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Mobile: (925) 490-5130
Strategic CFO Management Consultant with Expertise in Operations, Efficiency | Open to new
Professional Summary
I have over 20 years of experience in global financial, operational, investments and business management. I am an
honest, trustworthy, innovative, forward-thinking entrepreneurial CFO COO Executive. My executive career spans
senior- and middle- management functions focusing on leadership, finance, administration, operations and technology.
Throughout my career, I have managed many multi-disciplinary teams performing strategic analyses as well as
personally performing due-diligence into solving daily operational and technology problems. My industry experiences
include Government, Banking, Investment, Real Estate, Consumer Products, Non-Profit and High Tech

Strategic Planning,
Financial Analysis
Mergers & Acquisitions

Financial Modeling
Financial Reporting
Project Management
Due Diligence

ERP Integration Solutions
Innovative Operations

Professional Experience
CFO Management Consulting Leadership
San Francisco Bay Area
Founder | Strategic CFO Management Consultant
Attended Networking Events
Researched Industry Leaders
Tracked Industry Trends
Participated in Industry Discussions
Networked CFO Management Consultants

2015 Present

CFO COO Consultants

San Francisco Bay Area
Strategic CFO Management Consultant | Operations Efficiency

Provided financial and operational management consulting expertise in the form of knowledge, wisdom,
specialty skills, experience and innovation
Created solutions for organization growth and success
Recommend, implement and integrate innovative ERP systems solutions for increased efficiency and use
Provided on time project management leadership on special projects, responsible for planning,
implementation, integration and audits
Managed service or product delivery to clients, including performing analysis and discovery to determine
needs and solutions
Guided clients through a building project, advising on new technologies, identifying risks and opportunities,
developing strategies for optimizing project success
Analyzed the strategic profile of the organization and its environment, advising senior management on suitable
policies, and the effects of policy decisions
Created, presented and executed a strategic plan to implement a business transformation solutions
Identified, developed and executed Clients management plans
Lead team to conduct analysis of client business processes and functional requirements
Oversaw preparation of appropriate documentation to communicate and validate the finding

Registered Investment Advisor

East Bay, CA
Chief Compliance Officer, Operations | Strategy

Nov. 2011 Oct. 2015

Managed all Advisors and entire operations for a $600 Million SEC-Registered Investment Advisor (RIA)
Prepared and executed strategic operating plans, budgets and forecasts to grow AUM from $300 Million to
$600 Million in 2 years
Restructured and streamlined non-investment operations, including compliance, marketing, advisor support,
administration and accounting
Raised new capital for all new 3c1 fund launches, private equity and coordinate all operating procedures with
legal counsel and the fund administrator
Led due diligence and hiring of new CTAs, FCMs and Fund Administrator

Hammerman Capital Management

Lafayette, CA
CFO, CCO | Strategy
Jan. 2011 Nov. 2011
Managed all finance, operations and compliance matters for a hedge fund manager
Supervised controller, fund administrator, auditor and attorneys
Filed all legal requirements as a licensed independent advisor representative (IAR) for the FINRA 63 & 65
Prepared and maintained financial and budget management
Performed annual audits with CPA independent auditor
RKB Investment Group
Orinda, CA
Managing Principal | Chief Operating Officer
July 2003 Dec. 2010
Provided active property management of real estate holdings, including a portfolio of vacation homes,
residential rentals, senior care homes, single & multiple unit buildings
Managed the day-to-day operations of each real estate holdings, including leasing, selling, acquiring,
maintaining, financing and accounting
Owned and managed real estate investments in several states. Developed strategies in 1031 exchanges
Newport Pacific Management Company
San Francisco, CA
Chief Financial Officer | SVP Finance Administration

July 2001 June 2003

Managed the finance, accounting, network systems, operations and compliance departments for a $3 billion
international investment management firm
Merged and integrated new financial and operational systems mandated by our new parent company
Supervised the controller, I.T. manager, compliance manager and operations manager and M&A transition
Oversaw various international holdings and investment management partnerships of the firm
Prepared financial reports in multiple international currencies, SEC reports and filings

Hanson Investment Management Company

San Rafael, CA
Chief Financial Officer | SVP Operations Trading
March 1991 June 2001
Managed Hansons mutual fund and a group of high net worth clients totaling $2.5 Billion of Assets
Prepared all financial reports, budgets, forecasts, strategic business plans and profit sharing/401k plans
Reviewed financial information with management, board of directors, internal and external auditors
Citicorp, N.A.
San Francisco, CA
Vice President | Regional Financial Controller
July 1988 Feb. 1991
Managed the finance, accounting and operations offices for the West Coast Institutional Banking Group for

The Clorox Company

Oakland, CA
Senior Financial Analyst
July 1986 June 1988
Led Financial Team efforts to launch two new products - Liquid Clorox II and Soft Scrub with Bleach
Northern Telecom Limited
Greater Chicago Area
Financial Analyst
Participated in NorTel's Accelerated Financial Management Program

Sept. 1984- June 1986

The University of Chicago | Booth School of Business
Master of Business Administration (MBA), Finance

1984 1986

University of California, Berkeley | Haas School of Business

Bachelor of Science (BS), Business Administration
Accolades and Memberships
SYSTEMS: Oracle, PeopleSoft, Great Plains, QuickBooks, Advent-AXYS & MOXY, Voyager by YARDI, and
Microsoft Office, Bloomberg, Sage ACT, Edgar Online, Host Analytics, adding NetSuite.
PROFESSIONAL MEMBERSHIP: Rotary Club of Orinda (Rotary President 2009-2010 & Past Board Member)
PAST LICENSES: FINRA 6, 63 and 65; California Life Insurance License; California Realtor License; Residential
Care Facility for Elders (RCFE) Administrator License.
Commission (SEC); Financial Industry Regulatory Authority (FINRA); Internal Revenue Services (IRS); National
Futures Association (NFA); Department of Labor (DOL) ; Department of Housing and Urban Development (HUD)
California Department of Social Services (CDSS), Department of Real Estate (DRE), Department of Business
Oversight (DBO) and California Department of Finance (DOF).