Professional Documents
Culture Documents
MOR A L A I M S
Essays on the Importance of Getting It R ight
and Practicing Morality with Others
Cheshire Calhoun
1
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CON TEN TS
Preface
Acknowledgments
vii
xi
Introduction
PA RT I
1. Moral Failure
2. An Apology for Moral Shame
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47
PA RT I I
R E AC H I N G , R E LY I N G O N , A N D C O N T E S T I N G
SOCI A L CONSENSUS ON MOR A L NOR M S
75
V
CONTENTS
4. Common Decency
5. Standing for Something
103
123
PA RT I I I
157
186
PA RT I V
8. Emotional Work
9. Changing Ones Heart
213
221
Bibliography
Index
247
255
VI
PR EFACE
VII
PR EFAC E
PR EFAC E
IX
XI
XII
Introduction
The aim of normative theorizing is to establish principled ways of thinking about and reaching answers to normative questions. The most important normative question is, of course: What ought I to do? But
there are other important normative questions as well. When is blame
warranted? requires some account of the criteria for moral responsibility and for excuse from responsibility. Related to such questions about
responsibility are normative questions about the reactive attitudes:
When is it appropriate to feel each of the self-directed reactive attitudes
of shame, guilt, pride, and the like? and When are other-directed attitudes such as resentment and forgiveness warranted? Normative
theorizing should also help us to determine which character traits are
virtues, which are vices, and in what those virtues and vices consist.
In short, the task of normative theorizing is to give moral agents guidance, at the most general level, about what to do, what kind of people to
become, how to feel about their own and others moral performance,
and when to let themselves and others off the moral hook.
In addition to providing guidance, normative theorizing has a
second, equally if not more important function: to enable moral agents
to engage in critical moral reflection and thus to become autonomous
from others opinions and shared social views on normative questions.
One of the central moral tasks of agents is to get it rightto latch on to
the correct normative principles and apply them correctly, to grasp what
traits are really virtuous or vicious and not merely thought so, to figure
out what they really should feel ashamed or guilty for rather than just
what they are made to feel ashamed or guilty for. Normative theorizing,
and the critical reflective point of view it supports, supply the necessary
wedge between what is commonly taken to be so and what really is so.
INTRODUCTION
In going about this work, how, at a most basic level, is the normative moral theorist thinking about morality? To answer that, suppose
we begin by reflecting on the phrase morality requires... , which appears often enough in moral theorizing. Thinking about what morality
requires is like thinking about what justice requires. We are tempted
in both cases to capitalize: it is Morality and Justice that require. The
capitalization draws attention to the fact that we are not thinking about
what people think morality or justice requires, nor are we thinking about
culturally local standards. We are thinking about real or genuine, as opposed to supposed, moral requirements. The merely supposed moral requirements that provide the contrast might be those proposed by some
moral theorist. Kant thought that morality requires exceptionless truthtelling, but (we think) he was wrong; morality does not require that. Or
the merely supposed moral requirements might be those that a social
group accepts as moral requirements. At one time in our not so distant
past, women were thought to be under the moral obligation to take their
husbands last name; this was a duty of love, loyalty, respect for husbandly authority. But people were wrong; morality does not require this
of women who marry.
As these remarks suggest, one central conception of morality is
brought into sharpest focus by contrasting moral requirements with
what people have mistakenly supposed those requirements to be. That
contrast might then naturally lead to two additional thoughts. First, the
work of the normative moral theorist, as I suggested above, is to help us
get it rightto latch onto what morality actually requiresas well as to
help us see why morality requires these things, or to latch onto the correct justification of moral requirements. Successfully doing this work
will establish when the various reactive attitudesfor example, of resentment, gratitude, and forgivenessare appropriate and justified. It
will also help to establish what actions are blameworthy, and thus when
actually blaming other people is justified.
The second thought that the contrast between real and supposed
moral requirements quickly leads to is that normative moral theorists
can conduct their work only by going hypothetical. As the contrast between what morality actually requires and what people think it requires
reminds us, there is no guarantee that the set of moral requirements the
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normative moral theorist helps us to latch onto will match what real
people, operating within a social practice of morality that they accept,
will see as moral requirements. So the system of capital-M moral requirements will be, to varying degrees, hypothetical in the sense that we
are imagining the moral norms that would effectively operate as requirements in a hypothetical social world that endorsed those norms.
By effectively operate as requirements, I mean that it would generally be the case that individuals within that social world would do
such things as address moral demands and complaints to each other;
feel and express resentment, blame, guilt, and pressures of conscience;
and offer excuses and justifications predicated on the acceptance of the
legitimacy of those (correct) moral norms. Although we say morality requires, morality is not a person who can issue and enforce commands. Whatever moral requiring gets done will be done by people
who require things of each other and of themselves, and whose requiring activities stand a good chance of uptake because the targets of those
activities believe the demands are legitimate, or they at least find them
intelligible. Thus talk about moral requirements makes most sense if
we have in mind some social world where the requiring activity is to
take place and receive uptake. If we think that what actual people are
morally requiring of each other is misguided and want to talk about
genuine moral requirements, then we will have to understand those
requirements by thinking about the requiring activity and uptake of
that activity that would hypothetically take place in a counterfactual
social world.
The contrast between real and supposed moral requirements also
encourages the moral theorist to go hypothetical in a different way. Suppose we think that morality is a system of rules that is endorsable by
all because each has good reason to accept those rules. What we mean
by endorsable and having reason cannot be what particular, socially
located individuals find endorsable, nor can the good reasons be limited
to the reasons that those particular, located individuals are presently capable of recognizing as reasons. Genuine moral requirements will have
to be conceived as ones that are endorsable by all within a hypothetical
social world populated by people who are capable of accessing the good
reasons there are to endorse those requirements.
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Going hypothetical is not the same as going ideal. One of the things
we might be concerned with as moral theorists is what morality requires
under nonideal conditions where people have misguided moral conceptions and wrongdoing is conventionalized. To figure that out, we will
have to pay attention to facts about the actual social practice of morality
and the larger social world in which it takes placefacts that will include the systematic failure to do what morality requires and systematic
misconceptions that morality requires or permits something that in fact
it forbids.
Despite the need to pay attention to social facts, answers to questions about what morality requires under nonideal conditions may still
involve going hypothetical in both of the senses I just mentioned.1 Suppose, for example, you think that the best way to produce racial equality
is through integration and that morality requires taking steps to bring
about that integration. 2 Given that racial segregation in social life is
thoroughly normalized, and that a point of pursuing integration is to
effect conditions under which people will be less able to sustain their
prejudices, to think about integration as being morally required will involve thinking about a hypothetical social world where the requiring
activities of agents was guided by just that imperative. And in thinking
that this integration rule is justified, one would have to think about its
endorsability in a hypothetical social world of people who are capable
of accessing the good reasons for integrationreasons that many will
have in the real social world only after integration is achieved.
So far, Ive presented this conception of moralityas genuine rather
than supposed moralityas the conception employed by normative
moral theorists in order to do their work. But, of course, it isnt just employed by moral theorists. Its the conception that people use whenever
they stand back from their own social practice of morality and look with
a critical, reflective eye at what is actually being morally required (or
permitted, or forbidden, or recommended) within that social practice.
1. Chapter6, this volume, is an instance of nonideal theorizing that goes hypothetical in
both senses.
2. Elizabeth Anderson, The Imperative of Integration (Princeton, NJ: Princeton University
Press, 2010).
INTRODUCTION
A gap may then appear between what ones fellows generally endorse
as a correct moral norm and what one thinks the moral norm ought to
be. Or at least a potential gap appears. One wonders, Is this generally accepted moral norm really correct? Appreciating the gap, or potential gap,
between socially accepted moral norms and correct moral norms may
then lead one to think about the whole of social morality in a particular
way. Social morality isnt really morality. It is a set of social norms that
individuals in a social world generally regard and treat as moral requirements. Social norms, however, even when they coincide with the (genuine) requirements of morality, are still just thatsocial norms. Morality
consists in the set of genuine moral requirements (permissions, prohibitions, recommendations), which may or may not also be embodied in
the requirements of social norms.
To clarify this point: the features that make a norm a social moral
norm differ from the features that make a norm a genuine moral prescription. Most significant, answers to normative questions within a social
practice of morality get settled by achieving social agreement. And
reaching that agreement will occur through social processes of moral
dispute in which individuals stand up for their own views on moral matters without being entitled to claim authority to have settled the question, no matter how good their arguments are. In a social practice of
morality, it is collectives of people that settle moral disputes, because
what is to be established are shared understandings about what can morally be expected of fellow participants. Among the shared understandings are broad agreements on which moral matters are still reasonably
under dispute and which may reasonably be taken to have been resolved.
At one time in U.S. history, for example, the equality of the races was a
matter of social dispute. Today it is not, even if some individuals continue to believe in racial inequality.
By contrast, moral philosophers and participants in a social practice who take up a critically reflective point of view settle disputes by
making up their individual minds about what views are best supported
by reasons. Of course it may be critical to consider what views would be
endorsable by all (not just by oneself) in a hypothetical world of people
who have access to the good reasons for endorsement. Even so, it is the
goodness of the reasons, not the fact of actual agreement, that is doing
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the work. From a critical point of view, what settles a normative question
is not social agreement but the correctness of the justificatory argument.
It is this fundamental difference in how moral questions are settled that
makes social moral norms distinctively different from genuine moral
prescriptions, even when the two have the same content.
To summarize this first conception of morality: we reach it by taking
up a critical, reflective point of view where our concern is with getting it
rightthat is, with latching on to those moral rules that would be the
focus of the requiring activities of persons in a hypothetical social world
populated by hypothetical agents who are capable of accessing the reasons there are for everyones endorsing just this set of rules, where those
rules differ in kind from social norms.
None of the remarks so far have been meant to be controversial.
Indeed, they might have the air of the obvious. The questions that interests me are: What is the relation of the actual social practice of morality to the capital-M conception of morality just sketched? and To
what extent is reflection on the content of the social practice of morality
a proper part of the work of a normative moral theorist?
By social practice of morality, I have in mind a number of things.
Most obviously, a collection of people who practice morality together
will develop what Margaret Walker calls shared moral understandings
about what the moral norms are, how they are to be applied, what excuses are acceptable, who counts as a responsible agent, and the like. 3 A
social practice of morality settles the same range of questions that moral
philosophers aim to settle when they engage in normative theorizing or
that individuals aim to settle when they take up a critical, reflective point
of view. A social practice of morality will also involve its participants in
various requiring activities, such as demanding, blaming, shaming, and
exhorting.
In thinking about the relation of the actual social practice of morality to capital-M morality, the first thing one might note is that there is a
danger of exaggerating the extent to which the critical, reflective point
of view, which aims to latch onto genuine morality, escapes the point of
3. Margaret Urban Walker, Moral Understandings: A Feminist Study in Ethics 2nd ed. (New
York: Oxford University Press, 2007).
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understandings that people would reach were they able to access the reasons there are. In short, what has significance is the hypothetical social
practice of morality that is governed entirely by correct moral norms.
Thus it is social practice conceived as ideal and goal that has significance.
The actual sharing of moral understandings (regardless of the correctness of their content), the requiring activities and reactive attitudes that
shared understandings make possible, and the social processes involved
in collective settling upon and contestation of shared understandings
have no moral importance in themselves.
It might seem that that is exactly the right conclusion to reach. If
morality concerns what we ought to do, require, and feel, then getting it right is what matters. Actually sharing moral understandings in
a real-world practice of morality has no independent importance. But
notice an implication of this view. That we actually do share moral understandings is, as I suggested earlier, what makes effective requiring
activities, and thus moral requirements, possible. Those requiring activities include the addressing of moral demands, expressing resentment,
reproaching and blaming, and relatedly, offering excuses and justifications in response to the demands, resentments, reproachings, and blamings. The success of these requiring activities depends on the existence
of shared understandings about their bases. I cannot effectively make a
moral demand on you that is not intelligible to you as a moral demand.
This does not mean you must agree with me. So long as the demand is
intelligible as the sort of demand people do make, I put you in the position of needing to respond to that demand with either an excuse, or a
justification, or a defense of an alternative view. There is a real sense in
which the social practice of morality, whatever its imperfections may be,
is the only moral game in town.
Given this, one might wonder whether the conception of capital-M
morality that led us to assign no independent importance to the social
practice of morality is the right one. One of the effects of focusing on the
task of getting it right, and thereby latching onto genuine as opposed
to merely supposed morality, is to focus our attention on what moral
philosophers do: develop the tools for correct moral deliberation (for
example, versions of Kantian or consequentialist theories), specify what
particular virtues consist in, work out accounts of what responsibility
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INTRODUCTION
consists in and under what conditions individuals can be held accountable, argue for particular normative principles, and the like. Morality
appears to be centrally a matter of moral knowledge, as Margaret Walker
stresses in her extraordinary and oddly neglected (outside feminist circles) book Moral Understandings. Walker dubs this knowledge-oriented
conception of morality the theoretical-juridical model of ethics. In her
words, it is a conception on which Moral philosophy has as its central
aim the discovery/construction, testing, comparison, and refinement of
moral theories... which exhibit the essential core of a pure or proper
moral knowledge, in distinction from merely collateral practical, psychological, sociological, anthropological, historical, etc. (i.e., merely
factual, nonmoral) information.5
Walker pursues a number of important critiques of this model both
of morality and of moral philosophy. But what interests me here is the
alternative conception of morality she proposes, which she calls the
expressive-collaborative view. That view
supplies instead the picture of morality as social negotiation in
real time, where members of a community of roughly or largely
shared moral belief try to refine understandings, extend consensus, and eliminate conflict among themselves. We are the members of some actual moral community, motivated by the aim of
going on together, preserving or building self-and mutual understanding in moral terms. 6
This is, in her view, what morality really is. Morality on this conception, we might say, is not only about the shared moral understandings
and the social processes that produce, contest, and refine them. It is also
an actual, rather than hypothetical, scheme of social cooperation that
is enacted in real time. And morality is, perhaps most importantly, embodied not in what people know but in what they do and feel in light of
that knowledge. It is a matter of how we actually treat each other, the
things we do to hold each other to account, and the moral sentiments
5. Walker, Moral Understandings, 37.
6. Ibid., 6465.
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theory has to take out a loan on the loving parental care and socialization of children that produce people who are willing to trust other
people, to take morality seriously, and thus to contract with each other
and abide by the terms of the contract. Contractarian moral theory has
to assume a natural duty of parental care that it cannot afford to acknowledge. My point here is a similar one: what is unsatisfying about
using the first conception of morality is that we then cannot afford to
acknowledge that the actuality of a social practice of morality, independently of whether the practice gets it right, matters.
Equally unsatisfyingand surely more obviously so for moral
philosophers, who are concerned with identifying correct moral
principlesis the second conception of capital-M morality as nothing
but social morality. One shouldnt, of course, exaggerate the lack of resources for critical reflection within a social practice of morality. There
might be, for example, widespread familiarity with a diversity of moral
practices (family, work, political), as well as shared higher order moral
concepts and methods of moral reasoning that can usefully be drawn
on to engage in critique both of and from within a social practice.13 But
there will be limits to how divergent from generally shared understandings one can be in ones moral thinking and action and still claim to be
operating within the social practice of morality. At some point, taking
the social practice of morality seriously will entail being unwilling to
incur others incomprehension, contempt, resentment, unwillingness to
stay in dialogue, and the like. If you think that capital-M morality is like
a legal systemit exists only so long as there is in fact a shared scheme
of cooperationthere will be a point where deviance from the scheme
is not just a violation of it but also is inconsistent with commitment to
having such a scheme at all.
Here again there is a danger of focusing on misleading cases that
make it difficult to see the unsatisfactoriness of the particular conception of morality. When there has been substantial progress in a social
practice of moralityfor example, in shared understandings concerning
13. Michelle Moody-Adams, The Idea of Moral Progress, Metaphilosophy 30, no. 3
(1999): 168185, argues that such resources will indeed be available given the semantic depth of fundamental moral notions.
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our social negotiations with others over moral norms typically have the
character of entering an already ongoing fray where there are established
opposing viewpoints that are familiar and intelligible to everyone; so we
never have to confront the implications that the conception of morality
appropriate to the aim of sharing a practice of morality with others has
for the importance we are entitled to attach to the aim of getting it right.
We never have to go fully social in our conception of morality, acknowledging that not all attempts to get it right can be intelligible within the
current social practice of morality.
In short, contingent features about the context in which moral questions are raised create an illusion. The illusion is that there is no problem
requiring a solution in being committed to the importance of getting it
right, with the commitment to going hypothetical that this entails, and
at the same time being committed to really enacting morality, with the
commitment to going actual that that entails. Suppose, now, that we want
to get beyond these illusions. What then? Picking just one or the other
conception of morality is, for the reasons Ive suggested unsatisfying.
The third option is simply to acknowledge that there are two legitimate and important conceptions of capital-M morality, neither one of
which is dispensable. That is because we have two moral aims. On the
one hand, we want to get it right. Both as normative moral theorists and
as critically reflective practitioners, the distinction between what morality really requires and what it is supposed, by some or many, to require is an important one. And thinking in terms of a hypothetical social
practice is valuable for that purpose. On the other hand, we want to be
practitioners of morality, which requires our being located and literate in,
as well as taking seriously, the shared moral understandings of a social
practice. If both are important conceptions of genuine morality, then
both should be the proper business of the normative moral theorist. But
exactly how is that to be accomplished? How is the moral theorist to go
about working simultaneously with two such different conceptions of
capital-M morality?
The place to begin is, I think, to focus on cases where the two conceptions are in sharpest and most painful tension. Those are not cases
where wecritically reflective individualsare spectators on some
moral practice that isnt our own (e.g., the moral practice of another
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INTRODUCTION
we think about how civility functions in our moral practice with others
(chapter3). I begin with what is likely to seem an uncontroversial way
that normative moral theorizing needs to accommodate shared moral
understandings: sometimes what we need to do morally is communicate moral attitudesin this case, attitudes of respect, consideration,
and tolerance. We can do that only by relying on a shared behavioral
language for doing so, namely the respectful, considerate, and tolerant behaviors required by social norms of civility. Furthermore, we
get an improved account of the bounds of civility if we give up the idea
that the viewpoints and behaviors that are not owed a civil response are
to be determined by reference to some critical moral viewpoint. Philosophical work on civility typically sets the bounds of civility by arguing that some views and behaviors have gotten things so morally wrong
that they do not deserve a civil response. A critical function of civility
norms, however, is to keep dialogue afloat long enough to resolve moral
disputes. Civility norms cannot serve that function if individuals are left
free to set the bounds of civility by appealing to their own conceptions
of what it would be correct to dignify with a civil response and what it
would not. Instead, civility norms can serve their dialogue-supporting
and dispute-resolving function only if the bounds of civility are set by
appeal to social consensus on what falls within and what falls outside the
bounds of civility. Thus the contents of both normative prescriptions for
civil speech and action, as well as normative permissions not to dignify
with a civil response, are directly determined by the social practice of
morality.
We can also get an improved account of the puzzling features of
common decencies if we work from the assumption that shared moral understandings play a role in determining which actions count as common
decencies (chapter 4). The category of common decencies is puzzling
because common decencies dont seem to fit either the category of the
obligatory or the category of the supererogatory. Holding doors open
for others, making pleasant conversation, and forgiving minor moral
errors, for instance, do not fit the model for obligatory actions such as
keeping promises or telling the truth. But nor do these common decencies fit the model of supererogatory actions whose nonperformance is
not criticizable. The puzzle can be solved, I suggest, by noting that any
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shaming treatment, and where the individuals who are striving to act
correctly fail to be able to make what they are morally up to intelligible
to co-practitioners. Under nonideal conditions it can also be the case
that actions and dispositions that fail correct standards of what morality requires appear within the social practice of morality to be morally
permissible or obligatory. Wrongdoing is conventionalized. The pair of
chapters in part III take up this latter phenomenon, focusing particularly on what it is like for individuals immersed in the assumptions of
their social practice of morality.
One problem, faced acutely by moral philosophers, is to find some
method for detecting conventionalized wrongdoing and for explaining
what makes it wrong (chapter6). Since getting it right involves going hypothetical and imagining what moral norms would be endorsed within
a hypothetical social practice of morality, we need guidance on how
exactly going hypothetical is to be conducted. Given that many social
practices of morality involve some level of conventionalized wrongdoing that is rationalized by cultural ideologies and culturally available
knowledges, and given that socialization into social practices of morality aim to produce general acceptance of and compliance with those
practices, we cannot go hypothetical merely by imagining individuals
who are better reasoners. As a test case, I explore how Kants universalizability testhis Categorical Imperative procedurewould need to
be revised in order to be able to detect and explain what is wrong with
forms of wrongdoing that are socially conventionalized. The idea is to
try to construct a procedure that does not implicitly assume that we,
moral philosophers, already know what social practices are morally misguided and then simply articulate why similarly enlightened parties to a
hypothetical social practice would agree with us.
Focusing on what it is like for social participants, most of whose
moral knowledge is derived from their social practice and is simply what
everyone knows, raises difficult questions about when individuals can
be held responsible for conventionalized wrongdoing and what the relation is between responsibility assessments and the blaming practices by
which we hold individuals responsible and encourage them to improve
their moral performance (chapter7). In addressing those questions, it
is useful to keep front and center the social function of blaming. If it
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turns out, as I argue that it does, that individuals can sometimes be exempted for behaving badly because their social practice of morality does
not enable them to discern the wrongfulness of their behavior, then the
warrant for blaming cannot be exclusively agent culpability without undermining the social function of blaming. In emphasizing the point or
function of moral phenomena, such as blaming, chapter7 uses a methodological approach that was central also to chapters3 and 5, which explored the social function of civility norms and the virtue of integrity.
As in some of the books earlier chapters (especially chapters 2
and3), I do not attempt to resolve in chapter7 the tension between the
conception of morality as correct action guide and the conception of
morality as effective scheme of social cooperation. In discussing civility,
for example, I leave unresolved how to handle cases where we cannot
simultaneously correctly treat people with respect and communicate attitudes of respect. In chapter7, I leave unresolved how to handle cases
where we cannot simultaneously exempt from responsibility those who
deserve to be exempted and preserve the point of holding people responsible via our blaming practices.
Fourth, we can shift from an exclusive focus, in moral theorizing,
on developing correct action guides to developing the conceptual resources for describing the full range of moral transactions between
people within social practices of morality. Not all of our transactions,
for example, fit the model of wrongdoing agent-resentful patient and
rightdoing agent-appreciative patient. There are also interesting ways
in which we mediate between agents, on the one hand, and their own
actions, their reactive attitudes, and the patients of their actions, on the
other hand.
The pair of chapters in part IV examine this different sort of transaction. In a very short essay, I explore the phenomenon of emotional
work and the mediator-centered role that we occupy while doing it
(chapter8). In chapter9, I take up the mediating work involved in aspirational forgivenessthat is, forgiveness offered to culpable, unrepentant wrongdoers. We can elect to tell the kind of story for those who
treat us badly that makes possible forgiving those who deserve to suffer
the reactive attitude of resentment. In doing so, we mediate between the
wrongdoer and the patient who happens to be us. This closing chapter
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24
PA R T I
C R I T IC A L MOR A LI T Y
A N DSOC I A L NOR M S
The pair of essays in part I focus on bringing into view two different conceptions of morality. On the one hand, we think of morality as comprising a set
of principles for right action, including principles governing how we should
treat others and how we as self-respecting beings should behave. We also
think of morality as comprising the set of virtues that good persons should
cultivate and vices they should avoid. Finally, we might include under this
first conception of morality (thinking of it more broadly as ethics) conceptions of the good life that are worthy of human pursuit. What distinguishes
this first conception of morality is the requirement that all of its elements
be rationally defensible. Morality comprises the correct set of action guides,
dispositions, and (thinking more broadly) worthy ways of living. This first
conception entails that our moral aim should be getting it rightcoming to
hold the correct moral views and conforming our actions, dispositions, and
goals to those correct views. The capacity to take a critical viewpoint, to distance ourselves from social convention, and to reason autonomously is essential to morality in this sense.
On the other hand, morality is only ever practiced in social worlds. Particular social worlds will have their own shared moral understandings of the
principles that ought to guide co-participants moral behavior and the kinds
of dispositions they ought to cultivate or avoid in order to be morally good
people. In a morally perfect world, the correct moral conceptions that are justifiable from a critical perspective would themselves be embodied in shared
MOR A L A IMS
moral understandings within the social practice of morality. In a morally imperfect world, the two conceptions come apart to a greater or lesser extent.
As a result moral actors may find that in their efforts to get it right, what
they are morally up to is not legible to co-participants in their moral practice.
My central aims in these essays are, first, to make the case that the social
practice of morality really is morality and not merely a set of social norms
that parades as morality; and second, to begin to develop concepts adequate
for capturing the moral experience of persons who aim at getting it right
within imperfect moral worlds where what they are morally up to is not legible to others. To that end, I focus on a phenomenon I called moral failure
and on moral shame construed as a social emotion.
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C ha pt e r 1
Moral Failure
Moral revolutionaries are people who succeed in thinking from a moral
point of view that both exceeds and improves upon the conventional
moral understandings broadly shared in their social worlds.* They get
it right under social circumstances that make it difficult to do so. And
we admire them for it. In this chapter, I pursue the paradoxical thought
that their getting it right actually produces a particular kind of moral failure of their lives. Thus, such revolutionaries are likely to have reason for
regret about how their lives turn out morally.
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about what these moral tasks are, let me propose the following four commitments as relatively uncontroversial and basic to (if not exhaustive of)
any attempt to do the right thing:
1. The principle of self-respect. I am a being with self-respect; and
as a being with self-respect, I will affirm my place in the moral
world.
2. The principle of mutually agreeable rules. I am a reasonable
being; and as a reasonable being, I will act according to principles that could be mutually agreed to by free, equal, reasonable, and rational beings.
3. The principle of pursuing the good. I am a rational being with the
powers to frame a conception of the good; and as a rational
being, I will act on my conception of the good.
4. The principle of character. I am a being with moral character;
and as a being with moral character, I will cultivate and express
the virtues.
