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September 2010
TABLE OF CONTENTS
I.
INTRODUCTION ................................................................................................... 3
II.
2.1
2.2
III.
3.1
3.2
3.3
3.4
3.5
IV.
4.1
4.2
4.3
4.4
V.
5.1
5.2
VI.
6.1
6.2
VII.
LIST OF FIGURES
SECTION I
Figure 2.1
Figure 4.1
Figure 5.1
Figure 5.2
Figure 5.3
Figure 6.1
HEAVY READING | SEPTEMBER 2010 | WHITE PAPER | THE NEED FOR NEXT-GEN ROADM NETWORKS
I.
Introduction
Operators and their suppliers have been under enormous pressure to lower the costs per bit for
transport for some time. This is not new, but over the past couple of years we have seen a much
greater emphasis by operators on lower opex costs together with capex costs. In other words,
operators view cost per bit as having both a capex component and an opex component, and that
opex component is now very important to them.
In addition, operators are focusing on driving more functionality from the electrical layer to the
optical layer when possible, as a means of saving on both opex and capex. Why? As a rule,
transport is less costly in both opex and capex the lower you go in the Open Systems Interconnection (OSI) stack.
Reconfigurable optical add-drop multiplexers (ROADMs) have been beneficiaries of these major
operator trends and thus it is no surprise that these devices (and the systems that include them)
are well-entrenched in operator networks around the world.
Yet, despite the benefits that ROADM networks have delivered to operators, first-generation
technology has imposed constraints in reconfigurability and automation, particularly at add/drop
nodes. There is still a great deal of costly manual intervention required. Network operators want
more from their ROADM networks. Fortunately, a new generation of technologies is coming together to make full optical layer reconfigurability and automation both technically and economically feasible. These next-generation innovations include:
x
Drawing on extensive interviews with leading operators, including AT&T, Verizon, and Comcast,
this white paper discusses the characteristics of the next-generation (NG) ROADM networks and
the significant benefits to network operators in moving to an NG ROADM network. The paper outlines the building block technologies and major network testing requirements.
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II.
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2.1
Simplified and reliable network engineering: ROADM systems typically provide perchannel power control distributed through the network to manage new channel introduction and adjust powers on an ongoing basis.
Reduced truck rolls: wavelength path setup can be done remotely, avoiding sending
technicians to intermediate nodes.
2.2
To date, WSS-based ROADMs have been deployed widely in networks throughout the world for
adding, dropping, and express-routing traffic though network nodes. These WSS ROADM elements are relatively low cost. However, these WSS architectures are not as flexible as required in
order to move to the next phase of optical switching that operators envision. These firstgeneration ROADM architectures, which include a single WSS element for each direction (degree) at the node, are limited by:
x
Fixed direction assignments for multiplexers (i.e., North only, South only, etc.)
Intermediate nodes along a route benefit from the reconfigurable functionality of ROADMs, but
the WSS end-points of a connection must be physically wired and rewired, which greatly constrains the amount of reconfiguring that can be done without physical rewiring by a technician
"We called [first generation ROADMs] reconfigurable but the only thing reconfigurable was the
middle," said Verizon Director of Backbone Network Design, Glenn Wellbrock. "What we're really
trying to do is move that to the ends of the network, to the access and the egress, to give them
the same capability."
Such activity is manpower intensive, which translates to higher costs and longer times to provision. In addition, every physical rewiring presents the opportunity for errors.
According to Wellbrock, "Today, you have to remove that connector and move it to a completely
different WSS switch facing, say, East instead of West or North. And that is, again, not only
manpower intensive but also opens up the opportunity for a lot of mistakes to be made or a dirty
connector simple things that happen any time you move traffic, that we'd rather avoid. If you
can automate that functionality then you don't necessarily have the opportunity for mistakes. And
it also reduces the time and effort and makes it more flexible, as well."
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III.
Along with these new hardware functionalities, a software control plane will be required to automate the optical functions across nodes and also across OSI layers (known as the multi-layer
control plane).
