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Hydraulic engineering
From Wikipedia, the free encyclopedia
Hydraulic engineering as a sub-discipline of civil engineering is concerned with the flow and
conveyance of fluids, principally water and sewage. One feature of these systems is the extensive
use of gravity as the motive force to cause the movement of the fluids. This area of civil engineering
is intimately related to the design of bridges, dams, channels, canals, and levees, and to both
sanitary and environmental engineering.
Hydraulic engineering is the application of fluid mechanics principles to problems dealing with the
collection, storage, control, transport, regulation, measurement, and use of water.[1] Before beginning
a hydraulic engineering project, one must figure out how much water is involved. The hydraulic
engineeris concerned with the transport of sediment by the river, the interaction of the water with its
alluvial boundary, and the occurrence of scour and deposition. [1]"The hydraulic engineer actually
develops conceptual designs for the various features which interact with water such as spillways and
outlet works for dams, culverts for highways, canals and related structures for irrigation projects, and
cooling-water facilities for thermal power plants." [2]
Contents
[hide]
1 Fundamental principles
o
2 Applications
3 History
4 Modern times
5 See also
6 References
7 Further reading
8 External links
Fundamental principles[edit]
Fluid mechanics[edit]
Fundamentals of Hydraulic Engineering defines hydrostatics as the study of fluids at rest.[1] In a fluid
at rest, there exists a force, known as pressure, that acts upon the fluid's surroundings. This
pressure, measured in N/m2, is not constant throughout the body of fluid. Pressure, p, in a given
body of fluid, increases with an increase in depth. Where the upward force on a body acts on the
base and can be found by equation:
where,
= density of water
g = specific gravity
y = depth of the body of liquid
Rearranging this equation gives you the pressure head p/g = y. Four basic devices
for pressure measurement are apiezometer, manometer, differential
manometer, Bourdon gauge, as well as an inclined manometer.[1]
As Prasuhn states:
On undisturbed submerged bodies, pressure acts along all surfaces of a body in a liquid,
causing equal perpendicular forces in the body to act against the pressure of the liquid. This
reaction is known as equilibrium. More advanced applications of pressure are that on plane
surfaces, curved surfaces, dams, and quadrant gates, just to name a few.[1]
considerable shearing action between the layer of fluid on the plate surface and
the second layer of fluid. The second layer is therefore forced to decelerate
(though it is not quite brought to rest), creating a shearing action with the third
layer of fluid, and so on. As the fluid passes further along the plate, the zone in
which shearing action occurs tends to spread further outwards. This zone is
known as the 'boundary layer'. The flow outside the boundary layer is free of
shear and viscous-related forces so it is assumed to act like an ideal fluid. "The
intermolecular cohesive forces in a fluid are not great enough to hold fluid
together. Hence a fluid will flow under the action of the slightest stress and flow
will continue as long as the stress is present.[3] The flow inside the layer can be
either viscous or turbulent, depending on Reynolds number.[1]
Applications[edit]
Common topics of design for hydraulic engineers include hydraulic structures
such as dams, levees, water distribution networks, water collection networks,
sewage collection networks, storm water management, sediment transport, and
various other topics related to transportation engineering and geotechnical
engineering. Equations developed from the principles offluid dynamics and fluid
mechanics are widely utilized by other engineering disciplines such as
mechanical, aeronautical and even traffic engineers.
Related branches include hydrology and rheology while related applications
include hydraulic modeling, flood mapping, catchment flood management plans,
shoreline management plans, estuarine strategies, coastal protection, and flood
alleviation.
History[edit]
See also: Sanitation of the Indus Valley Civilization
Earliest uses of hydraulic engineering were to irrigate crops and dates back
to the Middle East and Africa. Controlling the movement and supply of water for
growing food has been used for many thousands of years. One of the earliest
hydraulic machines, the water clock was used in the early 2nd millennium BC.
[4]
Other early examples of using gravity to move water include
the Qanat system in ancient Persia and the very similar Turpan water system in
ancient China as well as irrigation canals in Peru. [5]
In ancient China, hydraulic engineering was highly developed, and engineers
constructed massive canals with levees and dams to channel the flow of water
for irrigation, as well as locks to allow ships to pass through. Sunshu Ao is
considered the first Chinese hydraulic engineer. Another important Hydraulic
Engineer in China, Ximen Bao was credited of starting the practice of large
scale canal irrigation during the Warring States period (481 BC-221 BC), even
today hydraulic engineers remain a respectable position in China. Before
becoming President, Hu Jintao was a hydraulic engineer and holds an
engineering degree from Tsinghua University
Eupalinos of Megara, was an ancient Greek engineer who built the Tunnel of
Eupalinos on Samos in the 6th century BC, an important feat of both civil and
hydraulic engineering. The civil engineering aspect of this tunnel was the fact
that it was dug from both ends which required the diggers to maintain an
accurate path so that the two tunnels met and that the entire effort maintained a
sufficient slope to allow the water to flow.
Modern times[edit]
In many respects the fundamentals of hydraulic engineering haven't changed
since ancient times. Liquids are still moved for the most part by gravity through
systems of canals and aqueducts, though the supply reservoirs may now be
filled using pumps. The need for water has steadily increased from ancient
times and the role of the hydraulic engineer is a critical one in supplying it. For
example, without the efforts of people like William Mulholland the Los Angeles
area would not have been able to grow as it has because it simply doesn't have
enough local water to support its population. The same is true for many of our
world's largest cities. In much the same way, the central valley of California
could not have become such an important agricultural region without effective
water management and distribution for irrigation. In a somewhat parallel way to
what happened in California the creation of the Tennessee Valley
Authority(TVA) brought work and prosperity to the South by building dams to
generate cheap electricity and control flooding in the region, making rivers
navigable and generally modernizing life the region.
Properties of Fluids
The properties outlines below are general properties of fluids which are of interest in
engineering. The symbol usually used to represent the property is specified together
with some typical values in SI units for common fluids. Values under specific
conditions (temperature, pressure etc.) can be readily found in many reference books.
The dimensions of each unit is also give in the MLT system (see later in the section on
dimensional analysis for more details about dimensions.)
1. Density
The density of a substance is the quantity of matter contained in a unit volume
of the substance. It can be expressed in three different ways.
1. Mass Density
Mass Density,
(or
Dimensions:
Typical values:
Water = 1000
Oil = 800
, Mercury = 13546
Air = 1.23
, Paraffin
2. Specific Weight
Specific Weight , (sometimes , and sometimes known as specific
gravity) is defined as the weight per unit volume.
or
The force exerted by gravity, g, upon a unit volume of the substance.
The Relationship between g and
2nd Law, since
(or
Typical values:
Water =9814
, Mercury = 132943
, Air =12.07
For solids and liquids this standard mass density is the maximum mass
density for water (which occurs at c) at atmospheric pressure.
Units
Dimensions
Dimensions
is the "coefficient of dynamic viscosity" - see below.
.)
Typical values:
Water =1.14
=1.552
, Air =1.78
, Mercury
2. Kinematic Viscosity
Kinematic Viscosity,
mass density.
St =
Water =1.14
=1.145
,
Paraffin Oil =2.375
, Air =1.46
, Mercury
Pressure measurement
From Wikipedia, the free encyclopedia
The construction of a bourdon tube gauge. Construction elements are made of brass
Many techniques have been developed for the measurement of pressure and vacuum. Instruments
used to measure pressure are called pressure gauges or vacuum gauges.
A manometer is an instrument that uses a column of liquid to measure pressure, although the term
is often used nowadays to mean any pressure measuring instrument.
A vacuum gauge is used to measure the pressure in a vacuumwhich is further divided into two
subcategories, high and low vacuum (and sometimes ultra-high vacuum). The applicable pressure
range of many of the techniques used to measure vacuums have an overlap. Hence, by combining
several different types of gauge, it is possible to measure system pressure continuously from
10 mbar down to 1011 mbar.
Contents
[hide]
2 Units
3.1 Applications
4 Instruments
4.1 Hydrostatic
4.1.1 Piston
4.2.1 Bourdon
4.2.2 Diaphragm
4.2.3 Bellows
5.1.2 Two-wire
5.2 Ionization gauge
6 Calibration
7 Dynamic transients
8 Standards
9 History
11 US ASME Standards
12 See also
13 References
14 External links
The zero reference in use is usually implied by context, and these words are added only when
clarification is needed. Tire pressure and blood pressure are gauge pressures by convention,
while atmospheric pressures, deep vacuum pressures, and altimeter pressures must be absolute.
For most working fluids where a fluid exists in a closed system, gauge pressure measurement
prevails. Pressure instruments connected to the system will indicate pressures relative to the current
atmospheric pressure. The situation changes when extreme vacuum pressures are measured;
absolute pressures are typically used instead.
Differential pressures are commonly used in industrial process systems. Differential pressure gauges
have two inlet ports, each connected to one of the volumes whose pressure is to be monitored. In
effect, such a gauge performs the mathematical operation of subtraction through mechanical means,
obviating the need for an operator or control system to watch two separate gauges and determine
the difference in readings.
Moderate vacuum pressure readings can be ambiguous without the proper context, as they may
represent absolute pressure or gauge pressure without a negative sign. Thus a vacuum of 26 inHg
gauge is equivalent to an absolute pressure of 30 inHg (typical atmospheric pressure) 26 inHg = 4
inHg.