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our social world: (1) some groups are socially constructed as moral inferiors to be treated as second-class citizens in the moral world; (2) unjust
practices to which members of subordinate groups could not possibly
agree absent coercion are socially institutionalized; (3) some healthy
conceptions of the good are deemed inappropriate for some social groups
(for example, fulfilling same-sex erotic relationships, marriage, and
family for gays and lesbians), whereas damaging conceptions of the good
are deemed appropriate (for example, for women, the pursuit of excessive slimness and use of plastic surgery); and (4) the images of virtue or
of what it takes to avoid vice that are offered to women, blacks, gays and
lesbians, and the poor are deformed and demeaning ones (for example,
avoiding arrogance means deferring to male and white authority, being
civilly respectful of others feelings means concealing ones lesbian identity, and having a work ethic means accepting poverty as ones own fault).
The four principles for doing the right thing, when put into play in
ill-formed social worldsparticularly when put into play by members
of subordinate groupswill be principles of resistance. From the standpoint of the subordinated, for example, the principle of self-respect is
primarily a principle of intolerance: I am a being with self-respect,
and as a being with self-respect I will not tolerate____. To be selfrespecting is to refuse to put up with humiliation, abuse, unfair denial
of opportunities, objectification, demeaning or defaming stereotypes, 5
silencing, and domination. It is to refuse to offer misplaced gratitude for
treatment that is simply ones due.6 And it is to resist the idea that members of subordinate groups are not entitled to morally judge members
of dominant groups and, thus, are not entitled to express anger at moral
mistreatment.7 Because ones own mistreatment is connected to that of
fellow subordinates, the resistance required by a principle of self-respect
5. On the construction of gay and lesbian identities as demeaning and defaming ones, see
Claudia Card, Lesbian Choices (New York: Columbia University Press, 1995), 151168.
6. Thomas E. Hill Jr., Servility and Self-Respect, in Autonomy and Self-Respect (Cambridge: Cambridge University Press, 1991), 418. It is from this piece that the principle
of self-respect I suggest is derived.
7. Elizabeth V. Spelman, Anger and Insubordination, in Women, Knowledge, and Reality:
Explorations in Feminist Philosophy, ed. Ann Garry and Marilyn Pearsall (Boston: Unwin
Hyman, 1989).
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8. On the original position, see John Rawls, A Theory of Justice (Cambridge, MA: Harvard University Press, 1971), 1722.
9. See Iris Marion Young, Justice and the Politics of Difference (Princeton, NJ: Princeton
University Press, 1990); and Kathryn Pyne Addelson Moral Passages: Toward a Collectivist Moral Theory (New York: Routledge, 1994).
10. See Seyla Behabib, Situating the Self: Gender, Community and Postmodernism in Contemporary Ethics (New York: Routledge, 1992); Young, Justice and the Politics of Difference;
and Marilyn Friedman, What Are Friends For? Feminist Perspectives on Personal Relationships and Moral Theory (Ithaca, NY: Cornell University Press, 1993).
33
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34
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ideal is the ideal of a life beyond self-reproach. One aim of moral life
is to become sufficiently critically reflective, sufficiently motivated, and
sufficiently alive to ones own moral status, to the importance of a cooperative scheme, to ones options for constructing a good life, and to
ones possibilities for virtue that one need not reproach oneself later for
having been servile or unfair or thoughtless about the good or vicious.
It is an ideal fit for self-determining beings who are custodians of their
own lives and who are capable of deciding for themselves what shape
those lives should take. It is, I think, a correct ideal. This is, in part, what
we are trying to do when we participate in the enterprise of morality.13
To say that it is an ideal is to say that real human lives are not in fact
going to be beyond reproach. Negligence, narrow-mindedness, a desire
to retain privileges, cowardice, and the like will make for culpable fallings short of the ideal. In addition, when dominance and subordination
are conventionalized and rendered natural, normal, and unproblematic,
when necessary knowledges are suppressed (for example, knowledge of
the history of oppression), or when critical moral concepts are not socially available (for example, the concept of date or marital rape), then
there is a live possibility that a person will just not be able to see how
morally badly her or his life is going. Loving devotion turns out to have
been servility. Living up to ones station and its duties turns out to have
been complicity with injustice. Being a good X turns out to have meant
the cultivation of vice rather than virtue. These are moral failures. They
are failures of ones life to embody the ideal of doing the right thing in
spite of ones best efforts. One kind of moral failure, then, that is an especially live possibility when injustice is conventionalized, so that agents
themselves are not well positioned to determine what the right thing is,
is the possibility that trying to do the right thing might end in failure.14
13. Feminists have been highly critical of conventional accounts of the autonomous
person. But those criticisms are, I think, less critiques of the ideal of living beyond reproach and more critiques of the lack of realism, often characteristic of moral philosophies that ignore our actual social context, about how possible it is to live such a life.
14. For a discussion of the difficulties involved in getting it right, as well as a critical evaluation of some now standard attempts to get it right in academia (by, for example,
promoting affirmative action), see Marilyn Fryes Getting It Right, in Willful Virgin:
Essays in Feminism 19761992 (Berkeley, CA: Crossing Press, 1992).
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36
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opens between what everyone knows is the right thing to do and what
from a (presumably) advantaged epistemic position is viewed as the
right thing to do. The gap, of course, will be obvious only to those who
take themselves to be reasoning from a more advanced, socially critical
point of viewas feminists, for example, generally take themselves to
be doing. It is that gap that makes doing the right thing, as determined
from this socially critical point of view, necessarily a form of resistance.
To do the right thing under circumstances where dominance systems are conventionalized requires rejecting broadly shared social
assumptions about the moral place persons are entitled to claim for
themselves; about which practices are morally legitimate; about what
counts as courage, generosity, proper pride, and so forth; and about
which forms of life count as good ones. Of course, from the point of view
of those who dont have access to these critiques and the evidence that
supports them, these acts of resistance will not be legible as either acts of
resistance or as attempts to do the right thing. They will simply look like
doing the wrong thing. Refusing to be grateful for help with the housework will appear to be ingratitude. Refusing custody of ones children
upon divorce will appear coldly unloving rather than a resistance to
compulsory motherhood. Kissing ones domestic partner in public will
appear confrontationally obscene rather than affectionate.
I have chosen the terms legible and illegible to underscore the
fact that the social practice of morality depends heavily on our being
able to read the meaning of others actions. To take a simple example,
were expressions of gratitude, such as saying thank you, not interpretable by recipients as an expression of gratitude, this particular moral
exchange would break down. Under these conditions, a person might
privately intend to express gratitude, but if the expression is illegible,
there is a real sense in which no gratitude is actually expressed.
When moral resisters have the opportunity to explain what they
are doing, and thus make their actions legible, they may still be unable
to make themselves seem reasonably justified. Their justifications may
be received as wildly implausible, irrational, based on patently false assumptions, and thus not really justifications at all. The difficulty of justifying oneself is often further complicated by the fact that subordinate
groups typically are also socially constructed as defective reasoners.
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MOR A L A IMS
Moral resisters commitment to doing the right thing thus risks producing two forms of failure: a failure to make what one is morally up to
legible to others and a failure to provide justifications that are recognizable to others as justifications.
MOR A L FA I LU R E
MOR A L A IMS
social norms. In other words, the only thing that really matters so far as
moral success or failure is concerned is the ideal of getting it right.
But is it? Is getting it right the only thing we aim to do when we
participate in the practice of morality? Or do we aim at other things as
wellthings that might depend upon our being able to make what we
are morally up to legible and justifiable to others?
Let us return to the idea that morality is a scheme of social cooperation. That morality is a scheme of social cooperation means that even
though individuals are to guide their behavior by moral rules, moral
rules are not designed for individuals. They are designed instead for the
social worlds that individuals inhabit. Similarly, even though individuals are to cultivate virtues, the point of virtue is not just to make our individual lives good but also to make our common lives good. The shared
cultivation of virtue enables us to count on others to do the things that
need doing. Because morality is a scheme of social cooperation, both the
attempts of philosophers to frame justifiable schemes of social cooperation and the efforts of individuals to do the right thing have the same
practical aim: to put into play in our social world a shared set of understandings about how we are to do things morally together. It makes no
sense to engage in critical moral reflection or to attempt to do the right
thing without this practical aim. To do so would require treating morality as a kind of private language whose rules or conceptions of virtue
need not be accessible or meaningful to anyone else.
It is no surprise, then, that moral theories so often articulate justification as a matter of justifying ourselves to others, with the aim of
securing shared moral understandings that can guide our common life
together. Role-reversal tests embody this social conception of justification in a modest way by focusing our attention on what individual
others might think of our proposals. Social-contract theories like those
of Hobbes and Rawls, dialogic models like that of Habermas, and legislative models like that of Kant in the third formulation of the categorical
imperative (that of the kingdom of ends) employ more fundamentally
social conceptions of justification (even if the society is a hypothetical
one). More fully social conceptions of justification (because they are less
hypothetical) are communitarian models where justification appeals
to traditions and understandings that are actually shared, and some
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MOR A L FA I LU R E
41
MOR A L A IMS
interpret what others are morally up to and see their reasons as providing some justification, even if we ultimately disagree. To abandon the
ideal of a shared scheme of cooperation would be to give up hope for the
possibility of a moral practice in our actual social world.
V I. T WO IDE A LS
I suggest, then, that there are two ideals for what moral lives should
look like. One is the familiar ideal of getting it right. The search for
correct principles and adequate justifications is part of realizing this
ideal. The other is the ideal of participating in a shared scheme of social
cooperation. Communicating our moral views to others, offering explanations and justifications and seeking consensus, is part of realizing
this ideal.
What distinguishes the two moral ideals is that orienting our lives
toward the first is up to us in a way that orienting our lives toward the
second is not. It is substantially up to me whether I govern my life by
principles, conceptions of virtue, and a conception of the range of possible good lives that would be shared in a hypothetical social world.17 It
is substantially not up to me whether my life is, at the same time, also
oriented toward reaching common moral understandings. Whether it is
also so oriented largely depends on who my fellow moral practitioners
are and on the possibilities for reception. Bad moral luck may undermine the aim of participating in a shared scheme of social cooperation by which we can make what we are morally up to legible to others.
Self-respect may be persistently received as arrogance, integrity as irrational extremism, generosity as merely fulfilling an obligation, love as
17. I say substantially because the control we have over getting it right is a matter of
degree and is also vulnerable to luck. As actual moral reasoners, we are embedded in
social worlds that may provide better or worse resources for successfully conducting
the sort of inquiry required by hypothetical contract or discourse scenarios. It has for
that reason been a central feminist critique of Rawls that the method of going behind a
veil of ignorance, and of imagining oneself in multiple social positions or as bearers of
multiple conceptions of the good, is not a method that real moral reasoners can employ
in its pure form.
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perversity, demanding fairness as demanding special rights, sustaining a family as leaching off the system, and so on.
What the two ideals share is that both provide yardsticks, independent of considerations of praiseworthiness or blameworthiness, for
measuring the excellence and success of our moral lives. I may not be to
blame that my life has been one of servility or arrogance or unfairness.
But to discover after the fact that it has been so because of my moral misconceptions is to discover moral failure. It is a failure that merits moral
regret and also shame, because I am now revealed, particularly in the
eyes of others about whose opinion I care most, not to have measured
up to a standard that applies to me. Similarly, although less obviously, to
find that ones moral life is marked by abnormally frequent occasions of
being morally illegible to others, and of having ones reasons rejected as
not even minimally justifying, is to find that ones moral life has failed.
It has failed in much the way van Gogh might have thought that his life
as a participant in the social practice of art had failed. No matter how
good his work was, his life as an artist was in part a failure because art
also aims at being shared. So, too, no matter how much one gets it morally right, ones life as a moral practitioner may end in failure because the
practice of morality also aims at a common moral life together.
This failure merits moral regret. It is less obvious that it merits
shame. What would seem to bar this sort of failures being a fit subject
for shame is that if one really is getting it right, then one has nothing
to be ashamed of. If others mistake objecting to unfair treatment as arrogance, nagging, shrillness, or demanding special treatment or special
rights, that is simply their mistake. The moral resister is not really any
of these things. She has no reason for shame. But the line between reality and appearance may not be so sharp. Our actions have meanings
in the social world. Individuals cannot change those meanings at will.18
A woman who persistently complains that her husband is not doing
enough domestic labor is a nag. That is what her actions mean in this
social world, even if, from the point of view of the hypothetical social
world that guides her decision making, her actions also mean standing
18. Claudia Card develops this point more elegantly and forcefully that I do here (The Unnatural Lottery, 140162).
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MOR A L A IMS
up for fair treatment. Because our actions have social meanings, who
we are and thus our sources of shame will be partly determined by who
others take us to be.19
This result may seem unfair. Morality sets before us the task of living
well. Now it seems that one might fail simply because of the collective
backwardness of those with whom we must interact. But this objection
rests on a mistake. Morality sets before us the task of doing the right
thing. Success on this dimension is not a function of how others receive
us. Living a moral life that is successful on all relevant dimensions, however, includes more than successfully executing this task. Consider an
analogy with teaching. Successful teaching only partly depends on successfully executing such tasks as preparing and giving comprehensible
lectures and grading fairly. It also depends on class chemistry, students
willingness to work, their interest in the subject, and the like. These are
not tasks; teaching may fail owing to these non-task factors. In this case,
the only way to avoid the conclusion that one has failed as a teacher is to
reduce teaching to a set of tasks performable by the teacher alone. But
this approach wrongly treats teaching as an individualistic enterprise.
Teaching is a fundamentally social activity. Successful participation in
this social activity depends both on the parts that are up to oneself and
the parts that are up to others. So, too, in the case of morality.
If success depends both on what is up to us (correct task execution in
getting it right) and on what is up to others (reception of what one does
as an intelligible part of a shared scheme of social cooperation), then
there is no guarantee that both moral ideals will be realized simultaneously. Indeed, as I have been suggesting, when getting it right requires
repudiating shared moral understandings, success on this dimension
may produce failure on the other.
Central features of moral philosophizing often work to obscure both
the ideal of participating in a shared scheme of social cooperation and
the possible conflict between this ideal and that of getting it right. The
19. In chapter 2, I discuss and critique the idea that the mature, autonomous agent should
only feel shamed by moral criticisms she regards as correct and not also shamed by who
she is in the eyes of fellow practitioners, even if she regards their moral criticisms as
misguided.
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MOR A L FA I LU R E
20. Shared here amounts to one of two things. Moral arguments draw either on the most
conventionalized and socially legitimated moral beliefs (for example, that it is wrong to
inflict gratuitous suffering), or on moral beliefs that are shared by those who also share
the philosophers gender, race, and class location (for example, the belief that contractors in the Rawlsian original position should, of course, be heads of household).
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MOR A L A IMS
especially if it were our own. Would we think it tragic that a life devoted
to doing the right thing was incomprehensible to others or vilified as
perverse, irrational, or immoral?21 Would we think our lives had turned
out as moral lives are not supposed to turn out? Would our pride in doing
the right thing be spoiled with shame for the other, social meanings of
our actions? And would we find it forgivable, because it is understandable, if someone chose participation in a common moral life over doing
the right thing?
The answer to all these questions seems to me to be yes. Indeed,
there would be something perverse about a person who cares only about
how things would go between herself and others in a hypothetical, morally more perfect social world, and who is morally untroubled by the
fact that in her actual exchanges with others she is received as arrogant,
unfair, ungrateful, selfish, uncivil, and intolerant. 22
In sum, moral revolutionaries are to be admired for their commitment to doing the right thing. Even so, their lives will be, in part,
moral failures. It is an element of the tragedy of morally ill-formed social
worlds that the morally best will have reason to regret how their lives
turn out morally.
21. I owe to my former colleague, Jill Gordon, the idea that such a life is tragic.
22. One might try to capture the idea that it matters how our actual exchanges with others
go by placing moral value on sustaining relationships. Unfortunately, this strategy factors considerations about how others will receive us into decisions about what the right
thing to do would be. Others misguided responses, however, should not be decisive in
decisions about what morally ought to be done.
46
C ha pt e r 2
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MOR A L A IMS
it is a more primitive and less useful moral emotion than guilt, one that
both cultures and individuals would be better off moving past. 3 That is
because shame seems less directed at the wrong done than at how we
appear, or how others will receive us, or what good or bad opinion we are
entitled to have of ourselves. Thus what fuels philosophers suspicions
about the value of feeling ashamed is the way shame seems to shift attention away from what morality requires and toward what other people require us to do or be like. In shame, we see ourselves through others eyes
and measure ourselves by standards that we may not share. We take seriously the prospect of being subjected to ridicule, demeaning treatment,
or social ostracism for falling short of others moral standards. And we
fear being exposed as the less worthy beings they might take us to be.
The problem with shame, then, is that vulnerability to being shamed appears to signal the agents failure to sustain her own autonomous judgment about what morality requires.
Given this, it might well seem morally preferable for agents to be,
or to strive to be, insensitive to the shaming gaze of others and attentive only to the demands of their own practical reason. This might seem
particularly good moral advice for members of socially subordinated
groups. The sorts of shaming criticisms to which racial minorities, the
poor, women, Jews, lesbians and gay men, and so on are subjected often
repeat demeaning cultural stereotypes of group members moral character (for example, as lazy, or untrustworthy, or mendacious). Shaming
criticisms may also repetitively attribute diminished capacity for moral
Piers and Milton B. Singer, eds., Shame and Guilt: A Psychoanalytic and a Cultural Study
(Springfield, IL: Charles C. Thomas, 1953); Self-Conscious Emotions: The Psychology of
Shame, Guilt, Embarrassment and Pride, ed. June Price Tangney and Kurt W. Fischer
(New York: Guilford, 1995).
3. June Price Tangney argues that shame is morally counterproductive because shame
often motivates hostile aggression toward shamers, and shamed people typically fail to
empathize with the victims of their wrongdoing; June Price Tangney, Shame and Guilt
in Interpersonal Relationships, in Tangney and Fischer, Self-Conscious Emotions (113
139). John Kekes claims that shame rivets the agents attention on the defectiveness of
the self, undermining self-confidence and paralyzing action; John Kekes, Shame and
Moral Progress, in Ethical Theory: Character and Virtue, Midwest Studies in Philosophy,
vol. 13, ed. Peter A. French, Theodore E. Uehling Jr., and Howard K. Wettstein (Notre
Dame, IN: University of Notre Dame Press, 1988), 282296.
48
agency, thereby implicitly rationalizing cultural practices that give subordinate groups lesser moral consideration. Women of all races, for example, are more likely than white men to be criticized for irrationality,
lack of self-control, and inadequate attention to principle. They are thus
given cause to feel ashamed of their agency. Shaming criticisms may also
be leveled against anyone (whether subordinated or privileged) who
does not conform to sexist, racist, or other norms of behavior, or who
protests the demeaning or unequal treatment of social subordinates. In
short, in societies structured by relations of domination and subordination, shame is an especially worrisome moral emotion. Subordinated
people who suffer shame before bigoted criticisms seem to have failed
to achieve (or failed to be able to sustain) a sufficiently critical moral
perspective. They are thus not well positioned to challenge the gender,
racial, sexual, and religious politics that erode their life prospects. The
subordinate would be better off ignoring others shaming criticisms and
shamelessly pursuing more egalitarian ideals.
In what follows, I plan to side with our everyday assumptions about
the importance of feeling morally ashamed. I think that shame over
moral failings is essential to a mature ethical agents psychology. More
controversially, I think that vulnerability to feeling ashamed before
those with whom one shares a moral practice, even when one disagrees
with their moral criticisms, is often a mark of moral maturity. It need not
spring from any failure in autonomous judgment. Thus, I think it is possible to understand the pervasiveness of shame among socially subordinate groups without attributing to them either internalized contempt
for their own social group or a failure to maintain their own critical perspective in the face of others shaming contempt.
MOR A L A IMS
morally mature persons only feel shame over their failure to live up to
their own, autonomously set standards.
There are two fairly different ways of conducting this game plan.
One is represented by such authors as Anthony OHear, John Kekes,
and Virgil C. Aldrich.4 I will call this the shame of the moral pioneer
strategy. This strategy reconciles shame with autonomy by claiming that
mature agents only feel shame in their own eyes, and only for falling short
of their own, autonomously set standards. The second strategy is represented by Bernard Williams in Shame and Necessity. I will call this the
shame of the discriminating social actor strategy. This strategy reconciles shame with autonomy by claiming that mature agents only feel
shame in the eyes of others whose ethical reactions she respects.
Neither strategy, I will argue, satisfactorily reconciles shame and
autonomy. Both make shame suitable for an autonomous agent only by
reducing the other before whom we feel shame to a mirror of ourselves.
Both drop from view the fundamentally social nature of shame. I will
then suggest, in section II, a third strategy that I think works better.
In pursuing it, I will be stressing the fact that morality is something
practiced with others in a social world. Taking others seriously as coparticipants in a moral practice means giving their opinions weight
and thus the power to shame.
50
51
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52
53
MOR A L A IMS
54
on whatever moral standard our social peers use, care deeply about how
we appear to others, and are vulnerable to every shaming criticism.12
There is, however, a third option. We can reconcile the essentially
social nature of shame with autonomy if we keep in mind that at any
point in time there typically are many ethical standards endorsed
within ones social world. Immature or poorly developed agents do not
discriminate among these standards and thus may be shamed by virtually every moral criticism levied at them. But ethically well-developed
agents care only about the opinions of some social others. They choose
whose standards to respect and thus whose eyes will have the power to
shame. If they are to be worthy of respect, those standards will largely
mirror the agents own. Thus criticisms that the agent finds outlandish
or irrational because they fail in important ways to mirror her own evaluative standards and canons of reasoning will not inspire shame.13 It
does not, however, follow that the criticisms that do inspire shame must
mirror the agents own self-criticism. As I interpret Williams, he leaves
open the possibility that respected others can shame us with their criticisms even when we disagree with their evaluation of us. Mature moral
agents care about how they appear in the eyes of respected others. They
care how they appear because they have a general respect for others
evaluative commitments, skill at moral reasoning, and perceptiveness.
That general respect grounds the power to shame, and thus people may
be shamed by particular criticisms that fail to mirror their own selfcriticism. In this way, Williams allows for the evaluative gaze of others,
fear of exposure, anxiety about others contemptthat is, the social
dimensions of shameto play a central role in his account of shame
independent of our own self-assessments. At the same time, mature
shame experiences are ultimately tethered to the agents own evaluative standards, since she must choose whose evaluative gaze merits her
respect. So while it is true that shame is always shame in the eyes of
real social others who will interact with her differently if her moral failing is exposed, vulnerability to shame does not entail an abdication of
12. Ibid.
13. Both Jeffrey King and Jennifer Vest proposed this way of thinking about who has the
power to shame.
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56
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In short, any strategy that reconciles shame with autonomy by rooting the power to shame in the agents endorsement of the shamers evaluations will have trouble capturing shames distinctively social character.
If shames more social nature than guilt is to be explained, then we
need to trace the power to shame to a more social source. What could it
mean for an opinion to have social weight independent of the agents
endorsement of the shamers standards and particular criticisms? And
how is sensitivity to the social weight of others opinions compatible
with being an autonomous moral judge?
Before turning to these questions, it is worth looking at one final
problematic feature of the two strategies for reconciling shame and autonomy considered so far.
58
being subjected to shaming treatment is a routine part of social interaction.16 Some of the shaming criticism is specifically moral, as
when black men are routinely suspected of being shoplifters or muggers, or when the poor are assumed to have brought poverty on themselves through their own laziness or lack of self-control; some of the
shaming criticism is not specifically moral, as when female and black
students are presumed to be less educable. Pervasive shame often coexists, however, with a denial that there is anything to be ashamed of.
The women students that Bartky so poignantly describes are a case in
point. At a discursive level, they believe their work is meritorious. They
would deny that they are unintelligent or unable to compete academically. They would not respect the attitudes of teachers who ridicule or
demean them in class. However, having been regularly demeaned in
the classroom throughout their educational lives, they have come to
be ashamed of their work, ashamed to express their ideas, and fearful of incurring punitive or demeaning treatment in the classroom.
Shame moves them to apologize for the quality of their work, to express themselves without confidence, to bow their heads and hunch
their shoulders.
The two strategies we have considered must both conclude that these
women are not experiencing the predictable shame of a mature, wellformed ethical agent. On both views, shaming classroom experiences
would not faze a rational, mature person convinced of her own academic
talent. She would ignore or scoff at her teachers contempt. The fact that
these women feel shamed while claiming to believe in their academic
talent shows that there is something awry with them. Perhaps they do
not know their own minds; deep down they really do believe they are
unintelligent and unable to compete. Or perhaps they lack strength of
mind; they succumb to others opinions and abandon their own view of
themselves. Or perhaps the problem is what Bartky suggests it is: they
hold inconsistent views of themselvesone at the discursive level of
16. Sandra Lee Bartky, Shame and Gender, in Femininity and Domination: Studies in the
Phenomenology of Oppression (New York: Routledge, 1990), 96.
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17. Ullaliina Lehtinen, How Does One Know What Shame Is? Epistemology, Emotions,
and Forms of Life in Juxtaposition, Hypatia 13 (1998): 5677, proposes a similar analysis of the shame of the oppressed. Following Bartky, she argues that women are less
likely than men to be able to autonomously defy shamers judgments because women
have internalized a low self-evaluation. Thus for women and members of other subordinate groups, experiences of shame function as confirmations of what the agent knew all
alongthat she or he was a person of lesser worth (62). Notice here how the pervasive
shame experienced by members of subordinated groups is explained by attributing low
self-esteem to them.
18. Someone who insists that rational, mature people would not feel shamed by criticisms
they reject might nevertheless think that a rational, mature person could experience
some other unpleasant feeling, such as discomfort at the awkwardness of having to interact with openly sexist or racist people. One need not agree with a would-be shamers
contemptuous views to be made uncomfortable by them.
19. The fault here need not be culpable.
20. Adrian Piper, Passing for White, Passing for Black, in Passing and the Fictions of
Identity, ed. Elaine Ginsberg (Durham, NC: Duke University Press, 1996), 234270.
Thanks to Gary Watson for drawing my attention to this piece.
