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Exchange Networks

and Local Transformations


Interaction and local change in Europe and the
Mediterranean from the Bronze Age to the Iron Age

Maria Emanuela Alberti and Serena Sabatini

OXBOW BOOKS
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ISBN 978-1-84217-485-2

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Front cover image: Afternoon lights on the Amalfi coast, Italy (courtesy of Mr B. Stoew)
Back cover image: The Gevelingshausen vessel (courtesy of the Rmisch-Germanische Kommission des Deutschen
Archologischen Instituts Frankfrt a. M.).

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Contents

List of contributors........................................................................................................................................................ v
Abstracts....................................................................................................................................................................... vii
Preface............................................................................................................................................................................xi

Introduction: Transcultural interaction and local transformations in Europe


and the Mediterranean from the Bronze Age to the Iron Age............................................................................... 1
Maria Emanuela Alberti and Serena Sabatini

1. Theorising exchange and interaction during the Bronze Age........................................................................... 6


Kristian Kristiansen

2. Periphery versus core: The integration of secondary states into the World System
of the Eastern Mediterranean and the Near East in the Late Bronze Age (16001200 BC)............................9
Nikolas Papadimitriou and Demetra Kriga

3. Aegean trade systems: Overview and observations on the Middle Bronze Age.......................................... 22
Maria Emanuela Alberti

4. The Minoans in the south-eastern Aegean? The evidence from the Serraglio
on Kos and its significance.................................................................................................................................... 44
Salvatore Vitale and Teresa Hancock Vitale

5. Westernizing Aegean of LH III C . ...................................................................................................................... 60


Francesco Iacono

6. Malta, Sicily and southern Italy during the Bronze Age: The meaning
of a changing relationship..................................................................................................................................... 80
Alberto Cazzella and Giulia Recchia

7. External role in the social transformation of nuragic society? A case study from Srrala,
Eastern Sardinia, Middle Bronze to Early Iron Age.......................................................................................... 92
Luca Lai

8. Metalwork, rituals and the making of elite identity in central Italy


at the Bronze AgeIron Age transition................................................................................................................ 102
Cristiano Iaia

9. Indigenous political dynamics and identity from a comparative perspective: Etruria


and Latium vetus..................................................................................................................................................... 117
Francesca Fulminante and Simon Stoddart
iv Contents

10. Local and transcultural burial practices in Northern Europe in the Late Bronze Age:
Face, house and face/door urns...............................................................................................................................134
Serena Sabatini

11. Migration, innovation and meaning: Sword depositions on Lolland, 16001100 BC.....................................146
Sophie Bergerbrant

12. Long and close distance trade and exchange beyond the Baltic coast during the Early Iron Age...............156
Jutta Kneisel

13. Ceramic technology and the materiality of Celtic graphitic pottery.................................................................169


Attila Kreiter, Szilvia Bartus Szllsi, Bernadett Bajnczi, Izabella Azbej Havancsk, Mria Tth and Gyrgy
Szakmny
List of Contributors

Maria Emanuela Alberti Demetra Kriga


Department of Archaeology College Year in Athens, Greece
University of Sheffield, UK mimikakri@gmail.com
memalberti@gmail.com
Kristian Kristiansen
Sophie Bergerbrant Department of Historical Studies
Norwegian University of Science and Technology, University of Gteborg, Sweden
Trondheim, Norway. kristian.kristiansen@archaeology.gu.se
sophie.bergerbrant@ntnu.no
Luca Lai
Bernadett Bajnczi University of South Florida, USA/ University of
Institute for Geological and Geochemical Research Cagliarci, Italy
Hungarian Academy of Sciences, Hungary melisenda74@yahoo.it
bajnoczi@geochem.hu
Nikolas Papadimitriou
Alberto Cazzella Museum of Cycladic Art, Athens, Greece
Department of Sciences of Antiquity npapad@cycladic.gr
Rome University La Sapienza, Italy
a.cazzella@virgilio.it Giulia Recchia
Department of Human Sciences
Francesca Fulminante University of Foggia, Italy
Department of Archaeology g.recchia@unifg.it
Cambridge University, UK
ff234@cam.ac.uk Serena Sabatini
Department of Historical Studies
Teresa Hancock Vitale University of Gteborg, Sweden
University of Toronto, Canada serena.sabatini@archaeology.gu.se
teresa.hancock@utoronto.ca
Simon Stoddart
Izabella Azbej Havancsk Department of Archaeology
Institute for Geological and Geochemical Research Cambridge University, UK
Hungarian Academy of Sciences, Hungary ss16@cam.ac.uk
havancsaki@geochem.hu
Gyrgy Szakmny
Francesco Iacono Department of Petrology and Geochemistry
Ph.D. candidate, UCL, London, UK Etvs Lornd University, Budapest, Hungary
francesco.iacono@googlemail.com gyorgy.szakmany@geology.elte.hu

Cristiano Iaia Szilvia Bartus Szllsi


Heritage Department Institute of Archaeological Science
University of Viterbo La Tuscia, Italy Etvs Lornd University, Budapest, Hungary,
cris.iaia@tiscali.it szolloszilva@gmail.com

Jutta Kneisel Mria Tth


Christian Albrechts University of Kiel, Germany. Institute for Geological and Geochemical Research
jutta.kneisel@ufg.uni-kiel.de Hungarian Academy of Sciences, Hungary
totyi@geochem.hu
Attila Kreiter
Hungarian National Museum, National Heritage
Protection Centre Salvatore Vitale
Budapest, Hungary Universit della Calabria, Italy
attila.kreiter@mmm.mok.gov.hu s.vitale@arch.unipi.it
Abstracts

1. Theorizing exchange and interaction during the and the Aegean managed to integrate into that system.
Bronze Age It is argued that such secondary polities developed
Kristian Kristiansen rather late and were largely dependent on maritime
trade networks. This dependence imposed strategies
The collection of articles in this volume integrates of economic specialization in commodities favoured by
archaeological evidence and theory in new exciting the affluent elites of coastal urban centres, while at
ways, probing more deeply into the historical nature the same time necessitating the introduction of new
of Bronze Age exchange and interaction. The aim of forms of sumptuous behaviour that would further
this article is to briefly explore what meaning can be support the consumption of such commodities.
given to these generalizing concepts in the historical
context of the Bronze Age. The reader will then be able
3. Aegean trade systems: Overview and observations
to engage in reflections on their possible application in
on the Middle Bronze Age
the various case studies presented. When approached
with relevant theoretical categories and analytical tools Maria Emanuela Alberti
to organize the evidence, we learn how communities The Aegean area has always been a sort of interface
responded to the dynamics of a globalized Bronze between Eastern and Western Mediterranean and
Age world by constantly negotiating its incorporation Central Europe. During the Bronze Age, it was the
into local worlds. filter between urban and palatial Near East and less
2. Periphery versus core: The integration of complex, generally tribal, European societies. This is
secondary states into the World System of the the key of the historical developments of the Bronze
Eastern Mediterranean and the Near East in the Age Aegean, as we can reconstruct them.
Late Bronze Age (16001200 BC) At various levels, we can sketch out the history of
the global Aegean area and of its various parts in
Nikolas Papadimitriou and Demetra Kriga
the framework of a core-periphery-margin system,
World Systems Theory, originally developed by the main and general core being Near Eastern
I. Wallerstein for the study of modern capitalist civilizations. Minor cores can be individuated
economies, has proved a useful analytical tool for through time in various Aegean areas or societies.
prehistoric archaeologists, too. Its emphasis on The overall picture sees the Aegean starting at the
the longue dure and the interdependence of socio- margin of the Levant in the Early Bronze Age to
economic phenomena and structures has allowed for enter the core, tough in a liminal position, during
the synthesis of seemingly unrelated processes into the Late Bronze Age (with its own periphery and
unified macro-historical approaches. margin in the Balkans and central Mediterranean),
The Late Bronze Age was a period of intense Crete playing a pivot-role in this process.
interaction in the Eastern Mediterranean and the Near These dynamics arise from the interaction between
East. From Mesopotamia to the Aegean comparable internal factors and developments and external inputs
political institutions emerged, which were based and influences. Trade systems both at international
on centralized palatial economies, administered and local level are essential in this view, and
through sophisticated bureaucracies. Inter-regional can be considered the key for the interpretation
exchanges ensured the wide circulation of raw and reconstruction. Trade networks have strongly
materials (mainly metals) and luxuries but, also, influenced social and economic developments in
artistic traditions, religious beliefs and ideological various periods and areas, and constituted the
constructs. backbone of the growing Aegean economies. They
World Systems approaches to the period have had to go on, and they did, even after the collapse
focused, so far, on the systemic role of the most of the palaces c. 1200 BC.
powerful economically and militarily core political The aim of this article is to reconstruct the role of
formations of the region (the Egyptian and Hittite trade systems in the historical developments of Bronze
empires, Babylonia and Assyria). Our paper examines Age Aegean. At the same time it also to reconstruct
how smaller peripheral states in the Levant, Cyprus the history of the Aegean through archaeological
viii Abstracts

evidences of trade. Case studies, focusing on the crucial well as among the general public. In the spectrum of
period of the middle Bronze Age, will be taken into hypotheses proposed in order to explain this puzzling
consideration, in order to underline various levels of transitory phase exogenous factors have periodically
interpretation, general phenomena, common features, re-emerged as something which cannot be ruled
local initiatives and specific solutions. out completely. These exogenous elements, or more
specifically their material traces, are the principal
4. The Minoans in the south-eastern Aegean? data that I will discuss in this paper. They are by no
The evidence from the Serraglio on Kos and its means new; indeed they were recognised long ago as
significance well as extensively treated by various authors in the
Salvatore Vitale and Teresa Hancock Vitale last decades.
What is really new here is the will to openly
At the beginning of the Late Bronze Age period, the
challenge one of the more long lasting underlying
presence of Minoan and/or Minoanizing features,
assumptions in Mediterranean archaeology, namely
including Cretan-type pottery, wall paintings, and
that of directionality of cultural influence, from east
architecture, dramatically increases throughout the
to west, from the civilized to the uncivilized. Can
Aegean area. The widespread occurrence of the
cultural influence travel the other way round? My
aforementioned characteristics has been variously
point here is that it is possible and I will try to show
interpreted as evidence for Minoan settlement,
in this paper how, after the dissolution of mainland
governed, or community colonies, thus implying
states, the contraction occurring in the sphere of
a certain movement of people from the island of
cultural influence in the Mycenaean core left room
Crete abroad. While such a crucial phenomenon has
for a variety of peripheral elements to be accepted
been more thoroughly investigated in relation to the
and become largely influential in Greece.
Cyclades (Kythira, Keos, Thera, and Phylakopi) and
the south-western Anatolian coast (Miletus), the area of
6. Malta, Sicily and southern Italy during the Bronze
the Dodecanese has been so far relatively neglected.
Age: The meaning of a changing relationship
The aim of the present paper is to reconsider the
evidence for the presence of Minoan people in the Alberto Cazzella and Giulia Recchia
southeast Aegean, with particular reference to the The elements connecting Malta and Sicily during the
settlement of the Serraglio on Kos. In so doing, Bronze Age are well known, but the specific features
a careful re-examination of the most important of those links are still to understand. Luigi Bernab
archaeological contexts, dating to the earliest Late Breas hypothesis of Maltese colonies seems to be
Bronze Age Period (LBA IA Early to LBA IA Mature), difficult to accept in a literal meaning. Some year ago a
will be proposed. Attention will be devoted to few elements connecting southern Italy to the Maltese
the following crucial points and their historical archipelago were recognized, but the meaning of this
implications: phenomenon remains unexplored.
The authors aim at discussing the role played by the
a) Defining the comparative relative chronologies of interaction between Malta, Sicily and southern Italy
Crete and Kos in the early 17th century BC; during the Bronze Age. Their purpose is also to analyse
b) Determining the extent and the meaning of the possible causes and transformations of such interaction,
interaction between the Koan local tradition and examining more generally the changes occurred in the
the new Minoan elements; economic and social context of those areas.
c) Comparing the evidence from the Serraglio
with that from the neighbouring islands of the 7. External role in the social transformation of
Dodecanese and the Cyclades; nuragic society? A case study from Srrala, Eastern
d) Interpreting the nature of the possible Minoan Sardinia, Middle Bronze to Early Iron Age
presence in relation to the well know problem of
Luca Lai
the so-called Minoan Thalassocracy.
The role of external contacts in the social history of
5. Westernizing Aegean of LH III C the Nuragic culture of Sardinia has long been an issue.
In this paper, the main theories formulated on the
Francesco Iacono
subject are measured against evidence from Srrala,
The twilight of Mycenaean Palaces and the subsequent in Eastern Sardinia. Here, despite poor stratigraphic
post-palatial era have been always topics arousing an evidence, a preliminary survey and mapping, with the
outstanding interest in the academic community as contribution of oral knowledge for destroyed sites, and
Abstracts ix

the presence and distribution of materials of non-local political dynamics and connectivity in two, geographic-
origin allowed the assessment of spheres of interaction ally related, but contrasting, political contexts: Etruria
and their role, if any, in the progressive nucleation and Latium vetus (central Italy). The long established
documented between the Middle Bronze and the Iron debate on urbanism in Etruria and Latium vetus,
Ages (c. 16th through 7th century BC). dating in Italy since at least the 1977 Formation
An outline of organizational evolution could be of the City conference (La Formazione della citt nel
drawn, which is articulated into first signs of presence, Lazio), will be updated in the light of current debates
evidence of fission and filling of the landscape with of settlement dynamics, political identity and the
approximately 25 sites, beginning of enlargement timing and significance of interaction in the central
and possibly competition, and finally progressive Mediterranean.
concentration of building activity at only five sites. The settlement patterns in Etruria (Stoddart) will
The fact that non-local stone is used only at the most be contrasted and compared with the settlement
complex sites, and that at one of them Mycenaean patterns and social transformations, as mirrored in
sherds and ox-hide ingot fragments were retrieved, the funerary evidence, of Latium vetus (Fulminante),
are discussed as a contribution to the debate on the within the Mediterranean context of connectivity over
relevance of external vs. internal factors in social the period 1200500 BC, and in the light of new socio-
dynamics. The conclusion is that a significant, direct anthropological models such as the network idea.
role of extra-insular groups seems unsubstantiated
until the last phase (Final BronzeEarly Iron Age). 10. Local and transcultural burial practices in
Northern Europe in the Late Bronze Age: Face,
8. Metalwork, rituals and the making of elite house and face/door urns
identity in central Italy at the Bronze Age-Iron Serena Sabatini
Age transition
Archaeological evidences from Late Bronze Age
Cristiano Iaia Northern Europe invite reflecting upon the presence
During the transition between the Late Bronze Age of foreign objects belonging to traditions from the
and the Early Iron Age, in South Etruria, and in southern part of the continent. Also specific ritual
other zones connected to it, the emergence of a new practices appear travelling the same large distances
kind of community, characterized by settlement and to be adopted, not before undergoing significant local
production centralisation (proto-urban centres) results transformations. Within this framework, three burial
in a increasing openness to transmission of models practices (so called face, house and face/door urns) are
through long-distance exchange: symptomatic of this analysed and compared with each other. They suggest
is the elaboration of prestige items, particularly metal not only the existence of intercultural interaction
artefacts of highly specialised craft, whose typological, between variously far societies, but also of selective
technical and stylistic features have both a intercultural processes of negotiation and incorporation of external
character and a strong link to localized groups. Among material culture. They study of face, house and face/
these are elements of armours (helmets) and bronze door urns provides useful insights into the cultural
vessels, which are very akin to similar central and complexity of Late Bronze Age Northern European
northern European objects. A complex embossed communities within the larger continental framework.
decoration (Sun-ship bird motive) characterizes some It unveils their capacity to perform phenomena of
examples of these symbols of power and social hierarchy, hybridization between practices with different cultural
strictly related to a cosmological thought deeply rooted origins and allows discussing the complex role of
in north-central Italy since the Late Bronze Age. This material culture as marker of identity.
is the first attempt at creating a material identity,
particularly elaborated in burial rituals, of the emerging 11. Migration, innovation and meaning: Sword
Villanovan warrior elites. depositions on Lolland, 16001100 BC
Sophie Bergerbrant
9. Indigenous political dynamics and identity from a
comparative perspective: Etruria and Latium vetus This article will consider the deposition of local and
foreign swords on Lolland, a Danish island, between
Francesca Fulminante and Simon Stoddart
16001100 BC. It focuses on the treatment of the earliest
Within the major debate on Bronze and Iron Age imported examples of Hajdsmson-Apa swords
Mediterranean and European transformations, the (from the Carpathian Basin) and its local copies, and
authors will examine the tension between indigenous discusses the swords from the following periods.
 Abstracts

Topics to be discussed include how the different types GIS-analyses reveal linear patterns which reach from
of swords were accepted and used, i.e. how and where the Baltic coast to the southern rivers Varta and Note.
they were deposited (hoards, burial or stray finds). A The distribution of these ornaments in a linear way
closer consideration of the use and treatment of this is striking, because lids are found in numerous burial
material helps us to understand how new innovations sites next to these lines.
are accepted into a society. In contrast to the regionally restricted lid-ornaments,
Theoretical perspectives such as migration theory amber can serve as an example for long-distant
and concepts such as hybridity and third space will contacts. Though amber is rarely found within the
be used to shed light on the relationships between Pomeranian Culture, the large amounts of raw amber
the meaning of an object in its area of origin and found at Komorowo, which lies farther South, indicates
the transformation that occurs upon entering its that there was a centre of amber processing. At the
new context, as well as how objects were accepted, same time, the nearby burial site of Gorszcewice,
copied and subsequently made into local types. The featuring Polands northernmost Hallstatt-imports,
combination of a detailed study of use and the context indicates connections with the Hallstatt-Area. It is
of artefacts in a new area and theoretical discussions therefore argued that Komorowo was involved in
will give us a much better understanding of phenomena the exchange of amber to the South presumably
relating to transculturation. This study focuses on to Italy.
Lolland since it is an island with both imported and
local copies of Apa-Hajdsmson swords, and this 13. Ceramic technology and the materiality of
can therefore help us to understand how a significant Celtic graphitic pottery
innovation like the sword was accepted into south Attila Kreiter, Szilvia Bartus Szllsi, Bernadett Bajnczi,
Scandinavia. Izabella Azbej Havancsk, Mria Tth, Gyrgy Szakmny

12. Long and close distance trade and exchange This article examines the ceramic technology of Celtic
beyond the Baltic coast during the Early Iron Age pottery from Hungary focusing on graphite-tempered
pottery. By the means of petrographic analysis, X-
Jutta Kneisel
ray diffraction and X-ray fluorescence analyses, and
By considering the so called Early Iron Age Pomeranian scanning electron microscopy the use of ceramic raw
Culture in Northern Poland it is possible to show close materials and tempers are examined. The analyses
and distant trade contacts between the Baltic Sea and put great emphasis on the provenance of graphite.
the Hallstatt-Area. The results suggest that all the examined vessels were
Close contacts appear through the analysis of clay locally made although the graphite incorporated into
lids of anthropomorphic urns. The lids are often the ceramics was procured from a distant region.
found together with face urns and are decorated with The examined society appears to be involved in long
complicated patterns. These ornaments facilitate a fine distance exchange networks and the results indicate
differentiation of decoration kinds, styles and forms. complex social and economic organization.
Preface

The idea of this volume matured gradually over time, feel the present volume represents a significant step in
following a series of events. Originally, it was the aim the right direction. Some of the articles in the volume
of the editors to promote a large project investigating were written by participants in the EAA session in
trade and exchange as a means for the development Malta 2008 while others were written by scholars who
and expansion of societies in Bronze Age and Iron Age were subsequently invited by the editors.
Europe and the Mediterranean. A convenient starting During the long editing process2 we have had
discussion for this project took place at a relevant support from several colleagues and friends. In
session at the 14th annual meeting of the European particular we wish to thank Kristian Kristiansen,
Association of Archaeologists in Malta (September who also contributed to the volume, as well as Paola
2008).1 The project has not yet materialized. However, Cssola Guida, Elisabetta Borgna, Renato Peroni and
following the session in Malta there was general Andrea Cardarelli. As far as the very conception of
agreement regarding the lack of comprehensive this book is concerned, thanks must go to Anthony
studies on the reciprocal relations between exchange Harding for the inspiring talk right after the session
networks and local transformations, particularly those in Malta 2008. We are also grateful to the organisers of
focusing on the latter and their specific dynamics. We the 14th annual meeting of the European Association
decided then to attempt to address this scientific gap. of Archaeologists in Malta, who made the session
With an eye to our main areas and periods of interest possible. In addition, we wish to thank Gteborg
(the Bronze and Iron Ages in the Mediterranean and University and the Jubileumsfond for its generous
Europe) we felt that such a study would benefit from support. Of course we also extend warm thanks to all
including a large number of regions and chronological of the contributors to this book your collaboration
horizons. has been very stimulating in many ways. We wish
We also agreed on the potentially fruitful results that to also tahnk very much Kristin Bornholdt Collins
could arise from overcoming the disciplinary barriers for considerably improving the language of the
which often prevent dialogue between archaeologists introductort parts of this volume. Finally, we would
working in the Mediterranean and in continental like to thank the publisher Oxbow Books Ltd for taking
Europe. While this problem undoubtedly persists, the an interest in our work, and in particular Dr Julie
channels of communication have been opened, and we Gardiner for help and support with the publication.

Note
1 The original title of the session was: Exchange, interactions, conflicts and transformations: social and cultural changes in
Europe and the Mediterranean between the Bronze and Iron Ages.
2 The volume was completed at the beginning of 2011. Therefore, not all bibliographical references might be fully updated.
Both editors equally worked on the volume.

Maria Emanuela Alberti and Serena Sabatini


2012
Introduction
Transcultural interaction and local transformations in Europe
and the Mediterranean from the Bronze Age to the Iron Age

Maria Emanuela Alberti and Serena Sabatini

European and Mediterranean societies appear to outcomes (being at the origin of cultural, social, economic
have been involved in complex systems of exchange changes, production specialization, and/or intermingled
networks throughout their respective Bronze- and Iron with the building of ideological power). In this volume
Ages. This book seeks to investigate how these networks we do not question the general use of the term, although
aected local customs and historical developments. one might argue that is necessary; it should be made
Archaeological evidence suggests social and economic clear, though, that the term exchange network is
phenomena, cultural expressions and technological employed to identify movements (regardless of their
skills stemmed from multifaceted encounters between purpose) of people and goods on an interregional scale,
local traditions and external influences. Examples of thus necessarily involving transcultural dialogues.
cultural openness and transcultural hybridization can
be found all over the continent in settlement patterns
and organization, material culture and technology,
funerary customs and ritual practices. Exchange and transformation
As far as the study of these phenomena is concerned, A long tradition of contacts and exchange practices can
both in continental Europe and the Mediterranean, we be traced back to very early periods of prehistory in
believe two issues deserve wider investigation: Europe and the Mediterranean. Bronze- and Iron Age
societies appear to have been involved in a variety of
the outcomes of the dynamic relationship between
complex systems of exchange and trade which have
local traditions and exchange networks.
been widely investigated (e.g. Thrane 1975; Bouzek
the possible parallels between patterns of
1985; 1997; Gale 1991; Sherratt and Sherratt 1991;
interconnection and transformation.
Sherratt 1993; 1997; Kristiansen 1993; 1998; Oates 1993;
At the core of this work is the assumption that Scarre and Healy 1993; Dickinson 1994, 234256; Pydyn
people (as individuals or organized groups) always 1999; Harding 2000, 164196; Pare 2000; Peroni 2004;
moved, although for dierent reasons and significantly Kristiansen and Larsson 2005; Laneur and Greco
dierent distances. In their movements they invariably 2005; Galanaki et al. 2007; Vandkilde 2007; Cunlie
carried with them means of sustenance, objects, 2008; Clark 2009; Dzigielewski et al. 2010; Wilkinson
goods, ideas, and narratives likely to be exchanged et al. 2011).
with other people, having consequences that can vary The particular aim of this volume is to apply a
significantly from one context to another. bottom-up strategy and thus discuss exchange patterns
Archaeology today uses the term exchange very through the analysis of regionally contextualized
freely to embrace a wide range of activities, regardless of archaeological evidence. Specifically, the focus is
their scale (from single site to regional and continental), on the reciprocal relationship between material
their requirements (involving variously complex culture development and varying transformations
technologies and skills and/or long journeys), or their and exchange networks, where the former represent
2 Maria Emanuela Alberti and Serena Sabatini

the epistemological means to reach the latter and not groups beyond local cultural changes and externally
the other way around. At the core of this work is the inspired production. Vitale and Hancocks study
conviction that tangible traces such as those seen (Chapter 4) of the evidence from Kos and Cazzella
in distribution maps of international artefacts (e.g. and Recchias analysis (Chapter 6) of the relations
Kristiansen 1993; von Hase 1992; Bouzek 1985; Thrane among Malta, Sicily and Southern Italy throughout the
1975; Jockenhvel 1974) are not the only ones left by Bronze Age, reveal the necessity to question previous
exchange. Its impact may also aect communities which interpretations and to adopt wide-ranging approaches
receive or participate in the transmission of other people for the understanding of changes and transformation
and material culture in less obvious ways as far as the in reaction to large exchange networks. Along the same
study of archaeological evidence is concerned. People lines, Iaconos (Chapter 5) paper opens up a discussion
invariably learn from each other and significant changes about reverse influence patterns. His study of particular
may occur in reaction to contacts, even where the lack of ceramic productions is a trigger for revisiting the
foreign objects might cause one to question the existence traditional centre-periphery mechanisms to allow for
of any exchange. We believe it is necessary to highlight the possibility of the adoption of westernizing elements
contextual social, cultural, economic and technological in Late Helladic IIIC Greece.
transformations as relevant for the study of exchange Iaias and Sabatinis (Chapter 8 and 10) contributions
networks and associated movements of material and show in dierent ways how local transformation(s)
non-material culture. As noted by Kristiansen (Chapter in connection with exchange networks may also
1), in the last 50 years great advances have been made in mirror identity strategies. Together with Bergerbrants
archaeological sciences and in the use and interpretation analysis of the incorporation of swords in the Nordic
of both textual and material evidence. There is therefore material culture (Chapter 11), they illustrate how
room for a better historical understanding of the material culture is rarely simply borrowed. Identity as
relationship between individual actors or communities much as ideological strategies involve negotiations and
and the institutional, political, socio-cultural and local elaboration of original meanings. In other words,
economic framework in which they moved. The these contributions show how external inputs do not
collected contributions examine and discuss those issues aect internal developments, unless local societies are
through case studies and from a theoretical point of keen to negotiate and incorporate them into their own
view. Some of the papers discuss evidence of selection, trajectories of transformation.
negotiation, incorporation, eventual transformation The articles in the volume also show how change
or refusal of external inputs. Most discussions treat is detectable out of very different archaeological
the occurrence of hybridization at various levels (i.e. sources. The studies of Lai (Chapter 7) and Fulminante
within material culture, ritual, social and technological and Stoddart (Chapter 9) demonstrate how complex
practices) and/or illustrate long or short term socio- combinations of economic, social and ideological
cultural and economic transformations. factors may influence structural development in
In Papadimitriou and Krigas discourse (Chapter 2), settlement patterns and organization.
when shifting the focus from the largest Mediterranean It also seems that the rarer the exchanges the
regions and cultures to minor communities, it appears more subtle and less visible is the impact on local
clear that a multifaceted variety of strategies has been communities and cultures. However, as Kneisels study
adopted to enter the international trade. Production (Chapter 12) illustrates, specific decorative patterns on
specialization and internal cultural changes gain the lids of Pomeranian face urns provide insights into
renewed meaning when analysed in the light of the exchange networks even where other evidence does not
interregional Mediterranean networking pattern. show consistent traces of intercultural interrelations.
Albertis work (Chapter 3) seeks to demonstrate how When exchanges involve perishable materials or
interaction and hybridization, along with resources microscopic elements within complex final products,
and territorial management, seem to constitute the like for example ceramics, they are less easy to detect.
backbone of the historical development(s) in the In their work, Kreiter, Bartus Szllsi, Bajnczi,
Aegean in a crucial formative period known as the Azbej Havancsk, Tth and Szakmny (Chapter 13)
local Middle Bronze Age. In her analysis, the structure demonstrate how we can fruitfully derive evidence of
of the trade circuits appears at the same time to have exchange from the analysis of ceramic composition.
been cause and consequence of society formations and Thus, even more transformations of varying nature
transformations. might represent important evidence for an updated
A careful study of local transformations may map of the movements of people and material culture
also provide new perspectives on long debated throughout the continent and the Mediterranean
issues such as the possible stable presence of foreign basin.
Introduction 3

Transculturality and hybridization (e.g. Wallerstein 1974; Rowlands et al. 1987; Sherratt
Two particular conceptual frameworks appear to inform and Sherratt 1991; Chase-Dunn and Hall 1993; 1997;
the contributions to this volume: transculturality and Frank 1993; Oates 1993; Sherratt 1993; 1994; Mathers
hybridization. Both concepts belong, we could say, to and Stoddard 1994; Harding 2000, 414430; Broodbank
the post-colonial study tradition and to discussions 2004; Laneur and Greco 2005; Galanaki et al. 2007).
about the permeability of cultures. From the beginning The issue is addressed by various contributions in
one of the basic aims of post-colonial literature the volume presenting a range of reformulations,
(e.g. Said 1978; Spivak 1988; Young 2001) has been declinations and deconstructions of the model. It
to question the general supposition that so-called appears that the very status of centres, margins and
subaltern cultures (colonized) normally underwent peripheries needs to be readdressed, highlighting
processes of acculturation imposed by the dominant regional dynamics and local strategies. Economic
ones (colonizers). In doing so, post-colonial studies forces and trends which come into play in each
invited an innovative approach to interpreting the region and contribute to social and cultural changes
complex outcomes of any multicultural meeting (e.g. appear to be multi-directional and multi-faceted. They
Bhabha 1994; Young 2003). Subaltern as much as involve external initiatives and agents, but are also
dominant cultures negotiate and absorb each other at grounded and eventually aected by the interplay
the same time as their merging together gives space between tradition and innovation, in a continuum of
to a variety of new expressions not belonging to any transforming combinations.
previous tradition, but being new and unpredictable
(e.g. Rutherford 1990; Bhabha 1994). From such an
exciting tradition of study, originally investigating
pre-modern and modern societies within the colonial Continental Europe and the Mediterranean in
experience in its entirety and consequences, important the Bronze and Iron Ages
theoretical frameworks have been borrowed for the Another important goal for this volume has been
study of ancient societies. Regarded through post- to bring together studies investigating both the
colonial sensitive lenses, material culture becomes Mediterranean and continental Europe. We were
not only a marker of transcultural dialogues, but a well aware from the start that they are not only two
promising laboratory for the analysis of their forms dierent socio-cultural and economic environments,
of expression (see e.g. Bettelli 2002; Broodbank 2004; but that they conventionally belong to dierent study
van Dommelen 2005; Stein 2005; Riva and Vella 2006; traditions as well. Scholars working on Mediterranean
Streiert Eikeland 2006; Anthony 2007; Antoniadou or European proto-history seldom have occasion
and Pace 2007; Cassel 2008; Habu et al. 2008; Knapp to meet. They normally publish and discuss their
2008; Vivres Ferrndiz 2008; Dzigielewski et al. respective field issues in separate forums. Lately,
2010). something seems to be changing and the environment
Most of the articles in this volume discuss is becoming more hospitable to open collaborations
archaeological evidence to illustrate the negotiation (e.g. Sherratt 1997; Eliten 1999; Kristiansen and Larsson
and combination of external and endogenous stimuli. 2005; Artursson and Nicolis 2007; Galanaki et al. 2007;
Hybridization between local elements and external Cunlie 2008; Dzigielewski et al. 2010; Fredell et al.
inputs appears more a norm than an exception. Objects, 2010; Kristiansen and Earle 2010; Wilkinson et al.
rituals and technologies usually are not imported or 2011), but the situation still has far to go. We of course
copied tout court as they are, rather they enter new recognise that there are reasons for the traditional
environments acquiring new forms or meanings. Upon divide. Continental Europe and the Mediterranean
first glance, they might appear to illustrate trajectories basin are characterized in many ways by specifically
of acculturation from dominant groups or ideologies local socio-cultural and economic dynamics and
towards peripheral or subaltern actors. However, patterns of relations. In the volume, it is not by
archaeological evidence most often reveals processes chance that transculturality recurs more often in the
of transculturation rather than acculturation, in the contributions dealing with mainland Europe, while
sense of conveying cultural instances from dierent core-periphery models are still more likely to inform
environments into new forms of expressions. the debate on Mediterranean interaction and state
As far as social and economic change is concerned, formation. Nonetheless, as a whole the content of this
a post-colonial approach also provides fresh insights volume highlights how those worlds are not alien to
into established and largely debated interpretative each other. Territories and people from Scandinavia
frames of reference, such as the core-periphery model to the Mediterranean have been variously connected
4 Maria Emanuela Alberti and Serena Sabatini

throughout late prehistory. We fear that many of the interdisciplinary collaborations will continue. Since
supposed dierences between them derive more from our remotest past, people and goods have travelled
being objects of separate traditions of archaeological great distances throughout the Mediterranean and
research rather than their actual existence. Very little the European continent we invite you now to join
eort is normally invested in order to combine and in this renewed journey towards understanding their
discuss common problems and achievements. We traces and impacts.
firmly believe that several specific phenomena acquire
significant value when adopting a broader and more
comprehensive approach that includes both zones.
Therefore, the contributions in this volume discuss References
case studies from the Eastern Mediterranean to Anthony, D. W., 2007, The Horse the Wheel and Language: How
Scandinavia, although we have to regret the lack of Bronze-Age Riders From The Eurasian Steppes Shaped The Modern
papers discussing Western and Atlantic Europe and World, Princeton.
hope to include them in future works. Antoniadou, S. and Pace, A. (eds), 2007, Mediterranean Crossroads,
Athens.
Despite our aim to combine dierent fields of study
Artursson, M. and Nicolis, F., 2007, Cultural Relations between
(Mediterranean and European), we had to concur, the Mediterranean and the Baltic Seas during the Bronze Age?
after much discussion, that the most logical order The Evidence from Northern Italy and Southern Scandinavia.
for presenting the various contributions was still In Galanaki et al. 2007, 331342.
geographical. The order in which the papers appear is Bettelli, M., 2002, Italia meridionale e mondo miceneo. Ricerche su
determined by the principal areas where the various dinamiche di acculturazione e aspetti archeologici, con particolare
case studies develop. The volume thus oers a journey riferimento ai versanti adriatico e ionico della penisola italiana (Grandi
contesti e problemi della protostoria italiana 5), Firenze.
which takes o, after Kristiansens introductory words,
Bhabha, H. K., 1994, The Location of Culture, London and New
in the Eastern Mediterranean and the Aegean (Nikolas York.
Papadimitriou and Demetra Kriga, Maria Emanuela Bouzek, J., 1985, The Aegean, Anatolia and Europe. Cultural
Alberti, Salvatore Vitale and Teresa Hancock and partly Interrelations in the Second Millennium B.C. (Studies in
Francesco Iacono). It then transports the reader to the Mediterranean Archaeology 29), Gteborg.
Central Mediterranean and the Italian peninsula (partly Bouzek, J., 1997, Greece, Anatolia and Europe. Cultural Interrelations
Francesco Iacono, Alberto Cazzella and Giulia Recchia, during the Early Iron Age, Jonsered.
Broodbank, C., 2004, Minoanisation, Proceedings of the Cambridge
Luca Lai, Cristiano Iaia and Francesca Fulminante and
Philological Society 50, 4691.
Simon Stoddart), before ending with papers discussing Cassel, K., 2008, Det gemensamma rummet. Migrationer, myter och
case studies from Northern Europe (Sophie Bergerbrant mten (Sdertrn Archaeological Studies 5), Huddinge.
and, in part, Serena Sabatini and Jutta Kneisel) and Chase-Dunn, C., and Hall, T. D., 1993, Comparing World
Central-Eastern Europe (Attila Kreiter et al. and, in Systems: Concepts and Working Hypothesis, Social Forces
part, Jutta Kneisel and Serena Sabatini). 71, 4, 851886.
The aim of this book is also ambitious from a Chase-Dunn, C. and Hall, T. D., 1997, Rise and Demise: Comparing
World-Systems, Boulder, Co.
chronological perspective since a broad spectrum of
Clark, P., 2009, Bronze Age Connections: Cultural Contacts in
periods has been included: Prehistoric Europe, Oxford.
Eastern Mediterranean and Aegean Early, Middle Cunlie, B., 2008, Europe between the Oceans. Themes and Variations:
9000 BCAD 1000, Yale.
and Late Bronze Age (Nikolas Papadimitriou and
Dickinson, O., 1994, The Aegean Bronze Age, Cambridge.
Demetra Kriga, Maria Emanuela Alberti, Salvatore Dommelen, P. van, 2005, Colonial Interactions and Hybrid
Vitale and Teresa Hancock, Francesco Iacono); Practices: Phoenician and Carthaginian Settlement in the
Central Mediterranean, Early to Late Bronze Age Ancient Mediterranean. In Stein 2005, 109141.
(Alberto Cazzella and Giulia Recchia); Dzigielewski, K., Przybya, M. S. and Gawlik, A. (eds), 2010,
Italian Late Bronze Age and Early Iron Age and the Migration in Bronze and Early Iron Age Europe, Krakw.
corresponding Halstatt period A-C1 frh in Central Eliten 1999: Eliten in der Bronzezeit. Ergebnisse zweier Kolloquien in
Mainz und Athen (Rmisch Germanisches Zentralmuseum
and Northern Europe (Luca Lai, Cristiano Iaia and
Forschunginstitut fr Vor-und Frgeschichte Monographien
Francesca Fulminante and Simon Stoddart, Sophie Band 43, 1), Mainz 1999.
Bergerbrant and Serena Sabatini); Frank, A. G., 1993, Bronze Age World System Cycles, Current
Hallstatt C-D, La Tne A and B periods in Central Anthropology 34, 4, 383429.
and Northern Europe (Jutta Kneisel and Attila Fredell, . C., Kristiansen, K. and Criado Boado, F. (eds), 2010,
Kreiter et al.). Representations and Communications. Creating an Archaeological
Matrix of Late prehistoric Rock Art. Oxford.
It is our sincere hope that this volume will reinvigorate Galanaki, I., Tomas, H., Galanakis, Y. and Laneur, R. (eds),
the subject and pave the way for future work, and that 2007, Between the Aegean and Baltic Seas: Prehistory across
Introduction 5

Borders: Proceedings of the International Conference Bronze and Rowlands, M., Larsen, M. and Kristiansen, K., 1987, Centre and
Early Iron Age Interconnections and Contemporary Developments Periphery in the Ancient World, Cambridge.
between the Aegean and the Regions of the Balkan Peninsula, Rutherford, J., 1990, Interview with Homi Bhabha. In
Central and Northern Europe: University of Zagreb, 1114 April Rutherford, J. (ed.), Identity: Community, Culture, Dierence,
2005 (Aegaeum 27), Lige. London, 207221.
Gale, N. H. (ed.), 1991, Bronze Age Trade in the Mediterranean Said, E., 1978, Orientalism, New York.
(Studies in Mediterranean Archaeology XC), Jonsered. Scarre, C. and Healy, F. (eds), 1993, Trade and Exchange in
Harding, A. F., 2000, European Societies in the Bronze Age, Prehistoric Europe, Oxford.
Cambridge Sherratt, A., 1993, What Would a Bronze Age World System
Habu, J., Fawcett, C. and Matsunaga, J. M. (eds), 2008, Evaluating Look Like? Relations between Temperate Europe and the
Multiple Narratives Beyond Nationalist, Colonialist, Imperialist Mediterranean in Later Prehistory, Journal of European
Archaeologies, New York. Archaeology 1/2, 158.
Knapp, A. B., 2008, Prehistoric and Protohistoric Cyprus. Identity, Sherratt, A., 1994, Core, Periphery and Margin: Perspectives on
Insularity and Connectivity, New York. the Bronze Age. In Mathers and Stoddart 1994, 335346.
Kristiansen, K., 1993, From Villanova to Seddin . In Scarre and Sherratt, A., 1997, Economy and Society in Prehistoric Europe.
Healy 1993, 143151. Changing Perspectives, Edinburgh.
Kristiansen, K., 1998, Europe before History (New Studies in Sherratt, A. and Sherratt, S., 1991, From Luxuries to Commodities:
Archaeology), Cambridge. the Nature of Mediterranean Bronze Age Trading Systems.
Kristiansen, K. and Earle, T., 2010, Organizing Bronze Age Societies: In Gale 1991, 351386.
The Mediterranean, Central Europe and Scandinavia Compared. Spivak, G. C., 1988, Can the Subaltern Speak?. In Nelson, C.
Cambridge and Grossberg, L., Marxism and the Interpretation of Culture,
Kristiansen, K. and Larsson, T. B., 2005, The Rise of Bronze Age Houndmills, 66111.
Society, Cambridge. Stein, G. (ed.), 2005, The Archaeology of Colonial Encounters,
Laneur, R. and Greco, E. (eds), 2005, Emporia. Aegeans in the Comparative Perspectives, Santa Fe.
Central and Eastern Mediterranean: Proceedings of the 10th Streiert Eikeland, K., 2006, Indigenous Households. Transculturation
International Aegean Conference, Athens, Italian School of of Sicily and Southern Italy in the Archaic Period (Gotarc Serie
Archaeology, 1418 April 2004 (Aegaeum 25), Lige. B, Gothenburg Archaeological Theses nr 44), Gteborg.
Mathers, C. and Stoddart, S. K. F. (eds), 1994, Development Thrane, H. 1975, Europiske forbindelser, bidrag til studiet of
and Decline in the Mediterranean Bronze Age (Sheffield fremmede forbindelser i Danmarks yngre broncealder (periode
Archaeological Monographs 8), Sheeld. IVV), Copenhagen.
Oates, J. (ed.), 1993, Ancient Trade: New Perspectives World Vandkilde, H., 2007, Culture and change in Central European
Archaeology 24/3. Prehistory 6th to 1st millenium BC, Aarhus.
Pare, C. F. E. (ed.) 2000, Metals Make the World Go Round. Vivres-Ferrndiz, J., 2008, Negotiating Colonial Encounters:
The Supply and Circulation of Metals in Bronze Age Europe. Hybrid Practices and Consumption in Eastern Iberia (8th6th
Proceedings of a Conference held at the University of Birmingham centuries BC), Journal of Mediteranean Archaeology 21.2,
in June 1997, Oxford. 241272.
Peroni, R., 2004, Sistemi transculturali nelleconomia, nella Wallerstein, I., 1974, The Modern World System. Vol. I, New York.
societ, nellideologia. In Cocchi Genick, D. (ed.), 2004, Let Wilkinson, T. C., Sherratt, S. and Bennet, J. (eds), 2011, Interweaving
del bronzo recente in Italia. Atti del Congresso Nazionale di Lido Worlds: Systemic Interactions in Eurasia, 7th to 1st Millennia BC.
di Camaiore, 2629 Ottobre 2000, Viareggio, 411427. Papers from a conference in memory of Professor Andrew Sherratt,
Pydyn, A., 1999, Exchange and Cultural Interactions (British Oxford.
Archaeological Report International Series 813), Oxford. Young, R. J. C., 2001, Postcolonialism: an Historical Introduction.
Riva, C. and Vella, N., 2006 (eds), Debating Orientalizing: Oxford.
Multidisciplinary Approaches to Processes of Change in the Ancient Young, R. J. C., 2003, Postcolonialism: a Very Short Introduction.
Mediterranean, London. Oxford.
1
Theorising exchange and interaction
in the Bronze Age

Kristian Kristiansen

This collection of articles integrates archaeological workers. Among the evidence from the Bronze Age
evidence and theory in new exciting ways, probing one can mention the Uluburun shipwreck (e.g. Pulak
more deeply into the historical nature of Bronze 1998) as an example of the maritime technology that
Age exchange and interaction. I shall therefore allowed bulk-trade, and which also carried warriors
briefly explore what meaning can be given to these (or maybe mercenaries) to protect the cargo or maybe
generalizing concepts in the historical context of the just to travel to distant courts. At the other end of the
Bronze Age. The reader will then be able to engage in scale the complex of phenomena often cursory labelled
reflections on their possible application in the various as Sea People movements exemplify phenomena of
case studies presented. migrations and colonization during the 12th century
The Bronze Age was a mobile world for the very BC, later followed by directed migrations during the
simple economic reason that copper and tin, or bronze 11th century BC.
in finished or semi-finished form had to be distributed The best possibility to catch a glimpse of such
to all societies throughout the known world from a social and institutional mechanisms is to examine the
few source areas (Kristiansen and Larsson 2005). It archaeological evidence in detail and to consider the
was also a world whose social and political complexity multidimensionality of identities, and the various forms
that spanned from City-States and Palace Economies and meanings of trans-cultural and hybrid identities.
in the eastern Mediterranean to Chiefdoms of varying This may represent a first stage of acculturation and
degrees of complexity in the western Mediterranean and transformation, which in some cases is followed by
Europe (e.g. Shelmerdine 2008; Earle and Kristiansen secondary state formation. The present volume oers
2010). However, there existed certain commonalities in a good selection of articles that exemplifies such an
social organisation that allowed metal to flow between integrated theoretical and methodological approach.
all these communities. The question then becomes, Papadimitriou and Krigas (chapter 2) and
what were the social mechanisms that facilitated this Albertis (chapter 3) contributions show how minor
flow of goods and metal. Which social categories of Mediterranean centres strive, through the adoption of
people could travel and for what reasons? Which a variety of strategies, to be part of the international
were the institutions that facilitated their travels? And Bronze Age trade. In their analyses specialization and
finally, which were the technologies that supported local social transformations are the outcome of trade
such travels, over land and at sea? circuits and the necessity to be part of them. Vitale
On Figure 1.1 I list what I consider to be relevant and Hancocks study (chapter 4) of the evidence from
categories of people/social groups, and their relevant Kos, and Cazzella and Recchias analysis (chapter 6)
institutions. of the relation between Malta, Sicily and Southern
The categories of people who travelled were traders, Italy throughout the Bronze Age challenge traditional
warriors/mercenaries, migrants, diplomats and other interpretations of Bronze Age colonization. Instead the
specialists of various type, in particular artisans or craft capacity of local communities is stressed: they were in
1. Theorising exchange and interaction in the Bronze Age 7

Figure 1.1 Theorizing trade, travels and transmission with relevant categories of people/social groups, and their relevant institutions in
evidence.

command of these new encounters and profited from transformations can be successfully traced in local
them. Perhaps we should be prepared also to think in settlement organization when specific areas happen
terms of small scale family based trade in which locals to be touched by international trade. In Srralas case,
and foreigners co-operated on equal terms. both architecture and social strategies seem to undergo
It raises the question: to what extent is the so-called changes, which can be linked to the impact of larger
Mycenaean pottery and settlement evidence in the Mediterranean networks.
western Mediterranean reflections of small groups of One of the merits of this volume is to show how
private traders/families that created a sort of Karum networking patterns appear complex and multidirect-
trade, embedded within local kingdoms/chiefdoms, ional both in the Mediterranean and in continental
as the Assyrian traders in Anatolia, leaving only scant Europe. In order to understand their transformative
traces of their presence? And to what extent are they capacity we need to consider the dialectic relationship
reflections of the economic power and craft initiatives between materiality and social meanings, political
of local communities that started to be strongly power and economic foundations (Earle and Kristiansen
involved in external trade producing fashionable 2010, 14). Several papers take up the challenge and they
goods, which could be exported beyond the immediate demonstrate how exchange networks are intrinsically
interface with the East Mediterranean? linked to the formation of new social, cultural and
If at a local level minor communities seem to political meanings at individual and community
work hard in order to maintain a place in the trade, levels. Iaias analysis (chapter 8) shows how Villanovan
Iaconos study (chapter 5) show how not only eastern, elites strived to establish connections with the central
but also western Mediterranean production centres European world through the rituals and economic
successfully seek their ways in the international power of metalwork. Sabatinis (chapter 10) and
exchange system, which may explain the adoption Bergerbrants (chapter 11) contributions deal with
of westernizing elements in the Late Helladic IIIC Bronze Age northern Europe, where they discuss
Greece. Lais case study (chapter 7) from Sarrala the incorporation of objects and burial practices
in Sardinia, on the other hand, shows how major whose origin is to be found in the southern part
8 Kristian Kristiansen

of the continent. Both studies demonstrate how models, and make controlled comparisons on the
incorporations in a new local context are to be much richer archaeological and textual evidence at
understood as ideological and political statements in hand. The articles in this book exemplify a move in this
the constant struggle to achieve and maintain specific direction with the promise of opening up new doors
rights for certain groups, perhaps travellers and to a better historical understanding of the relationship
traders. The institutional power that emerged from between travellers, such as skilled craftspeople, traders,
long-distance contacts and networking patterns is warriors, sailors, and the political and economic
exemplified in the paper by Fulminante and Stoddart institutions they moved within and between. When
(chapter 9). They apply a multidirectional networking approached with relevant theoretical categories and
model in order to explain urbanization processes in analytical tools to organize the evidence we learn
Latium vetus and Etruria in central western Italy during how communities responded to the dynamics of a
the first quarter of the 1st millennium BC. Related globalized Bronze Age world by constantly negotiating
examples are found in case studies from the La Tne its incorporation into local worlds.
period on the meaning of specific ceramic decorative
patterns (Kneisel, chapter 12). Finally, Kreiter et al.
(chapter 13) demonstrates how materiality is deeply
embedded in regular technological practices, and References
therefore linked to the transmission of skills between Earle, T. and Kristiansen, K., 2010, Organizing Bronze Age Societies,
people. Cambridge.
Kristiansen, K. and Larsson, T. B., 2005, The Rise of Bronze Age
I suggest that these and related questions of how Society, Cambridge.
to interpret the impact of material flows on local Pulak, C., 1998, The Uluburun shipwreck: an overview, The
traditions can be answered with greater certainty today International Journal of Nautical Archaeology 27.3, 188224.
than 50 years ago, not least if we employ historical Shelmerdine, C. W., 2008, The Aegean Bronze Age, Cambridge.
2
Peripheries versus cores:
The integration of secondary states into the world-system of the Eastern
Mediterranean and the Near East in the Late Bronze Age (16001200 BC)

Nikolas Papadimitriou and Demetra Kriga

Introduction of the great powers. Andrew and Susan Sherratt,


According to a widely held view, the Eastern in particular, have suggested that this network
Mediterranean and the Near East in the Late Bronze which incorporated several smaller exchange circuits
Age formed a highly interactive world-system, with and was largely responsible for the emergence of a
multiple cores, semiperipheries and peripheries Mediterranean koine (homogeneity) in the later part
connected to each other through complex patterns of the LBA addressed the needs of an expanding
of reciprocal exchanges and interlinking commercial class of urban sub-elites; as such, it was of critical
networks (Liverani 1987; Sherratt and Sherratt 1991; importance for the economies of peripheral polities
Kardulias 1999; Manning and Hulin 2002; Wilkinson but had only a minimal impact on their relations with
2004; Parkinson and Galaty 2007; Wilkinson et al. inland Egypt, Anatolia or Mesopotamia (Sherratt and
2011). Sherratt 1991; 2001; Sherratt 1999).
At the very heart of the system were great territorial This remark raises a number of questions: when
states with substantial military power and a high-degree and under what conditions was the network of
of economic self-suciency, which interacted among Mediterranean exchanges first established? Was it so
themselves mainly through royal reciprocity: the New closely connected with metals and their channelling
Kingdom in Egypt, the Hittite Empire in Anatolia, towards core areas? When and how did it become
and the states of Mittani, Assyria and Babylonia autonomous? And, finally, how could a peripheral
in Mesopotamia. In the Mediterranean periphery region integrate into that network? The present
(the Levant, Cyprus, and the Aegean) there existed paper aims to oer some hints to the answers by
smaller political entities, which participated actively tracing changes in the pattern of Mediterranean
in maritime trade. Those entities are often termed interconnections from the early 2nd millennium to the
secondary because they are thought to have developed end of the Late Bronze Age and by examining how
via interaction with core states, the exploitation of these changes relate to long-term developments in the
resources of metal and other raw materials being the Levantine, Cypriot and Aegean societies (Fig. 2.1).
main economic motive for such interaction (Keswani
1996; Parkinson and Galaty 2007).
Several scholars have observed that those peripheral
regions developed a rather autonomous network of The emergence of the network
exchanges in the 14th and 13th centuries BC, which Maritime interaction in the Mediterranean was rather
remained largely beyond the reach, or the interest, limited in scale in the earlier part of the Middle Bronze
10 Nikolas Papadimitriou and Demetra Kriga

Figure 2.1 Correlation between the chronologies of the Aegean, Cyprus and the Levant.

