Schumpeter's discussion about the sociological and economical implications of this great political document (perhaps the most important one since the Vindication of the Human Rights) of the twentieth century
Schumpeter's discussion about the sociological and economical implications of this great political document (perhaps the most important one since the Vindication of the Human Rights) of the twentieth century
Schumpeter's discussion about the sociological and economical implications of this great political document (perhaps the most important one since the Vindication of the Human Rights) of the twentieth century
THE COMMUNIST MANIFESTO IN SOCIOLOGY AND ECONOMICS
JOSEPIC A, SCHUMPETER
11s paper is to appraise the posi-
I tion of the Communist Masifeso in
the history of scientific sociology
aiid economics and incidentally in
Marx's own scicntifie work (Sees. IIT and
IV). Some of the necessary framework
will be provided and some extra-scien-
tile aspects will he noticed first Sees. [
and 1), But [wish to emphasize at the
putset that this isin no sense an essay in
Marxology, that is, in what has by now
become a special discipline of Marx the
man and the thinker; and also that, but
for ap inevitable minimum, ¥ shall neg
lect many of those things that readers
might expect to find in & centenary ap-
praisal. Very obviously, the Manifesto
vwas more than a piece of analysis. But it
igas apiece of analysis that Lam going to
discuss it, without any intention, if this
need be added, of either debunking or
loriying it
Friedrich Engels’ Preface to 8. Moore's
English translation of the Manifesto,
"We cnerely note, fom Bagel Proface that dhe
Commsintt tontesie was written, tn Geran, in
Tansey sSap, and sent tothe printer” eal
fm in London) in February that the fist Presb
‘randasion becime avaiablebefore Jute of the mise
Vrst Enaish one in GJ. Tracy's
ar [Laren fr 1Sgos itt the est
aan ws published in the perdi
ib bnokeme fem Wahl and Clopia's Wabis
‘hae Konan tration Buus) appeseed in
‘Spo, aouther (Plehapoy's) in take, There were
several arsations into aie lager betore the
frit of the 18804 Lew before the German Soci
Desntie party placed itself on Meict groun
Theauthentic German edit of rps tna particule
interest because of arn’ aod Engel’ joint Prelace
dated London, January 30, 1888, tells us
all we need to know about the nature of
the publication, the conditions under
which it appeared, and its fortunes, Later
research, including the work of the Mars
Engels Institute, has added a number of
details and corrected others, none of
which, however, is of importance to our
purpose.’ But Engels’ Preface itself is
important for us in several respects.
First, Engels made it quite clear that
the pamphict should not be called the
manifesto of a communist party, for the
communist group that “commissioned!”
Marx and Engels to write its “platform”
did not amount to anything like what is
usually meant by a “party.” The Com-
munist League, suceessor of the League
of the Just, was a small group founded
for purpose’ of education and propagan-
a that should not have been called @
““workingmen’s association” either, for
both its original German membership
and the allies that it found later in vari-
fous Wester capitals of Europe consisted
mainly of isolated individuals who were
intellectuals rather than manual work-
ers. The group, dissolved in 1852 (after
the “Communist trials” of Cologne),
‘was numerically insignificant and is not
known to have exerted any influence on
the contents of the Manifesie. Viewed
from the standpoint of the latter, it was
hardly more than a “letterhead.”
Second, Engels’ Preface explains why
the classic document of modern socialism
should have been called the communist
raanifesto, In 1847, 0 he told his readers,
199socialism had become a respectable
middle-class movement, ie, it had
ceased to be a working-class movement
and revolutionary. Using a later expres-
sion, we may say that socialists—or,
more correctly, some of them—had be:
come “reformist.” Still more important
vwas it for Marx and Engels to distance
themselves from the various groups of
“utopian” socialists that were then no
longer being taken seriously. Rather than
risk being mised up with these groups,
they resolutely ranged themselves with
the “crude, rougbhewn, purely: instine-
tive communism” which they attributed
to at least a portion of the working elass
‘This resolve accounts for, and in part ex
uses, Marx’s and Engels’ failure to ree
‘ognize doctrinal priorities of to
‘writers in several important points
Thied, with admirable tact and feeling,
Engels. “considered himself bound to
state that the fundamental proposition
which forms its [the Marrifesto's] nucle-
us, belongs to Marx,” while reserving his
own claims to the extent that both he
and Mary had been moving independent-
ly of each other toveard that proposition
for “some years before 1845”—pechaps
since 1843. For this he offered his Condi-
fion of the Working Class in England i
184 as evidence which there is no reason
to refuse, on the understanding that the
undeniable difference between the two
men in depth of comprehension ant ana
lytic power be appropriately balanced
against the fact that in those years
Engels was certainly farther along, as an
‘economist, than was Marx.
