LLC/MIRAE Asset Discovery Funds Funds Distributor.C. Golden Beneficial Securities Goldman Capital Management. Inc Glickenhaus & Co. LLC Genuity Capital Markets USA. Billings. Inc. FS C Securities Corporation/Advantage Capital FSC Securities Inc. Inc.Alphabetical Reference January 2011 Fried (Albert) & Company. Gelber Securities. LLC Global Trust Company Global Trust Company /NRS Global Trust Company/NTRS Global-American Investments. Inc. Gilbert. Gates Capital Corporation Ga tes Capital Corporation. Inc. Garrett (Andrew) Inc./Goldman Sachs International Funds Goldman Sachs Exe cution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & C learing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Go ldman Sachs Execution & Clearing 5752 4586 4553 0235∆ 0161∆ 5992 0530 0530∆ 0103∆ 0443† 05 01∆ 0161∆ 0279∆ 0352∆ 0141∆ 0226∆ 0415 0443∆ 0501∆ 0443∆ 0234∆ 0234∆ 0352∆ 0234∆ 2139 0284∆ 5 4∆ 0234∆ 0234∆ 0352∆ 0019∆ 0352∆ 0443∆ 5092 5026• 0235∆ 5069• 0234∆ 5915 5311 5357 0234∆ 0234 3∆ 4083 0234∆ 0019∆ 5572 5799 6570 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0443† 0279† 0352† 0141 3† CNS CNS CNS CNS CNS CNS CNS CNS 0235† 0161† 0226† TAIG GSSC GERO GFLO GESX GETS GFIG GFIS FONG GDCO PRGA GILG RGIL GIRL GIMM GCMC . Inc General Securities Corp. Ramsey & Co. Inc. Glickenhaus & Co. Gilboy (P. Global Brokerage Services. Gabelli Funds . Frontier Financial Consultants. Glendale Securities. Gardner Financial Services Inc. GETC O Execution Services. Frontegra Funds.P. Inc. Inc. LLC Geneos Wealth Management. Inc. LLC Genesis Securities. Inc. Inc. Glickenhau s & Co. Inc. LLC Garbacz Group I nc. Ltd. Inc. Inc. LLC Gold Coast Securities. Georg eson Shareholder Securities Corp. Gagnon Securities LLC Gar Wood Securities. Howe & Co. Gartmore Morley Capital Management./Commer ce Funds Goldman Sachs & Co. Inc. Girard Securities. LLC Gilford Securities Incorporated . Goldberg (Gary) & Co. Fusion Analytics Secu rities LLC G&L Partners.L. LLC Getco Securities./I ronbridge Funds. Friess Associates. LLC Gfong Associates./CDS Global Resource I nvestments. Gladowsky Capital Management Corp. LLC Getco Execution Services.. FTN Financial Services Corp. Goldman Sachs & Co. L. LLC Genesis Securities.J. Inc. LLC Frontegra Funds.Retail Girard Securities. Inc. Glynn (J./CDS Gatten Sadowski Inc Ga ye (C. Goldman Sachs & Co. GBM International. GIT Investment Services. Ltd. LLC FSC Securities Corp.G.A. Inc. LLC G. FTC Capital Marke ts. Glenmede Trust Company.) & Sons Securities. Inc. Inc. Inc. GBS Financial Corporation GE Financial Trust Company GE Investment Distributor s. Gateway Securities Inc. A. Frost National Bank-Capital Markets FRS Securities.) & Co. Glazer (C. FundQuest Inc orporated Funds Distributor. Inc. LLC Global Crown Capital LLC Global Crown Capital.

CLGC CLGL GLBT GLBX GLCH GLEN GLWD GLIC GLIC GSBI GCPL TMAI GCCL GFSI GLBL GISJ HBCO GMAX GRIL GSCF GSIL GSRI CNS CNS CNS CUFT FROS FSEC 0226† 6751 0161† CNS TFT CNS FSCS FTCG FTSC FTNP 0443† 0202 CNS CNS FARS INDX GNLP GFBD GABE GGWI GAGN GARW GWDS JGII GRST GAFI GDNR GMCI ANDG GARR 0234† 0234† 0352† 0234† CNS CNS CNS CNS 0443† CNS 0279† 0234† 0234† 0352† 0019† 0352† 0443† CNS CNS CNS CNS CNS CNS CNS GATS GATS GTWY GSAD PUMP GBMT GBMS GBSL 0234† 0443† CNS CNS GELB GLBY GENS GNDS GNDT GNSA GNSB GNSD GNSG GCMU 0443∆ 0158∆ 0103∆ 5970 5679 0695∆ 0695∆ 0244 0279∆ 0234∆ 0118 0118∆ 0161∆ 0234∆ 0234∆ 0234∆ 0 GAME PSRI GLYN GMPS GMSG GRYG GOBE GCMI 0234† 0234† 0443† 5016 0443† 0226† 0234† 0019† CNS CNS CNS CNS CNS CNS CNS CNS 0234† CNS BZZH GSFF GSGG GSHH GSII GSJJ .

P. Goldman Sachs Execution & Clearing L. Guzman & Company Guzman & Company Guzman & Company GWFS Equities. LLC Grace Financial Group. LLC Guaranty Financial In surance Solutions Inc. L. Inc. Grub b & Ellis Equity Advisors. Greenberg Financial Group Greencoast Capital Pa rtners./Fund Trading Guardian Investor Services LLC G uggenheim Funds Distributors. Goldman Sachs Execution & Clearing L. LLC Grace Financial Group. Goldman Sachs Execution & Clearing. LLC Grace Financial Group.P. Goldman Sachs Execution & Clearing . Mills & Long. Granite Financial Group.P.P. L. LP Goldman Sachs International Ltd.P. LLC Graham (B. Inc.P. LLC GunnAllen Financia l.) Locke Investment Services. P. Goldman Sachs Execution & Clearing L. L..P. Goldman Sachs Execution & Clearing L. Guardian Insurance & Annuity Company. Gordon Hasket & Co. L. LLC Griffith (M.B. Inc. GRB Financial LLC Great American Advisors. Griffin ./Trust Networking Grace Financial Group LLC Grace Financial G roup. Inc GRND GAFL GFIN GFNC GWLP GRB F AGSS 0052∆ 0501∆ 0158∆ 0158∆ 0309∆ 0750∆ 0052† CNS 0309† 0750† 0443† CNS CNS CNS . LLC/Grubb & Ellis Healthcare Reit II. GSECLP/Equities Execution GSECLP/Kellogg Capital GSECLP/Princeton Secu rities Group GSECLP/Wolverine Trading G-Trade Service. GSKK GSLL GS MM GSNN GSOO GSPP GSQQ GSRR GSSS GSTT GSUU GSVV GSWW GSXX GSYY GSZZ BZYF BZYG BZ YH BZYI BZYJ BZYK BZYM BZZH BZZJ BZZO BZZP SILK GSAA GSBB GSCC GSDD GSEE SETS SG MA BTGG GSCO GORD GHAS GHCC GORN GTRN GOLA 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 05 501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 0501∆ 5208 0005 0435 0226∆ 0226∆ 0501∆ 0750∆ 0678 0473 05 8∆ 0158∆ 0158∆ 0158∆ 0501∆ 0235∆ 0443∆ 0750∆ 0501 CNS Grand Capital Corp. (The) Guardian Insurance & Annuity Company. LLC Gramercy Securities. Inc. Griswold Company. L. Goldman. Gruss (Oscar) & Son Incorporated Gruss (Oscar) & Son Incorporated GRW Capi tal Corp. L. LLC Grubb & El lis Equity Advisors. Greenwich Financial Services LLC Green wich High Yield LLC Greenwich Prime Trading Group. Guggenheim Securities LLC Guggenheim Securiti es. Haskett Capital Corpor ation Gorian Investment Group Gotham Lawrence Corporation GPC Securities.P. Inc. Inc. Transfer Agent. LLC Gurun Inc. Goldman Sachs Execution & Clearing L.P. LLC Greenman. Inc. LLC Guggenheim Securities. Inc.P. Gordon. Greenwich Capital Markets. Griffon May. Griffin Financial Group.P. Inc. Inc. Connally. Inc.) & Company Gramercy Financial Services. Inc. LLC/Grubb & Ellis Apartment Reit. Inc. Inc. Goldman Sachs Execution & Clearing L. LLC Grace Financial Group.P. Grodsky Associates.P. P. LLC Grace Financial Group.P. LLC Grenel & Company GRF Capi tal Investors Inc.. G rossman & Co. Goldman Sachs Execution & Clearing L. Haskett Capital Corporation Gordon. I nc. Inc. Transfer Agent. G PC Securities.P. Sachs & Co. L. GWM Group. Great Pacific Securities Great Point Cap ital LLC Greater Community Financial LLC Great-West Life & Annuity Insurance Com pany Green Street Advisors.P. Granite Financial Group. Grigsby & Associates. Goldman Sachs Execution & Cleari ng. Gunnar (Joseph) & Co. Great American Life Insurance Company Great Eastern Securities. Gordon & Co. LLC Guggenheim Securities.P. Granite Associates . Goldman Sachs Execution & Clearing. Inc. LLC Grubb & Ellis Equity Advisors. Goldman Sachs Execution & Clearing. Inc. Inc. Inc. L. Goldman Sachs Execution & Clearing L. Greentree Brokerage Servi ces. Goldman Sachs Execution & Clearing. Inc. Goldman Sachs Execution & Clearing.P. Greenman. Goldman Sachs Execution & Clearing. L. Parker. Inc. LLC Griffin Securities. Goldman Sachs Execution & Clearing. Transfer Agent. Grant Williams. Goldman Sachs Execution & Clearing L. Inc. Inc. Goldman Sachs Execution & Clearing L.Alphabetical Reference January 2011 Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sa chs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execut ion & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clea ring Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldm an Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs E xecution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing L.

GREA GPSS MAVB GRCF 5949 0234∆ 0226∆ 0442∆ 0226† 0443† CNS CNS GNAV NEHL GCPM GPCG GBSI CAPM GFSL GHYL GPTG GRNL GRFC GRFN GSEC PRNC GRIF MACP GRIG GRIS GROD TRDW 4735 0443∆ 0235∆ 0443∆ 0443∆ 0161∆ 0309∆ 0501∆ 0501∆ 0235∆ 0234∆ 0234∆ 0234∆ 0235† 0103† 0443† 0443† 6777 0161† 0309† CNS CNS CNS CNS TFT CNS CNS 0235† 0234† 0234† 0141† 0443† 0279† CNS CNS CNS CNS CNS CNS CNS CNS 0501∆ 0234∆ 5415 0226† 0234† 3464 OGRU GRWC 3465 0420 0019∆ 0443† 0048 0399 0151 0501∆ 0443∆ 7504 4533 4637 5573 0526 0181 0352∆ 0443∆ 0 443∆ 0543∆ 0226∆ 0161∆ 0501∆ 0234∆ 0257 CNS SLWT GTRD 0005 0226† 0226† 0141† CNS CNS CNS CNS CLYM GUGG LNKS GUGS GNLR JGUN GURN GZML GUZM GZMN RLCC 0526 0352† 0443† 0543† 0226† 0279† 0161† 0501† CNS CNS CNS CNS CNS CNS CNS CNS GFGO GFGH GFGL GFGL GFGP GFGP MVPF BBGC GMCY SCRI 0501† CNS 0235† 0443† CNS CNS 0226† CNS .

Inc. Herndo n Plant Oakley Herold (Bernard) & Co. Inc.A. Inc. LLC Hamilton Johnston & Co. Inc. Burt & Watson. Dodeles & Co. Hutchinson. Hightower Securities. Howells (M. Hartford Investmen t Financial Services Co. Inc. Height Securities. Dodeles & Co. H.Alphabetical Reference January 2011 GWM Group. Highlander Capital Group.. HBK Finance. Sho ckey. Beck. Harris (Chester) & Co. Hanmi Asset Securities./Buffalo IPS HSBC Securities (USA) Inc. Inc. Inc. LLC I-Bankers Securities. Hold Brothers Execution Services LLC Hold Brothers Online Investmen t Services LLC Hold Brothers On-Line Investment Services.. Heidtke & Company.C. Howard Weil. Hampton Securities (USA). LLC HFC Capital Corporation HFP Capital Markets LLC Higgins Capital Management. Hart (LJ) & Company Hartfield. Inc. I nc. Hardcastle Trading USA. Inc. Inc. H omestead Funds. Halcyon Cabot Partners.) & Co.L. Hudson Securities. Inc. Highland In formation Services Inc.S. Inc. HEFL HEFR SKFS BUZZ HITS HCPI HENY HENN NHWI HFSB HPOL HERO HERF HXGN HCFN HFPC HIGG COHI HIPC HIGH HTWR HTJP HILF HKCS HLMS 0443∆ 0443∆ 0443† 0443† 0141† 0019∆ 0279∆ 0443∆ 0235∆ 0727∆ 0443∆ 7107 0443† 0501∆ 0158∆ 0235∆ 0161 7∆ 0528 0501∆ 0279∆ 0784 0352∆ 6553 HOTO HORW HWIL HOWE HWLS MSHJ HRCS 0326 0352∆ 0226∆ 0141∆ 0019∆ 0019∆ 5971 2122 2165 2049 0816 0486 0816∆ 0161∆ 0161∆ 0501∆ 0052∆ 0443∆ 0750∆ 0234∆ 230 383 0234∆ 0049∆ 0158∆ 6189 0226∆ 0443† CNS 0279† 0352† 2447 CNS 0158† 0235† 0226† 0161† 0443† 43† 0352† 0727† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0279† 0443† 0235† 0141† 0727† 014 43† 0141† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0226† 0226† 0727† ./Fixed Income Securities HSBC Securities (USA). Haywood Securities Inc. Hunter Associates Inc. LLC Hartford Investment Financial Services Co. Harris Inve stors Services. Erley & Co. LLC Havkit Corporation Hayden Stone & Co. Hunter Scott Financial. Hanson McClain Hantz Financial Services. Harris. Inc. HSBC Bank USA. Wellington & Co. LLC RLCC HBCK WELC WAIN HABB W MPB BBHP HMRK HASK HASD HAJO HMPT HANK DHAN 0226∆ 0702∆ 0158∆ 0501∆ 0750∆ 0309∆ 0235∆ 0234∆ 0 0161∆ 0226∆ 0727∆ 4866 5950 0309∆ 0279∆ 0614 0279∆ 0443∆ 0443∆ 5471 0501∆ 0235∆ 6022 0443† 07 0† 0309† 0235† 0234† CNS CNS CNS CNS CNS CNS CNS Heflin & Co. Inc. Hewitt As sociates LLC Hexagon Securities. Harbor Funds Distribut ors. Hefren-Tillotson/Shelby. Inc. G. LLC Hightower Securities. Humbard. Inc. Huntingon National Bank Huntington Investment Company Hu ntington National Bank/Traditional Insurance Huss Services. Hartford Securities Distribution Company. Inc. HSBC Securities ( USA).A. LLC Hollencrest Securities. LP HCFP/Brenner Securities. Hazlett. LLC Harger and Compan y. Inc. Hartford Life and Annuity Insurance Company Hartfor d Life Insurance Company (The) Hartford Life Insurance Company/Corporate Busines s Hartford Life Insurance Company/Government Business Hartford Life Insurance Co mpany/HLS Fund of Funds Hartford Life Insurance Company/Life Business Hartford L ife Insurance Company/Mutual Fund Hartford Securities Distribution Company. Inc.. H. Hugo Marx & Co . Inc..A. LLC Heartland I nvestment Associates Hedge Fund Capital Partners. LLC Hun ter World Markets. James W. H./IPB HSBC Bank USA. Inc. N. IBERIA Capital Partners L. Inc. Hamershlag.A. HybridTrading.) & Co. Burt & Watson. Inc.S. Inc. Hancock Invest ment Services. National Associat ion HSBC Bank. Hapoalim Securities USA. . Herzfeld (Thomas J.. Inc. Incorporated Howe Barnes Investments. Inc. Wainwright & Co. Inc. Inc. Harbour Investments Inc.C. LLC Hand Benefits & Trust Company Hand Benefits & Trust Company Hand Securities. LLC Hill Thompson Magid & Co Inc. Hancock Securities Group. Inc. Hantz Financial Services. Inc.A. Inc.. Ha venwood Capital Markets. Hennion & Walsh. Inc. Inc. Inc. Heritage Financial Systems. Inc. LLC Hold Brothers On-L ine Investments. N. Inc.) & Co./Buffalo HSBC Bank USA. Inc./Upromise Hartford Investment Financial Services/Hartfor d Advantage Investments Ltd. LLC Henderson Capital Partners LLC Henley & Company LLC Hen nig (Carl M. LLC Haywood Securities (USA) Inc. Townsend & Kent. Inc. Inc. Howells (M. High Point Capital Group. N. Hall mark Investments. Inc.. Hornor. Inc. Inc. Hudson Securities. Inc. Haberman Brothers Hahn Securities. Inc. LLC Hefren-Tillotson. Tit us & Donnelly.) Inc. Frederick and Shelby Div.USA. Ltd. Harvestons Securities. N. Harris N. Horwitz & Associates. Inc. Hazle tt. LLC Hamershlag. HKC Securities HLM Secu rities../PRG Harvest Capital LLC Harvest Financial Corporation Harvestons Securities. Inc ./Stock Loan Hudson Securities. LLC Home Financial Services. Inc. Harmon Financial Advisors. Hornor. HRC Investment Services. Inc. Inc. Ha poalim Securities USA. IBC Agency Inc. Townsend & Kent. Inc. Kern.

CNS CNS CNS AIRS HANS HMRN HAFS ITEC POLI HARB HCTA HRGR CHHS HRRS HRST 0309† 0226† CNS CNS 0443† 0443† 0443† 0501† 0235† 0141† 0443† 6713 CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS HBON ONLI HOLD HLLC VOLS 2697 LJHT HFLD 0451 4856 5892 0443† 0451 CNS TFT 4829 4669 4501 4662 4663 4681 4658 4599 0765 5920 0701∆ 0727∆ 0226∆ 0279∆ 0052∆ 0052∆ 0279∆ 5 58• 0226∆ 0252 0158∆ 0234∆ 0226† 0141† 0019† 0019† 0443† CNS CNS CNS CNS CNS HSBK HSBM HSBC HDSM HDSN HDSI MARX JWHJ HNTR PLCP WRLD HUCO 0816 0486 0161† 0161† 6741 0443† 0235† 0226† CNS CNS CNS CNS TFT CNS CNS CNS HACA HVST HARS HARS HAVN HAVK HAST HAYV HASF HAZL HBKI HCBR HIAI KKSS 0701† 0727† 0226† 0279† CNS CNS CNS CNS 0279† 0226† 0352† 0158† 0226† CNS CNS CNS CNS CNS HUSS HUTC HYBD MILE IBER 0234† 6963 0049† CNS TFT CNS 0226† CNS .

(The) Inve stment Centers of America. LLC/ING Offshore ING Life Insurance and Annuity Company ING Life Insurance and Annuity Company/Fund Serv/Trading ING Life Insurance and Annuity Company/ING Financial Solutions ING Life Insurance and Annuity Company/ INVGVA ING National Trust Company ING National Trust Company/IFS ING Private Wea lth Management LLC ING USA Annuity and Life Insurance Company ING USA Annuity an d Life Insurance Company/Mutual Funds Trading Ingalls & Snyder. IIG Horizons Securities LLC Illustro Trading LLC Imperial Capital. Inc. Investor Service Center Inc. LLC Instinet. Investment Center (The) Investment Center.) LLC Inve stin Securities Corp. LLC ING Investment Advisors. ICP Securities LLC ICP Securities. LLC/Retail Clearance Interbolsa Securities. LLC ICD Securities ICMA-RC Services. LLC Industrial and Commerical Bank of China Financi al Services LLC Infinex Investments Inc. Englander & Co. Inc. Inc. Interactive Brokers. Inc. Englander & C o. Inc. LLC ING Investments Distributor. Israel A. LLC ING Financia l Partners. Ltd. LLC Island Traders Securities Israel A. Infinium Securities. Invesco Distributors. Institutional Securities Corporation Integral Financial. Inc. Internet Capital Markets Corporation Interpacific Investors Services. Inc. Inc. Inc. Invesco Distributors./Offshore Inv estacorp Investacorp. LLC Investscape. LLC Independent Bankers ' Bank of Florida Independent Brokers LLC Indiana Merchant Banking & Brokerage C o. Interactive Brokers LLC Interactive Brokers LLC/Ti mber Hill Specialist Corp. LLC ING Financial Markets LLC ING Financial Markets. Inc. LLC Invemed Associates. LLC IFC Holding. Inc. Inc. ING Financial Partners. Inc. Inc. Israel A... Inc. Indiana Securities. LLC Imperial Investments Ltd. Intercontinental Asset Management Group. LLC Invesco Distributors. LLC/TPA Accounts ING Investment Management Services LLC ING Investments Distributor. Inc. Inc. Inc. Inc. Inc./Invest Financial Corporation IFC Holdings. Inc. Inc. InTrade. LLC Innova Securities Inc. Integrity Life Insurance Co mpany Integrity Trading. Inc. LLC International Capital Markets. LLC IBGT GARB POLW GARC GARQ GARZ ICDS 0501∆ 0148 0161∆ 0501∆ 0501∆ 0501∆ 0750∆ 0 282 4942 5549 0161∆ 0566 ISFA LBSC IIGH ILUS IMPC IMPL IMSS INCP IBBF INDE IMBB IN DI ICBK NFTY INFN INFC INFU INGG INGF 0226† 0226† 0226† 0541∆ 0443∆ 0501∆ 0279∆ 0235∆ 0309∆ 0 27∆ 0388 0113 0727∆ 0161∆ 0234∆ 0551∆ 0172 0270∆ 0270 0492 0465 0291 0591 FSFS 0352∆ 5734 585 5473 4508 4575 4740 4635 2360 5377 INGW 4506 4510 0124 0750∆ 0161∆ 0067∆ 0436∆ 0067 023 5∆ 0279∆ 0279∆ 0443† CNS 0352† CNS 0443† CNS CNS CNS CNS 0148 0161† 0161† CNS CNS CNS Integri Brokerage Services Integrity Funds Distributor. Investment Management Corporation Investment Man agement Services. International Strategy & Investment Grou p. Intermerchant Securit ies LLC International Assets Advisory. Investacorp... IPO Capital Ironstone Securities Inc. LLC/ING IODC ING Investments Distributor./AIM Global Advisors Limited Invesc o Distributors. Inc. Inc. Israel A. Infinity Financial Services Infinium Se curities. IFMG Securiti es.S.Alphabetical Reference January 2011 IBG Trading. LLC Insti tutional Capital Management. Inc. LLC Instinet. Inc. LLC ICAP Corporates LLC ICAP Corporates LLC ICAP Corporates LLC ICA P Corporates. IMS Securities Inc. ING Financial Advisers. Inc. Itau Europa Securities Inc. LLC ICAP Corporates. Investec Securities (U. Invex. Intervest International Equit ies Corporation INTL Trading./Fund Management Co. Investment Professionals. Inc. Instinet. Intercoastal Financial Se rvices Corp. Inc. Inc. Inc. International Strategy & Investment Group. LLC Icon Distributors. Inc. Inc. Inc. Itau Securities.. Investors Ba nk & Trust Company Investors Bank and Trust Institutional Company Investors Capi tal Corporation Investors Capital Corporation Investors Securities Services. Englander & Co. Englander & Co. IBSJ 0234∆ 5657 4549 0234∆ 0017 0046 0534 0443∆ 0234∆ 0052∆ 0443∆ 0234∆ 0226∆ 0352∆ 5591 0158∆ 022 38∆ 0352∆ 5540 4882 5450 6592 0138 0226∆ 0352∆ 0443∆ 0234∆ 0318 0443∆ 0565 0235∆ 0727∆ 0727∆ 52∆ 0235∆ 6052 5890 4946 2132 0443∆ 6016 0234∆ 0352∆ 5039∆ 0279∆ 0161∆ 0158∆ 0019∆ 0161∆ 0352 443∆ 0443† 0052† 0443† 0226† 0352† CNS CNS CNS 0534 0443† 0226† CNS CNS CNS 0234† CNS INTG IBKR IBSP IBKR IBSA ICFS IFSC ICON IMSL INTA CNCR ICTI ISIG . ISERoute. LLC Inlet Securi ties. Inc In ternational Correspondent Trading. Investment Partners Asset Manage ment Investment Placement Group Investment Planners Inc. Inc. Inc. Isaak Bond Investment. Investment Professional s. Inc. Incapital. Investment Network. Infinium Securities. LLC Intercarolina Financial Services. Inc./LSSI ING Investment Advisors. LLC ICMA -RC Services.