Age (20001800 BC). The Levant continued to feel the Cyprus remained largely isolated during the MC I
impact of the urban crisis that had started in the late and most of the MC II period. The settlement pattern
3rd millennium throughout the MB I period1, with was dispersed with no major urban sites, and imports
many regions in coastal Syria and (mainly) Palestine were restricted to a few grave finds of Levantine,
suering from depopulation and de-urbanization Egyptian, and very rarely Minoan origin (strom
(Gerstenblith 1983; Akkermans and Schwartz 2003, 294). 1972, 275278).
Minoan and Cypriot imports were thinly distributed In Crete, the emergence of palaces with bureaucratic
and even at important harbour sites, such as Ugarit and administration and large-scale storage of agricultural
Byblos, their numbers were rather negligible (Kantor surpluses c. 1900 BC (MM IB) suggests political
1947, 1821; Gerstehblith 1983, 7073; Marcus 2002; aliations with, and considerable influence from the
Srensen 2009, 22). Near East. Indirect evidence for contacts with the
2. Peripheries versus cores 11

Orient is provided by the exotic materials found in papers in Macdonald et al. 2009). The amount of
palaces (e.g. gold, ivory, faience), and the introduction oriental imports (finished artifacts and raw materials)
of new metalworking techniques and iconographic increases considerably and, although Egypt remains a
motifs, especially in MM II (Watrous 1998). Yet, actual major provider, there are clear indications for closer
imports in Protopalatial Crete are few in number, contacts with the Levant, especially in LM I (Lambrou-
luxurious in nature (scarabs, seals, stone vessels, Phillipson 1990, 171172; Cline 1994; Srensen 2009,
jewellery but not pottery), come mostly from Egypt 22; Phillips 2008, 230). Imports are not anymore
and are usually found in palatial contexts (and in restricted to palaces but spread to second-order Cretan
tombs) (Phillips 2008). At the same time, contacts with settlements, as well as to major Aegean harbours and
the Levant, Cyprus and Anatolia seem to have been at some Mainland sites. Their number, however, remains
best unsystematic (Lambrou-Phillipson 1990, 139146, limited outside Crete, perhaps suggesting some kind
170171). Minoan exports of the same period are of Minoan control over their distribution (Watrous
limited to a few ceramics found in Egypt, the Levant 1993, 83; Cline 1994, 10) (Fig. 2.2).
and Cyprus (Kantor 1947, 1819; Kemp and Merrillees Inter-Aegean trac also intensifies in that period
1980; Betancourt 1998; Srensen 2009). The evidence (Papagiannopoulou 1991; Graziadio 1998; Macdonald
may suggest some kind of state-level relations with the et al. 2009). Several new sea-routes are established
Egyptian Middle Kingdom, perhaps via the Levantine (Watrous 1993, 8185) and a standard system of weight
coast, but certainly no regular transactions. As for measurement develops in Crete providing first hand
the rest of the Aegean, earlier studies and a recent evidence of regular transactions and perhaps the
conference have demonstrated that relations between conversion of commodities (Petruso 1992; Alberti 2003).
Crete, Mainland Greece, the islands and the Anatolian One of the most important sea routes of the period was
coast were still sporadic with only a small increase in certainly that connecting Crete with the metalliferous
MM II (Rutter and Zerner 1984; Papagiannopoulou area of Laurion in Attica (Davis 1979). Laurion was
1991; Macdonald et al. 2009). rich in silver and copper, and may have been a major
Things start to change as we enter the later part resource for the Minoans (Stos-Gale and Macdonald
of the MBA (c. 18001600 BC). The Levant enjoys a 1991; Driessen and Macdonald 1997, 7980). It is
new wave of urbanization and prosperity in MB II, certainly not a coincidence that the Cycladic harbours
with relatively large states developing in Syria and of Akrotiri, Phylakopi and Ag. Irini that lay along this
northern Palestine (Yamkhad, Qatna, Hazor) and route are among the few areas outside Crete where
smaller polities in southern Canaan. This trend is Minoan-type weights and Linear A records have been
particularly accentuated in MB II (mid-18th17th found (Schofield 1982, 2122; Petruso 1992, 6566) (Fig.
centuries BC), when the number of urban settlements 2.2). The increasing importance of metals for Cretan
increases considerably, with their higher concentration economy is further indicated by the numerous copper
on coastal settings or river estuaries (Dever 1987; ingots (most of unknown provenance) found in the
Kempinski 1992a; Akkermans and Schwartz 2003, 297 LM I levels of Ag. Triada, Zakros, Poros and other
298). Imports from Minoan Crete and Cyprus are now Cretan sites (Gale 1991b). Search for metals may have
more widely distributed across the Mediterranean also motivated Mainland centres to establish relations
littoral (e.g. Ugarit, Byblos, Kabri, el-Ajjul, el-Dabaa), with resource-rich areas in Italy as early as LH I if not
although not in substantial quantities (Kantor 1947; earlier (Marazzi and Tusa 2005).
Hankey and Leonard Jr. 1998; Srensen 2009, 22). In Cyprus, contacts with the Levant and the Nile
Tablets from Mari, dating to the mid-18th century BC, Delta intensify from the MC III period (17251600 BC)
suggest that Ugarit has evolved into a major centre for onwards (strm 1972, 278279; Eriksson 2003, 419;
the transshipment of copper and tin, finished metal Maguire 2009). Proto-urban settlements are established
artifacts and textiles along an EastWest axis (between along the coastline of the island at the end of the same
the Near East, Cyprus and Crete) and towards Egypt period or slightly later, in LC I (Enkomi, Hala Soultan
(Heltzer 1989). Tekke, Toumba tou Skourou) (Negbi 1986, 9798).
Comparable developments can be observed in These are usually associated with the systematization
other Mediterranean regions, too. Starting from MM of copper production and circulation in the island,
III (17501700/1650 BC), small coastal sites in central- as suggested among others by the appearance of
eastern Crete, the Cyclades, the Dodecanese and improved smelting and bronze-working techniques
western Anatolia evolve into proper towns with clearly at least in Enkomi in MC III (Keswani 1996, 219220;
defined urban characteristics (e.g. Palaikastro, Gournia, Kassianidou 2008, 258). Contacts with Crete and the
Zakros, Akrotiri, Trianda, Miletus) (Dickinson 1994, Aegean, however, remain restricted until the LM
6069; Branigan 2001; Davis 1992; see also various IA/LC IB period, possibly suggesting that initially
12 Nikolas Papadimitriou and Demetra Kriga

Figure 2.2 The distribution of oriental imports in secure MM III/MH IIILM IB/LH IIA Aegean contexts (after Cline 1994, tables 6368),
[objects listed as LM/LH III not included], and the distribution of Linear A documents and Minoan-type weights outside Crete (after
Petruso 1992).

Cyprus formed part of a regional Levantine-Egyptian political unrest and economic instability. The Assyrian
(Hyksos) interface, rather than an independent player trade with Anatolia started to decline after 1800 BC
in international trade (Eriksson 2003, 420). and ceased in the mid-17th century BC, most probably
Summarizing, the available evidence suggests that under the pressure of Hittite state formation (Larsen
maritime exchanges in the Mediterranean were rather 1987). In southern Mesopotamia a combination of
limited in the earlier part of the 2nd millennium, population movements (Kassites), internal conflicts,
and started to increase in the course of the 18th and the occupation of the extreme south of Iraq by
century BC only to evolve into a proper network for the enigmatic Sealand dynasty in the late 18th and
the circulation of metals, other raw materials and 17th centuries BC led to the disruption of the lucrative
finished luxuries by the 17th century BC. How could Gulf trade and the weakening of political power
we explain this development within a wider, macro- dramatically culminating in the sack of Babylon
historical context? by the Hittites around 1600 BC (Roaf 1990, 121123;
In systemic terms, it may not be irrelevant that during Kurht 1995, 115, 116; Yoee 1995, 1392). In Egypt, the
the early 2nd millennium BC great territorial states powerful Middle Kingdom dissolved in the mid-18th
exploited mainly overland routes for the acquisition century BC and the country was divided for almost
of metals and other precious raw materials. Ashur two centuries, leaving the rulers of the Nile Delta
acquired silver and gold from Anatolia through a (especially in the Hyskos period, XV dynasty) short
complex system of commercial stations (karum) (Larsen of the rich resources of Nubia (Flammini 2011).
1987); southern Mesopotamian states acquired copper Whatever the reasons for these concurrent events
and precious metals from Dilmun in the Persian Gulf of political fragmentation in core areas of the system
(although this route involved seafaring, too) and tin during the MB II period, it is conceivable that it
from Elam (Iran) (Kohl 1987; Yoee 1995, 13911392); caused a kind of crisis in the supply of metals. This
Middle Kingdom Egypt exploited the vast resources may have allowed the Levantine states especially the
of Nubia, the Sinai Peninsula and the eastern Delta kingdom of Yamkhad, which seems to have expanded
(Flammini 2011). considerably in the period of the Mari tablets (van
This early phase of prosperity and political cohesion Koppen 2007, 370) to assume a more active role in
in core areas of the system was succeeded by a period of international aairs and develop inter-dependency
2. Peripheries versus cores 13

with Egypt (especially in the Hyksos period) and on a regional level, e.g. between Mainland Greece
Mesopotamia by oering access to alternative sources (especially Laurion) and Crete, or between Cyprus and
of raw materials. the Levant; otherwise, circulation of metals seems to
Initially, this may have involved copper-rich Cyprus have been multidirectional (e.g. with Cypriot copper
only; but soon Crete would enter the stage, too. Crete, eventually reaching Crete, Aegean silver reaching the
which was already known in the Orient for the high east, etc.). Neither is another feature of Wallersteins
quality of its metal products and luxurious textiles world-systems, namely the channelling of agricultural
(Heltzer 1989), evidently exploited Aegean resources surpluses to core areas, fulfilled yet: there is no
from the end of the MBA, but was also in need of tin evidence that maritime exchanges involved foodstus
for making bronze, other not locally available raw and other commodities until an advanced stage of
materials, and finished luxuries. Such luxuries may the LBA. Therefore, although shortage of metals in
have been increasingly important for the Minoans as core areas may have been the decisive factor for the
Aegean interrelations were becoming more complex: genesis of a Mediterranean exchange network, the
the fact that beyond Crete they are frequently found resulting situation was probably quite complex, with
in significant burial contexts, such as the Mycenae Crete and the Levant acting as semi-peripheries that
Shaft Graves, suggests that they were perceived as exploited peripheral regional networks both to their
prestige markers by local elites or even as indicators own advantage and in order to channel resources
of preferential access to major exchange networks toward core areas in exchange for other raw materials
(Voutsaki 1993, 146147). As such, they must have (e.g. tin, gold, precious stones) and luxuries.
been crucial for Minoan interaction with other Aegean
regions. Cretans may have found in Laurion silver
a highly convertible resource that allowed them
to participate actively in Mediterranean exchanges The MB/LB transition and the early LBA
(Sherratt and Sherratt 1991, 369). The development of If, however, metal supply was the main concern of
equivalences between the Minoan and the Levantine early maritime exchange and if metal trade was strictly
weighing system in that period testifies to the regular controlled by royal authorities, how did the network
character of transactions between Crete and the Eastern aect wider sectors of the local societies? A number of
Mediterranean (Alberti and Parise 2005; Michailidou developments in the later part of the MBA and the early
2008). LBA suggest that increased maritime mobility created
Because of its importance, it is probable that metal new nodes of interaction and instigated significant
trade was largely controlled by royal authorities economic and social changes at various levels.
(Watrous 1993, 83; Sherratt 1999, 178). Although no We have already commented on the importance of
direct evidence is available, the testimony of the Mari maritime exchanges for the emergence of urban life
tablets, the considerable amounts of exotic materials not only in the Levant and Crete, but also in regions
found in Cretan New Palaces (conceivably acquired with lower level of economic and administrative
through gift exchange), and the aforementioned sophistication. Enkomi in Cyprus, Trianda in Rhodes
evidence for controlled distribution of oriental imports and Akrotiri in Thera are good examples of sites that
to the rest of the Aegean may lend some support to this benefited vastly from their location along major sea
assumption. Moreover, the discovery of Minoan-style routes.
frescos at Alalakh, Kabri and el-Dabaa, and the famous Less developed areas, which may have been initially
lid with the cartouche of the Hyksos ruler Khyan from exploited for their resources, were also aected by the
the palace of Knossos oer incontestable evidence of sudden flow of material wealth and information. For
significant aliations between Mediterranean royal example, in Mainland Greece which had experienced
courts in that early period certainly extending into conditions of striking poverty and isolation for most of
the times of the early XVIIIth dynasty (Betancourt the MBA (Dickinson 1977, 3238) increasing Minoan
1997, 429; Niemeier and Niemeier 1998; Bietak 2007; involvement from MM III onwards instigated intense
Phillips 2008, vol. II, 98). competition among local elites, as clearly reflected
Of course, the emerging nexus of international on the funerary record of the period (Voutsaki 1993,
exchanges diers in various ways from a typical 146149), and provided the impetus for the emergence of
world-system, as originally defined by Wallerstein sophisticated local industries through an unashamed
(1974). For example, it is dicult to discern here a imitation of Cretan crafts (Dickinson 1977). Mainland
pattern of underdeveloped peripheries unilaterally products pottery and other artefacts were soon
supplying raw materials to technologically advanced exported to areas beyond the sphere of Minoan interest,
urbanized cores. This may have been the case only such as central and western Greece, and also Italy, thus
14 Nikolas Papadimitriou and Demetra Kriga

creating new circuits of exchange (van Wngaarden recently proposed that this mixing of palatial and
2002, 261262). non-palace controlled activities may have given rise to
Even more interesting phenomena took place in areas new urban elites in Neopalatial harbour towns, who
with more complex socio-economic organization, such claimed independent access to large-scale exchange
as Crete and the Levant. Among them, most important networks, eventually undermining the traditional
is a general trend towards the decentralization of palatial hierarchy (Watrous 2007). His approach marks
economic and administrative activity. This is best a departure from traditional approaches to Neopalatial
exemplified by the appearance of large mansions with Crete as a place of omnipresent palatial power, and
substantial storage and working space often for the stimulates new insights into Minoan societies as living
production of oil and wine in the Levant during the organisms, where conflict of interests and even social
later part of MB II (the so-called patrician houses) and upheaval are conceivable (see, also, Hamilakis 2002).
in Crete and the Cyclades in MM IIIB and LM I (the The aforementioned shifts in the settlements pattern of
so-called villas or town-houses) (Oren 1992, 115117; coastal Syria during the MBLB transition may provide
Kempinski 1992a, 195196; Hgg and Marinatos 1997). useful comparanda for Watrous approach.
Whether these edifices were private or semi-dependent Summing up, it is clear that maritime trac in the
on royal authority is far from clear but, in any case, Eastern Mediterranean brought new areas into the
their very presence suggests a level or autonomy from international arena, mobilized previously unexploited
immediate palatial control. resources (e.g. metal ores) and created complex
The case of decentralization is supported by other economic and political inter-dependencies that were
developments, too. In several Levantine sites (e.g. Ugarit, constantly renegotiated. As a result, it aected not only
Qatna, Meggido) the MBLB transition is marked by the centralized polities that participated directly in long
a significant shift in settlement organization: palaces distance exchange, but also less developed societies
move from the centre of the tell next to the main gate that were involved in local circuits, such as those in
of the settlement and numerous public buildings are the Cyclades, Mainland Greece and Cyprus.
erected in various parts of the corresponding sites
(Kempinski 1992b; Gonen 1992, 220). According to
some scholars this shift suggests a change in economic
administration or even the replacement of the nuclear The transformation of the system
model of Mesopotamian tradition based on a single Conditions, however, were soon to change. Most
large palace by a decentralized pattern (Morandi- Minoan and Cycladic centres were destroyed between
Bonacossi 2007, 229). In Crete, written documents are the end of the LM IA and the end of the LM IB
not anymore restricted to palaces (as was the case in period (late 16thearly 15th centuries BC) by natural
the Protopalatial period) but are also used in mansions causes, possibly associated with the Santorini volcanic
and other non-strictly palatial contexts (Driessen and eruption, and never regained their earlier status. As a
Macdonald 1997, 83; Knappet and Schoep 2000, 367); result, Mycenaean polities extended their claims over
the same is true for imports, which are now widely larger areas of the Aegean. In LM II/LH IIB (second
distributed beyond the limits of palaces (Cline 1994). half of the 15th century BC) Knossos was probably
At exactly the same period, significant changes can overtaken by Greek mainlanders, who maintained the
be observed in the ceramic repertoires of Mediterranean Minoan system of palatial administration, collecting
regions. Specialized containers for the exportation of and redistributing huge amounts of grain and wool
oil and wine, such as the Minoan stirrup-jar and the (Dickinson 1994, 7376; Bennet 1990; Sherratt 2001,
Canaanite jar, either make now their first appearance 228). Yet, evidence for overseas contacts in that
(the former) or are highly standardized (the latter); period is limited to a few sites only, suggesting that
smaller containers for the transportation of perfumes, the international spirit of the Neopalatial period had
ointments, drugs and spices, such as Aegean alabastra faded out (Fig. 2.3).
and pithoid jars, Cypriot and Levantine juglets, In Cyprus, LC I is marked by disturbances and
also appear at that time (Sherratt and Sherratt 1991, the construction of fortresses in several parts of the
362363). Although the number of such containers island, suggesting conditions of unrest. During LC
remains limited until the 15th century BC, their wide IIAB, however, most settlements flourish and show
distribution suggests the emergence of less formalized increasing preoccupation with copper production
exchange patterns in parallel with the palace-controlled and metalworking. Systematic metal production and
circulation of metals and luxuries. the introduction of the Cypro-Minoan script in that
Of course, the line between royal exchange and period suggest more complex social and economic
informal barter is difficult to draw. Watrous has organization (Keswani 1996, 235236; Negbi 2005).
2. Peripheries versus cores 15

Figure 2.3 The distribution of oriental imports in secure LM II/LH IIBLM/LH IIIA1 contexts (after Cline 1994, tables 6368) [23 out
of 30 objects from Knossos come from LM II contexts; objects listed as LM/LH III or LM/LH IIIA not included].

Moreover, the mention of the king of Alashiya in indicates that exchanges with the Aegean continued
later (early 14th century BC) ocial correspondence after the collapse of Minoan palaces, albeit at a much
from Amarna and Ugarit indicates the presence of at reduced pace (van Wngaarden 2002, 261).
least one internationally recognized ruler on the island. It was only after Thuthmose IIIs victory over the
Contacts with the Levant were regular but the relations Mitanni in the mid-15th century BC that a more stable
with the Aegean remained rather limited until the status quo was established and conditions of peace
mid-15th century BC (Eriksson 2003, 420422). and security prevailed. Canaan remained under strict
In the Levant, the LB I period was one of severe Egyptian rule and urban life revived with small city-
disturbance, owing to the revival of imperial powers states developing in coastal valleys (Gonen 1984).
in Mesopotamia (Mitanni), Anatolia (Hittites) and Western Syria became subservient initially to Egypt
Egypt (XVIIIth dynasty). During the 16th and the and, following Suppiluliumas I campaigns in the
first half of the 15th centuries BC, the Syro-Palestinian mid-14th century BC, to the Hittite Empire. Old palace
coast suered heavily from military conflicts and sites, such as Alalakh (IV) and Qatna, were destroyed
occupation (Gonen 1992, 211216; Bourke 1993, 189 by the Hittites and the overall political structure
192; Kempinski 1997, 329). The MBA Syrian states became more decentralized, with vassal city-states
continued to exist but less tell sites were occupied constituting the basic political unit (Akkermans and
and rural populations congregated in urban centres, Schwartz 2003, 334).
such as Ugarit, to gain protection from interstate war In systemic terms, one would expect that the
and raids from nomadic groups (Akkermans and reconsolidation of hegemonic power in core areas and
Schwartz 2003, 329, 333334). In Canaan, many MBA the restitution of overland access to regions rich in
sites were destroyed by Egyptian armies and the urban metal resources would lay stress on maritime exchanges
fabric weakened dramatically (Gonen 1984). Evidence even more so since written evidence suggests that
for Mediterranean contacts is limited, although the imperial states (when not at war) interacted among
presence of some LH IIBIIIA1 Mycenaean vases themselves mainly through royal reciprocity, not
16 Nikolas Papadimitriou and Demetra Kriga

trade (Zaccagnini 1987). Things, however, seem to circulated now all over the Mediterranean coasts,
have worked in a rather dierent way. Apart from including Italy. Although their distribution was much
the fact that the reciprocity thesis has been slightly wider than that of metals and luxuries, they rarely
exaggerated (Liverani 1990, 218223), it is also possible managed to penetrate inland Egypt, Anatolia or
that the restoration of relative self-sufficiency in inland Syria (Sherratt 1999, 171, 182; van Wngaarden
core areas actually facilitated the transformation of 2002, 1622). A. and S. Sherratt have interpreted this
Mediterranean exchanges into a largely autonomous pattern as reflecting the development of a peripheral,
commercial network at the later part of the LBA. A lower level network that addressed the consuming
long tradition of maritime trade had turned Ugarit and ideological needs of expanding urban sub-
and perhaps other less investigated Levantine cities elites. Those elites, who most probably profited from
into major sources of wealth, and neither their Hittites manufacture and trade, were highly competitive and
overlords who were mainly interested in collecting tried to emulate royal customs but in all probability had
the annual tribute nor any other imperial power no direct access to higher level circuits of exchange. The
had to lose from (or feel threatened by) their further Sherrats have also suggested that this was a contiguous
development (Bryce 2002, 87). process that led to (and was fed by) the continuous
The changing nature of Mediterranean exchanges expansion of the network and the incorporation of
can be perhaps best traced at Kommos, the most new resource-rich areas into it (Sherratt 1999, 184187;
important harbour of southern Crete. Here a wide Sherratt and Sherratt 2001, 2829).
array of Levantine, Cypriot and Italian imports have This sophisticated model presupposes that maritime
been found together in LM IIIA1 levels (early 14th trade was inherently linked with developed urban
century BC) (Shaw 2004). This co-existence testifies polities in the fringes of major states. However from
to the integration of a number of smaller circuits of the mid-14th century BC new elements appear into the
communication into a major EastWest sea route. system that do not conform to that pattern.
What is more, ceramic containers make up for a The influx of Mycenaean pottery in Mediterranean
considerable proportion of the imported assemblage, sites starts in earnest in LH IIIA2 that is concurrently
clearly indicating the increasing importance of wine, oil with the establishment of palatial complexes at
and other secondary agricultural products as significant Mycenae, Tiryns, Pylos, Thebes and Volos (van
components of Mediterranean trade (Sherratt and Wngaarden 2002, 2022; Darcque 2005). Despite the
Sherratt 1991, 369). absence of references to trade activities in Linear B
Interestingly enough, this new EastWest sea route tablets (Killen 1985, 262270), this can hardly be a
almost bypassed the Aegean; Kommos and Knossos coincidence. It is well known that the economy of
are the only Aegean sites with large numbers of the palace of Pylos was largely concerned with the
imports in that period (Fig. 2.3). It is possible that one production of perfumed oil, and that many of the
of the motives behind this shift was the exploitation exported Mycenaean vases in the Levant, Cyprus
of significant metal resources at Lipari and Sardinia and Italy were perfume containers (Shelmerdine
(Sherratt and Sherratt 1991, 370). This should remind 1985; van Wijngaarden 2002, 15, 269271). It has
us that metals remained the real driving force behind been also demonstrated that in the late 14th and 13th
Mediterranean trade. Yet the appearance for the first centuries BC large numbers of decorated drinking
time of significant quantities of containers for liquids vessels associated with wine consumption (mainly
or foodstuff indicates that the maritime network kraters) were produced in the Argolid exclusively
gradually expanded to other commodities, too. for exportation to Cyprus and the Levant (Sherratt
1999, 166167).
Such large-scale manufacturing activities would not
be surprising for a long-established Levantine city, a
The late LBA Minoan town or even a Cypriot emporium. Mainland
Mediterranean exchanges reached a climax in the Greece, however, had neither previous experience
14th and 13th centuries BC. The Ulu Burun and in centralized administration nor any kind of urban
Cape Gelidonya wrecks, as well as numerous ocial tradition during the MBA and the early LBA. Some
documents, confirm the enduring importance of metal indications of increasing social complexity are provided
trade, with coastal Syria (mainly Ugarit) playing a by LH ILH IIB/IIIA1 tombs (Mee and Cavanagh 1984)
leading role as an articulation point between core but such telling features of state organization as
areas and the Mediterranean periphery. palatial complexes, written documents, seals and large
Alongside metals, however, thousands of Mycenaean, public works (fortifications, roads, bridges, dams, etc.)
Cypriot and Levantine containers and drinking vessels are only evident from LH IIIA2 onwards (Dickinson
2. Peripheries versus cores 17

1994, 7881; Darcque 2005, 374). Moreover, it seems agricultural surpluses for internal redistribution, but
probable that even in the 13th century BC. Mycenaean instead chose to invest on cash-crops and animal
palace sites did not accommodate substantial numbers breeding for the specialized production of low-cost,
of inhabitants; therefore, to call them urban and high-value secondary products, such as oil, wine and
make comparisons with Ugarit or Enkomi is rather textiles alongside good-quality decorated pottery and
misleading. As far, we are not aware of even one a relatively small output of metal artefacts that were
major Mycenaean harbour (although the ongoing highly convertible in an already active Mediterranean
excavations at Korfos may change this picture, see trade network (Halstead 1992; Flouda 2006). Sherratt
Pullen and Tartaron 2007), neither is there evidence and Dabney have independently suggested that
of a developed settlement hierarchy with second- the Mycenaeans consciously adopted marketing
order towns. Written documents are strictly limited to strategies (mainly ideological) to promote their
palatial sites, and the same is largely true for imports products in Cyprus and the Levant, a thesis which if
(Cline 1994; Sherratt 2001, 214216; Cherry and Davis true would lend support to our hypothesis (Sherratt
2007, 123). 2001, 187195; Dabney 2007).
What can all these tell us about the integration of Specialized economy, metal craft production and
Mycenaean Greece into the LBA world-system? It is ecient marketing strategies became key elements
well known that Mycenaean polities emerged as highly for Mycenaean elites to negotiate their integration
authoritative and exploitative agents of political power into the Mediterranean world-system or at least the
within a brief period of time, perhaps by transplanting periphery of that system, given the lack of evidence
to mainland Greece the most crucial features of Minoan for direct correspondence with Near Eastern kings
administration the Mycenaeans had learned during (with the exception of the few references in Hittite
their tenure as rulers of the Knossian palace in LM II letters) and the absence of Linear B documents from
IIIA1 (Sherratt 2001, 228230). However, one of the vital cosmopolitan and multilingual Ugarit.
aspects of Cretan economy access to Mediterranean That the Mycenaean experiment was successful is
exchange networks of metals and luxuries had not only attested by the flourishing of Mainland polities
suered a serious blast after the Minoan collapse. in the later part of the LBA but also by the replication
This is evident in the relative scarcity of oriental of the pattern in 13th century BC Cyprus.
imports in the Aegean and of Mycenaean exports in LC IIC was a period of major urban development
the Levant in the LH IIB/IIIA1 period, and the shift and political consolidation in the island with new
of sea-routes towards southern Crete (Kommos) and coastal emporia being established at Kition and
the Central Mediterranean. Metals and luxuries, Palaipaphos (Negbi 2005). Now, however, a new type
however, were essential to the Mycenaeans not only for of administrative centre made its appearance in some
economic purposes but also for establishing political inland sites, such as Kalavassos-Agios Dimitrios and
legitimization and control over the Aegean (as they Alassa-Paliotaverna. Although those centres are usually
had also been for the Minoans several centuries earlier) associated with the exploitation of the Troodos copper
(Sherratt and Sherratt 2001, 2021). It is, therefore, resources, their most salient features are the impressive
reasonable to assume that the emergence of Mycenaean installations for the mass production and storage of
states in mainland Greece was inherently associated olive oil found within or next to megaron type palaces
with (or, even, presupposed) participation in the (South 1998; Hadjisavvas 2003a). The excavator of
Mediterranean exchange network. Kalavassos-Ag. Dimitrios has estimated that the huge
Whether the Mycenaeans managed to participate pithoi at Building X could store up to 50,000 litres
in that network by oering access to new resource- of olive oil. Such a volume was certainly neither for
rich areas is not clear. After the Minoan collapse, the internal consumption nor for local redistribution. If we
polymetallic mines of Laurion were exploited by the consider the contemporary evidence of increasing oil
Mycenaeans, and S. Sherratt has suggested that the production at Ugarit and other Levantine sites (Callot
location of Mycenaean palaces in Mainland Greece 1987) and the overall importance of (perfumed?) oil
was determined among others by their proximity consumption in late LBA societies (Hadisavvas 1992;
to sea-routes leading to metalliferous areas in Italy and 2003b), it seems probable that the Kalavassos output
the north Aegean (Sherratt 2001, 226227). was largely for exportation. Being quite dierent in
We do believe, however, that the most convincing organization from Enkomi and other coastal emporia
evidence of a causal relation between trade and the that were dedicated to the production and trade of
emergence of Mycenaean palace states derives from the raw copper and bronze artefacts, sites like Kalavassos
fact that the latter did not adopt the highly demanding and Alassa may reflect the emergence of local elites
Knossian system of producing huge amounts of in LC IIC, who profited from participating in lower-
18 Nikolas Papadimitriou and Demetra Kriga

level exchanges (South 1998). As in Mycenaean Greece, Canaanite chronology, see Kempinski 1992a; 1997;
participation in those networks may have been the Dever 1992; Bietak and Hflmayer 2007. For broad
raison d tre for such communities. Mediterranean correlations, see Figure 2.1 (absolute dates
are indicative and follow in general the low, historical
chronology).

Concluding remarks
The above analysis has drawn on long-term develop- References
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3
Aegean trade systems: Overview and observations
on the Middle Bronze Age

Maria Emanuela Alberti

Introduction are strongly linked, and important historical realities


such as the Early Helladic (EH) Corridor House
The Aegean trade systems throughout history: societies, or the Middle Helladic (MH) commercial
a synthetic view power of Aegina, not to speak of palatial Crete and the
The present work is a part of a wider program, aiming Mainland, could not be understood without looking at
at sketching a general outline of the history of Aegean the global Aegean system and its links with external
trade, or, better, a tentative reconstruction of the role areas.
of trade systems in the historical developments of The present work aims to stress the existence of
the Bronze Age (BA) Aegean.1 Some general and both some recurrent, structural elements and varying
methodological considerations are proposed and assets in the history of the trade systems in the Bronze
then, after a short presentation of the largely studied Age Aegean. Recurrent elements are: importance of
and debated Early Bronze Age evidence, the analysis geography and resource distribution; structural link
focuses on the Middle Bronze Age, a period less with local trajectories (primary economy, settlement
investigated under this point of view. pattern and social organization of various areas
Historical and cultural changes arise from the and periods); interaction and hybridization as a
interaction between internal factors and developments fundamental mean of shaping culture and society. The
on one hand and external inputs and influences on the combination of these elements results in the variation
other hand. Trade systems both at international and of trading circuits through time (see infra).
at a local level are essential in this view, and can be The analysis and reconstruction work suggests a
considered one of the best sources for the interpretation general framework of development trajectories, which
and reconstruction. Trade networks have strongly are summarized here. While sketching a broad picture
influenced social and economic trajectories in various of Aegean history during the Bronze Age, two major
periods and areas, and, along with primary (staple) chronological cycles can be detected, on the basis
production, constituted the backbone of the growing of demography, cultural continuity and economic
Aegean economies (e.g. Knapp 1998; Sherratt 1999; patterns: the first one encompassing the Early Bronze
Sherratt and Sherratt 1991; 1998; Broodbank 2000; 2004; Age (EB) I and EB II, the second one starting at the
Broodbank and Kiriatzi 2007; Melas 2009). end of the EBA and lasting until Late Bronze (LB)
In a more eective manner, when looking at the IIIC Middle. Between these two cycles, important
Aegean itself, we could speak of a multi-directional transformations occur during EBIII. Trading systems
and multi-level complex system made up of dierent roughly follow such a partition with some internal
cores and peripheries, circuits and routes variously variations due to the rise and demise of palatial
interrelated within each phase.2 What must be stressed polities first in Crete and then on the Mainland.
here, is that various Aegean societies could not have Important modifications appear in LBIIIC Middle.
existed independently: in each period, all Aegean areas Crete, in particular, seems to play in a dierent way
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 23

from the other Aegean actors, combining a diuse independent, and private trade entrepreneurships
trading activity with more directional initiatives in acted alongside each other, in parallel ways, with
strategic key-points of the circuits, from its advanced various degree of co-participation, combination and
Pre-palatial period (see infra). independence. On the basis of both Near Eastern
In the first cycle, even with conspicuous changes written sources and the Mediterranean archaeological
throughout the period, the trading system appears records, trade relationships seem to have been too
to have been structured as a complex network of complicated and articulated to undergo schematization
interconnections between the East and West (from or formalization, unless case by case (e.g. Salsano 1994;
Troy to Lerna and from western Greece to the Adriatic Zaccagnini 1994; Sherratt 1998; 1999; Milano and Parise
regions), with a number of peer-ranked hubs, each 2003; Zaccagnini 2003; Storia del denaro; Clancier et
one commanding a defined and inhabited land and al. 2005; Parise 2005; Peyronel 2008; Routledge and
seascape: after a first phase, Crete seems somehow McGeough 2009; Alberti 2011).
separated from the rest of the Aegean and interacts The present attempt will necessarily presuppose the
with it on a dierent basis. In the second cycle, the most popular interpretative issues, such as a systemic
full linkage with palatial Crete gives the system a approach, world-system theory, interaction spheres,
gravitational core and a more directional structure: secondary state formation, polarities between gradual
trade activities are carried out through segmented evolution vs punctuated equilibrium and between
geographical circuits, mainly northsouth oriented hierarchy vs heterarchy (and related terms), and
(dendritic systems), by a restricted number of major connectivity, identity, acculturation, and hybridization
leading centres, while other sites and areas play a phenomena: all elements which are widely used and
decidedly more secondary role. The network survives, full discussed by other contributions in the present
but it increasingly shows a core and a direction, and volume and which therefore will not be treated at
an extraordinary expansion capacity. In this way, great length here.3 Debate within Aegean scholarship
the system involves progressively wider regions has in recent years abandoned strong theoretical
(the northern and western Mainland, the central schematism(s) to welcome more nuanced and multi-
Mediterranean) and interface on an increasing basis faceted, open-solution approaches.4
with the Mediterranean routes, acquiring strength.
An important step is the structural connection with
external foci of economic growth, such as the western Geography and resources
Mediterranean and Cyprus, which gives the system an The history of trade in the Aegean has been largely and
external support in case of internal trouble (e.g. at the variously aected by the geographical conformation
end of the palatial organization), but also exposes it to of the area. The study of winds and stream patterns
the consequences of overseas crisis (e.g. the problematic has outlined the dierences between the northern
transitions between Late Cypriot IIIA and IIIB). The and southern Aegean, and therefore their natural
final relocation of the core to the Mainland and the division (Fig. 3.1).5 This is a key factor in Aegean
increasing importance of western involvement cause history, as the two areas had always followed dierent
an important northern shifting of the main circuits trajectories, with repercussions on the trading and
at the close of the Mycenaean palatial era, an asset interaction patterns of various periods. In both areas,
which continues even later. Indeed, the collapse of interconnections followed local circuits, which were
Mycenaean (and Levantine, to a lesser extent) palatial stable throughout history and interfaced with one
administration, even though aecting in various ways another, thus allowing the circulation of people, goods
the trade system(s), in no way stopped it: with some and ideas through a chain of segmented steps. Some
changes, involving mainly the insular world, and major crossing routes assured stronger connections.
perhaps a reduced intensity, trade interactions will In the northern Aegean, the most important and local
continue on the same paths until the end of the cycle circuits and routes are located in the Pagasetic gulf
(e.g. Knapp 1998; Sherratt 1999; Sherratt and Sherratt (interfacing with the Euboea and southern routes), the
1991; 1998; Broodbank 2000; 2004; Broodbank and Magnesia plain and the Chalkidiki, the routes linking
Kiriatzi 2007; Melas 2009). Samothrace, Gkeada/Imbros, Lemnos, Bozcaada/
According to the most recent scholarship, it is hereby Tenedos (the Northern Crescent, i.e. Boulotis 2009),
assumed that various trading levels and modalities Dardanelles, Troy and Lesbos, Lesbos, Chios and the
coexisted in the Aegean and the Mediterranean during Anatolian coast, Chios, Samos and the Anatolian coast
the Bronze Age, with a large part of the exchange (interfacing with the southern routes). The northern
carried out outside the ocial system of gift exchange Sporades function as a bridge for the western routes
and administrated trade. Palatial, elitarian, attached, to Lemnos and the eastern circuits. The island of
24 Maria Emanuela Alberti

Figure 3.1 Principal maritime circuits and sea-routes in the Aegean (modified from Papageorgiou 2008 b, fig. 4) (ill. M. E. Alberti and
G. Merlatti).