2 We sholl dou with thi “nuclews” at longth
(Seon IH and 1V below), ince tent all Cat
‘of scentie interest inthe Monies. ut Engels’
eet seaering of [on p. 6 9f the Iotersational
Publishers diy page rlerences |Brouhout ext
te to this eiian) 1s strongly recommended to rhe
Teadersattetion, Were no fr enoaderstions of
pace F should quote iin fl
JOSEPIT A, SCHUMPETER
Fourth, Engels was far from wishing
to claim for the Manifesto any causal im-
portance in the course of social history;
in fact, he could not have done so with:
out contradicting the Marxist interpre-
tation of history. But he claimed much
too much ior the First International
(p-4), which, “on its breaking up in 1874,
Jeft the workers quite diferent men from
what it hadl found them in 1864," And,
on the lower level on which a Marsist is
bound to keep when speaking of a mere
document, Engels was the victim of a
similar optical delusion as rogards the
Monifeso, Por him, the Manifesio not
only “reflects, to some extent, the history
of the modern working-class movernent”
but also is “the common platform ac-
Knowiedged by millions of workingmen
fom Siberia {0 California” (p. 5). This
‘must mean, if anything, that the history
of the modern working-class movement
is correctly interpreted by the fragmen-
tary theory of the Manifesio—whercas it
is quite clear thatt isnot, because, not to
mention other reasons, the increasing s0-
cial and political weight of the working
class has been a result of increasing real
vwages per head, hence the consequence
of a development the very possibility of
which Marxism (especially in 1848) ex-
plicitly denied. [t must also mean that
the ideology of the proletariat, or of a
large part of it, was (in 1888) Correctly
rensdered by the class-strugale ideology of
the Monifesto whereas itis equally
clear that this was not the ease for the
2 the question of the aehovements of the Fist
Interaional as ben verge in mist, ong #0 the
Joint ellots of ie adcrent and fis exemses, bot
ft ehom vied with each other for oppaite reasons,
fh Ssngzerating fs inuonce Bi Tesh be eet
{hat Haid not amount fa'm rest deal, singe the
Uraleunioneleent that way sepreseste lent but
‘quoliied support aad siace the eet ofthe membec:
Ship consisted of persons sehnse own opinion about
their importance was shared hy nob except a
few police slices.‘THR COMMUNIST MANIFESTO
large majority of workers and that, at
best, only small minorities then followed
the Marxist lag. However, so imbued
are many of us with the idea that the ar-
gument of the Communist Manifesto re-
fects either social reality or the modal
workman's genuine attitude toward his
class position in capitalist society that it
seems worth while, before we proceed, to
scrutinize this part of the Marxist saya.
