You are on page 1of 7

-----BEGIN PRIVACY-ENHANCED MESSAGE----Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.

gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OeSVJF1WWSPB/6PvPAoGhNLp5d+JHLLEY37cIjoC5h0uGBRyc+diLGEjSjPiWGXa 50ZKQIWYM2VSTzW1Wd49jQ== 0001032210-99-000024.txt : 19990118 0001032210-99-000024.hdr.sgml : 19990118 ACCESSION NUMBER: 0001032210-99-000024 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANYAN SYSTEMS INC CENTRAL INDEX KEY: 0000888711 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042798394 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43208 FILM NUMBER: 99507416 BUSINESS ADDRESS: STREET 1: 120 FLANDERS ROAD CITY: WESTBORO STATE: MA ZIP: 01581 BUSINESS PHONE: 5088981000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911144442 STATE OF INCORPORATION: WA

FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY #BLDG 8 STREET 2: NORTH OFFICE 2211 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 2068828080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY - BLDG 8 STREET 2: NORTH OFFICE 2211 CITY: REDMOND STATE: WA ZIP: 98052-6399 SC 13G 1 SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BANYAN SYSTEMS INCORPORATED (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 06698104 (CUSIP Number) January 8, 1999

(Date of Event Which Requires Filing of this Statement) Robert A. Eshelman, Esq. General Counsel, Finance & Administration Microsoft Corporation One Microsoft Way Redmond, Washington 98052-6399 (425) 882-8080 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 - ----------------------CUSIP NO. 06698104 - ----------------------- -----------------------------------------------------------------------------NAME OF REPORTING PERSON 1 Microsoft Corporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 91-1144442 - -----------------------------------------------------------------------------CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

2

(a) [_] (b) [_]

- -----------------------------------------------------------------------------SEC USE ONLY 3 - -----------------------------------------------------------------------------CITIZENSHIP OR PLACE OF ORGANIZATION 4 State of Washington - -----------------------------------------------------------------------------SOLE VOTING POWER 5 NUMBER OF 1,750,000 ----------------------------------------------------------SHARED VOTING POWER BENEFICIALLY 6 -0OWNED BY ----------------------------------------------------------EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,750,000 ----------------------------------------------------------SHARED DISPOSITIVE POWER WITH 8 -0- -----------------------------------------------------------------------------AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,750,000 (Microsoft holds an immediately exercisable warrant to purchase 1,750,000 common shares, at an exercise price of $10.00 per share, pursuant to which Microsoft may not dispose of the common shares for a three-year period starting January 8, 1999.) - -----------------------------------------------------------------------------CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 10 - -----------------------------------------------------------------------------PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 PERSON SHARES

8.64% - -----------------------------------------------------------------------------TYPE OF REPORTING PERSON 12 CO - -----------------------------------------------------------------------------2 Item 1(a) Name of Issuer: Banyan Systems Incorporated Item 1(b) Address of Issuer's Principal Executive Offices: 120 Flanders Road Westboro, MA 01581-5013 Item 2(a) Name of Person Filing: Microsoft Corporation Item 2(b) Address of Principal Business Office: One Microsoft Way Redmond, Washington 98052-6399 Item 2(c) Citizenship: State of Washington Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 06698104 Item 3 Item 4 Not Applicable Ownership

(a) Amount Beneficially Owned: 1,750,000 (Microsoft holds an immediately exercisable warrant to purchase 1,750,000 common shares, at an exercise price of $10.00 per share, pursuant to which Microsoft may not dispose of the common shares for a three-year period starting January 8, 1999.) (b) Percent of Class: 8.64% (c) Number of shares as to which such person has: i) sole power to vote or to direct the vote

1,750,000 ii) shared power to vote or to direct the vote -0iii) sole power to dispose or to direct the disposition of 1,750,000 iv) shared power to dispose or to direct the disposition of -0Item 5 Item 6 Ownership of 5% or Less of a Class: Not Applicable. Ownership of More than 5% on Behalf of Another Person: Not Applicable. 3 Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable. Item 8 Identification and Classification of Members of the Group:

Not Applicable. Item 9 Notice of Dissolution of the Group:

Not Applicable. Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [Remainder of page intentionally blank] 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

January 15, 1999 MICROSOFT CORPORATION By /s/ Robert A. Eshelman ------------------------------Robert A. Eshelman General Counsel, Finance & Administration Page 5 of 5

-----END PRIVACY-ENHANCED MESSAGE-----