Lemnos has a pivot role in the area, being located at the western Anatolia (Ikaria and Samos, Amorgos and
crossroads of both northsouth and eastwest routes. Kos, Karpathos and Rhodes) delimit the area of major
Interactions between the eastern Aegean islands and interaction between Aegean and Anatolian societies,
Anatolian coasts were especially important (the Upper with important consequences on trading and cultural
Interface). phenomena (Lower Interface).
The connection between the northern and southern Exit routes from the Aegean go out from the
circuits passed through Euboea, the northern Cyclades Dardanelles to the Pontus and Danube, from Rhodes
(Andros, Tinos and Mykonos), Ikaria and Samos. to Cyprus and the Levant and from western Crete
In the southern Aegean, the most important and through Messenia and the western Peloponnese to the
localized circuits link the southern Peloponnese Adriatic and the Ionian sea. The most external and far
with western Crete through Kythera, Attica with reaching route is the long route connecting Cyprus,
central Crete through the central Cyclades (Western Rhodes, southern Crete and southern Sicily.
String, i.e. Davis 1979) and eastern Crete with Other sea-routes and circuits of special importance
the south-western Anatolian coasts through Kasos, are the Euboean Gulf, the Saronic Gulf, the Corinthian
Karpathos and Rhodes (Eastern String, i.e. Niemeier Gulf, the Gulf of Argos and the route connecting
1984). Circuits centred on the central Cyclades are them through Corinthia and the Argolid and through
especially important and autonomous, with Keos, Boeotia.
Thera and Amorgos as entry points. The island The location of resources is also fundamental.
bridges connecting the central Aegean and south- Globally, the Aegean contributed to the Mediterranean
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 25

trading system with typical Mediterranean products, In particular, the attested range of traded products
such as oil (and derivative products), wine, sheep- generally includes:
wool (and derivatives) and purple-dye. Crucial for the
A. raw materials or primary products: mineral ore,
economic and trading developments was the presence
valuable stones, cereals, resins, spices, wool, etc.
of metal ores and valuable stones in various Aegean
In general terms, these constitute the bulk of the
locations: Laurion in Attica (copper and lead/silver),
globally traded commodities, but are unfortunately
Siphnos (lead/silver and copper), Kythnos (copper),
the less traceable in the archaeological record.
Melos (obsidian and andesite), Naxos (marble and
B. specialized products: transformed raw materials
emery), Paros (marble), Thera (andesite), Laconia
or primary products with added value (wine, oil,
(rosso antico and lapis lacedaemonius). With the possible
perfumes, textiles, purple-dye and metal ingots),
exception of Laconia, all of these sources were already
medium-value/low bulk craft products (simple
used in EBI, if not before. Along with maritime and
bronzes and especially decorated or specialized
geographical constraints, was this distribution of
pottery, ideally made for a middle-class or sub-
resources which shaped major trading routes and made
elite) and high-value/low bulk manufactured
the Laurion Western String Crete connection so
products (jewellery, ivories, inlaid furniture, metal
important.
vases, etc., ideally made for an elite target and
Through history, trading circuits and geographical
typically used for gift exchange transactions).
segmentation were crucial for local trajectories, strongly
In most cases, the products with added value are
aecting the character and dynamics of each regional
realized with imported material (metal, stone,
area. The geographical sectors and trading routes
ivory, etc.).
outlined above were one of the structural elements
of the Aegean Bronze Age: each region had its own It should be stressed that imports can be both similar
particular identity which developed according to to and dierent from the products and goods locally
constant local characteristics and constraints. Bronze available.
Age Aegean history(ies) and culture(s) is in large
part the history of the interaction of these regional
identities and areas. Connectivity: transculturation and
hybridization
The review of the archaeological evidence suggests
Internal/External factors and Staple/Wealth that both local products and imports are generally
economies: elements for a trade system heavily influenced by the fashion or stylistic language
Trading involvement and increasing complexity are of the period, thus testifying to various degrees of
strictly linked in the history of societies, as underlined imitation, selection, modification, appropriation,
in secondary state formation studies. An articulated hybridization and reverberation (see infra). One should
trade system is the outcome of various trajectories expect to find side-by-side in the same place along the
followed by the involved societies, where a complex trade network, local products, fashionable imports,
of internal and external factors coexist, combining local products copying the imports, local products
elements of both staple and wealth economy: imitating, absorbing or modifying the external fashion/
agricultural colonization of previous marginal lands technology, products of hybrid character, and other
or reorganization of the agricultural system; economic imports from other places which themselves imitate
centralization and mobilization; social diversification the periods fashion, etc.
(both horizontal and vertical); large-scale production It comes as no surprise that the most important and
(transformation of agro-pastoral products and/or craft successful trade centres of the various periods often
activity); multi-level import-export systems, including develop not only their own typical export classes, based
specialized local productions, and hybridization, on local tradition or local resources, but also specialized
imitation and international products (see below); productions based on the fashion of the time, which
transcultural phenomena (technology, craftwork, generally reach a wide distribution and are one of
administration, architecture, language, ideology, the keys to their trading success: this is the case, for
religion, etc.) (e.g. Renfrew 1972; Cherry 1983; 1984; example, of the various Minoanizing and Minyanizing
1986; Sherratt and Sherratt 1991; Branigan 1995; 2001; wares of MBA, and of the LBIIIAB Cypro-Mycenaean
Haggis 2002; Schoep 2002; 2006; Schoep and Knappett and Italo-Mycenaean pottery.6
2004; Watrous et al. 2004, 261276; Whitelaw 2004 The ultimate manifestation of these globalizing tend-
a; Whitely 2004; Parkinson and Galaty 2007 with encies are the international classes of products, which
references; Manning 2008). are realized along similar stylistic and technological
26 Maria Emanuela Alberti

patterns in various parts of the Mediterranean and the strongest economy and the most developed
are generally related to conspicuous consumption and trading means (see e.g. Sherratt and Sherratt 1991;
prestige exchange, direct material manifestation of the 1998; Broodbank 2000; 2004; and especially Melas
elite brotherhood and shared codes (and specialists): 2009). From the beginning of EBA, the Cyclades
ivories, seals, metal vases, jewellery, precious weapons, were the most active and trade involved societies,
etc. and thus the international fashion was mainly
In a broader sense, these are the material correlations Cycladic or Cycladizing. During EBIIB, the important
of wider cultural phenomena generally affecting trading connection with western Anatolia gave an
historical development: connectivity shapes the cultural impulse to an Anatolianizing wave, mixed with the
change process. The successive transformations among previous style. In the formative period of MBIII,
societies or the rise of new culture identities result regionalism was the rule, with a conspicuous amount
both from socio-economic factors and from complex of interconnections, combinations and hybridization;
dynamics of hybridization. This may seem to be an however, the emerging power of palatial Crete fostered
obvious statement, but, as far as the Bronze Age the progressive diusion of Minoan and Minoanizing
Aegean is concerned, it should be underlined that fashions, which became stronger and more widespread
Cycladic identities and societies, Mycenaean polities, during the successive Neopalatial period (MBIIILBI).
Early Minoan and Mycenaean Crete are especially The development of Mycenaean societies, on the
shaped by connectivity. other hand, contributed to the first popularity of
According to the successive scholarly trends of Mycenaean elements already at the end of LBI, and
our times, these phenomena of cultural and social then brought about the Mycenaeanization of the entire
change have been largely debated and variously southern Aegean during LBIIIII. While all of these
interpreted. As no exception to the rule, in recent phenomena related to the material culture can be
years (e.g. Melas 1991; Schallin 1993; Broodbank 2004; considered chronologically limited and linked to the
Berg 2007; Horizon 2008; Macdonald et al. 2009, but successive emergence of some regional power, they are
see already Rutter 1979) and in the present work, however strictly connected to each other, and create
transformations in the material assemblages are a form of continuous osmosis, deeply underlying
interpreted mainly as cultural phenomena, with no Aegean transformations. As a result, each new wave
easily detectable political or social correlations, arising propagated more widely and consistently, until the
from a complex blending of local past traditions and almost pan-Aegean Mycenaean koine, and Aegean
new influences or fashions and varying from place to cultures acquired their own particular blend, dierent
place: the emphasis is on particularities, continuity, from those of other Mediterranean worlds.
hybridity and identity construction/negotiation, rather
than on general, disruption and complete assimilation
(see infra the discussion on Minoanization and note
7). It is commonly understood that the underlying Phases of trade system(s) patterns: EBA and
element is the movement of people, other than ideas, MBA
and that the Aegean has been for centuries (and still
is) a highly interconnected world, with phenomena The eastwest network: Cycladization and the
of osmosis. Though real migrations are at present first glimpse of Levatinization (EBI and II)
excluded from the scholarly debate, continuous fluxes Early Bronze Age trading systems has been widely
of people are to be supposed at the basis of the evident investigated and will be therefore addressed only
connectivity and trasculturality. And the eective shortly here (e.g. Renfrew 1972; Barber 1987; Poliochni
relocation of small groups of people or the presence 1997; Broodbank 2000; Rambach 2000; Davis 2001;
of enclaves well after the initial colonization of the Rahmstorf 2006a; 2006b; Day and Doonan 2007;
region seems quite a logical correlation (e.g. Melas Broodbank and Kiriatzi 2007; Horizon 2008). During
2009; Warren 2009 with references; see also note 7). the EBA, sea travels were conducted by paddled
Traders, explorers, travellers, specialists, diplomats, canoes and longboats. Because of that, the Aegean was
soldiers, mercenaries and settlers made the Aegean linked to Near Eastern civilizations mainly through
what it was and is today. western Anatolia and the eastern Aegean bridge of
However, it is clear that there is, for each period, a islands. The Cyclades therefore played a central role
dominant fashion, a material cultural assemblage that in the intermediation between the Helladic Mainland
spreads in the various Aegean areas, with dierent and Anatolian coasts. Even with major changes
results each time. And this is the package issued throughout the period, as recalled above, the trading
from the region which has in that particular phase system appears to have been structured as a complex
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 27

network of interconnections between east and west The Cycladic network had some important bridge-
(from Troy to Lerna), with a number of peer-ranked heads both on the Mainland and in Crete (Fig.
hubs (each one commanding a defined and inhabited 3.2): settlements where the Cycladic culture is well
land- seascape), and an appendix leading to Crete, represented along with local traditions both in
which is somehow separated from the rest of the settlement and funerary assemblages and which
Aegean and interacts with it at a dierent pace. Within therefore can be viewed as ports of trade or gateway
the network, material culture (pottery, metallurgy, communities with an important nucleus of Cycladic
jewellery, weighing systems, etc.) is largely shared and residents and/or with strong ties with the Cycladic
develops along the same fashion patterns, which are world. On the Mainland, these are situated at key-
strongly influenced by the Cycladic assemblages of locations in Attica (where Laurion mines were already
various phases. Thus, the spreading of Cycladica in exploited), at Ayios Kosmas and Tsepi Marathonos,
the Aegean is represented by a wide range of imports, and Euboea, at Manika (close to northern sea-routes
imitations, modifications, selections and hybridizations and Boeotian agricultural hinterland); in Crete, they
(e.g. Papadatos 2007; Pantelidou Gofa 2008). are on the north coast, at the terminal of the central

Figure 3.2 EBA. Mainland Corridor House sites, Cycladizing sites and the Cycladic circuit (ill. M.E. Alberti and G. Merlatti).
28 Maria Emanuela Alberti

Aegean network and close to the important and long- Cycladic network expands during the Kampos period
standing centre of Knossos (Poros Katsambas, Pyrgos (ECIII), with major centres in the Kouphounissia, and
Cave, Gouves), and towards the routes leading further Cycladizing communities/ports of trade appearing
east (Ayia Photia, which is the only example where on the Mainland and northern Crete. The second
Cycladic material is overwhelming) (Day and Doonan phase represents the classical International Spirit
2007; Dimopoulou-Rethemiotaki et al. 2007; Wilson et phase (EBII Mature), with the typical Keros-Syros
al. 2008; Horizon 2008). assemblage (ECIIA) and the network of peer-ranked
On the Helladic Mainland, settlement expansion also leading centres in key locations, from Troy to Akovitika
in coastal locations points to an increased importance (in the central Aegean, Ayia Irini II at Keos, Grotta
of trade involvement. Even if essentially agricultural- at Naxos, Chalandriani at Syros, Daskaleio-Kavos
based, Early Helladic societies acted as powerful at Keros and Skarkos at Ios are the most important
receptors and multipliers of the net, importing and communities). During this phase, Cretan Cycladizing
exporting, and giving to the trade system one of its centres are abandoned, with the exception of Poros,
best raisons dtre. The coastal and island location of whose character, however, seems to change from a
many of the important sites is very notable: Corridor Cycladizing settlement/enclave to a Minoan port of
Houses sites such as Akovitika (Messenia), Lerna trade (the port of Knossos) (Dimopoulou-Rethemiotaki
(Argolid), Kolonna (Aegina), to which also Tiryns with et al. 2007; Wilson et al. 2008). This phenomenon
the Rundbau has to be added (Argolid), are strictly has been connected to the progressive structuring
connected to maritime networks and to the Cycladic of Minoan societies during EMIIA (Broodbank and
circuits and related ports of trade (see especially the Kiriatzi 2007). Interconnection reaches the apex during
mirroring sites of Kolonna/Ayios Kosmas) (Fig. 3.2) the the third phase (EBII Late), with the increased
(e.g. Forsn 1992; Rutter 2001 with references; Alram- involvement of south-western Anatolia: in the final
Stern 2004; Wright 2004; Kouka 2008; Pullen 2008 with phase of the period, a wider international package
references). was circulating through the Eastern Mediterranean
On the other hand, Early Minoan (EM) Crete seems Interactive Spheres from Syria and Anatolia through
to have been more isolated, given its distance from the Cyclades to the Helladic Mainland, with articulated
the Anatolian coast and from other islands, and it phenomena of imitations, selection and hybridization
took no part in the Eastern Mediterranean Interactive (Rahmstorf 2006a; 2006b; Psaraki 2007; Angelopoulou
Spheres of ECIIB. Not surprisingly, the best evidence 2008 with references; Gale and Stos-Gale 2008 with
of trading contacts with the Levant and the rest of references). Quite interestingly, Crete remains apart
the Aegean comes from the north coast (Mochlos, from these developments. It has been suggested that
especially during EMIIB, and Knossos), while probable this apparent separation of Crete from the central
Egyptian influences can be detected on the south coasts Aegean circuits reflects a dierent approach adopted
(the Messara, Ayio Pharango valley, etc.), especially by Minoan elites, aiming at the direct procurement
from the very end of the period; on the connecting of resources with mining or trading expeditions,
route, mixed elements can be detected (Archanes) bypassing the islanders intermediation: the Minoan
(e.g. Driessen 2001; Cunningham 2001; Watrous 2001; presence at Kythera, dating to this phase, can be
Day and Wilson 2002 with references; Haggis 2002; hypothetically ascribed to this kind of approach (see
Cunningham and Driessen 2004; Schoep and Knappett e.g. Broodbank and Kiriatzi 2007; Carter 2004; 2008;
2004; Watrous et al. 2004; Whitelaw 2004a; Rahmstorf Wilson 2008).
2006a; 2006b; Broodbank and Kiriatzi 2007; Papadatos
2007; Betancourt 2008a; Carter 2008; Colburn 2008;
Manning 2008; Phillips 2008; Wilson 2008). The entry of Crete (EBIIIMBI Early): the
A particular circuit was active since the beginning network is modified
of this phase between the southern Peloponnese and This is a phase of major transformation throughout
western Crete via Kythera (Broodbank and Kiriatzi the Aegean, involving various areas and regions in
2007). dierent ways (e.g. Broodbank 2000; Rutter 2001;
Manning 2008 with references; Wright 2008 with
Phases of development: EBIII, EBIIA, EBIIB references). As for trade, it is the onset of the circuits
The south-Aegean trading system seems to be articu- and route system(s) which will last until the end of
lated in three phases during EBIII, mostly following the the Late Bronze Age. Among the elements contributing
transformations of the Cycladic circuits (Renfrew 1972; to the transformations there are climatic factors (some
Barber 1987; Broodbank 2000; Broodbank and Kiriatzi centuries of drought attested in eastern Africa and
2007; Horizon 2008) (Fig. 3.3). In the EB I Advanced the the eastern Mediterranean), whose consequences
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 29

Figure 3.3 EBA. Variations of trade patterns within the EW networks (modified from Broodbank 2000, fig. 106) (ill. M.E. Alberti and
G. Merlatti).

probably varied conspicuously among the aected scenario which was taking place in this phase, heavily
areas (Halstead and Frederick 2003; Watrous et al. 2004, conditioning successive developments. The trade
266267; Moody 2005a; 2005b; 2009 with references; network of peer-ranked hubs began to be disrupted,
Rosen 2007; Rohling et al. 2009), and the increased with a gravitational core taking progressive shape
eect of some technological innovations, such as the in its south, while new stronger links tie Crete with
use of sailing boats in seafare and of donkeys for land Kythera and the southern Peloponnese (Minoanizing
transport, which completely changed the time and material) (e.g. Broodbank 2000; Broodbank and
scale of transportation. In particular, sail boats brought Kiriatzi 2007).
late prepalatial Crete closer to the rest of the Aegean At the beginning of the period, both the Mainland
and the eastern Mediterranean (e.g. Broodbank 2000 and islands endure a severe crisis. On the Mainland,
with references; Brodie 2008). the eects are stronger, but some sites continue and
The complete and not mediate linkage of Crete will constitute the centres of interconnections during
with the Aegean was a major component in the Middle Helladic (MH) (Ayios Stephanos in Laconia,
30 Maria Emanuela Alberti

Lerna in Argolid, Kolonna in Aegina, etc.) (e.g. Systems of SN circuits (MBIII). Regional
Forsn 1992; Rutter 1995; 2001; Wright 2004 and 2008; patterns and the first dynamics of Minoanization.
Felten et al. 2007; Taylour and Janko 2008). Quite The increasing evidence for the long route
interestingly, the EHIII pottery assemblage seems The Middle Bronze Age is a sort of a formative
to be a typically hybrid product, in various ways period, an intense laboratory, in which the premises
(and dierent areas) developing the combination of all following BA phases are defined: identities and
of EH tradition and Anatolianizing features which polities emerge through reciprocal negotiation and
characterized the late phase of EHIIB (e.g. Rutter 1995; intense interaction; local and regional powers establish
Psaraki 2007; Angelopoulou 2008 with references; their influence (e.g. Broodbank 2000; Watrous 2001;
Rambach 2008). Rutter 2001; Felten et al. 2007; Mesohelladika). From a
In the islands, the picture is more variable, but a climatic point of view, from the beginning of MBA, a
major consequence is the general tendency towards period of more favourable conditions and increased
nucleation, with one major centre growing up in the moisture seems to have taken hold; these will last,
larger islands: a progressive phenomenon continuing with some variations, until the first phases of the LBA,
into the MBA and probably fostered by the new and constitute the background for a range of crucial
transportation means (e.g. Phylakopi I.iiiii). In this developments, especially the intensification of economic
period the transition from the networked hubs to a activities in general, and agriculture in particular, in
dendritic chain of a few large trading settlements takes palatial Crete (Halstead and Frederick 2003; Watrous
place, with evidence of many coexisting strategies et al. 2004, 266267; Moody 2005a; 2005b; 2009 with
(Barber 1987; Broodbank 2000; Whitelaw 2004b; 2005 references; Rosen 2007; Rohling et al. 2009).
with references; Renfrew 2007).
Throughout Crete, after an initial phase of Contrasting trends
disruption, dierent trajectories of development are Two contrasting tendencies seem to coexist: on
detectable in the large agricultural plains (conspicuous the one hand, there are strong regional patterns,
nucleation in major centres and first large buildings based on coherent regional foci, which are the
under the later palaces) and other areas (developing development of the previous peer-ranked hubs, but
according to various patterns and a slower pace, which now have a clearer geographic definition and
especially north-eastern Crete) (e.g. Driessen 2001; increasing inequalities. In particular, the structuring
Cunningham 2001; Watrous 2001; Cunningham and of cultural identities and localized trading circuits
Driessen 2004; Watrous et al. 2004; Whitelaw 2004a; can be detected in the following areas: central
Manning 2008; Wilson 2008). The increasing evidence Mainland, north-eastern, southern and western
for contacts with the eastern Mediterranean and Egypt Peloponnese, Aegina, central Cyclades, southern
in the tombs of southern Crete in this phase should Dodecanese, Crete, Pagasetic Gulf and Chalkidiki
be emphasized: a sign of the possibilities open by (e.g. Broodbank 2000; Watrous 2001; Rutter 2001;
the new transportation means and a foreshadowing Felten et al. 2007; Mesohelladika). On the other hand,
of the future Cretan involvement in the long route the increasing influence of proto-palatial Crete fosters
(e.g. Watrous 2001 with references; Colburn 2008 with the progressive structuring of three main southnorth
references; Phillips 2008). Middle Minoan (MM) IA dendritic circuits in the southern Aegean: the Crete
pottery begins to be documented in the Cyclades, Kythera southern Peloponnese route, the Western
attesting to the new trading deal (e.g. Nikolakopoulou String (connecting Crete to Attica through the central
2007; 2009 with references, Nikolakopoulou et al. Cyclades) and the Eastern String (connecting Crete
2008). Agricultural development, climatic diculties, to the Dodecannese through Kasos, Karpathos and
increasing horizontal and vertical social complexity Rhodes) (e.g. Broodbank 2000; 2004 with references)
and competition, nucleation tendency, new trading (Fig. 3.4). Crete is indeed now fully linked to the
scale and opportunities combine, in most recent rest of the Aegean and to the Levant, and, with its
studies, both long-lasting (i.e. evolution) and punctual impressive ecological, agricultural, demographic and
(i.e. revolution) factors in the explanation of palatial state social stock imposes itself as a major actor within the
formation in particular areas of Crete (e.g. Renfrew Aegean system. As a matter of fact, Crete acts as a
1972; Cherry 1983; 1984; 1986; Sherratt and Sherratt filter between the Aegean and the Mediterranean
1991; Branigan 1995; 2001; Haggis 2002; Schoep 2002; external connection (e.g. Sherratt and Sherratt 1991;
2006; Schoep and Knappett 2004; Watrous et al. 2004, Broodbank 2000; 2004).
261276; Whitelaw 2004 a; Whitely 2004; Parkinson Some major strategic options which emerge during
and Galaty 2007; Manning 2008). this phase can be viewed as somehow connected to
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 31

Figure 3.4 MBA. Principal circuits and routes in the Aegean: the NS dendritic system (ill. M.E. Alberti and G. Merlatti).

the existence of this gravitational core of the system as Akrotiri, Thera) as well as on Kasos and Karpathos; it
well as to the new increased Mediterranean projection: seems to start later and to be more variegated in the
that is, the increasing importance of the Laurion mines, northern (Ayia Irini, Keos) and western (Phylakopi,
with, as the same time, the decreasing importance of Melos) Cyclades, and even more diverse and variable
the Cycladic ores, as well as the general adoption of in the eastern Aegean.7 Indeed, most of the phenomena
bronze metallurgy, which implies a structural link traditionally linked to the so-called Minoanization can
with the Mediterranean routes for the supply of tin be traced back to this phase, including the possible
(e.g. Day and Doonan 2007; Gale and Stos-Gale 2008 presence, among the wide range of contact evidence,
with references). of more directional and substantial Minoan initiatives
Minoan influence seems to be a gradual, multi- directed towards strategic locations, especially at
faceted and highly variable phenomenon, attested the articulation points of the sea-circuits: Kythera,
earlier and in a stronger manner at Kythera, in the Trianda on Rhodes, Miletus in Caria and Samothrace
southern Cyclades (i.e. MMIA Minoan pottery at (e.g. Warren 2009). The rise of the Aeginetan power
32 Maria Emanuela Alberti

is due both to the strategic location of the island, at 2010), of which the Minoanizing classes of Aegina or
the intersection of various circuits, and to the trade- the Red Loustrous from southern Peloponnese/Kythera
oriented economy of its society, which produces are only the most famous examples (e.g. Felten et al.
and imitates specialized pottery for exportation on a 2007 with references; Taylour and Janko 2008). Major
considerable scale (e.g. Niemeier 1995; Lindblom 2001; centres are apparently engaged in a well-established
Felten 2009 with references). If ever a core-periphery- pottery production, on considerable scale, intended
margin perspective had to be adopted for the Aegean, it both for local consumption and external trade: the
is in this phase: Crete would be the core, the Cyclades appearance of potters mark systems at various
and Aegina dynamic peripheries, and the Mainland sites (Ayia Irini, Phylakopi, Kolonna and Malia;
areas a highly dierentiated margin (e.g. Sherratt and potters marks are present also on the Red Lustrous
Sherratt 1991, Sherratt 1993). production) reflects the necessary repercussions on
On the Mediterranean side, relationships with the work-organization (e.g. Overbeck and Crego
Egypt and Levant become increasingly evident: the 2008; Renfrew 2007; Lindblom 2001; Poursat 2001;
mentions of Kaptara/Kaphtor in Near Eastern sources Poursat and Knappett 2005). Without surprise, the
of the period (especially Mari, end of the XIX century most important production sites are located at the
and XVIII century BCE), the distribution of Minoan interface between southern Aegean and Helladic
and Minoanizing artefacts overseas as well as of Near- Mainland (Aegina and Red Loustrous production
Eastern imports in the Aegean underline both the area): a fact which underlines the intensity of the
role of filter played now by Crete and the existence economic interaction in the fringe and the vitality of the
of a long route from Syria to Cyprus, Crete and Mainland markets (Zerner 1993). In this framework,
Egypt. Minoan fresco techniques and iconography Minoanizing productions appear more as one market
are widespread within the eastern Mediterranean, option among a variegated range of products than a
dictating a new fashion code, variously adopted mark of cultural influence. All these classes are then
and declined by local elites and artists (e.g. Alalakh, widely and intensively exchanged, both within and
Mari, Tell Kabri): a significant transcultural (and outside the closer regional circuits: this is clear for
hybridization) phenomenon, probably based to some example in the central Cyclades, where the evidence
extent on the presence of travelling artisans.8 from various sites shows trade relations at a local level
(pottery exchanged between Melos, Thera, Naxos,
Pottery production and trade activities Thera, etc.) as well as through a wider Aegean area
These two contrasting trends regional dynamics and (imports from the Mainland, Aegina, Crete and the
increasing Minoan influence are clearly illustrated by Dodecannese) (e.g. Crego 2007; Nikolakopoulou 2007;
pottery production and distribution (e.g. Zerner 1986; Renfrew 2007). The same is true for other important
1993; Zerner et al. 1993; Nordquist 1995; Lindblom sites, such as Lerna and Kolonna (Aegina) (e.g. Zerner
2001; Felten et. al. 2007; Rutter 2007; Mesohelladika). 1993; Felten 2007; Gau and Smetana 2010).
Aegean MB fine wares can be roughly grouped in
three major classes: various types of interconnected Crete and the Eastern String
Dark Burnished and Matt Painted Wares are produced In Crete, the protopalatial era is marked by an intense
in the Mainland, at Aegina and in the Cyclades (with marginal colonization, which sustains the economic
Mainland Matt-Painted possibly being of later date growth of the Minoan societies: palatial centres in
than the others and inspired by the Aeginetan and the largest agricultural plains (Knossos, Phaistos and
Cycladic influences), while the Minoan production Malia) and minor polities of less clear-cut definition
follows its own path, and is known outside of Crete in the east (Gournia, Petras, Palaikastro and Kato
especially for the Kamares and derived types. At the Zakros). An extended route system constitutes the
same time, local variability is an important factor: back-bone of the development: in the far east it is
each major site has its own particular production specially connected to the exploitation and control of
in the frame of the most popular classes. Moreover, particular environmental niches (watchtower system)
and this is extraordinary important for the present (e.g. Cunningham 2001; Driessen 2001; Watrous 2001;
discussion, various sites are often imitating the Schoep 2002; Monuments of Minos; Cunningham and
particular productions of other sites or regions, Driessen 2004).
especially the central Mainland Grey Minyan, the The three peer-ranked First Palaces control a limited
Cycladic Cycladic White, the Aeginetan Matt-Painted territory and centralize specialized manufactures:
and the Minoan Kamares, thus leading to a plethora textiles at Knossos (e.g. more than 400 loom-weights
of Minyanising and Minoanizing productions (see from the Loomweights Basements, MMIIB), seals, pottery
Warren in Felten et al. 2007, 361; Sarri 2010b; Spencer and metalworking at Malia (Quartier Mu, MMII),
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 33

pottery, textiles and metalworking at Phaistos (West knots in the string, centralize various manufactures:
Court and Palace West Wing, MMII). Large-scale pottery production (the famous Cycladic White
purple-dye production is firstly attested in this period, and related classes and the Dark Burnished in their
especially in eastern Crete (at Palaikastro, Kouphounissi local variations) and metallurgy (lead, silver and
and other areas, but also Kommos), and it is possibly copper from Laurion) are the most widely attested
connected to a textile industry intended for exportation. activities. The production and exchange of large
Storage facilities and containers, which are abundantly barrel-jars between the islands point to an economic
attested in the palaces and other types of sites, point intensification and to an increased importance for the
to the transformation of agricultural products such trade of bulk commodities. The social reorganization,
as cereals, wine, oil (and possibly also some derived, with a new articulation and a possible hierarchical
such as perfumes a probable unguentary workshop structure, implied by these phenomena is also attested
is attested at Chamalevri in the immediate previous by the evidence for some elite burials in some place
period, MMIA). The specialized production of the (e.g. Ayia Irini).
Kamares pottery and connected types (especially In this period of intense interactions within the
at Knossos and Phaistos) provides an important Aegean, islands material cultures develop remodelling
medium-prestige category of goods, intended both for external influences within their own traditional
internal and external circulation. New administrative heritage, giving birth to a range of parented but dierent
tools appear: various sealing systems, as well as the local assemblages, in continuous transformation and
Hieroglyphic and Proto-Linear A writing systems. At redefinition (e.g. recently Berg 2007). Especially thanks
Malia (MMII), weighing standards seem to combine to the recent deep soundings at Akrotiri, it is now
both Levantine and new, Minoan units (Alberti 2009 clear how the inception of Minoan material influence
with references). Elite burials are regularly attested at is a gradual and not equally distributed phenomenon,
the developing settlements: Knossos, Archanes, Malia, and cannot be directly linked to the social and
Gournia and in the Messara. settlement changes in the islands (e.g. Whitelaw 2005;
In strict connection with Cretan developments, in the Nikolakopoulou 2007; 2009 with references; see above
islands of Kasos and Karpathos a wave of agricultural the discussion and references for Minoanization).
colonization and a new settlement pattern emerge, and
will become more visible during LBI (Melas 1985; 2009; Aegina
Platon and Karantzali 2003; Broodbank 2004; Warren On the north-west part of the southern Aegean, the
2009; Pentedeka et al. 2010). Aeginetan circuit in the Saronic Gulf and beyond plays
a key-role, both as motor of economic intensification
Cyclades in the local and surrounding areas and as mediator
In the major islands of the Western String, the among Cycladic, Peloponnesian and Mainland circuits.
previously started general reorganization of the Aegina, with the multi-stratified and fortified site of
settlement continues (e.g. Barber 1987; TAW III; Kolonna (VIIIX), is in this phase a real maritime and
Broodbank 2000; Davis 2001; Berg 2007; Sotirakopoulou trading power, based both on the strategic geographical
2010), with a tendency towards nucleation only in few position of the island and its intermediation activities
major centres or towns, which increase their extension, and export-oriented production (e.g. Walter and
complexity, as well as the range and intensity of their Felten 1981; Kilian Dirlmeier 1995; 1997; Niemeier
economic activities, although not at the same pace: 1995; Lindblom 2001; Felten 2007; 2009; Gau and
Ayia Irini on Keos (refounded only in full MBA, phases Smetana 2010). Just as the other major centres of the
IV and V early; e.g. Cummer and Schofield 1983; Davis period, Kolonna has imports from all the Aegean
1986; Overbeck 1989; Crego 2007; Overbeck 2007; area (including typical or regional specialized pottery
Overbeck and Crego 2008; Crego 2010), Phylakopi on and various imitations-hybridization products) and
Melos (the developing City II; e.g. Whitelaw 2004b; produces a large range of pottery (including the so
2005; Renfrew 2007 with references; Brodie et al. 2008; called Gold Mica Ware, with specialized utilitarian
Brodie 2009), Akrotiri on Thera (apparently founded vessels, and pottery of Minoan and Cycladic type; e.g.
or expanded at the end of the EBA on the location of a Hiller 1993; Zerner 1993; Nordquist 1995; Lindblom
EB necropolis; e.g. Nikolakopoulou 2007; Doumas 2008; 2001; Rutter 2001; Gau and Smetana 2007 and 2010).
Knappett and Nikolakopoulou 2008; Nikolakopoulou Aeginetan wares were widely distributed on the
et al. 2008; Nikolakopoulou 2009) and Paroikia on coastal sites of the Helladic Mainland and also in the
Paros. Minor settlements in the same islands are also islands and Crete, contributing to the circulation of
present, but they are far less numerous than during models and fashions. Aeginetan Matt-Painted ware is
the previous phases. The towns, which are important obviously linked to the Cycladic Matt-Painted classes
34 Maria Emanuela Alberti

and has also a strong influence on the Helladic Matt- Southern and central Mainland
Painted, especially in the following phases (MBIII The early and central phases of MH mark the maximum
and LBI). Pottery analyses suggest that at Kolonna level of depopulation in the Mainland and the first new
the production was almost large-scale organized, steps towards a demographic increase. As usual, in the
with specialized workshops, potters marks, etc., various areas material evidence illustrates complex
characteristics which points to an export-oriented dialectics between regional and external elements:
production (Lindblom 2001). The presence of large dierent regional identities are progressively shaped
transport and storage containers, the barrel jars, through time and space, especially in Boeotia, Attica,
some of them bearing a depiction of boats, shows the Argolid and Laconia (e.g. Rutter 2001; Wright 2004;
importance of sea-fare and trading activities for the 2008; Voutsaki 2005; 2010; Felten et al. 2007; Taylour
island, along with the possibility of large-scale storage and Janko 2008; Bintli 2010; Crouwel 2010; Philippa-
practices, probable mobilization phenomena and Touchais 2010; Wright 2010; Zavadil 2010).
hypothetical riding and war practices. The existence The Argolid seems to have a special place, being a
of an elite burial (Shaft-Grave) at the entrance of connecting region between southern Peloponnese, the
Kolonna and of a central building (Grosteinbau) in Aeginetan circuits and central Mainland, as attested by
the town (phase IX) gives a glimpse on social dynamics the extraordinary import-export balance from Lerna
and phenomena of wealth concentration which were (phase V; e.g. Zerner 1986; 1988; 1993; Lindblom 2001)
taking place in the island (MHII Middle or Late); these and Asine (Nordquist 1987 with references; Wells
phenomena anticipated, and are somehow connected 2002). Some sites in central Mainland and especially
to, similar developments in the Mainland during the in Boeotia (e.g. Orchomenos) are important pottery
following periods (MBIII and LBI). production centres: they constitute the core of the
fashionable true Grey Minyan wares development
Kythera and the southern Peloponnese area (e.g. Sarri 2010a; 2010b). In the late MHII period,
In this period, the link between these two areas a first settlement hierarchy is apparently in place in
becomes stronger, with some typical cultural traits many regions, with nucleation around some central
developing in the region from the blending of places (e.g. Lerna, Argos and Asine in Argolid). Some
regional Helladic and Minoan heritages (see e.g. the elite burials in tumuli are perhaps attested in this late
evidence from Ayios Stephanos and Geraki, Laconia), phase (e.g. Kilian Dirlmeier 1997), but their chronology
such as the production of Red Lustrous (also known is not certain and they should more probably be dated
as Lustrous Decorated) and related wares, which to a later period (i.e. MHIII, Voutsaki 2005).
circulate then in the rest of the western Aegean (e.g.
Taylour and Janko 2008; Crouwel 2010; Hitchcock South-eastern Aegean (Lower Interface)
and Chapin 2010). However, during this phase the In the eastern Aegean (Lower and Upper Interface) as
circuit remains substantially separated from the well new identities are shaped by the local, regional and
Aeginetan Cycladic sphere. The local Helladic inter-regional interactions. The progress of excavations
tradition is seemingly quite di erent from what and studies in Rhodes, Miletus, Iasos and Kos indicates
is known from the rest of the Helladic Mainland that in the MBA local, Anatolianizing, Cycladic and
(especially in comparison with the Argolid, Attica Minoan features were already been blended, including
and Boeotia). According to most recent research, important site variations (e.g. Mee 1982; 1998; Dietz
Kythera (with Antikythera), known since a long time and Papachristodoulou 1988; Emporia; Macdonald et
as the most Minoanized area out of Crete, is now to al. 2009). Exchange on local and regional scale has
be substantially considered as part of the Minoan obviously the best part in local interactions. Minoan
world; its material culture develops its own character presence once again seems to follow a strategic and
within the range of various regional Minoan identities directional approach: at the pivot-points of the south-
(e.g. Bevan 2002; Bevan et al. 2002; Broodbank 2004; eastern circuit, both Trianda on Rhodes (e.g. Girella
Broodbank and Kiriatzi 2007; Pentedeka et al. 2010; 2005 with references; Marketou 2009 with references)
Kiriatzi 2010). In this period, the area of Kastri is the and Miletus in Caria (e.g. Niemeier and Niemeier
only one inhabited, while the rest of the island, where 1997; Kaiser 2005; 2009; Niemeier 2005; Raymond
during the previous phase local Helladic materials 2005; 2009) show a strong Minoan cultural component.
were attested along the Minoan ones, is now almost It should be stressed, however, that the pottery and
deserted: in this case it is not easy to disentangle domestic assemblages from Trianda and Miletus
ethnic dialectics from a general trend to settlement reveal articulated phenomena of transculturation
nucleation (e.g. Broodbank 2004 with references; with strong local roots, which can in no way be
Broodbank and Kiriatzi 2007). mechanically reduced to the Minoan presence. In other
3. Aegean trade systems: Overview and observations on the Middle Bronze Age 35

sites of the area, Minoan elements are at the moment framework of more nuanced and multi-faceted trading
less prominent and possibly due, at least in part, to and exploring activities (e.g. Matsas 1991; 2009).
secondary interactions (e.g. Warren 2009).

North-eastern Aegean (Upper Interface) Following developments: Minoanization,


In the major sites of the Pagasetic Gulf, the most Mycenaeanization and northern shift
fashionable products from central Mainland (Gray In general terms, in the following phases the major
Minyan and Matt-Painted) and southern Aegean trends of mature MBA develop, giving way to a more
(Aeginetan wares) circulate, leading to the local integrated and less regionalized system, where the
production of similar classes, widely distributed in leading economic and cultural traits are represented
the area: the best known is the so-called Magnesia by Neopalatial Crete and Minoanization phenomena
Polychrome class, a matt-painted polychrome ware for MBIIILBI (e.g. BAT; Dietz 1998; Graziadio 1998;
inspired by the imported southern pottery, which has Mountjoy and Ponting 2000; Emporia; Felten et al. 2007;
been found so far as Koukonisi (Lemnos) (e.g. Poliochni Horizon 2008; Macdonald et al. 2009; see also above,
1997; Maran 2007; Collins et al. 20082010; Macdonald on Minoanization) and palatial Mycenaean mainland
et al. 2009; Dakoronia 2010). Settlement patterns polities and Mycenaeanization for LBIIIIIB (e.g.
around the Pagasetic Gulf point to the existence of a TMM; BAT; Schallin 1993; Cline 1994; 2007; Mountjoy
network of emerging sites (Pefkakia Magoula, Iolkos 1998; 2008; Sherratt 1998; 1999; 2001; Georgiadis 2003;
and Velestino), apparently without a central one (e.g. 2009; Emporia; DAgata and Moody 2005; Rutt er
Maran 2007; Dakoronia 2010). Parallel phenomena of 2006; Langohr 2009). The pattern of trade-circuits is
focused importations and local imitations are attested substantially the same as in the MBA. During the
in the Chalkidiki, where some sites apparently start Neopalatial period, along with the increasing weight
a medium-scale production of purple-dye (e.g. Horejs of Crete to one extremity (reinforcing the dendritic
2007; Veropoulidou 2008; Psaraki and Andreou 2010; aspects of the network), Helladic pole(s) develop
Mesohelladika). Further east, in western Anatolia, mutual on the other one. With the advanced Mycenaean
interactions between the parallel potting traditions of palatial era (LBIIIB), the core of the trading system
the established Aegean Dark Burnished wares and moves to Mainland (e.g. Cline 1994; 2007; Rutter
the developing Anatolian Grey wares are particularly 2006), followed by a possible northern shift of trading
strong in this phase, with some Aegean-related shapes routes in the last part of the period (end of LBIIIB2)
appearing within the Anatolian repertoire in coastal and the beginning of the post-palatial phase (LBIIIC
areas (e.g. Pavk 2005; 2007; 2010). Early) (e.g. Sherratt 2001; Rutter 2006; Borgna 2009;
Anyway, in this Upper Interface relationships with Moschos 2009 with references). Some major changes
the southern Aegean are obviously not so strong as are detectable in LBIIIC Middle, when the general
they are in the Lower Interface, and they remain structure of the main trading routes seemingly change
somehow indirect. Similar dynamics of interaction definitely from a northsouth to a westeast direction
and hybridization do occur, both relating to local (e.g. Mountjoy 1998; Deger-Jalkotzy and Zavadil
productions and pattern of circulation and southern 2003; 2007; Crielaard 2006; Deger-Jalkotzy and Lemos
influences (from the Lower Interface and central 2006; Dickinson 2006a; 2006 b; Thomatos 2006; 2007;
Aegean). The island of Lemnos plays a pivotal role in Bachhuber and Vlachopoulos 2008; Roberts 2009;
the area, being connected to both northsouth and east Borgna and Cssola Guida 2009; Deger-Jalkotzy and
west routes, as the rich and multiform evidence from Bchle 2009).
Koukonisi points out (including traces of metallurgical On the wider Mediterranean area, eastern Mediterra-
activities) (i.e. Boulotis 1997; 2009; 2010). An exception is nean economic system(s) reache(s) its maximum
possibly represented by Samothrace, where a particular extension and intensification during LBA, strongly
Minoan presence has been detected, including not only interfacing the Central Mediterranean and European
pottery but also some objects related to measurement world. But these phases will be the object of other
(i.e. a balance weight) and administrative activities (i.e. contributions.
roundels and nodules) and metallurgical debris (i.e. It seems clear that the basic structure of regional
Matsas 1991; 1995; 2009). This could point towards the identities and interactions of the II millennium BCE
existence of an organized Minoan outpost, possibly in the Aegean was formed during the MBA: trading
connected to the expoitation of the metallic ores of the contacts and hybridization phenomena had large part
area (which is however not attested archaeologically). in the process. Dialectics between local socio-economic
Such evidence would thus suggest the existence of structures and traditions and external economic
some Minoan strategic directional initiatives in the inputs and cultural innovations were at the base of
36 Maria Emanuela Alberti

identities definition and continuous renovation and Interface, with reference to an east Aegeanwestern
transformation. Anatolia Interface, have been used by Penelope Mountjoy
Geographical constraints and resources distribution (1998) to define phenomena of the Mycenaean period,
were also determinant for the regional trajectories, but can be usefully employed also for other phases, to
individuate these areas and their various local systems
as it was the case of the Western String, Kythera or
as dierent from the rest of the Aegean and underline
Samothrace. The economic reorganization attested in
patterns of interaction between Aegean societies and
some areas (Crete, Cyclades and Aegina), with the Anatolian world. The same is true for the terms Western
development of intermediation and export-oriented String (Davis 1979), Eastern String (Niemeier 1984) and
activities, is a fundamental step in the structuration Northern Crescent (Boulotis 2009), originally meant to
of Aegean societies. identify dynamics of the late MBAearly LBA.
Aegean history is a history of interactions and 6 I would like to emphasize the last point, the production
contaminations in a definite land and seascape, and for exportation of international or external success
MBA represents a crucial moment of this history. products: it is the mark of a strongly market-oriented
economy and the result of a complex intercultural
phenomenon. It also indicates where real economic
entrepreneurship and commercial initiative were located
Notes in each phase.
1 I will adopt a South Aegean-centered point of view. For 7 Minoanization: Branigan 1981; MTMR; Wiener 1984; 1990;
the sake of simplicity, all relative chronologies have been Melas 1988; 1991; Davis and Cherry 1990; Broodbank
translated into Aegean terms, unless not otherwise stated. 2004 with previous bibliography; Whitelaw 2004b;
Given the broad topic being developed in the present 2005; Knappett and Nikolakopoulou 2005; Niemeier
contribution, in many cases preference is given to more 2005; 2009; Berg 2007; Broodbank and Kiriatzi 2007;
recent bibliography, where references to previous works Davis 2008; Davis and Gorogianni 2008; Macdonald et
can be found. My warmest thanks to Teresa Hancock al. 2009; Warren 2009; Cadogan and Kopaka 2010; Van
Vitale, Giuliano Merlatti, Franoise Rougemont and Serena de Moortel 2010.
Sabatini for their help during the last phases of redaction 8 See note 2. See also: Kemp and Merrillees 1980; Wiener
of the present contribution. 1991; Betancourt 1998; Watrous 1998; Carter and Kilikoglou
2 MBA and LBA Aegean and Mediterranean trade system: 2007; Phillips 2008; Barrett 2009; Hjen Srensen 2009.
TMM; TAW III; Thalassa; BAT; Oates 1993; Cline 1994; Davies Minoanizing frescoes: Niemeier 1991; Niemeier and
and Schofield 1995; Cline and Harris-Cline 1998; Eastern Niemeier 1998; Brysbaert 2008.
Mediterrenean procc; Simposio; Kriti-Aigypto; Pare 2000;
Ploes; Stampolidis and Yannikouri 2004; Emporia; Niemeier
1998; Knapp 1990; 1991; 1993; Melas 1991; Sherratt and
Sherratt 1991; 1998; Wiener 1991; Rehak 1998; Sherratt 1998; References
1999; 2001; Parkinson and Galaty 2007; Betancourt 2008 b; Agouridis, Ch., 1997, Sea-routes and Navigation in the Third
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4
The Minoans in the Southeastern Aegean?
The evidence from the Serraglio on Kos and its significance

Salvatore Vitale and Teresa Hancock Vitale

Introduction throughout the entire Aegean area. Cretan-type pottery,


At the transition between the Middle Bronze Age architecture, wall painting/iconography, weaving
(MBA) and the Late Bronze Age (LBA) period (early equipment and, to a lesser extent, script are widely
17th century BC), the presence of Minoanizing features attested from the eastern Greek mainland to the
outside of the island of Crete dramatically increases southwestern Anatolian coast (Fig. 4.1a).1 Between the

Figure 4.1 a. The distribution of Minoanizing features and Koan Light-on-Dark/Dark-on-Light pottery during LBA I in the Aegean.
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 45

Figure 4.1 b. The Bronze Age settlement of the Serraglio (after Morricone 1975, 152, fig. 7).

1950s and the 1990s, the widespread occurrence of these 302305; Davis and Lewis 1985; Schofield 1984; Rutter
characteristics was interpreted according to two main and Zerner 1984; Melas 1988a; 1988b; 1991; Marketou
tendencies. Some scholars explained them as evidence 1998; 2010; Momigliano 2010).
for Minoan settlement, governed, or community In 2004, Cyprian Broodbank underlined the need
colonies, thus implying a substantial movement of for new approaches in the analysis of the data in
people from the island of Crete abroad (e.g. Furumark order to break the current interpretative standstill
1950, 200; Branigan 1981; Benzi 1984; Laviosa 1984; between Minoan imperialists and those who believe
Wiener 1990; Niemeier 1998; 2005; 2010; Niemeier in phenomena of acculturation. He suggests that, since
and Niemeier 1997; 1999). Others have concluded that Minoanization appears in dierent combinations in time
these characteristics are rather the result of interactions and space, it should not be regarded as a monolithic
and/or strategies of cultural emulation (e.g. Davis 1979; phenomenon, as has frequently occurred in the past,
1980; 1984; 1986; Davis and Cherry 1984; 1990; 2007, but rather investigated on a case by case basis (i.e.
46 Salvatore Vitale and Teresa Hancock Vitale

Broodbank 2004). Broodbank also insists that the Greek investigations, carefully undertaken by Toula
best insights will lie in the details of manufacture and Marketou during the last 30 years, have also been
consumption (i.e. ibid., 59), emphasizing the need for taken into account (e.g. Marketou 1990a; 1990b; 1998;
a more thorough examination and comprehension of 2004; 2010).
the cultural dynamics of what we call Minoanization Before starting our review of the evidence, an
(i.e. ibid., 5965). important preliminary question concerning the
The most recent theoretical contributions to this chronological system adopted here must be briefly
ongoing debate have been put forward by Carl addressed. The transition between MBA and LBA
Knappett and Irini Nikolakopoulou on one side and by in the Aegean has recently been much discussed,
Jack L. Davis and Evi Gorogianni on the other. Starting particularly in relation to the island of Crete and the
from the analysis of some newly excavated materials Minoan sequence (e.g. Popham 1977, 190195; 1984,
from Thera, the former call attention to the very 9397, 152158; Catling et al. 1979; Levi 1981, 5059;
dierence between colonialism and colonization, Carinci 1983; 1989; 2001; Warren and Hankey 1989,
suggesting that Minoanization may be seen as a form 6165; Warren 1991; 1999, 895898; Walberg 1992,
of cultural colonialism without actual colonies (i.e. 1230; Niemeier 1994, 7172; Bernini 1995, 5556, 6567;
Knappett and Nikolakopoulou 2008). On the other Hood 1996; Macdonald 1996, 1718; Panagiotaki 1998,
hand, Davis and Gorogianni suggest that, during the 185187; Van de Moortel 2001, 8994, note 158; La
Neopalatial period, a new environment, characterized Rosa 2002; Girella 2001; 2007; Puglisi 2001; Knappett
by an intensified intraregional exchange of products and Cunningham 2003, 107111, 171173; Mountjoy
and ideas, produced a setting in which competition 2003, 52, note 13; Rutter and Van de Moortel 2006,
encouraged emulation of Minoan material and non- 377444; Hatzaki 2007a; 2007b). This discussion
material culture (i.e. Davis and Gorogianni 2008). involves problems of ceramic phasing as well as
Following Broodbanks plea for a detailed case by terminological issues. The whole question becomes
case examination of the evidence, the present paper even more complicated when, as in the present paper,
reconsiders the impact and meaning of Minoanizing synchronization between dierent areas of the Aegean
features at the settlement of the Serraglio on Kos in must be suggested.2 It is not possible to fully discuss
the earliest LBA period, that is during LBA IA Early such a complex problem here. However, in order to
and LBA IA Mature. The observations proposed here avoid confusion, the ceramic phasing, terminology,
are primarily based on a thorough restudy of the large and synchronisms used in this paper are shown in the
amount of materials recovered by Luigi Morricone chronological chart displayed in Table 4.1. It obviously
between 1935 and 1946 (Fig. 4.1b; e.g. Morricone represents the point of view of the authors regarding
1975; Vitale 2006; 2007a; 2007b; Vitale and Hancock the abovementioned questions.
Vitale 2010). In addition, the data from more recent (T.H.V.)

Chronological Chart
Kos, Serraglio
Crete Absolute Chronology
(Van de Moortel 2001; Rutter
Greek Mainland (Marketou 1990a; Vitale 2006; 2007a; 2007b)
(Mountjoy 1986; 1999) General Building (Manning 1995, 217229)
and Van de Moortel 2006)
Chronology Phases
(= Traditional MM IIIB;
Warrens Transitional
MM IIIB/LM IA)

LM IA Early

LBA IA Settlement Preceding


Final MH III
Early Citt I, c. 17001680 to 16751650 BC
LM IA First Phase
Advanced

Settlement Preceding
LM IA Final LBA IA
LH I Citt I, c. 16751650 to 16001550 BC
(= Traditional LM IA) Mature
Second Phase
Abbreviations: LM (Late Minoan); MH (Middle Helladic).