Atmospheric pressure is typically about 100 kPa at sea level, but is variable with altitude and
weather. If the absolute pressure of a fluid stays constant, the gauge pressure of the same fluid will
vary as atmospheric pressure changes. For example, when a car drives up a mountain, the (gauge)
tire pressure goes up because atmospheric pressure goes down. The absolute pressure in the tire is
essentially unchanged.
Using atmospheric pressure as reference is usually signified by a g for gauge after the pressure unit,
e.g. 70 psig, which means that the pressure measured is the total pressure minus atmospheric
pressure. There are two types of gauge reference pressure: vented gauge (vg) and sealed gauge
(sg).
A vented gauge pressure transmitter for example allows the outside air pressure to be exposed to
the negative side of the pressure sensing diaphragm, via a vented cable or a hole on the side of the
device, so that it always measures the pressure referred to ambient barometric pressure. Thus a
vented gauge reference pressure sensor should always read zero pressure when the process
pressure connection is held open to the air.
A sealed gauge reference is very similar except that atmospheric pressure is sealed on the negative
side of the diaphragm. This is usually adopted on high pressure ranges such as hydraulics where
atmospheric pressure changes will have a negligible effect on the accuracy of the reading, so
venting is not necessary. This also allows some manufacturers to provide secondary pressure
containment as an extra precaution for pressure equipment safety if the burst pressure of the
primary pressure sensing diaphragm is exceeded.
There is another way of creating a sealed gauge reference and this is to seal a high vacuum on the
reverse side of the sensing diaphragm. Then the output signal is offset so the pressure sensor reads
close to zero when measuring atmospheric pressure.
A sealed gauge reference pressure transducer will never read exactly zero because atmospheric
pressure is always changing and the reference in this case is fixed at 1 bar.
An absolute pressure measurement is one that is referred to absolute vacuum. The best example of
an absolute referencedpressure is atmospheric or barometric pressure.
To produce an absolute pressure sensor the manufacturer will seal a high vacuum behind the
sensing diaphragm. If the process pressure connection of an absolute pressure transmitter is open
to the air, it will read the actual barometric pressure.
Units[edit]
Pressure units
Pascal
Bar
Technical
atmosphere
Standard
atmosphere
Torr
Pounds per
square inch
(Pa)
(bar)
(at)
(atm)
(Torr)
(psi)
1 Pa
1 N/m2
105
1.0197105
9.8692106
7.5006103
1.450377104
1
bar
105
106 dyn/cm2
1.0197
0.98692
750.06
14.50377
1 at
0.980665 105
0.980665
1 kp/cm2
0.9678411
735.5592
14.22334
1
atm
1.01325 105
1.01325
1.0332
p0
760
14.69595
1
Torr
133.3224
1.333224103
1.359551103
1.315789103
1 mmHg
1.933678102
1 psi
6.8948103
6.8948102
7.03069102
6.8046102
51.71493
1 lbF/in2
V
T
E
The SI unit for pressure is the pascal (Pa), equal to one newton per square metre (Nm2 or
kgm1s2). This special name for the unit was added in 1971; before that, pressure in SI was
expressed in units such as Nm2. When indicated, the zero reference is stated in parenthesis
following the unit, for example 101 kPa (abs). The pound per square inch (psi) is still in widespread
use in the US and Canada, for measuring, for instance, tire pressure. A letter is often appended to
the psi unit to indicate the measurement's zero reference; psia for absolute, psig for gauge, psid for
differential, although this practice is discouraged by the NIST.[1]
Because pressure was once commonly measured by its ability to displace a column of liquid in a
manometer, pressures are often expressed as a depth of a particular fluid (e.g., inches of water).
Manometric measurement is the subject of pressure head calculations. The most common choices
for a manometer's fluid are mercury (Hg) and water; water is nontoxic and readily available, while
mercury's density allows for a shorter column (and so a smaller manometer) to measure a given
pressure. The abbreviation "W.C." or the words "water column" are often printed on gauges and
measurements that use water for the manometer.
Fluid density and local gravity can vary from one reading to another depending on local factors, so
the height of a fluid column does not define pressure precisely. So measurements in "millimetres of
mercury" or "inches of mercury" can be converted to SI units as long as attention is paid to the local
factors of fluid density and gravity. Temperature fluctuations change the value of fluid density, while
location can affect gravity.
Although no longer preferred, these manometric units are still encountered in many fields. Blood
pressure is measured in millimetres of mercury (see torr) in most of the world, and lung pressures
in centimeters of water are still common, as in settings for CPAP machines. Natural gas pipeline
pressures are measured in inches of water, expressed as "inches W.C."Scuba divers often use a
manometric rule of thumb: the pressure exerted by ten meters depth of water is approximately equal
to one atmosphere. In vacuum systems, the units torr, micrometre of mercury (micron),[citation needed] and
inch of mercury (inHg) are most commonly used. Torr and micron usually indicates an absolute
pressure, while inHg usually indicates a gauge pressure.
Atmospheric pressures are usually stated using kilopascal (kPa), or atmospheres (atm), except in
American meteorologywhere the hectopascal (hPa) and millibar (mbar) are preferred. In American
and Canadian engineering, stress is often measured in kip. Note that stress is not a true pressure
since it is not scalar. In the cgs system the unit of pressure was thebarye (ba), equal to 1 dyncm2.
In the mts system, the unit of pressure was the pieze, equal to 1 sthene per square metre.
Many other hybrid units are used such as mmHg/cm2 or grams-force/cm2 (sometimes as [[kg/cm2]]
without properly identifying the force units). Using the names kilogram, gram, kilogram-force, or
gram-force (or their symbols) as a unit of force is prohibited in SI; the unit of force in SI is the newton
(N).
Applications[edit]
Altimeter
Barometer
MAP sensor
Pitot tube
Sphygmomanometer
Instruments[edit]
Many instruments have been invented to measure pressure, with different advantages and
disadvantages. Pressure range, sensitivity, dynamic response and cost all vary by several orders of
magnitude from one instrument design to the next. The oldest type is the liquid column (a vertical
tube filled with mercury) manometer invented by Evangelista Torricelli in 1643. The U-Tube was
invented by Christiaan Huygens in 1661.
Hydrostatic[edit]
Hydrostatic gauges (such as the mercury column manometer) compare pressure to the hydrostatic
force per unit area at the base of a column of fluid. Hydrostatic gauge measurements are
independent of the type of gas being measured, and can be designed to have a very linear
calibration. They have poor dynamic response.
Piston[edit]
Piston-type gauges counterbalance the pressure of a fluid with a spring (for example tire-pressure
gauges of comparatively low accuracy) or a solid weight, in which case it is known as a deadweight
tester and may be used for calibration of other gauges.
Liquid column[edit]
Main article: Pressure head
The difference in fluid height in a liquid column manometer is proportional to the pressure
difference.
By using Bernoulli's principle and the derived pressure head equation, liquids can be used
forinstrumentation where gravity is present. Liquid column gauges consist of a vertical column of
liquid in a tube that has ends which are exposed to different pressures. The column will rise or fall
until its weight (a force applied due to gravity) is in equilibrium with the pressure differential between
the two ends of the tube (a force applied due to fluid pressure). A very simple version is a U-shaped
tube half-full of liquid, one side of which is connected to the region of interest while
the reference pressure (which might be the atmospheric pressure or a vacuum) is applied to the
other. The difference in liquid level represents the applied pressure. The pressure exerted by a
column of fluid of height h and density is given by the hydrostatic pressure equation, P = hg.
Therefore the pressure difference between the applied pressure Pa and the reference pressure P0 in
a U-tube manometer can be found by solving Pa P0 = hg. In other words, the pressure on either
end of the liquid (shown in blue in the figure to the right) must be balanced (since the liquid is static)
and so Pa = P0 + hg.
In most liquid column measurements, the result of the measurement is the height, h, expressed
typically in mm, cm, or inches. The h is also known as the pressure head. When expressed as a
pressure head, pressure is specified in units of length and the measurement fluid must be specified.
When accuracy is critical, the temperature of the measurement fluid must likewise be specified,
because liquid density is a function of temperature. So, for example, pressure head might be written
"742.2 mmHg" or "4.2 inH2O at 59 F" for measurements taken with mercury or water as the
manometric fluid, respectively. The word "gauge" or "vacuum" may be added to such a
measurement to distinguish between a pressure above or below the atmospheric pressure. Both mm
of mercury and inches of water are common pressure heads which can be converted to S.I. units of
pressure using unit conversion and the above formulas.
If the fluid being measured is significantly dense, hydrostatic corrections may have to be made for
the height between the moving surface of the manometer working fluid and the location where the
pressure measurement is desired except when measuring differential pressure of a fluid (for
example across an orifice plate or venturi), in which case the density should be corrected by
subtracting the density of the fluid being measured. [2]
To measure the pressure of a fluid accurately using a liquid column, the fluid being measured should
not be flowing for a static pressure measurement. A column connected to a flowing fluid will measure
static plus dynamic pressure. So if a fluid is flowing, the liquid column will change due to dynamic
pressure, proportional to the square of the fluid's velocity. This of course is precisely the desired
measurement when a differential pressure measurement is needed for a venturi or an orifice plate.
Measuring dynamic pressures is commonly used as an intermediary in determining a fluid's velocity
or flow rate. Seeflow measurement.