0234† CNS ICPX ICPS 0443† 0161† CNS CNS CNS CNS 0235† 6778 0226† 0279† 0727† 0388 0727† 0161† CNS TFT CNS CNS CNS CNS CNS CNS ICMC IPAC IVST INTL ITLC INVM 0226† 0443† 0161† 0352† CNS CNS CNS CNS ARCH INVE INVC NVST ICEN KCIM IMSI IVNT 0226† 0352† 0443† 0234† 0443† 0235† CNS CNS CNS CNS CNS CNS IPGR INPI INPR 0235† 0443† CNS CNS ICCP ISSC TIME IVEX IPOC ISSB IAAK ISEO ITSI IAEI IAEX IAEA IAEC IESI ITAU 0443† 0443† 0234† CNS CNS CNS INGS LLSI INNO INTW INAR INCA ICMH ISCN INFI 0124 0750† CNS CNS 0443† 0279† 0161† 0019† 0161† 0352† CNS CNS CNS CNS CNS CNS 0067 0235† 0279† CNS CNS CNS .

Cole Financial. JB Drax Hon roe.A. Morgan Clear ing Corp. Inc. Inc. Morgan Securities Inc /Specialist JPMorgan Chase Bank N.. Morgan InstitutionalInvestments Inc. Inc.Lyons. J.K. Financial Services.J. Inc. Inc.A) John Hancock Life Insurance Company (U. J. W. J. W. Morgan Securities LLC/NYSE J. Morgan Secu rities. National Association JPMorgan Chase Bank/PB-PCS Shared Services JPMorgan Chase Bank/PCS Shared Services JPMor gan Chase Bank/TIAA-CREF JPMorgan Distribution Services./JPMorgan Chase Health Savings JPMorgan Chas e Bank N.J. Jackson Securities LLC James B aker & Associates. LP J./ Showel Capital. Inc.A.P. Jettrade. Lemon & Co. Jefferies Execution Services. M organ Securities LLC J.S. Inc. LLC J. LLC Jane Street Markets.P. I nc. J.B Hilliard. Morgan Securities.P. JP Morgan Chase Bank. J.P. LLC Jeffries Partner Opportunity Fund II. Inc. Chilton & Associates. Scott Securi ties Corp. Inc. Lyons.P. JPMorgan Distribut ion Services. J. Jefferies & Company. J. LLC JNK Secur ities Corp.K. Inc. Inc.P. LLC J.P. Inc. Inc.P. N . Morgan Clearing Corp.B. Morgan Institutional Investments.P. LLC Jane Street Markets. LLC Jane Street Markets. Hill iard./Schroder Inv estments JP Morgan Chase Bank/ADP Express Account JP Morgan Chase Bank/IA JP Mor gan Chase Bank/J. Jefferies & Company. JPMCC / J. IVY Securities. Inc. B utterfield Investments Company Jackson National Life Insurance Company Jackson N ational Life Insurance Company of New York Jackson National Life Insurance Compa ny/Brooke Life Jackson Partners & Associates Inc. Morgan Securities.L. Janco Partners Inc.P. Inc.P. Morgan Clearing Corp. Jefferies & Co. Morgan Securities. J. Morgan Securities LLC J. JFD Secu rities./Option Opportuniti es J. Morgan Clearing Corp.P.. J. J. Inc. Inc. Inc. Inc.P.) & Co. Morgan Securities. Inc. Morgan Clearing Corp. ITradedirect./CDS JonesTrading Joseph Grace Holdings./Service Bureau Jefferson National Life Insurance Company Jeffrey Matthews Financial Group./Jane Street Capital. Incorporated Jones (Edward D.. J.P./Worldwide Securities Services Hewitt Accounts JPMorgan Chase Bank. J. Inc. / Custodial Trust Company JPMorgan Chase Bank. L. JMP Securities. Inc. & Co.P. Jack V.L./ Bu rke Trading. Jefferies Execution Services./JPM Off-Shore Funds JSF Securities Corp Jump Trading Jump Tra ding Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading Jump Tradi ng Jump Trading JHDR JKSI JSSF JNKK 0052∆ 0750† 0158∆ 0501∆ 5582 5910 4594 4513 5994 471 6 4714 4715 4661 4660 CNS 0768 0279∆ 0352 3827 3887 3837 3809 4871 0187 5865 0060 0406 0226∆ 0352∆ 0352∆ 0352∆ 0352∆ 0 352∆ 0352∆ 0235∆ 4552 4584 4581 0100∆ 0443∆ 0443∆ 0352∆ 0352∆ 0352∆ 0352∆ 0374 0374∆ 5781 546 4∆ 0019 0352∆ 0443∆ 0535 0536 4573 0235∆ 0019∆ 0052∆ 0234∆ 0161∆ 0750† 0235† 0352† 0226† 0768† 0768 0103† 0279† 0443† 0352 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CHSI .P. Morgan Securities. W. Morgan Securities.K. Inc.com Corp. N. Rice & Company LLC Johnston. JK Securities. Jones Gable & Company LTD. Inc.Alphabetical Reference January 2011 ITG Canada ITG.P. Inc. Morgan Securities LLC/ Private Client Services Div J. Inc. LLC Jesup & Lamont Securities Corp. J. LLC J. Jesup & Lamont Securities Corp.R. LP J. Inc. Jane Street Markets. Inc. LLC John Hancock Life & Health Insurance Company / LTC John Hancock Life Insurance Company John Hancock Life Insurance Company (U .A.A) /LTC John Hancock Life Insuran ce Company (USA) / Global Diversification John Hancock Life Insurance Company (U SA) /Diversified Equity John Hancock Life Insurance Company (USA) /Fundamental H oldings John Hancock Life Insurance Company (USA)/Group Pension John Hancock Lif e Insurance Company (USA)/Insurance John Hancock Life Insurance Company (USA)/RP S Seg Funds & Accounting ET7 John Hancock Life Insurance Company of New York Joh n Hancock Variable Life Insurance Company Johnson.A. Inc. LLC Janney Montgomer y Scott LLC Janney Montgomery Scott LLC Janus Distributors LLC Janus Distributor s LLC/Janus Capital International Limited Jaypee International. J. JP Morgan Retirement Pl an Services LLC JPMCC / Bear Specialist. Jefferies & Co.P.P.P. John Hancock Funds.S. ITGC ITGI ITDC IVYS JSSC JWCF HLHC HDLY JKCA JKFS JKRC BSSC 5059∆ 009 9 0750∆ 0235∆ JH Darbie & Co.

0187 CNS 4704 4607 4595 0352∆ 0443∆ 0057 5070• 0443∆ 0727∆ 6699 0409 2357 5978 7147 0351 0363 0915 0204 CUST 2424 0902 6652 2255 2006 5599 5798 0284∆ 0120∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 0695∆ 5∆ 0695∆ PCSD BEAR BEST JPME JPMG JPMP JPMS JVBF 0226† 0352† 0352† CNS CNS CNS 0235† CNS JRCO JOLE EDJO JNGF JONE ETSB 0443† 0057 0443† 0727† CNS CNS CNS CNS JPTR JACK BAKR JANC JANE JANS JSPT NASJ JANY JMSI 0100† 0443† 6069 0443† 0352† CNS CNS TFT CNS CNS 0374 CNS JPII JBDH JEFF BDIR PJEF PJEF 0019 0352† 0443† CNS CNS CNS WDSB JEFM JHYT JSUP JSLI JETT JFDS 0235† 0019† 0443† 0226† CNS CNS CNS CNS JSFA JTSS DYSO KACS MKME PXGG SPDM WINB WINF WINH .

LLC Ledgemont Ca pital Markets. Key Investment Services LLC KeyB anc Capital Markets Inc.. KW Securities Corporat ion Kyson & Company L & M Securities Co. Legacy Financial Services.) & Co. LavaFlow.) & Company Kohn (L. Shull & May. Inc. Knight Capital Americas.. Kimelman & Baird. Knight Capital Markets. Bruyette & Woods. Inc. Kovitz Securit ies./CDS Leerink Swann & Company Leerink Swann & Company Legacy Asset Securities In c. LLC Kevin Hart Kornfield & Co. Leaders Group. Keeley Investment Corp. Kellogg Capital Group LLC Kellogg Capital Markets. Securities. LLC Lead er Investments. Thalmann & Co. L aBranche Structured Products LaBranche Structured Products Direct LaBrunerie Fin ancial Services Ladenburg. Lafayette Investments Incorporate d Lafferty (R.) & Co. Kelley (D. LaBranche Financial Services. Inc.F.P. Knight Execution & Cleari ng Services LLC Knight Execution & Clearing Services LLC WINR JVBG KALA KRCO KBK F KBKP KBRK KADI KBCO WYOM KALO KASH KBRO KBFP KCCI KDCO KDOF KEAN KEDM KBWI KEE L DMKC PERF KEGG KPAR KSGB TKGA 0695∆ 0443∆ 0352∆ 0352∆ 0695∆ 0234∆ 0284∆ 0235∆ 0443∆ 0443∆ 0 0352∆ 0443∆ 0580 0501∆ 0161∆ 0352∆ 0443∆ 0226∆ 5661 0141∆ 0501∆ 0501∆ 0161∆ 0551∆ 0226† 4529 0443∆ 0309∆ 0443∆ 0158∆ 0019∆ 0501∆ 0501∆ 0158∆ 5608 0799∆ 0799 2205 0750∆ CNS 0443† 0352† 03 NS Knight Execution & Clearing Services LLC Knight Execution & Clearing Services LLC Knight Libertas. L.) & Company Koonce Sec urities Inc. Kenneth. Ltd... LLC K night Equity Markets.. LaBranche Financial Services. KBC Financial Products KCCI.A. Securities LLC Kabrik Trading Kabrik Trading LLC Kabrik Trading LLC Kadick Incorporated Kahn Brothers & Co. LLC K GS Alpha Capital Markets LLC Kildare Capital Kildare Capital Kildare Capital Kil ey Partners. LLC/Lazard Global Active Funds (Offshore) LCS Securities. Inc. Kensington Capital Corp. Inc. Kaiser and Company Kalos Capital Incorporated Kashner Davidson Secu rities Corporation Kaufman Bros. LLC King (C. K. LLC Kevin Dann & Partners. LLC Kellogg Partners Institutional Services LLC Kellogg Special ist Group. Legend Merchant Group. Kenny Securities Corp. Inc. LLC Kelt (The) Group. L.) & Company. LLC LAM Securities Lamon & Stern Inc. Inc. Inc. Inc.M.R. (The) Lebanthal & Co. Kovack Securities. LLC Knight Capital Markets. LLC.Alphabetical Reference January 2011 Jump Trading JVB Financial Group K.P.M. LLC Lazard Freres & Co. Kipling Jones & Co. Knight Equity Markets. Inc. Lampost Capital.) Co. Associates Inc.W. Inc. Kershner Securities. K ercheville & Company Kern. L.) & Associates..P. Lawson Financial Corporation Lazard C apital Markets LLC Lazard Capital Markets. Lara. Latour Trading. Inc. Inc. KDC Merger Arbitrage Master Fund. Inc. Inc..Y. LLC Kohn (L.. Inc. Legend Securities DTTX NITD LIBE LMKO KOSE KRTH KOVS KVTZ KRAM KRUG KLDC KUYK LAKA KWSC KYSN LMSC AMIC LABD LABS LABZ LASP LSPD LABR LTCO LSPI LAFB SBIL LAKE LMSE LAMS LAMP POST LANP LDOT LSSI LATN LAMA LDSC LARC LARK LSNB LASS BZYS LMFI FLOW LAVA GOTO LWFL LAZA LZCM 0232 0226∆ 0103∆ 0235∆ 5001 0641 0501∆ 0641∆ 0443∆ 0308 0352∆ 4850 5417 0352∆ 0727 5∆ 0295∆ 0443∆ 0235∆ 0194 0712 0235∆ 0226∆ 0443† 0235† 0712 0235† 0226† 0443† 0141† CNS CNS CNS CNS CNS CNS CNS 0235† 0443† 0226† 0750† 0226† 0352† . Knight Capital Americas. Suslow Securities. L. Inc. Suslow Securities. Lake Forest Securities . Inc. Inc. L...P.L. Inc. Inc. Inc. LLC Kemper Investors Life Insurance Company Kem per Investors Life Insurance Company/Destinations Kendrick Pierce Securities. CV Keane Securities C o. Inc. Kedem Capital Corp. Inc. LaBranche Financial Servic es. Kinsell. LLC LaSalle Street Securities . Key Bank N.. In c.C. LLC Leede Financial Markets Inc . Ltd. LLC Kershner Trading Group. Inc. Laidlaw & Company (UK) LTD. Keefe. KW Securities Corp. Jerome & Co. Landolt Securities. LLC Kramer Securities Corp. Korth (J. L. Keeley Investment Corp . Inc. LLC Lauren & Merlin Inc. Kun-Lun Development Cor poration Kuykendall & Schneider. LaSalle Natio nal Bank/Dealer Operations LaSalle St.P. Newcomb & De Dios.S.M. Kern. Keybank National Association Keystone Securities. LavaFlow. Krueger Brokerage. L . Lampost Capital. KJM Securities. L. L. Lazard Freres & Co. Lantern Investments. KMS Finan cial Services KMS Financial Services. KDC Mer ger Arbitrage Fund.C. Inc. Inc. Langdon Shaw Securities. LLC Ledgewood Capital Management. LaraDorbecker Securities Co rporation Larimer Capital Corporation Larkin (Emmett A.A. Inc. Inc. Inc.P. Laurential Bank of Canada/CDS La vaFlow. Ltd. Lancaster Pollard & Co. In c. Inc. Inc.

CNS CNS CNS CNS CNS CNS 0727∆ 0279∆ 0309∆ 0235∆ 0727∆ 0161∆ 0161∆ 0161∆ 0551∆ 0551∆ 0226∆ 0235∆ 0750∆ 0727∆ 0750∆ 023 0352† 0443† 0226† 0141† 0501† CNS CNS CNS CNS CNS 0309† 0352† 0235† 0226† 0727† 0226† 0161† 0161† 0161† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0188† 0226† 0141† 0235† 0750† 0727† 0750† 0443† CNS CNS CNS CNS CNS CNS CNS CNS KEND KJER KENY KENS KERC SLOW KSSC KRSH ZONE DANN KHKC KISL KEYB KEYS KGSA KCAP KILD KCAP KCIX KIML KING KOND KJCO KJMS KMSF KELG KELL TRIM KCMP NITE NITP VABD NITC 0052† 0443† CNS CNS 6709 0226† 0727∆ 0158∆ 0235∆ 0235∆ 0750∆ 0443† 0235† 0226† 0235† 0750† 2498 0226† 0235† TFT CNS CNS CNS CNS CNS CNS TFT CNS CNS 0158† CNS 0226† 0799† 0799 CNS CNS CNS 0279∆ 0279∆ 0235∆ 0352∆ 0743 0309∆ 0750∆ 0443† 0158† 0279† 0235† 0352† 0743 0309† 0309† 0226† 0443† CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS 0443† 0308 0352† CNS CNS CNS 4835 0295∆ 0295∆ 0295∆ 0295∆ 0295∆ 0295∆ 0161† 0161† 0141† CNS CNS LCSS LIIC LEAD LBCO NARI LEDG LEDE LEER LESW LASE LGND SPCS 0352† 0727† 0226† 0443† 0443† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0049∆ 5071• 0443∆ 0443∆ 0235∆ 4138 0235∆ 0234∆ .

0443† 0443† 0235† 0235† CNS 0295 .

M&I Distribut ors LLC/Marshall Funds M&I Distributors. Inc. Inc. Libucki & Co. LLC/Legg Mason Global Funds PLC Leigh Baldwin & Co. Lighthouse Financial Group. LLC Lime Brokerage. LLC Lime Brokerage LLC Lime Brokerage LLC Lime Brokerage. LLC/Legg Mason Collective Trust Legg Mason I nvestor Services. LLC Lord Abbett Distributors Lord Ass et Management Trust Loring Ward Securities. Inc. Inc.. Inc. Louis Capital Markets. MacDougall. Inc../Connecticut Lincoln National Life Insura nce Company Lincoln National Life Insurance Company/For Annuities (The) Lincoln National Life Insurance Company/For Life Lincoln National Life Insurance Company /II Lincoln Trust Company Linkbrokers Derivatives Corporation Linkbrokers Deriva tives Corporation Linkbrokers Derivatives Corporation Lipper Convertibles. Inc. Lummis (J. LLC LFC Securities. LLC Lime Brokerage. Inc. LLC Lime Brokerage.) Securities. L LC Lightspeed Trading.J. Inc. M Fund Inc. LLC Lightspeed Trading. LLC Lime Br okerage. M. LLC/Citi funds Legg Mason Investor Services. Letsgotrade.P. Lexington Investment Co. LLC Locust Street Securities. Mackie Research Capital Corporation/CDS Mackie Research Capital Corporation/CDS Macquarie Capital (USA) Inc. Harkins & Co. LLC Lime Brokerage. Lifemark Securities Corp. L. L. Lenox Financial Services Inc.G. Inc. Inc. Inc. LLC Liquidnet. LLC Liberty Capital Investmen t Corp. LLC Lime Brokerage. Levco Securities. Madison Avenue Securities LNCL 0443∆ 0145 4 686 4615 4500 4633 4634 4685 0579 0651∆ 0501∆ 0501∆ 0695∆ 0352∆ LSCI LEYA LENX LEOC LEON 0512 0727† 0279† 0235† 0235† CNS CNS CNS CNS CNS DLAE LSKO LETS LISI LEVN SJLS LEVY LEXI WCMP LFRO LFCS LFCF PURP JACQ 5144 0226† 0234† 0443† 0418† 0352† 0352† 0235† 0279† 0279† 0309† 0226† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS .. LLC / Third Avenue Capital PLC MacAl laster Pitfield Mackay Inc. Liberum Capital Inc . Lincoln Life & Annuity Company of New Y ork Lincoln National Life Insurance Co./CDS Mack Inves tments Securities. Littlewood (L. Lifet ime Achievement Fund. LLC Lime Br okerage. Inc. Macquarie Capital (USA) Inc . Inc. LLC Lime Br okerage.J. L. LLC LF R othschild. LLC Lime Brokerage. Inc. Liquid Capital Securities. LLC Madden Securities Corp. Liberty Group. LLC Lime Brokerage. LLC LFC Securities. Amarico. LLC Lime Brokerage. LLC Lon gleaf Partners Funds Loop Capital Markets.) & Company Long Island Financial Group. Inc. Whitman. L eumi Investment Services. Ltd.P. LLC Lincoln Benefit Life Compan y Lincoln Benefit Life Company/Administered by SE2 Technology Solutions Lincoln Financial Advisors Lincoln Financial Securities LDSI LGNT 0234∆ 0052 5749 5570 583 4 5630 5833 6013 0512 0727∆ 0235∆ 0235∆ 5862 5144 0234∆ 0052 CNS Corporation Lincoln Inv estment Lincoln Investment Planning Inc. Inc./CDS Macro Risk Advisors. LLC Lightspeed Trading. LLC Lime Brokerage. LLC Lime Brokerage. Inc. Levinson (S. Macquarie Private Wealth Inc. Lo ng (S. LLK Insurance Brokerage Services. LLC Le gg Mason Investor Services. LLC Lightspeed Trading.) & Sons LLC Levy. LLC Lime Brokerage. MacDougall & MacTier Ltd.P. Lepercq. LLC M&I Marshall & Ilsley Bank M&T Secu rities. Legent Clearing LLC Legg Mason Investor Services. M. Inc. Lutheran Brotherhood Family of Funds (T he) M & T Securities. Leonar d & Company Leonard Securities. LLC/529 Plans Legg Mason Investor Services.P. Lerner (David) Associates. Inc. Lexit Capital..Alphabetical Reference January 2011 Legend Securities. Inc Longbow Securities. Inc. Lesko Securities Inc. Loeb Arbitrage Fund Loeb Par tners Corporation/Retail Lombard Securities Incorporated Lombardi & Co. De Neuflize/Tocqueville Securities . LLC Lieblong & Associates.) and Associates. LM Ande rson Securities./CDS Macquarie Private Wealth Inc. M Holdings Securities.M. LLC Lime Brokerage. Inc. Inc. LLC LEK S ecurities Corporation Lemley. Scott & Valenti. LLC Lloyd. LLC Lime Br okerage. Lov ell Incorporated Lowell & Company LPL Financial Corporation LTC Investment Servi ces. Yarling & Co. LLC Liberty Life Assurance Company of Boston Liberty Life Insurance Company Liberty Partners Financial Services.