60
own worth, no matter how insultingly she is treated. By her own account, Piper was raised by parents who tried to provide her with an invincible armor of self-worth with which to fight [racism]. 21 As a result
her instinctive reaction to racist insults is the disbelief, outrage, sense
of injustice, and impulse to fight back actively that white males often
exhibit at unexpected affronts to their dignity.22 Pipers firm belief in
her own worth and in the unacceptability of racism does not, however,
protect her against shame. Here is one of her stories:
Refusing to pass as white, although she could, Piper identifies herself
on graduate school applications as black. When she shows up at the reception for new graduate students, she is approached by a professor, one
of her intellectual heroes, who remarks with a triumphant smirk, Miss
Piper, youre about as black as I am.23 This is one of a series of occasions
on which Piper feels what she calls groundless shame.24 Her shame is
groundless because she does not share her shamers view that she is manipulative or deceitful. The moral pioneer strategy would thus have to
conclude that Pipers shame reaction does not befit a mature moral agent.
One might also imagine that she does not share with him more general normative views about what the moral point of affirmative-action
policies is and who is permitted to present themselves as an affirmativeaction candidate; about what integrity requires from persons who could
pass as the bearer of a less discrediting identity; about what general sorts
of actions a commitment to resisting racial oppression requires; and
about the proper application of evaluative concepts like honesty, integrity, manipulativeness, and racism. Of course, Piper and the professor
share some evaluative views in commonfor example, the wrongness
21. Ibid., 239.
22. Ibid., 260.
23. Ibid., 234.
24. On other occasions, she feels shamed by demeaning assumptions about what can be
expected of her as a black person. She is assigned to remedial classes in anticipation of
poor performance, complimented by a fellow grad student on her good English, and
interviewed for four and a half hours by a colleague to ascertain whether she was smart
enough to hold the position she already had. In response, she experiences the groundless shame caused by people who, having discovered my racial identity, let me know
that I was not comporting myself as befitted their conception of a black person; Ibid.,
258 (emphasis mine).
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4. Thus, mature ethical agents will only feel shamed by the appraisals of others when those appraisals mirror the agents own
reasoning about her shortcomings.
The shame of the moral pioneer account draws quite clearly on this
line of reasoning. The shame of the discriminating social actor account
draws on a kindred line of reasoning, because it invokes the importance
of agents determining for themselves whose practical reasoning they respect enough to accept even when it might diverge from their own.
What could be wrong with the argument? Premise one simply affirms a principal feature of shamenamely that it is a fundamentally
social emotion. Premise two affirms an equally uncontroversial connection between moral maturity and autonomy. That mature agents
submit only to the demands of their own practical reason does not mean
adopting a policy of dismissing others views whenever they disagree
with ones own. It does mean that ultimately agents must make up their
own minds; and doing so may mean reaching the sincere conviction that
others are wrong and one is going to stick to ones guns. Bartkys students, and even more obviously Piper, are autonomous self-legislators
in this sense. Exposed to repeated critical messages, they make up their
own minds not to believe those messages.
This leaves premise three: mature ethical agents have reason to
take others appraisals of their shortcomings seriouslyto give them
weightonly if those appraisals mirror the agents reasoning. At first
glance this premise seems to follow from the thought that mature agents
are self-legislators who make up their own minds. After all, if Ive made
up my mind that others criticisms are misguided, how could I give those
criticisms weight? Wouldnt giving them enough weight to shame me
amount to giving in to others views of me?
I do not think so. That a person can only be shamed by a view of
herself that she accepts as true, at some level, is not supported by everyday experience. It is instead a lacuna in our moral theories that makes it
seem that, in order for an opinion to have shaming weight, we must at
some level accept it as true. Moral theories are typically slanted toward
moral epistemology, and this induces us to think that weight must be
an epistemic notion. It must have something to do with the weight of
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reasons, a weighty argument, or the compelling force of truth. The assumption that weight is an epistemic notion then drives us toward the
idea that others opinions having weight amounts to those opinions
having weight in our reasoning process. But if they have weight in our reasoning process, we must have accepted their truth.
Moral agents, however, are not just knowers. They are also participants in various social practices of morality with other people. What I
want to suggest is that the weight central to shame is not an epistemic
notion. It is instead the weight that other people have for us when we acknowledge them as fellow social participants. That anothers view of us
has weight in this latter sense is compatible with denying its truth.
Moral criticism that shames has what I will call practical weight.
Moral criticism has practical weight when we see it as issuing from those
who are to be taken seriously because they are co-participants with us in
some shared social practice of morality.
Co-participants stand in a different relation to us than do agents in
general. Agents in general are responsible beings, open to reason and
capable of exhibiting goodwill. We take their moral interpretations seriously by listening to what they have to say, engaging in moral dialogue,
taking care not to give offense needlessly, and so on. Co-participants
are more than this, and we take their moral interpretations seriously in
a thicker, more substantive way.25 Co-participants are part of a moral
we that shares a social practice of morality. 26 That social practice generates shared understandings about exactly what is obligatory and what
25. Taking agents seriously by listening to what they have to say, engaging in moral dialogue, and taking care not to give offense is compatible with denying that others have
the standing to criticize us. A pro-choice woman might, for example, take seriously a
religious conservatives condemnation of abortion by civilly listening and responding to that view. In the thicker more substantive sense, the pro-choice woman does
not take seriously the religious conservatives moral appraisal. Because his views on
abortion derive from different social practices of morality, the pro-choice woman has
no reason to acknowledge the religious conservatives standing to criticize her reproductive choices and call her to account. The accusation, You murdered your unborn
child, does not define who she is for others within the social worlds she claims as her
own. As a result, it lacks the power to shame.
26. The following discussion owes a good deal to Margaret Urban Walkers Moral Understandings: A Feminist Study in Ethics (New York: Routledge, 1998).
64
is supererogatory, as well as shared understandings about how to interpret when basic moral obligations, like the duty of truth-telling, have
been fulfilled. Physicians, for example, generate shared understandings
about the required level of disclosure to patients and about the moral
status of hastening death. Co-participants are thus able to engage in a
shared enterprise of evaluating each others behavior and character, determining who has lived up to and who has fallen short of shared moral
ideals, and calling each other to moral account for transgressions.
A social practice of morality comes about because there is something else that we want to do togetherwork in a profession, engage in
religious worship, play sports, live in a neighborhood, have a marriage.
These various activities are sites of particular moral problems that produce the need to generate shared moral norms. The practice of education, for example, produces a need for norms governing student-teacher
relations, including sexual relations. The practice of medicine generates a need for norms governing the response to terminal illness. Those
moral norms then get hammered out among people who already share
a social world.
In everyday life, we move between a plurality of moral practices.
Each has its own shared understandings about how we do things
ones family of origin, the family one creates as an adult, ones workplace, ones profession, ones neighborhood, ones political association,
ones religion, and so on. All these groups engage in the business of negotiating and articulating moral norms. This is how we do things in our
family: we spend major holidays together; this is how we do things in
our profession: we do not have sexual relations with students (or clients
or patients); this is how we do things in our religion: we do not divorce;
this is how we do things in a participatory democracy: we engage in civil
dialogue.
Shaming criticisms work by impressing upon the person that she has
disappointed not just one individuals expectations but also the expectations of some we. In effect they say, You claim to be one of us, but just
look how youre behaving! The power to shame is a function of our sharing a moral practice with the shamer and of recognizing that the shamers opinion expresses a representative viewpoint within that practice. The
shamers opinion tells us who we are for any number of co-participants
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moral appraisals one does not agree with. The hazard is a serious one
because their appraisals may be representative ones. Who they take us
to be represents what any number of fellow co-participants would take
us to be. Their eyes define one of the many public identities that we have
for others within our shared social practice of morality. Some of those
public identities are shameful ones.
In sum, I am proposing that vulnerability to shame has more to do
with our sharing a moral practice with others than it does with our accepting anothers criticism. Of course, when we share a moral practice
with others we typically share certain basic moral values, principles,
and styles of reasoning with them. Thus there usually is something in
our shamers evaluative thinking to which we attach epistemic weight.
Bartkys shamed students, for example, surely shared their teachers
standards of academic excellence. We need to be careful, however, not
to infer that others power to shame derives entirely from the fact that
we endorse their evaluative framework. Sharing basic values and reasoning styles with other people does not explain why particular criticisms are felt to be shaming, since we may reject particular criticisms
while endorsing the underlying evaluative framework. To explain how a
person could be shamed by a criticism that itself has no epistemic weight
because she thinks it is plain wrong, we will need to appeal to something other than a shared evaluative worldview. I have suggested that
this something else is the fact that, in sharing a moral practice with us,
others views come to have practical weight in the sense that they articulate moral interpretations of our character and actions that any number
of others within the practice might share.
At this point, defenders of the first two strategies might object that
my view does not seem very distant from their own. For them, vulnerability to feeling shamed hinges on which evaluative framework the agent
endorses. They might go on to observe that endorsing the same evaluative framework that others do is just what makes us co-participants in a
shared practice of morality. And while we may need to bring in something else to explain why particular criticisms shame, the fact that we
endorse one evaluative framework rather than another sufficiently explains why some people have the power to shame us and other people do
not. We give practical weight to some criticismsincluding ones whose
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truth we denyprecisely because they issue from people whose evaluative commitments, skill at moral reasoning, and perceptive judgment
command our respect. In short, defenders of the first two strategies
might give up the idea that particular criticisms must mirror the agents
self-appraisals if they are to evoke shame. But they might still insist that
the power to shame depends on the shamers evaluative and epistemic
commitments mirroring the agents own. 27
I agree that, typically, co-participants in a practice will endorse the
same basic values and style of reasoning. But those who share a moral
practice do not necessarily endorse the same evaluative standards. First,
people do not usually choose to enter a practice of morality because they
endorse its evaluative commitments and reasoning style. What people
choose is to do something else with othersfor example, to work in academia. That choice moves them into an ongoing moral practice. 28 We
thus come to share multiple practices of morality with multiple groups
of others for reasons often having little to do with our individual evaluative judgments.
Second, as Margaret Walker has argued in her work on shared moral
understandings, [t]o share terms in this sense need not mean that the
terms in force are endorsed by all, much less that they exist by the consent of all who are required to recognize and respond to them. 29 Members of subordinate groups quite often reject substantial chunks of the
evaluative commitments, styles of reasoning, and assumptions about
group difference embedded in the dominant social practice of morality.
Even so, that dominant practice of morality generally continues to be
one of the moral practices that members of subordinate groups share.
To share a social practice means that one finds its moral understandings
intelligible, even if not endorsable. One understands how people could
come to think this way about moral matters. One understands what
27. This objection is a variant of one proposed to me by Jeffrey King. His particular concern was that what I call practical weight might ultimately reduce to epistemic weight.
28. Physicians, for example, do not choose to enter the social practice of morality that
dominates the medical world. Rather, they choose to practice medicine with others
and thereby find themselves (re)located in an already ongoing moral practice.
29. Walker, Moral Understandings, 63.
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70
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72
PA R T I I
R E AC H I NG, R E LY I NG
ON, A N D CON T E ST I NG
SOC I A L CONSE NS US
ONMOR A L NOR M S
Chapters 1 and 2 in part I brought into view two different conceptions of
morality and two different fundamental aims that moral agents should have.
First, there is what we might call a critical conception of morality in which
the moral aim is to latch onto and conform to the right set of moral principles
and the right conception of the moral virtues. Second, there are the shared
moral understandings that define a particular practice of morality and that
enable us to make what we are up to legible and intelligible to others and
to have a moral identity for others. In order to bring out both the difference
between these two conceptions of morality and the moral importance of not
only getting it right but also practicing morality with others, I focused in those
essays on cases where the two conceptions of morality are in strong tension.
In part II, I examine places where I think philosophers critical conception of morality cannot be fully action-guiding if it fails to keep in mind that
we are always practicing morality with others. That general theme will be continued in part III. In chapter 3, I argue that an adequate critical conception
of what civility is and of where the bounds of civility are set must be anchored
in the social functions of civil behavior and civility norms. In particular, civil
MOR A L A IMS
behaviors enable us to display and thus communicate important moral attitudes, and normative prescriptions of civility serve the primary purpose of
enabling dialogue to stay afloat long enough to produce shared moral understandings. These functions are possible only because shared moral norms
enable us to interpret others behavior as expressing respect, tolerance, and
considerateness, and because social consensus rather than individual judgment sets the bounds of civility.
In chapter 4, I take up an ordinary moral phenomenon: elective but
strongly morally expected acts of common moral decency. I argue that moral
theories of obligation and supererogation cannot explain the odd features of
common decenciesthey are not obligatory, but at the same time they are
not merely commendable elective acts. As in the case of civility, I think we get
a better account of what is going on in common decencies by keeping in mind
that moral agents act within a social world. Particular moral practices give
substance to the idea that minimally well-formed moral agents will offer at
least some moral gifts to others. Social norms that institutionalize particular moral gift-giving practices render obvious, unambiguous, and motivationally nontaxing some supererogatory acts, converting them to acts that
can be expected of any minimally well-formed moral agent.
My interest in chapters 3 and 4 was in seeing how social norms are centrally involved in the very essence of some moral phenomena: civility and
common decency. I shift gears in chapter 5 to thinking about a distinctive
virtue of those who adopt a critical moral perspective and aim to get it right:
integrity. I argue that we get a more adequate account of this virtue if we do
not think of integrity as primarily a personal virtue but, rather, as a social
virtue. For anyone who aims to both get it right and to participate in the
progress of social moral knowledge, being able to stand before others for ones
own best judgment will be an important social virtue.
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C ha pt e r 3
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However, even though civility has been a prime subject for etiquette
experts (one of the Miss Manners books is devoted to what she considers
lapses in civility), it is not obviously true that good manners are either
primarily or exclusively class demarcators. Good manners include the
distinctly moral: considering others feelings, expressing gratitude, engaging in tolerant restraint, and respecting others personal privacy. Nor
is it obviously true that civility is limited to good manners. One prominent early meaning of civility was fitness for a civil, post-feudal society.
Defining marks of that fitness included obeying authoritative law, refraining from violence, and having the literacy and education necessary
for public service.1 Contemporary political philosophers similarly take
civility to be a mark of the good citizen.
Even so, there is a second reason for thinking that civility is at best
a minor virtue, or perhaps not a moral virtue at all. More so than other
virtues, civility has intimate associations with following socially established rules, whether those be rules of etiquette or civil law. For example,
the civil debater complies with the written rules of debate; civil neighbors comply with local norms for neighborly behavior; and civil drivers
comply with conventional expectations about courteous driving. If civility is a virtue, it appears to be more like law-abidingness than justice.
Like being a law-abiding citizen, being civil appears to require conforming to whatever the social rules are. Unlike justice, it does not require
adopting a socially critical moral point of view. When one adopts a socially critical moral point of view, one does not try to determine how
people ought to be treated by investigating how they are treated, or how
social conventions recommend they should be treated, or any other
social fact of this kind. Instead, adopting a socially critical moral point
of view means adopting a standpoint that enables one to evaluate the
moral merit of established social norms and to recommend the moral
1. Marvin Becker argues that this early concept of civility originated with the demise of
feudal social organization and depended on a new concept of the individual as someone
not primarily defined by his loyalty to local lordships. It also depended on the emergence
of a conception of the public good distinct from that of local societies and on a shift away
from the pursuit of glory to more peaceable practices; Marvin Becker, Civility and Society
in Western Europe, 13001600 (Bloomington: Indiana University Press, 1988).
76
principles that, ideally, would be embodied in our social norms. Adopting a socially critical moral point of view means being prepared to violate existing social conventions. Kantianism and classical utilitarianism
are socially critical moral points of view. Although many socially established rules might also be recommended from a utilitarian or Kantian
point of view, they are not guaranteed to be. Thus, if civility is a matter
of complying with socially established rules, what it is civil to do and
what a critical moral point of view recommends that we do may not be
equivalent. Because of this, even if like Kant one finds merit in obedience even to unjust laws, neither civil obedience nor civility is likely to
appear among the top-ranked moral virtues. Moreover, they may not
seem like moral virtues at all, as what one must do in order to be civil or
civilly obedient may conflict with what a socially critical moral point of
view would prescribe.
Someone might object, however, that absent further argument, it
is not obviously true that genuine civilityas opposed to the social interpretation of what counts as civilitycannot be detached from social
rules. Even if, as a society, we tend to codify civility in etiquette manuals and civil law, perhaps genuine civility is not a matter of mindlessly
complying with those codifications. Instead, it might be thought that
genuine civility requires adopting a critical moral point of view and attempting to determine what really counts as kindness, respect for privacy, tolerance, reasonable concern for others feelings, and so on.
Although detaching civility from mere conformity to established
social rules moves civility more clearly into the realm of moral virtue,
one might still think that there is a third and quite different reason for
not ranking civility among the philosophically interesting moral virtues. Because the scope of application of the terms civil and uncivil
is so huge, it will be very tempting to reduce civility either to something
like Kantian respect or to a set of virtues in order to explain the broad
scope of these terms. To get some sense of just how large the scope of
application of uncivil is, consider these lapses of civility mentioned
by Miss Manners.2 In addition to shoving, shouting, giving the finger,
2. Judith Martin, Miss Manners Rescues Civilization from Sexual Harassment, Frivolous Lawsuits, Dissing and Other Lapses in Civility (New York: Crown, 1996).
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making insulting remarks, and not waiting ones turn in line, there
are the incivilities of nosiness, bossiness, snobbishness, breaking appointments, overstaying visits, failing to offer thanks or apologies or
responses to invitations, not reciprocating hospitality, hogging the
road, littering, proselytizing, and offering unsolicited advice. Colonial
American manuals on manners remind us of earthier incivilities, such
as returning half-eaten food to communal dishes, scratching or revealing private parts, spraying spit while talking, and farting. 3 And political
philosophers include in their various lists of incivilities coercion, intimidation, harassment, violence, unrestrained pursuit of self-interest,
the arbitrary exercise of power, disrespect for others rights and dignity,
stating deep but unshared moral convictions, inattentively listening to
anothers argument, intolerance, indifference to offense, voting on the
basis of private preferences, expressing contempt for others life plans,
engaging in vigilante justice, rioting, and not obeying the law.4
In short, incivility differs from other vice labels in tending to be
applicable to virtually any example of moral or mannerly misbehavior.
Thus civility does not seem to name a distinct virtue. Instead, civility seems either to pick out a fundamental attitude that lies at the core
of all the more particular virtues (much the way Kants concept of respect does) or to designate a collection of virtues such as tolerance, considerateness, law abidance, and the like. In either case, the philosophical
analysis of civility will be parasitic on the analysis of the more basic
virtue(s) to which civility is reducible.
Each of these reasons for discounting civility as a moral virtue or
demoting it to a derivative moral virtue depends on a different understanding of what civility is: (1) a set of class-demarcating behaviors;
3. George Washington, George Washingtons Rules of Civility and Decent Behaviour in Company and Conversation, ed. Charles Moore (Boston: Houghton Mifflin, 1926).
4. Michael Walzer, Civility and Civic Virtue, Social Research 41 (1974): 593611; Burton
Zwiebach, Civility and Disobedience (New York: Cambridge University Press, 1975);
Clifford Orwin, Civility, American Scholar 60 (1991): 553564; Mark Kingwell, A
Civil Tongue: Justice, Dialogue and the Politics of Pluralism (University Park: Pennsylvania State University Press, 1995); John Rawls, A Theory of Justice (Cambridge, MA:
Harvard University Press, 1971) and Political Liberalism (New York: Columbia University Press, 1993); Richard C. Sinopoli, Thick-Skinned Liberalism: Redefining Civility,
American Political Science Review 89 (1995): 612620.
78
(2) a morally uncritical conformity to socially established rules of respect, tolerance, and the like; or (3) an equivalent to one or more items
on the familiar philosophical list of moral virtues. Anyone who wants
to argue, as I in fact do, that civility is a distinct and important moral
virtue will need to do at least two things. The first and primary task is
to provide an account of civility that does not reduce civility to some
other virtue(s). Why isnt civility just another name for being respectful,
tolerant, and considerate of ones fellows? Second, given civilitys close
association with following socially established rules, it will be necessary
to explain why civility should be considered a moral virtue. It would also
be a bonus if the account captured some of the basic intuitions underlying the three understandings of civility just mentioned. Those intuitions
are that civility is intimately connected to socially established rules, including rules of etiquette (view 2); that it is also intimately connected to
other moral virtues like tolerance and respect (view 3); and that there is
special reason to worry about class bias in our judgments about who is
and who is not civil (view 1).
In what follows, I will be adopting a variant of view 2that civility
involves conformity to socially established rules of respect, tolerance,
and considerateness. I do not, however, take the social conformism
built into civility to be a reason for discounting civilitys moral importance. On the contrary, I will argue that this conformity is critical to
civilitys moral function. The function of civility, I will suggest, is to
communicate basic moral attitudes of respect, tolerance, and considerateness. 5 We can successfully communicate these basic moral attitudes
to others only by following socially conventional rules for the expression of respect, tolerance, and considerateness. Thus, I take civility to
be tied to social rules in a way that, for example, honesty, justice, kindness, and respect are not. Although civilitys tie to social rules sometimes occasions a conflict between what it would be uncivil to do and
what, from a critical moral point of view, is morally correct, I will argue
that there is, nevertheless, good reason to count civility among the
moral virtues.
5. For a similar view of the expressive function of manners, see Sarah Buss, Appearing
Respectful: The Moral Significance of Manners, Ethics 109 (1999): 795826.
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80
be reasonable in setting the terms of fair social cooperation, civility requires that people be willing to explain the grounds of their actions,
especially when the claims of others are overruled.8 On matters of basic
justice, civility additionally requires that individuals refrain from appealing to comprehensive doctrines and instead appeal only to basic
principles of justice that all can be expected to share.
Amy Gutmann and Dennis Thompson (whose work on mutual respect influenced Rawlss remarks about civility in Political Liberalism)
reject such severe speech constraints. Instead, the civil citizen simply
seeks for points of moral agreement, offers rationales that minimize
the risk of her position being rejected, and refrains from presenting her
views as unalterable convictions.9 Mark Kingwell takes a similar approach. Civility, in his view, requires a willingness not to say all the
true, or morally excellent things one could say, especially when expressing ones deeper moral convictions is likely to be offensive, hurtful,
or a conversation stopper.10
All agree that civility is, importantly, a matter of restraining speech.
They also agree that civility has an active side as well. For Rawls, the
civil citizen also exhibits an active willingness to listen to others, to try
to see things from the point of view of their conceptions of the good;
she is neither contemptuous of nor indifferent to others life plans and
makes fair-minded accommodations to their views.11 For Gutmann and
Thompson, the civil citizen magnanimously acknowledges that his opponents view is a genuine moral position about which reasonable people
may disagree. For Kingwell, the civil citizen listens attentively, actively
coaxing out the interests of others through sensitivity and tact.12
As a polite (rather than political) virtue, civility has been understood as the mark of the competent participant in the social settings of
8. Rawls, A Theory of Justice, 179.
9. Amy Gutmann and Dennis Thompson, Moral Conflict and Political Consensus, in
Liberalism and the Good, ed. R. Bruce Douglass, Gerald M. Mara, and Henry S. Richardson (New York: Routledge, 1990). Their analysis is of mutual respect, not civility.
Following Rawls, I interpret them as in fact describing civility.
10. Kingwell, A Civil Tongue, 44.
11. Rawls, A Theory of Justice, 337338; Political Liberalism, 217218.
12. Kingwell, A Civil Tongue, 211.
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84
unending opportunities to find other people boring, disagreeable, repulsive, stupid, sleazy, inept, bigoted, lousy at selecting gifts, bad cooks,
infuriatingly slow drivers, disappointing dates, bad philosophers, and so
on. The civil person typically conceals these unflattering appraisals, because conveying them may easily suggest that one does not take others
feelings, or the fact that they may have different standards, to be worth
taking into consideration or tolerating.18
In short, what makes being civil different from being respectful,
considerate, or tolerant is that civility always involves a display of respect, tolerance, or considerateness. Thus civility is an essentially communicative form of moral conduct. In addition, because communicating
our moral attitudes is central to civility, being genuinely civilunlike,
say, being genuinely considerate or genuinely tolerantrequires that
we follow whatever the socially established norms are for showing
people considerateness, tolerance, or respect. Only because there are
such generally agreed upon, often codified social rules for what counts
as respectful, considerate, and tolerant behavior can we successfully
communicate our moral attitudes toward others. Those rules create a
common language for conveying the attitudes of respect, willingness to
tolerate differences, and consideration. Similarly, incivilities draw on a
common verbal and behavioral language for displaying disrespect, intolerance, or inconsiderateness.
Because civil and uncivil acts are essentially communicative acts,
while simply treating people with respect or tolerance does not always
involve communicating our moral attitudes, civil behavior is not coextensive with respectful, tolerant, and considerate behavior. To see this,
first consider that being civil and treating people with respect, considerateness, or tolerance are sometimes two distinguishable constituents
of what we might call fully, or maximally, respectful, considerate, or
18. Responding to them as though they werent deficient in various ways (and then, perhaps, poking fun at them behind their backs) is hypocritical. But as Thomas Nagel
has observes, it is a form of hypocrisy that we make sure we teach children, that were
thankful that others engage in, and that isnt deceptive since everyone engages in socially conventional practices of polite concealment and everyone knows what might be
going on behind their backs. Thomas Nagel, Concealment and Exposure, Philosophy
& Public Affairs 27 (1998): 330.
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tolerant behavior. A fully tolerant person not only permits those with
different views or life plans the same freedoms that she enjoys (for example, the freedom to pursue their interests in public spaces); she also
displays a tolerant attitude when given the opportunity to do so (by, for
example, not audibly complaining about having to share public space
with different others). She both tolerantly treats others and civilly displays her willingness to tolerate others. Because constraining ones
actions in ways that are required by a principle of toleration (or considerateness or respect) and displaying attitudes of tolerance (or considerateness or respect) are not the same thing, it is possible to be uncivil while
nevertheless treating others with some degree of tolerance, respect,
or considerateness.19 Think, for example, of the person who carefully
skirts his neighbors lawn while sarcastically declaring, Dont worry, I
wont step on your precious grass; or the employer who carefully follows affirmative-action guidelines but who tells the new employee,
You know you only got this job because youre black; or the partygoer
who rues his own self-restraint by announcing, I guess I wont tell that
(sexist) joke, since I know you gals dont have a sense of humor. These
individuals are being respectful, considerate, and tolerantalthough
not fully sobecause their actions are constrained so that they do not
damage others property, or deprive them of equal opportunity, or insult
them with demeaning jokes. Thus complaints of trespass, racist hiring,
or sexist joke-telling have no toehold in these examples. One might,
however, think that something is missing for fully respectful, considerate, and tolerant treatmentnamely the civil display of the corresponding moral attitudes.