As an example, an airplane flying through the air at sea level would experience the atmospheric
pressure as a static pressure exerted on the skin of the aircraft. However, the forward surfaces of an
aircraft in flight experience dynamic pressure in addition to the static pressure. To measure the static
air pressure, we use a barometer in still air. To measure the dynamic pressure, imagine a mercury
manometer like the U-tube above with an open end pointing in the direction of the airplane's travel
and a closed end kept at the static air pressure. Mercury is pushed down the tube farther than it
would if only measuring still air. For a plane traveling around 129 m/s, the dynamic pressure adds
about 10% to the atmospheric pressure at sea level. A U-tube for measuring dynamic pressure on an
airplane would be impractical, so a pitot tube is used instead that relies on a diaphragm rather than
columns of fluid. Although dynamic pressure can be measured directly, fluid speed and air
speed can be measured indirectly using the Bernoulli principle if both dynamic and static pressures
are known.
Although any fluid can be used, mercury is preferred for its high density (13.534 g/cm3) and
low vapour pressure. For low pressure differences well above the vapour pressure of water, water is
commonly used (and "inches of water" or "Water Column" is a common pressure unit). Liquidcolumn pressure gauges are independent of the type of fluid being measured and have a highly
linear calibration. They have poor dynamic response because the fluid in the column may react
slowly to a pressure change.
When measuring vacuum, the working liquid may evaporate and contaminate the vacuum if its vapor
pressure is too high. When measuring liquid pressure, a loop filled with gas or a light fluid can isolate
the liquids to prevent them from mixing but this can be unnecessary, for example when mercury is
used as the manometer fluid to measure differential pressure of a fluid such as water. Simple
hydrostatic gauges can measure pressures ranging from a few Torr (a few 100 Pa) to a few
atmospheres. (Approximately 1,000,000 Pa)
A single-limb liquid-column manometer has a larger reservoir instead of one side of the U-tube and
has a scale beside the narrower column. The column may be inclined to further amplify the liquid
movement. Based on the use and structure following type of manometers are used [3]
1. Simple Manometer
2. Micromanometer
3. Differential manometer
4. Inverted differential manometer
McLeod gauge[edit]
A McLeod gauge isolates a sample of gas and compresses it in a modified mercury manometer until
the pressure is a few mmHg. The gas must be well-behaved during its compression (it must not
condense, for example). The technique is slow and unsuited to continual monitoring, but is capable
of good accuracy.
Useful range: above 10-4 torr [4] (roughly 10-2 Pa) as high as 106 Torr (0.1 mPa),
0.1 mPa is the lowest direct measurement of pressure that is possible with current technology.
Other vacuum gauges can measure lower pressures, but only indirectly by measurement of
other pressure-controlled properties. These indirect measurements must be calibrated to SI units
via a direct measurement, most commonly a McLeod gauge.[5]
Aneroid[edit]
Aneroid gauges are based on a metallic pressure sensing element that flexes elastically under
the effect of a pressure difference across the element. "Aneroid" means "without fluid," and the
term originally distinguished these gauges from the hydrostatic gauges described above.
However, aneroid gauges can be used to measure the pressure of a liquid as well as a gas, and
they are not the only type of gauge that can operate without fluid. For this reason, they are often
called mechanical gauges in modern language. Aneroid gauges are not dependent on the type
of gas being measured, unlike thermal and ionization gauges, and are less likely to contaminate
the system than hydrostatic gauges. The pressure sensing element may be a Bourdon tube, a
diaphragm, a capsule, or a set of bellows, which will change shape in response to the pressure
of the region in question. The deflection of the pressure sensing element may be read by a
linkage connected to a needle, or it may be read by a secondary transducer. The most common
secondary transducers in modern vacuum gauges measure a change in capacitance due to the
mechanical deflection. Gauges that rely on a change in capacitance are often referred to as
capacitance manometers.
Bourdon[edit]
Membrane-type manometer
The Bourdon pressure gauge uses the principle that a flattened tube tends to straighten or
regain its circular form in cross-section when pressurized. Although this change in cross-section
may be hardly noticeable, and thus involving moderate stresses within the elastic range of easily
workable materials, the strain of the material of the tube is magnified by forming the tube into a
C shape or even a helix, such that the entire tube tends to straighten out or uncoil, elastically, as
it is pressurized. Eugene Bourdon patented his gauge in France in 1849, and it was widely
adopted because of its superior sensitivity, linearity, and accuracy; Edward Ashcroft purchased
Bourdon's American patent rights in 1852 and became a major manufacturer of gauges. Also in
1849, Bernard Schaeffer in Magdeburg, Germany patented a successful diaphragm (see below)
pressure gauge, which, together with the Bourdon gauge, revolutionized pressure measurement
in industry.[6]But in 1875 after Bourdon's patents expired, his company Schaeffer and
Budenberg also manufactured Bourdon tube gauges.
In practice, a flattened thin-wall, closed-end tube is connected at the hollow end to a fixed pipe
containing the fluid pressure to be measured. As the pressure increases, the closed end moves
in an arc, and this motion is converted into the rotation of a (segment of a) gear by a connecting
link that is usually adjustable. A small-diameter pinion gear is on the pointer shaft, so the motion
is magnified further by the gear ratio. The positioning of the indicator card behind the pointer, the
initial pointer shaft position, the linkage length and initial position, all provide means to calibrate
the pointer to indicate the desired range of pressure for variations in the behavior of the Bourdon
tube itself. Differential pressure can be measured by gauges containing two different Bourdon
tubes, with connecting linkages.
Bourdon tubes measure gauge pressure, relative to ambient atmospheric pressure, as opposed
to absolute pressure; vacuum is sensed as a reverse motion. Some aneroid barometers use
Bourdon tubes closed at both ends (but most use diaphragms or capsules, see below). When
the measured pressure is rapidly pulsing, such as when the gauge is near a reciprocating pump,
an orifice restriction in the connecting pipe is frequently used to avoid unnecessary wear on the
gears and provide an average reading; when the whole gauge is subject to mechanical vibration,
the entire case including the pointer and indicator card can be filled with an oil or glycerin.
Tapping on the face of the gauge is not recommended as it will tend to falsify actual readings
initially presented by the gauge. The Bourdon tube is separate from the face of the gauge and
thus has no effect on the actual reading of pressure. Typical high-quality modern gauges provide
an accuracy of 2% of span, and a special high-precision gauge can be as accurate as 0.1% of
full scale.[7]
In the following illustrations the transparent cover face of the pictured combination pressure and
vacuum gauge has been removed and the mechanism removed from the case. This particular
gauge is a combination vacuum and pressure gauge used for automotive diagnosis:
the left side of the face, used for measuringmanifold vacuum, is calibrated in centimetres of
mercury on its inner scale and inches of mercuryon its outer scale.
the right portion of the face is used to measure fuel pump pressure or turbo boost and is
calibrated infractions of 1 kgf/cm2 on its inner scale andpounds per square inch on its outer
scale.
Mechanical details[edit]
Mechanical details
Stationary parts:
A: Receiver block. This joins the inlet pipe to the fixed end of the Bourdon tube (1) and
secures the chassis plate (B). The two holes receive screws that secure the case.
B: Chassis plate. The face card is attached to this. It contains bearing holes for the axles.
Moving Parts:
1. Stationary end of Bourdon tube. This communicates with the inlet pipe through the
receiver block.
2. Moving end of Bourdon tube. This end is sealed.
3. Pivot and pivot pin.
4. Link joining pivot pin to lever (5) with pins to allow joint rotation.
5. Lever. This is an extension of the sector gear (7).
6. Sector gear axle pin.
7. Sector gear.
8. Indicator needle axle. This has a spur gear that engages the sector gear (7) and
extends through the face to drive the indicator needle. Due to the short distance
between the lever arm link boss and the pivot pin and the difference between the
effective radius of the sector gear and that of the spur gear, any motion of the Bourdon
tube is greatly amplified. A small motion of the tube results in a large motion of the
indicator needle.
9. Hair spring to preload the gear train to eliminate gear lash and hysteresis.
Diaphragm[edit]
A second type of aneroid gauge uses deflection of a flexible membrane that separates regions of
different pressure. The amount of deflection is repeatable for known pressures so the pressure
can be determined by using calibration. The deformation of a thin diaphragm is dependent on
the difference in pressure between its two faces. The reference face can be open to atmosphere
to measure gauge pressure, open to a second port to measure differential pressure, or can be
sealed against a vacuum or other fixed reference pressure to measure absolute pressure. The
deformation can be measured using mechanical, optical or capacitive techniques. Ceramic and
metallic diaphragms are used.
Useful range: above 10-2 Torr [8] (roughly 1 Pa)
For absolute measurements, welded pressure capsules with diaphragms on either side are
often used.
shape:
Flat
corrugated
flattened tube
capsule
Bellows[edit]
In gauges intended to sense small pressures or pressure differences, or require that an
absolute pressure be measured, the gear train and needle may be driven by an enclosed
and sealed bellows chamber, called an aneroid, which means "without liquid".
(Early barometers used a column of liquid such as water or the liquid
metal mercury suspended by avacuum.) This bellows configuration is used in aneroid
barometers (barometers with an indicating needle and dial card),altimeters, altitude
recording barographs, and the altitude telemetry instruments used in weather
balloon radiosondes. These devices use the sealed chamber as a reference pressure and
are driven by the external pressure. Other sensitive aircraft instruments such as air speed
indicators and rate of climb indicators (variometers) have connections both to the internal
part of the aneroid chamber and to an external enclosing chamber.