‘The reader will presently be able to
satisiy himself that [ have no intention of
minimizing the intellectual performance
embodied in the Commuist Manifesto
Bul no amount of respect for it can alter
te fact that its position ia the history of
socialist thought is closely wound up
with the acceptance of Marxism, first, by
smal] but efficient groups in France and
Russia and, second and more important,
by the great Social Democratic party of
Germany (Erfurt Program, 1891), But
this accepptance which raised the Mani-
{esto to the place it occupies now was not
's conversion to the one and only possible
truth, not a victory of light over dark-
ness, not the socialist day of Damascus,
but a tactical move that was very possi
bly a tactical mistake—as the compari-
son of German and English develop-
ments suggests, Some doubters —not less
stalwart socialists than the Marxists:
arose practically at once, and the revi-
sionist controversy was in full swing be-
fore Tong. Tf the party was unable to
make short work of these doubters and,
hhad to be content with a formal recanta-
tion that did mot mean much, this was
because the masses, especially the trade-
unions, responded to them and failed to
take kindly to the class-struggle philoso-
phy of the Manifesta, True, extensive
pedagogical efforts in the party schools
eventually did convert an increasing
number of them; but substantially that
situation—the unavowed rift between
the party, which was dominated by
Marist intellectuals, and the trade
tuaions, which were much more directly
under the control of the workmen-—per-
sisted and ereated difcultes throughout
hhecause the masses felt that the Marxist
ideology was not their own but that itsas
imposed upon them by intelocnals sche
Ioad adopted another intellectuals idea of
‘what their ideology ought tobe
ul
All that matters for us, within the
limited purpose of this paper, is to be
found in the first of the four sections of
the Manifest, Not that the ather three
sare uninteresting: here and there, we are
impressed by a sparkle or an arristingly
bitter phrase oF a clever squil. But th
belong tothe historian of political
thought rather than to the historian of
economic analysis. We may therefore
deal summarily with them.
Let us glance at the last section frst,
the one that issues in the resouniing call
—Sworkingmen of all countries, unite
—and, iinmediately before that, in the
treacherous phrase which sounds so
wrong in the light of more recent dev
‘opments, namely, that ina revolution
“the proletarigns have nothing: to lose
‘but their chains." For the rest, this see-
tion discusses the principle of temporary
tactical alliances with nonsocialist par
{ios and in its two pages contains a num-
ber of statements that Mars and Engels
themselves felt to he obsolete in 1672.
We also notice, with a wey smile, the
admonitory statement that “communists
disdain to conceal their views,
‘The third section an socialist and com-
rmunist literature is devoted to the
evitable task of discrediting all the
‘groups that sponsored competitive (and
highly substitutable) currents of thought.
Everything considered, the job is well202
done, and our quarzel should not be with
what Marx and Engels wrote but with
those who take this sort of thing serious-
ly. There is, however, a point about this
series of vituperations that is of interest
to the man primarily concemed with
analysis. Each indictment especially
that of the “reactionary” socialism of the
feudal and official classes and that of the
psende-socialism of the bourgeois clas,
not so much that of the utopians—is
drawn up according to a definite schema,
Marx and Engels realized that every
group or “movement” needs same ideas
‘with which to verbalize itself, some inte
fat from which to derive support, and
some organization through which to act.
Within their general irame of thought
(Gee below, Sec. TMD this conception took
‘a particular form: the interest was de-
fined as economic class interest; the or
szanization as wel as the ideas were pure
ly derivative and determined by the cle-
‘cumstances of the class and the means
that its positon in the economic and so-
cial structure put within its each. And
they proceeded to analyze the various
types af socialism and quasi-socialism at
which they aimed in terais of this meth
od. They refrained, of course, from ap:
plying the principle involved to comamu-
nisin of their ov brand, but, hovwever
distorted by the bias inseparable from
their polemical purpose, it worked fairly
successfully with “feudal” and
bour-
igeois” socialisms oF reformisms: there is,
g.,a considerable amount of truth, even
though not the whole truth, in’ their
analysis of the manner in which sectors
fof the aristocracies and yentries of Eu
rope were driven back upon_prolabor
policies by the rise of the bourgeois
power+
Inthe second section Marx and Engels
altended to two very necessary tasks.