LINQ LINK LINX LPCO LIQD LQNT LTLI 0443† CNS 0551† 0352† 0141† CNS CNS CNS 0501∆ 0352∆ 0352∆ 0234∆ 0235∆ 0279∆ 0309∆ 4641 4562 LPFS LINC LBKI LASI LMAR LFCM LSXF LSPE LSSU LSPG LBCE LIPR JFLI LITB LIFO LIMA LING LINH LINI LINJ LINL LINN LINO LINR LIMB LIME LIWO JXLI LIFC 0309∆ 0 352∆ 0512∆ 0309† 0352† 0141† 0226† 6514 0234∆ 0234∆ 0234∆ 0442∆ 0501∆ 0100∆ 0161∆ 0019∆ 0100∆ 0442∆ 0442∆ 0442∆ 0442∆ 0442∆ 0442∆ 0501∆ 0501∆ 0501∆ 0536∆ 0695∆ 4559 CNS CNS CNS CNS LSVL ANSU LSSM LOEB LOBR LOMB LOCO SGLC LIFG LBOW LOOP 6009 0352∆ 0501∆ 0352∆ 0352∆ 0158∆ 0019∆ 0235∆ 0309∆ 0019∆ 4863 0443∆ 5500 6636 5672 0501∆ 03 0352† 0443† 0352† 0158† 0235† 0309† CNS CNS CNS CNS CNS CNS 0443† CNS 0234† CNS LOUI LEVL LOWL YLPL AIAI JMLS 0279† 0309† 0075 0226† 0226† CNS CNS CNS CNS CNS MRIS MTDB AMCO 5106 0040 5425 0757 6561 5352 0992 0443∆ 0158∆ 5916 0664 5022 0727∆ 5029∆ 5029• 0158∆ 0158∆ 5 25 5010• 0501∆ 0443∆ 0992 0443† 0158† TFT CNS CNS PMCI MINV MREC RECA MACQ MSUS YKTN MRAD MADN MAVS 0158† 0158† 4689 LFAC 0211 0226† CNS 0279† 0443† CNS CNS .

.

Meridian Equity Partners Inc. Mell (W. McDonnell./Shields & Company Matthew 25 Fund. Inc. Pierce. Inc. Me rlin Securities. Merrill Lynch Professional Clearing Corp . Inc. LLC Managed Accoun t Services.Alphabetical Reference January 2011 Madison Avenue Securities. Marquat. Inc. Matrix Capital Group. Fenner & Smith I ncorporated Merrill Lynch. Inc. McKelvey (George) Co. Lewis & Vlak LLC McNicoll. Madison Investment Advisors. Inc. / The Monteagle Funds Matrix Capital Group. In c.S../Order Desk Merrill Lynch. Lew is & Vlak LLC MDB Capital Group.M. LLC Merlin Securities./Pope Family of Fund s Matrix Capital Group. Inc. Inc. Inc. NA (TBC) MBSC Securities Corporation/Mellon Global Funds MBSC Securities Corporation/The Bank of New York Mellon MBSC. LLC Mercer Trust Compan y Mercer Trust Company Merchant Capital. LLC Mercator Associates. Inc. Inc.H. Inc. Pierce. I nc. Fenner & Smith Inc. LLC Maximum Fina ncial Investment Group./CDS Maple Securities U. Inc. Inc. McKim Capital./Catalyst #2 Matrix Capital Group. Inc.. Inc. Manufacturers & Traders Trust Company Manufactu rers & Traders Trust Company/TPA Manufacturers and Traders Trust Company Manulif e Securities Inc.A. Inc.) Oppenheim & Co. LLC MBSC Securi ties Corporation EQUI 6428 0049∆ 6577 4987 0443∆ 0750∆ 0235∆ 0235∆ 0279∆ 0501∆ 5411 0501∆ 573 BTS 0234∆ 5753 0750∆ 5709 0234† 0750† CNS MBSC Securities Corporation/Mellon Bank N.. Fenner & Smith Incorporated 6657 6538 6598 6615 5913 0161∆ 0226∆ 6403 0443∆ 0235∆ 5076∆ 0727∆ 0226∆ 0750∆ 0234∆ 0052∆ 0443∆ 0702∆ 0161∆ 0049∆ 0226∆ 0551∆ 0279∆ 0727∆ 0100∆ 023 7103 0234∆ 0019∆ 0234∆ 0727∆ 0352∆ 0501∆ 0551∆ 0161∆ 0551 0551∆ 0551∆ 0161 0161∆ 0161∆ 0161∆ 0161† CNS 0161 CNS MWCO EMOC MAGI MAIA MSMC MSCB MNSL MFML MASE 0443† 0750† 0235† 0235† 0188† 0501† CNS CNS CNS CNS CNS CNS MBSC MWRI MCCL MCTY MCDC MDON JPMC GMCK DBMC ROND MCKN MCLF MCLI MMAN MCME MLVM MLVT MDBC MEAN MEBO WMEI MELL MELN MSMM MERC PERM MERQ MTOR . LLC Merlin Securities. Inc./Frank Funds Matrix C apital Group. Manor Investment Funds. LLC/Members Mutual Fund Madison Will iams and Company Magnus (E. LLC McAdams Wright Rage n. McLiney & Company McMahan Securit ies Co. Inc.P. MCL Financial Group. Inc. LLC Meeschaert Capital Markets.) & Co. LLC Mercadien Securities Mercantile Brokerage Serv ices. Inc. Mark Boyar & Co./Congressional Effect Fund Matrix Capital Group. McGowan (J. Fenner & Smith Incorporated Merrill Lynch. Madison Capital Markets. LLC Mako Financial Markets. LLC Meridian Equ ity Partners Inc. LLC Manhattan Beach Trading Financial Services./Nest Egg Funds Matrix Capital Group. LLC Mercor Securities. Pierce./Fund Operations Massachusetts Mutual Life Insurance Company Massie Capital Ltd . Marco Polo Securities Inc.A. Marquis Financial Services. Fenner & Smith Incorporated Merrill Lynch. Inc. Marcus Schloss & Co . Inc. Inc. McKenna (D. Maxxtrade. Inc. Inc. MEB Options. McMillion Securities.. Mellin Securi ties. Maple Securities USA. Inc. Manning & Napier Investor Services. McCamish Systems. Inc. LLC McClurg Capital Corporation McCourtney-Breckenridg e & Company McDermid Capital Corp./Catalyst Funds Matrix Capital Group . Inc. LLC Means Investment Company. Inc. Inc. Meritus Financial Group. Main Street Management Company Maine Securities Corporation M ainsail Group LLC Mainsail Group. Mai a Securities./Amidex Matrix Capital Group. Merrill Lynch. Inc . Inc. Inc. Inc. Inc.. Inc. Fenner & Smith Incorporated Merrill Ly nch. LLC Madison Investment Advisors. McK innon & Company Inc. McNicoll. Matrix Capital Group. Max International Broker/ Dealer Corp Maxim Group. Mercator Associates. Inc. Pierce. Jean Marquette De Bary Co. May Davis Partners.) & Company. Inc. Maguire Investments. LLC Managers Investment Group. Melvin Securities. Pierce. Marsco Investment Corporation Martinez-Ayme Financial Group Incorporated Mason Securities.) & Co. Ma plewood Investment Advisors.) Associates. Pi erce. Inc. Inc. LLC Merrill Lynch Pierce Fenner & Smith Incorporated Merrill Lynch Professional Clearing Corp.P. Matrix Capital Group. Massachusetts Mutual Life Insurance Co . F enner & Smith Inc. Inc. Pierce. ( MCM) MBSC Securities Corporation/Mellon Bank N.B.A.. Inc. Merrill Lynch.. (SMAM) MBSC Securities Corpora tion/Mellon Bank. Matthews (J oseph) & Co. Me rrill Lynch Professional Clearing Corp. L. Manning (V.

0161† 0226† 0443† 0235† CNS CNS CNS CNS 0141† CNS MANI CNS MTSD 2128 0990 5047 0501∆ 0269 0226∆ 0443∆ 0418∆ 0443∆ 0234∆ 0052∆ 0287 0309∆ 0922 TFT 0443† 0226† 0725† 0750† 0234† 0052† 8039 0443† 0702† 0161† 0226† 0226† 0279† 0443† 0727† 0235 CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS MASL MAPL MPLW DVNE MSCA BOYR MARQ MDEB MAFS MRSC AYME MSIE 0226† 0443† 0418† 0443† 0234† 0141† 0052† 0287 0443† CNS CNS CNS CNS CNS CNS CNS CNS CNS 4534 4545 0234∆ 0158∆ 5681 6697 6606 6607 5527 5637 5372 5694 5695 5843 6637 0750∆ 030 9∆ 0443∆ 0234∆ 0234∆ 0309∆ 5523 MASY MATX 0158† CNS MCLL MSLC MERP MEPT MEFG MERL RLIN MLIN WVBD PRST PXOR PROR MLCO MLTX MLMA MLPK MLSE MLSJ MLSK 6733 TFT 0727† 0352† CNS CNS 0161† 0551 CNS CNS JMAT MAXI MAXM MXFG MAXX MDPS 0443† 0234† 0234† 0309† CNS CNS CNS CNS .

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Fenner & Smith Incorporated Merrill Lynch. Pierce. Inc. Merrill Lynch. Inc. Inc. Fenner & Smith Incorporated Merrill Lynch. MF Global Inc./Fixed Income MF Global Securities. LLC MGI Securities (USA) Inc. Inc. Inc. Pierce. Merrill Lynch. Inc. Pierce. Inc. Pierce. Pierce . MICG Inves tment Management Michigan Securities. Merrill Lynch.W. Pierce. MML Bay State Life Insurance Company MML Investors Services MML Investors Services.. Inc. Inc. LLC Merri on Securities. Fenner & Smith Incor porated Merrill Lynch. MF Global Inc. Mis sion Securities Corporation Mitchell Securities Corporation of Oregon Mitsubishi UFJ Securities (USA). Merrill Lynch.P. Fenner & Smith. Pierce .Alphabetical Reference January 2011 Merrill Lynch. Midwestern Securities Trading Company. Pierce. LLC Miller. Inc. L. Inc. Mid Atlant ic Capital Corp. Millingto n Securities./BAI Merrimac Corporate Securities. Inc. Inc. Pierce. Fenner & Smith Incorporated Merrill Lynch. Mismi. MFR Securiti es. Fenner & Smith. Inc MF Global Securities. Merrill Lynch. Inc. Fenner & Smith Incorporated Merrill Lynch. In c. Mizuho Securities (USA) Inc. Pierce. Inc. Mogavero. Millennium Advisors. Fenner & Smith Incorporated Merrill Lynch. Fe nner & Smith. Fenner & Smith Incorporated Merrill Lynch./TPA Metropolitan Life Ins urance Company MLSL MLTA MLTC MLTE MLTF MLTI MLTJ MLTK MLTL PXCJ MLPX MLBB MLBC BOFA BCEX MLCA MLCB MLCC MLCD MLCF MLCG MLEL MLEX MLSH MLTN MLTQ MLTV BCEP 0161∆ 0 161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0551∆ 0651∆ 0651∆ 0773 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0161∆ 0551∆ 0424 0234∆ 0472 0443∆ 0352∆ 0501∆ 0727 4583 4505 46 84 0597 7131 5777 0234† 0443† 0352† 0727 0773 CNS Meyers Associates. Pierce. Inc. MetLife Insurance Company of Connecti cut MetLife Investors Insurance Company MetLife Investors USA Insurance Company Metlife Securities. Pierce. Fenner & Smith. LLC Miller Tabak Roberts Securities. LLC MKM Partners LLC MMC Securities Corp. MND Partners. Fenner & Smith Incorporated Merrill Lynch. Inc . Mizuho Securities USA Inc. Inc. MF Global Inc. Fenner & Smith. Merrill Lynch. Meyers Assoc iates. Moloney Securities MYLG MYRS EDFM M FFT MANS MFCH MFDV MFEZ MFLI MFSR MFON MFED MFMS MFPT MFRS 0052∆ 0750∆ 0650 0120∆ 0120 0120∆ 0120∆ 0120∆ 0120∆ 0120∆ 0120∆ 0120∆ 0120∆ 0120∆ 5516 6605 5840 5954 5008∆ 0352† 0141† CNS CNS CNS 0052† 0750† 0650 0120† 0120 0120† 0120† 0120† 0120† 0120† 0120† CNS CNS CNS CNS NS CNS CNS CNS CNS CNS 0443† CNS ./Fixed Income Mizuho Sec urities USA Inc. Pierce.P. Pierce. MF Global Securities. MFS Heritage Trust Company MFS International Fund s MG Trust Company. Mizuho Securities USA Inc. Pierce. Inc. Merrill Lynch . Fenner & Smit h Incorporated Merrill Lynch. Fenner & Smith. LLC Mesirow Financial. Merrimack Val ley Investment Inc. Pi erce. Mischler Financial Group. Merrill Lynch. Midsouth Capital. Inc. Inc. Fenner & Smith. MetLife Securities. L. LLC Middlegate Securities Ltd. Midamerica Financial Services. Fenner & Smith Incorporated Merrill Lynch. Inc MF Global Securities. Metlife Securities. Fenner & Smith. Fenner & S mith. Minnesota Life Insurance Company Minnesota Valley Investments Mirae Asset Securities(USA) Inc. Inc. Inc. Fenner & Smith. Inc. Midland National Life Insurance Company Midland National Life Insurance Company Mid-Ohio Securities Corp. Fenner & Smith. Inc MF Global Securities. Inc. Pierce. Inc. Inc. MFS Distributors Inc. Merrill Lynch. Inc. LLC Miller Tab ak & Co. Inc./Metli fe Defined Contribution Group Metlife Securities. Fenner & Smith Incorporated Merrill Lynch. Fenner & Smith./SungardHinsdale Mid Florida Equities . Lee & Co. Merrill Lynch. MND Partners. Pierce. Milkie Ferg uson Investments. Pierce. Pierce. Fenne r & Smith Incorporated Merrill Lynch. Pierce. Pierce. Pierce. Inc MF Global Se curities. LLC Midwood Securities Inc. Mid Atlantic Capital Corp. Inc. MK Securi ties USA. Inc. Pierce. Midas Securities LLC Midas Securities . Fenner & Smith. Inc. MHA Financial Corp. Merriman Curhan Ford & Company Merrion Securities. Pierce. Fenner & Smith. Tabak & Co. Pierce. Inc..). Millegan (J. Pierce. Mid Atlantic Capital Corp. Inc. Merrill Lynch. MF Global Securities. Inc MF Global Securities. Inc. Inc. Inc. Fenner & Smith. Merri ll Lynch. Merrill Lynch. Merrill Lynch. Pierce. Fenner & Smith Incorporated Merrill Lynch. MF Global Sec urities. Fenner & Smith Incorporated/Fixed Income Merrill Lynch. Pierce. Inc. Inc.

MGIS MHAF MICG MSIM MACC 0226∆ 0101 0102 0750∆ 0052∆ 0234∆ 0234∆ 0226∆ 4709 7248 MOFO MFSI KMDS MDAS MDGS 0234† 0234† 0226† CNS CNS CNS MIOH MIDS MSTC MDWD MIFI JWML MADV MTCN MITR MTCO MTON MVII MASU MISL MISM MSEC MORE MUFG 0235∆ 0226† 0235† 0226† 0141† 0226† 0727† 0226† 0443† 0352† 0352† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0743∆ 0727∆ 0443∆ 0352∆ 0352∆ 0279∆ 4560 0727∆ 0234∆ 0161∆ 0442∆ 0750∆ 0361∆ 0076 2396 0161∆ 0727† 0161† 0161† 0750† CNS CNS CNS CNS MERR MKVA MERI MERS MERG MSRO CNS CNS CNS CNS 0076 0161† 0443† 0234† CNS MZHX FUJI MZHO FALC MKMP MMCS CNS CNS CNS CNS 0161∆ 0161∆ 4546 0161† 0226† MSII 0443† CNS GRPS MNDY MNDX MOGA MOLO 0255 0161∆ 0161∆ 0501∆ 0235∆ CNS CNS 0161† 0235† CNS .

. Inc. Morgan Stanley & Co. Investments Services. Inc. Morgenthau & Associates . LLC. LLC Nationwide Fund Distributors. MP S Global Securities. LLC NASDAQ Execution S ervices. MVP Financial. LLC NASDAQ Execution Services. Inc. Inc. Morgan Stanley & Co. Inc./Universal Institutional Funds.P.P. Morgan Stanley & Co. Crespi. Inc Mystockfund Securities. Inc. Morgan Stanley & Co. Morgan Stanley & Co. Inc. Natixis Dis tributors. Montecito Advisors. Morgan Stanley & Co.. Municipal Partners Murphy & Durieu Murphy & Durieu Murphy & Durieu MOSE MPLM MNRC MFCA MYMK MWCC M ONR MOJO MONA MORF MSIT 0443∆ 0501∆ 0158∆ 0226∆ 0158∆ 0161∆ 4565 0141∆ 0161∆ 0352∆ 0279∆ 0050 0∆ 0050∆ 0050∆ 0050∆ 0050∆ 0050∆ 0050∆ 0050∆ 0050 0015∆ 5857 0050∆ 0050∆ 6646 5767 4944 5512 0015 0050∆ 0418∆ 0226∆ 0780 0750∆ 6496 0120∆ 0161∆ 0234∆ 0727∆ 0466 0443† CNS 0727∆ 0651∆ 04 1† 0443† 0141† 0443† 0050† 0103† 0226† CNS CNS CNS CNS CNS CNS CNS CNS Murphy & Durieu Mutual Money Investments. LLC NASDAQ Execution Services. LLC Nanes Delorme Capital Management. Incorporated Morgan S tanley & Co. Inc. L.P. Montag & Joselson Montecito Advisors. Inc.P. Inc. LLC MYD Market. LLC NASDAQ Options Services. Inc.. Inc. L./Morgan Stanley Investment Funds Morgan Stanle y & Co. Inc.. Morgan Stanley & Co. MURD TRSR 0443∆ 0279† 0398 0226∆ 0075∆ 0226∆ 0234∆ 0595∆ 0226∆ 0052∆ 0234∆ 0352∆ 0568 0568∆ 9∆ 0163 0237 0520 0520∆ 0520∆ 0734 0309∆ 5008∆ 5008∆ 0443∆ 5008∆ 2316 0226 4550 4555 0668 005 26∆ 6472 4656 0738 6559 5794 0263 4577 4530 4650 4514 4576 4515 0234∆ 0605 0031 5542 5525 5714 6678 6677 PHRS 0309† CNS 0226† 0226† CNS CBOL MLPL MVSG MVFN FMVP MYDM MSFS NAIS NAFA NDCM BRUT DARQ INET NQRB NSDQ NQBX NQPX NQOP ILND PHLY CAES NACL NBKT NBFC PTLV NBDT . Morgan Stanley & Co. Momentum Trading Partners./Liquidit y Funds Morgan Stanley & Co. LLC NASDAQ Stock Market. Inc.. Morton Clarke Fu & Metcalf... Inc../Natixis International funds (LUX) I Navaid Financial Services. Mundoval Fund s Municenter. Inc. Mutual Service Corporation MV Securities Group. Morgan Stanley & Co. LLC (The) Municipal Capital Markets Group.. Inc. Inc. Inc. Inc. Morgan Stanley & Co. Keegan & Company. Inc.P. LLC MVP Financial. LLC NASDAQ Options Se rvices. Morgan Sta nley & Co./Loomis Sayles Funds Natixis Distributors. National Bank of Canada F inancial Inc National City Bank National Financial Services Corporation National Integrity Life Insurance Company National Life Insurance Company of Vermont Nat ional Planning Corp. Inc. LLC Monarch Capital Grou p LLC Monarch Financial Corporation of America Money Market One Institutional In vestment Dealer Monness. Inc. NAFA Capital Markets. Nationwide Life & Annuity Company of America Nationwide Life Insurance Co. Hardt & Co. Nati onal Stock Exchange Nations Financial Group. Multi Financial Securities Corporation Multi -Bank Securities. Inc. National Securities Corporation National Securities Corpora tion National Securities Corporation National Security Life and Annuity Co. LLC MS Securities Services. Inc. Inc. Inc./CDS National Bank Financial of Canada Inc. LLC MPS Global Securities. LLC Natixis Bleichroeder.. LLC NASDAQ Execution Services. Inc. National Bank Fin ancial Inc. Morgan Stanley & Co.. Inc. Morgan Stanley & Co. Morgan./Dublin Liquidity Morgan Stanley & Co. Natixis Distributors. Mutual of Omaha Investor Services. Morgan Joseph & Co. Morgan Joseph & Co. LLC NASDA Q OMX BX. Mo ors & Cabot. Inc. Inc. Monroe Securities Inc. Inc./Income Products Nationwide Life Insurance Co. Nationwide S ecurities. L. Inc./Natixis International funds (Dublin) I Natixis Distri butors. Morgan Stanley & Co.. Inc. Inc. Montrose Securitie s International Monumental Life Insurance Company/Peoples Moors & Cabot. Inc. Incorporated Morgan Stanley & Co. LLC MTL Equity Products. (The) Nationa l Alliance Securities Corporation National Banc Financial Inc. Morningstar Investment Services. Inc./Hansberger Funds Natixis Distributors. LLC/Gartmore SICAV Nationwide Investment Servi ces Corp. MTG. Inc. Inc. Multi-Financial Securities Corporation/Vestax Securities Corporation Multi-Financial Securities Group Multinvestments.Alphabetical Reference January 2011 Moloney Securities Co. Inc./Variable Life Nationwide Life Insurance Company Nationwide Life Insurance Company of America Nationwide Life Insurance Company/Group Annuity Nationwide Planning Associates Inc. Mutual Securitie s. Inc. N. Nationwide Fund Distributors.. Inc. Inc. L.A. Incorpor ated/Advisor Funds Morgan Stanley Broker Dealer Services Morgan Stanley Smith Ba rney LLC Morgan Stanley Smith Barney LLC Morgan Stanley Smith Barney LLC Morgan Wilshire Securities. Inc.. L. Inc. Morgan Stanl ey & Co. LLC NASDAQ Execution Services. INC NASDAQ OMX PHLX LLC NASDAQ Options Services.