Thermal conductivity[edit]
Generally, as a real gas increases in density -which may
indicate an increase in pressure- its ability to conduct heat
increases. In this type of gauge, a wire filament is heated by
running current through it. A thermocouple or resistance
thermometer (RTD) can then be used to measure the
temperature of the filament. This temperature is dependent on
the rate at which the filament loses heat to the surrounding
gas, and therefore on the thermal conductivity. A common
variant is the Pirani gauge, which uses a single platinum
filament as both the heated element and RTD. These gauges
are accurate from 103 Torr to 10 Torr, but their calibration is
sensitive to the chemical composition of the gases being
measured.
Pirani (one wire)[edit]
Main article: Pirani gauge
A Pirani gauge consist of a metal wire open to the pressure
being measured. The wire is heated by a current flowing
through it and cooled by the gas surrounding it. If the gas
pressure is reduced, the cooling effect will decrease, hence the
equilibrium temperature of the wire will increase.
The resistance of the wire is a function of its temperature: by
measuring the voltageacross the wire and the current flowing
through it, the resistance (and so the gas pressure) can be
determined. This type of gauge was invented by Marcello
Pirani.
Two-wire[edit]
In two-wire gauges, one wire coil is used as a heater, and the
other is used to measure temperature due
to convection.Thermocouple gauges and thermistor
gauges work in this manner using thermocouple or thermistor,
respectively, to measure the temperature of the heated wire.
Ionization gauge[edit]
Ionization gauges are the most sensitive gauges for very low
pressures (also referred to as hard or high vacuum). They
sense pressure indirectly by measuring the electrical ions
produced when the gas is bombarded with electrons. Fewer
ions will be produced by lower density gases. The calibration of
an ion gauge is unstable and dependent on the nature of the
gases being measured, which is not always known. They can
be calibrated against a McLeod gauge which is much more
stable and independent of gas chemistry.
Thermionic emission generate electrons, which collide with gas
atoms and generate positive ions. The ions are attracted to a
suitably biased electrode known as the collector. The current in
the collector is proportional to the rate of ionization, which is a
Faraday cup
Cold cathode[edit]
There are two subtypes of cold-cathode ionization gauges:
the Penning gauge (invented by Frans Michel Penning),
and the Inverted magnetron, also called a Redhead
gauge. The major difference between the two is the
position of theanode with respect to the cathode. Neither
has a filament, and each may require a DC potential of
about 4 kV for operation. Inverted magnetrons can
measure down to 1x1012 Torr.
Likewise, cold-cathode gauges may be reluctant to start at
very low pressures, in that the near-absence of a gas
makes it difficult to establish an electrode current - in
particular in Penning gauges, which use an axially
symmetric magnetic field to create path lengths for
electrons that are of the order of metres. In ambient air,
suitable ion-pairs are ubiquitously formed by cosmic
radiation; in a Penning gauge, design features are used to
ease the set-up of a discharge path. For example, the
electrode of a Penning gauge is usually finely tapered to
facilitate the field emission of electrons.
Maintenance cycles of cold cathode gauges are, in
general, measured in years, depending on the gas type
and pressure that they are operated in. Using a cold
cathode gauge in gases with substantial organic
components, such as pump oil fractions, can result in the
growth of delicate carbon films and shards within the
gauge that eventually either short-circuit the electrodes of
the gauge or impede the generation of a discharge path.
Calibration[edit]
Pressure gauges are either direct- or indirect-reading.
Hydrostatic and elastic gauges measure pressure are
directly influenced by force exerted on the surface by
incident particle flux, and are called direct reading gauges.
Thermal and ionization gauges read pressure indirectly by
measuring a gas property that changes in a predictable
manner with gas density. Indirect measurements are
susceptible to more errors than direct measurements.
Dead-weight tester
McLeod
Dynamic transients[edit]
When fluid flows are not in equilibrium, local pressures
may be higher or lower than the average pressure in a
resonance
Standards[edit]
The American Society of Mechanical Engineers (ASME)
has developed two separate and distinct standards on
pressure Measurement, B40.100 and PTC 19.2. B40.100
provides guidelines on Pressure Indicated Dial Type and
Pressure Digital Indicating Gauges, Diaphragm Seals,
Snubbers, and Pressure Limiter Valves. PTC 19.2 provides
instructions and guidance for the accurate determination of
pressure values in support of the ASME Performance Test
Codes. The choice of method, instruments, required
calculations, and corrections to be applied depends on the
purpose of the measurement, the allowable uncertainty,
and the characteristics of the equipment being tested. The
methods for pressure measurement and the protocols used
for data transmission are also provides. Guidance is given
for setting up the instrumentation and determining the
uncertainty of the measurement. Information regarding the
instrument type, design, applicable pressure range,
accuracy, output, and relative cost is provided. Information
is also provided on pressure-measuring devices that are
used in field environments i.e., Piston Gauges,
Manometers, and Low-Absolute-Pressure (Vacuum)
Instruments. These methods are designed to assist in the
evaluation of measurement uncertainty based on current
technology and engineering knowledge, taking into account
published instrumentation specifications and measurement
and application techniques. This Supplement provides
guidance in the use of methods to establish the pressuremeasurement uncertainty.
History[edit]
Further information: Timeline of temperature and pressure
measurement technology
US ASME Standards[edit]
See also
Soil mechanics
From Wikipedia, the free encyclopedia
Soil mechanics is a branch of engineering mechanics that describes the behavior of soils. It differs
from fluid mechanics and solid mechanics in the sense that soils consist of a heterogeneous mixture
of fluids (usually air and water) and particles (usually clay, silt, sand, and gravel) but soil may also
contain organic solids, liquids, and gasses and other matter.[1][2][3][4]Along with rock mechanics, soil
mechanics provides the theoretical basis for analysis in geotechnical engineering,[5] a subdiscipline
of civil engineering, and engineering geology, a subdiscipline of geology. Soil mechanics is used to
analyze the deformations of and flow of fluids within natural and man-made structures that are
supported on or made of soil, or structures that are buried in soils.[6] Example applications are
building and bridge foundations, retaining walls, dams, and buried pipeline systems. Principles of soil
mechanics are also used in related disciplines such as engineering geology,geophysical
engineering, coastal engineering, agricultural engineering, hydrology and soil physics.
This article describes the genesis and composition of soil, the distinction between pore water
pressure and inter-granular effective stress, capillary action of fluids in the pore spaces, soil
classification, seepage andpermeability, time dependent change of volume due to squeezing water
out of tiny pore spaces, also known as consolidation, shear strength and stiffness of soils. The shear
strength of soils is primarily derived from friction between the particles and interlocking, which are
very sensitive to the effective stress.[6] The article concludes with some examples of applications of
the principles of soil mechanics such as slope stability, lateral earth pressure on retaining walls, and
bearing capacity of foundations.
Slope instability issues for a temporary flood control levee in North Dakota, 2009
Earthwork in Germany
Fox Glacier, New Zealand: Soil produced and transported by intense weathering and erosion.
Contents
[hide]
1.1 Genesis
1.2 Transport
3 Soil classification
3.1 Classification of soil grains
4.3 Flownets
7 Applications
o
8 See also
9 References
Physical weathering includes temperature effects, freeze and thaw of water in cracks, rain, wind,
impact and other mechanisms. Chemical weathering includes dissolution of matter composing a rock
and precipitation in the form of another mineral. Clay minerals, for example can be formed by
weathering of feldspar, which is the most common mineral present in igneous rock.
The most common mineral constituent of silt and sand is quartz, also called silica, which has the
chemical name silicon dioxide. The reason that feldspar is most common in rocks but silicon is more
prevalent in soils is that feldspar is much more soluble than silica.
Silt, Sand, and Gravel are basically little pieces of broken rocks.
According to the Unified Soil Classification System, silt particle sizes are in the range of 0.002 mm to
0.075 mm and sand particles have sizes in the range of 0.075 mm to 4.75 mm.
Gravel particles are broken pieces of rock in the size range 4.75 mm to 100 mm.
Particles larger than gravel are called cobbles and boulders.[1][2]
Transport[edit]
Example soil horizons. a) top soil and colluvium b) mature residual soil c) young residual soil d) weathered rock.
Soil deposits are affected by the mechanism of transport and deposition to their location. Soils that
are not transported are called residual soilsthey exist at the same location as the rock from which
they were generated. Decomposed granite is a common example of a residual soil. The common
mechanisms of transport are the actions of gravity, ice, water, and wind. Wind blown soils include
dune sands and loess. Water carries particles of different size depending on the speed of the water,
thus soils transported by water are graded according to their size. Silt and clay may settle out in a
lake, and gravel and sand collect at the bottom of a river bed. Wind blown soil deposits
(aeolian soils) also tend to be sorted according to their grain size. Erosion at the base of glaciers is
powerful enough to pick up large rocks and boulders as well as soil; soils dropped by melting ice can
be a well graded mixture of widely varying particle sizes. Gravity on its own may also carry particles
down from the top of a mountain to make a pile of soil and boulders at the base; soil deposits
transported by gravity are calledcolluvium.[1][2]
The mechanism of transport also has a major effect on the particle shape. For example, low velocity
grinding in a river bed will produce rounded particles. Freshly fractured colluvium particles often
have a very angular shape.
Soil composition[edit]
Soil mineralogy[edit]
Silts, sands and gravels are classified by their size, and hence they may consist of a variety of
minerals. Owing to the stability of quartz compared to other rock minerals, quartz is the most
common constituent of sand and silt . Mica, and feldspar are other common minerals present in
sands and silts.[1] The mineral constituents of gravel may be more similar to that of the parent rock.