‘The one was to protect the communism
JOSEPH A. SCHUMPETER
Which they meant to stand for against
popular aspersions. Following a hallowed
practice of all ages, they selected these
asporsions wisely and stated them at the
lowest possible level—just as radicals do
today. Aided by this device, they ay
did a yood job-—a masterpiece in fact, in
cluding the opponents’ strong points and
replacing fact and reasoning by emphatic
sssertion—“the workingmen. have no
country"—whenever convenient. The
necessity of the other task arose from the
fact that no group can do without an
‘immediate program” unless it is pre-
pared to put itself (politically) out of the
running. It was all very well to proclaim
the principles of organizing the proletar
‘at 30 a8 to enable "it" to step into the
pasion of a ruling class, to eonquer po
litical power, and to wrest—but, mind,
“iy degrees” all capital from the bour”
gecisie, “to centralize all instruments of
production in the hands of the state .
and to increase the total of productive
forces as rapidly as possible” (p. 30)
“The spiteful ssection on Germano “trae”
socialite (abuied in the eatee) of "retary
fecitsa’) should not go unmentioned It ied
figured by persmal venient ts are nt uralina
tna who ance had been a would be Pritdoen
Dut contalnssone hing at ake mo nly amusing
‘but also ive the Kind of (rath th i in every
minlevolent caricature. 1 could havever nut bape
{esrn the geste of reer by goings
‘Tania was the fest rogue sodaist to admit
ciesely thet the paletarit never coal o wd
frupcipate ici” ey witont beng cers hy
intellect
* Phisisns nearas Mex ever went in denn he
‘ontouce of the scala economy” As exeryborly
Keng, hi slentie wove wa emttely devoted to
fxplning the esplulist proces with 9 view to
fvoving that it vou, bye o i ag Lure
fata macalinn. He thieby creed a difeliy for
Lis followers hich Usey never overcame tse wa
dn for her by ects of bourses complex
fon, expec by Barone. By Inpiaton, however,
that presge ithe Committ Miferts covert
nore roam chan it sec to dat few sigh a5
theraer will easy perceive. Gbserve in paeticuar‘THE COMMUNIST MANIFESTO
But foliowers, if there were to be any,
were bound to ask: Yes; but what wou?
And Marx faced the question,
In presenting his answer, he was ver
obviously aware of a dificulty: the deca-
logue oF measures that he felt able to
draw up Was sure to sound insipid after
all the glowing chetorie that had gone be-
Tore. So he protfered comfort to the faith-
ful, frst, by calling these measures “des-
potic intoads on the rights of property
and on the conditions of bourgeois pre
duction”? and, second, by pointing out-~
very truly-—that these measures, “though
economically insufficient and wenfennble
my italics,” tend to “outstrip them-
selves” and will necessitate further in
roacls upon the old social order.
After this, ne further comment is nee
ed on the decalogue (p, 30), from the
abolition of property in land and the
heavily progressive income tax, through
the government national bank and the
“ext owned by the
state,” to the free education of all chi
dren in public schools, except this.
tion 8 reads: “Equal obligation of all to
work. Establishment of industrial armies
[my italics), especially for agriculture.”
Bul for this Hitlerian item and the cx
tension of public enterprise, the program
might have secured J. S. Mill's blessing,
hhul it been submitted to him, Anything
really incompatible with the bourgeois
‘economics of the time~so far as repre-
sented by J.S. svas conspicuous by
on of factories
{hat Alara—sho thereby proved how desply rented
hereasineighisenth-centryyatnalism took it for
granted at The “proetiit,” feed hath Fr
Tnurjene inition and fom the eapialet
‘could ave: noimoce resting ines than 10
span sacety's “productive forces
Thos consersative Republicans of our dey
hve the authors Mas ssl fr eating
bey prowessve insiene tac. despotic inpand
fon the rghis of property" —eespetulysubaat
203
absence, eg, any tampering with profits
cor with free trade.
um
For the purpose of analyzing the scien-
tific contents of the Manifesto (Sec. 1)
we shall introduce a distinction that is
rot to everyone's taste and in particular
entirely non-Marsist® but presents de
ve expository advantages the dis-
tinction between economic sociology and
economics, By “economic sociology” (the
Gorman Wirtschaftssotiologie) we denote
the description and interpretation—or
‘Interpretative eco.