Second, that civility does name a virtue different from simply treating people with respect or tolerance is also evident if one keeps in mind
that not all cases of treating people respectfully or considerately or tolerantly involve any sort of communicative interaction. For example,
contributing to charities is a way of treating unknown others considerately and respectfully, but that considerateness is not displayed to
the recipients of charity. Charitable donors behave well, but they are
not being civil (or uncivil). Consider also the fact that treating people
19. Buss makes a parallel point in Appearing Respectful, 797.
86
disrespectfully is often accomplished by deliberately avoiding communicative interaction with the targets of disrespect. For example, when
people engage in covert trespassing, theft, forgery, tax evasion, bribing
of public officials, and drug trafficking, particular persons, or citizens
generally, are treated with disrespect. But there is no communicative
interaction with the targets of disrespect, and thus there is no opportunity to display any attitudes at all to the targets of disrespect. Thieves
and drug traffickers behave badly, but they arent guilty of incivility. (Of
course, they arent being civil, either.)
Third, even when one is in ongoing communicative interaction with
other people, treating people disrespectfully is not always accompanied
by a display of disrespect. Instead, those who violate principles of respect, considerateness, or tolerance often try to conceal their wrongdoing. Consider conducting a discrete adulterous affair; making racist,
sexist, or other demeaning comments about ones coworker behind her
back; or engaging in discriminatory hiring practices that are carefully
hidden from job candidates. Because the targets of disrespect, inconsiderateness, and intolerance are kept ignorant of how they are being
treated, there is no uncivil display to the target. 20 Adulterers and discriminatory employers behave badly, but they are not guilty of incivility unless they flaunt their wrongdoing before the target of disrespect.
Of course, covert adulterers and discriminatory employers, even if they
arent guilty of incivility, are not to be praised for their civility either,
because presumably they conceal their misbehavior for self-interested
reasons rather than to avoid sending a disrespectful message.
Finally and most important, in morally imperfect social worlds, we
may have to choose between being civilthat is, successfully communicating our attitude of respect or toleranceand behaving in ways that
are genuinely respectful or tolerant. In such cases, it becomes quite clear
that civility cannot be equated with respect, tolerance, or considerateness. To take a familiar example, consider how opening doors for women
has been, and continues to be, a socially conventional way of displaying
20. In a broader sense of display than I am using, demeaning ones coworker behind her
back is a display of disrespectone has made ones attitude public. On my view, for
incivility, it matters to whom one makes this display.
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respect for women. In many social environments, any man who plunges
ahead first through a doorway will be interpreted as rudely displaying
a disrespectful attitude. Yet such ladies-first policies, one might think
(as most feminists now do), are not really respectful. They are rooted
in demeaning assumptions about womens weakness and need for male
protection. In a morally more perfect world where womens equality is
built into our social conventions, there would be no ladies-first policies.
That is not our world, however. As a result, men often have to choose
between making a comprehensible civil display of a respectful attitude
and treating women in the way they ought always to be treated, were our
society a gender-egalitarian one.
To take a second example, consider the fact that asking people to
closet a nonheterosexual identity (at work, church, family gatherings,
the military, and the like) generally does not violate our social norms
for tolerance. Thus the military could seriously present its dont ask,
dont tell policy as a tolerant one. In short, pressuring people to stay
closeted is generally not uncivil. 21 Yet such dont-tell policies, one might
think, are not really tolerant. They are rooted in demeaning assumptions
about gay mens and lesbians moral depravity and sexual licentiousness.
In a morally more perfect world, where prejudices are not built into our
social conventions, there would not be dont-tell policies. That is not our
world, however. As a result, nonheterosexuals often have to choose between accepting without ire a civil display of tolerance and protesting
treatment that would not be acceptable were our society a sexually unprejudiced one.
Examples like this show that the decision procedure for answering
How can I treat P with genuine respect, considerateness, or tolerance?
differs from the decision procedure for answering How can I display respect, considerateness, or tolerance to P? If I am concerned with treating others with the respect owed them as moral persons, my interest is in
determining how they ought to be treated, regardless of what treatments
21. There have been considerable changes in social and legal norms concerning the visibility of same-sex sexual orientation since this chapter, begun in 1996 and published
in 2000, was written. Pressuring people to stay closeted would now be uncivil in many
areas of social life.
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are acceptable under existing social norms. Existing social norms may
sanction as natural, normal, and legitimate treatment that is in fact demeaning, unjust, cruel, or intolerant of alternative conceptions of the
good. They may also sanction giving what are in fact unfair privileges to
some and denying to others their rightful due. To decide what genuinely
respectful or considerate or tolerant treatment would amount to, I must
set aside socially established moral understandings and adopt a socially
critical moral point of view, such as a utilitarian or Kantian framework.
From that critical point of view, treating others with moral respect may
sometimes require violating existing social norms. Similarly, if I am interested in determining what I owe others in the way of tolerating their
differences, I cannot appeal to social norms because, as a result of defects in socially shared moral understandings about the status of different groups, social norms may sanction tolerating what is in fact bigotry.
Instead, I must adopt a socially critical moral point of view in order to
sort out genuinely tolerant from intolerant beliefs and behaviors. (I will
return to this point in section IV.)
By contrast, if I am interested in displaying respect, my task is not
to figure out how people ought to be treated but, rather, how I can successfully communicate moral attitudes. Displaying respect is essentially
a communicative action. That communication requires a common
language. Social norms provide that common language because they
embody shared moral understandings. Social norms for what is due
others make possible successfully delivering an insult, a snub, a demeaning gesture. They also make it possible to offer tokens of respect or
considerateness or tolerance. Because some gap between critical moral
conceptions and social conceptions of what counts as respectful treatment is likely, a socially critical moral point of view that enables us to
determine how persons ought to be treated cannot reliably tell us how to
display the moral attitude of respect. In at least some cases, others may
perceive our effort to treat them with respect as either, depending on the
case, insufficiently respectful or exceedingly kind. For example, from a
socially critical moral point of view, one might conclude that treating a
hostess considerately requires that male (and not just female) guests help
clean up. Social norms, however, exempt men from this form of considerateness, thus hostesses are likely to view male help as exceedingly kind.
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disesteemed groups, protects individuals against the emotional exhaustion of having to cope with others displays of hatred, aversion,
and disapproval.
Granted that civil displays have moral benefits, one might still
object that the virtue of civility cannot consist solely in following established social norms for displaying respect, tolerance, and considerateness. Moral virtues should produce conduct that is correct by socially
critical moral standards. Compliance with established social norms can
hardly be said to produce such conductat least not reliably. After all,
in markedly inegalitarian societies, established social norms are likely
to require that we pay out to dominant groups larger measures of respect, tolerance and considerateness. They are also likely to require
subordinate groups to put up with more meager allotments. Thus social
norms of civility may fail to condemn the contemptuous treatment of
socially disesteemed groups, because they interpret such contempt as
civilly displaying the appropriate measure of respect. Until just recently,
for example, much of what we now call sexual harassment was socially
interpreted as innocent flirting, or as a response invited by some womens impropriety, and thus not a lapse of civility. Far from condemning
such moral misbehavior, social norms may instead condemn the disesteemeds protests as uncivil.
If civility doesnt look much like a moral virtue on my account,
wouldnt it be better to go back to the idea, mentioned at the very beginning, that genuine civility is not about displays? It is about treating
people with real respect, considerateness, and tolerance, and thus we
cant be genuinely civil without adopting a socially critical moral point
of view. (A socially critical moral point of view, recall, is just a moral
framework, like utilitarianism or Kantianism, that we can use to evaluate and revise social norms so that they reflect more nearly correct understandings of what we morally owe to others.) On this latter approach,
being genuinely civil could never mean complying with what is in fact
unjust. So, for example, genuine civility could never, under any social
circumstance, require racial deference, or closeting ones sexual orientation, or putting up with sexual harassment. Instead, a concern for genuine civility might lead us to critically reassess social norms of civility.
Although civility would then turn out not to be a virtue distinct from
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25. Martin, Miss Manners Rescues Civilization, 164. It is, however, not always clear whether
she intends to appeal to a critical moral view or to social understandings to set the
bounds of civility. Her view that reacting against bigotry is not rude so long as what
counts as bigotry has already been announced and socially accepted (358) suggests
that the bounds of civility are set by appeal to social understandings.
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disagreement over what is morally intolerable (and thus does not deserve a civil response), it is a display of intolerance to insist on using ones
own judgment to decide what deserves a civil response.
For the same reason, which views are and are not owed a civil response cannot be a matter for moral philosophers to decide by appeal to
some socially critical moral framework. A socially critical moral view is,
after all, a particular normative view and thus likely to be held by some
people and not by others. It is Miss Mannerss critical moral view that
sexual harassment and subjecting others to cigarette smoke are intolerable and not owed a civil response. It is Gutmann and Thompsons critical
moral view that a defense of racial inequality does not count as a genuine moral position. The objective intolerability of sexual harassment and
racial supremacy seem obvious to us now. Neither was obvious in earlier
historical periods, and there is presently substantial disagreement about
what in fact counts as intolerably subjecting others to smoke. To suggest
that enlightened individuals in earlier historical periods who realized
the wrongness of what we now call sexual harassment and racial bigotry
were also correct to ignore the fact of deep social disagreement over
these behaviors (or the fact of widespread agreement on their moral innocuousness), and to judge for themselves what is owed a civil response,
is to leave civility norms up to individual judgment in one of two ways:
(1) either everyone is entitled to use his preferred moral framework and
decide for himself where the bounds of civility are setproducing civility anarchy, since we will likely not all agree on what is and is not
owed a civil response;26 or (2) one particular moral framework is simply
declared the correct one and is used to set the bounds of civility. Miss
Manners avoids civility anarchy by setting herself up as the supreme
legislator of civility. For example, she assumes the prerogative of deciding what the smoke rules are, and thus what kinds of smoking do not
deserve a civil response. Philosophers who want to set the bounds of
26. A good example of this civility anarchy is the variety of nonsmokers judgments about
which behaviors on the part of smokers are intolerable. Smoking near fellow passengers, in offices, in restaurants, in bars, on public streets, and in areas designated for
smokers might, depending on the person, be regarded as exceeding the bounds of the
tolerable.
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civility from a socially critical moral point of view can similarly avoid
civility anarchy only by setting themselves up as the supreme legislators
of what counts as the true critical morality. Left to individual judgment
in either one of these ways, standards of civility cease to regulate dispute.
They are instead tied to the very moral frameworks that are under dispute. In short, if we appeal to any particular moral framework to determine the bounds of civility, we must treat as settled the very questions
that civil dialogue was supposed to resolve.
If a list of intolerable views and behavior that are not owed a civil
response cannot be derived from any critical moral view, because that
view may itself be under dispute, is there any way of specifying what is
not owed a civil response? For that matter, is there any way of specifying
what is owed a civil response? Yes. It is no accident that Miss Manners
and Gutmann and Thompson both choose sexual harassment and racial
discrimination as examples of the intolerable. These are moral matters
on which there is presently extensive social consensus (which is not to
say unanimity). Standards of civility reflect that social consensus. We
need not respond civilly to a view or behavior once there is social closure
on its intolerability. At that point, civility would not further the work of
enabling the nonlike-minded to continue political dialogue or social interaction. However, when there is social dispute over the tolerability of a
view or behavior, being civil has a point. That the dispute is occasioned
by others moral misguidedness is irrelevant to the question of whether
we owe others a civil response. All that is relevant is the fact of social
dispute.
In sum, analyses of civility that equate being civil with treating
people in genuinely respectful, considerate, and tolerant ways, and that
set the bounds of civility by appealing to some socially critical moral
framework to determine what is genuinely intolerable, misconstrue
what civility is about and why there are bounds to civility. They assume
that civility is a virtue we are required to exercise toward others only if
those others pursue genuinely morally acceptable views and behavior.
(Of course, moral acceptability will have to be judged from the point of
view of some particular socially critical moral framework, and others
may disagree that ours is the best one.) Thus civility is owed only to
people who have (in ones own best judgment) gotten it more or less
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right. People one judges to have gotten hold of a morally pernicious view
are not owed a civil response. This makes civility a close kin to integrity,
since our refusing to respond civilly to a view we judge morally pernicious is one way of standing up for our moral views. Indeed, using a socially critical moral framework to set the bounds of civility assumes that
those bounds are there to safeguard our integrity by exempting us from
dignifying what we, as individual moral reasoners, take to be morally
pernicious views.
By contrast, I think civility is a virtue that we are required to exercise toward others only if they pursue socially acceptable views and
behavior. At no point do norms of civility presuppose socially critical
moral judgments about either what views are worth respecting or what
counts as respectful, considerate, and tolerant behavior. Instead, they
presuppose social understandings about what views are still debatable,
as well as social understandings about what actions are sufficiently respectful, tolerant, and considerate to be worth a civil response. Only
by appealing to social understandings can civility norms successfully
regulate disputes and interactions with others under social conditions
where our different critical moralities lead us to differ over what positions deserve respect and what actions treat others with respect, tolerance, and considerateness. In addition, as I argued in section III, only by
appealing to social understandings can civility norms provide us with
a common language for displaying respect, tolerance, and considerateness to each other under social conditions where our different critical
moralities create dispute over what genuine respect, tolerance, and considerateness amount to. Civility is thus akin not to integrity but to civil
obedience. 27 Both civility and civil obedience may require compliance
with social norms or laws that are objectionable from a socially critical
moral point of view. Neither aims to safeguard our integrity; both aim to
safeguard the possibility of a common social life together.
Because standards of civility are tied to social understandings, there
is no guarantee that those standards will exempt us from civilly responding to what we as individual moral reasoners judge to be intolerable. That
27. Rawls takes using the imperfections of the law as an excuse for civil disobedience to be
an instance of incivility; A Theory of Justice, 355.
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right critical morality and acting on it. In the ways I have just suggested,
morality is also something we do together. The more seriously we take
the social practice of moralitycommunicating attitudes, collectively
revising moral norms, sustaining the activities we care morally about
(parties, funerals, friendships, being neighbors)the heavier civility
weighs on the scales. In part, too, I am inclined to weigh civility heavily
on the scales because I find something odd, and oddly troubling, about
the great confidence one must have in ones own judgment (and lack of
confidence in others) to be willing to be uncivil to others in the name of
a higher moral calling. When one is very sure that one has gotten it right,
and when avoiding a major wrong is at stake, civility does indeed seem
a minor consideration. But to adopt a principle of eschewing civility in
favor of ones own best judgment seems a kind of hubris.
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C ha pt e r4
Common Decency
Charles Dickenss Ebenezer Scrooge is a portrait of a man without
common decency. Scrooges central failing is not his miserliness or callousness toward suffering. His sometimes spectacularly contemptible
failingsas when he suggests the poor should simply get on with dying
and reduce the surplus populationare connected to a less spectacular but more pervasive failing: Scrooge has removed himself from the
daily commerce of favors, mercies, small kindnesses, forgivings, expressions of gratitude, and social pleasantries that are the stuff of common
decency. He gruffly rebuffs his nephews invitation to Christmas dinner.
He grumbles at being expected to let his employees off Christmas day.
He threatens to take a ruler to a Christmas caroler. And he refuses even
the smallest compliance with the convention of charitable giving during
the Christmas season. Though we see Scrooges faults at the Christmas
season, his failing is not seasonal. Scrooge routinely fails to behave like
a decent human being; and for that reason no one ever stops him in
the street to say, with gladsome looks, My dear Scrooge, how are you?
When will you come to see me? No beggars implored him to bestow a
trifle, no children asked him what it was oclock, no man or woman ever
once in all his life inquired the way to such and such a place, of Scrooge.1
That Scrooge has no truck with simple favors, like telling others the
time or giving them directions, signals his lack of common decency.
Paying Bob Cratchit barely a living wage, relentlessly collecting debts
from the already impoverished, and displaying an indecently callous
attitude toward the destitute are simply more egregious examples of
1. Charles Dickens, A Christmas Carol and Other Haunting Tales (New York: Doubleday,
1998), 260261.
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kindnesses, mercies, favors, and the like that constitute common decency
seem to fit quite naturally within the basic categories of supererogatory
acts.10 Those categories are: (1) favors, (2) acts of beneficence, (3) volunteering, (4) mercy and forgiveness, (5) praising, congratulating, and honoring, (6) gratitude, (7) gift giving, and (8) saintliness and heroism.11
Saintly and heroic acts, obviously, are not matters of common decency.
But each of the remaining seven categories contains some mixture of
common decencies that are expected of all minimally well-formed agents
and especially virtuous acts that could only be expected from unusually
well-formed agents and thus are left fully to the agents discretionary
judgment. How do we determine which acts are common decencies? Let
me propose for the moment that, as a general rule, any act falling into categories (1) through (7) that has been socially conventionalized, so that it
is just what is done, will be a matter of common decency. Giving ones
child a birthday present is, for example, socially conventionalized. So too,
in many organizations, is volunteering to take ones turn at some undesirable task (for example, serving as department chair). Holding a strangers
place in line, giving directions or the time to those who ask, opening the
door for those whose hands are full, and giving up ones bus seat to the
elderly are familiar conventionalized favors. Such conventionalized giftings, volunteerings, and favors are matters of common decency.
Although common decencies resemble supererogatory acts in
being morally good but nonobligatory, they also differ in one important respect: they are not fully morally elective. An act is fully morally
electivewhen
1. Omitting the act is not morally criticizable.
2. No ought stronger than an ought of moral advice-giving is
appropriately used to recommend it.
3. Choosing the act is meritorioussomething we commend or
admire the agent for doing rather than take as owed or simply
to be expected.
10. These categories are derived, with some alteration, from Heyds list in Supererogation,
chap.7.
11. Obviously, there is some overlap between these categories. Gift givings (particularly
charitable gifts), favors, and volunteerings can be forms of beneficence.
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12. Common decency thus does not fit David Heyds familiar description in Supererogation
of the supererogatory: decisions that concern the truly supererogatory are free not
only from legal or physical compulsion, but also from informal pressure, the threat of
moral sanctions, or inner feelings of guilt. It is purely optional (175).
13. Roderick M. Chisholm, Supererogation and Offence: A Conceptual Scheme for
Ethics, Ratio 5 (1963): 114.
14. Julia Driver, The Suberogatory, Australasian Journal of Philosophy 70 (1992): 286
295. Drivers category of the suberogatory is possibly a bit broader than what I have in
mind by the decent. For her, the suberogatory are bad acts that involve a failure to act
on an ideal (e.g., the ideal of nonwastefulness). I want to stress that they are failures to
live up to the standard of being a minimally acceptable moral agent. The differences
here, however, are not large, and her piece is full of important insights about the nature
of these types of acts.
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is strictly required. Imperfect obligations simply require that one perform some acts of a particular kindfor example, some possible favors.
The ought recommending, for example, doing someone the favor of
holding her place in line is thus not the strong ought of perfect obligation that commands what we must do now. It is the weaker ought
requiring that we do some favors, but not necessarily this one now.
Both utilitarian and Kantian approaches solve the puzzle over the
normative status of common decencies by denying there ever was a
puzzle: the ought recommending common decency just is the ought
of obligation. Neither approach, however, enables us to retain much of
the ordinary conception of common decency. Consider, first, the utilitarian view. A utilitarian would have to insist that common decencies are obligatory in just the way that keeping promises and telling
the truth are obligatory. Thus the utilitarian would have to insist that
Scrooge wasnt just criticizable for not giving his debtors a grace period,
but that he actually wronged them. A utilitarian would also have to
drop the idea that common decencies are more strongly required than
are saintly mercies and kindnesses, but are less strongly required than
minimal promise-keeping, truth-telling, and so on. All acts that maximize utilitywhether acts of promise keeping or of common decency
or of saintly beneficenceare equally obligatory. Of course, a utilitarian could try to argue that our commonsense distinctions between
the strictly obligatory, the commonly decent, and the saintly are useful
fictions to preserve.19 Perhaps we gain something when people are left
free to elect to be decent, and freer yet to be saintly, rather than feeling
obliged. But this still amounts to jettisoning, at the metalevel, our everyday distinctions between different degrees of oughtness.
The Kantian, too, must reject the idea that there are different degrees of oughtness. First, both common decencies and unusually virtuous moral gift givings are simply different ways that agents might elect
to discharge their imperfect obligations. The same ought of imperfect
obligation applies to both types of act. There is thus no obvious way of
19. Urmson, Saints and Heroes, for example, tries to give a utilitarian justification for
preserving a distinction between the obligatory and the higher flights of morality
that constitute the supererogatory. I thank Michael Smith for reminding me that these
are still fictional distinctions.
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within our moral rights not to give. Nor can violations of obligation be
common decencies, because they are morally prohibited. 20 Only supererogatory (elective and morally valuable) acts are candidates for common
decencies. The actual list of commonly decent acts is constructed from
those candidates. By constructed I mean that, unlike the obligatory
and the supererogatory, norms of common decency emerge only from
within a social practice of morality. Those norms articulate what moral
gift-giving participants in a particular social practice of morality are expected to elect.21 The expectation here is normative. It is not just that
we happen in point of fact to expect other people to be willing to do us
simple favors, or forgive us for small failings, or volunteer to take a turn.
We also take ourselves to be justified in having those expectations and
to have a legitimate basis for criticizing those, like Scrooge, who disappoint us.
This takes us to the central question. From what source does this
subset of nonobligatory, morally good acts that we call common decency get its heightened normativity?
Conventions
One account (which I will ultimately reject) of the heightened normativity attached to common decencies draws on the value of having and
sustaining social conventions of moral gift giving. The argument goes
like this:
It is often remarked within moral philosophy that securing the reliable performance of some acts has a special urgency. Our ability to
carry out any life plan at all would be seriously undermined if we could
not rely on others not to injure or kill us, to keep their agreements, to
respect our privacy and property, and to communicate with us truthfully. This form of reliabilityreliable forbearance from undermining
20. Thanks to Julia Driver for this point.
21. It is conceivable that a social practice of morality might operate without a conception of
common decency. In that case, it would not treat any supererogatory acts as ones that
agents are expected to elect; and it would not supply any basis for criticizing agents who
stand on their rights and refuse to show mercy, volunteer, forgive, do favors, and help
out when doing so is not obligatory.
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Alternatively, one might observe that the fact that common decencies are institutionalized practices of moral gift giving from which
everyone benefits means that those who insist on their right to refuse to
be decent are a kind of free rider. Whether they wish to or not, they in
fact benefit in myriad ways from others participation in the practice of
bestowing those moral gifts that constitute common decency. Indecent
people, like Scrooge, reap the benefits of moral gift-giving conventions
without doing their part in this system of reciprocal favors, mercies, volunteerings, and forgivings. And that is unfair.
Now, here is what I think is the problem with this way of explaining
why we ought to treat others with common decency and are criticizable
if we dont. An appeal to the social utility of moral gift-giving conventions and the unfairness of free riding on those conventions justifies too
much. Common decencies turn out to be not just obligation-like. They
are obligatory. Many have argued, for example, that the usefulness of a
conventionalized practice of promising and the unfairness of free riding
on that practice ground an obligation to keep promises. So, if we are
going to make sense of the electiveness of common decencies, we need
an account of their normativity that does not draw on the moral value of
sustaining useful conventions or of avoiding free riding on them.
Minimal Agency
A second accountwhich I think is the better accountshifts our attention from the status of norms recommending decent conduct to the
status of the identity that behaving decently sustains. Scrooge doesnt
just behave badly. He disappoints our expectations for how any minimally well-formed agent will behave. The moral importance of the
identity minimally well-formed agent generates the normativity of
common decency. That identity is morally important because any functioning practice of morality must presume that its practitioners are capable of meeting a minimal standard of moral performance. I now turn
to a more detailed explication of the central ideas in this second account
of the normativity of the ought recommending common decency.
The thought that we can expect any minimally well-formed agent
to do x, y, and z arises both for obligations and for elective moral gifts.
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That is why there are, as I observed earlier, two related forms of common
decency: one pertaining to minimal moral obligations, and one pertaining to minimal moral gift giving. Consider, first, our expectations about
obligatory moral performance. Although all of us stand under the obligation to do our duty and moral failures meet with criticism, we nevertheless tolerate a good deal of moral backsliding. We tolerate it in the
sense that much wrongdoing seems unsurprising and a normal hazard
of everyday moral practice. We expect to meet with and accommodate
a good deal of moral misbehavior that results from a variety of character shortcomings. We know that variations in natural and acquired
dispositions, moral education, and strength of will result in variations
in both individuals moral performances and their overall success as
moral agents. There is, however, a baseline that we expect agents, no
matter their individual character and temptations, to be able to manage
to achieve. Even if it would be unreasonable to expect that fellow moral
agents will always do what they ought, there are at least some things
it is reasonable to expect. 22 Those who disappoint these expectations
compound the wrongfulness of what they do with the senselessness of
subjecting others to what even the most minimally well-formed agent
should have been able to manage to avoid.
In general, acts that are reasonably expected of even minimally wellformed agents are, first, acts that are not motivationally taxing. They cost
the agent very little. Doing them is, as it were, no skin off ones nose. Nor
do they presuppose any appreciable degree of virtue. As a result, excuses
appealing to temptation or understandable failures of virtue are unavailable. Second, they are acts whose moral value in the situation at hand is
obvious and unambiguous. So excuses like I didnt realize I should...
or I wasnt sure I ought... are not plausible. Third, in virtue of their
being motivationally nontaxing, obvious, and unambiguous, they are
22. Failures to meet that baseline typically meet with a different response than do other
sorts of moral failures. Our reactive attitudes of resentment, indignation, and contempt
are typically calibrated to the expectation that the moral agents with whom we share a
daily practice of morality will behave as minimally adequate moral agents. Failures of
common decency and failures to fulfill minimal moral obligations generally meet with
heightened indignation, resentment, and sometimes contempt.
