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Support Vector Machine Overview

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If all patterns in a dataset can be separated by a straight line or a hyper-plane, the dataset is said

to be linearly separable.

However, there are many problems, such as XOR, which are not linearly separable.

2. SVM Approach

SVM uses linear models to implement nonlinear class boundaries. It transforms the input space

using a nonlinear mapping into a new space (F feature space). Then a linear model constructed in

the new space can represent a nonlinear decision boundary in the original space:

Another component in the SVM approach is the maximum margin hyperplane.

Suppose a two-class dataset is linearly separable. The maximum margin hyperplane is the one

that gives the greatest separation between the classes. Among all hyperplanes that separate the

classes, the maximum margin hyperplane is the one that is as far away as possible from the two

convex hulls, each of which is formed by connecting the instances of a class.

The instances that are closest to the maximum hyperplane are called support vectors. There is at

least one support vector for each class, and often there are more.

A set of support vectors can uniquely defines the maximum margin hyperplane for the learning

problem. All other training instances are irrelevant; they can be removed without changing the

position and orientation of the hyperplane.

b. The equation of the maximum margin hyperplane

In general, a hyperplane separating the two classes in the two-attribute case, can be written as

F ( x) = w0 + w1 a1 + w2 a 2 , where a1 and a2 are attribute values, and w0, w1, w2 are weights.

The equation for the maximum margin hyperplane can also be written in terms of support

vectors.

l

f ( x) = b + i y i < xi x >

i =1

where

yi is the class value of a training instance: either 1 or -1;

xi is the ith support vector;

x is a vector which represents a test instance;

< xi x > denotes the dot product of x and xi ; and

b and s are parameters that determine the hyperplane (just as the weights w0, w1, w2).

Finding support vectors and the maximum margin hyperplane (i.e., b and s) belongs to a

standard class of optimization problem known as constraint quadratic optimization. There are

several off-the-shelf tools for solving those problems.

4. Kernel Functions

According to the equation of the maximum margin hyperplane above, every time an instance is

classified, its dot product with all support vectors must be calculated. In a high-dimensional

space resulting after a non-linear transformation is applied to the instances, the number of

attributes in the new space could become huge and the computation of dot product becomes very

expensive. The same problem occurs during training as well. Working in such a highdimensional space becomes intractable very quickly.

l

f ( x ) = b + i y i < ( xi ) ( x ) >

(1)

i =1

Fortunately, we dont need to explicitly construct a high dimensional features space. By using

the kernel function, it is possible to calculate the dot product before the non-linear transformation

is performed. In other words, a kernel function can be applied to instances in the original input

space which brings out the same effect as the linear transformation without expanding the feature

space by non-linear transformation kernel trick.

Implicit mapping into the transformed feature space

K(x, z) = < ( x ) ( z ) >

l

f ( x) = b + i y i K ( xi , x)

i =1

(2)

Polynomial Kernel

The function < x z > represents a polynomial function of degree n applied to the do product

of two vector x and z. In the case when n = 2 and the number of attributes is 2, the function

becomes:

n

< x z >2

2

= ( xi z i ) 2

i =1

= ( x1 z1 + x 2 z 2 ) 2

= ( x12 z12 + 2 x1 x 2 z1 z 2 + x 22 z 22 )

=< ( x12 , 2 x1 x 2 , x 22 ) ( z12 , 2 z1 z 2 , z 22 ) >

=< ( x ) ( z ) >

Therefore, the kernel K becomes

K(x, z) =< x z > 2 = < ( x ) ( z ) > , where ( x) = ( x12 , 2 x1 x 2 , x 22 ) .

Other Kernels

In addition to the polynomial kernel, RBF (radial basis function) and sigmoid kernels are often

used. Using which kernel depends on the specific data and applications.

Advantages:

1. Produce very accurate classifiers.

2. Less overfitting, robust to noise.

Disadvantages:

1. SVM is a binary classifier. To do a multi-class classification, pair-wise classifications

can be used (one class against all others, for all classes).

2. Computationally expensive, thus runs slow.

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