The common clay minerals are montmorillonite or smectite, illite, and kaolinite or kaolin. These
minerals tend to form in sheet or plate like structures, with length typically ranging between 10 7 m
and 4x106 m and thickness typically ranging between 109 m and 2x106 m, and they have a
relatively large specific surface area. The specific surface area (SSA) is defined as the ratio of the
surface area of particles to the mass of the particles. Clay minerals typically have specific surface
areas in the range of 10 to 1,000 square meters per gram of solid. [3] Due to the large surface area
available for chemical, electrostatic, and van der Waals interaction, the mechanical behavior of clay
minerals is very sensitive to the amount of pore fluid available and the type and amount of dissolved
ions in the pore fluid.[1] To anticipate the effect of clay on the way a soil will behave, it is necessary to
know the kinds of clays as well as the amount present. As home builders and highway engineers
know all too well, soils containing certain high-activity clays make very unstable material on which to
build because they swell when wet and shrink when dry. This shrink-and-swell action can easily
crack foundations and cause retaining walls to collapse. These clays also become extremely sticky
and difficult to work with when they are wet. In contrast, low-activity clays, formed under different
conditions, can be very stable and easy to work with.
The minerals of soils are predominantly formed by atoms of oxygen, silicon, hydrogen, and
aluminum, organized in various crystalline forms. These elements along with calcium, sodium,
potassium, magnesium, and carbon constitute over 99 per cent of the solid mass of soils. [1]
Grain size distribution[edit]
Main article: Soil gradation
Soils consist of a mixture of particles of different size, shape and mineralogy. Because the size of the
particles obviously has a significant effect on the soil behavior, the grain size and grain size
distribution are used to classify soils. The grain size distribution describes the relative proportions of
particles of various sizes. The grain size is often visualized in a cumulative distribution graph which,
for example, plots the percentage of particles finer than a given size as a function of size. The
median grain size,
, is the size for which 50% of the particle mass consists of finer particles. Soil
behavior, especially thehydraulic conductivity, tends to be dominated by the smaller particles, hence,
the term "effective size", denoted by
, is defined as the size for which 10% of the particle mass
consists of finer particles.
Sands and gravels that possess a wide range of particle sizes with a smooth distribution of particle
sizes are called well graded soils. If the soil particles in a sample are predominantly in a relatively
narrow range of sizes, the sample is uniformly graded. If a soil sample has distinct gaps in the
gradation curve, e.g., a mixture of gravel and fine sand, with no coarse sand, the sample may
be gap graded. Uniformly graded and gap graded soils are both considered to be poorly graded.
There are many methods for measuring particle size distribution. The two traditional methods are
sieve analysis and hydrometer analysis.
Sieve analysis[edit]
Sieve
The size distribution of gravel and sand particles are typically measured using sieve analysis. The
formal procedure is described in ASTM D6913-04(2009).[7] A stack of sieves with accurately
dimensioned holes between a mesh of wires is used to separate the particles into size bins. A known
volume of dried soil, with clods broken down to individual particles, is put into the top of a stack of
sieves arranged from coarse to fine. The stack of sieves is shaken for a standard period of time so
that the particles are sorted into size bins. This method works reasonably well for particles in the
sand and gravel size range. Fine particles tend to stick to each other, and hence the sieving process
is not an effective method. If there are a lot of fines (silt and clay) present in the soil it may be
necessary to run water through the sieves to wash the coarse particles and clods through.
A variety of sieve sizes are available. The boundary between sand and silt is arbitrary. According to
the Unified Soil Classification System, a #4 sieve (4 openings per inch) having 4.75mm opening size
separates sand from gravel and a #200 sieve with an 0.075 mm opening separates sand from silt
and clay. According to the British standard, 0.063 mm is the boundary between sand and silt, and
2 mm is the boundary between sand and gravel.[3]
Hydrometer analysis[edit]
The classification of fine-grained soils, i.e., soils that are finer than sand, is determined primarily by
their Atterberg limits, not by their grain size. If it is important to determine the grain size distribution
of fine-grained soils, the hydrometer test may be performed. In the hydrometer tests, the soil
particles are mixed with water and shaken to produce a dilute suspension in a glass cylinder, and
then the cylinder is left to sit. A hydrometer is used to measure the density of the suspension as a
function of time. Clay particles may take several hours to settle past the depth of measurement of
the hydrometer. Sand particles may take less than a second. Stoke's law provides the theoretical
basis to calculate the relationship between sedimentation velocity and particle size. ASTM provides
the detailed procedures for performing the Hydrometer test.
Clay particles can be sufficiently small that they never settle because they are kept in suspension
by Brownian motion, in which case they may be classified as colloids.
Mass-volume relations[edit]
A phase diagram of soil indicating the masses and volumes of air, solid, water, and voids.
There are a variety of parameters used to describe the relative proportions of air, water and solid in a
soil. This section defines these parameters and some of their interrelationships. [2][6] The basic
notation is as follows:
,
, and
,
, and
, and
, and
Note that the weights, W, can be obtained by multiplying the mass, M, by the acceleration due to
gravity, g; e.g.,
Specific Gravity is the ratio of the density of one material compared to the density of pure water (
).
Dry Density,
, is the mass of solids divided by the total volume of air water and solids:
Buoyant Density, , defined as the density of the mixture minus the density of water is
useful if the soil is submerged under water:
where
Water Content,
is the ratio of mass of water to mass of solid. It is easily measured
by weighing a sample of the soil, drying it out in an oven and re-weighing. Standard
procedures are described by ASTM.
Void ratio, , is the ratio of the volume of voids to the volume of solids:
Porosity, , is the ratio of volume of voids to the total volume, and is related to
the void ratio:
Degree of saturation,
of voids:
Total stress[edit]
For level ground conditions, the total vertical stress at
a point,
, on average, is the weight of everything
above that point per unit area. The vertical stress
beneath a uniform surface layer with density , and
thickness
is for example:
where is the acceleration due to gravity, and is
the unit weight of the overlying layer. If there are
multiple layers of soil or water above the point of
interest, the vertical stress may be calculated by
summing the product of the unit weight and
thickness of all of the overlying layers. Total stress
increases with increasing depth in proportion to the
density of the overlying soil.
It is not possible to calculate the horizontal total
stress in this way. Lateral earth pressures are
addressed elsewhere.
is
Capillary action[edit]
Soil classification[edit]
Geotechnical engineers classify the soil
particle types by performing tests on disturbed
where:
is the "maximum void
ratio" corresponding to a very loose
state,
is the "minimum void
ratio" corresponding to a very dense
state and is the in situ void ratio.
Methods used to calculate relative
density are defined in ASTM D425400(2006).[13]
Thus if
the sand or
gravel is very dense, and
if
the soil is extremely
loose and unstable.
accompanying sketch,
then seepage will occur. For steady
state seepage, the seepage velocities
are not varying with time. If the water
tables are changing levels with time,
or if the soil is in the process of
consolidation, then steady state
conditions do not apply.
Darcy's law[edit]
Darcy's law states that the volume of
flow of the pore fluid through a porous
medium per unit time is proportional to
the rate of change of excess fluid
pressure with distance. The constant
of proportionality includes the viscosity
of the fluid and the intrinsic
permeability of the soil. For the simple
case of a horizontal tube filled with soil
where
has
units of velocity and is
called the Darcy
velocity (or the specific
discharge, filtration
velocity, orsuperficial
velocity).
The pore or interstitial
velocity
is the
average velocity of fluid
molecules in the pores; it
is related to the Darcy
velocity and the
porosity through
the Dupuit-Forchheimer
relationship
where is
the hydraulic
conductivity,
defined
as
,
and is
the hydraulic
gradient. The
hydraulic gradient
is the rate of
change of total
head with
distance. The
total head, at a
point is defined
as the height
(measured
relative to the
datum) to which
water would rise
in a piezometer at
that point. The
total head is
related to the
excess water
pressure by:
and
the
is zero if the
datum for
head
measurement
is chosen at
the same
elevation as
the origin for
the depth, z
used to
calculate
.
Typical
values of
permeabili
ty[edit]
Values of the
permeability,
, can vary
by many
orders of
magnitude
depending on
the soil type.
Clays may
have
permeability
as small as
about
,
gravels may
have
permeability
up to
about
.
Layering and
heterogeneity
and
disturbance
during the
sampling and
testing
process
make the
accurate
measurement
of soil
permeability
a very difficult
problem.[4]
Flownets[e
dit]
Main
article: Flown
et
Darcy's Law
applies in
one, two or
three
dimensions.[3]
In two or
three
dimensions,
steady state
seepage is
described
byLaplace's
equation.
Computer
programs are
available to
solve this
equation. But
traditionally
twodimensional
seepage
problems
were solved
using and a
graphical
procedure
known
called flownet
.[3][9][16] One
set of lines in
the flownet
are in the
direction of
the water flow
(flow lines),
and the other
set of lines
are in the
direction of
constant total
head
(equipotential
lines).
Flownets may
be used to
estimate the
quantity of
seepage
under dams a
nd sheet
piling.
A plan flow
net to
estimate
flow of
water from
a stream to
a
discharging
well
Seepage
forces and
erosion[edi
t]
When the
seepage
velocity is
great
enough, erosi
on can occur
because of
the frictional
drag exerted
on the soil
particles.
Vertically
upwards
seepage is a
source of
danger on
the
downstream
side of sheet
piling and
beneath the
toe of a dam
or levee.
Erosion of the
soil, known
as "soil
piping", can
lead to failure
of the
structure and
to sinkholefor
mation.