Table 4.1 Chronological chart of the periods and areas mentioned in the text.
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 47

Minoanization at the Serraglio during the their contemporary Minoan counterparts are regularly
LBA IA Period. An Overview of the Evidence burnished and exhibit lustrous painted decoration.
In order to fully understand the meaning of the The same is true of the shape of FPP semiglobular
Minoanizing elements introduced at Kos at the cups, most likely representing an evolution of the
beginning of the LBA period, it is necessary to briefly carinated cups locally produced at Kos in the MBA
take into account also the preceding phases, that is period (e.g. Marketou 1990a, 103). Their decoration,
the Early Bronze Age (EBA) and the MBA periods. however, shows clear Minoanizing elements, such as
Given its abundance, much of the evidence discussed the use of the dipped-rim technique (Fig. 4.2f) and
in this paper will be inevitably focused on pottery. the occurrence of crescents.6
Nevertheless, other sensitive sources of information Koan LoD/DoL pottery, which will be discussed in
will be considered as well. more detail below, is still attested on a relatively low
Locally produced ceramics are documented at Kos scale during the LBA IA Early period.7 It combines
from the beginning of the EBA. In this phase, and in Anatolian shapes, such as the high-necked jug, and
the succeeding MBA, the material culture of the island Minoanizing features, such as the light-on-dark
is connected to the contemporary productions of the decoration (Fig. 4.2g).
southwestern Anatolian coast, the eastern Cyclades, Besides this mixture of local and new foreign
and the northeastern Aegean (e.g. Marketou 1990b, elements, other LBA IA Early ceramic productions
4344; 2004, 20, 2527). At the sett lement of the testify to a stronger continuity with the preceding
Serraglio, the local manufacture of ceramics begins periods. These include Unpainted Pale Fine, Medium-
from at least EBA 3. In this phase, the most typical Coarse, and Coarse pottery (UPF, UPMC, UPC; Fig.
shapes seem to be wheel-finished shallow rounded 4.2h), Monochrome Red Burnished pottery (MRB),
bowls (Fig. 4.2a), incised duck-vases (Fig. 4.2b), and Monochrome Dark pottery (MD; Fig. 4.2i).
depa (Fig. 4.2c), and carinated bowls (Fig. 4.2d; e.g. MRB and MD reproduce EBA techniques related
Marketou 1990a, 102, fig. 5; 1990b, 40, figs 12; 2004, to Anatolian prototypes (cf. Vitale and Trecarichi,
26, fig. 8). The succeeding MBA period is characterized forthcoming).
by the presence of wheel-finished carinated bowls In LBA IA Early, pottery imported from Crete is
(Fig. 4.2e; see also e.g. Marketou 1990a, 102, fig. 5.b) scanty. Apart from the ceramic evidence, there are
and cups. Contacts with Crete, the western Cyclades, no traces of any other Minoanizing elements in the
and the Greek mainland, albeit not absent, appear material culture (e.g. Marketou 1990a, 103; 1998, 63).
relatively unfruitful (e.g. Marketou 1990a, 101102; The LBA IA Mature period is characterized by a
1990b; 1998, 63; 2004). It is within this particular general reorganization of the Serraglio after a severe
context that the main characteristics of what we may earthquake, marking the end of the preceding LBA IA
call the Koan local tradition are elaborated. By this Early (e.g. Marketou 1990a, 102103). Due to its ideal
term, we refer to those features of Anatolian flavor geographical position, located on the main maritime
that are immanent in the ceramic repertoire of the routes between the eastern and western Aegean,
island from the EBA throughout the later Minoanizing the settlement experiences a particularly flourishing
and Mycenaean periods, representing the specific phase.
hallmark of the indigenous productions (e.g. Vitale As far as pottery is concerned, LBA IA Mature is
2007a, 168222).3 characterized by the following elements:8
During the MBA to LBA transition, the situation (a) FPP dies out and locally produced conical cups
gradually starts to change. For the first time, a become very popular (Figs 4.3ad);
certain hybridization between the local tradition (b) Koan LoD/DoL pottery flourishes and a new
and characteristics of Cretan origin is apparent in the stylistic language is created, combining in an
archaeological record. In LBA IA Early, two new ceramic original way elements of the local tradition (Figs
classes appear: Fine Pattern-Painted (FPP) pottery and 4.3eg) together with Minoanizing features (Figs
Medium-Coarse to Coarse Patterned pottery, better 4.3hk and 4.4a);
known as Koan Light-on-Dark/Dark-on-Light pottery (c) The other fabrics connected to the local tradition,
(LoD/DoL).4 FPP includes exclusively wheel-finished i.e. UPF, UPMC, UPC, MRB, and MD (Figs 4.4bd),
semiglobular cups with a vertical strap handle (Fig. continue to be produced, as is shown in Table 4.2;
4.2f). In terms of firing techniques, surface treatment (d) Cretan-type kitchenware is present alongside local
and paint quality, they do not show any obvious sign cooking pottery of Anatolian flavor (Fig. 4.4d;
of Minoan influence. In fact, FPP semiglobular cups are e.g. Morricone 1975, 220, 283285, nos 1213, 1310,
usually smoothed or wiped and dull-painted,5 whereas 13501359, figs 140, 248250);
48 Salvatore Vitale and Teresa Hancock Vitale

Figure 4.2 a. EBA 3: Wheel-finished shallow rounded bowl from Marketous excavations at the Serraglio (after Marketou 2004, 37, fig.
8.). b. EBA 3: Incised duck-vase from Marketous excavations at the Serraglio (after Marketou 2004, 37, fig. 8.). c. EBA 3: Depas from
Marketous excavations at the Serraglio (after Marketou 2004, 37, fig. 8.). d. EBA 3: Wheel-finished carinated bowl from Marketous
excavations at the Serraglio (after Marketou 2004, 37, fig. 8.). e. MBA: Wheel-finished carinated bowl from Marketous excavations at
the Serraglio (after Marketou 1990a, 104, fig. 5.b). f. LBA IA Early: FPP semiglobular cup with dipped-rim from Morricones excavations
at the Serraglio (photo S. Vitale; drawing A. Caputo). g. LBA IA Early: Koan LoD high-necked jug from Morricones excavations at the
Serraglio (photo S. Vitale; drawing A. Caputo). h. LBA IA Early: UPMC beaked jug from Morricones excavations at the Serraglio
(drawing A. Caputo). i. LBA IA Early/Mature: MD jug from Morricones excavations at the Serraglio (photo S. Vitale; drawing M.
Rossin/A. Caputo).
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 49

Figure 4.3 a. LBA IA Mature: Local conical cup from Morricones excavations at the Serraglio (drawing S. Vitale/A. Caputo). b. LBA
IA Mature: Local conical cup from Morricones excavations at the Serraglio (photo S. Vitale). c. LBA IA Mature: Local conical cup
from Morricones excavations at the Serraglio (drawing S. Regio/A. Caputo). d. LBA IA Mature: Local conical cup from Morricones
excavations at the Serraglio (drawing S. Regio/A. Caputo). e. LBA IA Early/Mature: Koan LoD narrow-necked juglet from Morricones
excavations at the Serraglio (drawing A. Caputo). f. LBA IA Mature: Koan DoL pithoid jar from Morricones excavations at the
Serraglio (drawing A. Caputo). g. LBA IA Mature: Koan LoD jug from Morricones excavations at the Serraglio (drawing A. Caputo).
h. LBA IA Early/Mature: Koan LoD straight-sided cup from Morricones excavations at the Serraglio (drawing S. Vitale/A. Caputo).
i. LBA IA Early/Mature: Koan LoD bridge-spouted jar from Morricones excavations at the Serraglio (drawing A. Caputo). j. LBA
IA Mature: Koan LoD hole-mouthed jar from Morricones excavations at the Serraglio (drawing A. Caputo). k. LBA IA Early/Mature:
Koan LoD hole-mouthed jar from Morricones excavations at the Serraglio (drawing A. Caputo).
50 Salvatore Vitale and Teresa Hancock Vitale

(e) Minoan imports (Fig. 4.4e), although still present Discussion


on a small scale, increase (e.g. Marketou 1990a, The LBA IA Mature period represents the peak in the
104 and 2010, 91); presence of Cretan-type features at the Serraglio.
(f) Mycenaean vessels begin to reach the Serraglio The interpretation of the data, however, is far from
(Fig. 4.4f; see also e.g. Morricone 1975, 333, fig. simple. What are the nature and the extent of the
223de). Minoan influence? Were there Minoan people living
in Kos (e.g. Niemeier 1998 and 2005, 202; Niemeier
Interestingly, as in the preceding LBA IA Early period, and Niemeier 1999, 552553)? If so, were they present
during LBA IA Mature, hybridizing and fully local in significant numbers? Is it possible that, during the
tradition vessels are always found alongside one LBA IA Mature period, the Serraglio was somehow
another, illustrating the composite, but unitary nature of under Minoan control (e.g. Wiener 1990)? In order to
the Serraglio material culture in these phases (e.g. Vitale answer these crucial questions, a closer examination
2006, 76, figs 34; 2007a, 3536, figs 910, pls 56). of the interaction between the local tradition and the
In addition to pottery, during the LBA IA Mature Minoanizing elements is necessary.
period, some further Minoanizing elements appear A precious analytical tool at our disposal is
for the first time at the Serraglio. These include a represented by LoD/DoL pottery, the Koan ceramic
polythyron of rather provincial style and a small production in which the presence of Minoanizing
number of discoid loomweights (e.g. Morricone 1975, elements is the strongest. Many of the shapes attested
279, fig. 240; Marketou 1998, 63; 2010, 91). Nevertheless, in this class reproduce Cretan types, including the
Minoan-type wall painting/iconography and script oval-mouthed amphora (Fig. 4.5ab), the eyed jug (Fig.
are still absent and the impact of the local tradition 4.5cd), the bridge-spouted jar (Fig. 4.3i), the stirrup
continues to be strong throughout the Koan material jar (Figs 4.5e), and the straight-sided cup (Fig. 4.3h).9
culture (e.g. Marketou 1990a, 109; 1998, 6364). This is equally true of several decorative motifs, such
(S.V.) as spirals (Fig. 4.3f and j), flowers (Fig. 4.5f), ivies

Diagnostic Features and Chronological Evolution of the Koan Local Ceramics

Settlement Preceding Citt I


First Phase Second Phase
LBA IA Early LBA IA Mature
Forming Technique: Wheel-finished;
FPP Surface: Washed or slipped and smoothed or wiped; DIES OUT
Decoration: Dull paint.

Forming Technique: Handmade or wheel-finished;


MRB Surface: Slipped and burnished;
Decoration: Slightly lustrous slip/paint.

Forming Technique: Handmade or wheel-finished;


MD Surface: Washed or slipped and smoothed, wiped, or burnished;
Decoration: Dull or slightly lustrous slip/paint.

Forming Technique: Handmade or wheel-finished;


UPF,
Surface: (a) Rough; (b) Washed or slipped and smoothed, wiped, or burnished;
UPMC, UPC
Decoration: Always unpainted.

Forming Technique: Handmade or wheel-finished;


Forming Technique: Handmade or wheel-finished;
Surface: Washed or slipped and smoothed or wiped;
LoD/DoL Surface: Washed and smoothed or wiped;
Decoration: Matt or dull paint, LoD, DoL, or LoD-
Decoration: Matt paint, generally LoD.
DoL.

* By the term wash we refer to a poor quality slip. A wash is more diluted than a slip and it often wears away more easily.
Table 4.2 Diagnostic features and chronological evolution of the Koan local ceramics.
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 51

Figure 4.4 a. LBA IA Mature: DOL jug with linear decoration from Morricones excavations at the Serraglio (drawing A. Caputo).
b. LBA IA Early/Mature: UPMC jug with cut-away neck from Morricones excavations at the Serraglio (drawing A. Caputo). c. LBA
IA Mature: MRB bridge-spouted jug from Morricones excavations at the Serraglio (photo S. Vitale; drawing A. Caputo). d. LBA
IA Early/Mature: Local cooking jar from Morricones excavations at the Serraglio (photo S. Vitale; drawing M. Rossin/A. Caputo).
e. Imported LM IA fragment from Morricones excavations at the Serraglio (photo S. Vitale; drawing S. Regio/M. Rossin/A. Caputo).
f. Imported LH I Vapheio cup fragment from Morricones excavations at the Serraglio (drawing M. Rossin/A. Trecarichi).
52 Salvatore Vitale and Teresa Hancock Vitale

(Fig. 4.5g), hatched loops (Fig. 4.3k), leaves (Figs 4.3f Minoan presence (e.g. Coldstream and Huxley 1972,
and 4.5c), foliate bands (Fig. 4.5b), reeds (Fig. 4.5h), 285; Wiener 1984, especially 1922; 1990, 137139;
crescents (Fig. 4.5i), and speckles (Figs 4.3hI and Niemeier and Niemeier 1999, 547), but their simple
4.5j).10 A further element of Minoan origin is shown occurrence should not be taken as a decisive proof.
in the alternative use of the various LoD, DoL, and They are easy to produce and may be used for a
LoD-DoL techniques (Fig. 4.5c and i).11 large number of dierent practical uses (e.g. Gillis
However, besides features of Cretan origin, a 1990). These two characteristics alone explain their
certain number of shapes exhibit local idiosyncrasies popularity outside of Crete at the beginning of the
of Anatolian flavor, such as the strong preference for LBA period (e.g. Mountjoy and Ponting 2000, 176177).
neck-handled rather than rim-handled jugs (Fig. 4.3g), Moreover, Koan conical cups are manufactured in the
the widespread occurrence of biconical profiles (Figs. same fabric as other local unpainted ceramics (Fig.
4.3f, 4.4d and Fig. 4.5d) and the relatively frequent use 4.3b), implying that, at the Serraglio, there was no
of ridges (Fig. 4.5j) to decorate extensive portions of the attempt to create a distinctive Minoanizing clay paste,
vessels.12 Other shapes, namely the narrow-necked jugs as has been suggested for the conical cups from Iasos
(Figs 4.3e and 4.5k),13 the high-necked jugs (Fig. 4.2g),14 (i.e. Momigliano 2005, 223).
and certain types of jars 15 (Fig. 4.5j) directly reproduce Also the simple presence of Cretan-type kitchenware
Anatolian models. Strong local idiosyncrasies are also does not in itself suggest a strong Minoan presence
evident in the decorative repertoire, where simple at Kos during LBA IA Mature. The cooking pottery
geometric motifs, such as single and double wavy originally recovered by Morricone was largely discarded
lines (Figs 4.2g, 4.3gh, 4.5a and ce), are particularly immediately following his excavations, as was typical
popular, but there is no trace of the ripple pattern, practice during the 1930s and 1940s. As a result of this
one of the hallmarks of Late Minoan (LM) IA which arbitrary choice, no quantitative assessment of this
was widely attested in the contemporary Minoanizing material is possible. In particular, while it is evident
productions outside the island of Crete.16 that Anatolianizing and Minoanizing kitchenware were
In terms of firing techniques, formation process, used alongside one another during the LBA IA period
surface treatment, and paint quality, there is nothing (e.g. Morricone 1975, 220, 283285, nos 1213, 1310,
in Koan LoD/DoL which deviates from the EBA to 13501359, figs 140, 248250), it not possible to establish
early LBA local tradition and/or betrays an obvious their respective percentages as, for example, in the case
Minoan origin (cf. Knappett 1999). of contemporary assemblages from Miletus. Moreover,
As is implicit in this brief overview, LoD/DoL the equation between the occurrence of Minoanizing
pottery cannot be described as a direct true imitation kitchenware and the presence of Minoan people,
of the contemporary Minoan pottery, but rather as a have been recently put into question by Penelope A.
hybrid pidgin, where single elements of Cretan origin Mountjoy, Matthew J. Ponting, and Broodbank (e.g.
are combined with Anatolian characteristics, typical Mountjoy and Ponting 2000, 177; Broodbank 2004,
of the Koan local tradition. As has already been 5960). Specific types of cooking pottery may be imitated
suggested by Davis, LoD/DoL pottery can be properly or imported simply for the value of their functional
included in the range of the various Minoanizing properties. This is the case, for example, of the vast
productions present in the Aegean during the MBA quantity of Aeginetan kitchenware traded in the western
to LBA transition (i.e. Davis 1982, 33). However, the Aegean between the late Middle Helladic and the early
impact of Cretan features is remarkably less important Late Helladic (LH) period, obviously not representing
than on the contemporary Minoanizing pottery from the result of an Aeginetan thalassocracy.17
Thera, Keos, and Melos (e.g. Marthari 1984, 129; 1987, A final note is needed on the occurrence of a small
362366, 373376; 1990; Cummer and Schofield 1984, number of Cretan-type discoid loomweights (e.g.
4546; Renfrew 1978, 407; Davis and Cherry 2007). Morricone 1975, 279, fig. 240). These items certainly
The dierence is even more striking if Koan LoD/DoL suggest that Minoan weaving technology was in use at
pottery is compared to the ceramic productions of the Serraglio during the LBA IA Mature period. They
Kastri on Kythera and Miletus (cf. Table 4.3), the only may also imply the existence of a few Minoan residents,
two sites where the presence of a Minoan colony seems but they by no means testify to the occurrence of
to have been convincingly proven (e.g. Coldstream and Minoan political control (e.g. Mountjoy and Ponting
Huxley 1972; Niemeier and Niemeier 1997; 1999). 2000, 177) or to a massive presence of Cretans on Kos.
In fact, if we exclude conical cups, a genuine local Once again, functional advantages and social prestige
production of Cretan-type pottery is altogether absent strategies may have played an important role in the
at Kos during the LBA IA Mature period. Conical introduction of Cretan weaving technology on Kos as
cups have often been regarded as an indicator of is clearly documented, for example, in the case of Troy.
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 53

Figure 4.5 a. LBA IA Mature: Koan LoD oval-mouthed amphora from Morricones excavations at the Serraglio (drawing A. Caputo).
b. LBA IA Mature: Koan DoL oval-mouthed amphora from Morricones excavations at the Serraglio (drawing A. Caputo). c. LBA IA
Mature: Koan LoD-DoL eyed jug from Morricones excavations at the Serraglio (drawing A. Caputo). d. LBA IA Mature: Koan LoD
eyed jug from Morricones excavations at the Serraglio (drawing A. Caputo). e. LBA IA Mature: Koan DoL stirrup jar from Morricones
excavations at the Serraglio (drawing A. Caputo). f. LBA IA Early/Mature: Koan Polychrome LoD hole-mouthed jar from Morricones
excavations at the Serraglio (drawing A. Caputo). g. LBA IA Early/Mature: Koan Polychrome LoD hole-mouthed jar from Morricones
excavations at the Serraglio (drawing A. Caputo). h. LBA IA Early/Mature: Koan LoD closed shape from Morricones excavations
at the Serraglio (drawing A. Caputo). i. LBA IA Mature: Koan LoD-DoL pithoid jar from Morricones excavations at the Serraglio
(drawing A. Caputo). j. LBA IA Mature: Koan LoD jar from Morricones excavations at the Serraglio (drawing A. Caputo). k. LBA
IA Early/Mature: Koan LoD narrow-necked jug from Morricones excavations at the Serraglio (drawing A. Caputo).
54

Minoanizing Features in Southwestern Anatolia, the Dodecanese, and the Cyclades during the LBA IA Mature Period
General Pottery
Architecture Rituals/Religion
Picture

Weak Close
Presence Imitation/ (Ashlar
Linear Weaving
of Local Local Minoan Minoan Masonry, Frescoes Cultic
Sites/Features Burial A Equipment
non-Minoan Production Stylistic Manufacturing Polythyra, Items/
Fortifications, Practices
Features of Minoan Features Technique Buildings
according to Decorated Hydraulic
Excavators Pottery Systems, etc.)

southwestern anatolia
Miletus * * * * * * * ? * *
Iasos - * * * * - - ? - *
the dodecanese
Kos
- - * - * - - ? - *
The Serraglio
Rhodes
- * * * * * * - - *
Trianda
the cyclades and kythera
Melos
- * * * * * ? ? * *
Phylakopi
Keos
- * * * * * * ? * *
Salvatore Vitale and Teresa Hancock Vitale

A. Irini; Troulli
Thera
- * * * * * * ? * *
Akrotiri
Kythera
* * * * * - * * * *
Kastri

Sources: Miletus: Weickert et al. 1960; Niemeier 1998, 2005 and 2010; Niemeier and Niemeier 1997 and 1999. Iasos: Levi 1970; Benzi et al. 2000; Momigliano et al. 2001;
Momigliano 2005 and 2010. Kos and Rhodes: Marketou 1988, 1990a, 1998 and 2010; Girella 2005; Vitale 2006, 2007a and 2007b. Melos and Keos: Caskey 1971; Renfrew
1978; Davis 1979, 1980, 1982, 1984 and 1986; Davis and Cherry 1984, 1990 and 2007; Davis and Lewis 1985; Cummer and Schofield 1984; Berg 2007. Thera: Marthari
1984, 1987 and 1990; Knappett and Nikolakopoulou 2008; Nikolakopoulou 2010. Kythera: Coldstream and Huxley 1972; Broodbank 2004.

Table 4.3 Minoanizing features in southwestern Anatolia, the Dodecanese, and the Cyclades during the LBA IA Mature period.
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 55

There, Minoan-type discoid loomweights occur from of the early LBA period (i.e. Davis and Gorogianni
the 15th until the 13th century BC (Troy VI Middle to 2008, 385).21
Troy VIIa), but they certainly cannot be interpreted It would not be appropriate to explain the introduct-
as a proof of significant Minoan presence or Minoan ion of Minoanizing elements at the Serraglio as the
political control (e.g. Guzowska and Becks 2005).18 result of a form of colonialism without colonies. The
(S.V.) Koan situation is dierent from that described by
Knappett and Nikolakopoulou for Middle Minoan IIIA
to LM IA Akrotiri, because no secure true local imitation
of Minoan decorated fine pottery exists at the Serraglio
Concluding Remarks
and because Cretan imports are much less widespread
The data presented above indicates that, during the than those at Thera.22 In fact, while Knappetts and
LBA IA period, the culture of the settlement of the Nikolakopoulous contribution represents an important
Serraglio had a strong local character. According to the step forward in our understanding of Minoanization,
archaeological evidence, there is no reason to conclude its approach has two aspects that, if mechanically
that Kos was under any form of Minoan control or applied beyond Akrotiri to the entire area of the
to postulate a strong presence of Cretan people on Cyclades and/or the southeastern Aegean, may have
the island. The Serraglio cannot be interpreted as the potential of being misleading. Firstly, by placing
a settlement colony, since the area of the site was the objects at the heart of a cultural process, and
continuously occupied from EBA 3 up until advanced postulating an object-led acculturation, there is a
LH IIIC. Nor can it be seen as a governed colony, possible risk of underestimating the significance of the
as there is no evidence proving the character of the strategies behind the adoption of Minoanizing features
administrative system. Finally, while the presence of abroad and, thus, of misunderstanding the complex
Cretan residents is possible, no Minoan enclave within dynamics of Minoanization in their actual working
the settlement has been found to support the existence process. Secondly, if, as Knappett and Nikolakopoulou
of a community colony, despite the rather large area state, the relationships between Crete and the Aegean
investigated (Fig. 4.1b).19 were more subtle than was previously considered
At the eventful MBA to LBA transition, in the period (i.e. Knappett and Nikolakopoulou 2008, 37), terms
of the strongest cultural and economic expansion of such as colonialism without colonies or culturally
the Cretan palaces, the adoption of elements of Minoan colonialized (i.e. Knappett and Nikolakopoulou 2008,
origin at Kos may be better explained as the result of 3, 38) may appear confusing, still retaining a somehow
an internal process of cultural emulation, related to a Minoan imperialistic taste.
number of practical reasons. The appearance of Cretan (S.V. and T.H.V.)
features on FPP semiglobular cups may represent the
attempt of local elites to underline their status and
prestige by an assertive display of items of exotic taste.
On the other hand, the production of Koan LoD/DoL Notes
pottery may be interpreted as a coherent strategy to
1 For a general picture of the phenomenon, cf. Minoan
better compete along the main maritime trade routes Thalassocracy; Wiener 1990.
of the Aegean Sea. The success of a similar strategy 2 For the Middle Helladic to Late Helladic transition on the
is proven by the distribution outside the Serraglio of Greek mainland, cf. Rutter and Rutter 1976; Dietz 1991; 1998;
this Minoanizing class, through which Koan products Wohlmar 2007; Gauss and Smetana 2007; Horejs 2007.
were widely exchanged and exported during LBA I 3 For the occurrence and impact of Anatolian features on Koan
from the island of Aegina to the coastal centers of Asia local pottery productions, cf. also Morricone 1967, 306.
Minor and Cyprus (Fig. 4.1a).20 4 For the identification and classification of Koan local
The picture of LBA IA Kos, as reconstructed in ceramics of the early LBA period, cf. Vitale 2007a, 168
the present paper, is in harmony with the scenario 213. For the subdivision of LBA IA into an early and a
of interactions and exchange proposed by Davis and mature phase, cf. Marketou 1990a, 102103. For a detailed
examination of the LBA IA Early contexts recovered during
Gorogianni for the Aegean in the Neopalatial period
Morricones excavations, cf. Vitale 2006, 76, fig. 3; 2007a,
(i.e. Davis and Gorogianni 2008). In the context of 3536, fig. 9, pl. 5.
what the authors describe as a new environment, the 5 By the term dull-painted we refer to the use of poor
Minoanizing settlement of the Serraglio may have quality ironbased paints. These have a matt appearance
represented one of the southeastern stepping stones when vessel surfaces are simply smoothed or wiped,
in the maritime trading routes connecting Crete with but may become slightly lustrous after polishing or
the southwestern Anatolian coast at the beginning burnishing.
56 Salvatore Vitale and Teresa Hancock Vitale

6 For the use of crescents on Koan FPP, cf. Marketou 17 We thank Jeremy Rutter for calling our attention on this
1990a, fig. 5.c. For the dippedrim technique on Minoan point. On Aeginetan pottery in general, cf. Maran 1992,
pottery, cf., for example, Walberg 1992, 97 (Motif 25), pl. 179199; Zerner 1993, 4850; Mountjoy 1999, 490492;
14.25.2. For crescents, cf. Betancourt 1985, 98, 113, 129, Rutter 2001, 125131, fig. 12; Lindblom 2001; Gauss and
fig. 70.ab, fig. 87.a, fig. 98.l. Kiriatzi 2011.
7 For previous studies on Koan LoD/DoL pottery, cf. 18 We thank Maria Emanuela Alberti for calling our
Morricone 1975, 296326, figs 265313; Marthari et al. attention on this point.
1990; Momigliano 2007; Vitale 2007a, 76193, figs 1640, 19 For the definition of settlement, governed, and
pls 1555. community colonies, cf. Branigan 1981.
8 For a detailed examination of the LBA IA Late contexts 20 For the distribution of LoD/DoL pottery outside the
recovered during Morricones excavations, cf. Vitale 2006, island of Kos, cf. Marthari et al. 1990, 177; Momigliano
76, fig. 4; 2007a, 36, fig. 10, pl. 6. 2005, 222; 2007, 269; Vitale 2006, 74, notes 1619; 2007a,
9 Walberg 1992, 5052, 5455, 6368, 7678, pls 24, 7 (with 3233, notes 4551; 2007b, 50, notes 1824; Vitale and
much bibliographical information, updated until 1991). Hancock Vitale 2010, 76, fig. 1.1.
For some of the main contributions from 1991 onwards, 21 Kos is not mentioned in Davis and Gorogiannis
cf. Warren 1991; Sakellarakis and SapounaSakellaraki reconstruction of their Neopalatial new environment.
1997; Knappett and Cunningham 2003; Rutter and Van Its location suggests that the settlement of the Serraglio
de Moortel 2006. may have been the missing stepping stone between the
10 Walberg 1992, 8089, 9296, pls 813 (with much Minoanized settlements on Rhodes and Iasos.
bibliographical information, updated until 1991). For some 22 Knappett and Nikolakopoulou assign their imported
of the main contributions from 1991 onwards, cf. Warren bridge-spouted jug no. 9807 to a possible Koan fabric
1991; Sakellarakis and Sapouna-Sakellaraki 1997; Knappett (i.e. Knappett and Nikolakopoulou 2008, 10, 15, no. 15,
and Cunningham 2003; Rutter and Van de Moortel 2006. figs 89). Based on the long expertise in Koan materials
11 Cf., in general, Betancourt 1985, 103114, 123133, figs of the first author of this paper, this attribution seems
8185, 87, 92, 98, 100, pls 1317. improbable.
12 For neckhandled jugs, cf. Marketou 2004, 26, fig. 8.
(Kos, EBA 3); Milojcic 1961, 19, 3435, pl. 39.6, pl. 42:11,
1516, pl. 43.14 (Samos, EBA IIIMBA I); Gnel 1999, 70,
no. 17, fig. 14.17 (Liman Tepe, MBA III).
Acknowledgements
For biconical profiles, cf. Milojcic 1961, 71, 74, pl. 15.7,
pl. 47.16 (Samos, EBA); Weickert et al. 1960, 28, no. 2, pl. This paper was originally presented at the 14th Annual
10.2 (Miletus, Late Minoan III); Lloyd and Mellaart 1965, Meeting of the European Association of Archaeologists
105, 111, 119, 121, fig. 17.13, 68, fig. 18, fig. 19.23, 56, (Malta, 2008). In its final form, it incorporates the
8, fig. 20.14, 67, 11, fig. 21.17, 911, fig. 27.23, 5, fig. results of the 20092011 study seasons of the Serraglio,
28.26, 9, fig. 29.2 (Beycesultan, MBA). Eleona, and Langada Archaeological Project, a research
For the use of ridges, cf. Lloyd and Mellaart 1965, 103, undertaking under the auspices of the Italian School
105, 111, fig. 14.5, fig. 17.7, fig. 19.5, fig. 20.5, fig. 21.11 of Archaeology at Athens (www.selap.it). SELAPs
(Beycesultan, MBA).
20092011 study seasons were made possible through
13 For Anatolian prototypes and parallels, cf. Milojcic 1961,
37, pl. 44.4 (Samos, EBA IIIII).
generous grants from the Ministry of Education, Lifelong
14 For Anatolian prototypes and parallels, cf. Milojcic Learning, and Religious Aairs of the Hellenic Republic,
1961, 8, 11, 37, pl. 35.75, pl. 36.18, pl. 44.2 (Samos, EBA the Institute for Aegean Prehistory (INSTAP), The
IIMBA I); Gnel 1999, 70, no. 18, fig. 14.18 (Liman Tepe, Shelby White Leon Levy Program for Archaeological
MBA IIIIIA). Cf. also Papagiannopoulou 1991, 217. Publications, and the University of Calabria.
Some highnecked jugs from Rhodes are considered We would like to particularly thank the following
by Marketou to be diagnostic of the MBA period in the colleagues for their support during our research
Dodecanese (i.e. Marketou 1998, 43, fig. 2). and/or their useful comments on the manuscript of
15 For Anatolian prototypes and parallels, cf. Lloyd and this paper: Maria Emanuela Alberti, Mario Benzi,
Mellaart 1965, 121, fig. 29.2 (Beycesultan, MBA). Ina Berg, Thomas M. Brogan, Vasso Christopoulou,
16 For the ripple pattern outside the island of Crete during
Jack L. Davis, Evi Gorogianni, Giampaolo Graziadio,
the MBA to LBA transition, cf.: Kythera, Kastri: Coldstream
and Huxley 1972, 283, 290, pls 2332. Thera, Akrotiri:
Emanuele Greco, Carl Knappett, Valeria Lenuzza,
Marthari 1984, 129, fig. 8c and 1987, 364, fig. 15. Keos, Ayia Bartomiej Lis, Toula Marketou, Jerolyn E. Morrison,
Irini: Cummer and Schofield 1984, 86, 136, nos 820, 1707, Irene Nikolakopoulou, Santo Privitera, Jeremy B.
pl. 62a, d, i, j, 820, pl. 88.1707. Melos, Phylakopi: Renfrew Rutter, Serena Sabatini, and Elpida Skerlou. We are also
1978, 407 (as cited in Warren and Hankey 1989, 66); Davis grateful to Toula Marketou for permission to reproduce
and Cherry 2007, 271, no. 25, fig. 7.2.25. some of her previously published drawings.
4. The Minoans in the Southeastern Aegean? The evidence from the Serraglio on Kos 57

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Marthari, M., 1984, The Destruction of the Town at Akrotiri, Gteborg.
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In Prehistoric Cyclades, 119133. Rahden/Westf.
Marthari, M., 1987, The Local Pottery Wares with Painted Mountjoy, P. A., 2003, Knossos: The South House, (Annual of
Decoration from the Volcanic Destruction Level of Akrotiri, the British School at Athens Supplementary Volume 34),
Archologischer Anzeiger 1987, 359380. Oxford/Northampton.
Marthari, M., 1990, The Chronology of the Last Phases of Occupation Mountjoy, P. A. and Ponting, M. J., 2000, The Minoan
at Akrotiri in the Light of the Evidence from the West House Thalassocracy Reconsidered: Provenance Studies of LH II
Pottery Groups. In Thera and the Aegean World III, vol. 3, 5770. A/LM I B Pottery from Phylakopi, Ayia Irini and Athens,
Marthari, M., Marketou, T. and Jones, R., 1990, LBI Ceramic Annual of the British School at Athens 95, 141184.
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Melas, E. M., 1988a, The Dodecanese and Western Anatolia Momigliano, N. (eds), Knossos: A Labyrinth of History, Papers
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Anatolian Studies 38, 109120. Oxford, 7188.
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5
Westernizing Aegean of LH III C

Francesco Iacono

Introduction and strength of existing connections came about with


In the last decades Mediterranean archaeology has regions which were located westward and north
changed dramatically questioning some of its most westward of the Aegean a few centuries before, in the
basilar assumptions, as for instance the existence last part of Bronze Age.
of large scale migrations la Childe and prehistoric I will try to show in this paper that after the
thalassocracies la Evans. Yet despite this, when it dissolution of mainland states a contraction occurred
comes to the interpretation of large phenomena of in the sphere of cultural influence of the Mycenaean
cultural change and interaction there are some axioms core, leaving room for a variety of formerly peripheral
laying at the very core of the discipline which remain elements to be accepted and become influential in
largely unnoticed and therefore almost completely Greece.
unchallenged.
The most persistent and influential among those
is undoubtedly that of directionality of culture
World System Theory, concepts and
change, from East to West, from the civilized to the
relationships
uncivilized.
My aim in this contribution is to instil doubts about World System (WS) Theory has been already applied
the inescapability of this trend. Can cultural influence by a number of scholars to the analysis of the Late
travel the other way round? Bronze Age Mediterranean (see Kardulias 1996 with
In order to do that I will deal with an historical previous bibliography). However I will not blindly
context in which the South-East/North-West cultural adopt the theory as it was developed by Wallerstein in
drift, as Andrew Sherratt (1997) named it, does not his first seminal work. It will be therefore necessary to
really fit with archaeological data. I am referring to the introduce some of the basic concepts and relationships
end of the palatial era and the post-palatial period in entailed by the approach adopted in this paper (Chase
Greece (LH III BC), corresponding roughly to Recent Dunn and Hall 1993; Schneider 1977; A. Sherratt 1993;
and Final Bronze Age in Italy and Bronze D and Halstatt Wallestein 1974). According to this perspective, the
A in the rest of Europe (Jung 2006, 216). traditional relationships of core and periphery are
The title I choose evokes the well known Orientaliz- defined by the relative level of capital accumulation,
ing period, a moment in which the cultural osmosis with cores presenting larger amounts (whatever its
between the Greek West and the East is said to be form) than peripheries (Frank 1993). These roles are of
at one of its higher point (Burkert 1992; Riva and course relational and the same socio-political entity (be
Vella 2006). it a large polity, a hamlet or as far as the archaeological
The hypothesis that I will provocatively try to phenomena are concerned a site) might be a core in
explore here by the means of a World System approach, relation to some partners and a periphery vis--vis a
asserts that a similar phenomenon in terms of width larger core.
5. Westernizing Aegean of LH III C 61

As the kind of interaction detectable in the arch- Sestieri 1988; Vagnetti 1983; 1999; Marazzi et al. 1986).
aeological record always entails a flow of capital The areas that returned the largest amount of Aegean
(normally in the form of material cultural items), it is materials are the Tyrrhenian, Sicily and, to a more
possible to analyze in terms of WS dynamics aspects limited extent, the Ionian arc. Much less intense, albeit
which are often considered extraneous to economic already established, appear to have been interaction
interaction, such as diplomacy, political marriage with the Adriatic area both on the Balkan and on the
and gift exchange (Chase Dunn and Hall 1993; 1997; Italian side.1
Wilkinson 1987). In a more indirect fashion Mycenaean influence
Methodologically it can be argued that in peripheral has been linked to various developments like craft
areas, privileged possession of material culture items production (introduction of new manufacturing
from the core was possibly crucial as it signalled techniques and local imitations), architecture
to the wider community the successfulness of local and settlement patterns (MBA fortifications and
elites in establishing relationships with powerful development of coastal sites in Southeastern Italy)
partners. These items were then employed by elites (Vagnetti 1999; Levi 2004; Malone et al. 1994; contra
in the peripheries as prestige goods in processes Cazzella and Moscoloni 1999).
of competition over economic and political power. Consumption patterns attested at a key context such
Afterwards they would slowly penetrate in the as Lipari (Fig. 5.1.2) suggest that, although Mycenaean
tissue of peripheral societies being adopted/imitated materials were not restricted to specific areas, some
among larger sectors of the population (Friedman and households had a privileged access to foreign materials
Rowlands 1977; Veblen 1902). (Wijnergaarden 2002, 224). Furthermore the use
Therefore, as a general criterion, it is possible of Mycenaean products as display items has been
to suggest that the larger the number of artefacts recorded in funerary contexts in Sicily, for example
imported and/or imitated in a given area, the stronger at Thapsos (Fig. 5.1.3) and in Southern Italy, at Torre
is the influence of the core. S. Sabina (Fig. 5.1.1). In general, it looks as if, at least
Naturally enough, systems are never static but con- at some sites presenting the large concentrations of
tinuously remodel and renegotiate their relationships Mycenaean material in their region and that probably
creating cycles of growth and contraction which acting as main communication nodes with the Aegean
occasionally end up in major crisis and/or collapse world, Mycenaean materials (or, as far as Italy and
(see Frank 1993; Hall and Turchin 2003; Tainter 1988). Sicily are concerned, products contained by these
As an outcome of these crises former core-periphery materials) played an active role in societies internal
relationship can be inverted producing an inversion competition.2
of cultural influence that can be detected in the Overall it is possible to consider LH III A as the
archaeological domain. This is possibly what happened moment of maximum expansion of the Mycenaean
to the Minoan/Mycenaean heartland toward the end of core toward the Mediterranean.
the palatial time. One aim of this paper will be that of No western elements and/or imports are attested in
addressing the eect of this process in a world systemic the Aegean up to this time. As far as the archaeologically
scale of analysis. In order to do that the first step to detectable materials are concerned, the relationship
be made is assessing the nature of the relationship between the Aegean and the West seems to have been
between the Aegean core and its western peripheries a one-way one (S. Sherratt 1982; 1999; Vagnetti 1983;
before this major crisis. 1999).

The Mycenaean WS and the West in LH IIII A Western items in Aegean Bronze Age,
I do not have enough space here to discuss in detail previous interpretations
the functioning of the Mycenaean core as regards to its During the more mature phase of the palatial era,
western peripheries during the formative and the early corresponding to the subsequent ceramic phase LH III
palatial period, therefore the following discussion will B, something changed. This change, however, is not
be unavoidably selective. dramatic and it is possible to fully appreciate its scope
Excluding the scant evidence of indirect relation only paying the due attention to the big picture.
offered by a few fragments discovered on the Two new classes of materials of western origin
southern coast of Spain (Vianello 2005 with previous started to be attested in small quantities in Greek
bibliography), the main area of Mycenaean interaction assemblages. I am referring to a class of handmade
westward is represented by Italy (Bettelli 2002; Bietti burnished pottery, also known as Barbarian Ware
62 Francesco Iacono

Figure 5.1 Relations between the Aegean and the Central Mediterranean during LH III A: distribution of Aegean type pottery in Italy
(after Vagnetti 1999, 140 updated). 1) Torre S. Sabina, 2) Lipari, 3) Thapsos.

(Bettelli 2002, 117136; Rutter 1975; Pilides 1994) and in particular the Naue II swords, were seen as the
to a heterogeneous group of bronze items often put archaeological indicators of the coming of the dreadful
together under the label of Urnfield Bronzes (Harding Dorian warriors from the north (i.e. Miloji 1948;
1984; S. Sherratt 2000). Desborough 1964; contra Snodgrass 1971, 354355).
These exogenous materials attracted archaeologists Albeit fundamentally recalibrated in their extent, more
attention pretty soon and up to very recent times recent migratory hypothesis still present a culture =
their interpretation has been quite regularly (with people model of explanation which is unsatisfying
few notable exceptions: i.e. Borgna and Cssola Guida in many respects.3 My general objection to this sort
2005; Harding 1984; Sandars 1978; S. Sherratt 1981; of argument is that linking directly prehistorical
Small 1990; 1997) ethnically coloured and connected archaeological data with the histoire vnementielle
with historical and semi-historical events such as the is always a hazardous operation. Here I will try to
arrival of the Dorians in Greece or Sea Peoples raids consider western items in the Aegean as indicators of
across the Mediterranean (i.e. Rutter 1975; 1990; Deger- a broader economic relationship. I will focus primarily
Jalkotzy 1977; Kilian 1978; 1985; Bouzek 1985; Bettelli on Handmade Burnished Ware (HBW) although I
2002; Jung 2006; 2007, 353; Gentz 1997; French 1989). will integrate also in the discussion the contextual
Since the beginning of the last century bronzes, and distribution of Urnfield Bronzes.
5. Westernizing Aegean of LH III C 63

Handmade Burnished Ware those of Tiryns (virtually all the HBW shapes are
HBW is a ceramic class attested not only in continental attested here, Fig. 5.2.5) and Chania (Fig. 5.2.6 and
Greece (Jung 2006; Rutter 1990) and Crete (Hallager Fig. 5.3). This might be due to a recovery bias as both
1985; Jung 2006; Rutter 1990), but also on Cyprus (Pilides the excavators of Chania and Tiryns were among the
1994) and in the Levantine area (Badre 2003; Mazar firsts in recognizing HBW, but ,it also seems that these
1985), presenting three distinctive characteristics: two sites did in fact enjoy an important role on this
respect.
1) This pottery was handmade, whilst almost the
Further, the assemblages of these two sites have many
entirety of ceramic production in the Minoan/
points in common, not only under a typological point
Mycenaean world (including cooking wares) was
of view, but also under a chronological perspective, as
wheel-made, since long time.4
in both sites the HBW phenomenon start rather early,
2) Surface treatment (that is burnishing) as well
that is in LH III B2.
as some morphological features represented in
From this initial area in the LH/M III C HBW
these pots had parallels in areas external to the
expanded, although with minor intensity, to most of
Mycenaean world.
mainland Greece and Crete (Fig. 5.2). This period of
3) The relative frequency of this pottery has re-
expansion is interestingly associated with the growth
currently proved to be rather low in Greek sites.5
of the total frequency of HBW at Tiryns and a reduction
As far as the last point is concerned, it must be noted at Chania (Hallager and Hallager 2000, 166; Kilian
that although an endless list of comparanda has been 2007, 46, fig. 1).
proposed in the past for HBW, recent studies (and In other words, the HBW package probably appeared
in particular those from Reinhardt Jung and Marco as it is in LH/M III B2 in a rather restricted area
Bettelli) have demonstrated that there are some comprehending the Argolid and West/Central Crete
morphological elements among many specimen of this (the only exceptions being a vessel from Athens and a
class, which clearly refer to handmade production of single sherd coming from Nichoria, see Appendix). In
the central and western Mediterranean, above all to the activities underlying HBW as a material correlate
Southern Italy and to a much more limited extent to large, the use of large containers and carinated bowls
Northern Greece (Bettelli 2002, 117137; Jung 2006; seems to have been quite important.
Kilian 2007, 5556). Excluding a certain predilection for coastal locales
Additionally, provenance analyses have revealed that (Hallager 1985), it does not seem possible to recognize
direct imports are not completely absent as perhaps particular directives in this process of expansion,
in the case of Lefkandi (Lefkandi: Jones 1986, 474476; although, it is quite interesting to note that the relatively
Menelaion: Whitbread 1992; Cyprus: Jones 1986; little explored region of Achaea presents more than one
Pilides 1994). find spot. This is possibly due to the fact that this area
Putting aside the dierence between imports and was acquiring a notable importance into post palatial
local imitations (I shall return to this issue later on), period (accompanied possibly by a population growth),
what is immediately clear, observing HBW assemblages but perhaps its western position is not to be ruled out
through time, is that there seems to have been very completely as an explanation (Dickinson 2006; Eder
little chronological dierence between the various 2006; contra Papadopoulos 1979, 183).
shapes attested, as they all seem to have appeared
at about the same time in the Aegean. Additionally,
although, as noticed long ago by Jeremy Rutter,
most of the possible functional categories seem to be Western items as evidence of trade in metal
represented in HBW, the shapes which truly reach an As mentioned before HBW is not the only class
Aegean-wide diusion are probably only the large of western items present in late palatial and post
jars (either plain or with finger-impressed and plain palatial times in Greece. In this same timeframe, a
cordon) and carinated shapes (bowls and cups)6. quite heterogeneous group of bronze items presenting
As far as decorative techniques are concerned, the a close ancestry with European productions often
most widespread ones are plastic cordons (normally collectively put under the label of Urnfield Bronzes
finger-impressed but also plain) which refers to (UB) starts to be found in the Aegean (eventually
Italian Subappennine traditions and, to a much more becoming quite popular also on Cyprus and elsewhere
limited extent, Barbotine technique, which instead in the Eastern Mediterranean). Among those items it
points toward Northern Greece (Fig. 5.2). The largest is possible to find the notorious Naue II sword that
assemblages recovered so far pertaining to HBW are will become the standard weapon of the end of the
64 Francesco Iacono

Figure 5.2 Relations between the Aegean and the Central Mediterranean during LH III B and C: Distribution of Aegean type pottery in
Italy (after Vagnetti 1999, 140 updated) and of Handmade Burnished Ware and Urnfield Bronzes in the Aegean. 1) Frattesina, 2) Moscosi
di Cingoli, 3) Cisterna di Tollentino, 4) Rocavecchia, 5) Tiryns, 6) Chania, 7) Koubar, 8) Pellana, 9) Perati, 10) Kommos.