CNS CNS 0226† 0052† 0443† 0234† 0352† CNS CNS CNS CNS CNS MCBT MCIN MJCO MJOS MSED MSEE MSEF MSEG MSEH MSEI MSEJ MSEK MSEA MSEB MSCO MSNY MSOT MSTW 0141† 0161† 0352† CNS CNS CNS 0163 CNS 0309† CNS 0050 0015† CNS CNS NFSC 0226 CNS NAPK NATL 0052† 0226† CNS CNS CINN NFGR 0141† CNS DEAN MSPW MSSB MWSI MOKE MORG MCFM DDSH MPSG MSSS MTGO MTLE MTBK 0015 0050† 0418† 0226† 0780 0750† 0226† 0120† 0161† 0050† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS NPAI ABLE 0444 MULT MTVN MCTR MCMG MUNP MURP MURF MURG 0352∆ 4902 0161∆ 0443† 0352† 0161† 0309† 0443† 0 41 0158† CNS CNS CNS CNS CNS CNS CNS 0031 CNS 0041 0158∆ 0103∆ .

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LLC Neidiger. LLC Newedge USA. Inc. LLC Newedge USA. LLC Northern Lights Distributors. Nestlerode & Co. North South Ca pital LLC North Trading Partners. LLC Newedge USA. LLC Newedge USA. NFSCO . Inc. Nolle nberger Capital Partners Inc. LLC Newedge USA. Inc. LLC/Astor Long/Short ETF Fund Northern Lights Distr ibutors. P. In c Northeast Securities Inc. LLC New Vernon Securites.Stock Loan NI Advisor s Nicholas Company. Inc. LLC New Windsor Associates. LLC/Ca rdinal Bank Northern Lights Distributors. Newtek Securities. LLC/Arrow Funds N orthern Lights Distributors. LLC/Chadwick & D'Amato Fund Northern L ights Distributors. Inc. Inc. Inc. New York Life Insurance and Annuity Corporation/Fixed Income New York Life Trust Company Newbridge Securities Corpo ration Newbury Street Capital Limited Partnership Newcourt Securities. North Sea Securities. Inc. LLC Newedge USA. Neuberger & Berman Management. LLC/Altegr is Managed Futures Strategy Fund Northern Lights Distributors. Neiman Funds Nelnet Capital LLC Nelnet Capital LLC/College Savings Group Nelnet Capital. LLC Newedge USA. LLC NBCN. NFP Securities. LLC/Chariot Absolute Return Currency Fund Northern Lights Di stributors. Inc./Fixed Income Nordberg Capital Inc. LLC/Bull Path Funds Northern Lights Distributors.Com. Northern Capital Sec. Inc. Newe dge Canada/CDS Newedge USA LLC/Equity Clearing Division Newedge USA. LLC Newedge USA. Nikoh Securities Corporation Niphix Investments. LLC Nevwe st Securities Corp. L. NFP Securities. Inc. L. LLC/BTS Bond Asset Allocation Fund Northe rn Lights Distributors. LLC Newedge USA. NVGT NBGT FMAF NBFI NDXT N EED NTBC UFSM 0234∆ 5008∆ 5008• 5008∆ 0279∆ 0352∆ 5587 0279∆ 5738 0750∆ 6583 5880 0279∆ 0235∆ 61∆ 0234∆ 0235∆ 0052∆ 5810 5665 6681 6591 0352∆ 0234∆ 0052∆ 0707 0443∆ 0234∆ 0352∆ 4548 4571 52∆ 0443∆ 0309∆ 5003• 0608 0718 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0 0608∆ 0608∆ 0608∆ 0608∆ 0608∆ 0443∆ 0234∆ Newport Group Securities./Lehman Brothers Alpha Funds Neuberger Ber man Management Inc. Neonet Securities. New Castle Financial Group. Inc. Inc.. Inc. Inc. Neonet Securities. New York Life Insurance and Annuity Corp. N oble International Investments NobleTrading. Nomura Secur ities International. LLC/Ban don Isolated Alpha Fixed Income Fund Northern Lights Distributors. LLC Newedge USA. L. Inc. Network 1 Financial Securities I nc. Noesis Capital Corp. LLC/CMG Absolute Return Strategies Fund REVA NEXC NXTY NEXT NTNT PSII 7218 0052∆ 0750∆ 0052† 6727 0443† 0234† 022 6† CNS CNS CNS CNS CNS 0279† 0352† 0279† 0750† CNS CNS CNS CNS 0234∆ 0481 5157 0234∆ 5590 0750∆ 0052∆ 0443∆ 0234∆ 0352∆ 0180 5222 0352∆ 0501∆ 0052∆ 0443∆ 05 1 5778 7104 0352∆ 0235∆ 4915 6694 4904 NIAD NIKH NIPH NOBL NBLT NOES NCPI NMRA . Nexity Bank Next Financial Group. L C Nexcore Capital. LLC/Boyar Value Fund Northern Lights Distributors. LLC/Autopilot Managed Growth Fund Northern Lights Distributors. Inc. Nextrend Securiti es. New England Securities Corporation New Horizons Asset Management Group.P. Nesbitt Thomson Securities. Inc. Inc. LLC North Woodward Financial Corp. LLC Nelson (Martin) & Co. LLC Ne wedge USA. I nc New England Securities Corp. Neuberger & Berman Management. LLC Newedge USA./AMT Funds Neuberger Berman Management Inc. NDX Trading. LLC NewO ak Capital Markets LLC Newport Coast Securities. LLC Needham & Company. Inc. LLC Newedge USA. LLC Newedge USA. Inc.. LLC/Bryce Capi tal Fund Northern Lights Distributors. New Alliance Investments. Nelsonreid. LLC/CIFG Funds Northern Lights Distributors. LLC/AdvisorOne Funds Northern Lights Distributors./Lehman Brothers Collective Trust Neuberger Berman. L LC Newedge USA. North Hampton Partn ers. Tucker. Inc. Needham & Company. Corp.Alphabetical Reference January 2011 Navigate Advisors LLC NB Global Trading.P. Nelson Securities . LLC/Adaptive Allocation Fund Northern Li ghts Distributors. LLC Newedge USA. Nomura Securities International./CDS NBF Securities (USA) Corp. Inc. LLC Newedge USA. Bruner. Inc. Ltd. Northeast I nvestors Growth Fund Northeast Investors Trust Northeast Retirement Services. LLC Newedge USA. LLC/Bishop Volatility Flex Fund Northern Lights Distributors. LLC/Biondo Fu nd Northern Lights Distributors. North Ridge Securities Corp. Northern Lights Distribu tors. Inc. LLC Newedge U SA.

0234† 0750† 0052† 0443† 0234† 0352† 0141† CNS CNS CNS CNS CNS CNS CNS MNCO NELS TIGC NNET NEON NTSI NSRD NTFN 0279† 0235† 0235† 0161† 0234† 0443† 0235† 0052† CNS CNS CNS CNS CNS CNS CNS CNS NORD NHAM NRSC OAKF NOSO NPNT NWFC 0443† 0052† CNS CNS 0309† CNS NBLB NWST NABC NCFS NESS NHMG NVAS WINS 0352† 0234† 0226† 0052† 0443† 0226† 0352† CNS CNS CNS CNS CNS CNS CNS NESC NORC 0352† 0235† CNS CNS 5333 4824 5400 6506 BRGE NSCB NWCT FIMT PCAP FMAT FCAR FCAS FCAT FIMU NALG NDMA NEBH NEBT NEBW NECT NEES NEGB NELD NELT NENB NEPB NESP NETR NEUC NEWO NCSI 0052† 0443† CNS CNS 5393 5477 5364 5796 6544 5401 5924 6540 5382 0608 0718 CNS CNS 5948 5378 6541 0443† 0234† CNS CNS .

LLC Nunami Services . LLC/Ladenburg Thalmann Alternative Strategies Fund Northern Lights Distributo rs. LLC/Miller Convertible Funds Northern Lights Distributors. LLC/Pacific Financial Funds Northern Lights Distributors. LLC/The Lacerte Guardian Fund 5395 5379 5634 5701 6668 6634 5319 5941 59 34 5758 Northern Lights Distributors. Inc. LLC/Toews Funds Northern Lights Distributors.Alphabetical Reference January 2011 Northern Lights Distributors. LLC Northwestern Mutual Life Insurance Company Nova Capital Markets. LLC/The Santa Barbara Group of Funds North ern Lights Distributors. Inc. LLC/Power Income Fund Northern Lights Distributo rs. Inc. LLC/Winans Long/Short Fund Northern Lights Distributors. In c. LLC/Strategic I nvesting Long/Short Fund Northern Lights Distributors. LLC/The Saratoga Advantage Trust Northern Lights Distri butors. LLC/Wintrust Capit al Funds Northern Securities Inc. NSX Securities LL C Nunami Services.) & Co. Northland Securities. LLC 4877 4959 5906 5853 5939 4825 5740 5080• 2669 6625 0993 668 9 NTHN 6500 5414 5041 NTRC NORT NPTP NOPO NSFP . LLC/CWC Aggressive Value Small Cap Fund Northern Ligh ts Distributors. Inc. Inc. LLC/Roge Partners Funds Northern Lights Distributors. LLC N oyes (David A. NWT Financial Group. O 'Connor & Company. LLC/SCA Funds Northern Lights Distributors. LLC/SouthernSun Funds Northern Lights Distributors. (The) Oakbrook I nvestment Brokers. Oakmark Funds (The) Oakpoint Advisors LLC Oberweis Secur ites. Inc. LLC Nutmeg Securities Nuveen Investments. LLC/Foxhall Glob al Trends Fund Northern Lights Distributors. LLC Northstar Financial Partners Northwestern Mutual Investment Serv ices. Inc. LLC Nuveen Investments. Inc. LLC/OCM Gold Fund Northern Lights Distribut ors. Inc. LLC/Sierra Core Retirement Fund Northern Lights D istributors. LLC N YLIFE Securities. LLC/ EAS Fund Northern Lights Distributors. Obsidian Financial Group LLC Obsidian Financial Group LLC OC Securities. NYLIFE Securities. LLC/Navigator Equity Hedged Fund Northern Lig hts Distributors. LLC/Princeton Futures Strategy Fund Northern Lights Distributors. NRP Financial.Trust Income Collections Northern Trust Company/Great Banc Collective Investment Trust I Northern Trust Company/M ondrian Wal-Mart Focused International Equity Fund Northern Trust Securities. LLC Nunami Services. LLC/Nile Funds Northern Lights Distributors. LLC/Wade Core Destination Fund Northern Lights Distribut ors. LLC/The Currency Strategies Fund Northern Lights Distri butors. Equi ty Sales Company (The) Oak Ridge Financial Services Group. Inc. LLC/North Country Funds Northern Lights Distributors. LLC/Generations Northern Lights Dis tributors. LLC/KCM Macro Trends Fund Northern Lights Distributor s. Oberweis Securities. LLC/Dent Strategic Portfolio Northern Lights Distributors./CDS Northern Trust Company (The) Northern Trus t Company (The) Northern Trust Company (The) . LLC/Tributary Funds Northe rn Lights Distributors. LLC Northpoint Tradin g Partners. LLC/GMG Defensive Beta Fund Northern Lights Distributors. LLC/Incline Capital Trend Following F und Northern Lights Distributors. LLC O N Equity Sales Co. Northpoint Trading Partners. LLC/Collective Trust NYLife Securities. LLC/Rady Funds Northern Lights D istributors. LLC/Copeland Risk Managed Dividend Growth Fund Nor thern Lights Distributors. O. LLC NY Life Securities. LLC/Puerto Rico Growth Fund Northern Lights Distributors. LLC/New York Life Insu rance Company Group Annuity Contracts NYPPEX. LLC/EM Capital Management Northern Lights Distributors. LLC/The Collar Fund North ern Lights Distributors. LLC/MutualHedge F unds Northern Lights Distributors. LLC/Palantir Fund s Northern Lights Distributors. NSM Securities. LLC/Gratio Value/S Fund Northern Lights Distributors. NYFIX Transaction Services. Obex Securities LLC O'Brien & Shepard. LLC/Epiphany Funds Northern Lights Distributors.N. LLC Nunami Services. LLC/Investment Partners Opportunities Fund Nor thern Lights Distributors. LLC/Dublin Funds NW Capital Markets Inc. LLC Nuveen I nvestments. Inc.

4900 0226∆ 0443∆ 0019∆ 0352∆ 0727∆ 0171 4590 0443∆ 0226† 0443† 0019† 0727† CNS CNS CNS CNS 5344 5622 5130 5394 5359 5433 6663 5644 5685 5332 5381 6624 5402 4933 5396 5628 6604 NCAP NOYS OFCC NSMS NSXS NAMB NAMA NAMD NAMI NTMG NVEN 0750∆ 0442∆ 0330∆ 0501∆ 0501∆ 0695∆ 0443∆ 0448 5520 4828 0279∆ 0234∆ 0501∆ 5539 5787 0141† 0352† 0750† CNS CNS CNS 0443† 0448 CNS CNS NWCM NWTF NYLS NYTS 0279† 0234† 0226† CNS CNS CNS NYPP ONES 5363 0235∆ 0092 0235† 0443† 0279† 0235† 0019† 0226† 0158† 0279† 0750† CNS CNS EQTS OBTG WIMS OBWS OBEX OBSH GSCL OFGL OCSI ALTR 5360 5927 6696 5403 0279∆ 0235∆ 4851 0019∆ 0226∆ 5697 0158∆ 0279∆ 0750∆ 0234∆ 0234∆ 0695∆ CNS CNS CNS CNS CNS CNS CNS .

The Papamark ou Wellner & Co. Paulson Investment Comp any. Penson Financial Services. Payden & Rygel Distributors Payden & Rygel Distributors/Metzler Payden Investment Group PCS Dunbar Securities. LLC PCS Securities. Inc./Oregon 529 Product Options house Corporation Optionshouse. Pacific Grow th Equities. Inc. LLC OTA Limited Partnership OTA LLC OTA.. Penn Investment Group. LLC Offutt Securities Inc. LLC OTR Global Trading LLC Pace (A. OM Securi ties. Penson Financial Services. Hislop. Inc. Paulsen Securities Inc. OptionsXpress.J. Penson Financial Services. Penson Financial Services. LLC Parker (S. Inc. LLC OCTEG LLC Octeg.. Palmieri (Angnardo) & Co. Penson Financial Services. Ogilvie Security Advisors Corporation OGSI Execution Serv ices Division of Oscar Gruss Ohio National Life Insurance Company Oien Securitie s Olmsted & Mulhall. Penson Financial Services.. LLC PCS Dunb ar Securities. Inc . O'Neil (William) & Co. Inc. Inc. PDQ ATS Peachtree Capital Corporation Pe acock. Inc. Online Brokerage Services. Inc. Pactual Capital Corp. Oppenheimer & Close Inc. (The) Penn Mutual Life Insurance Company Pennaluna & Company Inc. Inc. Inc. Inc. LLC PCS Dunbar Securities. Penson Financial Servic es. Orion Trading. LLC Octagon Capital Corp. Olympus Securities. Inc. LLC Pacific Investment Securities Corp. Paloma Securities SUNF OTGN STRT OCTG OMER ODNC ARCB OFUT OFGF OTSC 0695∆ 5042• 0352† 0341 0551∆ 0161∆ 0161∆ 0352∆ 0235∆ CNS P American Financial Advisers Panamerica Securities Pangburn Company. Oppenheimer & Co. Penson Financial Services. Inc. Inc. Penson Financial Services. Penson Financial Services. Parnassus Investments P artners Investment Network. Inc. Inc.P. LLC Pacific Commonwealth Corporation Pacific Crest Secu rities Pacific Financial Associates. L. Penson Financial Servic es. Olstein Associates. Inc. Paci fic American Securities. Optiver US. Penson Financial Services. Pacific Life & Annuity Comp any Pacific Life Insurance Company Pacific Life Insurance Company/ Life Division Pacific Life Insurance Company/Life Division Pacific On-line Trading & Securiti es. In c. Inc. Inc. Oppenheimer & Co. Inc. Inc. Inc. Inc. Pacific Select Distributors. Inc. Inc. LLC Odeon Capital Group OES Brokerage Services. Inc. Penson Financial Servic es. Pacific West Securities. LLC Orienta l Financial Services Orion Securities (USA) Inc. Ltd. LLC Omega Research Corporation Omnivest. Oppe nheimer Trust Company OppenheimerFunds Distributor. Inc. Penson Financial Services. Pennsylvania Avenue Funds Pennsylvania Group Incorporated (The) Penrod Financial Group Penserra Securities. One America Securities. Inc. Penson Financial Services. Inc. Penson Financial Services.. Olstein & Associates. Inc. OppenheimerFunds Distri butor. Penates Group Inc.) & Co. Inc. Inc. Inc. Inc. Paradigm Funds Pareto Securities USA Paris Securities Corporati on Paris Securities Corporation Pariter Securities. PAFS PANA PAPA NORP PCRP PARR FJRF PASC PARK DJRC PAUS PAUL 0501∆ 0443† 7145 0352∆ 5476 0443∆ 0501∆ 0695∆ CNS 0161† CNS 0443† CNS . Penson Financial Services. Inc. Inc. Penson Financial Servicea. Inc.C. Inc. Inc. Penson Financial Services. Inc. Penson Financial Services./Mass Mutual Institutional Funds OppenheimerFunds Distributor. LLC Penserra Securities. Penson Financial Services. Inc. Penson Financial Services. Inc OneAmerica Funds. Penson Financial Services. Inc./N ew Mexico 529 Plan OppenheimerFunds Distributor.) & Co. Inc. Penson Financial Services. Inc. Inc.Alphabetical Reference January 2011 O'Connor & Company.Inc Pension Planners Securities. Inc. Inc. Penson Financial Services. Inc Penson Financial Servic es Canada #2/CDS Penson Financial Services Canada #4/CDS Penson Financial Servic es. Inc. OFG F inancial Services Inc. Inc. Inc. Penson Financial Servic es. Staley & Given Inc. Penson Financial Services. Inc. Penson Financial Services. Pacific Global Fund. Pencal Administrators. Ol ympia Asset Management.. Penson Financial Servic es. Inc./CDS Octavus. LLC OM Financial Life Insurance Company OM Financial Life Insurance Company/Old Mutual (Bermuda) Ltd. Inc. Inc. Inc. LLC Park Avenue Securities L LC Park Avenue Securities.

0235† 0443† CNS CNS 0226† 0226† 0496 0443∆ 5783 0235∆ 0352∆ 0235∆ 5535 5556 0019∆ 0443∆ 0501∆ 0443∆ 0161∆ 0052∆ 0 2 0226∆ 4999 0052∆ 0161∆ 0501∆ 0235∆ 0501∆ 5091• 5082• 0234 0234∆ 0234∆ 0234∆ 0099∆ 0099∆ 010 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 023 0052† 0235† 0443† 0226† 0443† 0052† 0161† 0235† 0443† 0235† 0352† 0235† CNS CNS CNS CNS CNS CNS OIEN OLMM OLST OMPA OLMP 0037 4526 0501∆ 0158∆ 0501∆ 5775 0234∆ 0052∆ 7231 7242 0234∆ 0279∆ 0158† CNS 0234† 0052† CNS CNS OMSL DXSI OMNV 0226† 5315 5689 0161∆ 0234∆ 0443∆ 0571 0571∆ 0303 5511 5844 4941 5470 0234∆ 0501∆ 0338 0695∆ 4• 0234∆ 0551∆ 0019∆ 0551∆ 0551∆ 0352∆ 0443∆ 0750∆ 0158∆ 0750∆ 4860 0161∆ 0750∆ 4589 4532 654 CNS PCJJ PCDN PPCS EMBA PDQM PCCA PHSG BOBO PIGS PENA CNS CNS CNS CNS CNS ONEL GLBZ POPP OPCO WMAG 0161† 0443† 0443† 0571 CNS CNS CNS CNS PENG PENC PNSA PNSR PPSI PFBY PFSC FICA PFSI PFIN PFLS PFSU PFAR PITG PFSE PFDW PFWE PBBS PFAA PFAC PFAE PFAJ PFAO PFAP PFBB PFBC PFBF PFBI PFBJ PFBK PFCC PFCH PFCI PFCT PFCU PFCY PFCZ CNS CNS CNS CNS EZOP OPHS OXPS OPTU ORTL YORK OREO OTAA OTAD OTAS OTRT AJAY PAMS PCMC PACS PFAI GROW PISC 0338 0443† CNS CNS 0234 0234† 0234† 0234† CNS CNS CNS CNS 0019† .

CNS 0443† 0158† CNS CNS 0161† CNS PDTI PACW PCCN DPAA PLMA 0234∆ 5478 0226∆ 0727∆ 0352∆ 0226† 0443† 0727† 0352† CNS CNS CNS CNS .