Below, we describe each of these key NG ROADM functions in detail.
3.1
Colorless ROADMs
Current-generation ROADMs are limited by fixed add/drop transceiver and wavelength assignments. With existing ROADM deployments, when a wavelength is selected, the transceiver must
be manually connected to the correct mux/demux port at the add/drop site. Again, while express
nodes benefit from the presence of the ROADMs, the add/drop sites must be physically wired and
rewired whenever a change is made.
New "colorless" ROADM node architectures provide the means for building ROADMs that automate the assignment of add/drop wavelength functionality. There are several variations for building colorless ROADMs, but they typically involve using additional WSSs or 3D micro-electromechanical systems (MEMS) switches in place of different multiplexers and demultiplexers in the
ROADM subsystem. (We will discuss architecture options later in this paper.) Regardless of architecture approach, the end result is that any wavelength (color) can be assigned to any port at
the add/drop site, completely by software control and without a technician on site.
3.2
Directionless ROADMs
Directionless and colorless ROADMs are increasingly being discussed together as "must haves"
for true optical layer flexibility. As described above, existing ROADMs are directionally dependent,
meaning that add/drop port pairs, and the transponders connected to them, are fixed to an outgoing direction (i.e., North only, South only, etc.). Changing the direction of a particular transponder requires physical rewiring by a technician. Directionless ROADMs, by contrast, allow any
wavelength to be routed to any direction served by the node, by software control, and without
physical rewiring.
3.3
Contentionless ROADMs
Colorless and directionless ROADMs have been under discussion within the industry for some
time. Newer is the concept of contentionless ROADMs networks. Driving the operator requirement for contentionless ROADMs is the fact that, even with colorless and directionless functionality, a ROADM network is still has limitations that could require manual intervention in some cases. In other words, the colorless/directionless network is still not completely flexible.
The problem is that wavelength blocking can concur when two wavelengths of the same color
converge at the same WSS structure at the same time. This causes network contention. Opera-
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tors must avoid this potential blocking/contention situation by partitioning the add/drop structures
so that different colored wavelengths are associated with different structures thus eliminating
the possibility for two red wavelengths to converge on the same add/drop structure simultaneously. While this level of engineering does resolve wavelength contention potential from a provisioned perspective, it means that operators sacrifice a level of dynamic flexibility and may require
additional add/drop structures to accommodate particular wavelength channels. A contentionless
architecture, by contrast, allows multiple copies of the same wavelength on a single add/drop
structure (without any partitioning restrictions).
A colorless/directionless architecture combined with true contentionless functionality is the end
goal of any network operator that has deployed or is planning to deploy a ROADM network.
Such architectures, known as CDC, give them the ultimate level of flexibility at the optical layer.
3.4
A fourth key concept in NG ROADM architectures is the concept of the flexible wavelength channel grid. Thus far, the flexible grid concept has been championed by Verizon as a way to future
proof a network that will ultimately need to contend with transport speeds beyond 100-Gbit/s
transport. For speeds beyond 100 Gbit/s i.e., 400 Gbit/s or 1 Tbit/s more than 50 GHz of
spectrum will likely be required. Network operators would also like to be able accommodate those
future speeds on the same 40G and 100G ROADM networks.
Verizon's proposed solution is a more granular version of the International Telecommunication
Union (ITU) grid that breaks spectrum down to 25GHz granularities. ROADM nodes supporting a
flexible grid could operate at any speed that is based on increments of 25GHz spacing, such as
75GHz spacing, or 125GHz spacing, etc. Wellbrock stresses that the plan is not to get rid of the
ITU grid. "We believe that would be a nightmare," he said. Rather, it's a more granular use of the
spectrum.
3.5
The points discussed above are hardware-related, but optical control plane innovation is critical to
the success of all of the hardware innovations and must also be included as part of the NG
ROADM evolution. For example, in the case of the flexible grid, as described above, WSS elements coming to market in the near future will support 25GHz granularity. The real burden here
will be on the optical control plane software to be able to manage these changes in the network.