Bronze Age all over the Mediterranean, being also tomb that recently came to light at Koubar, in Aetolia-
converted to iron later on (Foltiny 1964, 255; Kilian- Acarnania (Fig. 5.2.7) (Koui et al. 2006; Stavropoulou-
Dirlmeier 1993, 94106; Sandars 1963, 163), together Gatsi, et al. 2009). Again, as with HBW, it is intriguing
with other weapons like the Peschiera daggers (Bianco to note that taking in consideration the distribution
Peroni 1994; Harding 1984, 169174; Papadopoulos of the UB, Argolid, Crete and Achaia have the lions
1998, 2930) and work tools such as knives (Bianco share, with a particular concentration of artefacts on
Peroni 1976; Harding 1984, 132134). As noted long Crete and in Achaia (see Appendix).
ago by Anthony Harding, once again the closer But are HBW and UB in any way related? There
typological terms of comparison for most of these is some overlapping between the distributions of the
items (particularly for weapons) are not to be sought two categories but, to this extent, the evidence is far
in central Europe, rather in the Adriatic area, either on from being compelling, since they co-occur only at
the Italian or on the Balkan side, the latter as in the case nine sites (see Appendix). A more useful approach to
of socketed spearheads (for swords: Bietti Sestieri 1973, explore this hypothesis entails looking at contextual
406; Harding 1984, 162165; for spearheads: Snodgrass dierences.
1971, 307; in general: S. Sherratt 2000; 8487). Recent HBW has been found almost exclusively in settlement
provenance analyses, although occasionally oering contexts (with only two exceptions: a jug from Pellana
ambiguous results, have also proved the existence of and another one from Perati, Fig. 5.2.89), conversely
direct imports from Italy, as in the case of the warrior for UB funerary and cultic contexts are predominant
5. Westernizing Aegean of LH III C 65

a quantitative assessment of the various assemblages see the Appendix. (* buckets are distinguished from bucked shaped jars by their horizontal handle on the rim; ** plastic
(see Appendix). We can at the same time observe that

Figure 5.3 Distribution of features in various Handmade Burnished Ware assemblages. Each feature has been taken in consideration only if attested at more than one site. For
the contexts where bronzes and pottery are attested
together are exactly, those that can be defined as the
exception to the normal rule (Appendix). The same
tendency for sites close to the coast which has been
noted for HBW is reversed for bronzes, which tend to
occur more frequently in inland locations.
In order to explain this second negative evidence, it
is possible to recall the extremely low value that was
normally attributed to pottery in LBA (S. Sherratt 1999).
As a matter of fact this product was much more likely
to be discarded in the place where it was used, whilst
the valuable metal artefacts normally had a long life
being moved far away from their place of origin.
Having established that it is possible to read some
sort of link between these two classes of artefacts in
the archaeological record, much more dicult remains
the assessment of which areas of Greece were chiefly
involved in this connection. Although some of the
best explored regions of Greece such as Argolid and
Crete seem to have played an important role, the
discrepancies in the level of exploration of dierent
Greek regions may severely hamper our understanding
of distributional patterns. Some considerations are
however still possible. For instance it can be noticed
that an area that has been intensely investigated such
as Messenia has actually yielded relatively little traces
of this western connection.
Conversely a region that has been relatively little
explored, such as for instance Achaia, returned a good
number of find spots (primarily of UB but also of HBW,
see Appendix and map at Fig. 5.2).
Therefore, we are dealing with two phenomena
concentrated in the same areas, connecting the
Aegean world with roughly the same western regions
and contextually manifesting themselves in the
archaeological record in opposite ways.
It is now perhaps possible to construct a general
model according to which HBW is more likely to be
decoration includes horned, axe and bird handles).

found in coastal settings whilst metal objects can also


penetrate inland, being acquired and used for long
periods, eventually being put out of circulation in
various ways among which are also cultic deposits
and grave oerings.
The shift in the frequency of HBW attested from
Chania to Tiryns is perhaps indicative of a shift in the
role of major node in this exchange, taken up by the
Argolid at the beginning of LH III C.
The case for a connection between impasto (the
Italian name for HBW) and metal has been already put
forward in the past by Vance Watrous. This scholar,
analyzing the Sardinian material from Kommos (Fig.
5.2.10) in Southern Crete, noticed the coincidence of
the diameter of bowls and large jars, suggesting that
66 Francesco Iacono

the two vessels formed a transport package for metal observed. This new trend is characterized by an increase
from the Central Mediterranean Island. His point was of the number of find spots in continental Italy, perhaps
strengthened by the fact that large containers similar paired by a relative decrease of attention towards the
to those found at Kommos were actually used in Tyrrhenian area (Smith 1987; Vagnetti 1983; 1999) with
Sardinia as container for metal hoards (Rutter 1999; the exclusion of Sardinia (for which however at this
Watrous 1989; 1992, 163168, 175 and 182). The recent time, a Cypriot connection has been argued, see Lo
re-dating of the Sardinian material to a horizon of LH Schiavo 2003; Vagnetti 1999a). Two areas are chiefly
III B has made what was happening in Southern (with interested by this dynamic, namely the Ionian and the
Sardinian materials) and Northern Crete (with Italian Adriatic. In the Ionian area, evidence confirms a trend
and Adriatic materials) even more credibly connected, already established in LH III A. On the Adriatic side,
as Kommos and Chania may represent the outcome of in LH III BC, Mycenean pottery seems to be attested
similar, roughly contemporary westeast connections in relatively modest quantities (often not more than
(Rutter 1999; Shaw and Shaw 2006, 674). a handful of sherds), but in a vast number of coastal
To conclude, I am proposing that HBW was connected locales. This new trend is epitomized by the situation
in some way with metal trade. This connection may of Adriatic Apulia where it is possible to recognize
have been direct, as at Kommos where Sardinian findspots of Aegean type pottery placed at a distance
jars were possibly used as containers, or more subtle ranging from 2040 km from one another (Bettelli
entailing only the knowledge in the local Mycenaean 2002, 38).
market that the two material categories, namely Interestingly, however, most of the pottery fragments
bronze and pottery, were related to each other as well found in this chronological span did not come from
as to the West, the original source of metal. In the first imported vessels, but rather from local imitations,
case the increase of popularity of HBW during early whose production was by now well established in
LH III C should be considered as a sort of side eect many southern Italian centres (Vagnetti and Jones
of the popularity of UB and, therefore, HBW would 1988; Vagnetti 1999; Vagnetti and Panichelli 1994).
have not been valued as prestige exotic in itself, being In the light of this consideration, the distribution of
primarily concentrated in settlement contexts not far Aegean type pottery seems more likely to be related
from the break-bulk area of trade. In the second case with a development of local maritime activity rather
the pottery would have been charged of symbolical than with a growth of Mycenaean frequentation
significance and because of its visual distinctiveness (Broodbank forthcoming).
it may have been even used to signal association with This process was perhaps also accompanied by a
eminent personages involved in trade activities. decrease in the use of pottery in funerary display, as,
In this perspective the difference between true at this timeframe, pottery is almost exclusively found
imports and local imitation in HBW would cease to be in settlements (Vagnetti 1999, 140).
meaningful as the really crucial factor would have not Of extreme importance is, further North, the
been actual provenance but rather external appearance attestation of Mycenaean pottery at the large site of
of the items. It is not necessary to envisage these two Frattesina (Fig. 5.2.1), placed in a strategic position at
possibilities as mutually exclusive alternatives. On the the mouth of the Po river. Findings at Frattesina are
contrary, there are tenuous hints that they probably abundant encompassing not only Mycenaean pottery,
represented two consecutive stages, as attested by the but also materials which in a European context may
finds of HBW in funerary contexts (at Pellana, Perati, be categorized as absolute exotica such as elephant
see Fig. 5.2.89 and at Medeon, see Appendix) departing ivory and faience, for which there are clear traces
from LH III C. This trade and the acculturation processes of in-place manufacture activities (Biett i Sestieri
entailed by it represented the economic motor behind 1983; 1996; Bietti Sestieri and De Grossi Mazzorin
the phenomenon of the Westernizing Aegean. In order 2001; Cssola Guida 1999; Henderson 1988, 440441;
to make sense of them, however, it will be necessary Rahmstorf 2005).7
to place them in a World Systemic frame. Metals played a capital role at Frattesina, as attested
by the recovery of four hoards comprising various
types of ingots with a wide Adriatic diusion as
well as numerous finished objects showing anities
From Periphery to Core: the West in LH III with Urnfield productions found in Greece. Among
BLH III C those objects it is worth recalling the Allerona type
In a timeframe comparable to that of the appearance swords which have been found also in the necropolis
of HBW in Greece, a new trend in the distribution of pertaining to the settlement (Cssola Guida 1999).
Aegean type pottery in Central Mediterranean can be Lead isotopes analysis performed on the metals from
5. Westernizing Aegean of LH III C 67

Frattesina have returned ambiguous results, as the activity. This is probably the case of the Grandi Valli
possible provenience of the copper was to be sought Veronesi polity where a number of other production
either in Etruria or in the Alpine area (Pearce 1999; are attested (above all bronze but also amber and glass)
Pellegrini 1995). This is not at all surprising as the (Pearce 2007, 103 and 106).
background of what has been called the Frattesina At the apex of this process of selection is to be posed
phenomenon is constituted by the area of the so the Frattesina phenomenon, manifesting its full range
called Terramare, wealthy agricultural embanked sites of overseas contacts.9
attesting clear connections (in metallurgy as well as Similar phenomena of site selection, although
in pottery productions) either southward with Etruria more limited in their extent, to those suggested for
and northward with the Alpine area and the Peschiera the Terramare area, can be recognized also in Apulia,
horizon. It has been recently suggested (Cardarelli starting already at the end of Middle Bronze Age and
et al. 2004, 83) that during the Recent Bronze Age strengthening towards Recent Bronze Age (Bettelli
stone weights from the Terramare were in some way 2002, 3940; Gravina et al. 2004, 210211).
related to Aegean ponderal system. However is the Apulia indeed probably represented a key area
very existence of weights that indicates that not only in the trade dynamics entailed by the Westernizing
primary production but also trade and convertibility Aegean. Quite surprisingly this region completely
probably had a noteworthy importance for Terramare devoid of any metal resources produced from Recent
societies. Weights of the same class as those of the Bronze Age to Final Bronze Age (LH III B/C in Aegean
Terramare centres are also attested in Adriatic Italy terms) the largest collection of bronze smith hammers
(Marche and Apulia) in sites that returned Aegean- in Italy, as well as a large number of stone moulds and
type materials.8 metal hoards. Among this last category can be placed
In an initial phase the Terramare system may a hoard coming from the site of Rocavecchia contained
well have constituted what Andrew Sherratt (1993) by an impasto jar very close to those contemporarily
has defined as buer zone, namely farming areas ubiquitous in the Aegean and composed only by
linking two chains of exchange, in this case the Northern Italian types (Guglielmino 2005, 644645;
Alpine-European and the Mediterranean networks 2006; 2008).10
(Bernab Brea et al. 1997; Bietti Sestieri 1973, 1996; It may be pertinent at this point to ask what was
Pearce 1999). the rationale behind the encounter of the European
Afterwards, with the increase of metal circulation and Mediterranean trade systems. The answer is that
importance, during Italian Recent Bronze Age (roughly they acted one as complement for the other. In the
LH III BLH III C early in Aegean terms) Terramare area first net (the Alpine-European), metal circulation and
experienced a rapid growth in the size of settlements production was growing (as attested for instance by
which eventually ended up in a moment of major tons of slags calculated for the Late/Final Bronze Age
crisis towards the end of Recent Bronze Age (Bernab smelting site of Acque Fredde in Trentino, see Pearce
Brea et al. 1997). 2007, 7677), whilst in the second circuit the need for
To this extent, however, it is important to highlight metals was endemically high, being propelled by the
that the so called Grandi Valli Veronesi system, the necessity to maintain an high level of liquidity (A.
group of settlements out of which Frattesina emerged, Sherratt 1993; 2004).
possibly did not experience a breakdown similar to The impressive amount of metal circulating in
that of the bulk of the Terramare sites. Here indeed, this period in the Alpine-European trade system
as indicated by various elements among which the provided the capital accumulation which is behind
recovery of LH III C middle/late pottery mostly of the phenomenon of the Westernizing Aegean.
probable Southern Italian manufacture, occupation To sum up, it can be argued that the Central
was protracted also in an advanced phase of the Mediterranean phenomena of site selection and import
Recent Bronze Age and in a couple of examples to replacement consistently increased during the Italian
Final Bronze Age (i.e. Montagnana and Fabbrica dei Recent Bronze Age, showing a new attitude toward
Soci, see Jones et al. 2002, 225, 230 and 232; Jung 2006; exchange. Trade was no longer passively accepted,
Leonardi and Cupit 2008). Therefore, as suggested by but rather local communities were now probably
Mark Pearce, in the collapse of the Terramare system, actively engaged in and competed for the control of
the deep moment of environmental and economic crisis the flow of traded goods. In this process a major role
occurring around the end of Recent Bronze Age, may was probably played by societies positioned at the
also have triggered a process of site selection on a immediate interface of the Mycenaean core. These
regional scale, where sites more likely to survive were had indeed the possibility to take advantage of their
perhaps those less dependent on autarkic agricultural intermediate position between Northern Italy/Europe
68 Francesco Iacono

and Aegean/Eastern Mediterranean. It is extremely In Greece for a brief period, bronze shapes, as well
likely that these former semi-peripheries, lacking as possibly a wider range of material culture which
palaces control in Greece, for a brief time-span acted has not come to us, became the material symbol of
as a sort of polycentric core able to invert the eastwest this new emerging class.
cultural drift. Western features during this time span became even
fashionable and many elements possibly originated in
the HBW repertoire were reproduced in the standard
Mycenaean productions. Rutter identified a number
Reverberation of Westernizing features of these features (such as for instance the appearance
Westeast influence interested undoubtedly as first of the carinated bowl FS 240) and, although for
some of the main centres of the Minoan/Mycenaean some of them it is possible to find an ancestry also
world that for their nature of large communication/ in Mycenaean fine production, the chronological
economic nodes where more likely to catalyze trade. coincidence of the emergence of most of these features
The range of influence of these new precarious western with the period immediately subsequent to the
cores, however, should not be overemphasized, as moment of maximal attestation of HBW remains
indeed, excluding main trade nodes, their prominence nevertheless striking (Rutter 1990, 3739; contra Kilian
was probably very short, being stronger in the areas 2007, 53). Rutters point seems even more credible
of Greece closer to the west such as Achaia. Indeed considering some remarkable examples of cultural
the existence of a strong relationship between this last hybridity such as the Mycenaean carinated bowls
region and southern Italy has been already noted on surmounted by a Subappennine-looking bulls head
the basis of existing similarities between productions found at Tiryns (Podzuweit 2007, Taf. 59). Excluding
of Aegean type decorated pottery (i.e. Fisher 1988, Mycenaean pottery, however, it is possible to suggest
129131). the existence of Westernizing elements reverberating
Particularly in Achaia, although not only there, in various spheres of post-palatial material culture. For
western metal artefacts (above all Naue II swords) instance the widespread adoption of simple clay spools
started to be used as items of display in warriors (for which again parallel is to be sought primarily in
tombs, reproducing a dynamics similar to that attested Italy) in textile production, used perhaps instead of
in the west during Middle Bronze Age (Deger-Jalkotzy traditional loom-weights, can be seen as a reflex of the
2006; Papadopoulos 1999). introduction of new textiles in the Aegean (Rahmstorf
Western metal found its way eastward possibly 2003). A confirmation to this suggestion can be perhaps
through the Gulf of Corinth. It is very improbable that, sought in the adoption or spread of violin bow fibulas
even during LH III B when the palaces still existed, and long pins, perhaps indicating the appearance of
the channel used for entering the Mycenaean market new ways of fasting clothes and thus of a new fashion
was the ocial palatial one possibly regulated by the (S. Sherratt 2000, 85).
rules of gift exchange and perhaps under the control A Westernizing influence can be read also in the
of the authority of the palace(s). Indeed, the very sphere of symbolism and particularly in the diusion
multiplicity of UB models and shapes attested in the of symbols like the solar boat or the bird-motif on a
Urnfield Bronzes in Greece, as well as the fact that the wide range of media, like knives, Mycenaean decorated
bronze was not re-casted in Aegean shapes (which pottery or golden leaf. There is some discrepancy
appears to be unusual if we consider the tight control between the chronology of some of these items and
that palatial economies exercised on weapons, see Hiller the time of widest diusion of HBW, as the former
1993) tells us that we are dealing with something less normally can be dated from LH III C middle onward.
formal, which possibly implied the exchange of finished It looks however safe to consider these features as the
objects or scrap metal, something more similar to the last residual of the Westernizing Aegean phenomenon
cargo of the Cape Gelidonya ship than to that of the (Bettelli 2002, 146164; Mathus 1980; Peroni 2004,
Ulu Burun wreck. 425427).
We are thus possibly dealing with a different
social formation from that constituting the higher
level palatial elite (S. Sherratt 2000, 87), an emerging People behind the system
class perhaps formed by low rank (palatial) elite and So far I might have given the impression that the
middlemen such as the so called collectors,11 which in hypothesis of the Westernizing Aegean is in stark
the troubled post-palatial times were able to increase contrast with any foreign presence in Mycenaean
their economic (and possibly political?) relevance by Greece, but this is simply not the case. For the dichotomy
the mean of trade with the West. between movement of people and movement of
5. Westernizing Aegean of LH III C 69

goods is a false one, as often the first one implied Notes


at least partially the second one, particularly in 1 Tyrrhenian and Sicily: Bietti Sestieri 1988; Vianello 2005.
prehistoric and ancient times when the time required Ionian arc: Bettelli 2002; Peroni 1994. Balkan side of the
for travelling was huge and the season available for Adriatic: Bejko 1994; 2002; Tomas 2005. Italian side: Bettelli
seafaring limited. 2002; Bietti Sestieri 2003.
In his recent analysis of the HBW corpus from 2 As noticed by Van Wnergaarden (2002), among Mycenaean
Tiryns, Klaus Kilian suggested that this class of materials came to light in Sicily and Southern Italy there
pottery was to be related to a small nucleus of people is a prevalence of storage vessels. For a dierent view on
coming from Appennine peninsula residing in Tiryns Southern Italian evidence see Bettelli 2002, 144.
3 Marginal groups in Mycenaean society have been often
(Kilian 2007; see also Belardelli and Bettelli 1999).
indicated as possible bearers of the new western material
This is absolutely likely and the pattern of slow culture items. For Banko these groups where likely to
absorption of this group of foreigners in Tiryns be the slave women attested in the well known set of
society identified by the scholar adds a considerable Pylian tablets (Banko et al. 1996; Genz 1997). For Eder
historical depth to the dynamics entailed by the (1998) HBW was introduced by northern pastoralist groups
Westernizing Aegean. The question to which I have responsible also for the reintroduction of cist graves in the
tried to answer in this work was exactly what was Mycenaean heartland. For Bettelli (2002, drawing upon
the rationale for this people to be there, and I think Drews (1993) warfare hypothesis for the fall of Bronze Age
that trade is an answer that need to be taken more societies in the Eastern Mediterranean) instead, HBW and
seriously in consideration. UB were likely to refer to groups of mercenaries hired by
various Mycenaean and Near Eastern monarchs during
the troubled days of the Sea Peoples.
4 Rutter 1975 contra Walberg 1976. As a consequence of
Conclusions these three criteria it is not possible to consider together
with the rest of the HBW phenomenon areas presenting
In this work I hope to have been able at the very least long standing traditions of handmade pottery production
to cast some doubts on the dominant archaeological such as for instance Epirus (Tartaron 2004), Ionian Islands
narrative which sees the relationship between (Souyoudzoglou-Haywood 1999) and Central Macedonia
the Eastern civilization and the barbarian West in (Kiriatzi et al. 1997; Hochstetter 1984).
Late Bronze Age as sporadic and fundamentally 5 To this extent the site of Kalapodi (Felsch 1996), that has
irrelevant. often been mentioned in previous discussion on HBW (i.e.
The reason why the importance of Westernizing Kilian 1985), will not be considered as part of the HBW
features in the archaeological record of the Aegean phenomenon. Many scholars have noted the peculiarity of
have not been fully acknowledged before has primarily this site (e.g. Rutter 1990). The unusual representation of
to do with the pervasiveness of the ex oriente lux HBW at this context prevent us from advancing any useful
comparison with the rest of Greece. Handmade pottery at
dogma, which still underlies the interpretation
this site constituted almost the 40% of the coarse pottery
of much of the archaeological record of the late assemblage and is concentrated only in one area close to
prehistoric Mediterranean, even if at a subconscious a kiln. In addition, according to compositional analysis
level. (Felsch 1996, 117120), the local HBW, although presenting
As an example, suce here to note that the largely some peculiarities, under a technologic point of view can
accepted notion of a Late Bronze Age metallurgical be grouped without any doubt with the other cooking ware
koin, albeit highlighting the wide range of the of the site. All these elements, which are unattested in other
connections established during the last part of Bronze sites of the Aegean, lead me (in agreement with Rutter
Age, de facto obscures the truly revolutionary nature 1990) to consider HBW at Kalapodi as the outcome of
of this exchange. Indeed, for the very first time in late fundamentally dierent phenomena from these aecting
prehistory, Europe and the western Mediterranean did the rest on the Minoan/Mycenaean heartland which need
to be examined in their own terms.
not constitute a mere passive receiver of innovation
6 Kilian 2007, 7280; Rutter 1990. It is indeed possible
but its main origin (Carancini and Peroni 1997; Mller to recognize containers (i.e. various kind of large jars:
Karpe 1962, 280). Catling and Catling 1981, fig. 2; Evely 2006, fig. 2.42.4;
Western influences appears to have been for at French 1989, fig. 4; Hallager and Hallager 2003, 253; Kilian
least some decades a critical factor in the shaping of 2007, 920; pithoid vessels: Catling and Catling 1981, fig.
late palatial/post-palatial cultural milieu and it has 4.33; Hallager and Hallager 2000, pl. 67d), vessels made
been possible to demonstrate their importance only for consuming liquid and solids (i.e. cups: i.e. Evely
by paying attention to large scale processes of social 2006, fig. 2.42.23; jugs: i.e. Andrikou et al. 2006, 176, n.
cultural and economic change in a wide Mediterranean 154; French 1989, fig. 3; Kilian 2007, pl. 18.206; bowls:
setting. Hallager and Hallager 2003, 169, pl. 133 d2; Rutter 1975,
70 Francesco Iacono

2122, n.8,12) and cooking implements (i.e. Kilian 2007, Acknowledgements


pl. 21, 261262).
This article is based on a paper presented at the 14th
7 The once remarkable gap in the distribution of Aegean
type pottery on the coast of Adriatic Central Italy is
meeting of the European Association of Archaeologists
being slowly reduced by new find spots (i.e. Moscosi held in Malta in September 2008. I would like to thank
di Cingoli and Cisterna di Tolentino, fig. 1.2.23), see all the people that in that occasion oered several
Vagnetti et al. 2006). valuable comments as well as Todd Whitelaw, Mark
8 At Moscosi di Cingoli and at Coppa Nevigata. A stone Pearce, Ruth Whitehouse, Riccardo Guglielmino,
weight which came to light at Lefkandi looks also Andrea Vianello and Michele Massa who in other
morphologically very similar to the Italian pesi con occasions discussed with me some of the issues treated
appicagnolo type (see Cardarelli et al 2004, 82 and 87, fig. in this paper. I am extremely thankful to Cyprian
3; Evely 2006, 275, fig. 5.5.4). Broodbank who had the patience to read and comment
9 The recent acknowledgement of an early phase of a draft of this paper. Needless to say I am the only
occupation at Frattesina dating to the Recent Bronze Age
responsible for any of the views here expressed (as
seems to support the existence of some sort of continuity
between the site and the Grandi Valli Veronesi system
well as for possible errors and/or inaccuracies).
(Cssola Guida 1999, 487488).
10 There are a number of comparisons between the impasto
repertory retrieved at Rocavecchia and HBW of the Addendum
Aegean. This is the case, for instance, of an impasto jar
with plastic decoration (Pagliara et al. 2007, 338, fig. 38, While this chapter was in press a number of analyses
iv.32) which is closely comparable to a similar vessel have partially confirmed some of the trends tentatively
from Korakou (Rutter 1975, 18, no.1). identified in the article. These are primarily the result
11 Studies by Jean-Pierre Olivier (2001) and Judith Weingarten of the important research project on metal ingots and
(1997) have plausibly suggested that these figures were artefacts by Jung and others (see Jung et al. 2008;
strongly connected not only with production, but also Jung 2009, 75) that has supported a possible Italian
with trade and metal redistribution. It is this the case provenance for some of the metal objects retrieved
of collectors involved in oil production/collection and in Greece (particularly in Argolid and Achaia).
trade (attested also by inscriptions on coarse stirrup jars
Also recent studies have proposed new explanatory
which at the very least travelled from Crete to Tiryns,
see Olivier 2001, 151; Carlier 1993), or of the qua-si-reu
hypotheses for the presence and distribution of HBW
of Pylus, whose connection with metal is recorded in in Greece (Strack 2007; Lis 2008; Jung 2010) among
the linear B tablets (Weingarten 1997, 530). It is worth which are to be mentioned the new syntheses by
of note that possible foreigners are attested among the Bettelli (2009; 2011) that endorse a view similar to
collectors from Knossos (Olivier 2001). the one held here.
Appendix
Find spots of Handmade Burnished Ware (HBW) and Urnfield Bronzes (UB) in Greece. The number after UB indicates the
number of bronze items attested. The number after HBW instead is an approximate quantitative assessment of the consistency
of the assemblage: 1= the pottery constitutes a considerable proportion of the overall assemblage, 2= some vessels/ fragments
are attested (up to 20), 3= the pottery is only attested (one vessel/ fragment), ?= unknown (after S. Sherratt 2000, updated).

Region Site Settlement/ Hoards Funerary/Cultual Bibliography UB Bibliography HBW


Bouzek 1985, 147 no
B3; Catling 1956, 111
no. 3; French 1986, 281;
Sandars 1963, 151 pl. Bouzek 1985, 183 no. 5;
Mycenae HBW (?) and UB (8) UB (3)
25, 37; Schlieman 1878, French 1989.
144 fig. 221; Tsountas
1897, 110 Pl. 83; Wace
1953, 78 fig. 45, 7.
Argolid and
Corinthia Grossmann and Schafer
1971, 70, fig. 1; Karo Belardelli and Bettelli
Tiryns HBW (1) and UB (4) 1930, 135 Pl. 37; Maran 1999; Bettelli 2002, 122,
2006; Papadopoulos 126; Kilian 2007.
1998, 29 no. 139.
Frizell 1986, 83 fig. 29
Asine HBW (2)
no.298300.
Blegen 1921, 7374 fig.
Korakou HBW (2)
104, 105; Rutter 1975.
Nemea UB (1) Catling 1975, 9 fig. 11.
Davidson 1952, 200 no.
Corinth HBW (1) and UB (2) 1522 pl. 91; Stilliwell Rutter 1979, 391.
1948, 119 pl. 48, 30.
Evely 2006, 215 fig.2.42
Popham and Sackett
Euboea Lefkandi HBW (2) and UB (1) and Pl. 49; Popham and
1968, 14 fig.19.
Sackett 1968, 18 fig.34.

Adrimi-Sismani 2003,
2006, 473, 475, 476477
Dhimini HBW (2)
fig. 25.7, 25.8, 25.9, 25.10;
Southern Jung 2006, Taf. 17.
Thessaly
Bouzek 1985, 137 no.
Agrilia UB (1)
A2.7, 141, no. 1.
Hochstetter 1984, 336
Volos HBW (?) Abb.55; Jung 2006,
3637, Taf. 17.7.
Helaxolophos UB (1) Bouzek 1985, 141 no. 1.
Bouzek 1985, 139,
Immewahr 1971, 141, 258
Athens HBW (3) UB (3) nos 56; Kraiker and
Attica Pl. 62.
Kbler 1939 173; pl. 52.
HBW (3) and UB Bouzek 1985, 147 no Iakovides 1969 I, 157 No.
Perati
(3) 4.1.3.1. 35, II, 228; III Pl. 45..35.
Bettelli 2002, 122; Deger-
Teichos Papadopoulos 1979, Jalcotzy 1977, 31 3.4.1,
HBW (2) and UB (1)
Dymaion 227 no. 209 fig. 317cd. 3.9.2; Mastrokostas 1965,
fig. 156, 157.
Deger-Jalckotzy 1977;
Deger Jalckotzy and
Achaia Aigeira HBW (?) Alram Stern 1985, 395,
410; 2006, 711; Rutter
1990, note 1.

Deger-Jalkotzy 2006,
Monodhendri UB (1) 165167; Papadopoulos
1999, 271.
Deger-Jalkotzy 2006,
Nikoleika UB (1)
160.
Deger-Jalkotzy 2006,
Portes UB (1)
159; Kolonas 2001, 260f.
72 Francesco Iacono

Papadopoulos 1979,
Kallithea UB (2) 228, nos 222223; fig.
320, ab.
Deger-Jalkotzy 2006,
165; Kyparisses 1938,
Patras (Klauss) UB (3) 118; Papadopoulos
1979, 228, no. 210 fig.
316 d; 1999, 270271.
Deger-Jalkotzy 2006,
Patras (Krini) UB (1) 157; Papazoglou-
Manioudaki 1994.
Deger-Jalkotzy 2006,
Lousika UB (2) 158; Petropoulos 2000,
68, 75.
Papadopoulos 1979,
Kangadi UB (2) 227228, no. 209, 221
fig. 317 c, 320 cd.
Papadopoulos 1979,
Gerokomion UB (1)
227 no. 204 fig. 316 b.
Aetolia- Stavropoulou-Gatsi
Koubala UB (1)
Acarnania et al. 2009.
Petsas 1962, 242, Pl.
Macedonia Vergina UB (1)
146a.
Vardina UB (1) Heurtley 1925, Pl. 19, 2.
Vokotopoulou 1969,
Mazaraki UB (1)
198 fig. 6.
Epirus Vokotopoulou 1969,
Konitza UB (1)
197 fig. 7.
Gardikion UB (1) idem
Zagoriou UB (1) idem 184 fig. 2.1.
Elafatopos UB (1) idem
Dodona UB (1) Bouzek 1985, 149 4.1.8.

Polis UB (4) Benton 1935, 72 fig. 20.


Souyoudzoglou-
Ionian Metaxata UB (2) Haywood 1999, 4243,
Islands Pl. 21 A1592.
Kyparisses 1919, 119,
fig. 36; Souyoudzoglou-
Diakata UB (2)
Haywood 1999, 3839,
Pl. 21 A915.
Blackman 1997, 33;
Arcadia Palaiokastro UB (2) Demakopoulou 1969,
226.
Tsountas 1897, 110
Schiste Odos UB (1)
fig. 1.
Phocis
Medeon HBW (?) Pilides 1994, 27.
Perdrizet 1908, 95 no. Lerat 1938, 201, 205;
Delphi HBW (3) UB (2)
456 fig. 126 a 327. Reber 1991, 44.
Andrikou et al. 2006,
Thebe HBW (2)
Boeotia 5354 Pl. 6, 151156.
Agios Ioannis HBW (?) Kilian 1985, 89.
Catling 1956, 113 no.
Orchomenos UB (1)
10.
Furtwangler 1890, 174
Elis Olympia UB (3) no. 1035 Pl. 64; Weber
1944, 146 Pl. 56.
5. Westernizing Aegean of LH III C 73

Palaiopyrgos UB (1) Catling 1961, 117 no. 9.


Laconia Catling and Catling
Menelaion HBW (2)
1981.
Demakopolou 1982, 117,
Pellana HBW (3)
176 Pl. 59.135.
Mac Donald and Wilkie
Messenia Nichoria HBW (3)
1992, 512, 766.
Cyclades Grotta (Naxos) UB (1) Kardara 1977, Pl. 7.

Bettelli 2002, 122126;


Hallager 1983, XIVb;
Hallager and Hallager
2000, 6769 ,92, 96,
102, 106, 109110, 114,
Chania HBW (1)
116117, 119, 121; 2003,
6869, 107108, 113,136
137, 161162, 164, 175,
253; Hallager and
Tzedakis 1982, 23 2.
Bouzek 1985, 141 no. 4;
Bettelli 2002, 122;
Catling 1996, 518, fig.
DAgata 2001, 346 n. 11;
Knossos HBW (?) and UB (1) UB (2) 163 f7 Pl. 277 f7; Evans
Hallager 1985, 303 note
1905, fig. 90; Warren
110.
1983, 71 fig. 51.

Agia Palagia HBW (?) DAgata 2001, 346 n. 11.


Crete Kastelli/Pediada HBW (?) idem

Tylissos HBW (?) idem

Thronos HBW (?) idem


Shaw and Shaw 2006,
Kommos HBW (1) 674680; Watrous 1992,
Pl. 44, 56, 57, 58.
Miloji 1955, 156, 163
Phaistos UB (1)
fig. 1, 13.
Bouzek 1985, 149, 4.1.8;
Pendlebury et al. 1938,
Karphi UB (4)
69, 95, 97, nos 540, 645
and 687 Pl. 28, 2.
Catling 1956, 113
nos 1314 Pl. 9 c;
Mouliana UB (6)
Xanthoudides 1904,
46, 48 fig. Il.
Catling 1961, 117 no. 21;
Myrsine UB (1) Kanta 2003, 178; Kilian
Dirlmeier 1993, 95.
Episkopi UB (1) Bouzek 1985, 141 no.4.

Boardman 1961: 1718


no. 56; fig. 2; Pl. 9, 4,
Dictean Cave UB (14) 5, 6, bc; Bouzek 1985,
132, 148149 nos 1,
25, 4.1.8.
74 Francesco Iacono

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6
Malta, Sicily, Aeolian Islands and Southern Italy
during the Bronze Age: The meaning of a
changing relationship

Alberto Cazzella and Giulia Recchia

Introduction to name this pottery is anachronistic: the eastern


In the 50s and 60s Luigi Bernab Brea and John Aegean settlement at Thermi is earlier than the Maltese
D. Evans had a major role as far the study of production. The incised thickened rim bowls found
goods, models and peoples circulation in Central at Thermi and Troy are typical of the first phase of
Mediterranean are concerned (e.g. Evans 1956; Bernab the Aegean Early Bronze Age (early centuries of the
Brea 19689; 19767). Archaeological data on this 3rd millennium BC: e.g. Lamb 1936, 8889, pl. 1516;
subject have not increased ever since, nevertheless Blegen et al. 1950, 5859, pl. 253257), while this kind
theoretical perspectives eectively changed, abandon- of pottery, as just discussed, likely starts after the first
ing for example diusionist thinking. Today nobody half of the 3rd millennium in Greece, southern Italy
hypothesizes Maltese colonies (e.g. Bernab Brea and Malta (e.g. Maran 1998, 392394; Cazzella 1999;
1966) in Sicily during the Early Bronze Age, softer Cazzella et al. 2007).
propositions being preferred. The widespread presence of this pottery in
the Mediterranean might have been linked to the
movement of small groups of people rather than to a
simple circulation of goods and stylistic models (e.g.
A new interaction in the central Cazzella et al. 2007).
Mediterranean (23001700 BC) As regards southern Italy, incised thickened rim
bowls are well attested in northern Apulia (e.g. Cazzella
The Thermi Ware period 1999). Other specimens, with some stylistic dierences,
It is well-known that Malta enters the framework of were found in Calabria (i.e. Marino and Pacciarelli
intense Mediterranean interaction from the beginning 1996), while their presence in Campania has to be
of the Early Bronze Age. The first phase of this confirmed (i.e. Talamo et al. 2011).
phenomenon, object of a wide chronological debate, is As far as Malta is concerned, the most recent
characterised by the production of incised thickened excavations at Tas-Silg carried out by the Universities
rim bowls, sometimes with a pedestal (Thermi ware). of Roma La Sapienza and Foggia are exploring a
David Trump and John D. Evans (e.g. Trump 1966, 46; stratigraphic sequence from Tarxien to Borg in-Nadur
Evans 1971, 122, 151152) thought this kind of ceramics period just outside the principal megalithic temple
was fully contemporary with the Late Neolithic phase unearthed in the 60s by the Missione Archeologica Italiana
of Tarxien (and perhaps Gganta too). Thanks to new a Malta (i.e. Davico 1967, 3738, fig. 1; Recchia 20045;
evidence from Dalmatia (e.g. Forenbaher and Kaiser Cazzella and Recchia 20046). The new excavations have
2000), south-western Greece (e.g. Rambach 2001; pointed out further relevant data on the passage from
2004), and southern Italy we can now date it more the Late Neolithic to the Early Bronze Age.
precisely to the last centuries of the 3rd millennium We cannot rule out that the circulation of the so
BC (Fig. 6.1a). In our opinion the Thermi ware term called Thermi ware was linked to the first presences
6. Malta, Sicily, Aeolian Islands and Southern Italy during the Bronze Age 81

Figure 6.1 Hypotheses of transmarine connections in the central Mediterranean between the second half of the 3rd and the beginning of
the 2nd millennium BC. 1 Rodi Garganico, 2 Coppa Nevigata, 3 Fontanarosa, 4. Casal Sabini, 5 Grotta del Pipistrello Solitario, 6 Corazzo,
7 Zungri, 8 Monte Veneretta, 9 Sites of Castelluccio culture, 10 Castelluccio, 11 Ognina, 12 Malta.
82 Alberto Cazzella and Giulia Recchia

of bossed bone plaques in the central Mediterranean peculiar technical knowledge and their representation
too. In this case data have slightly increased in the in an old temple referring to an innovative symbolic
last years: a new finding from Grotta del Pipistrello sphere.
Solitario (i.e. Coppola 20012), near Grottaglie (Apulia), We can also suggest that the Thermi pedestal bowl,
is for example to add to the other specimens. found behind an altar of the Tarxien south-west Temple
Another specimen from Tarxien was found in the (i.e. Evans 1971, 221), was there located through the
eastern area of the site together with many potsherds of hole in the altar faade perhaps specially made for
Thermi ware (i.e. Evans 1971, 134, 151152). It suggests this purpose.
that bossed bone plaque might date back to this phase, In synthesis the Maltese phase characterized by the
even if the production of this kind of artefacts still Thermi ware in the late 3rd millennium seems to have
continued in Sicily (Castelluccio culture contexts) until a transitory character. We can recognize significant
the mid-2nd millennium BC (e.g. Palio 2008). phenomena of changing in the archipelago, such as the
Also the metal spearhead of Aegean style from Monte break of its isolation and the crack of the traditional
Veneretta, near Taormina, despite being a sporadic ideology, but any general social and economic re-
finding, might date back to the same period. As far as organization is not archaeologically recorded at this
this spearhead is concerned, Rosa M. Albanese Procelli time. This one is instead fully identifiable in the
(i.e. 1989) proposed a comparison with eastern Aegean subsequent Tarxien Cemetery period.
contexts. We would rather consider the Ionian Islands On the basis of the available data, the Aeolian
as its possible area of provenance, being these islands Islands seem not to have been reached by the new
the nearest context where such spearheads were found. phenomenon of external contacts in this moment. A
Though we cannot definitely exclude that the Monte few potsherds of Capo Graziano inside incised bowls,
Veneretta spearhead might be even earlier (Sicilian Late without thickened rim (i.e. Bernab Brea 1985, fig. 63a,
Copper Age), it seems likely to us that this find belongs 70a, 72c, 76c,f), are probably the evidence of a modified
to the Thermi ware period, when contacts between persistence of that type in the following phase.
Aegean and Sicily are more evident than during the
previous phase. At the moment the Ognina incised
thickened rim bowls still are the clearest evidence of The Tarxien Cemetery period
contacts between eastern Sicily and western Greece in At the end of the 3rd millennium, beside the persistence
late 3rd millennium (e.g. Cazzella 2002; Palio 2008). of the incised thickened rim bowls, new pottery styles
Focusing on Malta, this phase of new opening to developed in the Maltese and Aeolians islands (Tarxien
external contacts did not imply an active role of the Cemetery Capo Graziano), probably deriving
archipelago in trade activities. The main point seems from Aegean models. New findings coming from
to be instead the contribution that external contacts Olympia and Androvida-Lescaina create a parallel
gave to internal social transformations of the Maltese between these ceramic productions (i.e. Rambach
communities. 2004), strengthening this hypothesis. Joerg Rambach
The historical process driving to the end of the highlights also a similarity with the pottery from Le
megalithic temples ideology had likely already started Rene, near Rutigliano (Bari province: see Radina 1989),
by the time these external contacts took place, the but this and other sites of central Apulia (Laterza,
ideological and social crisis having a local origin. The Casalsabini and Pisciulo: see Cataldo 1996) were
recent excavations at Tas-Silg, for example, revealed probably related more to the western Balkan area
that a collapse event already aected some marginal than to Greece.
megalithic structures during the last phase of the Late Both Tarxien Cemetery and Capo Graziano pottery
Neolithic, these not having been restored (Fig. 6.2). characterized two long-life cultures, lasting to the mid-
The advanced technical skills (such as an ecient 2nd millennium BC circa. The traditional hypothesis
metallurgy) owned by the abovementioned foreign implying the end of the Capo Graziano culture during
small groups that likely got to the Maltese archipelago the 15th century BC still appears well-grounded;
at the passage to the Bronze Age might have strongly Tarxien Cemetery pottery could continue to the late
contributed to the deep transformations of the local 15thearly 14th century considering its presence in
societies triggered by the internal crisis. some Thapsos contexts in Sicily (e.g. Guzzardi 19912;
The long boats engraved at Tarxien Temple (e.g. 2008, 44; Giannitrapani 1997, 439).
Hckmann 1977, 89, fig. 19) using a careless style, very The distribution of these ceramic productions in the
dierent from the Late Neolithic one, may represent a central Mediterranean seems to be linked just with the
further example of both technically and ideologically Maltese and Aeolian archipelagos. The presence of this
new items: the construction of long boats implying pottery in Sicily, Pantelleria and in some southwest
6. Malta, Sicily, Aeolian Islands and Southern Italy during the Bronze Age 83

Figure 6.2 Late Neolithic sanctuary of Tas-Silg, Malta: Tarxien layers north of the eastern entrance and the megalithic steps. The white
arrows indicate the principal blocks already collapsed in a late moment of this phase (excavations 2007).