Alphabetical Reference January 2011
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc./CDS Penson Financial Services, I
nc./People's Securities Inc. Penson Financial Services, Inc./Ridge Penstar Tradi
ng, LLC Pentegra Distributors, Inc. Penvest Securities Inc. People's Securities,
Inc. Peraza Capital and Investment, LLC Percival Financial Partners, Ltd. Perdi
ue Securities, LLC Performance Trust Capital Partners, Inc. Perkins, Smart & Boy
d, Inc. Permac Securities Permac Securities, Inc. Pershing Advisor Solutions, LL
C Pershing LLC Pershing LLC Pershing LLC Pershing LLC, Principal Trading Peters
& Co. Limited/CDS Petrie Parkman & Company, Inc. PFS Investment Inc. PGR Securit
ies, LLC Phalanx Trading LLC PHD Capital Philadelphia Brokerage Corporation Phil
adelphia Investors, Ltd. PFDH PFDK PFDL PFDM PFDN PFDO PFDR PFDT PFDU PFDV PFDX
PFDY PFDZ PFEC PFED PFEQ PFJD PFMB PFQU PFSA PFSB PFSF PFSG PFSK PFSN PFSV PFTA
PFTK PFVI PFWH PGES PFAT PFSY PEAR PFAL PFAM PFAN PFCB PFDJ PFDP PFSL PFBS PFCR
ECEE 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234
4∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0234∆ 0279∆ 0352∆ 0436∆
1∆ 0501∆ 0501∆ 0695∆ 0695∆ 5063• 0220 0158 0234∆ 0052∆ 0052∆ 0158∆ 0234∆ 0158∆ 0100∆ 0309∆ 02
0443∆ 0443∆ 0443∆ 5014 0468 0443∆ 0234∆ 0052∆ 0226∆ Phillips & Company Securities, Inc. PHL V
riable Life Insurance Company PHL Variable Life Insurance Company/Part Advisor P
hoenix Life Insurance Company Phoenix Life Insurance Company/Single Premium Defe
rred Annuities Phoenix Securities, Inc. PI Financial Corp./CDS Pickering Energy
Partners, Inc. Pictet Canada L.P./CDS Pictet Overseas, Inc. Pinnacle Capital Mar
kets, LLC Pinnacle Financial Group, LLC Pinnacle Investments, Inc. Pinnacle Inve
stments, LLC Pioneer Investment Management USA Inc. Pioneer Investment Managemen
t USA Inc./Pioneer Funds International Pipeline Trading Systems, LLC Piper Jaffr
ay & Co. Piper Jaffray & Co. Piper Jaffray & Co. Pirrone & Co., Inc. Planmember
Securities Corporation Planned Investment Co., Inc. Planner Securities, LLC PMK
Securities & Research, Inc. PNC Bank N.A. PNC Bank, N.A. PNC Investments PNC Inv
estments Podesta & Co. Pointe Capital, LLC Pointe Capital, LLC Pointe Capital, L
LC Polar Investment Counsel, Inc. Pond Equities Popular Securities, Inc. Popular
Securities, Inc. Popular Securities, Inc. Portales Partners, LLC Porter Christi
e Partners, L.P. Portfolio Advisors A Portfolio Brokerage Services Inc. Portfoli
o Resources Group Inc. Portsmouth Financial Services Powell (Elmer E.) Company P
owell Capital Markets, Inc. Prager, Sealy & Co., LLC Pragma Securities LLC Prebo
n Financial Products Inc. Prebon Financial Products Inc. Prebon Financial Produc
ts Inc. Precision Securities LLC Preferred Client Group, Inc. Preferred Product
Network, Inc. PremiereTrade Securities, Inc. Presidential Bank, FSB Presidential
Brokerage, Inc. Presidio Capital Advisors, LLC Presidio Financial Services, Inc
. Pressprich (R.W.) & Company Inc. Prestige Financial Center, Inc. Primary Capit
al , LLC Primary Capital, LLC Prime Capital Services, Inc. Prime Capital Service
s, Inc. Prime Executions, Inc. Prime Global Securities, Inc. PHCO 0443∆ 4582 4711
4579 0443† CNS
PHNX PCFF PICK PICF PICT FRWY PINF PINA

4538 0234∆ 5075• 0161∆ 5027• 5027∆ 0234∆ 0235∆ 4925
0234† 0161†
CNS CNS
0234† 0235† 0226†
CNS CNS CNS
5502 5743 0443∆ 0311 0311∆ 0311∆ 0489 0727∆ 0234∆
BLOK PIPR PIPS PIPX PIRR PICC CASH PMKS PNCM PNCC PNCI PODE PONT PENP PRBC PICI
POND POPI POPS TANA PCCM PAAI PBSI PRGI PMFS POWL POCM PMLC PRAG PFPI PBON PREB
PREC PFCG DFFI PRSB PRES DSSI RWPS PSTG JLEO PMRY PMCS SIBO PGSI
0311
CNS

0443† 0727† 0234† 0141† 2835 0226† 0768† 0727† 0052† 0234† 0235† 0279† 0141† 6779 0226† 0019†
443† 0443† 0443† 0443† 0443† 0501† 0019† 0279† 0234† 0141† 0352† 0226† 0352†
CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
2616 0226∆ 0768∆ 0727∆ 0052∆ 0234∆ 0235∆ 0279∆
PFCL PTAR RSDI PVST PPLE PERZ PERC PERD BBNI PERK PMAC PEMA PASL PERS PERB PERX
PERT PTRI PGRS PHAL PHDC FRTH PHIN
0158 0052† 0158† 0234† 0158† 0443†
CNS CNS CNS CNS CNS
5687 0019∆ 0352∆ 0235∆ 8052 0226∆ 0443∆ 0443∆ 0443∆ 0161∆ 0651∆ 0501∆ 0501∆ 0019∆ 0279∆ 4744
0226∆ 0352∆ 0543∆ 0052∆ 8072∆ 0226∆ 0665 0158∆ 0234∆
CNS
0443† 0443
CNS CNS
0443† 0443† 0052† 0443†
CNS CNS CNS CNS
0226† 0158† 0443†
CNS CNS CNS

Alphabetical Reference January 2011
Prime Solutions Securities, Inc. PrimeVest Financial Services, Inc. Princeton Se
curities, Group, Inc. Principal Life Insurance Company Principal Life Insurance
Company/Pension Division Princor Financial Securities, Inc. Princor Financial Se
rvices Princor Financial Services Corporation Princor Financial Services Corpora
tion /Principal Life Insurance Company Princor Financial Services Corporation/PG
I Princor Financial Services Corporation/Principal Funds Princor Financial Servi
ces, Inc./M Pristine Securities, LLC Pritchard Capital Partners, LLC Private Cli
ent Services, LLC Private Portfolio, Inc. Pro Securities, LLC Pro Securities, LL
C ProEquities Professional Asset Management, Inc. Professional Asset Management,
Inc. Professional Investments Services, Inc. Profinancial Inc. Progressive Asse
t Management Promark Securities, Inc. Prospera Financial Services Protected Inve
stors of America, Inc. Protective Life and Annuity Insurance Company Protective
Life Insurance Company Protective Life Insurance Company of New York PRUCO Life
Insurance Company PRUCO Life Insurance Company of NJ Pruco Securities, LLC Prude
ntial Annuities Life Assurance Corporation Prudential Bache Securities, LLC Prud
ential Bache Securities, LLC Prudential Equity Group, LLC Prudential Insurance C
o. (The) Prudential Insurance Company of America Prudential Insurance Company of
America/Prudential Insurance Co. of America Prudential Insurance Company of Ame
rica/Prudential Ret. Insurance & Annuity Corp. Prudential Insurance Company of A
merica/Prudential Trust Company, Inc. Prudential Investment Management Services
/ American Skandia Marketing, Inc. Prudential Investment Management Services, LL
C Prudential Investment Management Services, LLC Prudential Investment Managemen
t Services, LLC Prudential Investment Management Services, LLC/Retirement Pruden
tial Investment Management Services, LLC/Worldwide Inv. Portfolio Funds PSA Equi
ties, Inc. PSG Executions, Inc. PTI Securities & Futures L.P. STLR BANK PRSG 072
7∆ 0701 0501∆ 4592 4665 0188∆ 0375 5546 5607 5212 5836 0175 0234∆ 0019∆ 6011 0161∆ 0161∆ 0443
141∆ 0727∆ 0279∆ 0727† 0701 CNS CNS PTI Securities & Futures L.P. Pulaski Bank Pulse Tra
ding, Inc. Pulse Trading, Inc. Puma Capital, LLC Puplava Securities, Inc. Purshe
Kaplan Sterling Investments Pursuit Partners, LLC Putnam Retail Management Putn
am Retail Management Limited Partnership Putnam Retail Management Limited Partne
rship/Embassy Funds PWMCO, LLC PWMCO, LLC QA3 Financial Corp. Quantex Clearing,
LLC Quantitative Analysis Services, Inc. Quantlab Securities LP Quantlab Securit
ies LP Quantlab Securities, LP QuantRiver Financial, LLC Quasar Distributors, LL
C Quasar Distributors, LLC/Aberdeen Offshore Funds Quasar Distributors, LLC/Aber
deen SHY Funds Quasar Distributors, LLC/Academy Fund Trust Quasar Distributors,
LLC/ActivePassive Funds Quasar Distributors, LLC/Akre Funds Quasar Distributors,
LLC/AL Frank Fund Quasar Distributors, LLC/Alpine Funds Quasar Distributors, LL
C/America Trust Allegiance Fund Quasar Distributors, LLC/Appleton Group Funds Qu
asar Distributors, LLC/Artio Global Fund Quasar Distributors, LLC/Ascentia Alter
native Strategies Fund Quasar Distributors, LLC/AssetMark Funds Quasar Distribut
ors, LLC/Barrett Growth Fund Quasar Distributors, LLC/Boston Common Funds Quasar
Distributors, LLC/Brandes Dublin Offshore Quasar Distributors, LLC/Brandes Inve
stment Trust Quasar Distributors, LLC/Bridges Investment Fund Quasar Distributor
s, LLC/Brown Advisory Funds Quasar Distributors, LLC/Buffalo Funds Quasar Distri
butors, LLC/Capital Advisor Growth Fund Quasar Distributors, LLC/Chase Growth Fu
nds Quasar Distributors, LLC/Coldstream Dividend Growth Fund Quasar Distributors
, LLC/Congress Asset Management Quasar Distributors, LLC/Cookson Pierce Funds Qu
asar Distributors, LLC/Country Funds Quasar Distributors, LLC/Davidson Funds Qua
sar Distributors, LLC/Doubleline Funds PTIX PULB PULT PULX PUMA PUPL SARG PURS P
ROG 0017∆ 0052† 0443∆ 0443∆ 0158∆ 0226∆ 0161∆ CNS
PFSM
0226† 0226† 0161† 0226†
CNS CNS CNS CNS

5505 5893 0467 0467∆ 0052∆ 0294 0443∆ 0695∆ 0873∆ 0234∆ 0234∆ 5869 4957 6521 5612 5614 5937 4
93 5896 6638 4935 6675 5946 5495 5480 5350 5911 5693 5531 5437 4931 5691 5626 53

27 5741 5421 4922 5945 5353 MSTR TPCP PRPO PROO PROS PROE PAMI PRAS PFIS PFFI PAMC ACCI ADSO PROT 0019† 0443† 0161† 0161† 0443† 0141† 0727† 0279† 0279† 0226† 0279† 0141† 0141† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS MPWA MPWP QAFC QNTX QANL FQLS QETC LABQ QRQR 0467 0467† 0052† CNS CNS CNS 4540 4503 4629 4597 4598 PRUC 4504 0226∆ 0104 0141∆ 4596 4968 0141† CNS PGSL PRUG PRGL 0226† 0141† CNS CNS 4733 6525 6526 6610 PIMS 0498 5805 0450 0226† CNS 5746 PSAE PSGX PTIS 0141† 0501∆ 0727∆ 0727† CNS CNS .

LLC/Vil lere Balanced Fund Quasar Distributors. L LC/Geneva Advisors All Cap Growth Fund Quasar Distributors. LLC/Huber Capital Funds Quasar Distrib utors. LLC/Poplar Forest Partners Fund Quasar Distributors. LLC/Grubb & Ellis AGA Realty Income Fund Quasar Distributors. LLC/Hennessy Mutu al Funds. Inc. LLC/TCM Small Cap Growth Fund Quasar Distributors. LLC/Investec Global Strat egy Funds Quasar Distributors. LLC/Marketfie ld Funds 5566 5952 6567 5727 5561 5407 5429 5368 5887 5666 6527 5864 5519 5938 4 955 6670 6513 5126 5754 4981 5449 4869 5792 4984 6530 4815 5057 5755 4960 5491 5 917 5698 5848 6608 6685 4883 5406 6546 6529 Quasar Distributors. LLC/Edgar Lomas Fund Quasar Distributors. LLC/Evermore Value Trust Quasar Distributors. LLC/MP63 Fund Quasar Distri butors. LLC/Perritt Funds Quasar Distributors. Inc. LLC/Morgan Dempsey Funds Quasar Distributors. LLC/Matrix Advisors Value Fund. LLC/Fort Pitt Capi tal Funds Quasar Distributors. LLC/Mariner Funds Quasar Distributors. LLC/FIMCO Select Fund Quasa r Distributors. LLC/Winslow Green Funds Quasar Distributors . LLC/Niemann Fund Quasar Distributors. LLC/Teberg Fund Quasar Distributors.com Quasar Distribut ors. LLC/Genworth Funds Q uasar Distributors. LLC/Hot chkins & Wiley Funds Quasar Distributors. LLC/Genworth VIT Funds Quasar Distributors. LLC/Mutual. Inc. LLC/Julius Baer Of fshore Funds Quasar Distributors. LLC/Master Sele ct Funds Quasar Distributors. LLC/Intrepid Capital Funds Quasar Distributors. LLC/Thunderstorm Value Fund Quasar Distributors. LLC/Wall Street Fund Quasar Distributors . LLC/Dow Jones Islamic Index Fund Quasar Distributors. LLC/Newgate Capital Funds Quasa r Distributors. Quasar Distributors. LLC/LKCM Funds Quasar Distributors. LLC/Primary Trend Fund Quasar Distributors. LLC/Portfoli o 21 Quasar Distributors. LLC/PRIMEC AP Odyssey Funds Quasar Distributors. LLC/Duncan Hurst Aggressive Growth Quasar Distribu tors. LLC/Snow Capital Opportunity Fund Quasar Dist ributors. LLC/Selector Management Fund Quasar Distributors. Quasar Distri butors.Alphabetical Reference January 2011 Quasar Distributors. LLC/Investec Offshore Funds Quasar Distributors. LLC/Muhlenkamp Fund Quasar Distributors. LLC/D SM Funds Quasar Distributors. LLC/Phocus Funds Quasar Distributors. LLC/Jensen Portfolio. LLC/Stephens Funds Quasar Distributors. LLC/Guinness Atkinson Funds Quasar Distributors. LLC/RBC Funds Trust Quasar Distri butors. LLC/Hodges Fund Quasar Distributors. LLC/PineBridge Funds Quasar Distributors. LLC/WBI Funds Quasar Distributors. LLC/Greenspring Fund Qu asar Distributors. LLC/Gerstein Fis her Funds Quasar Distributors. Quasar D istributors. LLC/Permanent Portfolio Qua sar Distributors. Inc. LLC/McCarthy Funds Quasar Distributors. LLC/Pictet Funds Quasar Distributors. LLC/Osterweis Fund Quasar Distributors. Quasar Distributors. LLC/Thompson Plumb Fun ds Quasar Distributors. LLC/Monetta Funds Quasar Distrib utors. LLC/Fund * X Upgrader Fund Quasar Distributors. LLC/Jordan Opportunity Fund Quasar Distributors. LLC/Jacob Internet Fund Quasar Distributors. LLC/Hatteras Funds Quasar Distributors. LLC/Glenmede Fund. LLC/Ki netics Mutual funds Quasar Distributors. LLC/WisCap Funds 4892 4908 5776 5766 5354 5564 4986 5847 6536 4727 5317 4840 5 440 6627 5602 6547 5793 5616 5404 4929 5858 4895 5901 6643 4885 4876 5413 4990 4 723 5729 6686 4976 5744 4898 4916 5557 4857 4886 6626 5326 6687 6674 . LLC/Quaker Investment Trust Quasar Distri butors. LLC/Keystone Funds Quasar Distributors. LLC/Empiric Funds Quasar Distrib utors. LLC/Harding Loevner Funds. LLC/Purisma Funds Quasar Distributors. LLC/Rochdale Funds Quasar Distributors. Inc . LLC/ Global Real Estate Investments Fund Quasar Distributors. LLC/Perkins Funds Quasar Distributors. LLC/Rainier Funds Quasar Distributors. LLC/Sme ad Value Fund Quasar Distributors. Quasar Distributors. LLC/Schooner Growth & Income Fun d Quasar Distributors. LLC/New Covenant Funds Quasar Distributors. LLC/Kirr Marbach Partners Fund. Qu asar Distributors. LLC/Maris and Power Growth Fund Quasar Distributors. Inc. LLC/Prospector Funds Quasar Distributors. LLC/First American Funds Quasar Distributors.

LLC Retail Division of Wachovia Sec urities.. Ridge Clearing & Outsourcing RYDS RBCF RB SG RDCG RDMI RDSS PSIN RDBN REDI REDG RSKY REDF REDK RSFI RSFO REWI REDW SLRD RG LD RBII FATN QSEC 0235∆ 5002• 0425 0248 0443∆ 0425 CNS . Inc. Inc Rideau (I. LLC / Sparrow Funds Raff erty Capital Markets. Raven Securities Co rp. Inc. RDM Investment Services. LLC RedSky Financial. Inc. LLC/Rockland Trust Queens Road Securities. Inc.W. Incorporated Re liance Trust Company Reliance Trust Company Reliance Trust Company/MetLife Stabl e Value Fund Reliance Trust Company/SWMS1 Reliance Trust Company/SWMS2 Reliance Worldwide Investments. LLC Rafferty Capital Ma rkets.. Voelker LLC Ric hards. LLC/Berk shire Funds Rafferty Capital Markets. LLC Rafferty Capital Markets. LLC Rhino Trading Partners. Radnor Research & Trading C ompany. Inc. Richave Financial. Regions Bank Regions Investment Services. LLC Radnor Research & Trading Company. Inc. LLC / Embarcadero Funds Rafferty Capita l Markets. Towt & Associates Rabo Securities USA. Inc. Lucia Companies. LLC/Medical Specialist Fund Rainier Securities. Pressprich & Co. Reuven Enterprises Securitie s Division. Inc. LLC/Yacktman Fund Quasart Distributors.L. Inc. LLC / Satuit Funds Rafferty Capital Markets. LLC Rafferty Capital Markets. Lafferty & Co. Inc. Raymond J.) Lyons and Co. Raymond C. Reynolds (Thomas P. Lafferty & Co. LLC RAIT Securities Ramat Securities Ltd. LLC Rafferty Capital Markets.W. LLC / Aegis Funds Rafferty Capital Markets. Inc. LLC Rafferty Capital Markets./CDS R BC Capital Markets Corporation RBC Capital Markets Corporation RBC Capital Marke ts Corporation RBC Capital Markets Corporation RBC Capital Markets Corporation R BC Capital Markets Corporation/Retail RBC Centura Securities.Alphabetical Reference January 2011 Quasar Distributors. RDSC. Inc.. Redwood Brokerage LLC Reed (S./Equities RBS Securities . LLC Ramius Securities LLC Ramsey (M. Inc. Inc. LLC/Entrepreneur Shares Rafferty Capital Markets.F. Questar Capital Corp. LLC Redwine & Company . LLC Rafferty Capital Markets. LLC R & R Planning Group Lt.C.) & Company Regal Securities. Inc. Inc. LLC Reid and Associates Reinoso & Company. Richfield Orion Internat ional. LLC/Chou America Mutual Fund Rafferty Capi tal Markets. Resource Horizons Group. LLC/Leuthold Fund s Rafferty Capital Markets. RFS P artners R-G Investment Corporation RGM Securities. Inc. Rice Financial Products Company Rice. R. Inc. Inc./Fl Raymond James Ltd. Inc. Region al Brokers. Inc.) Securities Ltd. LLC RedSky Financial. LLC Quest Capital Stra tegies./CDS RBS Securities Inc. LLC Rafferty Capital Markets. Forbes & Co. Inc. LLC Reliant Trading Reliastar Life Insurance Company Reli astar Life Insurance Company of New York Reliastar Life Insurance Company/Life & Annuity Product Investment Trading Reliastar Life Insurance Company/Reliastar N ew York Reliastar Life Insurance Company/Reliastar Retirement Plans Renaissance Capital Greenwich Funds Rencap Securities.. Redburn Partners (USA) LP Redi M arkets LLC Redsky Financial. Rensselaer Securities Corporatio n Repex & Co. Merrill & Peterson. Inc. LLC RedSky Financial. LLC Rafferty Capital Markets. Inc R. LLC Reassure L ife Insurance Company Red Capital Markets. LLC Rafferty Capital Markets. Raymond James & Associates. Regis Securities Corporation Reich & Tang Distributors. Reynolds Funds. Raven Securities Corp Raven Securities Corp Raven Securities Corp. Raymond James & Associates.F. Inc. Ramirez Tradetre k Securities. Inc.) King Securities. L LC Rhodes Securities. RD Capital Group.d R H Investment Corpor ation R. LLC Redsky Financial. 4874 5774 535 5 4884 0158∆ 0527 0309∆ 0234∆ 0279∆ 0158∆ 0158∆ 0443∆ 0750∆ 0443∆ 0158∆ 0234∆ 0019∆ 0161∆ 016 0161∆ 0718∆ 6612 5537 5867 5908 5387 5899 5323 5367 5656 6682 RAIN RMKR RAIT RMAT T REK RSCO MRKS RAVV RAVN RAVE RVBE RAYF RAJA RJFI MCMF DAIN RBCD RBCX RBCM RBDA 0 226† 0234∆ 0352∆ 0501∆ 0443∆ 0352∆ 0695∆ 0352∆ 0352∆ 0161∆ 6010 0725 0390 5076• 0235 0235∆ 02 071 CSIB 0443† CNS 0161† 0352† 0226† 0443† 0352† 0352† 0352† 0161† 0725 0390 0235 0235† 0235† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS RBC Dominion Securities Corporat ion RBC Dominion Securities Inc. Inc./Secondary Questar Capital Corporation Quoin C apital LLC R & H Securities. LLC Red Sky Financial. LLC Rainmaker Securities. Inc. Reich & Tang Distributors. LLC/Acadia Mutual Funds Rafferty Capital Markets. R. Inc/Acco unt 2 Reid & Rudiger. Retirement Resources Investment Corp. LLC/WY Funds Quasar Distributors.