Similarly, optical control plane software is required for the point-and-click provisioning to be
achieved in colorless and directionless ROADM networks. The software enables the "remotely
configurable" functions of the ROADM hardware elements. Moving forward, the control planebased automation will extend from the intermediate nodes of today to the endpoints, as well. This
should not be particularly difficult given today's technology. A bigger challenge is to extend the
optical control plane to operate across adjacent layers of the OSI stack.
For example, in the case of a fiber failure, the electrical layer (such as the Sonet/SDH or, increasingly, the Optical Transport Network [OTN] layer) would perform rapid protection switching to
route traffic onto an available path through the network. But when the optical layer on that broken
path is up and running again, it would signal to the electrical layer, and the electrical layer would
reroute its traffic back to the original path. As another example of a multilayer control plane in action, an Ethernet element receiving an Ethernet services request would be able to generate services requests in the Sonet/SDH or OTN layer, which would then set up the network connection
for the Ethernet services.
The Optical Internetworking Forum (OIF) is leading the multi-layer interoperability work, though it
is in the early development phase currently.
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IV.
4.1
4.2
Beyond the benefits of automation, there are additional cost savings to be had in driving more
network functionality to the optical layer. As a rule, the higher the layer at which traffic is switched
in the network, the higher the cost per bit for switching that traffic. The inverted pyramid concept,
presented frequently by Verizon and shown in Figure 4.1, illustrates this point nicely.
Figure 4.1: Switching Costs Relative to OSI Switching Layers
Source: Verizon
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The conclusion is that traffic should always be switched at the lowest effective OSI layer possible.
Such thinking is at the heart of the networking adage of the 1990s, "switch where you can, route
where you must." NG ROADM switching technologies bring a new adage to networking. "Switch
optically where you can, switch electrically where you must."
Such thinking is also a prime driver behind Comcast's push to increase the role of all-optical
switching in its next-generation backbone network. Comcast's Shamim Akthar, Director of Engineering for Optical Transport, explained:
"In many locations in our backbone we are out of space and power to accommodate
routers, which occupy a much higher carbon footprint as well as the rack space Unless
we provide an innovation on the optical front to be able to provide flexibility to alleviate
some of the pressure, what we have in the conversion of optical signals to electrical every time will very soon become alarming for us. So any type of connectionless, directionless, contentionless [network] in combination with coherent technology, we are constantly
trying to see how big a role we can offer these technologies to be able to hang these
routing devices off of, as opposed to giving routers a much bigger role to play."
Note Comcast's focus on the opex savings (i.e., space and power) in driving down to the optical
layer, so the move is not simply about lowering capex, by any means.
The qualifier "effective layer" is critical here, because the optical layer is not always the most effective layer for switching and neither operators nor Heavy Reading is advocating the elimination
of electrical layer switching altogether. Sub-wavelength level switching (i.e., Gigabit Ethernet) is
just one important example of where electrical layer switching will always be required in the network. In fact, Heavy Reading sees co-existence of all-optical and electrical layer switching within
the same element as an important trend and a key component of packet-optical transport systems (P-OTS).
4.3
New functionality in the network leads to new applications, and operators already see one potentially exciting application on the horizon: "network defragmentation." In our interviews, both AT&T
and Verizon cited this network defrag as an interesting new application enabled by NG ROADM
technologies.
The concept is analogous to the defragmentation application for PCs, according to AT&T's King.
Networks grow and evolve over years, and the path for a connection determined on day one of
operation may be a very inefficient path two years down the road. Network defrag then allows
operators to "reset" the optical network in an automated fashion, moving traffic to the most efficient available paths and freeing up stranded bandwidth throughout the network.
4.4
Increased switching functionality at the optical layer does not eliminate the need for electrical layer switching. In fact, the trend we see at the systems level is the integration of electrical layer
switching and optical layer switching (ROADM) in a single network element, as P-OTS. The Tellabs 7100 OTS is one example of a P-OTS element with this converged functionality. The move
toward a multi-layer control plane will only tighten this integration between the optical and electrical layers, whether the optical layer and electrical layer functions are contained within the same
network element (as with P-OTS) or remain in separate physical network elements.