Italy sites appears instead to be connected to the likely dierent since the historical framework was
relationships between the archipelagos and mainland, changing. Dierently from the Thermi ware period
as we are going to discuss. (and the distribution of similar pottery in the central
As far as the Maltese islands are concerned, by the Mediterranean) we can now see how the Aegean
end of the 3rd millennium the external interactions seafarers selected the Aeolian and Maltese archipelagos
continued, but at this point its reasons were most likely for their geographical location.
84 Alberto Cazzella and Giulia Recchia

In this phase both archipelagos seem to become Xaghra has a Tarxien Cemetery phase of occupation.
precocious centres organizing exchange activities in However, since wide collapses had already aected
the central Mediterranean (Fig. 6.1b). They perhaps try the place (Malone et al. 2009, 207218) it is not clear
to imitate a typical trait of some Aegean Early Bronze whether Bronze Age people appreciated the megalithic
Age settlements. architecture of this site.
Sicily was strongly involved in these activities. The old megalithic architecture had a strong
Besides the data about Capo Graziano settlements in symbolic impact on the Early Bronze Age Sicilian
north-eastern Sicily (i.e. Tigano et al. 1994), we recall the communities too. Stylistic patterns in Sicilian funerary
Luigi Bernab Breas considerations on Capo Graziano architecture at the Castelluccio hypogean tombs mirror
vessels in Moarda/Beaker contexts of north-western Maltese megalithic features (e.g. Procelli 1981; Bruno
Sicily (i.e. Bernab Brea 1985, 132) and the presence of 2003; Terranova 2003; 2008). Transferring temple
Tarxien Cemetery shards in Sicily (e.g. Giannitrapani features to Sicilian funerary architecture ought to have
1997, 439; Palio 2004, 7677). been on one hand, Sicilians knowledge of the Saflieni
As far as Aeolian Islands are concerned, exchange Hypogeum (besides their knowledge of the temples),
activities included also southern and central Tyrrhenian or on the other hand, influences of the Maltese
coasts (e.g. Peroni 1971, 156; Cazzella and Moscoloni contemporary funerary re-use of a very important
1994, 110; Marino and Pacciarelli 1996, 150154; megalithic temple as Tarxien.
Cazzella et al. 1997; Di Gennaro 1997; Levi et al. 2006), Two elements, very dierent from each other, are
while as regards Malta several links can be drawn generally pointed at as possible evidence of relationships
with some Italian Ionian sites and the opposite African between Malta and southern Italy (particularly southern
coast. In particular, lead and silver probably reached Apulia): dolmens (presumably under a tumulus) and
Malta from Calabria (e.g. a cylindrical lump of lead clay anchors (e.g. Evans 1956; Cazzella et al. 2007, 148).
and a thin sheet of silver with biconical silver beads They are just signs, survived almost by chance, of
adhering to it from Tarxien Cemetery: i.e. Evans 1953, probably stronger contacts and they cannot characterize
68). Also copper ingots or metal artefacts appear to a whole cultural phenomenon.
have come from Calabria or Sicily to Malta, being The clay anchors are attested in Greece from previous
its nearest copper ores in north-eastern Sicily and phases (Early Helladic see e.g. Hood 1973, 62; Bucholz
Calabria. The shape of some Sicilian daggers and axes and Wagner 1977). In southern Italy they are present
(i.e. Maniscalco 2000; Bietti Sestieri 20013, 2831, fig. 3) at the Bronze Age settlement of Torre Castelluccia (i.e.
being very similar to specimens from Tarxien Cemetery Evans 1956, 99), but they are not dated. Otherwise they
supports this thesis. A small quantity of sulphur was have been found at Xaghra Circle (Malone et al. 2009,
also found at Tarxien Cemetery (i.e. Evans 1953, 68) 241, fig. 10.19), in Gozo and Montagnola di Filicudi
and it was probably also of Sicilian provenance (for on the Aeolian Islands (Bernab Brea 1985, 109) from
the presence of sulphur in south-western Sicily see the Early Bronze Age.
Castellana 1998). Perhaps flint was still imported from As Maltese dolmens are concerned a new bit of
Sicily as well. evidence might be represented by the latest discoveries
As far as links between Malta and the opposite at Tas-Silg (Fig. 6.3). The megalithic slab unearthed there
African coast we can mention the ostrich-egg shell in the 60s did not lie on virgin soil, but was actually
beads from the Tarxien Cemetery, probably of northern held up by orthostats. Nevertheless the hypothesis of
African origin (i.e. Beck 1934). Waiting for further a Bronze Age dolmen remains to be confirmed.
analyses, the problem of the place where the glassy The contemporary presence of dierent funerary
beads from the Tarxien Cemetery were worked is still rituals (cremations in the megalithic temple of
open (e.g. Stone 1971). Tarxien, dolmens and perhaps the Hal Saflieni
Even if megalithic temples were not built anymore Hypogeum) in as small a territory as Malta during the
in Malta from the Early Bronze Age (as it is widely Early Bronze Age is problematic. In any case dierent
accepted in the literature) Late Neolithic temples were funerary rituals (for example, hypogeal structures
generally still preserved and visible, some of these being and dolmens) probably coexisted, for example in the
re-used during the Bronze Age too. The transformation relatively close Apulia in southern Italy (e.g. Cipolloni
of a megalithic temple into a cemetery at Tarxien is Samp 1987; Recchia 2011). Both dolmens/lithic cists
well-known (e.g. a recent reconsideration in Pace 2004). of various kinds, including small dolmens in southern
Probably the Hypogeum at Hal Saflieni (similar to a Apulia and Malta, and cremation rituals could have
temple as regards its architectural features) was still a Balkan origin, with an extension to western Greece
used or at least still famous, as the presence of Bronze (e.g. Protic 1988, 200202; Koumouzelis 1980, 60;
Age pottery indicates (Tagliaferro 1910, pl. ix). Also Recchia 2011).
6. Malta, Sicily, Aeolian Islands and Southern Italy during the Bronze Age 85

Figure 6.3 Late Neolithic sanctuary of Tas-Silg, Malta: megalithic structure (a dolmen?) under excavation (2008) in the north-western
area of the site.
86 Alberto Cazzella and Giulia Recchia

Establishing a Mycenaean exchange network Apogee and crisis of the Mycenaean exchange
in the central Mediterranean (17001450 BC) network in the central Mediterranean (1450
From the 17th century BC, previous local ceramic 1000 BC)
elements still continuing, the relation between the Just one potsherd of Mycenaean type, presumably
Aeolian and Maltese archipelagos changes (Fig. 6.4a). dating back to late 14th/early 13th century BC, is
The former is now well inserted in the Mycenaean known in Malta, from Borg in-Nadur (Pace 2003,
exchange network westwards and south-eastern 200, no. 224); perhaps a Mycenaean shard from
Sicily might be touched by the seaway towards this Tas-Silg (Bonanno 2008, 35; Sagona 2008, fig. 6, 1)
archipelago (e.g. Marazzi 2001a, 370). Absence of might be added to it. Nevertheless the archipelago
LH III pottery does not necessary mean lacking of continued its active contacts with Sicily after the
exchange activities: the local groups of south-eastern mid-2nd millennium, judging by the quantity of Borg
Sicily might have selected just non-ceramic exotic in-Nadur pottery found in tombs with rich grave
artefacts, as it happens perhaps in the Thyrrenian goods at Thapsos, competing with the prestige of the
Calabria (see the tomb of Gallo di Briatico in Pacciarelli Mycenaean pottery itself (e.g. Alberti 2006, 399, tab. 4).
2000, 185187; rare LH III shards were found at Borg in-Nadur and Bahra pottery is well attested in
Punta di Zambrone and Grotta Petrosa di Palmi i.e. the Thapsos settlement (Voza 1992, 45). However, the
Pacciarelli and Vagnetti 2004; Tin 2001) and later presence of Maltese pottery (Trump 1961) concentrates
in some areas of south-eastern Italy (e.g. Radina and in a few Sicilian sites and it was perhaps linked to
Recchia 2006). specific intermediary centres as Cannatello and an
In this period also some settlements of southern Italy hypothetical site near Siracusa, besides Thapsos (e.g.
and Sicily began to organize a local exchange system. Tanasi 2008, 76), during the second half of the 2nd
These settlements probably just in a few cases became millennium BC (Fig. 6.4b).
direct points of economic interest for the Mycenaean Maltese pottery type Bahra was found at Thapsos
seafarers (on the Mycenaean presence in Italy see e.g. in the last phase of the settlement (for example in the
Vagnetti 1982; 1996, 152161; Bietti Sestieri 1988; Bettelli architectural complex C and in the room south-east
2002, 1932; Radina and Recchia 2003; 2006; Vianello of the room c of the complex B, see Voza 1973, 149;
2005; Cultraro 2006, 221237. On the organization of 198081, 678679), dating back to 11th9th century BC
a local exchange network: Cazzella 1983; 2009a). according to Giuseppe Voza (1992, 49). The Bernab
Another small island, Pantelleria, seems now to be Breas (1990, 57) hypothesis of a Maltese emporium at
reached by seafarers from the eastern Mediterranean Thapsos at the end of the 2nd millennium BC seems
(i.e. Marazzi and Tusa 2005; Ardesia et al. 2006, 362365) dicult to be accepted in the light of such evidence.
and south-western Sicily is involved in this connection It is also doubtful whether the architectural structures
with the eastern Mediterranean too. of eastern tradition typical of the previous phase built,
Malta seems to be excluded from the new internat- according to Giuseppe Voza (1992, 48), in 13th/12th
ional trade network at this point, but it maintains century BC, were substituted by new structures or they
contacts with southern and eastern Sicily as the were built in the 14th century, abandoned during the
abovementioned presence of Tarxien Cemetery shards 13th12th centuries and partially re-used (at least the
in Sicilian contexts points out. complex C) in the latest phase, as recently proposed
Some eastern elements, as a bone pommel of a by Gianmarco Alberti (2007, 371) and followed by
sword (e.g. La Rosa 2005, 578), a glassy bead of possible Davide Tanasi (2008, 5). A similar hypothesis had been
Egyptian origin according to John F. S. Stone (1971), formulated by Bernab Brea (1990, 57) as well. We find
a stone bead inlaid with gold and small gemstones the latter hypothesis hardly acceptable, implying a gap
inserted in it (Evans 1971, 134, pl. 51, 10), might have of two centuries in the use of the complex C. In any
reached Malta via Pantelleria or Sicily. Particularly case Thapsos pottery style was still used in 13th/12th
as this stone bead is concerned raw materials (green century BC according to Albanese Procelli et al. (2004,
stone, red gemstones and gold) and working technique 313). Francesco Tomasello (2004) agrees with Vozas
do not seem to belong to any Maltese tradition (e.g. chronology, highlighting comparisons with 13th/12th
Bonanno 1999, 213214). At the moment a possible century BC structures in Cyprus and Levant.
comparison could be proposed with a bead inside The function that centres like the Aeolian Islands
golden plated from Pantelleria (Marazzi and Tusa and Pantelleria played in the organization of
2005, 608, pl. CLIb), considered an import from the international exchanges seems to decrease after the
eastern Mediterranean. mid-2nd millennium. A strong involvement of Sicily
(G.R.) and southern Italy in the long distance exchange
6. Malta, Sicily, Aeolian Islands and Southern Italy during the Bronze Age 87

Figure 6.4 Hypotheses of transmarine connections in the central Mediterranean between the 17th and the 11th century BC.
88 Alberto Cazzella and Giulia Recchia

system probably reduced their importance, relegating to the early 12th century, so it was not hidden during
small islands to a marginal role in the new networks the hypothetical Subapennine invasion. Anyway the
(e.g. Marazzi 2001a, 371372; Ardesia et al. 2006, 365). wealth of that hoard suggests that Lipari could still
New intermediary sites arise in southern Italy, like for attract goods of significant value, either in exchange for
example, the settlements of Roca (i.e. Guglielmino 2005) local raw materials, for example sulphur or alum (e.g.
and Punta Le Terrare (i.e. Radina and Recchia 2003) in Castagnino Berlinghieri 2003, 68), or because it was the
the Adriatic Apulia, Scoglio del Tonno in the Ionian place where still exchange happened, even if transports
Apulia, Torre del Mordillo e Broglio di Trebisacce in were prevailingly organized by other groups.
the Ionian Calabria (for the Ionian area see Bettelli The same situation could characterize the Aeolian
2002, 2632). Islands during the Final Bronze Age/Early Iron Age,
The Aeolian Islands after the mid-2nd millennium considering for example imports of Sardinian pottery
(Milazzese culture) continued to have contacts with during the late first Ausonian phase and the second
the Mycenaean world. However, the presence in one (Bernab Brea 1990, 46).
these islands of peninsular Apennine pottery (an From the 13th century the international trade
inverse phenomenon in comparison with the local changes also in southern Italy: local groups more and
Early Bronze Age, when Capo Graziano pottery was more imitate the Mycenaean pottery (diminishing the
diused in Italy) and their cultural assimilation by import of it) and produce metal artefacts appreciated
the Sicilian Thapsos culture (from which Milazzese in the eastern Mediterranean. Also the role of amber
pottery style derived) suggest that an inversed trade as an export good becomes more diused.
was taking place, the archipelago losing its expansive From the 12th century, after the crisis of the
capability. Mycenaean palaces, the CypriotLevantine seafarers
The Middle Bronze Age Milazzese phase is generally could have directly got to the mouth of the Po river
seen as a period of development of relationships with to acquire amber, opening a new international seaway
the Mycenaean world. Bietti Sestieri (1988, 4243) for (e.g. Bietti Sestieri 2003), whilst the relationships
example adopted the term mycenaeaisation to define between Greece and southern Italy could have had
the period. However, we cannot forget that evidences a prevailingly local character (see for example the
of contacts with the Myceanean world are actually connection between western Greece and Roca, in
decreasing in the Aeolian islands after LHIIIA1 (e.g. the Salentina peninsula, in Guglielmino 2005). In
Bettelli 2002, 59; Vianello 2005, 68, tab. 11), and in this period Coppa Nevigata (Cazzella 2009b), in
Vivara as well. the northern coastal Apulia, probably was just an
Also the organization of a system of graphic signs important terminal of local exchange, with no direct
in the context of the Milazzese culture might have link to Greece.
been a local development starting from a previous
Capo Graziano initial experience (e.g. Marazzi 2001b).
Thus if these graphics signs really had a Mycenaean Concluding remarks
inspiration, it occurred before the Milazzese phase. To conclude, starting from the late 3rd millennium BC,
During the 13th12th centuries BC (first Ausonian the contacts in the area taken into consideration more
phase), the elements of Mycenaean origin decrease and more assume the connotation of a real exchange
consistently and local pottery imitates the Subapennine system. However, the analysis of dierent elements
peninsular style (e.g. Bietti Sestieri 1988, 45; Bettelli (active or passive role of the specific sites, level of
2002, 59). Most authors hypothesise an invasion by incidence of the international trade, kind of products
a Subapennine group in the 13th century (e.g. Bietti exchanged, etc.) shows how such contacts assumed
Sestieri 1988, 48), but we cannot exclude that a change in dierent meanings for each of the involved region
Mycenaean (and Cypriot-Levantine) seaways, probably during the Bronze Age.
abandoning the Straits of Messina for the Sicilian As regards to the archaeological research on central
Channel (but neglecting also Pantelleria: small islands Mediterranean, focusing on the Bronze Age, the study
were no more attractive for the international trade?), of evidence attesting contacts between the various
and the growing economic potential of the peninsular areas is far from been concluded, but it certainly is
communities favoured a local transformation, without giving fruits. If anything else, it seems today figuring
a real invasion. The presence of fires in a settlement out the meaning of the exchange phenomenon in the
could be frequent, also without a war cause. dierent contexts has become a primary aim as far as
The rich hoard of metal objects at Lipari (e.g. the investigation of the area is concerned.
Moscetta 1988; Giardino 2004) probably dates back (A.C.)
6. Malta, Sicily, Aeolian Islands and Southern Italy during the Bronze Age 89

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7
External role in the social transformation of nuragic
society? A case study from Srrala, Eastern Sardinia,
Middle Bronze to Early Iron Age

Luca Lai

Introduction that some approaches (for instance, palaeoeconomy


The island of Sardinia was marked, during the or the application of social anthropology to the
Middle Bronze to the Early Iron Ages, by a consistent interpretation of the archaeological record) that in
pool of cultural elements, including but not limited other countries were already applied since the 1960s,
to monumental architecture, which are commonly in Sardinia started being brought to scholarly attention
labelled as Nuragic civilization. Among its prominent only in the late 1970s and mostly later. Issues of
features is the presence of the nuraghe, after which the interaction between climate, environment and human
term was coined, consisting in one or several connected groups and their practices are still impossible to tackle,
stone towers spread over the landscape at varying due to the disheartening lack of any kind of data
density; it has by now been acquired that nuraghi about Sardinian paleoenvironment. Archaeological
were mostly built 1600 to 1200 BC, whereas after the theory is still a minor component in the education of
Final Bronze Age for the most part these structures the average local archaeologist, and this aects the
were only reused, partially destroyed, and also reconstruction of history.
reproduced in bronze and stone miniatures. This, and This is to underline the reasons why the debates
several other clues, have brought to a wide agreement on interpretive models explaining or describing
that profound changes characterized Nuragic society the transformation of Nuragic society are relatively
starting from the end of the 2nd millennium BC, when scarce, compared to the data on material culture
dierent types of cult sites and burial sites replace the amassed through the decades. It is not the scope of
central role of chamber burials that accompanied or this paper to review the history of the hypotheses on
even preceded tower-building. This change in many the origin of Nuragic architecture as the main element
aspects of material culture involves also an intensified of Nuragic culture. This view has a long tradition,
circulation of metal and a progressive centrality of and is still a common approach in local archaeology
water in religious practices (monumental wells and (Ugas 1999; Tanda 2002). Here I aim to outline some
springs). of the few anthropologically sound models describing
Beyond these very broad trends, recognized in their and interpreting change in Nuragic society, in order
essence already by Giovanni Lilliu (Lilliu 1988), our to measure against them the evidence from the case-
understanding of the Nuragic culture of Sardinia still study area. Such models, by Gary Webster (1996),
reflects the problem of a general time lag in the theory Mauro Perra (1997) and Emma Blake (1999) show
and approaches utilized by most local archaeologists, radically dierent perspectives both on the intensity
a lag well expressed by Gary Webster in the mid-1990s of interaction with outsiders, and on their role in local
(Webster 1996, 18). This has partially changed, but social dynamics.
there is a very strong culture-historical tradition that in Websters model remains the only comprehensive
large part identifies change in the Nuragic society and reading of Nuragic society grounded in anthropological
identity with change in material culture. This means theory, an interpretation that has also been applied in
7. External role in the social transformation of nuragic society? 93

other prehistoric European contexts (Webster 1990): 1500 and 1200 BC. According to this perspective, exotic
labour control features in it as the main means used goods and the nuraghi themselves would reflect social
by emerging groups to acquire political power. The inequality: a scenario is outlined where the elites
conditions for unequal labour control would have that had already emerged in the final EBA gradually
been circumscription,1 and a highly diversified level attempt, in the MBA (17001350 BC) and LBA (1350
of economic risk, so that, under slowly-growing 1200 BC), to accumulate material and symbolic capital
population during the Early through Late Bronze Age in the form of livestock and the building of nuraghi.
(EBA, LBA), such dierences between areas would The towers would be true prestige goods in which
have generated inequalities within and between surplus produce can be invested (i.e. Perra 1997, 58) all
groups, in productive output, land-use practices, pieces of a deliberate strategy to break the communal
further demographic growth, and economic security. rules of power management and land tenure. Fission
The EBA (23001800 BC) and the Middle Bronze Age would not represent resistance against the authority of
(MBA, 18001300 BC) are viewed as pioneering times, big men, but rather a means of social reproduction of
with cloning and dispersal of small settlements the elites, who would lead new agrarian colonisations.
(nuraghi), to be intended as farmsteads. When conflict Organization would have become rationally aimed at
arises, and/or resources are not sucient, fission, or surplus production and trade. Perra attributes a crucial
the breaking o of one community into two, is still a role, for the legitimization of elites in the LBA, to the
viable response compared to the risk of subordination influence of solid ideologic relations with Aegean and
perceived by one group relative to another. This is Eastern traders (i.e. Perra 1997, 62), as bearers of ideas
viable due to lack of circumscription in an environment of social stratification established in trading posts such
still rich in available land. Organization is still tribal as Nuraghe Antigori, in the Southern coast of Sardinia,
and egalitarian. In the LBAFinal Bronze Age (FBA) a site which yielded the largest find of Mycenaean
(1300900 BC, although in Webster they are clumped pottery on the island. This would have given the input
under the LBA label), dierentiation begins as spaces in to the strategic use of alternative arenas for ritual
the landscape are filled and fission is not an option in manipulation, found in wells, springs and temples
many areas of the island. Accumulation of labour and in opposition to the ancestral megalithic tombs. In
livestock starts (i.e. Webster 1996, especially 149152). such new contexts, naturalizing power would have
In the Early Iron Age (EIA, after 900 BC), Phoenician been easier by enmeshing it with ritual, and so the
trade becomes a catalyst for change, by providing justification and intensification of wealth accumulation
new markets for surplus and prestige exchange. (prestige items and particularly metal).
Population is at this point stable or declining, and Such a model of social reproduction would have
concentration of power progresses, with clients moving caused intense conflict, which is documented at many
from marginalized groups to the largest polities. At this sites in the FBA (12001020 BC). Rather than lack of
point the emerging centres would transition toward land for fissioning, such conflict would have arisen
more verticalized structures, and become chiefly (so from widespread rebellions of exploited groups, and
called aristocratic groups in Lilliu 1988; also more would have prompted the reorganization of the whole
recently Usai 2009, 264267). territorial system. In the EIA (1020900 BC), after the
In Websters model, control over wealth and ideology FBA as a period of crisis, signs of economic recovery
comes only in the EIA to stabilize power, which was and of renewed intensification of long-distance trade
already held by elites due to local dynamics. Only are identified (Perra 1997; Usai 2009, 264).
then some kind of separate mortuary treatment would As a representative of post-processual perspective,
start along with the hoarding of metal, and possibly Blake (1999) developed an interpretation of Nuragic
the rise of priestly classes (i.e. Webster 1996, 195197). society that does not stress any significant role of
Little room is left for any externally-originated actor external contacts. The center of her outline is the shaping
to substantially aect the events on the island. The of Nuragic identity, and cultural transformations are
signs of maritime contacts are estimated as minor described and read in very circumscribed terms.
episodes in a scenario of essential isolation through The definition of identity boundaries is indeed put
EBA and MBA, substantially broken only by sustained in connection with the other, but the subject of
Phoenician trade from the 9th century BC. her examination is mostly the opposition with the
Perra (1997), on the other hand, relies on a dierent antecedents rather than with any of the surrounding
reading of the data, where no nuraghi are attributed Mediterranean groups. The creation of nuraghi would
to the EBA, but all to the MBALBA. Most building have followed the first giants tombs (EBA and
eorts, including construction of most megalithic MBA), chamber tombs with a marked semi-circular
tombs, would pertain to a limited time frame between area before the entrance. Their placement at a higher
94 Luca Lai

altitude than the tomb, within sight and with a fairly south, shaped by two bays. This area, geographically
regular relative orientation would have symbolically well-defined, also has a specific historic identity: oral
represented the eort to incorporate such older ritual tradition, matched by historical and archival evidence,
sites (deriving from Chalcolithic megalithic structures) locates in the area a medieval village.2 Its coherence
in the new Nuragic identity. Economic phenomena as a unit for studying prehistoric spatial organization
do not feature in Blakes model (1999, 50). seems confirmed by the high density of Nuragic
structures at its centre, in opposition to an apparently
lower density all around.
A selective survey, with additional mapping of nine
The evidence in Srrala, eastern Sardinia nuraghi, was done in 2000 (i.e. Lai 2001). Other sites had
The term Srrala defines a low-lying coastal area of been mapped previously (i.e. Cannas 1972; Basoli 1980),
eastern Sardinia (Fig. 7.1) covering approximately with uneven standards. Further fieldwork carried out
25km2, with fairly clear geographic borders (Fig. 7.2): by the author and Mr. Stefano Crispu documented the
to the north, two steep and rocky mountains; to the architectural elements and spatial arrangement of the
west, the watershed of a steep hilly range, with a structures. Through this survey it was determined that
few passes to the valleys further inland; to the south, four more nuraghi are in good conditions, five have
beyond the Barisoni stream bed, a distinct hill marks apparently been destroyed, whereas the existence of
the narrowing of the coastal lowland. To the east is five more cited by non-academic sources (i.e. Cannas
the Tyrrhenian Sea, with a coastline running north 1964; 1989) needs to be verified. Information from

Figure 7.1 Map of Sardinia showing basic relief and the location of Ogliastra in the eastern area, and the location of the case-study area,
Sarrala.
7. External role in the social transformation of nuragic society? 95

the excavated site of Nuraghe Nastasi (i.e. Contu Comparing the data collected in 2000 with data
1968; Basoli 1980) was reviewed and integrated from elsewhere on the island, important dierences
with new observations, with the aim of gathering can be highlighted: out of 24 nuraghi in the area, 11
chronological clues and particularly of correlating the are complex, six single-towered, and seven completely
tentative sequence based on architecture with absolute erased or destroyed. About 65% of the sites that can
chronology. be mapped are complex, which compares with 28%

Figure 7.2 Map of the study area showing basic contour lines and the archaeological sites dating to the Nuragic Age (MBA to EIA). The
dierent types of sites, the dierence in complexity among the sites, and the presence of basalt at four nuraghi and the sacred well are
indicated.
96 Luca Lai

(mentioned by Lilliu 1988, 365) estimated for the to bear the weight of a stone vault. There are no stairs,
whole island. Local surveys show proportions from nor the typical large niches. Large boulders roughly
~7% to 35%, with one area only with 46.5% (Webster shaped are used, and two added rooms (B and G) show
1996, 131 and tab. 5). If we assume for Srrala that a similar masonry. The central tower (A) at Nuraghe
most of the destroyed and disappeared structures are Barisni does feature the standard staircase, but also,
likely to have been simple (single-towered) due to the on the other hand, a slanted plan and an entrance
dierence in the labour to be applied to demolition, corridor covered with flat slabs up to the ceiling top,
and we pool such sites cited in the literature with instead of a full vault (Melis 2002). The structure was
the observable ones, the ratio of complex nuraghi is later repaired, when basalt had become available.
lower (45%) but still the second highest in Sardinia Phase II is characterized by several standard
after Ardia/Bisarcio (ibid.). This may mark a specificity single-towered nuraghi.3 Although in some cases it
of this area, or reflect the lack of in-depth collection is impossible to verify all elements, the presence of a
of information regarding destroyed sites elsewhere. regularly circular plan and in some cases the staircase
Preliminary results of a similar investigation in has been taken as a clue for this identification. Masonry
progress, concerning the megalithic tombs in the same is more regular, with smaller, better-worked stones.
area, lead to similar conclusions on the potential bias During Phase III, additions were made at a number
in reconstructing the landscape: several structures in of sites around the central tower 4 indicating some
fact have disappeared in the last century due to the degree of expansion. The building stone, however, is
use of mechanic devices in agriculture. When taking only local. Due to the lack of published stratigraphic
into account such disappeared sites as mentioned in data, it is impossible to test whether in case of complex
older sources (Cannas 1964; 1989), the proportion of structures the central tower preceded the additions
pairs made up by nuraghe + tomb vs. nuraghe only only as a technical procedure or its life as a single
(~1:1) is much higher than reported anywhere else tower lasted for any considerable amount of time
(e.g. Webster 1996, 144). before the enclosures and additions. In some cases,
The chronology of corridor, single-towered and sharp dierences in masonry may be indicative.
complex nuraghi is still debated for the whole island Phase IV is defined by the use of basalt in the
(e.g. Perra 1997; Ugas 1999; Tanda 2002), and analysing structures, and represents the last additions to existing
architectural features over wide areas is not a reliable structures, at only five sites: nuraghi Nastsi, Barisni,
method for establishing relative chronology. However, Longu, Alri and the recently investigated monumental
at such scale (25km 2) architectural elements are well of Sa Brcca (Crispu, personal communication
more susceptible to provide a trustworthy, though 2009). The nuraghi show the addition of one or two
approximate, indication of relative age, since the area courtyards and two to four rooms, making this group
represents a geographic, environmental and historic similar to group III, with basalt as the only distinctive
unit unlikely to have developed radically independent trait. These data indicate that only four habitation sites
building practices. So, even though it is not yet had the capacity and the networks needed to import
possible to relate the local sequence with the socio- stone from the closest basalt source, about 20km north
demographic developments suggested for Nuragic on the Tyrrhenian coast. Since these sites are the most
society in general, it is possible to suggest a probable complex, it seems that building activity at this point
articulation of the building history of the area in four was restricted to them only.
groups/phases, and to tentatively outline the patterns
of occupation between MBA and EIA; this articulation
is based on a few basic elements: relationships between
wall stratigraphic units, masonry and architectural The wider picture: regional and Mediterranean
solutions: patterns
Phase I includes the only two settlements with clearly The use of some basalt is an important point. As
archaic traits that likely precede later standardization: anticipated this is not a local stone: the local bedrock
Nuraghi Nastasi and Barisni, instead of canonical is dominated by granitoid formations, with schist
features (i.e. regular towers with circular plan, staircase sporadically present. The closest basalt geological
running within the wall opening on the left side of the source is about 20km to the north, along the coast, other
entrance corridor, tholos ceiling: Contu 1981), show sources being much more distant. The provenience of
simpler solutions. This suggests that Nuraghe Nastasis the basalt observed in Srrala from such a source,
central tower (C) (Basoli 1980; Lai 2001) probably the only one within a 50 km-radius, located on the
never was a tower. A ledge along the inner side of the mountain Teccu (municipality of Barisardo, province of
circular wall would make impossible for such a wall Ogliastra: Fig. 7.3), is also confirmed by the continuous
7. External role in the social transformation of nuragic society? 97

Figure 7.3 Map of southern-central Ogliastra, on the east coast of Sardinia, with the municipalities surveyed and the nuraghi. Those where
basalt is found are marked to show its distribution south of the geological source (which is also indicated). Some of the sites mentioned
in the text are also shown.
98 Luca Lai

distribution between the two points at several other and whether exogenous stimuli or internal dynamics
sites at less than five km from the coast. determined the change.
A wide area within the Ogliastra province, which According to the limited evidence, basalt was
included at its centre the basalt source, has been not used in the study area until the FBA or EIA.
surveyed in the 1980s (Archeosystem 1990). Looking at This may be due to the lack of transport technology
the distribution of nuraghi with basalt in the stonework and/or contacts outside the area, whether terrestrial
in Srrala and in the rest of Ogliastra province enables or maritime. Its coastal distribution suggests that a
the recognition of a distinct pattern. Besides the sites maritime rather than a terrestrial route was utilized,
in Srrala, which are the most complex of the area, and the absence of basalt to the north of the source
there are other sites to the north where basalt is used, indicates a southward route. The timing of basalt use
and they are similarly all large and complex structures evidently corresponds with a restriction of the surplus
(for example Nuraghi Sa Brocca, Murcu, Carddu, labor needed for construction to a few sites.
see Archeosystem 1990, 157, 164, 166). Looking at the So, why is basalt used in habitation sites only at
entire area, it is striking that there is no use of basalt a later time, only on the coast and only southwards
along the coast to the north of the source, in contrast from the source? Why are cult sites, possibly even
with at least thirteen sites to the south (the most later, the only other cases where basalt is employed?
distant being over 20km apart away from it). Basalt I argue that this could make sense if the stone for
is observed at four ritual sites in Ogliastra (see Fig. habitation sites was loaded on boats as other kinds
7.3): three wells within the surveyed areas (Perda e of items were unloaded at more northern coastal
Frris, Cuccudddas, and Sa Brcca), and a so-called sites, making a sort of by-product of long-distance
sanctuary of SArcu e is Forros (Lo Schiavo 1978; Fadda transport of more precious items. Such a pattern seems
1997). Two of these sites are located over 15km from highly compatible with long-distance trade of prestige
the coast. These site types are commonly dated to the items, carried out through sea routes linking dierent
FBAEIA, which suggests the possible chronology of shores of the Tyrrhenian Sea in a counter-clockwise
basalt use at other sites. fashion, similarly to what is suggested for the Eastern
Considering the chronology of the finds at Nastasi, Mediterranean (Crete-Egypt-Syria in Bass 1997). This is
the better published site in Srrala, a few points can certainly not the archaeological correlate for down-the-
be made. Mainly items dating to the FBAEIA were line, small scale, locally-based maritime connections,
retrieved in the eastern courtyard built with large for which a radial distribution gradually decreasing
use of basalt whereas in earlier rooms, oxhide with distance has been identified as the material trace.
ingot fragments and a Mycenaean LHIIIC sherd Under this hypothesis, we would have to explain
were recovered. Since the Aegean pottery dates to the unevenness in mutual relations among Nuragic
the 12thbeginning 11th century BC (chronology polities, one that united the communities south of
from Shelmerdine 1997, 540), it is likely that basalt at the geological source but not those to the north, even
Nastasi was probably used later, a date that could be more inexplicable considering that the source was
cautiously extended to the other four sites. Conversely, likely unguarded due to its extensiveness along the
the previous phases III in the whole area should be seaside, which made it fairly accessible.
earlier than the 12th century BC, and phase III may Can the role of external contacts in stimulating or
be slightly earlier or contemporaneous. speeding social change in the study area be inferred?
Considering the evidence for such contacts, we have
to agree with Webster that it is comparatively sporadic
until the FBA or later. In Sardinia just Nuraghe Antigori
Discussion: social dynamics, metal and basalt (Ferrarese Ceruti 1983) yielded fair quantities of foreign
The presence of metal artefacts of Aegean and Cypriot pottery before the EIA, nothing comparable to sites
manufacture in Eastern Sardinia, as well as the in Sicily and southern Italy. Conversely, fragmentary
presence of Nuragic pottery on Lipari and Crete, or whole oxhide ingots can be found throughout the
testifies to the existence of long-distance routes (e.g. island, even far inland. Interestingly, likely imported
Lo Schiavo 1995; 2003). It is widely debated in what metal items excavated at Nastasi (Tertena), near the well
way this trade prompted, favoured or determined the at Perda e Frris (Lanusei) and at SArcu e is Frros
increase in complexity and the profound changes in (Villagrande Strisili), seem to overlap with the presence
material culture from the LBA to the EIA discussed of non-local basalt. This leads to identify pottery as a
in the introduction, or if it did at all. Among the rare exotic item that did not imply intense contacts with
important points is whether in this trade there was external groups of Mycenaean culture. Contrary to what
an active participation of the indigenous communities, is observed for pottery, the fact that Sardinia accounts
7. External role in the social transformation of nuragic society? 99

for over one fifth of all the ox-hide ingots finds of the sites reflects Bronze Age landscapes and not biased
whole Mediterranean (Jones 2007), implies a substantial preservation, this indicates specific organizational
link with the eastern Mediterranean, since most copper developments in dierent areas. Possibly, in the other
circulating in Sardinia after 1200 BC seems likely to areas (Webster 1996, 131) nucleation into complex sites
come from Cyprus (as shown by Gale 2001). Such large followed more rapidly the phase of fission. In Srrala,
amounts of copper appear to reflect a regular contact instead, concentration of power did not reach the same
with sailors, but without any parallel increase in other degree, and several communities kept enough control
eastern imports. Pottery is overwhelmingly local, and of their own labour as to enlarge their own nuraghi,
foreign artifacts are still rare exotica. This seems to before yielding to emerging groups possibly after the
contrast with claims of a structural ideological transfer 12th century BC; something similar to Colin Renfrews
of concepts that legitimized inequality. peer-polity interaction (Renfrew 1986), for a longer
Even though the provenience of copper from period of time.
Sardinian artefacts is still debated, the presence in Was there a Nuragic active role in the transportation
Sardinia of large amounts of foreign metal associated of basalt and possibly metal? Taken generally, this is a
with essentially indigenous social dynamics (see models complex question, beyond the scope of this paper. From
by Webster 1996 and Blake 1999) points to a selective an island-wide perspective, some clues indicate that
mode of acquiring material goods from outsiders: such some groups at some point had the necessary navigation
acquisition, without excluding possible use of local technology, and probably engaged in long-distance
ores (i.e. Begemann et al. 2001), undoubtedly involved seafaring: the bronze ship miniatures (Guerrero Ayuso
large imports of copper from Cyprus, but nonetheless 2004; Depalmas 2005), some of which date from the
all items were used in local social arenas, in ways FBA, but most to the EIA, and the possible identification
and contexts consistent with indigenous dynamics. of the Sherden cited in Egyptian texts dating to the
In the inter-community competition that appears in 12th and 11th century BC as Nuragic groups (Tykot
the case-study, only some centres were able to secure 1994). However, despite the finds of Nuragic pottery
the contact with the outside world that granted access on Crete and Lipari between LBA and FBA, and of
to basalt and, by inference, to metal. Access to metal bronze ship figurines at several Villanovan-Etruscan
had likely become a key element of symbolic capital sites, there are no clear signs of a stable presence of
necessary to bend the egalitarian codes regulating Nuragic traders outside of the island. Nothing from
political life that had previously prevented rising elites Srrala helps in identifying any active role of local
from institutionalizing their authority. In Srrala, only sailors in this trade. The evidence described above
the groups based at nuraghi Aleri, Longu, Nastasi at the moment seems compatible with long-distance
and Barisoni were able to acquire metal and basalt, to trade specialized in other kinds of merchandise, where
progressively impose their leadership on other groups, actors were not based locally and traded stone as a
and increase their control of labour reflected in the secondary, incidental activity, a by-product of trading
ability to enlarge their nuraghi, further enhancing with a dierent focus. Eastern Sardinia may either
their regional primacy. represent a regional dierence within the larger Nuragic
The suggested link between access to metal, basalt society, or provide clues to understand more generalized
and social dierentiation is supported by the fact that phenomena. In other words, authentic Nuragic fleets
the same stone is also used in the sacred wells, the could possibly only date to the EIA (after 850 BC),
new ritual catalysts. It has been observed over the during the renewed intensification of external contacts
whole island that ritual sites such as wells, springs that has been identified after the turmoil of the FBA
and more formalized temples (Webster 1996, 146149) (Usai 2009, 263264). Otherwise, navigation would only
reach their peak in the FBA and mostly EIA, when pertain to selected Nuragic communities in other areas
megalithic tombs and nuraghi lose their monopoly and long-distance trade could have been limited to a
as foci of community life. The evidence in Ogliastra few groups. Therefore, both non-Sardinian homelands
connects some known wells (Sa Brcca, Cuccudddas, or centres from elsewhere on the island could be the
Prda e Frris, SArcu e is Frros) to access to basalt, base for these traders.
as they have some in their stonework, and also to finds
of ox-hide ingots (Lo Schiavo 1998). These dierent
elements coincide with the phase of concentration of
surplus labour, identifiable in building activity, at a Conclusions and future directions
limited number of nuraghi. In this paper, the presence of different building
If the dierence between Srrala and most documented phases in the area of Srrala helped outline the
areas in Sardinia concerning the proportion of complex probable evolution of settlement patterns, which
100 Luca Lai

generally confirms previous reconstructions of social 1995) and unpublished theses (Piroddi 1964; Melis
developments on the island, in a sequence that 1975; Floreddu 1999; Vargiu 2000), and survey for
involves, from the initial appearance in the MBA uninvestigated areas. The study of excavation records
on any given area, first demographic expansion, the for the unpublished sites will provide indications
filling of agricultural land with small settlements, on contexts and chronology. Ways are also being
and the subsequent increase in complexity of some explored to quantitatively estimate the volume and
settlements with the creation of a three-layered weight of imported stone, which will contribute
settlement hierarchy over the course of the LBA and to assess the technology and labour needed for its
FBA (Webster 1996; Perra 1997). The use of basalt in transport.
the stonework has been identified in the last building
phase of a few habitation sites, likely to be placed after
the 12th century BC. In the wider eastern Sardinian
area, basalt appears to be associated with sacred Notes
wells, possibly later, and metal imports. Moreover, 1 Circumscription is here used in Robert Carneiros meaning:
this material is distributed along the coast only to the the existence of limits to the freedom of migration,
south of the geological source. It is argued that this determined by geographic and environmental borders, but
pattern is compatible with counter-clockwise long- also, within an environmentally bounded unit, by political
distance southward seafaring rather than down-the- borders (Carneiro 1988). It also assumes population
line trading, which leads to the identification of basalt pressure and warfare as factors, although warfare is not
as a new item traded on maritime routes. considered here as fundamental.
From a broader perspective, these data fit the 2 The name itself has been connected back to Roman writer
evidence for contacts with outsiders that cannot be Ptolemaeus, who placed in the area the urban center of
considered as intense until the 13th12th century and Sarala (Cannas 1964, 2932).
after, when they are likely linked to the import of metal, 3 Nuraghi Orruttu, Lionagi, su Concali, sa Cannera, Longu,
especially copper. Bronze was then manufactured and Aleri, Nuragddus, su Tetini, Erbis, Crabili, and
used within types of political-ritual arenas that were possibly others among the disappeared, unlikely to have
fully indigenous, and was selectively identified as been complex structures (Fig. 7.2).
socially/ritually significant, as was the rare Mycenaean 4 Nuraghi Orruttu, Lionagi, su Concali, sa Cannra, Longu,
pottery in previous centuries. Access to metal was Aleri, Nuragddus, Marosini.
probably important to strengthen the authority of
emerging elites, but was given meaning within an
indigenous cultural framework, after transformation
into various kinds of items. Acknowledgements
There seems to be no signs of structural changes My thanks to all those involved in this study: from
directly stimulated by contacts with outsiders, my M.A. thesis advisors Enrico Atzeni and Giuseppa
especially through ideological influence. Elites, if Tanda to the friends and relatives who collaborated
and where they existed as such, had been unable and helped in many ways, especially my friend Stefano
until then to institutionalize their authority and break Crispu, my sister Alessandra Lai, my mother Marina
the traditional egalitarian ideology in a way that is Melis, and my wife Sharon Watson.
archaeologically visible, as shown by the burial in
collective tombs without any class markers (Blake
2002, 121122); access to external trade may have
proven one of the instruments used to increase their References
prestige, yet within social contexts that appear fully Archeosystem (ed.), 1990, Progetto I Nuraghi: ricognizione
determined by internal dynamics. Outsiders engaging archeologica in Ogliastra, Barbagia, Sarcidano, Vols. 2. I reperti,
in long-distance trade, whether their homeland was in Milano.
the eastern Mediterranean or elsewhere in Sardinia, Basoli, P., 1980, Larchitettura e i materiali del Nuraghe Nastasi di
provided metal for display, ritual and warfare, and Tertenia (Nuoro), Atti della XXII riunione scientifica dellIstituto
also, in the study area, basalt for architectural use in Italiano di Preistoria e Protostoria, Sardegna centro-settentrionale
1978, Firenze, 429438.
the nuraghi and sacred wells that they controlled.
Bass, G. F., 1997, Prolegomena to a Study of Maritime Trac
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include the spatial extension of fieldwork in order Thirteenth Centuries B.C.. In Laneur, R. and Betancourt, P. P.
to record basalt distribution patterns beyond the (eds), TEXNH. Craftsmen, Craftswomen and Craftsmanship in the
study area, using published (Ledda 1989; Manunza Aegean Bronze Age (Aegaeum 16), Lige and Austin, 153170.
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F., 2001, Chemical Composition and Lead Isotopy of Copper Trades Routes toward the West. In Karageorghis, V. and
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Archaeology 4, 4385. Symposium Cyprus and the Sea. Nicosia, Cyprus 1993, Nicosia,
Blake, E., 1999, Identity mapping in the Sardinian Bronze Age, 4560.
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8
Metalwork, rituals and the making of elite identity in
central Italy at the Bronze AgeIron Age transition

Cristiano Iaia

Introduction the transformation of the overall socio-political


Recent research on Early Iron Age South Etruria and economic picture of Middle Tyrrhenian Italy
has focused on the relevant topic of the emergence, (e.g. Peroni 1989, 426517; Pacciarelli 2001), with
during the 9th century BC, of a totally new kind of a subsequent domino eect on the socio-political
settlement system and socio-political organization. A situations of the Peninsula and Europe at large.
recurrent debate among Italian scholars (e.g. Guidi Recently, this period has received a further rec-
1985; Peroni and di Gennaro 1986; Pacciarelli 1991; ognition as the fundamental introduction to the
2001) is the defining of a deep change process, the urbanization proper of the area that took place during
formation of proto-urban centres. At first, this involved the late 8th and 7th centuries BC, or Orientalising
the sudden abandonment of many settlements of Period (e.g. Riva 2010).
relatively small size (about 510 hectares), located on This article1 is concerned with a particular aspect of
the top of hills or naturally defended positions, and the this phenomenon, the ideological dimension of male
subsequent transfer of their inhabitants on a handful burials and sheet bronze armours, a domain which
of overwhelmingly larger plateaux (of more than 100 is strictly related to prestige and power symbolism.
hectares), characterized by a close vicinity/direct access South Etruria became in the EIA one of the leading
to essential resources and communication routes. They European areas in this highly specialized craft, mainly
later became the future Etruscan cities. Much debate due to factors such as the formation of new elites, and
took place on the reconstruction of the beginning of the emergence of a communication network which
such a phenomenon, during the transitional horizon might have conveyed new skills and formal models
between the Late Bronze Age (Final Bronze Age in from central Europe, where a sophisticated production
Italian tradition: henceforth FBA; 12th10th centuries of hammered bronze flourished since the beginnings
BC) and the beginning of Early Iron Age (10th9th of the Late Bronze Age. In considering the corpus of
centuries BC: henceforth EIA 1), in culture-historical that specific craft category, I have been increasingly
terms between the Protovillanovan and Villanovan aware that it needed to be linked to a more general
cultural complexes. framework of rituals and cosmological thoughts.
Many scholars stress the dramatic change in Those, to some extent, contributed to the building of
territorial organization, accompanied by a general identity patterns for prominent social groups of EIA
depopulation of most ecological zones and a con- South Etruria, as well as for the related commoners.
centration of people on very restricted stretches I wish also to suggest that the temporal perspective
of agricultural land, a phenomenon which might for understanding this scenario should encompass
have introduced new economic and institutional the time-span 1200800 BC, during which the most
relationships between residential communities and radical transformations took place. Comparisons with
surrounding areas. These proto-urban processes have another contemporary local situation of central Italy
been viewed as a revolutionary change, involving (i.e. Latium vetus), will help us to better understand the
8. Metalwork, rituals and the making of elite identity in central Italy 103

ideological attitude of the social groups that were the political authority are concerned. At funerary sites
protagonists of the proto-urban revolution. encompassing the centre of Rome (Foro di Cesare) and
some localities south and east of it, Pratica di Mare-
Lavinium, Quadrato di Torre Spaccata, Santa Palomba
(see Fig. 8.6), a number of FBA and EIA male cremation
The Final Bronze Age in Latium vetus burials have come to light with a typical association of
In 11th10th century BC burial practices of South metal items reproducing a complex array of weapons
Etruria and ancient Latium, two regions located to and/or cultic tools in miniaturized form (Fig. 8.1B).
the north and south of the Tiber river respectively These include, as a norm, a complete spear, a sword,
(see Fig. 8.6), shared many elements, among which two double shields (sometimes with a possible breast-
the most significant from a conceptual point of view plate), two greaves, a knife, a razor. Anna Maria Bietti
is the use of hut urns for the ashes in crematory rite Sestieri and Anna De Santis (Bietti Sestieri and De
(far more attested in FBA Latium than in Etruria, Santis 2000; 2003; De Santis 2005) argued that such
see Bietti Sestieri 1976; 1992; Bartoloni et al. 1987) co-occurrence of military insignia and implements
(Fig. 8.1A) and the related use of covering funerary of presumably cultic function (knives, ancilia-type
urns with lids in the shape of house roofs (e.g. Bietti shields) might have represented social personae who
Sestieri and De Santis 2004). This iconic characteristic, held the main political and sacred functions of their
which is often accompanied by the presence of communities (warrior and priests?) and have paralleled
ceramic anthropomorphic figurines (Fig. 8.1A) possibly these figures with chiefs.
representing the dead himself/herself, has been linked In a seminal paper published in 1991 Giovanni
by some scholars to concepts such as the burial re- Colonna (1991) suggested that the miniature shields of
enacting of the living context of houses, from the ancient Latium were imitations of the double shields of
architectural and social point of view (i.e. Colonna Aegean Late Bronze Age iconography, so called figure-
1988; Bietti Sestieri 1992). I believe that its meaning of-eight shields. The same model was recognized by
has fundamentally to do with a conception of the him in a monumental bronze version from 8th century
afterworld as a mirror-like reflection of the living South Etruria, particularly from the tomb Casale del
social order: the house (probably meant as family or Fosso 1036 at Veio. These and others Iron Age finds
household) as start and end of life. Nevertheless, the (similar shields come from Norchia, see Colonna
question is complicated by the fact that, as we shall 1991) signal the longevity of this particular emblem,
see below, house representations are one of the main due to ritual conservativeness, even explaining the
components of Middle Tyrrhenian imagery between maintenance of the model in roman tradition in the
the 11th and 9th centuries BC. Analyzing the similar, form of the ancilia shields, used by the Salii priests
and nearly coeval, northern European phenomenon during the performance of ritual dancing.
of house urns with its substantial heterogeneity of The figure-of-eight shield, an item probably made
formal manifestations, Serena Sabatini (Sabatini 2007) of organic materials (leather, wood etc.), since the
pointed out that house might be intended more as initial phases of Late Helladic had a great importance
an abstract concept (a paradigm) than as a signifier in Mycenaean depictions (Fig. 8.1C). Although for a
connected to a specific meaning. long period it functioned as actual weapon in war
Perhaps in somewhat relation to the general idea of combats, at least from the 15th century onwards it
the grave in continuity with the house of the living, assumed the meaning of pure decorative element or
and very typical of both Etruria and Latium, is the cult implement no more employed in real fighting
great development of vessel assemblages (e.g. Bietti (e.g. Cssola Guida 1973). According to some authors
Sestieri and De Santis 2003), showing a sharp dierence (the topic is summarized in Bettelli 2002, 158164), its
with classical Urnfield burial rite. Among them there fortune in Aegean iconography could be attributed
are many pottery vessels that have been interpreted to a religious significance as a material symbol of a
as miniature representations of presumed domestic deity (Fig. 8.1C 23), even though it has to be stressed
furnishings (e.g. Colonna 1988; Bietti Sestieri and De that documents about a real usage in war are still
Santis 2003), often constituting sets of objects linked known for later periods (for instance the ivory plaque
to rituals of commensality (Fig. 8.1AB). This picture from Delos with a warrior image at Fig. 8.1C1, see
suggests an increasing emphasis on burials as focus Cssola Guida 1973, tab. XXVIII). The transmission
of ritual activity. of the model might have had a somewhat relation
Relevant questions rise from some recent burial to the interaction with Cyprus, that we see also in
discoveries in ancient Latium, especially as far as the circulation, throughout FBA Middle Tyrrhenian
the symbolic representations of military rank and Italy, of ceremonial bronze items imported from the
104 Cristiano Iaia