QUEC POOH QUOI ROBH ECHI RHIC LAFC LAFF RWPC TOWT RABO RRTC RTCO RCMP JJKE JJKS RCME RCML RAFF RCMI 0158† 0443† 0309† 0226† 0279† 0158† 0158† 0750† CNS CNS CNS CNS CNS CNS CNS CNS 0226† 0141† 4608 0443 0049∆ 0158∆ 0099∆ 0279∆ 0501∆ 0551∆ 0608∆ 0695∆ 0501∆ 0352∆ 0234∆ 0158† CNS CNS CNS CNS 0443† 0352† 0234† 0141† 6760 0235† CNS CNS CNS CNS TFT CNS 0019† 0161† 0161† 0161† 0161† CNS CNS CNS CNS CNS 6359 0235∆ 5811 5845 0235∆ RRUD REID ROPK 0235† 0141† 0443† CNS CNS CNS 4896 5962 5312 2042 2085 0279∆ 0352∆ 4568 4653 4652 4606 4603 5454 0234∆ 0158∆ 0352∆ 0676 0141∆ 0235∆ 0234∆ 0161∆ 6573 4989 0103∆ 0019∆ 0234† CNS RWWI RTRS 0279† 0352† CNS CNS RENC RENS RPEX 0234† 0158† 0352† CNS CNS CNS WRET RRIC REUV REYN 0141† CNS RGIC HBIW RINO RHDS APEX CEON RMPI AVST ROII ICRL QRCC 0443† 0019† 0141† 0443† 0352† 8192 CNS CNS CNS CNS CNS CNS 0501∆ 8192 0234∆ 0279∆ 0543 0443† 0543 CNS CNS .

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Ridgeway & Conger. Beck & Co. LLC Schonfeld & Co mpany. Inc. S. Inc. O'Neill & Partners. Sea Port Group Securities. LLC Rogo Capital LLC Romano Brot hers and Company Roosevelt & Cross. LLC Rockwell Securities LLC Rodecker & Co./FAI Sagepoint Finan cial. Inc 0543† 0052† 0141† 0235† 0501† 0141† Sagepoint Financial. LLC Schonfeld & Company.. LLC Schottenfeld Group LLC Schroder Fund Advisors LLC Schroder Fund Advisors LLC/Schroder Fund Advisor s International Division Schwartz.) & Co. Ltd. Pt of Russell I nv. Inc.K. LLC Sanford C. Robinson & Lukens. LLC Rochdale Securities. Inc. Inc. Sanders Mo rris Harris Incorporated Sandgrain Securities. Inc. Rob otti & Company. Inc. Russell Implementation Srvs. Royal Alliance Associates. Inc. NJ Riedl. Inc. Rushmore Securities Corporation Rus sell Financial Services.. LLC Sa msung Securities Services./Account B S & P Investors Inc. Inc. Inc. Inc. Inc. Ruan Securities Corporation Ruane. Royal Securities Compan y Royce Fund Services Inc. Inc. Inc. Inc. Inc.) Investments.) Asset Management LLC Schonex. First Securities Company of Kansas Rile y (B. Inc. & Co. Inc. Saratoga Capital Markets Saratoga Capital Markets Saratoga Capital Markets Saratoga Capital Markets Saturna Brokerage Services. Bernstein & Co. Goldman Cap ital LLC S. Screaming Eagle Trading.P. LLC Rothschild Investment C orporation Rothschild Lieberman. Gregory J. LLC Samco Capital Markets. Sandler. Inc. Inc./FAB Sagepoint Financial. Inc.P. Inc. Inc. Inc. Ridgewood Associates Inc. Inc. Scotia Capital Inc.. LLC Santander Investment Securities Inc.P River Cross Securities. Schoenfeld (P. Samuel A./CDS Salt Creek Securities. Riley (E. Saybrook Capital Corporation Scarsdale Equities. L LC Seaport Securities Corp. Scotia Capital (USA) Inc. Rose nblatt Securities Inc. Inc. Robert s & Ryan Investments. Seapine Securities. Seattle Northwest Securities Corporatio n Second Market. Scottrade. Saudi American Bank Sauer Dazey Investments Co. Safra Securities Corp.. Inc. Saturna Broker age Services. Rodgers Brothers. Sagepoint Financial. Inc. Sanford C. Inc. Inc . Samco Financial Services. LLC Sanders Morris Harris Inc. Investment Brokers . LLC Rockfleet Financial Services Rockwe ll Global Capital. Inc. L. Sabadell Securities USA. Rosenblatt Securities Inc.. Inc. Bernstein & Co. Inc.Alphabetical Reference January 2011 Solutions. Rydex Distribut ors. Sa xony Securities.F. Inc. Savings Bank Life Insurance Company of Massachusetts (SBLI) Savoy Capital Management.) & Co. Inc. Rosenblatt Securities Inc. Investments. Safian Investment Research Inc. Sanderlin Securities. LLC RIM Securities LLC River Cross Securities. Sagepoint Financial. RSG Capital Corp. Inc. Rami rez & Company. Inc. Santander Securities Corporation Saperston Asset Mana gement. LLC Schonfeld Securities. Cunniff & Goldbarb LLC Rushmore Capital Inc. LLC SCF S ecurities. Rowe (T. Rutty & Co. L. Robert W. Inc. Secura Investment. Inc. L. Inc/ FA2 Salman Partners Inc. Inc. Inc. AIG F 0522 0182 0556 5049• 0103∆ 0234∆ 0234∆ 0651∆ 0352∆ 0352∆ 0501∆ 0234∆ 0501∆ 0352∆ 0443∆ 0352 8∆ 0443† CNS ADPC RWCI RGWD RIED RILY EKRI ROCM PRRX RCSL RSWM HRIV RJJZ RBAC RVSI RRII RLUK ROBI ROBT ROCH RCKF ROCK RKWS RODE ROBO RODM ROGO ROMO RCRS ROSB RBLT ROSN RSAI ROTH RTHS RSEC 0052∆ 0235∆ 0158∆ 0443∆ 0551∆ 0442∆ CNS CNS CNS CNS CNS CNS . Incorporated Rosenblatt Securities Inc.. Riverstone Wealth Management. Ausdal & Co. Seaboard Securities. Baird & Co. Scottrade. Inc. Royal Alliance A ssociates. LLC Roth Capital Partners. Inc. Scottsdale Capital Advisors Scottsdale Capital Advisors Corp. Samuel A. Score Securities. Inc.. Inc. Ramirez & Company. Inc. Inc. Robinson & Robinson. Inc. Robeco Trust Company Rober t B. Ridge Clearing & Outsourcing Solutions. RJJ Pasadena Securities. Samurai Trading LLC San Francisco Securities. Ros s Sinclaire & Associates. Searle & Co. Inc./CDS Scottrade. Inc.) Price Investment Services. Inc. Seaboard Securities.. Inc. LLC Seaboard Securities . Russell Trust Company Russell Trust Company Ryan. Inc. Inc. Rivkin (H. Rydex Distributors. Sage. Safe Harbor Securi ties. Samuels Chase & Co. Second Street Securities. Inc. Rodman & Renshaw. Robert Van Securities. Royal Alliance Associates. Royal American Investment Services. Sammons Securities Company.

0141† 0234∆ 0443∆ 5325 0235∆ 4905 7607 0235∆ 0019∆ 0443∆ 0443∆ 0158∆ 0727∆ 0443∆ 0750∆ 0727∆ 0501∆ 0501∆ 0443∆ 0158∆ 0443∆ 0501∆ 5586 0443† 7607 0235† 0019† 0443† 0226† 0443† 0158† 0443 931 0161† CNS 0235† 0103† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS SAPI SCRK SRAM SMFN SAMS SSNY RREZ RRPR UMAS SAMU SFSE SSLC SMHJ CCCM GRIN SDLR BIRM BLAV SANT SSPR SAPA SCSC SART TOGA SCAP INCC SABF SDIC 0234† 0234† 0141† 0352† 0443† 0352† 0234† 0309† 0141† 0352† 0443† 0352† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0161∆ 0352∆ 0501∆ 0595∆ 4983 0161∆ 0235∆ 6135 0235∆ 0443∆ 0443∆ 0750∆ 0050∆ 0234∆ 0234∆ 0501∆ 853 0235∆ 0161∆ 0096 5011• 0705 0234∆ 8072∆ 0234∆ 0501∆ 0158∆ 0100∆ 0052∆ 0234∆ 0161∆ 0158∆ 0 161∆ 0727∆ 0443† 0141† 0161† CNS CNS CNS 0226† 0161† 0235† CNS CNS CNS 0443† 0158† CNS CNS SAVY SAXO SAYB SCAR SCFA PSAM MLSI LSPS SHCO SHWG SHOT 0235† 0103† 0750† 0050† 0234† CNS CNS CNS CNS CNS RAAI ROYL 0443∆ 0089 0235∆ 5663 0750∆ 0727∆ 0443∆ 0234∆ 0234∆ 5762 0019∆ 4832 5964 4912 5898 0226† 0443† 0443† 0235† CNS CNS RAIS RYAL RAFI RANS RCSK RMCI RFGI CNS CNS 0727† 0642† 0234† CNS CNS CNS RSSE 0019† CNS .

RYAN 0443† CNS SPIV SGCL SFPS SABS SFHS SIRI SSCO SAGE 0279† 0501∆ 0443∆ 0443∆ 0234∆ 0443∆ 0141† 0144 0443† 0443† 0352† CNS CNS CNS CNS CNS GJSS SCOR SCMC SCMF SCTO SSIC SCTO JOHN SCAI SCRM SPGS SEAI SEAB SEAC SEPN SEAP SERL SNSC GRDK SECS SECR 0235† 0161† CNS CNS 0234† CNS 0501† 0100† 0234† 0234† 0161† 0158† 0443† 6917 0158† 0161† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS .

Sims (Herbert J. SVPB MAMA SAIN DOVE SIMC SSNI SECT BDAK 0247 0226∆ 0234∆ 0727∆ 4527 SECD SRES SRF L SRFL SEEL SEGE SEIC 4668 0103∆ 0443† 0443∆ 0141† 0443† 0352† CNS CNS CNS CNS 0309† CNS 0161 352∆ 0226∆ 0590 0161† 0352† 0226† 0226† 0443† 0226† 0234† 0727† CNS CNS CNS CNS CNS CNS CNS C mericas Securities.Alphabetical Reference January 2011 SecureVest Financial Group Securevest Financial Group Securities America. Shattuck Hammond Partners LLC Shaw (D.A./CNI Charter Funds II SEI Investments Distrib ution Co. Sloan Securities Corp. Seton Securities Group. Sisung Securities Corp. Inc. Inc. LLC Sound Securities. Inc./First Hawaiian Fund SEI Inv estments Distribution Co. Smith. Inc. Sky Capital LLC Skyebanc Inc. Simmons & Company International Simmons First Investment Group. Solowey & Co. Silver Leaf Partners. Moore & Co. Seslia Securities.. Smith (E. Sherman (David) & Co. Inc. Brown & Groover. Signature Securities SII Investment s SII Investments. Southeast Investments N. Inc..H. Inc. Inc. LLC Sierra Equity Group Ltd.E. Sou nd Securities./TD Asset Management USA Fun ds Inc.H. SNC Capital Management Corp. Inc. LLC SIA Securities Corp. Inc. Shin Han Global Securities Shoreline Trading Group LLC Shoreline T rading Group LLC Shoreline Trading Group LLC Shoreline Trading Group LLC Shufro. Sloan Securities Corp./The Arbitrage Fund SEI Investments Dist ribution Co.) & C o. Securities Trading. Smith Hayes Financial Services Corp. Inc.) Securities. Inc. Inc. Seelaus (R. Inc. Inc. Inc./RiverPark Funds Trust SEI Investments Distribution Co. Sigma Financial Corporation Signal Hill Capital Group LLC Sign al Securities.) Jacobs & Co. Siebert Brandford Shank & Co.. Soleil Securities Corp. SMBC Nikko Securities America . Sorrento Pacific Financial.W. Security Life of Denver/Mutual Funds Security Researc h Associates Inc. Securities Service Network. Service Asset Trading. Inc. Inc. LLC Sorsby Financial Corp. LLC Shareholders Service Group. ) & Associates. LLC Soundview Technology Corporation Source Capital Group. LLC Shay Financial Services.D. Sethi Financial Investments Seton Securities Group In c. SMH Capital Inc. Inc. LLC Selkirk Investments. Smith (R./Wilshire Fun ds SEI Private Trust Company SEI Trust Company Seibert (J.) & Company. SL Hare Capital.. Inc. LP Shepard & Vrbanac Securities. Inc. Security Research Associate s. LLC Seidel & Shaw./Hancock Hor izon Family of Funds SEI Investments Distribution Co. SMH Capital Inc. Shareholders Services Group Inc. Inc. S ecurities America. Inc. Shelby Cullom Davis & Co.) & Co. Seven Points Capital.) Jacobs & Co./SEI Institutional Funds SEI Investments Distribution Co. Solaris Securities. Semaza Securities. Securities Equity Group Securities Industry Management C orp./CNI Charter Fun ds SEI Investments Distribution Co../Ca useway Capital Management Trust SEI Investments Distribution Co. Se idel & Shaw. Rose & Company./Advisors Inner Circle/UMBTA SEI Investments Distribution Co./Optique Funds SEI Investme nts Distribution Co./CRA Funds SEI Investments Distribution Co. SHD Holding.) & Co.H./Colorado Bondshares Sm ith Hayes Financial Services Corporation Smith Hayes Financial Services Corporat ion Smith. Smith (E. LLC Shearman. Siberell (John A. Inc Securities Service Network. SEI Investments Distribution Co. Inc. Inc. Inc.. In c. Sidoti & Comp any. Inc.. LLC Sentinel Brokers Company Sentine l Financial Services Company Sequoia Investments./Advisors Inner Circle Fund SEI Investments Distribution Co.. Signator Investors./UA S&P 500 Index Fund SEI Investments Distribution Co. Soleil Securities Corp. Solowe y & Co. Smith (E. LLC SG Americas Securities. LLC Silverton Bank N. Ralston . Inc. Inc. LLC SF Sentry Securities.) Jacobs & Co. Inc. Inc. SMF Trading. Security Research Associates. Southlake Capital LLC SGAS SGOV SSGR SSGR SHPL SHAW SHAY SHDH RACO DAVI SPDV SHER CHKG SHTB SHTP SHTG SHTV SHRE SBRL SIDC SBRT SBSC BBII SIGM SHCG SGNL JHDI SSGC SIIW LEAF TBBA SIMM SIGI HJSC SSNG SKYC SKYE SLHC SLOA SLON SUMI SMFT SMHI CCMK EHSJ EHSC EHSM RWSM 0286 0286∆ 0443∆ 6019 0352∆ 0443∆ 0234∆ 0158∆ 0727∆ 0727∆ 0234∆ 0352∆ 0234∆ 0501∆ 0501∆ 0352∆ 577 0235∆ 0019∆ 0279∆ 0226∆ 0640 0019∆ 0443∆ 0309∆ 0443∆ 0750∆ 0103∆ 0158∆ 0158∆ 0158∆ 0443∆ 0501 9∆ 5708 SHFS 0226∆ 5575 SGBI SMMO SNCC SOLA SOLE SOLS SLWY SOLO SORS SUND APNT SNDV SORE SEIN SLAK 0494 0234∆ 0234∆ 0501∆ 0501∆ 0226∆ 8006 0346 0727∆ 0161∆ 0234∆ 0226† 0494 CNS 226† CNS 0443† 0158† 0226† 0727† 0234† 0352† TFT CNS CNS CNS CNS CNS CNS 0286 0286† 0443† CNS CNS . Inc. LLC Seminole Financial Sendero Securities. LLC Siebert (Muriel) & Co. Segerdahl and Company SEI Investments Distribut ion SEI Investments Distribution Co. Securitrade Corporation Security Benefit Life Insurance Company S ecurity Dealers Guild Inc./FMB Funds SEI Investments Distribution Co. Inc.A.

0352† 7014 0226† 0226† 0235† 0141† 0019† 0279† 0226† 0226† 0443† 0019† 6703 0443† 0309† 0443† 03† 0158† 6700 0443† CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS 0352∆ 5763 5532 4913 6667 5559 5748 5606 5565 6691 5876 5343 5717 6539 5521 4973 4875 2039 4952 0158∆ 0234∆ 0234∆ 0279∆ 0052∆ 0197∆ 0352∆ 5873 0309∆ 0234∆ 0443∆ 0750∆ 0443∆ 0019∆ 0234∆ 0352 0161† 0279† CNS CNS SEIB SEID DAVW EMPR SMZA SEMT SEND SEBR SEQU SATI SESL SSFG SSGP SSGI SEVP SFSS 0158† 0234† 0309† 0279† 0052† 0197† 0279† 0309† 0158† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0226† CNS 0727† 0161† 0573† 0141† 0226† 0279† CNS CNS CNS CNS CNS CNS 0443† 0352† CNS CNS 0279∆ .

. Inc. Stark. LLC Strategic Financial Alliance (The) Stuart Frankel & Co . Strategas Research Partners. LLC Spreadzero. State Farm VP Managem ent Corp. LLC State Street Global Markets./JP Morgan Retirement Plan Services/Deluxe Cp State Street Bank & Trust Co. Inc. Inc./Wealth Management Services 2 GFLD SWST SCMT SOUZ MICA SPCL SAMI SPCA SPEN SPIN SEII STSI SPWI SPLC SZRO SSPT SPYG SRPR STBK KEEN SCFL SCBS SCSI STVT STDS RMST SPSR STDB 0443∆ 0443∆ 4701 0103∆ 5018• 0443∆ 0158∆ 4971 2524 5165 5966 5329 5623 5991 0228 2767 0130 0309∆ 0279 0443∆ 0234∆ 0352∆ 0352∆ 0443∆ 0750∆ 8072∆ 0226∆ 0158∆ 0049∆ 0352∆ 0 0309∆ 6736 0443† CNS 0309† 0279 0279† CNS CNS CNS State Street Bank & Trust Co. Inc. State Street Bank & Trust Co.. Stockcross Financial Services. Inc. Kohn & Associates. Falk & Associates Stewart (W. LLC State Street Global Markets. Spencer-Winston Securities Corporation Spire Securities./Mainstay State Street Bank & Trust Co.Hewitt State Street Bank & Trust Co. 6503 0352† 0188† 0443† 0750† 0226† 0158† 0226† 0352† 0052† 0226† 2436 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT . Inc. Spencer Trask Ventures. I nc. Studness Research Sturdivant & Co Sturges Company (The) Success Trade Se curities. Inc. Inc. LLC Sp ring Street Partners. Inc. Inc. Summit Capital Investment Group./JPMorgan Retirement Plan S ervices/EDS State Street Bank & Trust Co. Sterne Agee Financial Services Sterne Agee Financial Services. Stoever. LLC/DTCC State Street Bank & Trust Co. Glass & Co. Souza Barros Securities. State Street /ACH HR Solutions LLC/Ford Motor Company State Street Ban k & Trust Co. Inc Sterne Agee Capita l Markets. Inc. LLC Stonehaven.P. Inc. LLC SRM Securities. LLC Stormharbour Securities LP Strand Atkinson Williams & York. LLC Strategic Capital Investments. Inc./JP Morgan Retirement Plan Servi ces/Hallmark Cards Inc. Standard Credit Securities Standard Insurance Company Stan dard Investment Chartered. Summit Brokerage Ser vices. Inc. Stockcross Financial Services. Inc.. Sterne Agee Capital Markets. Nicolaus & C ompany Incorporated Stifel. Rowe Price Retirement Plan Services State Street Bank & Tru st Co. Inc./JP Morgan R etirement Plan Services State Street Bank & Trust Co. Inc. LLC/State Street Collective Fun d State Street/ACS/ConAgra Foods State Trust Capital. ST G Secure Trading Group. Ltd. Agazzi & Company. LLC State Street Global Markets. Summit Equities./Southern California Edison Trust . Success Trade Securities. Stofan. Stoever. Standard Securities Limited/CDS Stark (R. LLC Stinson Securities. Inc. Inc. Inc./ACS/Glaxosmithkline State Street Bank & Trust Co./FBO Qualified Plans State Street Bank & Trust Co. Inc. Inc. /NYLIM/SIP State Street Bank & Trust Co. Spartan Securities Group. LLC Stock Depot. LLC State Trust Investment s. Inc./IBTAccount # 2 State Street Bank & Trust Co. Specia list Clearance Spectrum Asset Management Inc. Inc. Stockcross Financial Services./Sanford Bernstein Alliance Capital Stat e Street Bank & Trust Co.. Sterne. Stonecastle Securities./Wealth Manager Services State Street Bank & Trust Co/JP Morgan Retirement Plan Services /Tower Perrin State Street Bank & Trust Company State Street Global Markets. Inc. Stock Traders Stock USA Investments Stock USA Investments Stock USA Investments Stockcross Financial Ser vices. Sterling Grace Municipal Securities Co. Agee & Leach. Southwestern Capital Market. Inc. Inc. Stephen A. Spencer Edwards.M.B ank Portfolio SSB-Trust Custody St Bernard Financial Services. STG Secure Trading Group. Stephen M Ferretti Stephens. L./ADPMorgan S tanley State Street Bank & Trust Co. SSB ./T. Inc./ACS HR Solution s. Inc STAAR Investm ent Trust Stanchart Securities International.Alphabetical Reference January 2011 Southridge Investment Group LLC Southwest Securities. Nicolaus & Company Incorporated Stillpoint Wealth Ma nagement. Inc. Stone & Youngberg LLC Stone Securiti es Corp.) Securities Limited STG Secure Trading Group. LLC State Street Global Markets. Inc. Inc.) & C o. Stifel. Inc.P./AXA Equitable Life Insurance Company State Street Bank & Trust Co. Spyglass Securities. Steven L. Inc. Spectrum Capital. Sterling In vestments Stern Fisher Edwards. Salter & Smith State Discount Brokers Inc. Glass & Co. Spencer Cla rke LLC Spencer Edwards. Inc Success Trade Securities. Ltd. Standard Chartered Securities (North America) Inc. Inc. Inc. Inc. Sterne Agee & Leach. Ste rling Enterprise Group. Inc./ACS HR Solutions/Rio Tinto State Stree t Bank & Trust Co. Summ er Street Research Partners Summit Brokerage Services.