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the sorts of acts whose omission is not open to standard excuses, and
this is why we so strongly expect people not to omit them.
Some obligatory acts are like this. Some supererogatory acts are like
this, too. The domain of the supererogatory covers acts that vary widely
in the degree to which they tax agents motivational resources. Some supererogatory acts, particularly the saintly and the heroic, entail significant losses for the agent. Because of that, their performance requires
exceptional motivational resources. So we understand why people do
not usually elect these forms of supererogation. The domain of the supererogatory, however, also includes many unspectacular acts that are
motivationally nontaxing. Although everything in the domain of the
supererogatory is elective, the further one moves away from the saintly
and heroic, the more reasonable it becomes to wonder why one would
not elect to do this or that morally valuable act. As we imagine motivationally less and less taxing supererogatory actssuch as doing simple
favors or engaging in idle pleasantrieswe find it increasingly difficult
to make sense of a persons refusing or neglecting to elect them. This is, in
part, because the level of goodwill, concern for others welfare, and commitment to the value of rational agency that moves a person to satisfy her
minimum obligations should also move her to elect some morally good,
but nonrequired acts. Someone who only did what duty required and
elected no supererogatory acts would, thus, not be a plausible candidate
for a minimally acceptable agent.23 On the contrary, when someone like
23. An analogy may help press this point. It would be odd to equate a minimally adequate
professor with one who only does what duty requires. Suppose duty requires that a faculty member have some number of office hours, give some written evaluation of student
papers, and do some committee service but leaves as a matter of election how much.
Those who meet with students as little as possible, who return papers with hardly a
word of comment, and who decline to serve on all but the least demanding committees
shirk no professional obligations. However, they also do not live up to the expectations
for minimally adequate professorial performance. More is expected of them precisely
because the same commitment to academic ideals that provides a reason to fulfill their
professorial obligations also provides a reason for discretionary elections that advance
those ideals. In short, a minimally well-formed professor would choose more than what
her obligations require. Similarly, a minimally well-formed moral agent would choose
more than what her obligations require. A commitment to the values that provide a
reason to fulfill her moral obligations should also provide a reason for discretionary
elections that advance those values.
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Scrooge doesnt elect even the least motivationally taxing supererogatory acts, we have to suppose that something has gone wrong with his
moral psychology. He suffers, perhaps, from excessive self-absorption
or deficient sympathies. In this way, reflection on what can be expected
of a minimally well-formed moral agent leads us to construct a conception of commonly decent moral gift givings from the larger domain of
the supererogatory.24 Those gift givings retain their elective character,
but their incorporation into our conception of what any minimally wellformed moral agent would elect heightens their normativity.
Clearly, however, not every supererogatory act that is motivationally nontaxing is a matter of common decency. There are endless favors,
mercies, kindnesses, forgivings, volunteerings, praisings, and present
givings that we could do for others that are relatively cost free. Most
are not expected of all minimally well-formed agents. Stooping down
to tie a strangers shoelace when his hands are full of packages, for example, is no more motivationally taxing than stepping forward to open the
door for him. Yet shoe tying is not a matter of common decency, while
door opening is. So why are some motivationally nontaxing moral gifts
matters of common decency and others not? The obvious difference between shoe tying and door opening is that opening doors for others is a
socially conventionalized moral gift giving; tying strangers shoelaces
is not. Such conventions convert supererogatory acts into common
decencies.
Social conventions can convert supererogatory acts into common
decencies in part because they make it obvious and unambiguous
what it would be good to elect. When there are no conventions, giving
people moral gifts can be problematic in all the ways that giving people
ordinary material gifts sometimes is. We may give the appearance of
bribing, currying favor, being paternalistic, taking liberties, showing
favoritism, or seducing. This was the problem with tying the strangers
24. Lawrence Blum, Community & Virtue, in How Should One Live: Essays on the Virtues,
ed. Roger Crisp (Oxford: Clarendon, 1996), also draws a somewhat similar distinction between levels of virtuenoteworthy virtue and ordinary virtue. He describes
ordinary virtue in a way that captures what I have in mind by common decency. Acts of
ordinary virtue are simply what are to be expected of a normal moral agent; they are
not regarded as meriting distinct praise or esteem (235).
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shoe. What was intended as a kindness may come across as an invasion of privacy, presumptuousness, paternalism, or a bit of seduction.
So while tying the strangers shoe may be motivationally nontaxing, its
uncertain reception makes it neither obviously nor unambiguously a
good thing to do. Conventions disambiguate. They render obvious and
unambiguous the desirability of, say, opening doors for strangers with
their hands full.
Conventions also affect what agents do and do not take to be motivationally taxing. When there are moral gift-giving conventions in
place, agents expect the costs associated with those conventions. When
you board a bus, you expect to give up your seat to an elderly passenger. When you go to a dinner party, you expect to bring a token gift.
When you teach a course, you expect to give some grace periods. Such
expected costs are not burdensome because our plans and expectations
for ourselves already include their possibility. We dont feel particularly
burdened by giving up our seat because doing so is not an additional
cost of riding the busit comes with the territory of riding the bus.
So, too, bringing a token gift comes with the territory of dinner parties,
and showing occasional mercy to students comes with the territory of
teaching.
In short, gift-giving conventions determine which elective acts will
be motivationally nontaxing and obviously and unambiguously desirable. But this means that there is no one standard for being a minimally
well-formed moral agent. The moral gift-giving conventions of actual
moral practices supply the standard. Common decency is thus always
a local construction.
Decent people are, then, like decent cups of coffee or decent housing. Their decency is relative to local standards. A decent cup of coffee in
Nebraska is not a decent cup of coffee in Italy. Decent housing in rural
South Carolina is not decent housing in San Francisco. This is not to say
that there are no objective limits to what could count as decent housing
or coffee. Any decent housing must provide some protection from the elements. Any decent coffee must use noncontaminated water. But these
are very general guidelines. Local conventions supply the substantive
content. Those conventions may set the bar higher or lower for decent
coffee or decent housing.
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So, local moral gift-giving conventions supply the substantive content for the concept of common decency. Here, too, there will be objective limits to what could count as common decency. Common decencies
cannot strain human nature with their motivational demands. But just
as the standard for a decent cup of coffee may vary with locale, so may
the standard for common decency.
Conceptions of common decency can vary horizontally: Among the
vast array of motivationally nontaxing supererogatory acts, different
moral practices might conventionalize different sets. So, for instance,
California Bay Area residents conventionally gift each other with enormous forbearance in wearing perfumed products; but they lack conventions for doing drivers the favor of permitting them to change lanes.
Elsewhere, one finds conventions for doing fellow drivers favors, but
none for avoiding perfume.
Conceptions of common decency might also vary vertically. Some
locales may have lower standards all around for commonly decent behavior. The villagers in Le Chambon during World War II constructed
what seems to us an extraordinarily high standard of decency. They
clandestinely assisted approximately three thousand, largely Jewish refugees at a time when doing so was severely punishable. What to us seems
like grave risk-taking to protect strangers from Nazi capture came to be
simply what was expected. As Lawrence Blum observes, knowing that
many others were involved in aiding the refugees had a double effect:
it made the worthwhileness of taking the risk to help more obvious and
unambiguous, and it reshaped the villagers sense of undue burden,
making it motivationally easier to choose to take those risks. 25
V. CONCLUSION
This, now, is what we might say to Scrooge: You take yourself to be a
minimally well-formed moral agent. Indeed, you pride yourself on
paying your debts and exacting the debts from others that they owe you.
But you have misconceived what it means to be a minimally well-formed
25. Ibid.
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moral agent. If you really had the basic competences to practice morality with others, including caring about others well-being and agency,
you would at least elect those supererogatory acts that are motivationally nontaxing and obviously and unambiguously desirable. Being pleasant to your nephew, giving your employees Christmas off, and showing
some mercy to your most destitute debtors should have been obvious,
unambiguous, and easy moral gifts for you to give because they are conventional practices in your social world. In refusing to give those gifts,
you show yourself to be a shamefully inadequate moral agenta being
without common decency.
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C ha pt e r5
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social virtue. This limits the analysis both of what integrity is and of why
it is a virtue. In the last section, I will suggest a way of understanding
integrity as a social virtue.
124
with which he does not identify and which is in that sense external to
him.4 The self-deceived person is unable to see what actually motivates
her. She thinks it is one thing (for instance, cautiousness) when in fact it
is something else (cowardice). As a result, the will she has is not the one
she claims to want. In both cases, what the agent does is not integrated
with what she endorses or claims to endorse.
Second, in a variety of ways, wantonness can infect ones
endorsementsthat is, ones second-order desires. Thus, even individuals who reflect on the sort of person they want to be may fail to do so in
an adequately self-constituting way. As Gabriel Taylor argues, how one
comes to endorse a first-order desire matters. If a person adopts values
only because her group does, without having any reasons of her own for
thinking that these are the right values, then her second-order volitions
will not really be her own. [S]he has to find out from others which desires to identify with, or indeed what sorts of desires she should have.5
In addition, as Taylor also observes, unless the individual regards her
endorsements as prima facie committing her to making the same endorsements on future occasions, she will be no more than shallowly
sincere, wholeheartedly identifying with one set of desires today and a
different set tomorrow.6 Both the crowd follower and the shallowly sincere exhibit second-order wantonness and a lack of integrity.7 Such wantonness appears avoidable, and integrity achievable, only if a persons
endorsements are determined by her own practical reasoning.
Frankfurt raises a further possibility that reflective individuals may
fail to identify wholeheartedly with their volitions. They may have inconsistent second-order desires. Or alternatively, they may be ambivalent about whether they want to identify with a particular desire. Both
inconsistency and ambivalence result in there being no unequivocal
answer to the question of what the person really wants.8 The individual
4. Ibid., 33.
5. Taylor, Integrity, 116.
6. Ibid.,113.
7. Gary Watson, Free Agency, Journal of Philosophy 72 (1975): 205220, raised the problem of wantonness in higher-order volitions. Frankfurt addresses himself specifically to
Watsons critique.
8. Ibid.
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126
Inconsistency
Maria Lugones has repeatedly argued for the value of conceptualizing
oneself as a duplicitous or multiplicitous being whose identity is differently constituted in different cultural worlds or meaning systems.12
The identity Latina, for example, is differently constituted in Hispanic
and in racist Anglo cultures. Racist oppression consists, in part, in the
suppression of the Hispanic cultural understanding of what it means to
be Latina. And thus for Lugones, struggling against racist oppression
partly consists in endorsing and affirming her identity as a Latina as it is
constituted within Hispanic culture. Many people, however, confront
multiple oppressions. Lugones, for instance, is both Latina and lesbian.
In struggling against multiple oppressions, she is faced with the task of
affirming not only her Latina identity as it is constituted within Hispanic
culture but also her lesbian identity as it is constituted within nonheterosexist lesbian communities. But the meaning and value systems (for
example, concerning gender, sexuality, and family) that make those two
identities possible are in conflict. Within Hispanic culture, lesbianism
is an abomination. Within the lesbian community, Hispanic values and
11. Taylor, McFall, and Blustein all take wholeheartedness to be central to integrity.
12. Maria Lugones, Playfulness, World-Traveling, and Loving Perception, Hypatia 2
(1987): 319. See also Maria Lugones, On the Logic of Pluralist Feminism, in Feminist Ethics, ed. Claudia Card (Lawrence: University Press of Kansas, 1991), 3544, and
Hispaneando y Lesbiando: On Sarah Hoaglands Lesbian Ethics, Hypatia 5 (1990):
138146.
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Ambivalence
A similar point may be made about ambivalence. In his autobiography Cures: A Gay Mans Odyssey, Martin Duberman describes his
13. The point here is not that one could not construct a unified identity and conceptualnormative perspective. The point is that such a unified identity would be neither Latina
nor lesbian, and endorsing it would be inconsistent with giving priority to combating
racist and heterosexist oppression that consists, in part, precisely in the suppression of
Hispanic and lesbian identities as they are constructed in their home cultures. The
point is also not that one cannot be critical of the identity and culture one endorses
for example, that one cannot be critical of heterosexism in ones Hispanic community.
The point is that the criticism must be internal; it must take place on the background
assumption that certain conceptions and evaluations of gender, sexuality, and family
that are constitutive of Hispanic culture have weight. To engage in external criticism
of Hispanic culture (say, from the point of view of the lesbian community) would be to
dismiss the significance of that culture from the outset.
14. Lugones, Hispaneando y Lesbiando, 138139.
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feminists have regarded such socially produced ambivalence as destructive of integrity. For reasons that will become clearer in the last
section, I am unpersuaded that this is so. Anyone who regards herself
as an equal in autonomous judgment to others cannot be indifferent
to what others think. When ones own and others judgments come
into serious conflict, ambivalence may be a way of acknowledging
that equality. Ambivalence does not necessarily signal a failure on
the agents part to make up his mind about what he really believes
and wants. Agents can have reasons to resist resolving ambivalence.
In particular, they may think it important to acknowledge a basic assumption underlying practical deliberationnamely the equality of
deliberators.
In sum, the integrated-self picture of integrity, though outlining
some important, necessary conditions of integrity (for example, not
being a mere crowd follower), reduces integrity to volitional unity.
As a result, it obscures the fact that persons can have reason to resist
resolving conf licting commitments and ambivalence about their
own desires, and thus that resisting wholeheartedness may sustain
integrity rather than be symptomatic of its absence.18 In addition,
the integrated-self picture of integrity places no restrictions on the
kinds of reasons that can motivate persons with integrity. But simply
acting on ones own reasons seems insufficient for integrity. Some
sorts of reasons seem incompatible with integrityfor instance, a
primary concern with ones own comfort, material gain, pleasure,
and the like at the expense of ones own judgments about what is
worth doing.
18. I think it is important to be skeptical about any account of integrity whose implication
is that members of oppressed groups are particularly likely not to have integrity or that,
for them, acting with integrity requires acting in morally unsavory ways (for example,
ignoring all but one oppressive system or adopting a dismissive stance toward social
judgments). Lugoness and Dubermans cases suggest that achieving the ideal of an integrated self does not depend solely on an agents internal capacities. It also depends
on social conditions. The illusion that integration is entirely up to the individual may
reflect a particularly privileged social positionfor example, one from which the question of where one stands with respect to multiple and conflicting oppressions does not
regularly come up and within which ones own self-interpretation receives substantial
social confirmation.
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whether integrity really is, and is nothing but, being true to what one
deeply identifies with.
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was acting with integrity, not undermining his integrity. And insofar as
we imagine that Gauguin, in pursuing what he found his life bound up
with, acted merely on a psychologically deep impulse without critically
reflecting on the value of doing so, we may suspect him of not acting
with integrity.
In short, integrity involves fidelity to ones endorsements, not
merely to psychologically deep identifications. Although it may happily
be true of many of us that we want to be who we arethat endorsement
and psychological identification coincidethis is not inevitable. One
may deeply identify oneself with some nonendorsed desires, and living
up to ones endorsements can exact a terrible toll on psychological identity. When endorsement and identification conflict, the price of trying
to become a self we take to be better is not our integrity.
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136
other pictures of integrity, this one, too, has intuitive appeal. It captures,
in a way the identity picture does not, the kind of thinking we expect
behind principled refusals: not I couldnt go on as the same person if
I did this but I would be doing a wrong. It also captures better than
the identity picture what it means to stand for something. Standing for
something is not just a matter of personal identification with certain
values; it is also a matter of insisting on the endorsability of those values.
Like the other two pictures of integrity, this one, too, emerges within
a larger philosophical context. Williams was interested in challenging
what he took to be two tenets of utilitarianism: (1) we are just as responsible for preventing others from doing evil as we are for refraining from
evil ourselves, thus agents must be prepared to dirty their hands and
perform morally repugnant deeds if doing so will prevent others from
committing even worse deeds; and (2) so long as we maximize beneficial outcomes we have no reason to feel regret, guilt, shame, and the like
no matter what we have had to do to maximize outcomes. 30 Both tenets,
in Williamss view, are incompatible with agents maintaining a sense of
their own moral integrity. To have integrity is to view some actions as
morally disagreeable apart from their consequences and to reflect that
view in ones actions and sentiments. Thus persons with integrity will
sometimes refuse to maximize good consequences when this means
doing something morally disagreeable. They will also regret doing morally disagreeable acts on those occasions when circumstances require
doing a lesser evil in order to prevent a greater one.
I want to come at the criticism of the clean-hands picture of integrity via a more indirect route than I took with the preceding pictures.
Specifically, I want to begin by examining this thought that some moral
theories are more hospitable to acting with integrity than others. At
one end of the spectrum of moral theories is strict consequentialism.
Here, standing on principle when one could instead make the best of a
bad situation would never be justified; and so, the reasoning goes, consequentialism accords integrity little or no moral value. On the other
end of the spectrum is utopian deontology, where being morally justified hinges on acting on those principles that would be acceptable in an
30. Williams, Integrity.
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138
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In sum, given that a person believes an act is wrong apart from its
consequences, having integrity may indeed require that she not do it, or
at least regret doing it. But integrity does not require believing that there
are such consequence-independent wrongs. 34 The only necessary condition of moral integrity is that one do what one takes oneself to have most
moral reason to do. For consequentialists, that will mean cooperating
with evil. For nonconsequentialists, it will mean not cooperating or regretfully cooperating with evil.
Selling out
Underlying the clean-hands picture of integrity, I suspect, are often
the ideas that (1) there is a right course to take when presented with
the choice between two evils, or the option of compromising with opponents, or the choice between protesting and remaining silent about
injustice; (2) rightness is not fully determined by consequences; and (3)
having integrity just is a matter of taking the right course. 35 Thus the
person without integrity is the one who cooperates with evil or compromises with opponents when she ought not, or who fails to protest
when she should. There is something to this last statement, though not
what the equation between getting it right and having integrity suggests. I have argued that integrity hinges on acting on ones own views,
not the right views (as those might be determined independently of the
34. This is not to say that the thought that a person is morally mistaken has no bearing on
the question of his integrity. Sometimes it is hard to imagine how someone could care
about what principles they act on, be unself-deceived, sincere, critically reflective, nonhypocritical, concerned with more than their own comfort, and get things morally so
wrong.
35. This would have to be Williamss view if utilitarianism is going to be singled out as the
enemy of integrity. From a deontological point of view, utilitarianism requires agents
to do the wrong thing. Thus if having integrity is equivalent to doing the right thing,
utilitarianism will (again, from a deontological point of view) require that agents act
without integrity. What Williams could have been pointing to was the fact that utilitarianism makes external demands on agents. If integrity is a matter not of doing the
right thing but of acting on ones own (internal) views, then utilitarianism would again
be an enemy of integrity. But in this case, deontology would have to be depicted as
equally inimical to integrity, because it too makes external demands on the agent.
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the gay and lesbian community, for lacking integrity. The force of that
charge was not that he had failed to sustain (or had misrepresented) the
boundaries of his self. The force of the charge was that he had treated as a
matter of little significance the representation and defense of views that
in ones own best judgment are the better ones. He did so either by misrepresenting his own view of the ban in the first place or by too readily
conceding to a view he considered wrong. This, in the eyes of his critics,
constituted less a self-betrayal than a betrayal of those counting on him
to stand up for what they took to be the better view. Moreover, not standing up for ones best judgment about what would be just or what lives
are acceptable forms of the good suggests that it does not really matter
what we as a community of reasoners endorse. The person of integrity,
one might plausibly think, is precisely the person who thinks this does
matter. Integrity here seems tightly connected to viewing oneself as
a member of an evaluating community and to caring about what that
community endorses. That is, it seems to be a social virtue.
Self-Indulgence
The depiction of integrity as a personal virtue aimed at securing the
boundaries of the self tends to provoke charges of self-indulgence. This
self-indulgence charge can, I think, be countered. Even so, a further
question remains as to whether accounts of integrity as a personal virtue
enable us to say all the things we want to say about what makes integrity
a virtue.
The self-indulgence critique goes something like this: advocates of
integrity seem to place evaluative weight on the fact that a view is ones
own. This looks self-indulgent; the identity-picture of integrity is especially prone to this criticism. On one version of the identity picture, the
core principles of ones deliberative viewpoint are core principles not because one thinks them worthy of endorsement but simply because one
so thoroughly identifies with them. But all three pictures, because they
value standing on ones own views, are vulnerable to charges of egoism
and self-indulgence.
The proper line of defense to this charge is to point out that value
is being attached not to the ownness of a view but to something else of
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148
the utilitarian and Kantian considerations just mentioned count as articulating what makes integrity a virtue.
Contrary to the integrated-self, identity, and clean-hands pictures of
integrity, I am strongly inclined to think that integrity is a social trait and
that its fitting us for community membership is precisely what makes it
a social virtue. Looking at integrity as a social virtue enables us to see
persons of integrity as insisting that it is, in some important sense, for
us, for the sake of what ought to be our project or character as a people,
to preserve what ought to be the purity of our agency that they stick by
their best judgment. It is to a picture of integrity as a social virtue that
I now turn.
MOR A L A IMS
worthwhile to do. It is also her best judgment. Something now hangs for
all of us, as co-deliberators trying to answer correctly the What is worth
doing? question, on her sticking by her best judgment. Her standing for
something is not just something she does for herself. She takes a stand
for, and before, all deliberators who share the goal of determining what
is worth doing.
To have integrity is to understand that ones own judgment matters
because it is only within individual persons deliberative viewpoints, including ones own, that what is worth our doing can be decided. Thus
ones own judgment serves a common interest of co-deliberators. Persons of integrity treat their own endorsements as ones that matter, or
ought to matter, to fellow deliberators. Absent a special sort of story,
lying about ones views, concealing them, recanting them under pressure, selling them out for rewards or to avoid penalties, and pandering
to what one regards as the bad views of othersall these indicate a failure to regard ones own judgment as one that should matter to others.
The artist who alters his work of genius, making it saleable to a tasteless public, lacks integrity because he does not regard his best aesthetic
judgment as important to anyone but himself. He abandons the codeliberative perspective. And those who act for the sake of preserving
their identity, but without asking whether it is worth preserving, lack integrity; this is because they do not even raise the What is worth doing
question. Whatever sells and whatever is me cannot ground action
with integrity because these reasons do not address the co-deliberative
question of what is worth doing.
That hypocrites lack integrity is a common observation. Analyses
of integrity as a personal virtue, however, do not plausibly explain why.
On the integrated-self and identity pictures of integrity, one would have
to say that hypocrites lack integrity because their actions are not integrated with their endorsements; or because in the course of pretending
commitment, they are untrue to their real, identity-conferring commitments; or because sustained pretense undermines the agents ability
to be clear and not self-deceived about what she really does endorse.43
43. Taylor and Blustein both stress the way sustained hypocrisy may result in selfdeception and unclarity about what one really endorses.
150
Although hypocrisy may be bad in these ways for the hypocrite, this is
not typically why we charge hypocrites with lacking integrity. Hypocrites mislead. And it is because they deliberately mislead people about
what is worth doing that they lack integrity. Jim Bakker, for instance,
persuaded a lot of people to invest money in his doing Gods work. His
embezzling revealed that he had misled them either about the value of
doing Gods work or the value of his doing it. Neither the integrated-self
nor the identity picture of integrity can explain why misleading others,
by itself and not because of its deleterious effects on the hypocrite, has
anything to do with lacking integrity. If, however, integrity is not a
merely personal virtue, but is the social virtue of acting on ones own
judgment, because doing so matters to deliberators common interest in
determining what is worth doing, then hypocritical misrepresentation
of ones own best judgment clearly conflicts with integrity.
This view of integrity also helps to explain the shame at failure to
abide by ones own judgment as something more than mere shame at the
unsturdiness of ones will or the guilty awareness of violating a standard.
If an agent passes herself off as someone who insists on the importance
of private spaces, and then secretly indulges in reading anothers private
letters, the thoughts I have no self-control and This is wrong are different from the thought I have no integrity. Neither the weakness nor
the wrongness of the act immediately reveals lack of integrity. Rather,
the thought I have no integrity accompanies the revelation of ones
inability to stand for something before others.
Finally, looking at integrity not as the personal virtue of keeping
oneself intact but as the social virtue of standing for something before
fellow deliberators helps explain why we care that persons have the courage of their convictions. The courageous provide spectacular displays of
integrity by withstanding social incredulity, ostracism, contempt, and
physical assault when most of us would be inclined to give in, compromise, or retreat into silence. Social circumstances that erect powerful deterrents to speaking and acting on ones own best judgment undermine
the possibilities for deliberating about what is worth doing. We thus have
reason to be thankful when persons of integrity refuse to be cowed.
Understanding integrity as a social virtue also shifts our sense of
what the obstacles to integrity might be. On the integrated-self picture,
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Concluding Remark
What I have had to say about integrity suggests that integrity may be a
master virtuethat is, less a virtue in its own right than a pressing into
service of a host of other virtues: self-knowledge, strength of will, courage, honesty, loyalty, humility, civility, respect, and self-respect.44 My
aim was to understand that service. What is a person who tries to have
integrity trying to do? I have not rejected (though I have revised) the
ideas that she is trying to be autonomous, or loyal to deep commitments,
or uncontaminated by evils. But I have tried to argue that this is not the
whole story. She is also trying to stand for what, in her best judgment, is
worth persons doing.
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PA R T I I I
CON V E N T ION A LI Z E D
W RONG DOI NG
The preceding chapters focused on the importance of social consensus on
moral norms and the process by which this takes place. Social consensus establishes the bounds of civility, specifying which views and behaviors are not
owed a civil response and thus when agents are morally permitted not to display respect, tolerance, and considerateness toward others. Social consensus
also gives content to the idea that minimally well-formed moral agents can
be normatively expected to engage in some acts of what I called moral gift
giving. Social norms both specify which elective acts are sufficiently nonmotivationally taxing and obviously and unambiguously good to be expectable
from any minimally well-formed agent, and render those elective acts motivationally nontaxing and obviously and unambiguously good in the first
place. Central to the process of establishing social consensus on moral norms
are both civility and integrity. Norms of civil speech and behavior prevent
negotiations over which moral views and ways of living are acceptable from
breaking down and thus facilitate the process of reaching social consensus.