nomically eelevant institutions, including
description" —of
* By ancpaan, Tv recogni that he se
mont af the feet steion af the Afonso
sithin the range of empincal wien. Neverteles,
Tsball adit and even eniasoe tha i as forms
Ibtes an idcology In fact, [have dane sp already in
the preceting pr of thi piper. There howe
to eantadicion tn this an adelagen) conception
ray be developed or implemented by scentiic
{ole uf dnatie and a iene place of wore
inay contin any amaunt of Keo ey of ext
Sientte preconceptions hope that thls wil be-
feome clear ae-ve po alo (Lave tre to expin
{Us pat ato in'my Presdeniat Ades atthe
American Hennamie, Aenstion’ anal meeting
at toi see tmcrcon Femmemie Kevee, Mace,
‘ool. For Ghe Ge being, ii slices to sate
that colonies are nt necessarily woong” tht is,
Hot necevariy" Incpahle of scieie. were
apd that, even If thay ate, they dono necessarily
Sextroy theeesentie natoreand val heals
Srih which they ae amalaamatel
° ison seen feature ofthe Marist system
shat rcs the sca proces 9s Canale)
fnvible whole and ses tly ane concep
schema inal its putt. Exaple: most of usu the
ence "socal cass” forthe purpres of eaciehgy
nly inthe “pure” economies of today tere are
nneinnes inthis sense hat aly elses inthe sense
Uf economic entegoren, ey of ely of ical
that have sone eunomiecharcerte fo commen
But with Mure the sola cise tht is @ Uving
feeling, acting sciolricl entity (sal the el
othiseeonomic theory One can fully renee and
feven ade the Marnst conception from the
ended of whieh the sconumcelaies of "pee
‘ono left bonis specter whoa relations
Ianeanother ate tipped of Ui aoa conten”
as Marsiss sya et consider ian inpedinent
To efeeuve anal208
habits and all forms of behavior in gener-
al, such as government, property, private
enterprise, customary or “rational” be~
havior. By “oconomics"—or, if you pev-
for, “economies proper”—we denote the
interpretative description of the econom-
ic mechanisms that play within any
zziven state of those institutions, such as
market mechanisms. Or, to use a felicl-
tous, if not completely synonymous, turn
‘of phrase of Professor G. Colm, economic
sociology deals with the problem of how
people came to behave as they do at any
time and place; and economies with the
problem of how they do behave and what
economic results they produce by behav-
ing as they do. No question of principle
is involved in this distinction. Its simpl
an expository device that, in itself is in
capable of being “right” or “wrong” and
is to be judged merely from the stand-
point of the categories “convenient” or
“inconvenient.” This economic sociology
of the Manifesto, imbedded in a historical
sketch thai has been rightly called, by
Professor S. Hook, a ‘miracle of com-
pression,” is far more important than its
economies proper and will be deatt with
first. It contains, more or less definitely,
at least three contributions that are all
‘warped by ideological bias but are all of
the first order of importance,
1 THE EoONOMUC INTERPRETATION OF
So far as L enn see, the historical sketch
referred to describes changes in social
structures and in their cultural comple
ments in terms of economic change alone,
both as regards the manner in_ which
“feudal society” had disintegrated and as
regards the manner in which “bourgeois,
society” was disintegrating. Such events
as the colonization of overseas countries
‘1 take this opportunity to cal attention tothe
now elton of Pyofentor ALM Heber’ Kes! War's
Inloeltion of Uetory [93h
JOSEPH A. SCHUMPETER
that widened markets and, later on,
steam and machinery that revolutionized
industrial production and passed sen-
tonce of economic death on the artisan's
crafts, and hence on the artisan’s world,
are clearly visualized as steps in a purely
economic process that is conceived of as
going on autonomously, according to its
‘own law, carrying its own motive power
within iteli. And all the rest of social life
=the social, political, legal structure, all
the beliefs, arts, habits, and schemes of
vvalues—is not less clearly conceived of as
deriving from that one prime mover—
it is but steam that rises from the
galloping horse. These two propositions
define Marx's economic interpretation of
history" Marx may not, when he wrote