SSBS SSLL SSGM 5111 2950 0189 0189∆ 0226∆ 5641 6511 5100 6576 0189 0189† 0226† CNS CNS CNS 0443† CNS 0443† 0279† 0158† CNS CNS CNS STTR STGB STOV STSS SAKL STGI SZZI VERN STEP STGR STYO SUMM SPHN STFL STNE SUMT SEGI TWPL SCSS SMPR STGC SPWM STNH SUMC SLIN SFEI SALC FGIS SACM SAFS ITCC SALI FALK WPST STIN SDPT SKTR SPTD SUSA QTRD STOX STOS STXF STXG STHA ATKC STRS SCIL TSFA STFC STUD STUR TSCD STJT SEMQ 0443† 0226† 0158∆ 0419 0750∆ 0279∆ 0419 0750† 0279† 0052† 0226† 0443† CNS CNS CNS CNS CNS CNS CNS CNS 0443∆ 0750∆ 0750∆ 0750∆ 0750∆ 0750 0235∆ 0443∆ 0234∆ 0234∆ 0501∆ 0793 0793∆ 0750† 0750† 0750 0235† 0443† CNS CNS CNS CNS CNS 0793 0793† 0443† 0103† 0279† 0234† 0234† 0445 0226† CNS CNS CNS CNS CNS CNS CNS CNS CNS 0750∆ 0279∆ 0234∆ 0234∆ 0234∆ 0445 0226∆ 0234∆ 0445∆ 6759 0443∆ 0443∆ 0161∆ 0501∆ 0235∆ 0161∆ 00∆ 0235∆ 0052∆ 0052∆ 0052∆ 0443∆ 0141∆ 0234∆ 6759 0141† 0443† 0226† 0161† 0235† 0141† 0161† 0052† 0443† TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS 5435 2547 6654 0487 5953 6519 5990 5968 2955 0235† CNS 0141† 0443† 0234† 0226† CNS CNS CNS CNS .

LLC SWBT Securities. Inc. LLC SMRD 4644 0352† CNS T. Sunrise Securities Corp Sunr ise Securities Corp. Inc. LLC Terra Nova Financial. Inc. Taglich Brothers. Sunstate Equity Trading Sun street Securities. Surety Financial Services Surge Trading Inc. Inc. Sungard Institutional Brokerage Inc. R.L./PIA Funds Synergy Investme nt Group Synergy Investment Group./A Non-Bank Affiliate of Silicon Valley Bank SWBC Investment Services.S. Tejas Securities Group.P.C The Princeridge Group LLC The Rockwell Financial Group.Rowe Price Trust Company T. TCT Securities & Derivatives. Sun gard Institutional Brokerage Inc. SunAmer ica Capital Services./Valic SunAmerica Life Insurance Company Sunamerica Se curities. of NY (U. LLC Synovus Securities Inc. Teach ers Advisors. Syndicated Capital. T. Inc. Inc. TCM Capital. Inc. LLC Templeton Sicav Funds/Franklin/Templeton Distrib utors Inc.Alphabetical Reference January 2011 Sumridge Partners. Inc. LLC Teton Investment Partners. National Association The Bank of New York Mellon/First Trust Exchange Traded Funds The Bank of New York Mellon/Mellon Securities Trust Co. Sun Life Assurance Company of Canada (US) Sun Life Assurance Co mpany of Canada (US) Sun Life Assurance Company of Canada/Life Business Sun Life Insurance & Annuity Co. of Canada (U. Inc. #2/CDS TD Waterhouse Canada In c. Inc. LLC TFS Derivative s Corporation TGH Securities. Inc. #5/CDS TD Waterhouse Canada Inc. I nc. Sungard Institutional Brokerage Inc.S. LLP Susquehanna Fi xed Income. Winston McK inney & Company. Inc. Inc. Tahoe Fixed Income LLC Take Charge Financia l Tanaka Funds.)/Sun Life Financial Investment s (Bermuda) Ltd. The Bank of New Yo rk Mellon/RRZ Public Markets. I nc. T.)/Columbia Funds Di stribution Sun Life Assurance Co. LLC Sun Life Assurance Co. Inc. LLC Terra Nova Financ ial./ T. LLC Susquehanna Financial Group. TD Ameritrade Trust Company TD Ameritrade Trust Company TD Ameritrade. Inc. Inc. Inc. Inc. Inc.)/Insurance Products Sun Life Insurance and Annuit y Company of New York Sunamerica Annuity and Life Assurance Company Sunamerica A nnuity and Life Assurance Company/DVFS SunAmerica Capital Services./CDS TD Waterhouse-ITG Canada/CDS Teachers Advisors. Superior Financial Servic es. Sunbelt Securities. Inc. #3 TD Waterhouse Canada Inc. Inc. The Bank of New York Mellon The Bank of New Y ork Mellon /MIDCAP SPDRS The Bank of New York Mellon/ Mellon Trust of New Englan d. 4911 7117 5907 TSPI TAGG TAGS TAFI TCFF TBCS TCAN TCMU TCTD 0141† 023 4∆ 0443∆ 0750∆ 5771 0309∆ 0443∆ 0750∆ 6563 0188 5982 6566 0188∆ 5062∆ 0158∆ 0158∆ 0551∆ 5061• 21• 5062• 5036• 5035• 5668 5392 4693 0443† 0750† 0226† CNS CNS CNS CNS 4647 4518 6794 4649 4645 4646 4519 4516 4648 5596 5560 4507 SUNA SBLT SIBI 0226∆ 0 443∆ 6485 6495 0442∆ 0226∆ 0161∆ 0234∆ 0727∆ 2971 2810 0226∆ 0226∆ 2482 0153 0235∆ 0100∆ 0551 1∆ 0443† 0226† 0573† CNS CNS CNS 0443† 0443† . Terminus Securities. Cartwright & Company Sword Securities Corporation Symestra Investme nt Services. Susquehanna Capital Group Susquehanna Financial Group. Telemus Investment Brokers. Rowe Price Investment Services. LLC TCW Investment Management Company TD Ameri trade Clearing. TD Securities (USA) LLC TD Secu rities (USA) LLC TD Securities (USA) LLC TD Securities (USA) LLC TD Waterhouse Norstar Securities/CDS TD Waterhouse Canada Inc. Rowe Price Retirement Plan Services. Symetra Life Insurance Compa ny Symetra Life Insurance Company Symphonic Securities LLC Syndicated Capital. #6/ATP TD Water house Canada Inc. Su nTrust Robinson Humphrey Inc SunTrust Securities. Symetra Investment Services. L. Sweney. TD Professional Execution. Inc. LLC TCAdvisors Network. SunTrust Investment Services. Inc. Inc. Sunset Financial Services.DTC #2971 SunTrust Bank/401K Mutual Funds Settlement SunTrust Capital Markets. Inc.S. The Bank of New York Mellon/Southtrust Bank o f Alabama The MuniCenter. Inc. Inc. Inc.Rowe Price Inves tment Services Inc./Life Funds Teachers Insurance and Annuity Association of Amer ica Teachers Insurance and Annuity Association of America/TIAA-CREF Life Teckmey er Financial Services Tejas Securities Group. Syndicated Capital. Inc. Terra Nova Financial. LLC SunTrust Bank .S. L./S ICAV Funds SICAV T. of Canada (U. TBC Securities. Inc. Inc. Inc. Inc. of NY (U.S Phillips Investments TAG Sec urities./Intermedi ary Responses Sungard Institutional Brokerage.)/Columbia Funds Distribution Sun Life Insur ance & Annuity Co. Sutter Securities Incorporated SVB Securities.

CNS CNS FOMA 0188 CNS TDAR PROX TDPA TDED TDSI TDNY NSIF GLII GLIR GLIP GLIS 0188† 0226† CNS CNS SUNB SNRC SUNR SSET JIMK SUST 5021 CNS 0226† 0161† 0226† 0727† CNS CNS CNS CNS RHCO SSIN STCM SFSI MESI SURG SUSQ SUFI SFGB SUSF SUTT SVBS SWBC SWTX SWEN SWRD SFCO 0418† 0226† 2482 0235† 0226† 0551† 0551† 0551† 0443† CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFSL TEJS TSGI TIBS 5683 0235∆ 0158∆ 0158∆ 0226∆ 0235† 0158† 0158† 0226† CNS CNS CNS CNS 0158∆ 7027 0161∆ 0427 4609 5161 0443∆ 0443∆ 5680 4881 0234∆ 7224 0226∆ 0443∆ 0158† 0226† 0443† 7027 0161† 0443† TRMS TNIS TNIT TNPS TTON TFSV TGHS 5690 0727∆ 0161∆ 0161∆ 0234∆ 0234∆ 0595∆ 0901 2209 0727† 0161† 0161† CNS CNS CNS 0443† CNS 0954 0963 0904 RRZP SALA TMCC PRCO RFRC 6033 6523 0582 0443† 0309† TFT TFT CNS CNS C NS .

SYMP SYCA 0443† 0443† CNS CNS SYNG CBTD TRWN 0226† 0443† CNS CNS 0582 0443∆ 0309∆ .

Inc. T rade Manage Capital. Inc. Inc.//II Transamer ica Financial Life Insurance Company Transamerica Financial Life Insurance Compa ny / FL. LLC Thornburg Securities Corporation Thornes & Associates. LLC Themis Trading LLC ThinkEquity Partners LLC Thinkorswim. Tower Square Securities. L. Triune Capital Advisors. TradeStar Investments. LLC TIB The Independent Bankers Bank Ticondergoa Securities LLC Ticondergoa Securities LLC Tiger Securities. Inc. TJM Investments. Inc..P. Inc. Tradition Asiel Securi ties. Toll (William M. LLC TSIB VGRP THEM VISR TOSI SWIM TOSM THNK TSEC TMCD TWPT TDCO THRC 0750∆ 8072∆ 0443∆ 0158∆ 0234∆ 0234∆ 0234∆ 0158∆ 0158∆ 0226∆ 0443∆ 0 rade-PMR. Traderfield Securities Traderight Se curities Tradespot Markets./Series Trust Funds Transamer ica Financial Advisors. Tradi ng Services Group Inc.M. The Vertical Trading Group. LLC Tricor Financial. LLC Troika Dialog USA.Alphabetical Reference January 2011 The Street. Transamerica Advisors Life Insurance Company Transamerica Advisors Li fe Insurance Company of New York Transamerica Capital.P. Inc. LLC Title Secur ities. Track Data Se curities Corp. Inc. Track (ECN) Track (ECN) Track Data Securities Corp. Tradition Aisel Tradition Asiel Securities. Springer. LLC Timber Hill LLC Titan Trading S ervices. Inc. Inc. Trust Compa ny of America Trustcore Investments. LLC Thomas Weisel Partners LL C Thompson Davis & Co. LLC TJM Investments. Inc. Collins & Co.. Traditio n Asiel Securities./Metlife TPR Inv estments. TIAA-CREF Individual and Institut ional Services.) Tonge (R. L. LLC Tradelink Securities. Todd & Company. Inc. Inc. TradeKing Tradeking Tradelink S ecurities. Touchstone Securities Inc. Inc. NY Annuity Business Transamerica Financial Life Insurance Company / FL. Tradebot Systems. NY Life Business Transamerica Financial Life Insurance Company/KC NY Life Busin ess Transamerica Financial Life Insurance Company/Retirement Division Transameri ca Life Insurance Company /Life Business Transamerica Life Insurance Company/Div ersified Investors Securities Corp Transamerica Life Insurance Company/Diversifi ed Investors Securities Corp Transamerica Life Insurance Company/Retirement Divi sion Transamerica Life Insurance Company/TLIAC Transatlantic Securities Company Transcend Capital. ThinkorSwim. Inc. LLC Trident Partners Ltd. Inc. Inc. Inc. Thor Capital. Inc. ThinkPanmure LLC Thomas Group Capital Thomas McDonald Partners. Inc. Inc. Tower Square Securities. Track Data Securities Corporation Trade Center Securities Corp. Inc. LLC Tobias Bros. Inc. Tradeportal Securities. Tradewinds Financial Group. LLC Triune Capit al Advisors. Inc. LLC Toussaint Capital Partners. Investment Securities Thornton. LLC Thrivent Investment Management. Tradestation Securities. Thurston. Inc. Trustmark National Bank TPMR PORT TDFD TRSL TSMI TSII TRAD FILL TRFI TWGR TWSE TPAT TSRV TFAS ASEL ASLB TRAS TASL 0750∆ 0234∆ 0158∆ 0052∆ 0234∆ 0226∆ 0271 0352∆ 0158∆ 0234∆ 0443∆ 0161∆ 0161∆ 0443∆ 0370 0370∆ 0443∆ 5580 6739 6738 0285 0224 4561 4718 4719 4683 4680 4642 0750† 0234† 0052† 0226† 0271 0352† 0158† 0234† CNS CNS CNS CNS CNS CNS CNS CNS 0234† CNS 0158† 0158† 0141† 0226† 0443† . Treasure Financial Corp. Triangl e Securities. Tocquevi lle Securities. Trend Trader LLC Triad Advisors . Triad Securities Corp Triad Securities Corp. Inc. Thrivent In vestment Management.) Company Torc Investments and Research LLC Torc Investments and Research LLC Torc Invest ments and Research LLC Torc Investments and Research LLC Torc Investments and Re search LLC Torc Investments and Research LLC Torc Investments and Research LLC T orc Investments and Research LLC Torc Investments and Research LLC Torc Investme nts and Research LLC Torrey Pines Securities. Inc. Transamerica Capital . Inc. Inc. Farish & Gauntt Thoro ughbred Financial Services. LLC Tower Square Securities. To urmaline Partners. LLC Titan Trading Services. Inc. Tradition Asiel Securities. Inc. ThinkOrSwim./Diversified Funds Transamerica Capital. Inc. Inc. LLC Titan Trading Services. Transamerica Financial Advisors. L. Triad Advisors. Inc. Inc. Herd & Titak. Inc. TradeStation Securi ties. Inc. Inc. Inc. TIAA-CR EF Individual and Institutional Services. Trident Securities Division of McDonald Investments Inc. Incorporate d Tradewire Securities LLC Tradewire Securities LLC Trading Partners.P. Inc. Miller. Trubee.

CNS CNS CNS CNS CNS TATA THFA TBRD AALC 7243 TMBI 0727∆ 0638 CREF TIBD FORT REND TIGR TMBR SPIF TITN S PKE DIRA TJMG TJMI TOBI TOCQ TODD TOLL TONG TORC TORK TORF TORM TORP TORV TORX T ORA TORI TORQ TORY TOUR TCPX TRSQ 0141† 6806 0226† 0226† CNS TFT CNS CNS 0443† 0370 CNS CNS 0226∆ 0226∆ 0309∆ 0549 0234∆ 0234∆ 0234∆ 7081 0501∆ 0551∆ 0158∆ 0443∆ 0158∆ 0352∆ 0161∆ 0234∆ 34∆ 0284∆ 0695∆ 0695∆ 0695∆ 5711 0501∆ 0443∆ 0443∆ 0354 0327 0226∆ 0103∆ 0501∆ 0459 0459∆ 023 83 0234∆ 0234∆ 0501∆ 0551∆ 0443† 6412 0226† 0226† 0309† 0549 0234† 0234† 7081 CNS TFT CNS CNS CNS CNS CNS CNS CNS 0158† 0443† 0158† 0443† 0161† 0234† CNS CNS CNS CNS CNS CNS 4738 4739 5768 4543 0408 0234∆ 0279∆ 0234∆ 6430 0019∆ 0158∆ 0226† CNS 0443† 0443† CNS CNS TRNS TRSD TREA TORS TRID TIAB TIAD TRIN TCOR TRIP TRDT TRUM TRUN TRKA TRUB TMII 0234† 0226† 0019† 0158† 0141† 0226† 0141† CNS CNS CNS CNS CNS CNS CNS TPRI TRAO TRAG TRAC DATA TDSC TCSC YAMN TRBT KRSG TKNG TRTR TRLN 0226† CNS 0141∆ 0799∆ 0234∆ 0750∆ 0443∆ 5981 0234† 0443† 0141† 0226† CNS CNS CNS CNS 0443† 0234† 0234† CNS CNS CNS .

2852 .

/Becker Value F unds Unified Financial Securities. U.A./3 to 1 Fund Unified Financial Securities. Bank N./Execution Service s U./Puerto Rico Fund UBS Global Asset Management/Group Trust Fun ds UBS International. LLC/Profit Funds Investment Trust Ultimus Fund Distributors.S. LLC Ultimus Fund Distributors.S.S./FBO 6692 6593 5830 5639 5430 5558 5640 6535 ULAT 5988 245 1 2450 5116 0443† CNS CMMB USDB USCA QRCE USFI USFB USTC PWPR PWJC PTFI 4919 0279∆ 0226∆ 0543∆ 0595∆ 5442 0234∆ 6729 0279† 0226† 0226† 0595† 0234† 0221† 0221 TFT CNS CNS CNS CNS CNS CNS CNS . Financial Investments. LLC/Flippin Bruce & Porter Funds Ultimus Fund Distributors. LLC/Stralem Funds Ultimus Fund Distributors. Browne Company LLC 21st Century Financial Services Twenty-First Securities Corporation Two Sigma Securities. Inc. LLC TWS Financial. Bancorp Investments Inc. LLC/Jamestown Funds Ultimus Fund Distributors. Brokerage. Inc U. Unified Financial Securit ies. LLC UBS Securities. LLC/Westport Funds UMB Fund Services LLC/Giant 5 Funds U nibanco Securities Inc Unicredit Capital Markets. Inc. Financial Investments.Alphabetical Reference January 2011 Trustmont Financial Group.S. LLC/Alphamark Investment Trust Ultim us Fund Distributors. LLC/NCM Capital Inv estment Trust Ultimus Fund Distributors. LLC/L otsoff Capital Management Micro Cap Fund UMB Distribution Services. Inc. Inc. LLC Turningblock Capital. Global In vestors Funds U. U. LLC/Nakoma Absolute Return Fund UMB Distribution Services. LLC/Davenport & Company Ultimus Fun d Distributors. Tryco Securities. LLC/The Veracity Funds Ultralat Corporation UMB Bank N. LLC/Marsico Investment Funds UMB Distribution Services. UMB Distribution Services. Trading LLC UBS Financial Services INC of Puerto Rico UBS Fin ancial Services Inc. LLC UBS Securities./Crawford Funds Unified Financial Securit ies. Inc. LLC UBS Securities. UBS Global Asset Management (US ) Inc.P. LLC/TFS Capital Investment Trust Ultimus Fund Distributors. Inc. Clearing Corp.S.) & Company. Inc. LLC/Green Century Funds UMB Distribution Services./UMB Scout Brokerag e Services UMB Bank National Association UMB Bank. LLC/Alerian MLP Funds UMB Distribution Services. Inc. LLC/Commonwealth International Series Tr ust UMB Distribution Services.S.S. UBS Global Asset Management (US). L LC/UMB Scout Funds UMB Distribution Services.S. Tullett Liberty Securities. Bank N. N.S. LLC U. Inc U./Dean Family of Funds Unified Financial Securities. LLC Ultimus Fund D istributors. LLC/Papp Investment Trust Ultimus Fund Distributors. Inc. Browne Company LLC Tweedy. LLC/Berwyn Funds Ultimus Fund Distributors. Inc. LLC/Hussman Strategic Growth Fund Ultimus Fund Distributors.A. LLC/Th e GKM Funds Ultimus Fund Distributors. U. Inc.S.A. LLC/Schw artz Investment Trust Ultimus Fund Distributors.) & Co. UBS Financial Services Inc. UBS Securities Canada Inc. LLC/Piedmont Investment Trust CFGM TRCO PATR TULL JPTC JPTS TBLK T WEE TWFS TFSC SOHO TWSF FBSB 0727∆ 0279∆ 0624 0234∆ 0158∆ 0234∆ 0501∆ 0352∆ 5488 0352∆ 0161∆ 280 2803 0727† 0279† 0624 0158† 0234† 0352† 0188† 0352† 0234† 0280 CNS CNS CNS CNS CNS CNS CN NS CNS TFT Ultimus Fund Distributors. Boston Capital Corp. FBO James Advantage Funds Unified F inancial Securities./CDS UBS Securities LLC UBS Securities LLC UBS Securities.S. LLC/Government Street Funds Ultimus Fund Distributors. LLC/The RAM Funds Ultimus Fund Distributo rs. Inc. LLC Turner (J. Inc. LLC/Grand DS/Investment Managers Series Trust UMB Distribution Services.P. LLC/ Gardner Lewis Investment Trust Ultimus Fund Distributors. U ./Eastern Point Advisors Funds Trust Unified Fina ncial Securities. Tullett Liberty Securitie s Inc. LLC/Wasatch Advisors Fund Inc. Inc. Inc. Inc./API Tru st Fund Unified Financial Securities. UMB Distribution Service s. LLC/PMFM Investment Trust Ultimus Fund Dis tributors./Municipal Securities Group U. LLC/Comerica Collective Inve stment Funds UMB Distribution Services. LLC Tweedy./Dreman Fund Un ified Financial Securities. Inc. LLC/CM Adviser s Family of Funds Ultimus Fund Distributors. LLC UBS Securities./Offshore Funds UBS Global Asset Ma nagement (US). Inc.A. Turner (J. Inc./Appleseed Fund Unified Financial Secu rities. LLC Uhlmann Price Securities. Unified Financial Securities. CA Securities LLC U./Auer Growth Funds Unified Financial Securities. Inc. LLC/Stewart Capital Advisors UMB Distribution Services.