Figure 8.1 A: San Lorenzo Vecchio (Rocca di Papa, Rome), burial of Final Bronze Age 3 (after Bietti Sestieri 1976). B: Pratica di Mare
(ancient Lavinium), tomb 21, Final Bronze Age 3 (after Bietti Sestieri 1985 and Colonna 1991). C: depictions of double-shields from the
Late Helladic Aegean. 1: Delos (after Cssola Guida 1973); 2: Chania, seal; 3: Mycenae, painted tablet (after Bettelli 2002).
8. Metalwork, rituals and the making of elite identity in central Italy 105

island (maybe via Sardinia), such as tripod-stands and During the FBA, the so called Tolfa-Allumiere
cauldrons (e.g. Macnamara 2002). culture group was flourishing through a well structured
The adoption of this specific prototype raises some system of small communities located on naturally (and
important points. On the one hand, the remarkable perhaps artificially) fortified positions, substantially
antiquity and long duration of the model (about equal in their territorial domains (i.e. di Gennaro 2000;
45 centuries) suggests a function of the double- Pacciarelli 2001, 98.). Towards the end of the period
shield as power insignia with cultic implications this picture changes due to the emergence of more
(although the latter feature is common to nearly all dense demographic concentrations, like Tarquinia and
the armours used for display). On the other hand, Vulci (Pacciarelli 1991; 2001). Some of them acquire
we note that these miniature imitations of weapons an increasing control on good agricultural land and
are not the outcome of sophisticated workshops or metal-rich areas (Monti della Tolfa district and Fiora
particularly specialized craftsmanship. They could be river valley), and only during the 9th century BC
a sort of ritual fiction, to the point that there seem witness a massive growth in terms of population and
to be a total disconnection between the intentional territorial dominance.
strength of the visual message and the modest level FBA funerary data in this region are very sparse
manufacture. These remarks could lead to question and insucient for a coherent picture. However,
whether we deal with powerful individuals invested burial rites, only characterized by cremation, resemble
with sacred power, or simply with a ritual mise en those of ancient Latium, although, at a careful look
scne of idealized figures. many dierences with it are detectable, such as the
In any case this is a relevant innovation in the general unusual frequency of complex female grave sets with
context of Italian Late Bronze Age ritual practices: the weaving and spinning implements (e.g. Pacciarelli
emergence of a stereotyped image of a specialist in war 2001, 210.), that speak in favour of a more dynamic
and religion who can act as a mediator between the social system.
human beings and the deities. In doing so, prominent Indeed, a more revealing insight into social
groups from ancient Latium acted in a way that has developments is provided by metalwork, especially
been frequently observed in dierent situations, that documented by hoards. Among the latter the most
is choosing foreign and exotic models, in order to impressive is that of Coste del Marano (Tolfa, Rome),
reinforce their authority in a regional context (in the dating about the late 12th and 11th century BC (i.e.
sense of Kristiansen and Larsson 2005). Peroni 1961; Bietti Sestieri 1981, 231). This complex,
Although there are many indications of a formation which could be interpreted as a cult deposition, is
process of ethnic (tribal?) identity between FBA 3 and only constituted by sophisticated prestige items such
EIA 1 (e.g. Bietti Sestieri 1992; Bietti Sestieri and De as really big fibulae, pendants, decorated implements,
Santis 2000), ancient Latium for this period yields and three sheet bronze cups, two of which with
limited evidence of political and economic integration handles surmounted by a cast bull-head (Fig. 8.2A).
of a level higher than that of alliances between local Most of these objects have scarce or no parallels in
communities, partly reinforced by the elaboration of a contemporary graves, although similarities with
common symbolism of political power. In fact, as far as central Europe are present in the vessels and with
it regards the settlement system, ancient Latium saw Greece in the fibulae. Some of the fibulae, which hold
a change towards proto-urbanism, substantially more an embossed and engraved decoration with the Vogel-
gradual than in South Etruria (i.e. Pacciarelli 2001, 120 Sonnen-Barke (Sun-ship bird) motif, the wheel-shaped
.). Also in the metallurgy domain evidence of highly pendants, and the bull-heads, suggest connection
skilled manufactures, linked to prestige and display, with religious iconographies. The Sun-ship bird
seems scarce in this region before the advanced EIA iconography, whose distribution includes large parts
(i.e. Bietti Sestieri 1976; 1985). of continental Europe (Wirth 2006 with previous
references) and north central Italy (i.e. Damiani 2004;
Dolfini 2004), is usually referred to the natural cycles
of the sun. Some authors attempted to recognize
South Etruria during the FBA narrative and mythological contents behind it (e.g.
A more puzzling picture appears when considering Bouzek 1985, 178; Kaul 1998; Kristiansen and Larsson
the archaeological record of FBA phase 3 in South 2005, 294.), such as the stories of journeys of Indo-
Etruria. In order to improve our comprehension of European deities (Apollo, Eos/Aurora etc.) on chariots
such a crucial period, I shall try to show how the drawn by swans or horses. A connection between the
interplay between dierent archaeological categories symbols of the sun and the boat was also emphasized
and contextual levels could be of great usefulness. (e.g. Kaul 1998). The Coste del Marano hoard belongs
106 Cristiano Iaia

to a chronological horizon (encompassing 12th and and materials. This is suggested, among various
11th centuries) in which Bird and Sun elements are manifestations, by some small ceramic objects such as
especially present, in Italy, on objects related to cult miniature imitations of chariots drawn by horses, in
functions and to the dimension of male social prestige pottery and sometimes perishable materials, and by
(e.g. Bettelli 2002, 155.; Dolfini 2004). ceramic boats (e.g. Iaia 1999a, 24.; 2002), which are
As I shall try to show in the following pages, this especially present in burials of eminent males (Fig.
iconic complex of the Sun-ship, with its intercultural 8.2B). A link to the Sun-ship pattern is apparent from
character, due to long distance connection (especially the shape of the boats, usually furnished with a plastic
with continental Europe), was an important constituent bird head (Fig. 8.2B 13). As suggested by at least a
for the imagery of EIA South Etruria, specifically when boat specimen carrying a human figurine inside (Fig.
embedded in ritual practices and in the dimension of 8.2B1), I think it is likely an interpretation of these
political power. This is also one of the aspects that items as oerings to deities that would have helped the
marked the formation of a supra-regional identity of deads journey into the afterworld, or his/her accession
the Villanovan cultural complex (for the Villanovan to a heroic condition.
style in pottery decoration see e.g. De Angelis 2001) Considering the normative elements of the cremation
in contrast to ancient Latium, where there is no rite, the urn and its covering, at Tarquinia male burials
comparable development of such stylized iconography. can be divided in three large funerary categories (Iaia
This can be seen, for example in the pervasive presence, 1999a): (a) male with a cover-bowl; (b) male with a
in EIA South Etruria, of the sun disc and water birds pottery helmet-lid; (c) male with a hut urn. The male
decorative motives both in the local metalworking and burials with a cover-bowl, a ritual trait that they
in some ceramic items connected to the burial ritual shared with female burials, received a very simple
(e.g. Damiani 2004; Iaia 2005). So it raises the crucial ritual treatment: the personal set did not include any
point on whether in this region one should think weapons and was often confined to a razor (sometimes
about some kind of continuity between the FBA and with fibulae). In contrast, the funerary treatment of
the EIA material culture connected to prestige and individuals with a pottery/bronze helmet, an element
cosmologies, despite the fact that territorial and socio- exclusively belonging to male individuals, was far
economic systems underwent radical changes. more varied and usually more complex. The same can
be said of the few burials with a hut urn, all pertaining
to males of special social standing (e.g. Iaia 1999a,
34.). Those grave sets show very similar associations
Villanovan South Etruria at the beginning of to those with pottery helmets: a pattern that, beside
the Early Iron Age other data that we shall analyze now, allows us to
At the onset of the proto-urban phenomenon, during recognize a sort of conceptual anity between the two
the 10th and 9th centuries BC, one of the epicentres ritual symbols of the helmet and the house.
of productive and socio-political developments in The socio-ritual significance of these funerary
Central Italy can be recognized in the northern part categories (with exception of those with hut urns) has
of South Etruria, with special regard to the centre of become clear both on the basis of a systematic analysis
Tarquinia and secondarily of Vulci (Pacciarelli 2001). of the associations from old excavations (Iaia 1999a) and
In particular, surveys carried out in the 1990s illustrate from the data of a recently excavated cemetery, Villa
Tarquinias increasing development as a very large Bruschi Falgari (Trucco et al. 2001; 2005), known only in
centre, surrounded by a nearly unbroken chain of preliminary form. In the latter, burials furnished with
cemeteries (Mandolesi 1999). ritual objects and symbols of authority and prestige
At Tarquinia ritual practices of early Villanovan (pottery imitations of helmets, miniature boats and
period can be illustrated by hundreds of cremation chariots, wealthy sets of ornaments for females, etc.)
burials excavated between the 19th and 20th centuries tended to cluster in a restricted area. Thus, on the basis
(i.e. Hencken 1968; Buranelli 1983), unfortunately of spatial patterns it has been suggested the existence of
lacking for the most part of anthropological data. family groups, who for a short period (presumably not
More complete data come from the recently excavated more than 23 generations) might have concentrated
cemetery of Villa Bruschi Falgari (Trucco et al. 2001; in their hands a number of important socio-political
2005). and ritual functions (Trucco et al. 2005).
The burial ritual at Villanovan Tarquinia exhibits The picture cannot be complete, unless we consider
many novelties, but also a kind of continuity with the another necropolis, located in the close vicinity of
cosmological conceptions of FBA, indeed characterized the Villa Bruschi Falgari cemetery, in the site of Le
by a re-contextualization of dierent ritual forms Arcatelle, unfortunately only known from badly
8. Metalwork, rituals and the making of elite identity in central Italy 107

Figure 8.2 A: Coste del Marano (Tolfa, Rome), selected objects from the hoard (after Peroni 1961). B: pottery ritual items, from Early
Iron Age 1 Villanovan graves. 1: unknown provenance (hypothetically Tarquinia); 24: Tarquinia (after Iaia 1999a, 2002).
108 Cristiano Iaia

documented 19th century excavations (i.e. Hencken 11th10th centuries BC, and that of the Villanovan
1968; Iaia 1999a; 1999b). Here, within some dense examples, to the end of 10th and initial 9th century,
funerary plots whose time-span extended from the could be solved considering the existence of pottery
very beginning to the late phase of EIA, six sheet lids in the shape of cap- or Bell-helmets with knobs
bronze helmets were recovered (Iaia 2005, 4763), during the FBA 3 of South Etruria (e.g. Pacciarelli 2001,
four of which dating to the full EIA 1, the others of 205; Iaia 2005, 107) (Fig. 8.4B). As a consequence, one
slightly later date (EIA 2a). This spatial concentration should argue that in South Etruria Glockenhelme were
of metal helmets has no parallel in any other burial already in fashion prior to the EIA and add some
contexts in Italy prior to the 8th century BC, and allows elements to the existence of a kind of continuity in
us to define the emergence of a top-level role in the funerary ideology beyond the great divide between
socio-political structure. Although most of the grave Bronze and Iron Ages.
assemblages were dismembered, from the original Taking into account the great distance in Italy and
excavation reports we possess evidences of the unusual nearby areas between the sites where the bronze
features of those burials, such as the deposition into Bell-helmets were found (see Fig. 8.3B and Fig. 8.6),
stone receptacles, the presence of other authority and it is dicult to avoid the impression of a sudden
prestige indicators (horse-bits, vessels made of bronze introduction of new techniques and forms through
and alabaster, many fibulae) and ritual paraphernalia some kind of directional exchange. The Northern
(Iaia 1999a, 41). This high social level is mirrored by Adriatic might have functioned as an intermediate
the association of unknown provenance from the area: similar embossed decoration occurs for instance
illegal market between a bronze bell-helmet and a in the various fragmented examples of Glockenhelme
bronze biconical urn with Sun-ship decoration, both of from the cult site of Muja Jama-Grotta delle Mosche at
Villanovan manufacture, kept in the Karlsruhe Museum San Canziano-kocjan near Trieste (i.e. Hencken 1971;
(Iaia 2005, 50 and 153) (Fig. 8.3A left bottom). Borgna 1999; Iaia 2005) (Fig. 8.3A) which, on the other
Two so-called Bell Helmets from the Arcatelle hand, strictly resemble the Carpathian examples due
necropolis (Fig. 8.3A left top) and another example of to the shape of the knobs.
hemispherical shape (Cap-helmet with socketed apex) The idea of a strong interconnection with Central
(Fig. 8.3A right centre) are of particular importance, Europe in hammered bronze production is also
due to their strict technical and stylistic relationships strengthened by the examination of other, contemporary
to central Europe (Iaia 2005, 47.). The former are or later, artefacts of EIA Etruria: especially the rich series
akin to the helmets class known as Glockenhelme, or of sheet bronze items, comprising helmets and vessels,
glockenfrmige Helme mit gegossenem Scheitelknauf (Bell- that are characterized by decorative patterns of the
shaped helmets with cast knobs) (Fig. 8.3A, right Vogel-Sonnen-Barke or Protomen Styl (e.g. von Merhart
top), whose major concentration is in the Carpathian 1952, 40.; Jockenhvel 1974; Iaia 2005, 224.). The
Basin and the middle Danube (east-northern Hungary, most striking manifestation of the latter phenomenon,
Romania and other areas of east-central Europe: see though later than the Bell-helmets (decades around
distribution in Fig. 8.6). They correspond to von 800 BC), is represented by the bronze burial urns
Merharts type B.2 and Henckens Rounded Bell Helmets of the so-called Veio-Gevelinghausen-Seddin group
(i.e. von Merhart 1941; Hencken 1971; Schauer 1988; (Jockenhvel 1974), whose distribution is shown in
Clausing 2003). Major resemblances are evident in Fig. 8.6. The latter comprises in particular a bronze
the general shape, and more particularly in some amphora from Veio (tomb AA1) almost identical to
technological characteristics: for instance, the gradual the specimen from Gevelinghausen, in NW Germany,
thickening of the sheet from the rim to the top of that shows resemblances with many other pieces
the cap, due to imperfect control on the hammering, from central and northern Europe (e.g. von Merhart
and the application of the so-called berfangguss, a 1952; von Hase 1989). This raises important issues of
sophisticated technique, well known in central and interconnections of South Etruria specifically with
northern Europe, that consisted of attaching a bronze north European routes (Kristiansen 1993), which are
socketed knob on the helmet, casting it directly on beyond the scope of this article, and allows to highlight
the sheet. a particular openness of this region to long distance
Many points arise from the Bell-helmets of Villanovan exchange with continental Europe.
Etruria. A first important point is chronology. The Returning to the above mentioned data on Bell-
discrepancy between the dating of the Bell-helmets helmets, I would suggest that since the transition
north of the Alps, mainly to the jngere Bronzezeit, or between FBA and EIA sheet bronze specialists were
Hajdbszrmny horizon (e.g. Patay 1969; Schauer travelling from central Europe to South Etruria,
1988, 181), which means, in absolute terms to the in an earlier moment maybe from areas such as
8. Metalwork, rituals and the making of elite identity in central Italy 109

Figure 8.3 A: Bronze Bell and Cap Helmets with knobs, from Early Iron Age Italy and central Europe (after Iaia 2005 and Patay 1969);
bottom left, bronze urn and helmet of unknown provenance (Karlsruhe, Badisches Landesmuseum, after Iaia 2005). B: distribution map
of the bronze helmets with knobs and related pottery imitations in Italy (after Iaia 2005).
110 Cristiano Iaia

Figure 8.4 A: Sala Consilina (Salerno), warrior grave (after Kilian 1970). B: pottery helmet-lids from Final Bronze Age burials of South
Etruria (after Iaia 2005). C: pottery helmet-lids from Early Iron Age 1 burials of South Etruria and Campania (after Buranelli 1983,
Gastaldi 1998, Kilian 1970).
8. Metalwork, rituals and the making of elite identity in central Italy 111

the Carpathians and the Danube-Tisza plain. They object, a bronze cap helmet recovered at Populonia
might have introduced new skills in metalworking, (Fig. 8.5.3) in a wealthy collective tomb of EIA 1
presumably improving the capacity of the local (Fedeli 1985, 47; Iaia 2005, 59), where a geometric panel
elites to control esoteric wisdom and sophisticated apparently representing a closed door is the focus of
crafts linked to prestige and display purposes (see a frieze comprising bird protomes and sun discs. In
many comparable situations in Bronze Age Europe: this case, the sun is probably meant as a reference
Kristiansen and Larsson 2005). to the warrior as charismatic individual and hero,
The impact deriving from the introduction of the and the door could be seen as a symbolic passage
helmet with knob, from the point of view of power from the (world) outside to the (after-world) inside
symbolism and ritual practices was really deep. (Sabatini 2007, 95).
Many communities of the vast Villanovan complex In similar way to that postulated for the
adopted the pottery replicas of this element (Figs interpretation of the so-called north European
8.3B and 8.4C). Beyond the core region of South house urns phenomenon (Sabatini 2007), the people
Etruria, a great importance of the pottery replicas of of the Villanovan cultural koin reinterpreted the
Bell-helmets, throughout a long period encompassing transcultural paradigm of house and the Sun-bird
also part of EIA 2, emerged in the Villanovan centres iconographic complex as metaphors of (real) power.
of southern Campania, Pontecagnano, Sala Consilina In this respect, the political core of the proto-urban
and Capodifiume (e.g. Kilian 1970; DAgostino and Villanovan centres, mainly made up of warriors who
De Natale 1996; Gastaldi 1998). Here, since the very identified themselves through the use of Bell-helmets,
beginning of EIA, thus almost simultaneously with marked a great dierence with the neighbouring
South Etruria, some burials appeared with pottery lids communities of Latium.
in the shape of Bell-helmets and high status indicators
such as swords or horse-gears (Fig. 8.4A).
A ritual and iconic phenomenon typical of this
pottery category, perhaps since the FBA, is the Conclusions
hybridization of the helmet image with that of the In conclusion, I have tried to illustrate a case in which
house, very frequently in the form of an apex with a material symbols, deriving from a complex blending
schematic or naturalistic roof on the top (Fig. 8.5.1). of traditional heritage and new ideas and skills of
In considering this phenomenon, Bruno DAgostino foreign origin, contributed to the formation of new
talked about polysemic items (DAgostino and De identities of specific social categories. Identity is
Natale 1996, 111). In Campania, towards the end of EIA an enormous topic which has increasingly become
1 the occurrence of pottery helmet-lids with designs the focus of current sociological thought from the
located on the front, imitating doors (Gastaldi 1998) perspective of globalization (e.g. Bauman 2003). The
(Fig. 8.5.2), suggests that the assimilation between postmodern conception of identity as a fluid process,
dwellings (or cult buildings) and helmets is inherently typical of an age experiencing the loss of traditional
linked to funerary and power symbolism. In South reference points, is a tool that can improve the
Etruria the house representation is also pervasive in comprehension of contexts of rapid socio-cultural
many aspects of material culture related to funerary change like FBAEIA central Italy. In those instances
rituals, such as stelae, burial stone receptacles and hut identity (or more appropriately membership or
urns (i.e. Iaia 1999a; Riva 2006, 121126). Thus there social aliation) was a dynamic construction, which
is the possibility that house was synonymous with was achieved through negotiation and social dialectics,
afterworld, but in a sense that was charged with other also involving conflicts and the creation of symbolic
meanings, linked to socio-political dominance. boundaries (e.g. Hodder 1992).
During the advanced EIA 1, in some examples of Especially in regard to issues of gendered identities
prestige metalworking the above illustrated iconic and social affiliation, the analysis of the visual
elements seem to intermingle. Heraldic emblems of appearance of ancient people has resulted as one of
Bird heads surmount the top of the roofs in the hut the most promising areas (e.g. Srensen 1997). Even
urns of Villanovan Etruria (Fig. 8.5.3) a characteristic the construction of warrior identity and its bodily
absent in Latium and in an exceptional example in appearance can be considered under this respect (e.g.
sheet bronze from Vulci a series of bird protomes (in Treherne 1995). Another classical topic in prehistoric
the so-called Protomen Styl by Jockenhvel 1974), also archaeology is the privileged access by some social
present on the walls, seem to look after the closed door groups to specific exchange networks (in a wide
of the building (Fig. 8.5.5). A similar convergence of sense), that enhances their capacity to build up an
dierent iconic traditions can be observed in a singular autonomous stylistic and cultural entity, including
112 Cristiano Iaia

Figure 8.5 1: Tarquinia, Villa Bruschi Falgari, pottery helmet with roof-shaped knob (after Trucco et al. 2001); 2: Pontecagnano (Salerno),
pottery helmet with door depiction (after Gastaldi 1998); 3: Populonia, Poggio del Molino tomb 1, bronze helmet (after Iaia 2005); 4: Tarquinia,
pottery hut urn (after Iaia 1999); 5: Vulci, bronze hut urn (after Bartoloni et al. 1987).
8. Metalwork, rituals and the making of elite identity in central Italy 113

Figure 8.6 Distribution map of the main sites and of the main categories of items mentioned in the text.
114 Cristiano Iaia

prestige items, rituals and lifestyles. Recent studies in the case of Villanovan sheet bronze production
on European Bronze Age have been focusing on the they have mainly to do with patronage relationships
sword-bearer figures, favouring a global perspective between foreign smiths (maybe from central Europe)
that emphasizes the transcultural transmission of and local elites.
formal models, as well as of value systems, connected In a long-term perspective, this diversification
to a warrior hierarchical ideology (e.g. Peroni 2004; between the warrior elites of South Etruria and Latium
Kristiansen and Larsson 2005; Harding 2007). seems at the roots of the ethnic formation process of
In central Italy during the FBA and EIA prestige the Etruscan and Latin peoples (Bietti Sestieri and
metalworking had a pivotal role in bearing meanings De Santis 2000; 2003), around 900800 BC still in a
of power and cosmological notions transmitted through embryonic state.
long-distance exchange. Although some attempts to A last remark is necessary. At the onset of the
create such a kind of highly elaborated material culture Villanovan urbanization process war-related elements
can be seen since the initial FBA (see the Coste del seem actually to have a prominent role in structuring
Marano hoard), only the restricted warrior elites of the the symbolic dimension of power in material culture
emerging centralized sites in Villanovan South Etruria (for a general overview of this topics see e.g. Iaia 1999a;
were able to acquire a set of new models and craft skills, Pacciarelli 2001; Riva 2010), even though the picture
that triggered a wide-ranging change in the way social that we can gain from this evidence is ideologically
membership was expressed in rituals. On one hand, biased and, to a certain extent, a distorted one,
they adopted a highly specialized craft model from especially as far as the comparisons between male
Central Europe, the bronze bell-helmet with an over- and female burials are concerned. In fact, the latter
cast apex, which was locally transformed in a standard do not include elements provided with comparable
ritual element, the pottery lid shaped as a helmet. The material and symbolic elaboration (such as armour
latter was not only widespread in rich male burials, but and weapons), although further research on this
became also a symbol of warrior-hood (whose presence topic is needed. In any case this bias has an eective
is documented in a wide area, from Tuscany to southern historical significance, especially when looking at
Campania: Fig. 8.3B), hence being identified as a whole the exceptionally more diversified picture of the
with a social condition or social category. subsequent EIA 2 (late 9th and 8th century BC). In
On the other hand, from the point of view of visual South Etruria the latter phase saw a proliferation in
imagery, the same groups reinterpreted older traditions, female graves of parade metal jewellery (exceptional
particularly the motives connected to the sun journey belt plates), banquet furnishings and symbols of
inherited from the Late Bronze Age cosmologies as well political dominance (horse-gears), that suggest an
as the house-centred iconographies. All this elements increasing integration of the female component in
gave way to polysemic expressions of material social hierarchy and in the public sphere of power
culture, such as some hut urns and some bronze and (e.g. Iaia 1999a, 126.; 2005, 216.; Riva 2010, 95.).
pottery helmets, in which religious iconographies In my opinion, this is a strong indication that the
(bird protomes, solar motives), burial conceptions traditional Bronze Age warrior society was giving
and warfare symbolism seem to intermingle in a way to a more articulated and nuanced picture, that
complicated fashion. of Iron Age proper.
Similar processes, but dierent trajectories, were in
action in contemporary Latium where Eastern models
in material culture, in particular the double-shield of
Aegean origin, but just in the restricted ritual domain Note
of male burials with miniature panoplies of weapons, 1 It originates from some reflections about the subjects of
were assimilated in the late FBA, with continuity into my Graduation thesis (revisited in Iaia 1999a) and PhD
the EIA1 (e.g. Bietti Sestieri and De Santis 2003). I would dissertation (published as Iaia 2005).
like to stress that, in this case, there is no evidence
that the normal sized prototype shields were made of
metal (actual bronze shields are known in Italy only
for the advanced EIA), so we cannot generalize the Acknowledgments
role of metalworking in all situations. I am particularly grateful to Serena Sabatini and Maria
Lacking any evidence of a real trade of exotica, Emanuela Alberti for their precious remarks and
the precise mechanisms through which these models comments that allowed me to improve the text both
were acquired remain unclear, although I suggest that from the points of view of form and content.
8. Metalwork, rituals and the making of elite identity in central Italy 115

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9
Indigenous political dynamics and identity from a
compartive perspective: Etruria and Latium Vetus

Francesca Fulminante and Simon Stoddart

Introduction Another dominant theme in the debate on


The Formation of the City in Latium (La formazione urbanisation in central Italy was the supposed priority
della citt nel Lazio) congress, held in Rome in the of this process in Etruria (e.g. Peroni 1989; Pacciarelli
late 1970s (Ampolo et al. 1980), sparked a huge 2001, 127), when compared with nearby regions such
debate on urbanisation and state formation in middle as Latium vetus, the Sabine region, the Faliscan and
Tyrrhenian Italy. This debate could be seen as polarised the Capenate areas (Stoddart 1989; Bietti Sestieri
between two main schools of thought: Orientalists 1992a). By focusing on settlement organization and
and Occidentalists. social transformations, as mirrored in the funerary
In order to simplify the complex and long-running evidence, this paper will compare and contrast
arguments, let us state that Orientalists emphasise political and social developments in Etruria and
the role of external influences (Ampolo et al. 1980; Latium vetus (Fig. 9.1).
Harris 1989; Pallottino 1984, 213 and 307; 1991, 5556; And it will place those trajectories within the
Damgaard Andersen 1997; Rasmussen 2005, 72ff. wider context of socio-political transformations and
and 8283; Sherratt 1993, 93), while Occidentalists connectivity in the entire Mediterranean region during
identify and define settlement and funerary patterns the 1st Millennium BC. In doing so, this paper will
toward higher complexity, which originated from show that neither a pure externalist nor an internalist
local impulses at least from the end of the Bronze explanation of urbanization in central Italy is fully
Age, if not earlier (Peroni 1979; 1989; 1996; 2000; di explanatory; whereas a combination of both internal
Gennaro and Peroni 1986; di Gennaro 1986; 2000; and external catalyzing interactions suits the evidence
Stoddart and Spivey 1990, 4061; Guidi 1992; Barker more precisely, and can help to better understand this
and Rasmussen 1998, 84; di Gennaro and Guidi 2000; dynamic process.
Pacciarelli 2001). In contrast with the traditional view, Etruria and
While the Orientalist perspective (ex Oriente lux) Latium vetus should not to be considered as monolithic
dominated in the 1970s and the 1980s, the Occidentalist blocks, but, rather, as linked societies with dierent,
point of view emerged and was reinforced during the contrasting dynamics and specific developments which
1980s and 1990s. Andrea Carandini has even recently can be identified internally at a local level. A network
suggested that the beginning of the city-state model model will allow the identification of these interactions
(generally associated with the origin of the Greek Polis) at dierent scales of analysis, and this paper will
possibly took place prior in the Western Mediterranean, suggest it as the most promising approach to give
as demonstrated by the early origin and development account of local trajectories within a wider regional
of the city of Rome (Carandini 2007, 1314). and global Mediterranean framework.
118 Francesca Fulminante and Simon Stoddart

Figure 9.1 The geographical context. Pre-Roman populations in central Italy (by F. Fulminante).

Urbanisation in middle Tyrrhenian Italy: so called House of the Kings at the foot of the Palatine
principal issues of the debate Hills toward the Forum (Carandini and Carafa 2000;
Carandini 2004).
Ex Oriente Lux? By the late Orientalizing Age/Early Archaic Period
Simplifying a complex question, the key issues of the Forum itself with the Comitium, had been equipped
the debate on urban formation in central Italy, have with a tu pavement and with the Cloaca Maxima, while
always been: when did the city begin in central Italy: during the Archaic Period the so-called Servian wall,
6th, 7th or even 8th century BC? and what was there possibly the Circus Maximus and finally the Capitoline
before the city? Temple were being built, this last dedicated in the first
On the first question, scholars generally agree that year of the Republic 509 BC (Carafa and Terrenato
urbanization was largely completed in central Italy 1996; Carafa 1997; Cifani 1997a and 1997b; Smith 2000).
between the late Orientalizing Age and the end of Similarly, by that point, most of the other first order
the Archaic Period (from the late 7th to the end of centres in Latium vetus and Etruria had defensive stone
the 6th century BC). By that time, Rome had been walls (Guaitoli 1984, 371372; Cifani 1997a, 363364;
monumentalised and most of its civic and political foci 2008, 255264) and stone temples (Colonna 1985, 6797;
were built or even restored in stone: the Regia (Brown 1986, 432434 and 2006; Cifani 2008, 287298).
1935; 1967; 19745), the Temple of Mater Matuta in the When considering the origin of the city in middle
sacred area of SantOmobono (Pisani Sartorio 1990), Tyrrhenian Italy and the nature of settlements
the temple of the Magna Mater at the south-west corner in the region, the debate over the last 40 years
of the Palatine Hill (Pensabene 2000; 2002; Pensabene polarized, as explained in the introduction, between
and Falzone 2001), the House of the Vestals and the the two opposite schools of thought, Orientalists
9. Indigenous political dynamics and identity from a compartive perspective 119

and Occidentalists. Orientalists (mainly historians, (Malkin 1994, 2003), suggesting that the traditional
classicists and etruscologists) highlight the role of idea of a passive transmission of the city-state model
external influences, namely from the Near East via from the east to the west, along with goods such as
Greek and Phoenician colonists, in the birth and the Phoenician bowls (Fig. 9.2), which inspired and
development of cities and urban aristocracies (see catalysed the so-called Orientalizing phenomenon, has
bibliography above in the Introduction). to be revised (e.g. Riva and Vella 2006).
On the other hand, Occidentalists (mainly pre- In fact, recent research conducted in Southern
historians and a minority of etruscologists and classical Italy (Whitehouse and Wilkins 1989), Southern Spain
archaeologists) emphasise autochthonous impulses (Cunlie and Fernandez Castro 1995) and Sardinia
and local developments toward higher complexity. (Van Dommelen 1997) has demonstrated that, similarly
These local trajectories towards higher complexity to middle Tyrrhenian Italy, colonisation was only
can be detected in the settlement pattern and in social a marginal or at least a partial factor in regional
developments (as demonstrated by the funerary processes that led indigenous communities toward
evidence) prior to Greek colonisation in southern Italy, urbanisation from the end of the Bronze Age to the
by the end of the Final Bronze Age/beginning of the 7th6th century BC.
Early Iron Age (109th centuries BC), if not earlier (see Therefore, within the wider Mediterranean
bibliography above in the Introduction). perspective, this paper suggests the adoption of the
While the Orientalist point of view seemed to prevail network model as a theoretical framework to further
during the 1970s and 1980s, recent research has revealed develop the understanding of urbanisation in the 1st
that the formation of cities in middle Tyrrhenian Italy millennium BC. As suggested by recent scholarship,
and in Southern Italy (Magna Graecia) seems to pre-date during the Bronze Age and Early Iron Age (if not
similar developments in mainland and insular Greece earlier) the Mediterranean has to be seen as a net of

Figure 9.2 Phoenician bowl from the Bernardini princely tomb in Palestrina, second quarter of the 7th century BC (Museo Nazionale
di Villa Giulia, courtesy ICCD, Photographic Archive N F3 686).
120 Francesca Fulminante and Simon Stoddart

reciprocal connections and exchanges between east modality of the large plateaux occupation (closer
and west and even from and to continental Europe consideration reveals exceptions to the dominant
(Cunlie 2008). patterns in both regions, supposedly revolutionary,
Within this framework, there were probably more sudden and earlier in southern Etruria, and gradual
and less advanced areas, but their interconnection and later in Latium vetus), but are to be found in
and dynamic relationships contributed to the global the interaction, territorial dynamics and political
changes which led to the formation of the city in the equilibrium between dierent emerging city-states
Mediterranean during the 1st millennium BC. (Stoddart and Redhouse forthcoming).

The Supposed Priority of the Proto-urban Indigenous political and social dynamics from
Process in Southern Etruria, when compared a comparative perspective: Etruria and Latium
to nearby regions with a particular reference vetus
to Latium vetus
As already mentioned in the introduction, the other Settlement Patterns
dominant perspective in the debate on urbanisation in The priority of the urbanisation process in southern
central Italy was the supposed priority of this process Etruria as opposed to Latium vetus was generally
in southern Etruria (Peroni 1989; Pacciarelli 2001, assumed on the basis of the contrasting model of
127), where the model of the city-state was believed proto-urban centres formation found in the two nearby
to have developed according to the principle of the regions separated by the Tiber. In fact surveys and
peer polity interaction (Renfrew and Cherry 1986; research conducted in southern Etruria has shown that
Renfrew 1986). Only then was the idea of the city-state between the end of the Bronze Age and the beginning
transmitted to northern Etruria, Latium vetus and the of the Early Iron Age a sudden and revolutionary
other surrounding regions (Faliscan, Capenate and the change took place in the settlement organisation.
Sabine area) and in this instance only as a propagation By this time, in fact, Bronze Age villages in open
of the original Etruscan prototype (Bietti Sestieri 1992a; positions or on small hill-tops (on average 56 ha and
Stoddart 1989). never more than 1020 ha) were abandoned in favour
In the following section political and social of larger nucleated and centralised settlements on the
developments in Etruria and Latium vetus will be big plateaux (between 100 and 200 ha), later occupied
compared, by analysing settlement patterns and by the cities of the Archaic period such as Veio, Caere,
funerary evidence. New funerary and settlement Tarquinia and Vulci (Pacciarelli 2001, but already di
evidence, made available by recent excavations, Gennaro 1986; Stoddart and Spivey 1990; Barker and
and existing evidence, reconsidered in the light of Rasmussen 1998).
traditional theoretical models and new ideas, will A few common features between these large
show that the conventional model has to be revised. nucleated settlements have been observed (Pacciarelli
The traditional view, which contrasts a sudden and 1994, 229): large unitarian morphological units
revolutionary proto-urban formation in southern consisting of big flat plateaux with steep slopes,
Etruria with the later and gradual process in Latium with an area ranging from 100/120 ha to 180/200 ha;
vetus, has to be reframed in the light of this new closeness to rivers of regional importance; accessibility
evidence. As will be shown, a closer consideration of to the sea; availability of a large territory with
singular cases reveals more complex and richer internal agricultural land around the settlement.
dynamics than previously thought. The consistency of these common features in all of
At the same time, it will be shown that an updated the new settlements, the suddenness of the shift from
application of the rank-size rule, pioneered for central dispersed to nucleated, centralised settlements and the
Italy by Sheldon Judson and Pamela Hemphill (Judson continuity of occupation of these sites by later cities,
and Hemphill 1981) and subsequently adopted by have induced scholars to believe that those communities
other scholars such as Alessandro Guidi (Guidi 1985) acted on the basis of original and thoroughly thought-
and Simon Stoddart (Stoddart 1987; forthcoming), out planning. According to this view the re-location of
seems to suggest that the main dierences in the the old communities and the choice of the location for
process of formation of proto-urban centres in Etruria the new settlements had been chosen according to well
and Latium vetus does not consist in the chronological defined and conscious long-term preparation (Pacciarelli
gap (which seems to have to be reduced) or the 1994, 229230 with previous references).
9. Indigenous political dynamics and identity from a compartive perspective 121

On the opposite side, the formation of proto-urban Similarly recent surveys and research conducted
centres in Latium vetus seemed to follow a more in Etruria have revealed significant exceptions to the
gradual pattern, slightly later and on a smaller scale dominant model. For example in the more remote
when considering the major settlements. In fact, in and inland part of southern Etruria, where the major
this region the occupation of the large plateaux, centres of Orvieto and Bolsena are located, several
later occupied by the cities of the Archaic period hilltop Bronze Age sites, such as Montepiombone,
(with a maximum extension of 5080 ha), seemed Montefiascone, Sermugnano, Civita di Turona and
only to start at an advanced stage of the Early Iron Castellonchio show a continuity of occupation well
Age (Latial period IIAIIB), generally following into the Early Iron Age (Pacciarelli 1991, 171172). In
an earlier occupation (mostly from the Middle addition, Final Bronze Age archaeological evidence
or the Recent Bronze Age) of defended positions known from the sites later occupied by big proto-
(Acropoleis) connected to these plateaux (Pacciarelli urban centres and subsequent cities appear to be
2001, 120127). more abundant than previously believed, indicating
Ardea, Lavinium and Satricum are clear examples that earlier settlements in those sites might have been
of this model. Similar developments are also found in more significant than previously assumed (Pacciarelli
Fidenae, Ficulea and possibly Gabii (although here the 1991, 173179).
situation is unclear due to the presence of quarries, In this sense, the case of Tarquinia seems to be
which have completely destroyed the original elevated particularly emblematic. The recent topographical
region to the east of the Castiglione basin: Pacciarelli surveys and re-evaluation of the human occupation
2001, 122). in the area of Tarquinia and its territory during the
Within this general framework the uniqueness Bronze and the Early Iron Age has shown a continuous
and much earlier development of Rome has already occupation of the Civita di Castellina from the Early
been emphasized by several scholars. Two quite large Bronze Age until the Orientalizing Period (Mandolesi
settlements already seem to have been present on 1999, in particular 203 with summary table). In
the Capitoline and the Palatine Hills by the Early/ particular, during the course of the Final Bronze Age,
Middle Bronze Age and the Recent Bronze Age.1 By human groups seem to have spread out from this
the beginning of the Early Iron Age, possibly from a well defended hill-top (Acropolis), to occupy sites on
very early stage (Latial period IIA), or more probably the nearby Pian della Civita, inducing Alessandro
slightly later (Latial period IIB), the two settlements Mandolesi to attribute a specific leading role of the
seemed to have merged into one big centre. Civita di Castellina in the occupation of the large
This is demonstrated by the abandonment of the plateaux (Mandolesi 1999, 138140).
cemetery in the Forum and the beginning of the use of The examples presented above from southern
the cemetery of the Esquiline and other funerary areas Etruria and from Latium vetus have shown that the
around the seven hills, which from that point were traditional view of a dramatic contraposition between
only used for habitation purposes (Carandini 1997, the two areas probably has to be reconsidered and that
but already Mller-Karpe 1962 and Guidi 1982; see local variability should be taken into account. When
also Bettelli 1997). At this stage, Rome had reached the applying a theoretical model such as the rank-size
remarkable size of ca. 202 ha,2 which dierentiates this rule (Johnson 1977; 1980; 1981) further similarities and
centre from all of the other primary order settlements dierences can be detected. For example the calculation
in Latium vetus (which are never larger than 5080 of the rank size index (Johnson 1981, 154156), from
ha) and makes it similar to the major settlements of the Final Bronze Age to the Archaic period, shows a
southern Etruria. similar trend toward higher complexity and a more
In addition, an early development of the proto- hierarchical settlement organisation for both regions
urban centre of Lavinium, by the end of the Final (Fig. 9.3).
Bronze Age or the very beginning of the Early Iron When analysing and comparing the rank-size
Age, has been cautiously suggested in a recent paper curves in detail, slightly dierent trajectories can be
by Alessandro Guidi. This scholar noticed that the detected. During the Final Bronze Age both regions
funerary use of the central area of the plateaux of present a concave curve, which indicates a low level
Lavinium seems to stop at the end of Final Bronze Age, of settlement integration and hierarchy (Fig. 9.4). But
when all funerary areas seem to have been moved dierent patterns can be observed at the beginning of
away and to be located in the areas surrounding the the Early Iron Age. Southern Etruria shows a primo-
plateaux. This seems to suggest a greater use of the convex curve (that is a curve with a mixed concave and
area of the plateaux for residential use, no longer convex trend) at an early stage of the Early Iron Age
limited to the Acropolis (Guidi 2000a). 1 (Fig. 9.5), while the graph still presents a concave
122 Francesca Fulminante and Simon Stoddart

Figure 9.3 Rank-size index. Etruria (Calculations by S. Stoddart) and Latium vetus (Calculations by F. Fulminante).

curve for Latium vetus (Figs 9.6 and 9.7). But at a more 200210 ha), led this settlement to dominate Latium
advanced stage of the Early Iron Age 1 and in Early vetus (Fig. 9.11) and thereby favourably compete
Iron Age 2, while Etruria maintains a primo-convex with the more numerous but smaller Etruscan city-
curve (Fig. 9.8), Latium vetus has clearly developed a states.
log-normal curve, which implies a very high level of From this point on, the Roman polity, dominating
settlement integration and hierarchical organisation, the whole Latium vetus and from the Archaic Period also
generally found in regions with a state-level society dominating, directly or by alliances, the Latium adiectum,
(Figs 9.6, 9.7 and 9.9). probably at least down to Circei and Terracina (see for
This model, predicted by the application of the rank- example Capanna 2005 or Musti 1990 and Coarelli 1990
size rule, on the one hand showed that a similar grade with a more nuanced view; dierently Cornell 1995,
of complexity can be detected in both regions by the according to whom, the tradition on Roman conquests
Final Bronze Age (calculation of the rank size index), outside Latium vetus can be considered reliable only
and that a general trend toward higher complexity since the Early Republican Period), would have been
(eventually aiming towards the development of a much bigger and more powerful than any individual
state-level hierarchy) can be detected in both regions Etruscan city-state. Another advantage contributing to
at a similar pace. However, the model also reveals an the success of Rome can be detected in the centralised
important dierence between the two regions, which authority of the Roman monarchy as compared to the
might explain, from a sub-structural point of view, the more decentralised and heterarchical power of the
final success and dominance of Rome. Etruscan aristocracies.
While southern Etruria is a wider region dominated
by a few very large proto-urban centres, ranging in
size between 100 and 200 ha (and possibly therefore Funerary Evidence
the primo-convex curve), with more or less equal The supposed delay in the development of proto-
power and territorial influence (Fig. 9.10), Latium vetus urban centres in Latium vetus is even more challenged
is a smaller and more compact region, with major if the focus is moved from settlement analysis to
settlements, which never exceed the size of 5080 the funerary dimension. A contextual analysis of all
ha. But, from a later stage of the Early Iron Age the available evidence from Early Iron Age cemeteries
dramatic growth of Rome (attested by the relocation and burial areas in Latium vetus has suggested that the
of funerary areas from the Forum to the Esquiline and supposed egalitarian tribal organization, hypothesized
Quirinal hills, which implies a settlement size of about on the analysis of Osteria dellOsa necropolis evidence
9. Indigenous political dynamics and identity from a compartive perspective 123

Figure 9.4 a Rank-size rule. Final Bronze Age. Etruria (Calculations by S. Stoddart)

Figure 9.4 b Rank-size rule. Final Bronze Age. Latium vetus (Calculations by F. Fulminante).
124 Francesca Fulminante and Simon Stoddart

Figure 9.5 Rank-size rule. Early Iron Age 1 Etruria (Calculations by S. Stoddart).

Figure 9.6 Rank-size rule. Early Iron Age 1 Early Latium vetus (Calculations by F. Fulminante).
9. Indigenous political dynamics and identity from a compartive perspective 125

Figure 9.7 Rank-size rule. Early Iron Age 1 Late Latium vetus (Calculations by F. Fulminante).

Figure 9.8 Rank-size rule. Early Iron Age 2 Etruria (Calculations by S. Stoddart).
126 Francesca Fulminante and Simon Stoddart

Figure 9.9 Rank-size rule. Early Iron Age 2 Latium vetus (Calculations by F. Fulminante).

by Bietti Sestieri (Bietti Sestieri 1992a), may have to and revolutionary early settlement nucleation and
be revised or at least reframed in the light of recent centralization in southern Etruria. While in general
discussion. terms the difference is still valid, a much greater
It has been suggested that the apparent lack of wealth variability and local specificity seems to emerge. In
dierentiation and consequently social stratification order to take into consideration this variability and
revealed by the analysis of the cemetery of Osteria reciprocal interactions both at the local, regional and
dellOsa, might be interpreted as a case of ideological supra-regional levels, a new model focused on the idea
manipulation and masking of a more hierarchical social of networks and identity formation will be suggested in
organization (Guidi 2000b; Pacciarelli 2001; Fulminante the following section as a novel perspective from which
2003). This interpretation is supported by the recent to study urbanisation in central Italy specifically, and
discovery of a few emerging burials dated to the end in the Mediterranean more generally.
of the Final Bronze Age/very beginning of the Early
Iron Age. In fact a few important male burials from
the Latial Period III A, recently discovered in Rome
and the surrounding territory, show clear indicators Interactions in central Italy, the Mediterranean
of religious and political power (Bietti Sestieri and De and Europe and the network model
Santis 2003; De Santis 2005; 2007) (Figs 9.129.14), while As mentioned in the previous sections, it is now a
a rich female child burial from Latial Period I, excavated commonly held belief that 8th century BC Etruscan
a few years ago near Tivoli, has also been interpreted and Latin cities represent only the final stage of a
as a possible indication of the existence of hereditary long process of settlement nucleation, centralization
status at this early phase (Le Caprine, Tomb 2) (Guidi and territorial hierarchy definition, initiated by the
2000b; Pacciarelli 2001; Fulminante 2003). end of the Bronze Age if not earlier. This picture has
To conclude, new evidence and recent studies been developed by a series of studies started by the
have challenged the traditional model of the gradual, Roman School of Proto-history, which has the merit of
continuous and late proto-urban formation of the having emphasised local impulses toward settlement
Latin proto-urban settlements as opposed to sudden centralization and social higher complexity well before
9. Indigenous political dynamics and identity from a compartive perspective 127

Figure 9.10 Orientalizing Age polities in central Italy: X-Tent in Etruria (by S. Stoddart and D. Redhouse).

the appearance of the first colonies in southern Italy styles and ideas from the east Mediterranean, has been
(see e.g. di Gennaro and Stoddart 1982; di Gennaro greatly challenged by this tradition of studies.
and Peroni 1986; Peroni 1996; Guidi 2000b; Pacciarelli In addition, recent research has suggested that
2001). Therefore the traditional idea of the formation the model of the city-state, seen as a community of
of the city in middle Tyrrhenian Italy as merely a citizens ruled by a centralized power and sharing a
triggered phenomenon, imported along with products, common political identity, can be dated in Rome as
128 Francesca Fulminante and Simon Stoddart

Figure 9.11 Orientalizing Age polities in central Italy: Multiplicatively Weighted Voronoi Diagrams (or M.W. Thiessen Polygons) in
Latium vetus (in MWVD the dominant centre is left without a polygon) (by F. Fulminante).

early as the middle of the 8th century BC. Therefore it The connection of these works with the wall built
seems to pre-date similar Greek city-state foundations by Romulus and the House of the Kings, mentioned by
both on the mainland and in the colonial contexts the literary sources, suggested by Andrea Carandini,
(Carandini 2007, 1215). In fact excavations, conducted is suggestive but not conclusive. However the public
in the very centre of Rome, have uncovered two importance of these monuments and their political
significant monuments that appear to date from a significance, together with the earliest phase of the
similar period: an earthen wall around the Palatine, Forum for civic assemblies (possibly dated to the last
which seems to have more ideological, religious and quarter of the 8th century and more certainly to the
political significance than defensive purposes and an first quarter of the 7th by Ammerman (1990) and Filippi
exceptionally large rectangular building with benches (2005)), is undeniable and suggests the existence of a
around the walls, very likely to have been used for community of citizens, sharing a common political
ceremonial occasions such as meetings and ritual meals identity, hence of the beginning of the city-state model
(for a synthetic presentation and interpretation of this from at least this time.
evidence see Carandini 2007, 4477).
9. Indigenous political dynamics and identity from a compartive perspective 129

Figure 9.12 Emerging burials of Latial Period IIA: Santa Palomba, Figure 9.13 Emerging burials of Latial Period IIA: Santa Palomba,
Tenuta Palazzo, Tomb 1, tenth century BC c.: Cardiophylakes Tenuta Palazzo, Tomb 1, tenth century BC c.: Three fibulae
(heart protectors), double shields, greaves, sword, spears (from (brooches), razor, stand/incense burner?, boat-shaped object and
De Santis, A., 2007, p. 493494, II.10031009, II.10111016, chain (from De Santis, A., 2007, p. 493494, II.1003-1009,
II.1017-1023, su concessione del Ministero per i Beni e le Attivit II.10111016, II.1017-1023, su concessione del Ministero per i
Culturali-Soprintendenza Speciale per i Beni Archeologici di Beni e le Attivit Culturali-Soprintendenza Speciale per i Beni
Roma by kind permission of the Council for Cultural Heritage Archeologici di Roma by kind permission of the Council for
and Activities Special Superintendence for the Archaeological Cultural Heritage and Activities Special Superintendence for
Heritage of Rome). the Archaeological Heritage of Rome).