For Mara and most of his followers the “ia
tevintiie™nepet ofthis thors was of enurs, very
tnpoctant. Haale served ever Tat
terilsi—in the plmophical sense is pled
nits aegptance. Al tht ie nee eget th the
TPrpoaiion that the eeonomie strvture and an
Ihaviduet’s or groups loation in Tt exert very
‘rong infence on his ot ts thouekt aod eho
‘This quite compatible, ep, wlll a elt the
frecdom afi orany other eeligiousor mtapaysicel
fonviton, fort yomble toad hat atte
Ivand hietaseally, people yield to dat iuence and
lod, neverteles that, on mstaplyskal and
‘orl princpi hey arene wheel complied to
Ai. Ta this tent the term "matenabate iter
Pretaion of Kstony" or whisorca atria 8
risnomer. Furermore—as has been aiied by
seeral stauneh Narvsis, eg hy Plekiamow the
‘Scone Interpretatnn of ishry fore oes sat
omen idea, oral pen, lo gence on
fig anise ereatons to dependence uoow ie pe
ling ade of reduction so completely as my
ingy with the tenn tht Hes fo The gallon
hvac might sugges, ths analy Was Hrended to
fender Mara’ ova vetsiono his theny, tut now i
Isimportanc-tomote that is theory rains meaning
tidy se 3 sensing hypothe, tatulnss if that
Sesion be moved, Infact I's eene on the one
Baad, hit Stara’s own account of the histo
toceSs implies the Yecsuition of psychological
Finke form of reaction that are wot reduable 10
‘objeetve” eontions of predation; an on the
other hand, that nonesonamc factor must enter
the picture in omer to explain hy and how 2 ven
Sock! stuatiog, damiaated by eoliions of pro
Aberin, "produces a phenomenon 0 completly
‘Sonmenssrable with the at isa piven mere 8aTUE COMMUNIST ALAyieRSTO
the Manifesto, have been so fully in pos
session of these two propesitions as he
was when he wrote the Preface of The
Critique of Political Economy (38505
English trans, .9:1)the almost desper
ate brevity of the Manifest leaves room
also for a somewhat different interpreta
tion, Presumably Engels was right, how-
ever; and, if he was, then the birth of the
economic interpretation of history dates
from 1844. Mars’s claims to originality
and priority have often been called into
question, But they ate at least as good as
Darwin's. Only Saint Simon seems to me
to have any right to figure as a genuine
forerunner; the cases for other candidates
rest, [ believe, largely on their sponsors’
inadequate comprehension of what the
economic interpretation of history really
sno mere emphasis upon the historical
importance of economic conditions or,
till worse, interests" comes near it
Assuming, then, that Mare intended
to present, by way of application, the
economic interpretation in the Comma-
nist Marsfesio, we svust, with a brevity
that rivals that of the Manifest itself,
try to formulate an appraisal of the im
portance of this contribution to economic
sociology. Of course, we shall do so in the
Tight of the further information that
Mars supplied in the Critigue and in the
first volume of Capital.
In the first place, it is a working hy
pothesis. Mars himself, as he tells us in
the Preface to the Critique, considered it
as “the leading thread in'my studies.”
As such, it works sometimes extremely.
"is relevant to note that even Engel in Bs
widest Manes dre, defended storia ma
tevin on the grand thay sus, eee
interests na lnm large a sy aon explain
ing the historical process Unless we atedute thie
tllp toan ocason that was aot propitious to cate
fal fomaisinn, thie would roan. thne the yal
filly tad nts pt fase Mae's heh
Tn sme respects, his Bonk o Bistoric materialise,
saber stengihens this eupicion,
205
well, eg, in the explanation of the po-
litical and cultural changes that came
upon bourgeois society in the course of
the nineteenth century; sometimes not
at all, eg., in the explanation of the
‘emengence of feudal domains in western
Eutope in the seventh centuey-—where
the “relations of production” etween
the various classes of people were im-
posed by the politcal (military) organi-
zation of the conquering Teutonic tribes.
We may indeed qualify the hypothesis in
various ways, €4., by allowing for thee!
fect of past conditions of production, or
else define the concept of relations’ ot
conditions of production s0 widely as to
include almost all the relations and con-