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V.
5.1
WSS Components
The wavelength selective switch is at the heart of current-generation ROADM networks and, similarly, has a central role to play in NG ROADM networks. The benefits of WSS switches are that
the technology is widely deployed and well understood by network operators around the world.
Today, there are several variants of WSSs commercially available for different applications from
edge to metro to core, including 1x2, 1x4, and 1x9 WSS variants.
New WSS modules are coming to market for next-generation networks and CDC applications. In
colorless/directionless applications, a WSS port is used for every wavelength that is added/
dropped (independent of which degree of the node it is associated). Therefore, higher port count
WSSs are advantageous as they improve the cost per port, as well as increase the number of
add/drop ports supported by a WSS module. Also, with the total number of colorless and directionless add/drop ports serving a node determined by the number of high port count WSS modules, the total number of ports can be incrementally increased over time as the traffic requirements increase simply by adding additional modules. This allows operators to flexibly scale both
node equipment and costs according to the unpredictable network growth with lower upfront
costs. Finally, the modularity of add/drop ports allows for cost efficient architectures with separate
modules to support the isolation of working and protect wavelength pairs. Thus, we see a trend
toward WSSs with port counts beyond nine and toward 20 or above.
Long envisioned for NG colorless and directionless ROADMs is an MxN WSS capable of switching any wavelength from any of a multitude of input ports to any of several output ports. Such a
technology-challenging device, if available, would enable a highly efficient NG ROADM node architecture by integrating all the functionality required for colorless/directionless and contentionless
multiplexing/demultiplexing into a single device. Figure 5.1 illustrates a CDC application.
Figure 5.1: CDC ROADM Node Application
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5.2
MEMS is a technique in which arrays of tiny tilted mirrors send light in various directions. Two
basic types of MEMS arrays are used today:
x
2D MEMS, in which the multiple mirrors are arrayed on a single level, or plane, in an optical component
3D MEMS, in which the mirrors are arrayed on two or more planes, allowing light to be
shaped in a broader range of ways.
Generally, 2D MEMS are lower cost and easier to make than 3D MEMS, but they support a
smaller switch port count. WSS elements have used 2D MEMS, as well as other technologies,
such as liquid crystals.
Large port count photonic cross connects, using MEMS on multiple planes (i.e., 3D MEMS), received large amounts of venture funding at the beginning of this decade. For these photonic
switches, with configurations like 1,000 x 1,000 ports, 3D MEMS technology was required in order
match the hundreds of input ports to the hundreds of output ports.
Despite the lack of applicability in early- and current-generation ROADMs, 3D MEMS technologies and companies survived, reliably serving applications in submarine networks, research applications, and network and equipment testing labs, among others. While 3D MEMS did not play a
role in early-generation ROADM networks, we are seeing a resurgence of interest in applying 3D
MEMS technologies and products in NG ROADM networks for CD and CDC applications.
Lower-Port-Count 3D MEMS Switches
On the one hand, we are seeing a scaled down version of 3D MEMS-based switches emerge,
with port counts to match the number of wavelengths per DWDM system, at 80x80 or 96x96
ports, for example. These 3D MEMS switches could be used in the add/drop portion of ROADM
nodes to provide a switching port for each wavelength on a DWDM that required an add/drop. In
this application, the WSS elements would continue to handle the express traffic through the node,
so the ROADM node consists of both WSS and 3D MEMS technology.
Figure 5.2 shows WSS and lower-port-count 3D MEMS in a colorless/directionless application.
Figure 5.2: CD Application Incorporating WSS & 3D MEMS
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VI.
The move to ROADM-based networking has important implications for network testing, which we
will explore a bit in this section.