Seeping
water
removes soil,
starting from
the exit point
of the
seepage, and
erosion
advances
upgradient.[17]
The term
"sand boil" is
used to
describe the
appearance
of the
discharging
end of an
active soil
pipe.[18]
Seepage
pressures[
edit]
Seepage in
an upward
direction
reduces the
effective
stress within
the soil.
When the
water
pressure at a
point in the
soil is equal
to the total
vertical stress
at that point,
the effective
stress is zero
and the soil
has no
frictional
resistance to
deformation.
For a surface
layer, the
vertical
effective
stress
becomes
zero within
the layer
when the
upward
hydraulic
gradient is
equal to the
critical
gradient.[9] At
zero effective
stress soil
has very little
strength and
layers of
relatively
impermeable
soil may
heave up due
to the
underlying
water
pressures.
The loss in
strength due
to upward
seepage is a
common
contributor to
levee
failures. The
condition of
zero effective
stress
associated
with upward
seepage is
also
calledliquefac
tion, quicksan
d, or a boiling
condition.
Quicksand
was so
named
because the
soil particles
move around
and appear
to be 'alive'
(the biblical
meaning of
'quick' as
opposed to
'dead'). (Note
that it is not
possible to
be 'sucked
down' into
quicksand.
On the
contrary, you
would float
with about
half your
body out of
the water.)[19]
Consolid
ation:
transient
flow of
water[edit
]
Main
article: Cons
olidation
(soil)
Consolidation
analogy. The
piston is
supported by
water
underneath and
a spring. When
a load is
applied to the
piston, water
pressure
increases to
support the
load. As the
water slowly
leaks through
the small hole,
the load is
transferred from
the water
pressure to the
spring force.
Consolidation
is a process
by
which soils d
ecrease in
volume. It
occurs
when stress i
s applied to a
soil that
causes the
soil particles
to pack
together
more tightly,
therefore
reducing
volume.
When this
occurs in a
soil that is
saturated
with water,
water will be
squeezed out
of the soil.
The time
required to
squeeze the
water out of a
thick deposit
of clayey soil
layer might
be years. For
a layer of
sand, the
water may be
squeezed out
in a matter of
seconds. A
building
foundation or
construction
of a new
embankment
will cause the
soil below to
consolidate
and this will
cause
settlement
which in turn
may cause
distress to
the building
or
embankment.
Karl
Terzaghi dev
eloped the
theory of
consolidation
which
enables
prediction of
the amount of
settlement
and the time
required for
the
settlement to
occur.[20] Soils
are tested
with
an oedomete
r test to
determine
their
compression
index and
coefficient of
consolidation.
When stress
is removed
from a
consolidated
soil, the soil
will rebound,
drawing
water back
into the pores
and regaining
some of the
volume it had
lost in the
consolidation
process. If
the stress is
reapplied, the
soil will reconsolidate
again along a
recompressio
n curve,
defined by
the
recompressio
n index. Soil
that has been
consolidated
to a large
pressure and
has been
subsequently
unloaded is
considered to
be overconso
lidated. The
maximum
past vertical
effective
stress is
termed
thepreconsoli
dation stress.
A soil which
is currently
experiencing
the maximum
past vertical
effective
stress is said
to benormally
consolidated.
The overcons
olidation
ratio, (OCR)
is the ratio of
the maximum
past vertical
effective
stress to the
current
vertical
effective
stress. The
OCR is
significant for
two reasons:
firstly,
because the
compressibilit
y of normally
consolidated
soil is
significantly
larger than
that for
overconsolid
ated soil, and
secondly, the
shear
behavior and
dilatancy of
clayey soil
are related to
the OCR
through critic
al state soil
mechanics;
highly
overconsolid
ated clayey
soils are
dilatant, while
normally
consolidated
soils tend to
be
contractive.[2]
[3][4]
Shear
behavior
:
stiffness
and
strength[
edit]
Main
article: shear
strength (soil)
Typical
stress
strain curve
for a
drained
dilatant soil
The shear
strength and
stiffness of
soil
determines
whether or
not soil will
be stable or
how much it
will deform.
Knowledge of
the strength
is necessary
to determine
if a slope will
be stable, if a
building or
bridge might
settle too far
into the
ground, and
the limiting
pressures on
a retaining
wall. It is
important to
distinguish
between
failure of a
soil element
and the
failure of a
geotechnical
structure
(e.g., a
building
foundation,
slope or
retaining
wall); some
soil elements
may reach
their peak
strength prior
to failure of
the structure.
Different
criteria can
be used to
define the
"shear
strength" and
the
"yieldpoint"
for a soil
element from
a stressstrain curve.
One may
define the
peak shear
strength as
the peak of a
stress strain
curve, or the
shear
strength at
critical state
as the value
after large
strains when
the shear
resistance
levels off. If
the stressstrain curve
does not
stabilize
before the
end of shear
strength test,
the "strength"
is sometimes
considered to
be the shear
resistance at
15% to 20%
strain.[9] The
shear
strength of
soil depends
on many
factors
including
the effective
stress and
the void ratio.
The shear
stiffness is
important, for
example, for
evaluation of
the
magnitude of
deformations
of
foundations
and slopes
prior to failure
and because
it is related to
the shear
wave velocity.
The slope of
the initial,
nearly linear,
portion of a
plot of shear
stress as a
function of
shear strain
is called
the shear
modulus
Friction,
interlockin
g and
dilation[edi
t]
Angle of
repose
Soil is an
assemblage
of particles
that have
little to no
cementation
while rock
(such as
sandstone)
may consist
of an
assembly of
particles that
are strongly
cemented
together by
chemical
bonds. The
shear
strength of
soil is
primarily due
to
interparticle
friction and
therefore, the
shear
resistance on
a plane is
approximatel
y proportional
to the
effective
normal stress
on that plane.
[3]
The angle
of internal
friction is thus
closely
related to the
maximum
stable slope
angle, often
called the
angle of
repose.
But in
addition to
friction, soil
derives
significant
shear
resistance
from
interlocking of
grains. If the
grains are
densely
packed, the
grains tend to
spread apart
from each
other as they
are subject to
shear strain.
The
expansion of
the particle
matrix due to
shearing was
called
dilatancy
by Osborne
Reynolds.[12] I
f one
considers the
energy
required to
shear an
assembly of
particles
there is
energy input
by the shear
force, T,
moving a
distance, x
and there is
also energy
input by the
normal force,
N, as the
sample
expands a
distance, y.
[12]
Due to the
extra energy
required for
the particles
to dilate
against the
confining
pressures,
dilatant soils
have a
greater peak
strength than
contractive
soils.
Furthermore,
as dilative
soil grains
dilate, they
become
looser (their
void ratio
increases),
and their rate
of dilation
decreases
until they
reach a
critical void
ratio.
Contractive
soils become
denser as
they shear,
and their rate
of contraction
decreases
until they
reach a
critical void
ratio.
A critical
state line
separates
the dilatant
and
contractive
states for
soil
The tendency
for a soil to
dilate or
contract
depends
primarily on
the confining
pressure and
the void ratio
of the soil.
The rate of
dilation is
high if the
confining
pressure is
small and the
void ratio is
small. The
rate of
contraction is
high if the
confining
pressure is
large and the
void ratio is
large. As a
first
approximatio
n, the regions
of contraction
and dilation
are
separated by
the critical
state line.
Failure
criteria[edit
]
After a soil
reaches the
critical state,
it is no longer
contracting or
dilating and
the shear
stress on the
failure
plane
is
determined
by the
effective
normal stress
on the failure
plane
and
critical state
friction
angle
The peak
strength
of the soil
may be
greater,
however,
due to
the
interlocki
ng
(dilatancy
)
contributi
on. This
may be
stated:
Wher
e
.
How
ever,
use
of a
frictio
n
angle
great
er
than
the
critic
al
state
value
for
desig
n
requi
res
care.
The
peak
stren
gth
will
not
be
mobil
ized
every
wher
e at
the
same
time
in a
practi
cal
probl
em
such
as a
found
ation,
slope
or
retain
ing
wall.
The
critic
al
state
frictio
n
angle
is not
nearl
y as
varia
ble
as
the
peak
frictio
n
angle
and
henc
e it
can
be
relied
upon
with
confi
denc
e.[3][4]
[12]
Not
recog
nizin
g the
signif
icanc
e of
dilata
ncy,
Coul
omb
prop
osed
that
the
shear
stren
gth of
soil
may
be
expre
ssed
as a
comb
inatio
n of
adhe
sion
and
frictio
n
comp
onent
s:[12]
It
i
s
n
o
w
k
n
o
w
n
t
h
a
t
t
h
e
a
n
d
p
a
r
a
m
e
t
e
r
s
i
n
t
h
e
l
a
s
t
e
q
u
a
ti
o
n
a
r
e
n
o
t
f
u
n
d
a
m
e
n
t
a
l
s
o
il
p
r
o
p
e
rt
i
e
s
.
[3]
[6]
[1
2]
[2
1]
I
n
p
a
rt
i
c
u
l
a
r,
a
n
d
a
r
e
d
if
f
e
r
e
n
t
d
e
p
e
n
d
i
n
g
o
n
t
h
e
m
a
g
n
it
u
d
e
o
f
e
ff
e
c
ti
v
e
s
tr
e
s
s
.