Integrity, understood as standing before others for ones own best judgment,
ensures that candidate views for social consensus are put forward both under
conditions where there is social dispute about what the right views are and
under conditions where there is social consensus.
This next pair of chapters takes up a problem only briefly raised in
the discussion of civility: the possibility that social consensus will settle on
the permissibilityor worse, the obligatory natureof what is in fact
MOR A L A IMS
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C ha pt e r6
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followed practices pass it. 6 Such maxims lack the internal incoherence
of maxims of noncompliance.
The suspicion that the CI procedure is tailored to a particular moral
failing is buttressed when one considers Kants account of temptation.
In his view, the moral law takes the form of an imperative for finite rational beings because such beings suffer from inclinations that tempt
them to act on maxims that could not be universalized, to use others
as means to ends that those others do not share, and to govern their
actions from a personal rather than an impersonal legislative point of
view.7 In short, rather than thinking from a fully social point of view,
we are tempted to take private advantage and personal happiness as
supplying sufficient reasons. As a result, we endorse policies for ourselves without first asking whether we could will that they be policies
for all.
Kant generally appears blind to a moral failing that, from a twentyfirst century point of view, might seem more salient and that was salient to many of his Enlightenment peers: the temptation to use the very
conventionality of social practices as sufficient reason for action. In his
analysis of temptation, Kant appears more the Protestant than the Enlightenment figure, more concerned to check the power of desire than
to question the legitimacy of some social conventions. In the Metaphysics of Morals and Lectures on Ethics, Kant emerges as the defender of
conventional attitudestoward suicide, masturbation, homosexuality,
6. This is a variant of the Hegelian objection that the wrongness of not returning deposits
depends on an antecedent and unstated assumption about the desirability of a system of
private property.
7. This is not to say either that inclinations are in themselves bad or that they cannot provide additional support for the motive of duty (something Kant clearly thought they
could do). It is to say that Kant presents the conditions necessary for the possibility of
moral failure primarily in terms of the internal psychology of the agent, rather than in
terms of the influence of external social conventions and beliefs. What corrective policy
regarding inclinations Kant thought we should adopt is unclear. Although, as one reviewer points out, Kant claims in Religion Within the Limits of Reason Alone that it is
not only futile to want to extirpate them but to do so would also be harmful and blameworthy; yet Kant also remarks in the Grounding for the Metaphysics of Morals that the
universal wish of every rational being must be... to be wholly free from them (35 [428])
and that reason in the consciousness of its dignity despises such incentives and is able
gradually to become their master (22 [411]).
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marriage, the death penalty, civil revolution, and womens civic status.
Even when, in the case of honor, conventional practices of dueling and
killing illegitimate infants appear to him misguided, he is willing to
give conformity to convention excusing weight rather than condemn
such conformity. 8
Kants stance against any right to revolution also suggests that the
dangers of departing from established social rules worry him more than
the possible injustice of those rules. Subjects of states, in his view, are
obligated to put up with even what is held to be an unbearable abuse
of supreme authority9 by governments that proceed in a thoroughly
brutal (tyrannical) fashion.10 That is, subjects have no right to sedition
or rebellion.11 On one interpretation, Kants thought is that it is better
to support a system of public law that declares for all what is just, however corrupt that laws conception of justice may be, than to return to a
state of nature in which each does what seems just to himself and where
there is no mechanism for adjudicating between conflicting perceptions of justice.12 Although inferences from Kants political views to his
moral views are hazardous, one might imagine that Kant would have
regarded rebellion against well-established social conventions to be a
worse option than conformity with those conventions, however corrupt
they might be. Socially agreed upon norms at least approximate, even if
imperfectly, the legislation of a kingdom of ends.
On this background of doubt that Kant ever intended the CI procedure to condemn maxims of compliance with unjust social conventions,
I now turn to examining Kantian arguments against compliance with
one specific unjust practiceslavery. I will be arguing that standard
Kantian arguments against slavery do not work. They typically depend
8. Immanuel Kant, The Metaphysics of Morals, trans. Mary Gregor (Cambridge: Cambridge
University Press, 1991), 144145 [336337].
9. Ibid., 131 [320].
10. Immanuel Kant, On the Proverb: That May be True in Theory, But is of No Practical
Use, in Perpetual Peace and Other Essays on Politics, History, and Morals, trans. Ted
Humphrey (Indianapolis, IN: Hackett, 1983), 79 [299].
11. Ibid.
12. Jeffrie G. Murphy, Kant: The Philosophy of Right (New York: St. Martins, 1970); David
Cummiskey, Kantian Revolutions, unpublished manuscript.
162
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MOR A L A IMS
the purpose of the greater glory of God.14 So at the very least, a slaveholding maxim must specify the reason-supplying purpose of owning
humans. Once we specify the purpose, universalization will not require
imagining that everyone is a master. It will require imagining that everyone who shares a particular purpose uses enslavement as the method
of choice for achieving it.
Once properly formed, will slaveholding maxims produce a contradiction in conception when universalized? Leslie Mulholland has
argued quite persuasively that they will. On Mulhollands view,
if we take the concept of a slave to be the concept of a human being
who is the rightful property of another, we find that it is analytically impossible for a slave to have rights to property. Hence, it is
analytically impossible for a slave to have slaves. Consequently,
it is analytic that if one person enslaves another the other cannot
enslave anyone when he needs their service.15
Here, we no longer suppose that all have the status of masters. Rather,
we suppose that slavery is the universal method of choice for promoting ones economic gain, the glory of God, and the like. But slavery, by
definition, rules out the possibility that slaves may use this method in
advancing their own economic or religious interests. Thus, we cannot,
without contradiction, conceive of a world in which everyone is using
slavery as the method of choice for advancing their own interests.
Definitional Narrowness
One major difficulty with this persuasive application of the CI procedure is that it depends on a narrow definition of slavery as a system
in which the enslaved are completely and permanently stripped of all
14. Claudine Hunting, The Philosophes and the Question of Black Slavery, Journal of
the History of Ideas 39 (1978): 405418. Louis XIVs 1685 Code Noir ordered masters
to have their slaves instructed in Catholic religion, etc., with heavy penalties should
they not comply (409).
15. Leslie Mulholland, Kant: On Willing Maxims to Become Laws of Nature, Dialogue
18 (1978): 92105, 97 (emphasis mine).
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MOR A L A IMS
Barbara Hermans discussion of convenience killing usefully illustrates the problem. Applying the CI procedure to maxims of convenience killing requires us to imagine a world where killing is the universal
method of choice for advancing ones interests. But what of this imagined world? she asks.
If everyone killed as they judged it useful, we would have an unpleasant state of affairs. Population numbers would be small
and shrinking; everyone would live in fear. These are bad consequences all right. Still a world that looks like this is conceivable:
Hobbes described it in some detail. And if there is nothing inconceivable or contradictory in thinking of a world that contains a
Hobbesian law of killing, it looks as though we must conclude
that the CC [contradiction-in-conception] test does not reject the
maxim of killing.17
Similarly, it seems, we must conclude that the contradiction-inconception test does not reject the maxim of slaveholding when slaves
inability to hold slaves themselves is due entirely to economic impoverishment. It would indeed be an unpleasant world as more and more
people are physically or economically coerced into positions of servitude that would be terribly difficult to leave. But it is conceivable.18
Hermans response to the contradiction-in-conception tests failure to demonstrate the wrongness of convenience killing is to apply
the contradiction-in-willing test instead. One might do the same for
slave systems. Even if universal adoption of some slave maxims is conceivable, it might be impossible to will their universal adoption. This
strategy has an obvious drawback. Only those maxims that fail the
contradiction-in-conception test are ones that we have a legally enforceable
17. Herman, Murder and Mayhem, 118.
18. Christine Korsgaard, Kants Formula of Universal Law, 31, makes the same point: no
amount or kind of use of the action of killing is going to make it impossible. And this is
because the existence of this kind of action and its efficacy depend only on the laws of
nature, not on any conventional practice. She takes this fact about natural acts to be a
reason for adopting the Practical Contradiction rather than the Logical Contradiction
interpretation of the contradiction-in-conception test.
166
duty of justice not to act on. Thus, even if we can use the CI procedure to
show that some slave systems are not willable without contradiction, the
CI procedure will still not have been vindicated. What is at issue is not
just the CI procedures capacity to tell us that slavery is wrong, but also its
capacity to tell us that slavery is a particular kind of wrong, namely a violation of a legally enforceable duty of justice.19
Universalization
There is a second, quite different sort of objection one might raise to the
thought that what the CI procedure asks is What if everyone were masters? or Could everyone adopt a slaveholding maxim for advancing
their interests? One might deny that all maxims must be universalized
across the entire population of rational beings. What if I intend simply
to play out my role in a cooperative scheme? Must people who occupy
a different role really be capable of acting on my role-specific maxim?
The thought here is that some differences are morally important ones,
and blindly universalizing across all rational beings is bound to obscure
them. White colonial Americans thought there were morally important
racial differences. Automatically universalizing slaveholding maxims
across all rational beings, rather than the restricted category of whites,
would have seemed question begging to them.
Does the CI procedure always require asking, Could my maxim
become a universal law for all rational beings? Kants promise-keeping
example suggests not. The practice of promising requires complementary roles. There are promise makers (promisors) and promise acceptors
(promisees). Within the practice, the two parties are bound by different
rules. Those who make promises are to keep them. Those who accept
promises are not to ask for further assurances or demand fulfillment
before the agreed-upon time. False promisors violate the rules of the
promise makers role. The CI procedure does not require universalizing
a false-promising maxim across all rational beings. It requires universalizing across the category of promisor by asking, What if all promisors
19. For a further discussion of this problem in relation to maxims of murder, see Korsgaard,
Kants Formula of Universal Law.
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obeyed your maxim? In that event, the practice would break down.
The illusion that a wider universalization takes place in Kants example
comes simply from the fact that, in our society, the promisor role is open
to everyone. It would seem, then, that under colonial Americas white
supremacist system, which institutionalized different racial roles, whites
who asked Could my maxim of owning Africans become a universal
law for whites? were not obviously violating the CI procedure. 20
One might, of course, think that the openness of the promisor role,
or of any other role in a cooperative scheme, is important. The thought
might be that it is legitimate to universalize across the restricted promisor category only because any rational being can become a promisor,
and thus the rules applying to promisors also apply to all rational beings.
What is wrong with universalizing across the restricted category of
whites is that it is a closed role, not open to all rational beings, and thus
the resulting rules do not apply to all rational beings.
But is it really a priori necessary that all roles be open? Kant himself
regarded parent-child and husband-wife as closed roles. Their occupants
are determined by nature. In other cases, even though the occupants
are not determined by nature, the roles appear closed by comparison
to the openness of the promisor role. Consider teacher-student, doctorpatient, employer-employee, jailor-incarcerated, landlord-tenant, and
similar complementary sets of roles. In each case, there are qualifying
conditions for occupying the role. Not just anyone can claim to be a
teacher, and we do not usually think it wrong of teachers to endorse a
policy of reserving the job of lecturing for teachers.
Where our intuitions are that the role is legitimately closed, our intuitions will also be that universalizing must be restricted to role occupants, and not extended to all rational beings. If not restricted, the CI
procedure has quite implausible results. Consider teachers: A teacher
proposes lecturing for the purpose of educating others. If she universalizes her maxim across all rational beings, she may well conclude that
she is not permitted to lecture. If all, regardless of their qualification
20. This means that even enslavement maxims that analytically bar the enslaved from
adopting the enslavement maxim may fail to generate a logical contradiction once
universalized.
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22. One last reason for not universalizing the slaveholding maxim across all rational beings
deserves mention. The CI procedure may have more persuasive force when we imagine
a world where all whites, rather than all persons, adopt a slaveholding maxim. Recall
that the CI procedure asks the agent to think from the standpoint of a hypothetical
world. But why would considerations about what happens in a purely hypothetical
world be persuasive? Why, for example, would an agent be moved by the thought that
her lying promise would be laughed at in a hypothetical world of universal false promising? The hypothetical worlds of the promise-keeping and beneficence examples, I suggest, move us because they do not seem that distant. We understand all too clearly the
motives prompting us to make false promises or deny aid. And we understand these as
deeply human motives. The CI procedure implicitly reminds us that others share our
same motives and thus that the practices of promising and mutual aid are fragile ones,
dependent for their existence on others exercising restraint. The CI procedure makes
salient the fact that what we really want, in making false promises or denying aid, is that
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for defeating slavery maxims. But perhaps the problem lies neither in
restricting universalization nor in loosening the definition of slavery.
Perhaps the problem lies in our misunderstanding of what the CI procedure asks us to imagine. Perhaps there is a contradiction in conceiving
universal white action on slave maxims that we are just not seeing because we havent gotten the CI procedures hypothetical world correctly
pictured.
Promises, Promises
It will be useful to look more carefully at Kants promising example.
What is it that makes universal promise breaking inconceivable? One
might think something like this: the practice of promising is, by definition, a practice of following certain rules, including the rule Keep
your promises. It is thus like games. A particular game, such as chess,
is a specific game in virtue of the very rules that constitute it. To alter
the rules is to destroy that game; a game in which the castles could be
moved diagonally would not be chess. Analogously, altering the rules of
the practice of promising would destroy the practice.23 Thus, a world of
universal promise breaking is inconceivable. There would, by definition,
be no practice of promising in such a world.
I think this is the wrong account. First, it does not look like Kants
account. Consider what Kant says:
the universality of a law which says that anyone believing himself
to be in difficulty could promise whatever he pleases with the intention of not keeping it would make promising itself and the end
to be attained thereby quite impossible, inasmuch as no one would
believe what was promised him but would merely laugh at all such
utterances as being vain pretenses.24
23. In describing the Logical Contradiction interpretation of the contradiction-inconception test, Korsgaard (Kants Formula of Universal Law, 30) suggests a view like
this of why universal false promising would destroy the practice of promising: One
may generate the contradiction by saying that when this [universal violation of the rules
of promising] happens the practice has new rules and becomes a different practice.
24. Kant, Grounding, 31 [422] (emphasis mine).
172
And:
For by such a law there would really be no promises at all, since in
vain would my willing future action be professed to other people
who would not believe what I professed, or if they over-hastily did
believe, then they would pay me back in like coin. 25
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resistance. That is, they can be used to ensure that the normal and predictable consequence of systematic action on an unjust maxim is trust
in and cooperation with those who act unjustly. 28
To see this, consider a possible world in which promises might be
falsely made. People in this imaginary world belong either to a low caste
or a high caste. Low-caste people believe they are naturally inferior to
high-caste people. Because of this, they deny their entitlement to have
their interests considered by high-caste persons. Also, for them, the
noblest virtue lies in their complete faith in the veracity of high-caste
persons regardless of how high-caste persons in fact behave. Through
unwavering faith in high-caste promises, they rise above their ignoble
natureor so they think. But, more realistically, they know that should
they refuse to accept a promise, they will be punished in various ways.
They will be socially shunned, made the butt of jokes, denied the economic largesse of high-caste persons, and the like. Now let us suppose
that high-caste persons routinely make lying promises to low-caste
persons. In this world, the practice of promising does not break down
because low-caste persons have reason to continue cooperating. Continued participation in the practice enables them to prove their virtue
and to avoid penalizing sanctions.29
What shall we conclude? Kants CI procedure evidently requires
that we not imagine potential promisees like these low-caste promisees
when we universalize a maxim of false promising. If universal promise
breaking is to be inconceivable, then we must make further assumptions
about potential promisees. First, we must imagine that they take themselves to be our equals. They do not believe that they are inferior in ways
28. For a chilling but compelling analysis of the factors that produce womens voluntary
compliance with their sexual inequality, see Marilyn Frye, In and Out of Harms Way:
Arrogance and Love, in The Politics of Reality: Essays in Feminist Theory (Berkeley, CA:
Crossing Press, 1983).
29. Lest one imagine that low-caste persons are not really accepting promises, consider an
example closer to home. Virtuous women were and are expected to have cooperative
faith in male goodwill, despite the alarming amount of battery, rape, murder, harassment, and discrimination that goes on. Is their faith unreal? I see no reason to suppose
so. People often hold views of other people that are contradicted by other beliefs that
they hold, particularly when they have an incentive to do so. This is what I am imagining the low-caste persons to be like.
174
that would warrant diminished consideration. Second, we must imagine them freed of coercive incentives to cooperate with false promisors.
They risk no social, economic, legal, or physical penalties for refusing to
cooperate. Third, we must imagine them to be rational in the sense that
they hold no false factual or moral beliefs about themselves or others.
They do not, for example, suffer from misguided notions about virtue.
Finally, we are to imagine that the only reasons they have for participating in cooperative practices are the reasons that fully free, equal, and
rational beings would have.
Looked at this way, what the CI procedure invites the would-be
promise breaker to do is to contemplate how fully free, equal, and rational beings would respond to conditions of universal promise breaking. Unlike the imagined low-caste persons, free, equal, and rational
beings have both reason and freedom to laugh in the face of false promisors. They have both reason and freedom to repay false promisors in like
coin. In short, they see the irrationality of complying with a practice
that can only undermine their own interests; and they have the power
to resist compliance. Among such beings, the practice of promising will
inevitably break down under conditions of universal promise breaking.
MOR A L A IMS
make the agents own proposed action impossible (Again, clearly not.)
In short, we assumed that universalization itself was all that mattered.
But, I have suggested, the CI procedure asks us to do more than universalize the maxim. It asks us to consider how fully free, equal, and rational
beings would respond to the conditions created by universalizing the
maxim. 30 Would universal (white) action on slaveholding maxims meet
with such resistance from fully free, rational, and equal (black) persons
that the practice of slavery would break down? Would black persons
laugh in the would-be slaveholders face or pay him back in like coin?31
We are also now in a position to see why a maxim of convenience killing appeared easily to pass the CI procedure. We, following
Herman, imagine that the CI procedure only asks us to universalize
the convenience-killing maxim. Because we did not consider that there
might be constraints on how we are permitted to envision the persons
among whom this maxim is universalized, we proceeded to imagine
humans as we now know them: as beings who often lack the physical
and technological resources to avoid being killed. They are beings who
cannot help but be vulnerable to the convenience killers plans, even if as
rational beings they reject being so used for anothers purposes. In short,
they are not empowered to engage in rational resistance to the conditions created by a universal maxim of convenience killing. They lack the
power to refuse to cooperate in the procurement of their own convenient
30. Ronald M. Green, The First Formula of the Categorical Imperative as Literally a Legislative Metaphor, History of Philosophy Quarterly 8 (1991): 163179, 165, gives a similar reading of the Formula of Universal Law as stating, Act only on that maxim which
you are rationally able to will as being approved, accepted, and acknowledged by all
other rational agents as a law governing everyones conduct. Ultimately he collapses
the first and third formulations. I have tried not to.
31. Kant, interestingly, attributes progress toward a fully legal condition, as well as human
self-development generally, to the resistance and war with which the selfish indulgence
of inclinations is met: [man] finds in himself the unsociable characteristic of wanting
everything to go according to his own desires, and he therefore anticipates resistance
everywhere, just as he knows about himself that for his part he tends to resist others.
Now this resistance awakens all of mans powers, brings him to overcome his tendency
towards laziness, and, driven by his desire for honor, power, or property, to secure
status among his fellows; Idea for a Universal History with a Cosmopolitan Intent,
in Perpetual Peace and Other Essays, 32 [2021]. See also his To Perpetual Peace: A
Philosophical Sketch, in Perpetual Peace and Other Essays, 120 [360] ff.
176
(to others) deaths. Run on this kind of being, the CI procedures result
reflects, not the rational choice of responsive agents, but their helplessness. If instead we build into the CI procedure the requirement that all
rational beings be empowered to resist, if they so choose, the conditions
created by universalizing a maxim, the convenience-killing maxim will
not pass the CI procedure. Convenience killing will be impossible in a
world where everyone effectively resists making him or herself vulnerable to murder, in just the way that false promises will be impossible in a
world where everyone resists making him or herself vulnerable through
accepting promises. Interpreting the CI procedure this way, there will
not be a significant difference between conventional and natural acts. 32
Analogously, in the case of slaveholding maxims, what the CI procedure asks the agent to focus on is not so much universal (white) compliance with slaveholding maxims as the empowered status of would-be
slaves. The agent is barred from factoring in his own groups social, legal,
economic, and physical power to force African compliance. Indeed, he
must instead imagine anglo-Americans confronting Africans who have
full access to the social, legal, economic, and physical resources that
would enable them to resist if they so choose. The agent is also barred
from factoring in those beliefs (for example, in black inferiority) and
those personality traits (for example, fear and deference) that are produced in Africans through socialization into a slave society. Instead, he
must imagine anglo-Americans confronting Africans who are psychologically free to make up their own minds about what their status is vis-vis anglo-Americans. (In the last section, I will take up the question
of how the formula of universal law now differs from the formula of the
kingdom of ends.)
32. In Kants Formula of Universal Law, Korsgaard also argues that natural acts can be
dealt with by the CI procedure. She rests her argument, however, on the supposition
that the agent will not be able to accomplish his own purposes when he makes himself
the target of the same sort of treatment. I am suggesting a reading where universalization can be understood as generating both a practical and a logical contradiction by
stressing that the agents action is not possible in a world where others refuse to cooperate. Korsgaards reading commits us to finding only a practical contradiction. My interpretation is closer to Onora ONeills, in Acting on Principle, chap.5. ONeill stresses
the way that rational agents would respond to the conditions created by universalizing
ones maxim so as to make the proposed act impossible.
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A number of comments about this construction of the CI procedure are in order. First, universalization appears to play a much less
important role than either Kant or Kant interpreters typically give it.
Is that a fault? I think not. I have been arguing that a contradiction in
conception does not result simply from universalizing an impermissible
maxim. It results from free, equal, and rational beings response to the
conditions created by universalizing an impermissible maxim. The CI
procedure does its work by getting an agent to think about free, equal,
and rational beings response. Now, when an agent excepts herself from
a conventional, just practicefor example, she makes false promises
universalizing her maxim enables her to get a clearer view of exactly
how free, equal, and rational beings would respond to her maxims becoming universal law. Universalization works because it compensates
for the fact that real-world persons response to promisors, including
false promisors, is shaped by existing, general compliance with promising conventions. Universalizing is, in this case, a useful technique for
testing the fitness of ones maxim for universal law. But it is only a technique, and is not essential to the Formula of Universal Law itself. (Consider, publicizing a maxim of noncompliance would do the same work as
universalizing it. 33) In the case of compliance with conventional, unjust
practices, we need a different technique for making salient the response
of free, equal, and rational beings to ones maxim becoming universal
law. The real-world Africans responses to slavery maxims were shaped
by socialization and coercion into compliance. Mere universalization
will not compensate for this. A requirement that the agent discount the
effects of socialization and coercion by imagining fully free, equal, rational, and empowered persons will.
Second, the CI procedure, constructed this way, will work even
given fairly high levels of factual misinformation about the nature of
persons in the social groups between which the cooperative scheme is
to operate. This is because the response that matters in the CI procedure
is the response based on the other groups own conception of who they
33. For an interesting discussion of Kants use of a publicity technique, see Kevin R.
Davis, Kants Different Publics and the Justice of Publicity, Kant-Studien 83 (1992):
170184.
178
are and what their ends are. Thus, much of the worrisome information
that proponents of slavery invoked to justify the institution would be
ruled off-limits. The agent may not, for example, make judgments about
how members of the other group ought to respond given her own beliefs
about their nature. (She may not, for example, judge that potential slaves
ought to want paternalistic care, given her own belief in their incapacity to take care of themselves.) Nor may she use knowledge about the
other group generated solely by members of her own group as a reliable
basis for predicting their response. (She may not, for example, claim
to know that Africans are less intelligent if the only studies of racial
intelligence have been conducted by anglo-Americans.) Thus, the CI
procedure places a severe constraint on any justifying appeal to the consideration this is in accordance with natural (or acquired) differences
between.... One may not make such an appeal when the differences
alleged to justify the practice in question have been forwarded, verified, and endorsed by only one party to the practice, or would not have
been endorsed by both parties absent intensive socialization to hold just
those practice-justifying beliefs. Reasoning on the basis of appeals to
difference is allowable only when both parties freely endorse the differences asserted.
One might object that, deprived of so much information, no agent
could successfully run the CI procedure. How is she supposed to predict
the response of free, rational, and equal Africans if virtually everything
she knows about them is ruled out? Worse, because the Africans in
her slave society are themselves the product of a slave society, she apparently cannot use their real-world responses as a guide. Two replies
are possible here. On the one hand, this problem plagues any style of
moral reasoning conducted within unjustly inegalitarian societies. Both
official bodies of knowledge and the self-narratives of the oppressed
are likely to be distorted. On the other hand, there are perhaps more
informational resources available than first seem. Agents can ask the
kinds of questions that might make them deeply suspicious that cooperation, if it occurs, results from free, rational choice. For example, who
benefits the most from this arrangement? How intense and continuous
are the socialization processes into this arrangement? How serious are
the sanctions for failure to cooperate? Who controls production of the
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knowledge that is used to justify the arrangement? Agents can also pay
attention to actual resistance: Is there wholesale revolt (e.g., running
away, murdering overseers)? Is there subversive resistance (e.g., breaking tools, feigning illness, playing stupid)? How deep is the cultural
anxiety over the possibility of resistance, and how much cultural energy
goes into explaining away resistance (e.g., attributing slaves running
away to the disease of drapetomania)? Have separatist cultures developed from whose epistemic and normative standpoint conventional
social practices would clearly not be endorsed?34
In sum, applying the universal law formula requires concrete and
socially critical knowledge of how members of other groups conceive of
their ends, capacities, and status vis--vis the agents group; of the socialization techniques and coercive factors (both institutional and individual) that may distort their conception of their own ends, capacities, and
status; and of oppositional cultures35 and resistance strategies created
by that group. In the absence of such knowledge, it is not possible to determine whether a maxim of compliance with a conventional practice
that affects other social groups is conceivable as universal law, and thus
rationally justified.