6.1
In traditional point-to-point or ring topology networks, all wavelengths reaching a certain destination came from the same origin, and therefore used the same transmission path, with minimal
spectral filtering to disturb the optical noise. If problems were found on a single DWDM wavelength, a technician could assume that a particular transponder was the probable cause. A broken fiber or malfunctioning amplifier, by contrast, would cause problems on all of the wavelengths
on that system at once.
The advent of ROADMs changed this simple reality. In a ROADM network, every wavelength
reaching a certain location can originate from a different location and every wavelength could
travel different optical paths along the way. As a result, the optical noise of a particular wavelength may be totally different from the neighboring wavelength. Thus, a single receiver site indicating an optical problem cannot be quickly traced to the corresponding transponder.
Since all wavelengths shared the same history and optical noise in traditional DWDM networks,
the noise floor in-between channels was representative of the noise within the channel, making
this the simplest and most common way to measure the optical signal to noise ratio (OSNR). In
ROADM networks, with different channels traveling different paths, and the ROADMs spectrally
filtering the optical noise between the channels as part of the wavelength routing process, measuring the optical noise between two adjacent wavelengths can no longer be used to estimate the
channel's OSNR. Using the traditional IEC interpolation method of OSNR testing gives operators
a false sense of security on the performance of their optical network.
The migration of transmission speeds from 10G to 40G transmission also poses OSNR measuring challenges. The spectral shape of 40G is much broader and more complex than that of 10G
and 2.5G, yet these wider 40G signals must be placed within the existing 50GHz channel spacing
so operators can make use of existing networks (a critical operator requirement). This means that
optical signals are closely spaced and may overlap. As a result, traditional optical spectrum analyzers cannot accurately measure the noise level between two large signals. In the case of 40G,
the traditional IEC interpolation method of OSNR testing leads operators to believe they have
worse OSNR than what they have in reality.
Figure 6.1 illustrates to two OSNR challenges described above.
Figure 6.1: Traditional OSNR Measurement Challenges in NG ROADM Networks
IEC OSNR MEASUREMENT FAILS WHEN
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6.2
Polarization nulling, which is limited in case of polarization mode dispersion (PMD) (depolarizing the signal), or when the OSNR levels are greater than the extinction ratio of the
polarizer used for discrimination
Hybrid approaches, combining polarization diversity with spectral content diversity, which
benefits from the power of polarization nulling without suffering from its limitation
A key benefit of ROADM networks is the ability for traffic to remain in the optical domain for
greater distances without passing up into the more costly electrical domain. A key requirement is
that these wavelengths do not require electrical regeneration along the way. In other words, performing an optical-to-electrical-to-optical (OEO) conversion only because a wavelength has
reached its optical transmission distance limit greatly diminishes the benefits promised by the
ROADM network.
This is particularly an issue in 40G (and 100G) transmission. Differential phase-shift keying
(DPSK) and other phase modulation technologies have been developed for 40G and 100G to
ensure much higher performance levels at these higher rates when compared to traditional on/off
keying approaches used for 2.5G and 10G. Coupled with forward error correction (FEC) abilities
of OTN, these 40G networks of today and the 100G networks of the future will have essentially
the same performance levels including transmission distances without regeneration as existing 10G networks.
Again, these performance levels will be critical for operators to realize the benefits of ROADM
and NG ROADM networks as next-generation optical transmission speeds are deployed. DPSK
tunable laser and OTN inclusive through-mode testing will be required for qualifying and monitoring selected channels at the ROADMs. These testing capabilities will be required in 40G networks
that are being deployed today and for the 100G networks that will be deployed in the future.
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Software control plane to automate functions across elements and across OSI layers
In addition, network testing has evolved to enable precise testing in multi-point ROADM networks.
Operators are pleased with the new ROADM advancements because they will enable truly reconfigurable and automated optical layer networks, as originally envisioned. Once proven in on their
capex and opex savings merits, NG ROADM networks will open new application opportunities,
with "network defrag" being just one example of the possibilities. Especially pleasing to operators
is that the technologies make full reconfigurability and automation not just technically feasible, but
also economically feasible. With operator requirements and technology availability aligning now, a
new era of ROADMs is just beginning.
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