[6]
[2
1]
A
c
c
o
r
d
i
n
g
t
o
S
c
h
o
fi
e
l
d
(
2
0
0
6
),
[1
2]
t
h
e
l
o
n
g
s
t
a
n
d
i
n
g
u
s
e
o
f
i
n
p
r
a
c
ti
c
e
h
a
s
l
e
d
m
a
n
y
e
n
g
i
n
e
e
r
s
t
o
w
r
o
n
g
l
y
b
e
li
e
v
e
t
h
a
t
i
s
a
f
u
n
d
a
m
e
n
t
a
l
p
a
r
a
m
e
t
e
r.
T
h
i
s
a
s
s
u
m
p
ti
o
n
t
h
a
t
a
n
d
a
r
e
c
o
n
s
t
a
n
t
c
a
n
l
e
a
d
t
o
o
v
e
r
e
s
ti
m
a
ti
o
n
o
f
p
e
a
k
s
tr
e
n
g
t
h
s
.
[3]
[2
1]
S
t
r
u
c
t
u
r
e
,
f
a
b
r
i
c
,
a
n
d
c
h
e
m
i
s
t
r
y
[
e
d
it
]
I
n
a
d
d
it
i
o
n
t
o
t
h
e
fr
i
c
ti
o
n
a
n
d
i
n
t
e
rl
o
c
k
i
n
g
(
d
il
a
t
a
n
c
y
)
c
o
m
p
o
n
e
n
t
s
o
f
s
tr
e
n
g
t
h
,
t
h
e
s
tr
u
c
t
u
r
e
a
n
d
f
a
b
ri
c
a
l
s
o
p
l
a
y
a
s
i
g
n
if
i
c
a
n
t
r
o
l
e
i
n
t
h
e
s
o
il
b
e
h
a
v
i
o
r.
T
h
e
s
tr
u
c
t
u
r
e
a
n
d
f
a
b
ri
c
i
n
c
l
u
d
e
f
a
c
t
o
r
s
s
u
c
h
a
s
t
h
e
s
p
a
c
i
n
g
a
n
d
a
rr
a
n
g
e
m
e
n
t
o
f
t
h
e
s
o
li
d
p
a
rt
i
c
l
e
s
o
r
t
h
e
a
m
o
u
n
t
a
n
d
s
p
a
ti
a
l
d
i
s
tr
i
b
u
ti
o
n
o
f
p
o
r
e
w
a
t
e
r;
i
n
s
o
m
e
c
a
s
e
s
c
e
m
e
n
ti
ti
o
u
s
m
a
t
e
ri
a
l
a
c
c
u
m
u
l
a
t
e
s
a
t
p
a
rt
i
c
l
e
p
a
rt
i
c
l
e
c
o
n
t
a
c
t
s
.
M
e
c
h
a
n
i
c
a
l
b
e
h
a
v
i
o
r
o
f
s
o
il
i
s
a
ff
e
c
t
e
d
b
y
t
h
e
d
e
n
s
it
y
o
f
t
h
e
p
a
rt
i
c
l
e
s
a
n
d
t
h
e
ir
s
tr
u
c
t
u
r
e
o
r
a
rr
a
n
g
e
m
e
n
t
o
f
t
h
e
p
a
rt
i
c
l
e
s
a
s
w
e
ll
a
s
t
h
e
a
m
o
u
n
t
a
n
d
s
p
a
ti
a
l
d
i
s
tr
i
b
u
ti
o
n
o
f
fl
u
i
d
s
p
r
e
s
e
n
t
(
e
.
g
.,
w
a
t
e
r
a
n
d
a
ir
v
o
i
d
s
).
O
t
h
e
r
f
a
c
t
o
r
s
i
n
c
l
u
d
e
t
h
e
e
l
e
c
tr
i
c
a
l
c
h
a
r
g
e
o
f
t
h
e
p
a
rt
i
c
l
e
s
,
c
h
e
m
i
s
tr
y
o
f
p
o
r
e
w
a
t
e
r,
c
h
e
m
i
c
a
l
b
o
n
d
s
(i
.
e
.
c
e
m
e
n
t
a
ti
o
n
p
a
rt
i
c
l
e
s
c
o
n
n
e
c
t
e
d
t
h
r
o
u
g
h
a
s
o
li
d
s
u
b
s
t
a
n
c
e
s
u
c
h
a
s
r
e
c
r
y
s
t
a
lli
z
e
d
c
a
l
c
i
u
m
c
a
r
b
o
n
a
t
e
)
[1]
[2
1]
D
r
a
i
n
e
d
a
n
d
u
n
d
r
a
i
n
e
d
s
h
e
a
r
[
e
d
it
]
T
h
e
p
r
e
s
e
n
c
e
o
f
n
e
a
rl
y
i
n
c
o
m
p
r
e
s
s
i
b
l
e
fl
u
i
d
s
s
u
c
h
a
s
w
a
t
e
r
i
n
t
h
e
p
o
r
e
s
p
a
c
e
s
a
ff
e
c
t
s
t
h
e
a
b
ili
t
y
f
o
r
t
h
e
p
o
r
e
s
t
o
d
il
a
t
e
o
r
c
o
n
tr
a
c
t.
If
t
h
e
p
o
r
e
s
a
r
e
s
a
t
u
r
a
t
e
d
w
it
h
w
a
t
e
r,
w
a
t
e
r
m
u
s
t
b
e
s
u
c
k
e
d
i
n
t
o
t
h
e
d
il
a
ti
n
g
p
o
r
e
s
p
a
c
e
s
t
o
fi
ll
t
h
e
e
x
p
a
n
d
i
n
g
p
o
r
e
s
(t
h
i
s
p
h
e
n
o
m
e
n
o
n
i
s
v
i
s
i
b
l
e
a
t
t
h
e
b
e
a
c
h
w
h
e
n
a
p
p
a
r
e
n
tl
y
d
r
y
s
p
o
t
s
f
o
r
m
a
r
o
u
n
d
f
e
e
t
t
h
a
t
p
r
e
s
s
i
n
t
o
t
h
e
w
e
t
s
a
n
d
).
Fo
ot
pr
es
sin
g
in
soi
l
ca
us
es
soi
l
to
dil
at
e,
dr
aw
in
g
wa
ter
fro
m
th
e
su
rfa
ce
int
o
th
e
po
re
s
S
i
m
il
a
rl
y
,
f
o
r
c
o
n
tr
a
c
ti
v
e
s
o
il
,
w
a
t
e
r
m
u
s
t
b
e
s
q
u
e
e
z
e
d
o
u
t
o
f
t
h
e
p
o
r
e
s
p
a
c
e
s
t
o
a
ll
o
w
c
o
n
tr
a
c
ti
o
n
t
o
t
a
k
e
p
l
a
c
e
.
D
il
a
ti
o
n
o
f
t
h
e
v
o
i
d
s
c
a
u
s
e
s
n
e
g
a
ti
v
e
w
a
t
e
r
p
r
e
s
s
u
r
e
s
t
h
a
t
d
r
a
w
fl
u
i
d
i
n
t
o
t
h
e
p
o
r
e
s
,
a
n
d
c
o
n
tr
a
c
ti
o
n
o
f
t
h
e
v
o
i
d
s
c
a
u
s
e
s
p
o
s
it
i
v
e
p
o
r
e
p
r
e
s
s
u
r
e
s
t
o
p
u
s
h
t
h
e
w
a
t
e
r
o
u
t
o
f
t
h
e
p
o
r
e
s
.
If
t
h
e
r
a
t
e
o
f
s
h
e
a
ri
n
g
i
s
v
e
r
y
l
a
r
g
e
c
o
m
p
a
r
e
d
t
o
t
h
e
r
a
t
e
t
h
a
t
w
a
t
e
r
c
a
n
b
e
s
u
c
k
e
d
i
n
t
o
o
r
s
q
u
e
e
z
e
d
o
u
t
o
f
t
h
e
d
il
a
ti
n
g
o
r
c
o
n
tr
a
c
ti
n
g
p
o
r
e
s
p
a
c
e
s
,
t
h
e
n
t
h
e
s
h
e
a
ri
n
g
i
s
c
a
ll
e
d
u
n
d
r
a
i
n
e
d
s
h
e
a
r,
if
t
h
e
s
h
e
a
ri
n
g
i
s
s
l
o
w
e
n
o
u
g
h
t
h
a
t
t
h
e
w
a
t
e
r
p
r
e
s
s
u
r
e
s
a
r
e
n
e
g
li
g
i
b
l
e
,
t
h
e
s
h
e
a
ri
n
g
i
s
c
a
ll
e
d
d
r
a
i
n
e
d
s
h
e
a
r.
D
u
ri
n
g
u
n
d
r
a
i
n
e
d
s
h
e
a
r,
t
h
e
w
a
t
e
r
p
r
e
s
s
u
r
e
u
c
h
a
n
g
e
s
d
e
p
e
n
d
i
n
g
o
n
v
o
l
u
m
e
c
h
a
n
g
e
t
e
n
d
e
n
c
i
e
s
.
F
r
o
m
t
h
e
e
ff
e
c
ti
v
e
s
tr
e
s
s
e
q
u
a
ti
o
n
,
t
h
e
c
h
a
n
g
e
i
n
u
d
ir
e
c
tl
y
e
ff
e
c
t
s
t
h
e
e
ff
e
c
ti
v
e
s
tr
e
s
s
b
y
t
h
e
e
q
u
a
ti
o
n
:
an
d
th
e
str
en
gt
h
is
ve
ry
se
nsi
tiv
e
to
th
e
eff
ect
ive
str
es
s.