34. Consider how answering these same questions also enables one to show why some inegalitarian relationshipse.g., between minister and parishioner or between teacher
and studentare morally permissible. Standard rules for ministerial interaction with
parishioners presumably would not meet resistance from free, rational, and equal parishioners. (By contrast, cult rules are taken to be ones that would meet resistance had
cooperation not been secured via manipulative and coercive techniques.)
35. The term oppositional culture is taken from Ann Ferguson, Is There a Lesbian
Culture? in Lesbian Philosophies and Cultures, ed. Jeffner Allen (Albany: SUNY
Press,1990).
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182
Illegitimate Resistance
A resistance-based moral procedure appears to suffer from the same
defect as a consent-based moral procedure. Consent by itself does not
guarantee the validity of the norms consented to. We can consent to
things we ought not. Similarly, resistance by itself does not guarantee
the invalidity of the norms resisted. We can resist what we ought not
for example, punishment for breaking what are in fact legitimate laws.
If consent is to have validating force or resistance to have invalidating
force, it would seem that we would need to bring the third formula and
something like the original position back into the picture, asking what
fully impartial agents would consent to or resist.
To see why this is not necessary, consider first the case of punishment. The concern here is that fully empowered lawbreakers would be
able to resist punishment and thus, it would seem, a maxim of punishing lawbreakers could not pass the contradiction-in-conception test as
I have formulated it. But the question to be asked is not whether individuals would resist their being punished on the particular occasion of
their breaking a law; rather, it is whether individuals would resist a policy
of punishment that could apply to them. Individuals who become lawbreakers may well have reason to accept a system of punishment because
that system also works to their advantage (they may themselves have
reason to want the protection of a penal system). They do not, however,
have reason to accept just any system. Individuals who are poor, black,
and male constitute a disproportionate number of prison inmates. They
may have good reason to resist a policy whose only response to crime
is via penal sanctions. Similarly, those who are incarcerated may have
reason to resist specific penal policies that permit brutality, overcrowding, denial of visiting privileges, and so on. As I imagine the CI procedure, what it precludes is my endorsing a policy of punishment when
cooperation with that policy has been secured by nonrational means
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MOR A L A IMS
and would not occur apart from those nonrational influences. What it
requires is consideration of the possibility that those who are most vulnerable to penal sanctions may be of a different mind concerning the
existence and details of a penal system than those who pride themselves
on being law-abiding citizens. Riots, rebellions, hunger strikes, civil
disobedience, and separatist movements are all resistance strategies to
policies. And it is thought about the possibility of such resistance (not
about the individual inmate making his prison break) that the CI procedure is designed to evoke.
Of more concern, I think, is the potential for mutual resistance. For
instance, while racially based enslavement maxims would, if universalized among free, equal, rational, and empowered beings, meet resistance
that would make action on them impossible, obviously so would egalitarian maxims in a racist society. Both our own and South African history bears this out. One would like to be able to say that resistance based
on egalitarian considerations has a greater claim to legitimacy.
But perhaps it is a virtue of the CI procedure as I conceive it that
it does not permit judgments about the legitimacy or illegitimacy of
particular cases of resistance. In social contexts that generate mutual
resistancefor example, where both inegalitarian and egalitarian conceptions of racial categories hold swayboth maxims predicated on
racial inequality and maxims predicated on racial equality would be
nonwillable as universal laws. This is, I think, as it should be. In societies where there is very deep conflict, any decision procedure that is as
formal as Kants CI procedure will not be able to resolve conflict over
substantive claims directly by validating, say, one conception of racial
categories rather than another. What it can do is force agents to move
to consideration of principles that do stand a change of being willable as
universal law under conditions of social conflict. Those are likely to be
principles of fair negotiation and conflict resolution.
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C ha pt e r7
186
187
MOR A L A IMS
188
Ruth Bleier blames scientists for some actions done in the course of ordinary science:
However unreflective the process may be, scientists, such as those
[who document womens deficiency in visuo-spatial skills]
are able to stop just short of making the kinds of assertions that
their own and others data cannot defensibly support yet they can
remain secure in the knowledge that their readers will supply the
relevant cultural meaning to their text; for example, that women
are innately inferior in the visuo-spatial and (therefore) the mathematical skills, and that no amount of education or social change
can abolish this biological gap. It is disingenuous for scientists to
pretend ignorance of their readers beliefs and expectations and
unethical to disclaim responsibility for the effect of their work
and for presumed misinterpretations of their pure texts. Scientists are responsible, since they themselves build ambiguities and
misinterpretations into the writing itself. 2
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it. She says, Despite all the evidence that women are attacked as projections of the Enemy, the accusers ask sardonically:
Do you really think that men are the enemy? This deception/
reversal is so deep that womeneven feministsare intimidated into Self-deception, becoming the only Self-described oppressed who are unable to name their oppressor, referring instead
to vague forces, roles, stereotypes, constraints, attitudes,
influences. This list could go on. The point is that no agent is
namedonly abstractions. 3
Naming only abstract forces as agents veils the fact that individuals play
roles, impose constraints, hold attitudes, and thus cause harm.
Causing harm, however, is not the same as being responsible for
harm.4 Ordinarily, when there is evidence of strong conditioning, the
individual is excused from responsibility, and Daly acknowledges just
that conditioning. Oppressive social practices, she remarks, are acted
out over and over again in performances that draw the participants into
emotional complicity. Such re-enactment trains both victims and victimizers to perform uncritically their preordained roles.5 If this is so,
why does she refuse to excuse men? Dalys resistance to accepting excuses may derive from a belief that the logic of the language of moral
responsibility changes when the moral picture includes participation
in immoral social practices and the power to legitimize those practices.
This is a possibility worth pursuing because, however wrong blaming
individuals for publicly unacknowledged faults in a social practice may
seem, not blaming them seems equally wrong.
In The Man of Professional Wisdom, Kathryn Pyne Addelson
argues that prestige structures in science enable some researchers to exercise cognitive authority over the direction that scientific theorizing
3. Mary Daly, Gyn/Ecology: The Metaethics of Radical Feminism (Boston: Beacon, 1978),29.
4. Here, I am not speaking for Daly but simply voicing a common distinction in moral
theory. I suspect that Daly reconstructs the notion of responsibility. There is some suggestion that she uses causing harm and benefiting from it as a sufficient condition for
responsibility.
5. Daly, Gyn/Ecology, 109.
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194
The embezzlers exceptional ignorance is obvious: Whereas our childhoods fell within a range of normal decency, his was severely deprived.14
Because moral ignorance will be hard to come by in societies where
moral knowledge is shared and constantly confirmed in daily interactions without some gross defect in the individuals moral education and
development, morally ignorant people will also likely suffer from a general inability to take the moral point of view and will be poor candidates
for moral agents.
13. Wolf, Asymmetrical Freedom, 159160 .
14. Ibid., 160.
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hiring, sexual harassment, and marital rape makes the moral context
in which these oppressive acts occur a normal one. But feminists also
critique a wide range of actions and practices that would not, in popular consciousness, be considered wrong (male bias in psychological and
other theories, the design of female fashions, the use of he neutrally,
heterosexual marriage, and so on). Here the context of these actions
shifts to an abnormal one.
Because of idiosyncrasies not shared by other new areas of applied
ethics, feminist criticism creates an abnormal moral context that is particularly resistant to normalization. Most obviously, feminists lack the
sort of institutionalized channels of communication between insiders
and outsiders that bioethicists and business ethicists have. Womens
studies programs and feminist publications and professional organizations institutionalize communication within the feminist community.
More significantly, feminist moral criticism diverges from both traditional moral language and styles of moral reasoning. Other areas of
applied ethics reshape moral language by straightforwardly playing off
existing moral languagecorporate responsibility, patient rights,
involuntary sterilization, and so forth. Feminists, of course, do this,
too. Such neologisms as sexual harassment and date rape facilitate
both our seeing moral issues where we had not previously and our drawing connections between these and already acknowledged moral issues
(e.g., between rape by strangers and date rape).15 But feminists also reshape moral language in less readily accessible ways: marginalize, the
Other, silencing, rapist society, marriage as prostitution. Understanding the meaning, extension, and legitimacy of this kind of moral
language requires a much deeper familiarity with feminist criticism
than the first sort of neologisms do. Thus the language of feminist moral
criticism may obstruct its dissemination and assimilation.
Feminists reshape moral reasoning in similarly radical ways. Other
areas of applied ethics extend existing consequentialist and rights-based
theories to new areas of moral interest. Although feminists do this
too, they also reconstruct moral reasoning by, for instance, stressing
15. Jean Grimshaw, Philosophy and Feminist Thinking (Minneapolis: University of Minnesota Press, 1986), 8789, makes and develops these points.
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systematic harmthat is, by assessing harm contextualized in an interlocking system of harmful practices. Consequentialists may sometimes
assess how actions contribute to other desirable or undesirable practices, but they certainly have not started by assuming that individual actions cannot be morally assessed without first understanding the system
of practices of which individual actions are a part.16 In addition, through
the work of Carol Gilligan and others, some feminists have worked on
developing an alternative moral theory, the ethics of care, which is neither clearly consequentialist nor rights based, and which emphasizes the
moral importance of personal, noncontractual relationships, compassion and sympathy, sustaining connection, and highly contextualized
moral reasoning.17 When moral knowledge advances by overhauling,
not just extension, becoming morally knowledgeable requires moral reeducation and not just supplementary coursework. Thus there are especially strong reasons in this abnormal context for having diminished
expectations for the level of moral knowledge about oppression attainable by individuals outside the feminist community.
III. R ESPONSIBILIT Y
Let us return now to the question of moral responsibility, addressing
it with sensitivity to both the analogies and the disanalogies between
Wolf s embezzler, who suffers from moral ignorance in a normal moral
16. Much feminist moral criticism concerns systematic disrespect or oppression of women.
While individual action types may in themselves be harmful to women (for example,
discriminatory hiring and promotion policies, rape, sexual harassment), they are additionally harmful to the extent that they fit into a system of harmful actions. Indeed, the
actual harmfulness of some forms of behavior becomes visible only when contextualized in a system of offenses. Failure to imagine offenses in a systemic context results
in the perception of women as overreacting. It results in a failure to understand, for
instance, that the object of womens anger is not being called honey, but being called
honey as part of a system of disrespectful linguistic practices. Some neologisms, e.g.,
rapist society, refer to such systems of harms.
17. Carol Gilligan, In a Different Voice (Cambridge, MA: Harvard University Press, 1982);
Annette C. Baier, Hume, the Womens Moral Theorist and Virginia Held, Feminism
in Moral Theory, both in Women and Moral Theory, ed. Eva Feder Kittay and Diana T.
Meyers (Totowa, NJ: Rowman & Littlefield, 1987).
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context, and the individuals in our earlier examples, who suffer moral
ignorance in an abnormal moral context.
We might tell an excusing story for the ordinary man that is analogous to the embezzlers excuse. Imagine, for example, a man who always
refers to women as girls or ladies. He, too, is uncoerced into doing
so and is in complete possession of normal adult reasoning faculties.
Yet it seems he ought not to be blamed for linguistically infantilizing or
patronizing women, for, from his point of view, one cannot reasonably
expect him to see anything wrong with his actions. We may suppose
that in his childhood, his father and mother referred to women as girls
or ladies. He may also have come to understand that the former is flattering because it suggests youth and the latter is simply polite. We may
suppose that the people to whom he was exposed when he was growing
up gave him examples only of this linguistic use and this understanding
of its significance. From his point of view, then, it is natural to conclude
that girl is flattering rather than infantilizing and that lady is polite
rather than patronizing.
What makes this excuse more problematic than the embezzlers?
First, the embezzler is not just ignorant of property rights. More fundamentally, he lacks the capacity to take the moral point of view, a capacity
that might enable him to rise above childhood conditioning and to reassess his fathers, mothers, and others actions. By contrast, the ordinary
man, Bleiers unreflective scientist, and Addelsons prestigious scientist
are capable of taking the moral point of view and reassessing the morality of what everyone else does. They thus lack the embezzlers strong
excuse for moral ignorance, because he ought to have known better
applies, however weakly, to them as it does not to the embezzler.
This disanalogy will not bear much weight. While the ordinary
man, the unreflective scientist, and the prestigious scientist are capable
of taking the moral point of view and are equipped with many of the
tools necessary for moral reasoning, there are limits to the powers of
moral self-critique. The husband who refuses to pay child support could
know his error even before this became a media issue. He knows about
promises, parental obligations, and fair play; and it takes no heroic effort
to apply these to the child support case. But feminist moral criticism
also constructs new moral categories, new modes of moral reasoning,
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and new priorities among old principles. Whenever self-criticism depends on having acquired new tools for moral reasoning, it hardly
seems reasonable to blame those who have not acquired these things
for failing to be sufficiently reflective. (This was Addelsons point.) Here
one must resist the temptation to suppose that anyone who has not been
severely deprived, in the way Wolf s embezzler was, but who nevertheless acts wrongly, must suffer some culpable vice of intellect or character. This reassuring supposition (reassuring because it places moral
rectitude fully within the power of individual will) ignores the social dimension of moral knowledgespecifically the possibility in abnormal
moral contexts of sharp disparities in the social distribution of moral
knowledge.
One might still object that there may be less exonerating reasons
for these individuals failure to reassess the practices in which they participate. Self-interest can motivate the suppression of moral reflection.
Business executives, for example, may suppress moral reflection about
their own business practices because they tacitly recognize that ethics
and profit maximization rarely coincide. And people can certainly take
advantage of abnormal contexts, pretending or cultivating ignorance
when prudent to do so. One of the points stressed by feminists is that
mens benefiting from oppressive social practices provides them with a
motive for resisting critical reflection and for exercising self-deception
about their own motives and about the consequences for women of their
actions. This possibility of motivated ignorance makes excuses suspect.
How strong is this objection? Self-deception is a matter of being
motivated not to examine ones actions or reasoning too carefully lest
something unpleasant turn up. Suppose a man who uses he neutrally
says, when challenged, Whats wrong with that? After all, its proper
English. Is he deceiving himself that there is no moral issue here or that
its being proper English is a good reason? If he has had no exposure to
feminist moral criticism and hears almost everyone around him using
proper English, he will have no motive to examine his grammar or his
reasons for using he neutrally. But this is very different from being
motivated not to examine his grammar. Lacking a motive to be morally
reflective is not self-deception. And a motive to be morally reflective is
exactly what people will lack when moral ignorance is the norm.
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While the embezzler and the ordinary man acquire their ignorance
in very different contexts, in neither case does the charge that he ought
to have known better stick. At most we have learned to be more cautious about excusing in abnormal contexts, asking such questions as,
Could he, with a reasonable amount of extra effort, have come to the
conclusion that his actions were wrong? Was his moral ignorance motivated and self-deceiving?
MOR A L A IMS
In normal moral contexts, excusing responses to morally controversial actions are ambiguous. Not pointing out wrongdoing may show
18 John Sabini and Maury Silver, Moralities of Everyday Life (Oxford: Oxford University
Press, 1982), 83.
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cause people to use he neutrally by providing the reason for doing so,
namely its propriety. Social conditioning that instilled only an automatic reflex to use he neutrally, and not the belief that this is proper
English, would be failed social conditioning. When the propriety of a
practice is socially accepted, citing as an excusing condition the social
determinants that created a belief in the practices propriety thus has a
sanctioning rather than an excusing force. Imagine telling Bleiers scientist that we excuse him for being morally unreflective because everyone else in science writes in a morally unreflective way. What will his
response be? Thats not an excuse, thats my reason! In short, citing the
social determinants behind participation in a practice can have excusing force only after that practice has been delegitimated. A feminist can
excuse Bleiers scientist, citing social determinants, to another feminist.
She cannot so excuse Bleiers scientist to his face or to another scientist,
because the excuse will appear to justify the behavior.
Citing excusing conditions also sanctions by making the practice
appear unalterable. Recall my earlier qualms about excusing the misuse
of cognitive authority. Yerkess excuse was that he could not have known
that there was anything wrong with his use of cognitive authority, because the scientific communitys acceptance of this use impeded his
moral reflection. While true in part, this excuse misrepresents the relationship between social practice and individual action by implying a one-way causal determination: social practice shapes individual
thought and action. In fact, causal determination proceeds dialectically.
Social practices can be sustained only through the concerted thought
and action of individual practitioners. Thus an excusing response to
individuals who participate in harmful social practices sanctions those
social practices by obscuring the individuals role in sustaining and, potentially, disrupting them.
How ought people to think of their relation to social practices?
Would encouraging a sense of responsibility for ones participation in
social practices facilitate moral and social progress better than encouraging an awareness of ones excusability? Does moral theorizing construct the wrong sorts of self-images by focusing (as I have done) on
excusing conditions? To answer these questions, let us return briefly to
the society where embezzling is a social practice.
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as women say, I dont let his little sexist remarks get to me. Hes such a
nice old man). If the embezzler is the least bit enlightenedhe realizes that others condemn embezzling but cant himself see what the fuss
is all abouthe may present himself as a product of his times or as an
old-fashioned guy, saying, Im sorry if my embezzling bothers you, but
I was brought up to take as take can, or I guess Im just old-fashioned. I
just dont feel right not dipping into the till now and then. (Women are
all too familiar with this old-fashioned man.) Here is the second danger:
in drawing attention to the social determinants of moral ignorance, we
construct a conceptual scenario in which we see the embezzler and he
sees himself as incapable of self-legislation. We thus refrain from doing
the one thing that might awaken him from his deterministic slumbers:
reproach him. Once again, we seem to face a choice: either we can
convey individuals self-legislative capacity to rise above social conditioning by reproaching failures to do so, or we can excuse, by withholding reproach, those who deserve to be excused. But we cant do both.
The point here is that theorizing is not just descriptive; it is also
reality constructing. In the process of describing the social forces producing and excusing dimness to certain kinds of wrongdoing, we are
also making up persons: the enlightened man and the old-fashioned
man (someone who is dim to wrongdoing as a result of social determinants). 21 We are making particular identities publicly available
for self-conscious wearing and labeling. Some identities, though, are
best kept out of the common market. The enlightened and the oldfashioned man are two. Both images encourage wearers as well as
labelers to focus on the obstacles to self-legislation and the heroic
effort it would take to learn a different way of thinking and action.
What is the alternative? Recall the first disanalogy I mentioned between Wolf s and my embezzler. My embezzler and the old-fashioned
man, unlike Wolf s embezzler, are capable of rising above their social
conditioning. Moreover, even though this might take heroic effort,
21. Making up people is borrowed from Ian Hackings article of the same title in Reconstructing Individualism: Autonomy, Individuality, and the Self in Western Thought, ed.
Thomas C. Heller, Morton Sosna, and David E. Wellbery (Stanford, CA: Stanford University Press, 1986). The idea of making up people comes primarily from social constructionists such as Erving Goffman, Peter L. Berger, and Thomas Luckmann.
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22. The distinction between justification and point is not new. Determinists and consequentialists have frequently observed that even if there is no justification for assigning moral responsibility, there may nevertheless be a point to doing so, or at least to
acting as if people were responsible. Blaming, praising, punishing, and rewarding cause
people to conform to moral and legal standards; and that is a worthwhile goal. My own
view differs substantially from this one, since my claimthat reproaching those who
are not blameworthy is warranted by the benefits of doing sois strictly limited to
abnormal moral contexts.
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PA R T I V
T E L LI NG MOR A L STOR I E S
FOR OT H ER S
All moral action takes place within a particular social practice of morality
where people share moral understandings, rely on those understandings to
make themselves intelligible, come to have moral identities for others, succeed in communicating morally valuable attitudes like respect to others, and
sometimes contest those shared moral understandings and resist the social
practices built on them. All the preceding essays have focused in one way or
another on the significancesometimes for the better, sometimes for the
worseof shared moral understandings.
This last pair of essays takes up a different dimension of practicing morality with others. Both focus on the interpretive moral stories we tell. Chapter8 highlights the various kinds of interpretive stories that we tell to other
people with the aim of making a positive contribution to their agency and to
their response to others agency. We offer those who are perplexed about what
to do, or who seem poised on the verge of doing the wrong thing, an interpretation of their situation that we think will aid their moral decision making.
We also offer those who are perplexed about what to feel, or who seem to
have the wrong reactive attitudes in response to others actions, interpretations that we hope will enable them to feel differently. In this latter case, we
do what I call emotional work on other peoples emotional lives. One might
read four of the essays in this volume as philosophical exercises in emotional
work; chapters1, 2, 7, and 9 offer interpretive stories for those who are perplexed about their feelings of having failed morally, of shame in response to
MOR A L A IMS
misguided criticism, of gratitude for receiving what is owed, and of resentment and inability to forgive. Indeed, I wrote those essays because I needed
better interpretive stories. Finally, we offer interpretive stories to those who
are having such a hard time in their lives that they find it difficult to act. These
are stories that comfort grief, boost esteem, and remind people of the good in
themselves and in their lives. A central aim of chapter8 is to draw attention
to an important moral rolethat of the moral mediator.
Chapter9 takes up the interpretive stories that enable the reactive attitude of forgiveness. Some of the interpretive stories we tell support only
what I call minimalist forgiving. These are stories about how forgiveness
is deserved, either because the wrongdoing was excusable or because it was
justified, or about the more important things for the sake of which it would
be better to give up resentment. The truly difficult stories to tell are stories
that permit forgiveness of culpable, unrepentant wrongdoers. These are stories of aspirational forgiveness, the kind of forgiveness that is truly a moral
gift. I tell such a story for a fictional Auntie Muriel. I have positioned this
chapter last in part because it appears more distant philosophically from the
other essays, in part because it returns us to thinking about the difficulty of
understanding what people are up to when they engage in what appears to
be wrongdoing (a difficulty explored in chapter 1), and in part because it
reminds us that we sometimes have nonmoral aimsin this case, the aim
of making biographical sense of our livesthat can be in tension with our
moral aims.
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Emotional Work
In thinking about our own moral experience, whether we do this in philosophic theories or sermons, in solitary reflection or gossip, we stylize
our experience. Each of us stretches the moral experiences occurring
in our own lives on a common frame of concepts (agency, personal responsibility), images (self-mastery), and stock of examples (keeping
promises, being a good Samaritan). This common frame creates a homogeneity in the moral narratives that get told; what we say or think
about morality repeatedly invokes these stock concepts, images, and
examples. The patterns of moral thinking thus stylize moral experience by determining what we notice or overlook, remember or forget,
and take as important or trivial about our moral life so that moral
thinking only partly captures the completeness of experience.1 Stylizing moral experience is not in itself objectionable. It becomes so when
the terms of moral thinkingits images and conceptsjar with those
that frame other significant experiences. For women, the terms of an
ethics of justiceautonomy, mastering self-interested impulses, rights
of noninterferencemay grate against the terms that frame their lives
as women. Thus the different terms of an ethics of care may more comfortably and coherently style the same moral activities that were once
jarringly thought of in terms of justice. But moral thinking may not
only objectionably mis-style moral activities; it may also render invisible, unspeakable, or trivial routine moral activities that we sense (even
if we cannot say) are central to goodness. My own sense is that this is
what has happened to emotional work. Emotional work names something that feels familiar, that my moral aspirations call me to do and to
1. I am thinking here of Peter L. Bergers and Thomas Luckmanns remarks on the power of
language in The Social Construction of Reality (New York: Doubleday, 1966).
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demand from others. Yet I find myself speechless, unable to think the
activity in its moral dimensions. What is emotional work? Why does it
elude moral thinking? How might we rethink morality?
Arlie Russell Hochschild coined the term emotional work. 2 For
her, it named our efforts to conform our emotions to what we believe we
ought to feel. The party goer, she says, summons up a gaiety owed to
the host, the mourner summons up a proper sadness for a funeral. Each
offers up feeling as a momentary contribution to the collective good.3
Her idea that emotions are prescribedwe ought to feel one way rather
than anothercomes out of a social constructionist view of emotion.
Emotions do not lie beyond the pale of social life (being brute, perhaps
biological givens). They are tied to a societys meaning and value system,
and they are subject to social and moral regulation. Feeling rules prescribe when, where, how much, how long, about what, and toward whom
different emotions should be felt. Such rules prescribe not only emotional expression but also subjective experience. Hence the need to do
emotional work on ourselves.
This understanding of emotional workgiving others their emotional duedoes not elude moral thinking. For Aristotle, the virtuous
person has his emotional house so well ordered that feeling the right
emotions in the right ways is second nature. The religious possibility of
sinning in ones heart or being pure of heart presupposes emotional obligations. Marcia Baron has argued that Kantian moral duties include
emotional duties, because merely going through the motions is often
less than what duty requires.4 And in daily life, we pass moral judgment
on heartlessness, selfish jealousy, sullenness, and self-pity. Moral thinking accustoms us to measuring moral track records not only by the yardstick of correct action but also by that of correct emotion.
2. Arlie Russell Hochschild, The Sociology of Feeling and Emotion: Selected Possibilities, in Another Voice: Feminist Perspectives on Social Life and Social Science, ed. Marcia
Millman and Rosabeth Moss Kanter (New York: Anchor, 1975); and The Managed Heart:
Commercialization of Human Feeling (Berkeley: University of California Press,1983).
3. Hochschild, The Managed Heart, 18.
4. Marcia Baron, The Alleged Moral Repugnance of Acting from Duty, Journal of Philosophy 81 (1984): 197220.
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MOR A L A IMS
EMOTIONA L WOR K
moral counseling, our moral debt to the mediating work of others becomes visible.
Placing moral mediation, not moral agency, at the center of moral
thinking shifts our understanding of morality away from individual task
and toward cooperative venture. This is not, however, the contractarians cooperative morality where each agrees to play by the rules and
properly manage the self. It is a deeply cooperative morality in which
agency itself is doubly open to management by others. First, moral reasoning preceding action paradigmatically occurs between people, not
in private deliberation. Even if we sometimes reason in private, we do so
only by interiorizing the dialogue through which we first learned morality and through which we update and correct our moral thinking. In
daily life, we rely on others not merely to manage their own agency but
also to help us manage ours by listening and dialogue. Listening invites
us to bring to mind and speech our interpretations of moral situations
and our judgments about what would be best to do. 5 Dialogue with
others shows us alternative interpretations and judgments.