UMBI 2451 TFT 5943 0221 0221∆ 5795 6510 5593 5603 0221∆ 5017• 0642 0642∆ 0642∆ 0642∆ 0642∆ 0642∆ 0642∆ 0235∆ 583 5605 5730 5567 5733 5888 5732 5479 5490 5409 5114 6595 4878 4985 6676 5841 5728 5897 6599 4854 5773 5598 6534 UNIB BVCM 0443∆ 4965 5613 5 285 4972 5286 5290 5291 5296 4927 5418 0443† 0443† CNS CNS UBII BUNT UBSW UBSB UBSC UBSG UBSS UBST UBSX UHLM 0221† 0642 CNS CNS 4975 5287 .

Alphabetical Reference January 2011
Alta Trust Unified Financial Securities, Inc./FBO Roosevelt Funds Unified Financ
ial Securities, Inc./Geier Funds Unified Financial Securities, Inc./Golub Group
Unified Financial Securities, Inc./Hirtle Callaghan Trust Unified Financial Secu
rities, Inc./Huntington Fund Unified Financial Securities, Inc./Iron Funds Unifi
ed Financial Securities, Inc./Jones Villlata Opportunity Fund Unified Financial
Securities, Inc./Leeb Focus Funds Unified Financial Securities, Inc./LS Opportun
ity Fund Unified Financial Securities, Inc./Marathon Funds Unified Financial Sec
urities, Inc./Mirzam Funds Unified Financial Securities, Inc./Penn Street Funds
Unified Financial Securities, Inc./Pinnacle Collective Trust Unified Financial S
ecurities, Inc./Symons Funds Unified Financial Securities, Inc./TEAM Financial U
nified Financial Securities, Inc./Timothy Plan Funds Unified Financial Securitie
s, Inc./Toreador Funds Unified Trust Company, National Association Union Bank an
d Trust Company Nebraska Union Bank N.A. Union Bank N.A. Union Capital Company U
nion Securities Ltd. (Canada) Union Security Insurance Company Unionbanc Investm
ent Services, LLC United Bankers Bank United Brokerage Services, Inc. United Cap
ital Markets, Inc. United Equity Securities, LLC United Planners Financial Servi
ces of America United Planners Financial Services of America United States Life
Insurance Company in the City of New York (The) Universal Life Insurance Company
Univest Securities, Inc. UNX, Inc. UNX, Inc. UNX, Inc. UNX, Inc. Upromise Inves
tments, Inc. Upromise Investments, Inc./Phoenix Platform Account US Securities I
nternational Corp. USAA Investment Management Co. USAA Investment Management Com
pany USI Securities, Inc. Uvest Financial Services Group, Inc. Uvest Financial S
ervices Group, Inc. Valdes & Moreno, Inc. Valley Forge Asset Management Corporat
ion 4725 5294 5306 6574 5832 5301 5295 5302 5380 5303 5305 5902 5356 5307 5408 6
518 5308 5983 2067 UBOC IVOL USLF MKTI UBKR UBSI UCMI PFML UPLN 2145 0235∆ 5077• 454
4 6728 2851 0235† TFT CNS Valley National Investments, Inc. Valmark Securities, In
c. Valmark Securities, Inc. Valores Finamax International, Inc. Value Line, Inc.
Van Clemens & Co., Inc. Van Eck Sec Corp/VIP Trust Van Eck Securities Corporati
on Van Kampen Funds, Inc. Vanderbilt Securities, LLC Vandham Securities Corp. Va
ndham Securities Corp. Vanguard Capital Vanguard Fiduciary Trust Company Vanguar
d Marketing Corp./Vanguard Investments Series PLC Funds Vanguard Marketing Corpo
ration Vanguard Marketing Corporation Vantage Investments VanthedgePoint Securit
ies, LLC Variable Annuity Life Insurance Company (The) Variant Research Corporat
ion Vasiliou & Company Inc. Vaughan & Co. Securities, Inc. VBC Securities VCG Se
curities LLC VCM Securities, LLC Vector Partners, L.P. Vectormex WMG, Inc. Verit
as Securities Corp. Vertical Management Systems, Inc./TPA Vertical Trading Group
, LLC (The) Vest (H.D.) Investment Securities, Inc. VFG Securities, LLC vFinance
Investments, Inc. Vfinance Investments, Inc. Vianet Direct, Inc. Viewpoint Secu
rities, LLC Viewtrade Securities, Inc. ViewTrade Securities, Inc. Viewtrade Secu
rities, Inc. Vining-Sparks IBG, L.P. Virtu Financial BD LLC Vision Brokerage Ser
vices, LLC Vision Financial Markets LLC Vision Investment Services, Inc. Vista S
ecurities, Inc. VP Distributors, Inc VSR Financial Servcies, Inc. VSR Financial
Services, Inc. VT Brokers, LLC W.D. Latimer Company LTD./CDS W.H. Reaves & Co.,
Inc W.R. Hambrecht + Co., LLC W.R. Hambrecht + Co., LLC W.R. Hambrecht + Co., LL
C W.R. Taylor & Company, LLC Wachovia Securities Financial Network, LLC Wachtel
& Co., Inc. Waddell & Reed, Inc. Waddell & Reed, Inc. Wade (G.W.) Asset Manageme
nt Company, Inc. Wainwright (H.C.) & Co., Inc. Walker Rose, Inc. Wall Street Acc
ess Wall Street Access Wall Street Access Wall Street Advisor Services, LLC VALI
VALM FINA VCLM 0235∆ 0121 0352∆ 5827 0279∆ 4977 5524 0692 0161∆ 0161∆ 0443∆ 5972 4996 0062
5772 0234∆ 0234∆ 6455 0352∆ 0352∆ 0226† 0235† CNS CNS
0279†
CNS
VKMI VBLT VNDM VNDX VCAP
0692 0443† 0161† 0161† 0443†

CNS CNS CNS CNS CNS
VGRD VTIS VHPA
0062
CNS
0234† 0352† 0352† 0443† 0158† 0158† 0443† 0352† 0352†
CNS
VARI VASL VCSI VBCS VANQ VCMS VCTR VMEX VRTA
0158∆ 0352∆ 0352∆ 0100∆ 7122 0161∆ 0268 0750∆ 0052∆ 0226∆ 0161∆ 0234∆ 0234∆ 0234∆ 0019∆ 0063
5517 2615 0141∆ 0551∆ 5078• 0443∆ 0443∆ 0234∆ 0551∆ 0750∆ 0141∆ 0709 0687 4879
CNS CNS CNS CNS CNS CNS CNS CNS
VERT VFGS VFNL VFIN VNET VWPT VIEW VTDT VTRD VSLP VRTU VBSL VSIN VISI VSTS
0161† 0750† 0052† 0226† 0161† 0234† 0234† 6043
CNS CNS CNS CNS CNS CNS CNS TFT
0443∆ 0443∆ 6008 4531 6497 0158∆ 0501∆ 0501∆ 0501∆ 0501∆ 5704 5670
6728 6732 0141† 0443† 0226† 0443†
TFT TFT CNS CNS CNS CNS
0595 0443† 0279†
CNS CNS CNS
UNIV UNEX UNXD UNXT UNXU
VSRF BIAD WDLF REAV HAMR HAMC HESM WRTC FNET WACL
0141†
CNS
0443† 0235†
CNS CNS
0750† 0141† 0709
CNS CNS TFT
USIC USAA
0367 5935
0226† 0367 0226† 0443† 0309† 0443†
CNS CNS
USIS UVST TORO VLYF

0443∆ 0603 0309∆
CNS CNS CNS CNS
GWWD HCWT ROSE WABR WSAP WSAX
0226† 0158∆ 0501∆ 0443∆ 0501∆ 0501∆ 0626
CNS
0443† 0501†
CNS CNS

Inc. Inc. Wedbus h Morgan Securities. Inc. Wedbush Morgan Securities./SIG Wells Fargo Bank. Watermark Securi ties Inc.Alphabetical Reference January 2011 Wall Street Electronica. Inc. N. Wedge Securities.) D irect. Inc. LLC/Wells Fargo(Lux) Worldwide Wells Fargo Institutional Securities. LLC Wells Fargo Securities. Anderson & Co. Wedbush Morgan Securities. Inc. Wedbush Securities Inc. Wedbush Morgan Securities. Wedbush Morgan Securit ies. Inc. Inc. NA T R Recordkeeping Group Wells Fargo Bank. LLC/Wells Fargo Securities Safekeeping Wells Nelson & As sociates. Western Reserve Life Co. Wedbush Morgan Securities. LLC Wentworth Securities. Weckstein (D. Wedbus h Morgan Securities. Inc. Inc. Wedbush Morgan Securities. Wellington West Capital Markets (USA) Inc. Wegener Investment Tr ust Weil Company. Inc. Wedbush Morgan Securities. Wedbush Morgan Securities. Inc. Inc. Wescorp Inves tment Services. Wedbus h Morgan Securities. Inc. Inc. Wedbush Morgan Securities. Western National L ife Insurance Company Western National Life Insurance Company/Sun America Amaril lo Western Pacific Securities. Wedbush Morgan Securities.C. Wall Street Financial Group Wall Street Management Corporation Wall Street Money Center Corp. Waveland Capital Partners LLC Wayne Hummer Investments LLC Wayne Hum mer Investments LLC WBB Securities. National Association Wells Fargo Brokera ge Services. Inc. Westpark Capital. Wells Fargo Advisors. Wedbush Morgan Securities. Inc. Inc. Wedbush Morgan Securities. Inc. Inc. Watermill Institutional Trading. Inc. Inc. Watkins Financial Services. Nadel & Company Washington Analysis Corporation Washi ngton Securities Corporation Waterford Investors Services. Inc. Western International Securities.A. Ltd. Inc. W ells Fargo Bank. Inc. Inc. Inc. Inc. Inc. Wedush Securities Inc. Wedbush Morgan Securit ies. Wedbush Morgan Securit ies. Wellington Shields & C o LLC Wellington Trust Company.. Wedbush Morgan Securities. Wesbanco Securities. Inc. L. Inc. Wedbush Sec urities. Inc. Inc. Inc. Wedbush Securities Inc. Inc. LLC Wells Fargo Advisors./Wachovia Wells Fargo Bank. Western Equity Group. Wedush Securities Inc. Inc. Wedbush Morgan Securities. Wedbush Securities. Wedbush Morgan Securit ies. Walnut Street Securities Walnut Street Securities Walthausen & Co LLC Wang Investment Associates. (The) Weller. Wedush Securities Inc. LLC Wedgewood Partners. Inc. Weston Securities Corporation Westor Capital Group. Inc. Wedbush Morgan Securities. Inc. Inc. Wedbush Morgan Securities. N. Western Financial Corporation Western Internat ional Securities. Inc. Ward (K. LLC/WFI Wells Fargo Bank. Inc. Wedbush Securit ies Inc./Stock Loan Wedbush Securities. Inc. Inc. Inc. Inc W aterstone Financial Group. Inc.. Inc. LLC West America Securities Corp. Wedbus h Morgan Securities. Wedbush Morgan Securities. Wedbush Morgan Securities. Inc. Wedbus h Morgan Securities. LLC Weber & Company. N. Wedbush Morgan Securit ies.A. Wedbush Morgan Securities. WSET WSFG WSMC WAMC WBET WSEI WNUT 054 3∆ 0226∆ 0750∆ 5769 0158∆ 0052∆ 0052∆ 0443∆ 0533 5595 0279∆ 0234∆ 0234∆ 0052∆ 0727∆ 0235∆ 023 0158∆ 0501∆ 0075∆ 0727∆ 0750∆ 0234∆ 0141∆ 0196 0226∆ 0352∆ 0309∆ 0727∆ 0234∆ 0103∆ 0103∆ 0103 3∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 0103∆ 3∆ 0103∆ 0234∆ 0234∆ 0330∆ 0352∆ 0355∆ 0442∆ 0442∆ 0442∆ 0442∆ 0543† 0226† 0443† CNS CNS CNS Securities. WMAE WEDL WEDM WMLS LIFW WMSS WEDB WMVS WMLK WEDY WMDR WMQT WDGE WGWD WMPR WMFO WMLB WMLM WMFC WEED WEIL WACC WESC 0442∆ 0501∆ 0 501∆ 0512∆ 0695∆ 0695∆ 0103 0103∆ 0512∆ 5166 0103∆ 0103∆ 0103∆ 0443∆ 0161∆ 0330∆ 0501∆ 0501∆ . Inc. Inc. Inc. Wedbush Morgan Securities. Warner Group Inc. Wedush Securities Inc. Inc. Westchester Capital Management . Inc. Wedbus h Morgan Securities. LLC Wealth Monitors Inc. Weitz & Company Wallach B eth Capital LLC Wallstreet E Financial Services Inc. Wallace R. Inc. Inc. Wedbush Morgan Securities. Wedbush Morgan Securities. Inc. Wang Investmen t Associates.) Financial Ward's Financial Services. Wedbush Morgan Securities.B. LLC Wells Fargo Securities. Inc. of Ohio/Annuity Bus iness Western Southern Life Assurance Company Westhoff Cone & Holmstedt Westlake Securities WestLB Securities.A. Watley (A. Wedbus h Morgan Securities. LLC Wells Fargo Funds Distributo r. Inc. Inc. Inc. Wang Investment Associates. Inc. Inc. LLC Wells Fargo Securities. Inc. LLC Wells Fargo Funds Distributor. LLC Waterstone Financial Group. Inc. LLC Well s Fargo Securities. Wedbush Securities Inc. Wedbush Morgan Securit ies. Inc. Wedbush Morgan Securities. Wedbush Morgan Securit ies. Wedus h Securities Inc. N. Wedbush Morgan Securities.P.) & Co. Wedbush Morgan Securities. Wedbush Morgan Securities. Wedbush Morgan Securities. Wedbush Morgan Securit ies. Weaver Tidwell Capi tal. (The) Warren D. Weeden & Co. Inc. Inc. Wallstreet E Financial Serv ices Inc. Inc.A. Inc.

52∆ 0141∆ 6517 5008∆ 7360 0733 6766 2072 0929 2195 2027 0250∆ 5576 5936 WFIS WCHV WELX W FGO 0250∆ 0250 0250∆ 0352∆ 0025 WELL WWTH CBII WCIS WUSA WEGP WEFI WISI 0309† 0750∆ 0727∆ 07 50∆ 6601 0235∆ 0103∆ 0352∆ 0635 4623 4664 0750∆ 4692 4614 WCAH WSLK WLBP WESX WPCC 0234∆ 517 7 5737 0234∆ 0052∆ 0279† 0234† CNS CNS 0727† 0443† CNS CNS CNS 0250† 0250 CNS CNS 0052† 0443† CNS CNS 0103 CNS WANG WAVD WEDT WMSR SOGO WAYN WEDX WMSW WIAI WBBC WEDZ WMSX KCWF WTHM WESG GNSM WARF WEAV WISG WMQP WRGR WEBR WIST WMLF NADL WECK WLSC WEDJ WALC WEDN WLTT WEDE WSCC WEDO WMAQ WMAA 0279† CNS 0052† 0727† 0235† 0235† 0161† 0235† 0235† CNS CNS CNS CNS CNS CNS CNS 0158† CNS 0161† 0352† 0279† 0141† CNS CNS CNS CNS 0226† 0141† 0226† 0309† CNS CNS CNS CNS WWCM RAGN WBNA 0733 2072 CNS CNS 0103† 0103† 0103† CNS CNS CNS NORW 0250† CNS 0235† 0103† 0352† CNS CNS CNS WEPA WTRI WEDS WMBQ WMAB WZSC IBKW WMGN WMAC WMLL WFGP DRAS SALT HLTN HBIQ SCTT WEDG WEDK WEDP WMGT WMMO WMRA WMSH WMSN WMAD .

0234† 0052† CNS CNS .

Inc. Inc. Young Stovall & Company Zacks & Company Zecco Trading. White Pacific S ecurities. Woori Investment & Securities America. LLC YieldQuest Secu rities.) and Co mpany Zions Direct. Whiteweld Trading.N. LLC Whitman (M. Wynston Hill Capital. YieldQuest Securities.) Investments. Wunderlich Securities. Inc. Ltd. Inc.-Muni Division Wolverine Execution Services LLC Wolverine Execution Ser vices LLC Wolverton Securities (USA). Inc.C. Inc Ziegler (B. Woodlawn Advisors. LLC Wilmington Brokerage Services Company Wilmington Brokerage Services Compan y Wilmington Capital Securities. Wireless Fund Wisconsin Discount Securities Corp. World Choice Securities. Whitehall-Parker Securities. Inc. LLC Whitney National Bank WIC Corp. Xtent Financial Group. Inc. Popper. Whitaker Securities. Inc. Windsor Sheffield & Company. Winebrenner Capital Partner LLC Winslow. Wunderlich Securities. Inc. Inc.J.J.) Securities. Zions Direct.) & Company Ziegler (B. Inc. Inc Zeus Securities. WM Financial Services. Wunderlich Securities . Inc. LLC White Mountain Capital. Inc. Wolf A. Worden Capital Management. L.E. Westrock Capital Management. Inc.) & Co./CDS Woodbur y Financial Services. LLC Workman Securities Corp. WCMS WRIS WROC WSRK WMBU WFPS WGTG WHAE JNWS WTKR WTSC CAPS WMCL WPSI WPAC WHPA QWER HITE WWLD MJWH WTNY WHIT WILB WBRO WLMS WTCO BALE WBSC WCSC 0352∆ 0443∆ 0750∆ 0226∆ 0279∆ 0501∆ 0352† 0443† 0226† 0750† 0226† 0279† 0158† CNS CNS CNS CNS CNS CNS CNS CNS World Equity Group Inc. WJB Capital Group. Inc. Inc.. WM Financial Services. Inc. LLC Woo dmen Financial Services.. LLC York Securities. Woodstock Financial Group Inc. Inc.P. Inc. LLC White Cap Trading . Evans & Crocke r Inc. Winchester Gr oup Inc. Inc. LLC White Pacific Securities. Zoullas (N.. XATS. Wilbanks Securities. Witenberg Investment Companies.Alphabetical Reference January 2011 Westport Capital Markets. Inc. Inc. Wolverton Securities Ltd. WJB Capital Group. Inc. Inc. Inc. Wulff Hansen & Co. Wunderlich Securi ties. Zions First National Bank ZIV Invest ment Co. Inc. Inc. WFP S ecurities WG Trading Company. LLC Whitaker Securities. Inc. Windham Financial Services Inc. Inc. Wine (D. Wile y Bros. Wolfe & Hurst Bond Brok ers. XCU Capi tal Corp. Inc. Winslow. World Trade Financial Corporation World Trade Fina ncial Corporation WRP Investments. (The) Williams Trading . World Equity Group. LLC Wilmington Trust Company Wilmington Trust C ompany Wilmington Trust Company/Wilmington Trust Retirement & Institutional Serv ices Company Wilson-Davis & Co.B. Wolfe & Hurst Bond Brokers.). World Group Securities.-Aintree Capital. Westr ock Advisors. White Pacific Securities. Inc. Wh itman (M. WFG Investments. Inc. Inc. Wm Smith & C o. Inc. Inc. Evans & Crocker Inc. WEGI 0235∆ 0460 0729 0052∆ 0052∆ 4312 0141∆ 022 6∆ 0235∆ 0926 0235∆ 0158∆ 0052∆ 0443∆ 0234∆ 5548 0158∆ 0235∆ 0352∆ 0234∆ 0309∆ 0443∆ 0753 006 352∆ 0235† CNS WORL WORX WHCO WUND FUND WUNR EXTF WYSE XATS EXCU XTFG YQST YOSE YOST ZACK ZECO ZEUS BCZC ZION ZDNF ZFNB ZIVI ZOUL 0052† 0052† 5226 0141† 0226† 0235† 0235† 0158† 0052† 0443† 0141† CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS 0234∆ 0443∆ 0501∆ 0158∆ 0234∆ 0235∆ 0234∆ 0647∆ 0352∆ 5829 0279∆ 0235∆ 0443∆ 0443∆ 0501∆ 0226 0226† 0158† 0234† 0235† 0443† 0234† 0352† 6414 0279† 0235† 0443† 0050† 0226† 0226† 0235† CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS 0235† 0352† 0234† 0234† 0443† 0065 0226† 2104 8082 CNS CNS CNS CNS CNS CNS CNS TFT CNS WDCO WDAC WINC WFSI WISC WINE WCAP WYNS . LLC Westport Resources Investment Services. LLC Williams Capital Group.) Inc. Ltd Partnership Wharton Equity Corporation Whipple (J. Whitestone Securities Inc.LLC Wyser-Pratte & Co. Wilson-Davis & Company. Inc. Inc. Woodlands Securities Corp. Inc. Inc.C. Inc.

0068 0283 0279∆ 0226∆ 0352∆ 0279∆ 0750∆ 0443∆ 0332 6683 0279∆ 0501∆ 0019∆ 0019∆ 4310 0019∆ 02 0279† 0226† 0352† 0226† 0279† 0750† 0443† CNS CNS CNS CNS CNS CNS CNS WIDS WITE WJBX WJBI MRPH WSSS WAPS 0279† 0019† 0226† CNS CNS CNS WOHU WEXI WEXX WTOU WTOF WODL WDLN RDNK LGSA WORD WSCX WCSO 6998 0501∆ 0501∆ 0052∆ 5079• 0510 0161∆ 6004 0279∆ 0052∆ 0235∆ 0052∆ CNS 0052† CNS 0279† 0161† 0279† 0443† 0235† 0052† CNS CNS CNS CNS CNS CNS .