It
foll
ow
s
th
en
th
at
th
e
un
dr
ain
ed
sh
ea
r
str
en
gt
h
of
a
soi
l
m
ay
be
sm
all
er
or
lar
ge
r
th
an
th
e
dr
ain
ed
sh
ea
r
str
en
gt
h
de
pe
ndi
ng
up
on
wh
et
he
r
th
e
soi
l is
co
ntr
act
ive
or
dil
ati
ve.
S
h
ea
r
te
st
s[
ed
it]
Str
en
gt
h
pa
ra
m
et
er
s
ca
n
be
m
ea
su
re
d
in
th
e
lab
or
at
or
y
usi
ng
dir
ect
sh
ea
r
tes
t, t
ria
xia
l
sh
ea
r
tes
t, s
im
ple
sh
ea
r
tes
t, f
all
co
ne
tes
ta
nd
(h
an
d)
sh
ea
r
va
ne
tes
t;
th
er
e
ar
e
nu
m
er
ou
s
ot
he
r
de
vic
es
an
d
va
ria
tio
ns
on
th
es
e
de
vic
es
us
ed
in
pr
act
ice
to
da
y.
Te
sts
co
nd
uct
ed
to
ch
ar
act
eri
ze
th
e
str
en
gt
h
an
d
stif
fn
es
s
of
th
e
soi
ls
in
th
e
gr
ou
nd
inc
lud
e
th
e
Co
ne
pe
ne
tra
tio
n
tes
ta
nd
th
e
St
an
da
rd
pe
ne
tra
tio
n
tes
t.
Ot
h
er
fa
ct
or
s[
ed
it]
Th
e
str
es
sstr
ain
rel
ati
on
shi
p
of
soi
ls,
an
d
th
er
ef
or
e
th
e
sh
ea
rin
g
str
en
gt
h,
is
aff
ect
ed
by:
[22]
1. soi
l
co
mp
osi
tio
n(
ba
sic
soil
ma
teri
al):
mi
ner
alo
gy,
gra
in
siz
e
an
d
gra
in
siz
e
dist
rib
uti
on,
sh
ap
e
of
par
ticl
es,
por
e
flui
d
typ
e
an
d
co
nte
nt,
ion
s
on
gra
in
an
d
in
por
e
flui
d.
2. sta
te (
initi
al):
Def
ine
by
the
initi
al v
oid
rati
o,
eff
ecti
ve
nor
ma
l
str
ess
an
d
sh
ear
str
ess
(str
ess
hist
ory
).
Sta
te
ca
n
be
de
scri
be
by
ter
ms
suc
h
as:
loo
se,
de
ns
e,
ov
erc
on
soli
dat
ed,
nor
ma
lly
co
ns
olid
ate
d,
stiff
,
sof
t,
co
ntr
acti
ve,
dila
tive
,
etc
.
3. str
uct
ure
:
Ref
ers
to
the
arr
an
ge
me
nt
of
par
ticl
es
wit
hin
the
soil
ma
ss;
the
ma
nn
er
in
whi
ch
the
par
ticl
es
are
pa
cke
d
or
dist
rib
ute
d.
Fe
atu
res
suc
h
as
lay
ers
,
join
ts,
fiss
ure
s,
slic
ke
nsi
de
s,
voi
ds,
po
cke
ts,
ce
me
nta
tio
n,
etc
.,
are
par
t of
the
str
uct
ure
.
Str
uct
ure
of
soil
s is
de
scri
be
d
by
ter
ms
suc
h
as:
un
dist
urb
ed,
dist
urb
ed,
re
mo
lde
d,
co
mp
act
ed,
ce
me
nte
d;
floc
cul
ent
,
ho
ne
yco
mb
ed,
sin
gle
gra
ine
d;
floc
cul
ate
d,
def
loc
cul
ate
d;
str
atifi
ed,
lay
ere
d,
la
mi
nat
ed;
isot
rop
ic
an
d
ani
sot
rop
ic.
4. Lo
adi
ng
co
ndi
tio
ns:
Eff
ecti
ve
str
ess
pat
hdra
ine
d,
un
dra
ine
d,
an
d
typ
e
of
loa
din
g
-m
ag
nit
ud
e,
rat
e
(st
atic
,
dy
na
mic
),
an
d
tim
e
hist
ory
(m
on
oto
nic,
cyc
lic).
A
p
pl
ic
at
io
n
s[
ed
it]
L
at
er
al
ea
rt
h
pr
es
s
ur
e[
ed
it]
M
ai
n
art
icl
e:
La
ter
al
ea
rth
pr
es
su
re
La
ter
al
ea
rth
str
es
s
th
eo
ry
is
us
ed
to
est
im
at
e
th
e
a
m
ou
nt
of
str
es
s
soi
l
ca
n
ex
ert
pe
rp
en
dic
ula
r
to
gr
avi
ty.
Th
is
is
th
e
str
es
s
ex
ert
ed
on
ret
ain
ing
wa
lls.
A
lat
er
al
ea
rth
str
es
s
co
effi
cie
nt,
K,
is
de
fin
ed
as
th
e
rat
io
of
lat
er
al
(h
ori
zo
nt
al)
eff
ect
ive
str
es
s
to
ve
rtic
al
eff
ect
ive
str
es
s
for
co
he
sio
nle
ss
soi
ls
(K
=
'h/
'v
).
Th
er
e
ar
e
thr
ee
co
effi
cie
nts
:
atre
st,
act
ive
,
an
d
pa
ssi
ve.
Atre
st
str
es
s
is
th
e
lat
er
al
str
es
s
in
th
e
gr
ou
nd
be
for
e
an
y
dis
tur
ba
nc
e
tak
es
pla
ce.
Th
e
act
ive
str
es
s
sta
te
is
re
ac
he
d
wh
en
a
wa
ll
m
ov
es
aw
ay
fro
m
th
e
soi
l
un
de
r
th
e
infl
ue
nc
e
of
lat
er
al
str
es
s,
an
d
re
sul
ts
fro
m
sh
ea
r
fail
ur
e
du
e
to
re
du
cti
on
of
lat
er
al
str
es
s.
Th
e
pa
ssi
ve
str
es
s
sta
te
is
re
ac
he
d
wh
en
a
wa
ll
is
pu
sh
ed
int
o
th
e
soi
l
far
en
ou
gh
to
ca
us
e
sh
ea
r
fail
ur
e
wit
hin
th
e
m
as
s
du
e
to
inc
re
as
e
of
lat
er
al
str
es
s.
Th
er
e
ar
e
m
an
y
th
eo
rie
s
for
est
im
ati
ng
lat
er
al
ea
rth
str
es
s;
so
m
e
ar
e
e
m
piri
cal
lyb
as
ed
,
an
d
so
m
e
ar
e
an
aly
tic
all
y
de
riv
ed
.
B
ea
ri
n
g
ca
p
ac
it
y[
ed
it]
M
ai
n
art
icl
e:
Be
ari
ng
ca
pa
cit
y
Th
e
be
ari
ng
ca
pa
cit
y
of
soi
l is
th
e
av
er
ag
e
co
nt
act
str
es
sb
et
we
en
af
ou
nd
ati
on
an
d
th
e
soi
l
wh
ich
wil
l
ca
us
e
sh
ea
r
fail
ur
e
in
th
e
soi
l.
All
ow
abl
e
be
ari
ng
str
es
s
is
th
e
be
ari
ng
ca
pa
cit
y
div
ide
d
by
a
fac
tor
of
saf
ety
.
So
m
eti
m
es,
on
sof
t
soi
l
sit
es,
lar
ge
set
tle
m
en
ts
m
ay
oc
cu
r
un
de
r
loa
de
d
fo
un
da
tio
ns
wit
ho
ut
act
ual
sh
ea
r
fail
ur
e
oc
cu
rri
ng
; in
su
ch
ca
se
s,
th
e
all
ow
abl
e
be
ari
ng
str
es
s
is
de
ter
mi
ne
d
wit
h
re
ga
rd
to
th
e
m
axi
m
u
m
all
ow
abl
e
set
tle
m
en
t.
Sl
o
p
e
st
a
bi
lit
y[
ed
it]
Simple
slope
slip
section
M
ai
n
art
icl
e:
Sl
op
e
st
ab
ilit
y
Th
e
fiel
d
of
slo
pe
sta
bili
ty
en
co
m
pa
ss
es
th
e
an
aly
sis
of
sta
tic
an
d
dy
na
mi
c
sta
bili
ty
of
slo
pe
s
of
ea
rth
an
d
ro
ckfill
da
ms
,
slo
pe
s
of
ot
he
r
typ
es
of
e
m
ba
nk
m
en
ts,
ex
ca
vat
ed
slo
pe
s,
an
d
na
tur
al
slo
pe
s
in
soi
l
an
d
sof
t
ro
ck.
[23]
As
se
en
to
th
e
rig
ht,
ea
rth
en
slo
pe
s
ca
n
de
vel
op
a
cut
sp
he
ric
al
we
ak
ne
ss
zo
ne
.
Th
e
pr
ob
abi
lity
of
thi
s
ha
pp
eni
ng
ca
n
be
cal
cul
at
ed
in
ad
va
nc
e
usi
ng
a
si
m
ple
2D
cir
cul
ar
an
aly
sis
pa
ck
ag
e..
.[24]
A
pri
m
ar
y
diff
icu
lty
wit
h
an
aly
sis
is
loc
ati
ng
th
e
m
ost
pr
ob
abl
e
sli
p
pla
ne
for
an
y
giv
en
sit
ua
tio
n.
[25]
M
an
y
lan
dsl
ide
s
ha
ve
be
en
an
aly
ze
d
onl
y
aft
er
th
e
fac
t.