That agency is open to management by others means, second, that
immoral action (the abuse of agency) is open to intervention by all those
positioned to mediate. In daily life we do not see ourselves as alone in a
moral wilderness. We rely on others to intervene and protect us when
we are about to be victimized; we rely on others to call offenders to task
and to help us recuperate from or to mitigate the harm done by others
misuse of their agency.
Emotional work is the work of a moral mediator. It is part and parcel
of moral counseling and educative moral dialogue. Because what we
feel is tied to how we interpret situations, helping others get the right
moral perspective cannot be detached from working to correct their
emotional attitudes. I think of times, for example, when after a class
on sexual harassment, a student has come to me with her story about
5. I have in mind Nell Mortons notion of hearing to speech in The Journey Is Home
(Boston: Beacon, 1985). The presupposition underlying hearing to speech is that
people often come to know their own minds first through dialogue. It is only the mistaken assumption that people are fully capable of knowing their own thoughts by themselves that leads to the view that helping people formulate their ideas is likely to be
manipulative.
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EMOTIONA L WOR K
human psychology, as well as detailed understandings of particular persons and personality types.
Emotional work is also part and parcel of mediating intervention in
the immoral exercise of agency. That is, caring about how others fare
morally, and being willing to do emotional work, is not just a matter
of caring that others get the right moral interpretations and thus that
their emotional attitudes and moral actions are well informed. In caring
about how others fare morally, we also care about how they fare as patients of others moral agency. The moral wound inflicted by abused
agency goes beyond mere violation of rights or disrespect. It is also
an emotional wound: feeling hurt, resentful, humiliated, betrayed, let
down, disregarded, shamed, isolated, counted for less. Although helpless to prevent emotional wounding, we may still be called on to do
emotional work as a way of making the best of a morally bad situation.
I recall being a new member in a department and unwittingly violating
department policy for handling course overrides. When I was tonguelashed in from of my office mate, he intervened with humor, quipping,
Dont we wish there were hordes of students beating down the doors to
our classes! He turned what would have been, without moral support, a
wounding and alienating situation into one of mild affront. This, too, is
emotional worktaking the emotional sting out of abuse with humor,
commiseration, compensation, or psychological explanations that make
abuse forgivable.
But we are not always helplessly positioned where remedial emotional work is our only option. Emotions motivate action, and we may
sometimes be morally called on to reroute others actions by managing
their emotions. Women who live with abusive men learn well the strategies that deflect anger from its path toward themselves or their children.
They live walking on eggs, finely tuned to their mens emotions. But
daily life is also strewn with such eggs that require managing both individuals emotions and emotional atmospheres in ways that will bring
out the best in others and prevent the worst.
Both rerouting others actions by managing their emotions and
taking the motional sting out of abuse are morally risky forms of emotional work. In protecting people from moral abuse or from its emotional sting once it happens, we may simultaneously be protecting from
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moral reproach and from being taken to moral task those who perhaps
most need being reproached and taken to task. Those doing virtuous
emotional work must tread the fine line between protecting the deserving from harm and refusing to protect the underserving from reproach.
I want to close with a note about benevolence. Fearing that managing others interior (their emotions, needs, patterns of interpretation) would undermine or intrude on autonomy, agent-centered moral
thought assumes that benevolence should provide instrumental goods.
Out of benevolence, I offer a hand, directions, food, housing. The good
Samaritan offers others the instrumental goods and services needed for
carrying out their preformed plans. But there is another kind of benevolence we may feel is important, one that moves into the interior and
mediates between a person and herself by managing her emotions. The
emotional blows we suffer in daily life may stop us in our tracks, or make
us hesitate, or set us off our path. It is not for lack of the right tools that
we fail to go forward, but for lack of desire. Grief, disappointment, lack
of confidence, lost pride, or failed trust undermine our agency as surely
as malnourishment or homelessness. What we may need most is a story,
one that reconciles us to the past and reopens the doors to the future.
The ear that listens to grief or the voice that reminds us of the good in us
allows that story to be told. It can be told poorly, dismissing grief, creating false confidence, or mending trusts that are better left broken. But
done well, emotional work is part of the virtue of benevolence.
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C ha pt e r9
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Minimalist Forgiving
Ought I to forgive? first comes up when we become discriminating
about forgiving. One way of asking this ought-question is, Is there
anything for the sake of which I ought to forgive even though I am clearly
entitled to my resentment? Sometimes the answer is yes. Satisfying the
resentful desire for retribution may not be worth risking the loss of an
otherwise good or needed relationship. In that case, we may try to circumvent resentment by replacing thoughts of injury with thoughts of
the persons better traits. Joanna North describes a man whose friend
has abandoned him for more amusing things. For the sake of friendships memory, he tries to forgive.
[H]e may refuse to dwell upon the thought of his friends rude
departure, and the unanswered letters. This is not to say he forgets them, but when the thought of them occurs he does not dwell
upon them. He will turn his mind to other things.... If the man
tries to think of his friends good points, of his amusing wit and
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The friend gets a generous forgiveness, more than his due. But the injury
itself remains unaddressed. Because it is unaddressed, there remains a
real danger that efforts not to dwell on it will ultimately fail. Such forgiveness seems minimalist, partly because of its potentially temporary
nature, but it is more so because the injury is not so much forgiven as
ignored.2
Philosophers tend to focus on a second ought-question: Does she
deserve forgiveness? Concern with what is deserved is connected to
the thought that emotions ought to be warranted. Anger ought to be
well founded; if it is not, forgiveness is in order. Similarly, the absence
of anger should be well founded; otherwise, one should refuse to forgive. (Or possibly one should strive to become unforgiving. You should
resent that. Wheres your self-respect?)
Does she deserve forgiveness? asks: are there any facts about her
that make continued hard feelings unwarranted and inappropriate? In
particular, do any facts show that she should not (or should no longer)
be held to account (or as much to account) for wrongdoing? Such facts
typically show that the beliefs which grounded ones anger were false.
The wrongdoing was in fact excusable or justified, although one mistakenly thought it was not. Or some change occurring subsequent to
the wrongdoingfor example, repentance, restitution, or receipt of
punishmentmakes it unreasonable to continue holding the person to
account.
The distinction between deserved and undeserved forgiveness is
ultimately a distinction between changes of emotional attitude that
are warranted by their objects and ones that are not. A commitment to
having only warranted changes of heart is, obviously, a commitment to
a minimalist kind of forgiveness. To give up my hard response upon discovering your action was excusable or justified is to grant you no more
1. Joanna North, Wrongdoing and Forgiveness, Philosophy 62 (1987): 499508, 506.
2. Peter French pointed this out to me. Other writers on forgiveness have made a similar
point.
224
than your due. It is to admit that there was nothing to be angry about,
nothing to forgive. Similarly, to stop my hard response after you have repented, or made up for things, or suffered enough is to do nothing more
than I ought. Once the desert question is raised, there will be no choice
to forgive, no generous granting of forgiveness. Reason requires changing ones heart, and forgiveness thus ceases to be elective.
One might, of course, try to reintroduce some element of electivity
by pointing out that, in a wide range of cases, the desert question simply
cannot be decisively answered, and the choice to forgive or not to forgive will have to be made. Desert questions may lack decisive answers,
for at least two reasons. First, the forgiver may find it difficult to know
whether the wrong is serious enough to merit resentment, whether an
excuse or justification is acceptable, whether the repentance is genuine,
or whether one has made things up or suffered enough. Under uncertainty, forgiveness cannot be required, and one remains free to elect to
grant the benefit of the doubt. Ultimately, however, such appeals to uncertainty fail to make forgiveness genuinely elective, because they presuppose that if we had sufficient knowledge, forgiving (or the refusal to
forgive) would be rationally required.
Second, desert questions may sometimes lack a decisive answer because of vagueness in the standards for what counts as a passable excuse,
an adequate justification, sufficient repentance, or full restitution for
harming. Often we must exercise our own discretionary judgment in deciding, for example, which excuses are passable and thus whether continued resentment or forgiveness is warranted. The need on occasion to
exercise discretionary judgment in deciding who deserves forgiveness,
however, makes forgiveness elective in only a weak sense. Once the decision in favor of desert has been made, forgiveness becomes required.
Thus, although people may exercise their discretionary judgment differently, with some adopting lenient and others strict standards of desert,
the more forgiving sorts of persons on this account cannot credit themselves with greater generosity. They simply have lower standardsfor
example, lower standards for what counts as a passable excuse.
The tension between wanting to forgive only the deserving and at
the same time recognizing the minimalism of restricting forgiveness
this way yields a variant of what Aurel Kolnai calls the paradox of
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MOR A L A IMS
forgiveness: if only the deserving ought to be forgiven, then forgiveness is either unjustified [in the case of the undeserving] or pointless [in
the case of the deserving, because there is nothing to forgive].3
Aspirational Forgiveness
The minimalist notion of forgiveness seems unsatisfying as an account
of full-blooded forgiveness. First, it places the object of forgiveness
under the wrong sort of description. In forgiving for the sake of... , one
refuses to think about the wrongdoer as a wrongdoer. In forgiving the
deserving, one places the person under a description that implies there
is nothing to forgive. In neither case does forgiveness for a wrong take
place. Second, forgiveness becomes morally required rather than elective. It would be irrational not to forgive when forgiveness would preserve something more important than retributive satisfaction. It would
be irrational not to forgive those who deserve it.
Unlike minimalist forgiving, the forgiveness we aspire to get (and
give) is forgiveness for culpable, unrepentant, unpunished, and unrestituted wrongdoing, whose existence is not dismissed by refusing to think
about it. Or, more weakly stated, we want forgiveness for the culpability
that remains after all excuses, justifications, restitutions, and repentant
reforms have been made and accepteda culpability that warrants our
continuing to be resented. When I ask aspiringly for forgiveness, I ask
you to forgive me for something that renders me undeserving and entitles you to hard feelings toward me.
Some caution is needed, however, in understanding what forgiving
me for something means. It does not simply mean that I want you to recognize the wrongness of the act but not resent me for it. The latter can be
done by simply excusing me. In excusing me, you continue to regard the
act as wrong. The excuse simply enables you to separate your assessment
of the act from your assessment of me. As a result, I, as the object of a possible emotional attitude, do not fall under the description accountable
agent of wrongdoing. Hence I do not become an appropriate object of
3. Aurel Kolnai, Forgiveness, Proceedings of the Aristotelian Society 74 (19731974):
91106, 99.
226
MOR A L A IMS
our entitlement to resent her, but she hopes we will choose to base our
feelings on who she now promises to be for the future, rather than who
she was in the past. To forgive her appears to involve both seeing the
culpability of her wrong and electing to give up resentment. It appears
aspirational.
I think it is not. Those who find repentance important do so because
sincere repentance makes forgiveness both risk free and rational. In
undergoing a repentant change of heart, the wrongdoer makes herself
someone who will not injure us this way again. In breaking the connection between her wrongdoing and her true self, the reformed person
ceases to be an appropriate object of resentment. Only by refusing to
accept either the sincerity or the sufficiency of repentance can resentment retain a legitimate foothold. The point is this: to the extent that
repentance is allowed to count in favor of forgiving, so to that extent the
wrongdoer ceases to be viewed under a damning description and forgiving ceases to be elective.
Oddly, literature on forgiving the repentant fails to confront the
minimalism of forgiving in exchange for repentance. Instead, one finds
a kind of double vision. Forgiving the repentant is owed, rationally required, minimalalso elective, generous, aspirational. Such double
vision seduces because it satisfies the desire for justification and freedom from the charge of being too forgiving. It also satisfies the aspirational desire to exceed the bounds of justification in matters of the heart.
The failure to get beyond minimalist forgiving is evident in discussions by Richards, Kolnai, and Murphy of forgiving the repentant.
Norvin Richards claims that repentance does not mandate forgiveness.4 Like heroism, forgiving is admirable to do but not wrong to
omit.5 But his explanation of the electivity of forgiveness suggests the
contrary. Refusal to forgive the repentant is acceptable, on his view, if
one is unconvinced that the wrongdoer has in fact reformed.6 But this
228
only shows that claims to repentant reform do not mandate forgiveness. By implication, true reform would mandate forgiveness. Richards
also argues that, sometimes, forgiving the repentant is psychologically
impossible. Then refusal to forgive is permissible.7 But this only shows
the excusability of failing to forgive those one is rationally required to
forgive.
Aurel Kolnai exercises the same double vision. He describes forgiving the repentant as an exquisite act of charity or benevolence.8 Yet he
also explicitly states that, because the repentant appear to deserve forgiveness, forgiving them is duty-like and a quasi-obligation. 9 How
can something that I am quasi, albeit not strictly, obligated to render be
an exquisite act of charity? Surely a quasi-obligation to forgive the repentant would make forgiveness at best only a minor act of charity, not
an aspirational achievement.
Although I think that Jeffrie Murphy is also guilty of double vision,
his explanation of how repentance works as a reason to forgive is tremendously helpful. It brings out the similarity between accepting repentance and excusing wrongdoing. As a result, it becomes clear why
forgiving because of repentance can only be minimalist forgiving. (This,
of course, was not Murphys intention.)
On Murphys view, the only acceptable grounds for forgiveness are
ones that enable us to draw a distinction between the immoral act and
the immoral agent; for then we can follow Saint Augustines counsel and
hate the sin but not the sinner.10 Most notably, proof of good intentions, of repentance, and of former good character enable this divorce.11
7. As a reason for finding continued resentment toward the repentant permissible, he
says, ... it might be that the harm was too serious for the change to relieve ones other
associations between this person (that face, those hands, that smirk) and what she did
to you, despite those features having not even partly caused the harm (ibid.).
8. Kolnai, Forgiveness, 104.
9. Ibid., 101, 105.
10. Jeffrie G. Murphy, Forgiveness and Resentment, in Forgiveness and Mercy, ed. Jeffrie
G. Murphy and Jean Hampton (Cambridge: Cambridge University Press, 1988), 24.
11. Murphy speaks of old times sake rather than former good character. But since he says
that old times enable forgiveness for what you once were similar to the way repentance
enables forgiveness for what you now are (ibid., 29), I assume the old times must include the agents good character.
229
MOR A L A IMS
But the divorce of act from agent is exactly what all excuses do. To
excuse, Murphy explains, is to say this: What was done was morally
wrong; but, because of certain factors about the agent (e.g., insanity),
it would be unfair to hold the wrongdoer responsible or blame him
for the wrong action.12 Although good intentions, repentance, and
former good character do not completely excuse the way insanity does,
all three work as partial excuses. They work as reasons for thinking that
it would be unfair to hold the wrongdoer fully responsible and blameworthy. Thus, as Murphy himself says, resentment would be inappropriate and irrational.13 All excuses work by driving a larger or smaller
wedge between act and agent. Thus in insisting that forgiveness be
given only when act can be separated from agent, Murphy in essence
is requiring that forgiveness be given only for excused wrongdoing.
Whatever elective appearance forgiveness may have reduces to the fact
that, in most cases, we will have to deliberate about the repentances
authenticity (Is he genuinely repentant?) and sufficiency (Is repentance enough?).
230
231
MOR A L A IMS
232
233
MOR A L A IMS
234
235
MOR A L A IMS
difference is that here we are invited to suspend our ordinary reactive attitudes so long as the factors impairing the capacity for goodwill persist.
But because such stories also invite us to identify the real self with the
self he would be if... , and that self is one of whom we can expect goodwill, the agent remains a potential terminus of interpersonal relations
and reactive attitudes. Stories of repentance belong in this category,
because the repentant person claims now to be the person she would
have been if.... Again, we understand how things go wrong and situations are complicated in such a way that agents of goodwill may not be
themselves.
There are other obvious stories that enable the overcoming of resentment while preserving the personhood of agents and the appropriateness of reactive attitudes. One is a story about how things did
not go wrongthe injury was, after all, justified. Another is a forgetful story. But all the stories are recognizably variations on a single
theme: by divorcing a wrong act or vicious character trait from the
agents true self, they make the true self deserving of forgiveness. The
agent continues to be the sort of individual who bears us goodwill
(or would do so if . . . ) even though her action or character trait is
disappointing.
Such stories also sustain our faith in others capacity for goodwill
and in the possibility of interpersonal relationships with them. They
enable us to make sense of how persons could do harmthat is, how
someone with the capacity to care about our well-being could nevertheless do harm.
When explanatory stories distancing wrongdoing from the agents
true self fail, we must find some other way of making sense of our being
injured. Why does Strawson omit an aspirational story that would do
this job? Why not tell a story about the deliberate, unrepentant, unexcused, and unjustified choice to injure that at the same time depicts the
agent as a candidate for interpersonal relations and reactive attitudes
such as forgiveness? The point of such a story would again be to make
sense of how persons could injure us and to do so in a way that makes
forgiveness possible. The reason Strawson omits an aspirational story is
simply this: whatever shows that the agent really meant to do harm, and
thus cannot be divorced from his act, also tends to show that he is not an
236
237
MOR A L A IMS
238
239
MOR A L A IMS
240
241
MOR A L A IMS
242
Elizabethsonly the small consolation that she has done her duty and
tried to live a decent life. And she will not allow Elizabeth to take this
from her by approving of Elizabeths indecent lifestyle. Nor will she
allow her sister to keep her gifts after deathchipped discards they may
be, but her sister has taken enough.
Auntie Muriel is not a malignant vitality, one of the frozen hearted.
It is not that she does not care about others resentment, hatred, and dislike of her; and she has, perhaps, cared too much about what some others
felt toward herher father, for instance. Given what she has suffered
undeservedly within her family, the price of others goodwill seems to
her unreasonably high.
It is possible to enter sympathetically into a life like Auntie Muriels.
In doing so, Auntie Muriels meanness looks less like meanness pure
and simple and more like meanness expressing protest against the unfairness and lovelessness of her own life. The cold stinginess displayed
toward her sister, for instance, makes sense against the backdrop of her
fathers unwarranted favoritism and her sisters ungrateful hatred. To be
generous and forgiving toward her sister, to take loving care of her sisters daughter, would only compound the injustice of her sisters having
received so much without deserving it. Similarly, her rigid insistence
to Elizabeth on the importance of moral decency and the necessity of
making sacrifices makes sense against the backdrop of her having spent
her life compensating for her sisters self-indulgent lack of moral decency. It is Auntie Muriels way of ensuring that Elizabeth will not do to
others what Auntie Muriels sister has done to her: unfairly make them
pay for her own pleasures.
One might argue that in entering sympathetically into Auntie Muriels life and placing her meanness, rigidity, and stinginess in biographical context, all one is doing is adopting a broader perspective from which
to assess whether Auntie Muriels actions make moral sense. That is, one
might claim that the inclusion of biographical context does not represent a different perspective from which Auntie Muriels actions might
make a different, nonmoral kind of sense. Instead it represents the same
moral perspective (from which the question of Auntie Muriels deserving forgiveness might be answered), but broadened now to catch a fuller
range of possible moral justifications or excuses.
243
MOR A L A IMS
24 4
does have this effect. Its aim is to show that the true self did not mean to
injure. There was not, really, something to feel hurt about, something to
resent. The minimalist story retracts our perception of the past; an expression of ill will did not really happen. The aspirational story has quite
the opposite effect. It confirms our perception of the past; the injury is
here to stay. It cannot be wiped away because the agents true self meant
it and will not retract what she did. She would do it again.
So where does forgiveness enter in? What does aspirational forgiveness mean if it does not mean wiping the slate clean, reapproving the
other as someone basically good, wanting to go on with this person who
has, contrary to appearances, turned out to be the sort of person one
might really want to go on with? I think it means simply this: that one
stops demanding that the person be different from what she is. Having
come to the point of understanding that an indecent flawlike Auntie
Muriels rigid insistence on decency, with all the harm that causesis
the persons way of holding her life together, one also sees the cruelty
and disrespect for sense-making choices involved in demanding change.
One may still put the person on moral trial and find her wanting. But aspirational forgiveness is the choice not to demand that she improve. It is
the choice to place respecting anothers way of making sense of her life
before resentfully enforcing moral standards.
Such forgiveness cannot be obligatory, for at least two reasons. First,
although intimates may have a duty to try to understand how choices
make sense within each others lives, the sort of sympathetic entrance
into anothers life necessary for telling an aspirational story is sufficiently burdensome that it would be unreasonable to require that we do
this for everyone. Second, and more important, we cannot be obligated
to refrain from demanding that persons make moral sense of their actions. To treat someone as a person is, in part, to see them as continuously subject to moral requirements. It simply is not all that is involved
in treating someone as a person. (In addition, to treat someone as a
person is to treat her as someone for whom sustaining an integrated biography matters.) Thus, although we may recognize that persons also
need to act in ways that are responsive to their own histories, we cannot
make this need an overriding consideration without jeopardizing the
personhood of persons. What one hopes is that people will live up to
245
MOR A L A IMS
moral requirements while at the same time acting in ways that make
sense within the biography of their lives. The Auntie Muriels of the
world pose a problem, because the sorts of actions that make sense to
them, given their histories, are not ones that make moral sense. Morality
and self-integration have come apart for them, so that we must choose
between treating them as persons by resentfully making moral demands
or treating them as persons by forgivingly understanding how they have
made sense of their lives.
The choice to forgive under these circumstances forces upon us a
second choice, one that we might prefer never to have to make: either we
go on with her, accepting that she cannot be who we want her to be, and
knowing what going on will cost; or we disengage, removing ourselves
from harms way.
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253
IN DE X
255
INDEX
common decency (continued)
expected of minimally well-formed moral
agents, 116119, see also identity, as
minimally well-formed agent
as fulfilling minimal moral obligations,
106, 106n4, 106n5, 116117, 243
and moral gift giving conventions, 108,
119121
as motivationally nontaxing and
unambiguously good, 117120
not fully morally elective, 108111
relation to obligation, 111113
relation to supererogation, 107111
critically reflective viewpoint, 56, 76, 89,
see also civility, bounds of, set from a
socially critical viewpoint; getting it
right; morality, gap between socially
accepted and correct
Kantian and utilitarian, 77, 89, 9091
and shame, 70
Daly, Mary, 189190
decency, as grading term, 105
Deigh, John, 52n8
Dennett, Daniel, 237
doing the right thing, see getting it right
Driver, Julia, 109, 109n14
Duberman, Martin, 128129, 133
emotional work
and benevolence, 220
and feeling rules, 214
as giving others their emotional due,
214
as management of others emotions,
215, 217220
ethics of care, 198, 213
excuses, 2728, 91n24, 117118, 190,
235236
and forgiveness, 226227, 230
excusing, in abnormal moral context, 192,
199201
sanctioning force of, 201205
failure see also moral performance
of legibility, 30, 3639, 43
of justification, 3639, 43
256
INDEX
identity
and commitments, 134135
duplicitous, see Lugones, Maria
as minimally well-formed agent, 116
moral, 207208
as psychological identification, 132134
within social practice of morality, 67,
71, 72
individualism, 194, 215
ignorance, 193
in abnormal moral context, 193, 196,
199200
in normal moral context, 194196
social determinants of, 205207
injustice, conventionalized, 4, 9, 37, 159,
see also abnormal moral contexts;
slavery; subordination
detecting, 22
and socialization, 173174, 177, 178,
179, 185
integrity, see also subordination, and
integrity; getting it right, and
integrity
and ambivalence, 128130
and autonomy, 144, 145, 147
and civility, 98, 100
clean hands picture of, 136140
defined, 141
and forgiveness, 246
and hypocrisy, 150151
identity picture of, 130136
and inconsistency, 127128
integrated-self picture of, 124130
as personal virtue, 144145, 146147
and self-indulgence, 146147
and selling out, 140143
as social virtue, 146, 148153
and wholeheartedness, 125128, 130
intuitions, 7, 45, 45n20, 69n33
justification, 4041
failure of, 3639
theory of, and integrity, 138139
Kant, Immanuel, see also resistance,
to unjust maxims; slavery;
universalization
257
INDEX
moral theory (continued)
mediator-centered, 215, see also stories,
and moral mediation
role of the hypothetical in, 24, 1213,
39, 41, 53, 172, see also resistance,
to unjust maxims
morally imperfect social world, 4, 2122,
31, 46, see also subordination
and integrity, 142143, 143n39
nature of civility in, 8788, 9091
morality
conceived as genuine rather than
supposed, 16, 78, 1417, 54
expressive-collaborative model of, 11
gap between socially accepted and
correct, 5, 3637, 89, 92
genuine vs. social, 38
requiring activity in, 3, 10
as scheme of social cooperation,
4042, see also morality, social
practice of
theoretico-juridical model of, 1012
and unacknowledged loan on social
practice of morality, 1516
morality, social practice of, 5, 65, 68, see
also identity, within social practice
of morality; understandings, shared
moral; morality, as scheme of social
cooperation
as actual rather than hypothetical, 11,
40, 41, 71
and civility, 99100
and condoning wrongdoing, 231
co-participants in, 6465, 66
and moral theorizing, 810
as only moral game in town, 10, 13,
19, 71
nature of, 68
nature of moral norms in, 56
representative viewpoint in, 6567,
69, 72
Mulholland, Leslie, 164, 165
Murphy, Jeffrie G., 228, 229230, 232
Nagel, Thomas, 29, 85n18
nonideal, the, see morally imperfect social
world
258
INDEX
shame, 28, 4344, see also critically
reflective viewpoint, and shame;
function, of shame; maturity, moral,
and shame; subordination, and
shame
in abnormal moral context, 52
and autonomy, 4958, 63
and hypothetical social world, 53
and integrity, 151
shame of the discriminating social
actor analysis of, 5457, 62, 63,
69
shame of the moral pioneer analysis
of, 5054, 61, 63, 69
as social emotion, 5253, 5557, 7172
slavery
definition of, 164165
Kantian arguments against, 163170,
170171n22
socially critical viewpoint, see critically
reflective viewpoint
stories
of aspirational forgiveness, 240,
242245
of minimalist forgiveness, 235238,
244245
and moral mediation, 218219
Strawson, P.F.
on reactive attitudes, 234235
on the objective attitude, 237238
suberogatory, 109
subordination, 32, see also injustice,
conventionalized, and socialization;
slavery
and civility, 100101
and integrity, 129130, 130n18
and promising, 174175
and reactive attitudes, 187188
and scientific practices, 189, 190192
and shame, 4849, 5862, 70
259