Figure 9.14 Emerging burials of Latial Period IIA: Santa Palomba, Tenuta Palazzo, Tomb 1, tenth century BC c.: Pottery (from De
Santis, A., 2007, p. 493494, II.10031009, II.10111016, II.1017-1023, su concessione del Ministero per i Beni e le Attivit Culturali-
Soprintendenza Speciale per i Beni Archeologici di Roma by kind permission of the Council for Cultural Heritage and Activities Special
Superintendence for the Archaeological Heritage of Rome).
130 Francesca Fulminante and Simon Stoddart

However, early contact between Latin and Etruscan urns in the shape of a hut was common to Late Bronze
communities and Greek and Near Eastern people, AgeEarly Iron Age central Italy and Late Bronze
attested by imported products and later by the Age northern Europe (Scandinavia, north and eastern
introduction of Greek customs, such as the symposium Germany and north Poland). In fact a very similar
(Rathje 1995), cannot be denied. Some of the clearest object was used for the same purpose in the two regions
examples being the famous Greek inscription of but the models show completely different styles
Osteria dellOsa, found on a local impasto jug related suggesting a common conceptualization rather than a
to a female cremation burial (tomb 482, Bietti Sestieri simple imitation or derivation (Sabatini 2006).
1992b, 686). It is always possible to interpret the two cases as
This tomb is dated by Anna Maria Bietti Sestieri parallel independent developments but the striking
(1992) to the Latial Period IIB2, that is between 800 similarities in the conception of the objects in the two
and 770 BC c., according the traditional chronology regions seem to suggest a relationship between the two
(Colonna 1976 or Ampolo et al. 1980), or between phenomena. This study seems to confirm that during
875 and 850/825 BC c., according to new absolute the Early Iron Age, and probably the Bronze Age,
chronologies, which take into account dendrocronology the Mediterranean was connected with a network of
and radiocarbon dating (Pacciarelli 2001; Nboer 2005). reciprocal communications, trades and relationships,
However Marco Bettelli (1997) suggests even an earlier and this network also included or was involved with
date and attributes Osteria dellOsa tomb 482 to the continental Europe.
Latial Period IIB1, which would be between 830 and This paper suggests, therefore, the adoption of the
800 BC c., in the traditional chronology, or between network model in order to study and understand the
900 and 875 BC c., in the new chronology. important transformations which occurred in Europe
Of the same chronological horizon as the inscription during the 1st Millennium BC. This model in fact
of Osteria dellOsa is a proto-Corinthian cup with allows the study of systems as a unity, but can also
concentric semicircles found at Veii in the Necropolis of investigate reciprocal relationships and identify central
Quattro Fontanili, where a few later examples are also or peripheral nodes of the system. As demonstrated
known. As shown by Gilda Bartoloni, contacts seem in this paper both Orientalist and Occidentalist
to increase with the appearance of the first colonies in approaches to the study of urbanisation in the
the West, while a bit later local imitations and painted Mediterranean during the 1st Millennium BC appear
local pottery start to be produced (Bartoloni 2005, to fail as impartial and biased perspectives. While a
347348). On the other hand, a study by Alessandro network approach, which emphasises interconnections
Naso on Etruscan oerings found in Greek sanctuaries and reciprocal catalyzing interactions, seems less rigid
in the Eastern Mediterranean has demonstrated that and more promising.
there was a reciprocity in the contacts and that the
movement of goods and ideas was not limited from
the East to the West but was also active in the opposite Conclusions
direction (Naso 2000 and 2006; for Western elements By comparing two geographically related but
in the Eastern Mediterranean during previous phases contrasting regions in middle Tyrrhenian Italy, Etruria
from the 13th to the 11th centuries BC see Francesco and Latium vetus, this paper confirmed the model
Iacono in this volume, with previous references). already proposed by the Roman School of proto-
In addition, it has been suggested that the so-called history, which emphasises local developments and
Orientalizing phenomenon, has to be seen as an impulses toward urbanisation in this area, which
expression of common ideology rather than a passive had already begun well before the first contact with
imitation of the East by the West. In this perspective, Greek colonists.
the presence from the end of the 8th century BC and However it has also shown that the traditional
during the whole 7th century of imported materials opposition between Etruria (earlier and more marked
and works (exotica) or imitated objects from the Near processes) in comparison to Latium vetus (secondary
East in rich burials and more rarely in sanctuaries urbanisation and more gradual process), has to be
or settlements of Etruria and Latium vetus, should be revised or at least attenuated. In fact, the sudden
interpreted as an indicator of common customs and abandonment of small hilltops sites by the Final
rituals among Mediterranean elites during the 8th and Bronze Age and the convergence of domestic sites on
7th centuries BC (Fulminante 2003; Riva 2006; Guidi the plateaux later occupied by the cities of the Archaic
and Santoro 2008). Period cannot be denied.
Finally, recent research by Serena Sabatini has But an early occupation of dominant positions
demonstrated that the same conception of cinerary connected with these plateaux (for example the
9. Indigenous political dynamics and identity from a compartive perspective 131

case of Castellina di Civita for Tarquinia) seems to has contributed towards the analyses on Etruscan
suggest that the communities living on these Acropoleis settlements. The paper has been revised and elaborated
might have had some sort of leadership in the for publication by Francesca Fulminante during a
management of the process. Similarly the supposed fellowship at the Netherlands Institute for Advanced
delay of the proto-urban phenomenon in Latium vetus Study in the Humanities (NIAS) in Wassenaar, the
is challenged when funerary evidence is taken into Netherlands, which provided a perfect environment
account, especially when considering the case of Rome to feed thoughts and ideas on Social Network Analysis
and its territory. in archaeology. Here, we introduce that model as a
Finally, the consideration of the local trajectories metaphor and an interpretative framework, while
of settlement nucleation and centralization toward another paper, which applies this technique/tool
urbanization in the wider context of the Mediterranean experimentally, will appear elsewhere (Fulminante
and continental contacts seems to suggest that the forthcoming). The deepest gratitude goes to Serena and
network model oers the best approach to study Emanuela, to NIAS fellow fellows and sta for all the
the major transformations, which occurred in the stimulating interactions, while any responsibility for
Mediterranean during the 1st Millennium BC. In mistakes or errors remains with the two authors.
fact, both Orientalists and Occidentalists views on
urbanisation in middle Tyrrhenian Italy seem to be
incomplete and unsatisfactory while the assumption of
reciprocal contacts and catalysing interactions seems to References
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132 Francesca Fulminante and Simon Stoddart

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10
Local and transcultural burial practices
in Northern Europe in the Late Bronze Age:
Face, house and face/door urns

Serena Sabatini

Introduction the Baltic Sea and its surrounding hinterland (including


This paper explores the evidence of negotiation, the Jutland peninsula and southern Norway), between
incorporation and refusal of external material culture the end of period IV and the beginning of period VI:
in Late Bronze Age (LBA) Northern Europe. It also face urns and house urns. The archaeological names
examines phenomena of hybridizations between directly mirror the most well-known interpretations
practices with dierent origins, briefly touching upon of their respective symbolic meanings, one bearing a
issues of cultural identity. Such discussions stem from face and the other representing a house or parts of it
a comparative analysis of the origin and characteristics (see e.g. Behn 1924; Stjernquist 1961; La Baume 1963;
of face, house and face/door urns. The distribution Mller 1999; Kneisel 2002; 2012; Sabatini 2007).
of the three burial practices covers a large portion of With the exception of house and face urns LBA
northern Europe, encompassing Scandinavia, central Northern European funerary urns do not seem to have
Germany and Poland (Fig. 10.1), although in most comparably specific forms. Contemporary burial urns
cases not contemporaneously. They seem to coexist, belong to a range of shapes from bowls to variously
however, at the end of northern European LBA period sized containers with decorated or plain surfaces
V or by the beginning of the 8th century BC (see e.g. (e.g. Stjernquist 1961; Kobernstein 1964; Jensen 1997;
Hnsel and Hnsel 1997, 102103). The burial practices Puttkammer 2008; Homan 2009), but they do not
appear to have been related to each other in dierent normally bear figurative symbolism comparable to
ways, and enable the themes of this paper to be that of the face or house urns. In such a scenario,
approached through multiple perspectives. face and house urns appear to have been exceptional
In order to provide as complete a picture as possible not only for their exclusive figurative features, but
of these phenomena and their significance for the study also for being a significant variation within the local
of LBA northern European societies the following text burial-scapes.
is organized into two parts: the first focuses on face The respective general distribution areas of face and
and house urns and long distance exchange systems, house urns include largely the same territories (Fig.
and serves as an introduction to the second part, which 10.1). However, at the local level, they seem to mutually
addresses face/door urns, hybridization in material exclude each other. That is, single communities would
culture and issues of cultural identity. normally choose either one or the other practice (e.g.
Sabatini 2007; Kneisel 2012). On the other hand both
coexist everywhere with the other burial urns without
figurative characteristics. To date, the most interesting
Faces vs. houses: comparable narratives and exception to this general situation is represented by
dierent meanings Wulfen cemetery in Saxony-Anhalt (Koberstein 1964;
There are two specific classes of funerary urns that co- Sabatini 2007, 136138). Wulfen appears to have
existed, among others, around the south-western part of belonged to an open community capable of negotiating
10. Local and transcultural burial practices in Northern Europe in the Late Bronze Age 135

Figure 10.1 House (black dots) and face (grey diamonds) urns distribution. The three columns illustrate the proportion between the numbers
of known house and face urns in modern Norway and Denmark (1), Sweden and Germany (2) and Poland (3).

and using several burial practices at the same time. are proposed to have stemmed from a paradigm (or
Wulfens community buried its dead in house, face idea behind the realization of similar objects, see
and face/door urns in addition to all the other regular Sabatini 2007, 42) which is specific for each of the two
burial containers (Koberstein 1964). phenomena (see also below). Such paradigms are here
Face and house urns have been interpreted as the considered as an expression of values and meanings
product of a similar creative process although dierent connected to the sphere of the human body (keeping in
in substance (Sabatini 2007, 164166). Both practices mind that as a rule only its upper part is represented)
136 Serena Sabatini

in the case of face urns and of the house (intended as 1966, pl. lxxxiii; Kwapinski 1999; 2007; Kneisel 2002,
a construction in general and/or as a house/dwelling) fig. 5). Modern osteological analyses of the cremated
in the case of house urns. Archaeological evidence (e.g. remains from face urns also show that they could be
Behn 1924; von Brunn 1939; Broholm 1949; Stjernquist used for the deposition of more than one individual
1961; Kwapinski 1999; 2007; Sabatini 2007; Kneisel (Kneisel 2002, fig. 3).
2012) invites considering both paradigms as having The distribution pattern of face urns (Fig. 10.1)
had a conceptual rather than normative value. The lack shows clear concentrations along some of the main
of strict normativity is suggested by the large variation rivers on the continent or in close vicinity to the sea.
of forms and expressions characterising both classes. Hence, a close relationship between the practice and
Despite their supposedly similar originating exchange networks is suggested, as is demonstrated
processes and comparable narratives (e.g. Mller by Kneisels study in this volume.
2002) the two classes are here considered as two Face urns do not seem to have been initiated
chronologically and geographically dierent, albeit under the influence of any contemporary or similar
overlapping and partly parallel, traditions. foreign phenomenon, rather they seem to have local
North European origins (La Baume 1963; uka 1966;

Face urns
Face urns are generally biconical vases characterised
by the iconographical attempt to reproduce human and
mostly face-related features on their upper part (Fig.
10.2). Both urn shapes and anthropomorphic features
may be made in a wide variety of ways (e.g. Kneisel
2002; Kwapinski 1999; 2007; LaBaume 1963; uka
1966). Face urns are considered in this work (see above)
as stemming out of a body paradigm, supposedly
inspiring their specific figurative characteristics.
Face urns can also have various decorations aside
from their anthropomorphic features. In particular on
the later examples from Poland we find a large number
of pictograms representing objects such as personal
belongings like pins or necklaces (e.g. Kneisel 2012,
fig. 140) or even complex motives with wagons (e.g.
LaBaume 1963, n.265) or hunting scenes (e.g. Kneisel
2012, fig. 192) and so on.
The first face urns date to the LBA period IV (c.
12th10th century BC). According to a recent thorough
study of the class (Kneisel 2012; see also Kneisel
in this volume with further bibliography), the first
specimens appear in burials from the Jutland and the
Scandinavian peninsulas. The phenomenon spread
and remained in use until the La Tne A (c. 7th5th
century BC, see Jensen 1997; Trachsel 2004), reaching
its height of popularity during its latest phases in north
and western modern Poland (e.g. Stjernquist 1961,
5859; LaBaume 1963; uka 1966; Kwapinski 1999;
2007; see also Kneisel in this volume with previous
bibliography).
More than 2000 face urns are known today (e.g.
Kwapinski 1999; 2007; see also Kneisel 2012 and in this
volume). In addition not only could several individuals
from the same community be buried in such containers,
but large graves with several face urns in the same Figure 10.2 Two examples of Pomeranian face urns (from La
stone cist are not uncommon, particularly in the Polish Baume 1963, pl. 5, 201 and pl. 7, 265, courtesy of the Verlag des
part of their distribution area (see La Baume 1963; uka Rmisch-Germanischen Zentralmuseums, Mainz, Germany).
10. Local and transcultural burial practices in Northern Europe in the Late Bronze Age 137

van den Boom 1980/81; Kneisel 2012). It is worth the few and peculiarly shaped 1 items from Polish
remarking in this respect how people or just parts of Pomerania which contained two dierent individuals
human bodies (for example feet and hands) are well (Gadykowska-Rzeczycka 1977). So far, clear age or
known in other forms of northern European LBA gender-related patterns have not emerged in attempts
figurative expressions. Interesting examples come to correlate the available osteological data with urn
from Scandinavian rock carvings on open air panels shapes or with their grave goods (see e.g. Sabatini
(e.g. Fredell 2003; Coles 2005; Ling 2008), from the so- 2007, 124135; Vretemark 2007, 286).
called local ritual houses (e.g. Kaul 1985; 2006, 108) and There is lively debate regarding the origins of house
from burial monuments (e.g. Goldhahn 1999). We may urns (see e.g. Stjernquist 1961, 4557; Bartoloni et al.
therefore postulate the existence, at least to a certain 1987, 515; Sabatini 2007, 720). Throughout the history
extent, of conceptual connections between face urns of their study two main arguments have been the focus
and other local ritual practices. of debate. On the one hand, the Villanova hut urns
To conclude, face urns appear as a long-lasting and from central-western Italy (see e.g. Bartoloni et al. 1987
multifaceted Northern European phenomenon. They and also Iaia in this volume) have been considered the
also embody certain transcultural significance in the trigger for the origin of the North European practice
sense that their symbolic core and ideological value (e.g. Broholm 1949, 152; von Hase 1992, 238; Gedl
could be shared through time by a large number of 1994, 286; Kristiansen 1998, 166). Alternatively, the
communities, despite the diversity of local cultural emergence and development of house urns has been
identities. seen as a local phenomenon contemporary with the
Villanovan hut urns only by accident or coincidence
(e.g. Bartoloni et al. 1987, 207225). The first hypothesis
House urns finds support in the archaeological record (see Sabatini
House urns are funerary urns decorated in the form 2007, 149261). It seems possible to say that house
of miniature buildings (Fig. 10.3), or just with specific urns emerged in Northern Europe under the influence
architectural details (i.e. biconical vases with a door of Villanovan hut urns, in particular due to four
on the belly of the vase and/or roof like features on factors. Firstly, Villanova hut urns represent the only
the top of it). They come in many shapes and forms, contemporary practice whose resemblance to house
but are considered a single coherent class due to the urns appears undoubtedly remarkable (see e.g. figs
common symbolism of which each is assumed to be a 8.1 and 8.5 in Iaia in this volume). Villanova hut urns
peculiar expression (see Sabatini 2007, 9597). are also a solid, locally spread and culturally well-
House urns appear at the end of period IV (or rooted phenomenon (e.g. Mller-Karpe 1959, 4852 and
by about the end of the 10th century BC) in the 8796; Bartoloni et al. 1987, 135147; Peroni 1994, 124;
northernmost part of their distribution area; latest Leighton 2005; Barbaro 2006), which, without entering
examples are from central Germany and date to the the argument any further, could be regarded as part of
beginning of period VI or around the middle of the narratives from or about their area of origin. Thirdly
8th century BC (Sabatini 2007, 116122). house urns are distributed close to the Baltic Sea or
The distribution area of house urns includes north to main central European Rivers (see Fig. 10.1), thus
and eastern Germany between the Harz Mountain and associated with communication ways, and are therefore
the Baltic Sea, part of Polish Pomerania, the islands likely to have been related to exchange networks (e.g.
of Gotland and Bornholm in the Baltic Sea, south-east Sabatini 2007, 2134). They also emerge at the end of
Sweden, the Jutland peninsula and the Danish islands period IV when contacts between Northern Europe
of Falster, Mn and Zealand (Fig. 10.1). Despite their and the Italian peninsula are well-attested (see the
wide-ranging distribution, the total number of known discussion in the next paragraph). Finally, with the
house urns is relatively small (c. 140 pieces, see Sabatini exception of house urns, houses, constructions in
2007, 179248). A limited number of people, if not just general or architectural elements of some sort are
one person, were buried in such containers at each site. otherwise absent in any other LBA north European
As far as the burial ritual is concerned, house urns form of figurative expression (see Sabatini 2007, 3436).
appear to have been buried in compliance with the Similarly, such representations are absent from metal
various local ritual practices alongside other kinds of artefacts (e.g. Kaul 1998; 2005) or on rock carvings (e.g.
urns (e.g. Stjernquist 1961; Kobernstein 1964; Strmberg Goldhahn 2002; Fredell 2003; Coles 2005; Ling 2008;
1982; Sabatini 2007). Each house urn generally contains Bradley 2009; Fredell et al. 2010).2
the remains of a single individual (e.g. Gejvall 1961; To conclude, assuming Villanovan hut urns inspired
Sigvallius-Vilkancis 1982; Vretemark 2007). The only the origin of house urns in Northern Europe, house urns
certain exception to that is represented by one of could also be defined as the concrete manifestation,
138 Serena Sabatini

locally elaborated, of an intercultural dialogue between 1949, pl. 43; Bartoloni et al. 1987, 177180; Sabatini
the two sides of the continent. Going one step further, 2007, 185 and 216 with previous references). Some of
the hypothesised foreignness (from the Villanova area) the Gevelinghausen vessels are also decorated with the
of the core symbolism of house urns might also be so-called sun-ship bird motive, which is a recurrent
included among the possible causes as to why they symbol all over Bronze Age Europe (e.g. Kaul 1998;
appear not to have left a lasting trace (Mller 1999; 2005; Kristiansen 1998, 170171; Pydyn 1999, 55; Iaia
Sabatini 2007) in later northern European material 2005, 223243 and in this volume, fig. 8.5; Wirth 2006).
culture. A sun-ship bird motive also appears on the walls of one
exceptional bronze hut urn from Vulci (e.g. Bartoloni
et al. 1987, figs 31 and 33; Iaia this volume, fig. 8.5)
suggesting ideological closeness between these various
LBA continental exchange networks artefacts and the groups producing and using them.
From the end of Montelius period IV and in particular This is not the place to question reasons and fashions
during period V (which in central European chrono- beyond the distribution of Gevelinghausen vessels (for
logical terms is during approximately the whole further reading on the issue see e.g. Jckenhvel 1974;
Hallstatt B period, or around the 10th and the 9th Kristiansen 1993; 1998, 169170; Iaia 2005, 207219).
century BC, see Hnsel and Hnsel 1997, 102103) However, the demonstrated geographical overlapping
there is consistent evidence for exchange between between them and the hut/house urn phenomena
the central Mediterranean and continental/northern cannot be ignored in any attempt to reconstruct the
Europe (e.g. von Hase 1992; Scarre and Healy 1993; flow of items and ideas between the Mediterranean
Gedl 1994; Kristiansen 1998; Pydyn 1999; Pare 2000; and northern European LBA Europe.
Earle 2002; Kristiansen and Larsson 2005; Galanaki et House urns and face urns appear variously
al. 2007). They also seem to have crossed the Italian connected to exchange networks not only as far as
Peninsula, and not the Carpathian/Danube basins as their emergence is concerned, but also in terms of
was evidently done in the Early Bronze Age (see e.g. their development and decline. At the beginning of
Thrane 1975, 204; Jensen 1982, 163167; Kristiansen period VI (or by around the mid-8th century BC),
1998, 161.; Pydyn 1999, 55; Vandkilde 2007, 91.). house urns cease to exist (e.g. Sabatini 2007, 116122),
Space does not allow a detailed discussion of LBA while face urns enter what we could call their mature
long distance exchange networks, but one particular and at least numerically most significant phase,
example might provide useful insights. A category particularly in the territories east of the Oder River
of artefacts well known among Bronze Age scholars (e.g. Kwapinski 1999; 2007; Kneisel 2012 and in this
is that comprising the exceptional bronze vessels volume). At the beginning of period VI not only
known as the Gevelinghausen type (Fig. 10.4). These were Villanovan hut urns (whose influence is here
diverse and highly ornamented items (e.g. Jckenhovel considered a determining factor for the emergence
1974; Iaia 2005, 163170) represent a class of prestige of house urns) no longer in use (see Bartoloni et al.
goods which probably circulated during the northern 1987), but exchange flow between the two sides of the
European LBA period V, chiefly by way of a gift continent became less consistent as well. The reasons
exchange system (e.g. Kristiansen 1993), or according behind these transformations appear complex (e.g.
to what has also been defined as a wealth finance Vandkilde 2007, 163182; Kristiansen 2010, 182188).
system based on control and distribution of symbolic Considerable changes, such as the sudden decrease
objects in order to create and maintain networks, in metal hoards across Northern Europe by the end
and thereafter ideological/political power (e.g. Earle of period V (Pydyn 2000 with previous bibliography),
1997; 2002; Kristiansen 2010). They have been found took place.
among other places (see the distribution map in Iaia, All in all the evidence demonstrates the complex
this volume, fig. 8.6) in a grave from Veio, in the interplay between dierently sized networks and local
Villanova area (e.g. Iaia 2005, fig. 63), in the so-called forms of expression. It is clear that during the northern
Seddin royal tumulus in Brandenburg, Germany (e.g. European LBA dierent phenomena and networks
Metzner-Nebelsick 2003; May et al. 2005;), and in a overlapped and influenced each other. They stretched
bog from Rorbk in northern Jutland (e.g. Jckenhovel all over northern Europe, in some cases reaching as
1974, pl. 6.1). Remarkably enough for the aim of this far as to the central Mediterranean. In addition they
study, each of these find-spots is also a site from which appear to have played on several planes and reveal not
hut (the former) and house urns (the latter two) come only movement and exchange of goods and/or skills,
from as well (e.g. Behn 1924, 10 and pl. 2b; Bornholm but also of symbolic values or paradigms.
10. Local and transcultural burial practices in Northern Europe in the Late Bronze Age 139

Figure 10.3 The house urn Frose D, Saxony-Anhlat, Germany Figure 10.4 The Gevelingshausen vessel (from Jockenhvel 1974, fig.
(courtesy of the Museum fr Vor- und Frgeschichte, Berlin, 2, courtesy of the Rmisch-Germanische Kommission des Deutschen
Germany). Archologischen Instituts Frankfrt a. M.).

Face, house and face/door urns face features (Fig. 10.3); door urns with face features
Looking at the distribution of house and face urns (Fig. (Fig. 10.9); and face/door urns (Figs 10.510.7).
10.1) we can easily single out their respective areas To date, two house urns with face features are
of major influence: south-eastern Sweden and central known. They both come from the cemetery of Frose in
Germany for the former, and southern Norway, the SaxonyAnhalt (e.g. Behn 1924, 1415; Knig 1932/33,
Jutland peninsula and western Poland in the case of 102103, 106107; Sabatini 2007, pls 910 and 2008b).
the latter. At the same time it is also clear that they One urn pertains to the second group and it is also
nevertheless experienced a significant geographical the only example of hybridization between face and
closeness. Based on local examples, archaeological house urns which took place outside central Germany,
evidence demonstrates how single communities in south-eastern Scania (Sweden) at the cemetery of
generally made clear choices to exclude one of the Simris (e.g. Stjernquist 1961, 5965). Simris 23 is a
two practices in the act of choosing the other. It seems door urn with a conical lid (Sabatini 2007, 83) which
therefore that the respective paradigms at the core presents a very interesting permeability to the body
of the two phenomena are generally not compatible paradigm since it shows face features on the opposite
within the same burial ground. Face/door urns therefore side to where the door is (Fig. 10.9). In other words,
open up discussions not only about negotiation and it appears that the original intention was to have a
incorporation of external material culture, but also house urn or a face urn depending upon the angle
of hybridization and transcultural dialogue between from which you viewed it.
contextually and culturally separated practices.
By the end of period V or Ha C1 frh, or at
approximately the beginning of the 8th century BC Face/door urns
(see Hnsel and Hnsel 1997, 102103), face and house Face/door urns are biconical burial urns which display
urns underwent a significant process of hybridization face features in the upper part of the vase and a door
with each other. The outcome of this process, despite opening below that (Figs 10.510.7). In other words
the limited number of artefacts (13 items in total, see these urns unite the two main features (face and door
in particular Sabatini 2008b), reveals that there were opening respectively) each characterising face and
three dierent kinds of possible hybridization resulting house urns.
from the original paradigms (i.e. house and body). They Face/door urns come from Saxony-Anhalt and in
have been classified (Sabatini 2008b) as house urns with particular from four burial grounds: Eisldorf 3 (e.g.
140 Serena Sabatini

Figure 10.5 The face/door urn Eilsdorf 1, Ldkr. Harz, Germany Figure 10.6 The face/door urn Eilsdorf 3, Ldkr. Harz, Germany
(courtesy of the Museum fr Vor- und Frgeschichte, Berlin, (courtesy of the Braunschweigsches Landesmuseum, Wlfenbttel,
Germany). Germany).

Voges 1894; Becker 1896; Wendor 1981; Sabatini 2007,


191193; 2008b, fig. 3; Heske and Grefen-Peters 2008;),
Gro-Quensted (e.g. von Brunn 1939, 132; Sabatini
2007, 197; 2008b, fig. 4), Rietzmeck (e.g. Hinze 1925;
Knig 1925; 1928; Sabatini 2007, 207208; 2008b, fig. 6)
and Wulfen (e.g. von Brunn 1939, 136137; Kobernstein
1964; Sabatini 2007, 220223; 2008b, fig. 5). They are a
relatively uniform group of items (Figs 10.510.7). Face
features might be represented in dierent ways: with
a plastic nose (like Eilsdorf 1 or Wulfen 5, respectively
in Figs 10.5 and 10.7), with plastic nose, eyes and ears
(like Eilsdorf 3 in Fig. 10.6) or with impressed eyes
(like Gro-Quensted, see von Brunn 1939, 132; Sabatini
2007, 197; 2008b, fig. 4) similar to those on Simris 23
urn (see Fig. 10.9).
Few face/door urns have been recovered or are
preserved with datable grave goods. Important in this
respect is the association of a so-called Schlchenkopft
pin (Laux 1976, 122124; Trachsel 2004, 68) with Eilsdorf
2 (e.g. Sabatini 2007, 192). The Eilsdorf 2 pin and the
relatively wide distribution of the so-called Rippenkopf
Figure 10.7 The face door urn from Wulfen 5, Ldkr. Anhalt-Bitterfeld, pins (Laux 1976, 124128) in central German cemeteries
Germany (courtesy of the Schlomuseum, Kthen, Germany). with house and face/door urns (Sabatini 2007, 108111)
10. Local and transcultural burial practices in Northern Europe in the Late Bronze Age 141

suggest a chronology for the phenomenon dating to It shows among other things that the size of face/door
the very end of the north European LBA period V or urns was adapted to the age of the deceased. The
Hallstatt C1 frh (Trachsel 2004, 6869). It corresponds osteological analysis revealed that an adult (male)
to the later part of the Italian Early IA (see Carancini was buried in the bigger face/door urn Eilsdorf 2
et al. 1996, fig. 1) and in absolute terms to about the (which is comparable in size and shape to Eilsdorf
beginning of the 8th century BC (e.g. Hnsel and 1 in Fig. 10.5), while a small child (12 years old)
Hnsel 1997, 102103). was buried in the little urn Eilsdorf 3 (Fig. 10.6). In
Not much information is preserved about the the same grave with Eilsdorf 2 and 3 there was also
context and provenience of face/door urns. One a third biconical urn where an adult woman was
context (grave 16) from Eilsdorf is, however, relatively buried. A burial context as such is not unusual among
well investigated (e.g. Heske and Grefen-Peters 2008). house urns (see Sabatini 2007, 131133) and gives the
opportunity to discuss the significance of close family
ties in relation, for example, to the chosen urns or
burial practices.
Archaeological evidence does not allow us to
state whether house or face urns played a more
significant role in the emergence of face/door urns.
However, at least four factors should be taken into
account when considering their origin. In the first
place, as mentioned above, two house-shaped items
from central Germany, contemporary with face/door
urns, are decorated with face features on the front
wall (see Fig. 10.3) and on the roof (e.g. Behn 1924, 15
and pl. 3f; Kning 1932/33, 102103 and 107109; von
Brunn 1939, 132; Sabatini 2007, pls 910) respectively.
Secondly, face/door urns are distributed in areas
where the presence of house urns is dominant
in comparison to that of face urns (see Fig. 10.1).
The elongated biconical shape of face/door urns is
common both to face urns (see Fig. 10.2) and to non
house-shaped house urns (see the example in Fig.
10.8) or so-called door urns (Sabatini 2007, 7784).
Finally, face/door urns are a geographically and
chronologically limited phenomenon and disappear
Figure 10.8 The door urn Ruuthsbo A, Bjresj par., Sweden (courtesy at the same time as the last manifestations of house
of Lunds Universitets Historiska Museet, Lund, Sweden). urns (Sabatini 2007, 8587).

Figure 10.9 The door urn with face features Simris 23, Simris par., Sweden (drawing from the author).
142 Serena Sabatini

Symbolic meanings and identity strategies 122). Hence, face/door urns appear as an attempted
Face and house urns provide the opportunity to combination which did not succeed in developing into
discuss the multifaceted nature of contacts between a lasting tradition (see also the discussion in Sabatini
dierent cultures. Face/door urns allow us to move 2008b, 113). Despite their brief existence one thing can
a step further beyond the existence of exchanges and be argued about face/door urns: from a postcolonial
negotiation of material culture or symbolic paradigms. perspective they are yet another example of the endless
They reveal the capacity of LBA northern European possibilities of intercultural dialogues.
communities to propose hybridised phenomena
stemming out of practices with dierent cultural
origins and narratives.
A previous work investigating house and face/ Concluding remarks
door urns (Sabatini 2007, 166) tried to shed light on House, face and face/door urns provide an opportunity
this episode of the European LBA adopting Arjun to discuss the complex interplay between variously
Appadurajs (1996) theory on the dimensional nature sized exchange networks and local cultural phenomena
of culture and Zigmund Baumans theory of identity in LBA northern Europe. Despite their dierent origins
as an objective or aim, changing and developing and development, to date they are the sole classes
through time (see the discussion in Bauman 2004). of Northern European LBA burial urns taking forms
In Appadurajs view, cultural identity is treated as a that are iconographically significant. They therefore
dynamic concept, spelling out the interplay between appear to embody a necessity of dierentiation, and
dierent dimensions fulfilling dierent needs. thus what has been discussed as an identity dimension,
The exclusive iconography of house, face and for the communities using them. At the same time,
face/door urns appears to express a necessity of the large number of communities involved suggests
cultural differentiation from other local customs. the existence of shared symbolic values and thus
They could therefore be considered as embodying communication and exchanges between groups using
an identity dimension. At the same time face/door them. In this sense both face and house urns have here
urns demonstrate that the border between these been defined as transcultural practices.
dimensions is not permanent and that different Furthermore, the house paradigm postulated to
communities might attempt to create new possibilities have been at the origin of house urns as stemming from
for dierentiation. the Villanovan hut urns from the Italian Peninsula,
Post-colonial theories have investigated how cultural reveals exchange between those same areas as well.
encounters permit change in many different and The existence of such long distance networking is
unpredictable ways (e.g. Bhaba 1994, 228; Rutherford substantiated by other archaeological evidence like
1999). Encounters create premises for new experiences, the so-called Gevelingshausen bronze vessels.
paving the way to new dimensions, whether continuous House and face urns coexist between the end
or sporadic over time. On the other hand it also opens up of period IV and the beginning of period VI in
discussions on cultural identity and, adopting Baumans largely the same territories (Fig. 10.1). The various
(2004) terminology, its being a constant praxis of active local communities do not generally use house and
choices regardless of the solidity of their outcomes. face urns together and on a local basis they are
Face/door urns could also fruitfully be discussed usually not found in the same burial grounds. The
in terms of what post-colonial theory calls third subsequent introduction of face/door urns is therefore
space (e.g. Bhabha 1994; Rutherford 1999, 211). Third an exceptional phenomenon.
space is a conceptual space, generated by cultural Archaeological evidence demonstrates that, probably
encounters, which nurses new and/or hybridized not before the end of period V or Hallstatt C1 frh (at
cultural creations. House and face urns have dierent the beginning of about the 8th century BC), the core
origins. They develop partly contemporarily into symbolism characterising house and face urns converged
transcultural phenomena negotiated and incorporated and underwent a phenomenon of hybridization. Despite
on a local basis by several communities across northern the demonstrated aversion individual communities had
Europe. Although their respective use seems to to embracing both practices simultaneously, a dialogue
exclude each other, scattered communities open up the between the conceptual paradigms occurred. From this,
core paradigm of these practices in order to initiate a third phenomenon negotiating both house and face
a process of hybridization. The experiment had a urn core symbolism emerged, taking on a new form of
brief and modest life and seems to have disappeared expression and supposedly embodying a new cultural
relatively quickly after its emergence (e.g. Sabatini 2007, dimension.
10. Local and transcultural burial practices in Northern Europe in the Late Bronze Age 143

The study of house, face and face/door urns provides and ultimate inaccuracies that remain are, of course,
interesting insights into the cultural complexity of the responsibility of the author.
the northern European LBA. The development and The realization of this article has been possible
characteristics of these phenomena illustrate the ability thanks to Gteborgs Universitet Jubileumsfond.
of northern European communities to negotiate and
autonomously elaborate external and local stimuli
into original forms of symbolic expression, possibly
embodying dierent dimensions of identity. All in
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1982 . In Pettersson, A. M. (ed.), Skeppssttningar i Rute: en Vretemark, M., 2007, Appendix 1, Osteologisk analys av ben i
underskning av 6 gravar frn den yngre bronsldern (RAGU 2), husurnor frn Sverige, Danmark och Tyskland. In Sabatini
Visby, 125133. 2007, 282288.
Stjernquist, B., 1961, Simris II (Acta Archaeologica Lundensia Wendor, C., 1981, Die Grberfelder der Hausurnen Kultur
4.5), Lund. von Beierstedt, Kr. Helmstedt, und Eilsdorf, Kr. Halbertstadt,
Strmberg, M., 1982, Ingelstorp (Acta Archaeologica Ludensia im Harzvorland, Neue Ausgrabungen in Niedersachsen 14,
4.14), Lund. 115219.
Svanberg, F., 2005, House Symbolism in Aristocratic Death Wirth, S., 2006, Vogel-Sonnen-Barke, Reallexicon der Germanischen
Rituals of the Bronze Age. In Artelius, T. and Svanberg, Altertumskunde, Band 32, Berlin and New York, 552563.
F. (eds), Dealing with the Dead. Archaeological Perspectives on Wstermann, H., 1974, Zur Socialstruktur im Seddiner
Prehistoric Scandinavian Burial Ritual (Riksantikvariembetet, Kulturgebiet, Zeitschrift fr Archologie 8, 67107.
Arkeologiska underskningar skrifter 65), Stockholm.
Thrane, H. 1975, Europiske forbindelser, bidrag til studiet of
fremmede forbindelser i Danmarks yngre broncealder (periode
IVV), Copenhagen.
11
Migration, innovation and meaning: Sword
depositions on Lolland 16001100 BC

Sophie Bergerbrant

Introduction also been found near Gren on the Jutland Peninsula.


This article will consider the deposition of local and Twelve local copies of the sword type have been
foreign swords on Lolland, a Danish island, between found in Denmark, one of which is from Lolland
16001100 BC (Period IB, II and III). It focuses on (Lomborg 1960, 94; Vandkilde 1996, 224225; Wincentz
the treatment of the earliest imported examples of Rasmussen and Boas 2006).
Hajdsmson-Apa swords (from the Carpathian
Basin) and their local copies (Fig. 11.1). The article
also discusses the swords from subsequent periods.
Topics to be discussed include how the dierent types Migration and mobility
of swords were accepted and used, i.e. how and where The movement of things and ideas must have
they were deposited (hoards, burials or stray finds). A involved the movement of people. Objects, symbols
closer consideration of the use and treatment of this and ideas simply cannot move on their own. Despite
material helps us understand how innovations were the impression one sometimes gets while reading
accepted into the local prehistoric society. archaeological literature, the movements of artefacts
Theoretical perspectives such as migration theory and ideas can only occur through the interaction of
and concepts such as hybridity and third space will people, which demands the physical movement of
be used to shed light on the relationships between people. Obviously, the scale on which this happens
the meaning of an object in its area of origin and the can vary, and it is up to archaeological research to
transformation that occurs upon entering its new discuss and analyse the data. Below, dierent views
context, as well as how objects were accepted, copied and possibilities for movement and migration will be
and subsequently made into local types. discussed. All types of movement of objects, no matter
The combination of a detailed study of the use how long or short, will be considered (i.e. even down-
and context of artefacts in a new area and theoretical the-line trade also involves movement and therefore
discussions will give us a deeper understanding of some kind of migration, long or short).
phenomena relating to transculturation. This study Migration has often been seen as involving hordes of
focuses on Lolland since it is an island with both people moving from one geographical area to another,
imported and local copies of Apa-Hajdsmson either filling an empty space or through military force
swords, and this can therefore help us understand how that overwhelms the local inhabitants. As shown below,
a significant innovation the sword was accepted this is not the only kind of movement of people that
into use in the South Scandinavian Bronze Age.1 can occur. There are many dierent types, and levels,
The Danish island of Lolland is 1243 km2 (see Fig. of migration. The large scale ones have often been
11.2). The island has the only two imported swords seen as the prototype for migration. For example, this
of Hajdsmson-Apa type in Period IB that have kind movement inspired the name for the Migration
been found in Denmark. One dagger of this type has Period.2 Such large-scale migrations are historically
11. Migration, innovation and meaning: Sword depositions on Lolland 16001100 BC 147

attested, but I would argue that they are actually the


least common type of movement. There is a need in
archaeology to revise and expand our definition of
migration, and to study and discuss it on more levels
than found in previous work on the subject.
It has been pointed out that migration contains
a number of processes: mental, cultural, social and
economic. It is also two processes at the same time,
i.e. both emigration and immigration (Alsmark et al.
2007, 78); an impact is therefore felt not just on one
society, but on two. However, in Western Europe little
work has been done on the topic over the last few
decades, even if a growing interest can be detected
(e.g. Anthony 1990; 2007; Chapman and Hamerow
1997b; Cassel 2008). Migration is an important process
that cannot be ignored in the archaeological record.
We need to study how both areas involved respond
to this kind of change, the eect and impact on both
the receiving end and the starting point.
The study of archaeological migration has long been
out of fashion except in the case of hunter-gatherers
or the spread of the Neolithic. The topic of migration
was brought to the forefront by e.g. David Antony
(1990; 1997; 2007) and by the edited volume Migration
and Invasions in Archaeological Explanations (Chapman
and Hamerow 1997a). It is, however, only in the last
few years that interest has really started to grow, as
exemplified by this volume.
There are many dierent ways of defining migration.
The two most common are an inclusive and an
exclusive definition (Chapman and Hamerow 1997b,
1). In this article an inclusive approach will be used, as
adopted by Charles Tilly (1978) and used, for example,
by Anthony (1997). Tilly argues that there are two
dierent types of movement of people. The distance
and the break with the area of origin decide which type
of movement has occurred. The most common type
of movement is labelled mobility, which comprises
moves that involve too little distance and/or too little
break with the place of origin to count as migration
at all (Tilly 1978, 50). The other type of movement
is migration. Anthony (1997) discusses five dierent
types of migration, based on Tilly (1978): Local
migration, Circular migration, Chain migration, Career
migration and Coerced migration (for definitions of
these concepts see below).
Mobility generally applies to the shorter trips that
we undertake on a daily basis, movements of people
that do not place them outside their social context
for an extended time (Tilly 1978, 50). In archaeology
Figure 11.1 Sword 5 from the Dystrup hoard. From Wincentz I would argue that the seasonal movements of
Rasmussen and Boas 2006, fig. 14. Drawn by Malgorzata many hunter-gatherers would also be counted in
Hansen (published with kind permission from Lisbeth Wincentz this category, despite the fact that that they might
Rasmussen). move long distances, since there is little break with
148 Sophie Bergerbrant

existing social ties. Obviously, each case needs to be Chain migration moves socially-related people
studied individually before secure conclusions can from one area to another. Through the knowledge
be drawn. and often arrangements of socially related people who
According to Tilly, local migration refers to shifts have conducted the journey before. This can be seen
an individual or household within a geographically as informed mobility. It often refers to the movement
contiguous market (Tilly 1978, 51). The break with ones of one category of people, often people with a specific
place of origin is likely to be slight. This is probably the occupation. An example of this mentioned by Tilly is
most common type of migration (Anthony 1997, 26). the movement in the 16th century of Spanish women
Anthony argues that pastoral nomads and northern from Spain to Rome to work as courtesans (Tilly 1978,
hunters often fall into this type of migration (ibid.). 5354). Anthony adds that this can often be the so-
Within archaeology, however, I would argue that called leap-frog type of migration, i.e. when certain
this is dicult to see in burial analyses, for example, areas are left out, as this movement category has a
but in some cases this might be visible in settlement specific aim, and in-between areas are left untouched.
archaeology. Movement of households, setting up He continues that it can have an implication for the
new households for a new generation etc., might leave genetics of populations as, he argues, it is often kin-
archaeological traces of this kind of migration. structured (Anthony 1997, 26). This type of migration
Circular migration takes a social unit to a destination can probably be seen fairly easily in archaeological
through a set of arrangements which returns it to the material, as this should aect both the culture of origin
origin after a well-defined interval (Tilly 1978, 52). and the culture already existing in the new area.
Tilly puts movements such as seasonal work such Career migration occurs when persons or households
as harvesting etc., in this category (ibid.). Anthony making more or less definitive moves in response to
adds mercenary soldiers and points out that this is opportunities to change position within or among
migration with the intention of return (Anthony 1997, large structures: organized traders, firms, government,
26). If the migration completes its circle this could be mercantile networks, armies, and the like (Tilly 1978,
dicult to catch archaeologically. However, it might 54). According to Tilly this type of migration is not
be seen in remains of foreign artefacts, ceramics etc., based on social bonds at the emigrants area of origin,
at certain limited areas at settlements or burials with but on the larger social structure (ibid.). Anthony
small foreign objects, or within an otherwise local adds that this includes any prehistoric specialist in a
jewellery/burial set. hierarchical profession, such as soldiers and artisans

Figure 11.2 Distribution of swords on the island of Lolland. The black lines define the dierent parishes on Lolland. Period IB swords
(stars); Period II swords (triangles); Period III swords (circles); Middle Bronze Age date (squares).
11. Migration, innovation and meaning: Sword depositions on Lolland 16001100 BC 149

(Anthony 1997, 27). This category of migration is Kristiansen 1998, 361; 2002; Engedal 2005; Harding
probably archaeologically visible in some cases, for 2007, 7177). Therefore, only a brief introduction to
example in Roman burials. Bronze Age swords will be presented below. How to
Coerced migration is a term defined by Anthony. distinguish swords from non-swords is somewhat
Tilly writes of great flows of migration where some contentious, and varying definitions are found in
were due to force, but he has not classified them as the literature (see for example Fontn 2002, 100). In
coerced migration (Tilly 1978, 5763). According to the study below I have followed Harding, whose
Anthony this relates to displaced persons, refugees, main criterion for separating a sword from a dagger
slaves, and social pariahs who migrate not because is based on the length of the blade, i.e. a blade of
they choose to, but because they are forced from 30cm or longer is classified as a sword (Harding
their home ranges or regions (Anthony 1997, 27). He 2007, 71). The earliest swords appear in Anatolia
continues that people do not move randomly even and the Caucasus around 3000 BC (Engedal 2005,
in distress (ibid.). This should be a visible trait in the 60305; Schulz 2005, 21517). This type of weapon
archaeological material. seems to appear around 1700 BC in central Europe.
Interestingly, Tilly argues that the dierent types Daggers have a long history both in bronze and in
of migration have dierent gender patterns, where other materials, for example flint. It seems that swords
local and career migration does not show any major developed in more than one place in Europe at the
sex selection, circular migration especially has a same time. There were simultaneous developments
tendency to concern just one of the sexes. Which of swords in Spain and the Carpathian basin, but
gender it concerns depends on which occupation it sword manufacturing in Spain was short-lived
concerns at the destination, whereas in chain migration (Harding 2007, 74). The Hajdsmson-Apa 3 swords
the sex-selection often changes over time (Tilly 1978, are the oldest full metal hilted swords in Hungary
50). This can be an important clue when we discuss (Kemenczei 1991, 3). The Hajdsmsung-Apa sword
prehistoric migration. Are we talking about single sex is also likely to have been the oldest sword in
migration or migration of both sexes? Tilly continues Scandinavia, as the Sgel and Valsmagle types of
that a high proportion of individual migration before swords were influenced in various ways by this sword
the twentieth century AD consisted of transfer of type or other continental swords that belong to the
labour among households. Further on he writes that same phase as the Hajdsmsung-Apa sword. The
the marriage and the termination of marriage were early Scandinavian types are the Sgel, the Wohlde
probably the the most significant demographic spurs and the Valsmagle types of swords. The Wohlde
to migration (Tilly 1978, 66). type is contemporary with Sgel and Valsmagle
Many of these patterns of movement should be sword, but might be slightly later since they were
archaeologically visible and the dierent categories influenced by the early Tumulus Culture swords
of migration probably have dierent material traces, (Vandkilde 1996, 236237, 239; for more detailed
and leave their mark in the archaeological record in discussion about Period I chronology see Bergerbrant
dierent ways. This, however, is something that needs 2007, chapter 2).
to be studied more in future before firm conclusions According to Henrik Thrane (2005, 621) there
can be drawn. are only a few swords from southern Scandinavia
With the just mentioned dierent kinds of migration dating to Montelius Period I (c. 17001500 BC) and
in mind, this article will examine peoples movement most of them have been found in hoards; from
and the consequent cultural implications beyond the Period II (c. 15001300 BC), however, there are a
adoption of a particular innovation, the sword, in an larger number of swords. Most of these swords have
area in southern Scandinavia. An overview of how been found in burials, in contrast to many other
the sword was introduced and treated in other areas European areas where swords are mainly found in
will also be presented in order to make comparisons dierent circumstances, such as in hoards or rivers
and gain a deeper understanding of the flow of ideas (Thrane 2005, 62122). Kristian Kristiansen argues
through the movement of people. that the Bronze Age weapons, especially the sword,
represents the emergence of a system of martial arts
that defined the warrior as an institution (Kristiansen
2008, 42). In the study which follows, I will consider
The development of the sword how an innovation the sword was treated when
The introduction and use of the sword in Europe has it came to Scandinavia compared with its use (and
been debated and discussed at length elsewhere (e.g. how it was deposited) in the Carpathian Basin.
150 Sophie Bergerbrant

Depositions of swords on Lolland catalogue nr 692, 707, 884). One derives from a burial
on the island Funen (Vandkilde 1996, catalogue nr 720).
The first swords on Lolland and in Denmark The remaining eight Danish swords were part of an
generally assemblage known as the Dystrup hoard (140119248
On the Island Lolland all the earliest swords are Det Kulturhistoriske Centralregister webpage) Jutland
found deposited in wetlands (Fig. 11.3). There are (Winzent Rasmussen and Boas 2006). Most stray finds
four swords belonging to Period IB (16001700 BC). and hoards are occasional finds that have little or no
Three of them originate outside the local area. Two information about the find circumstances; this hoard,
are original HajdsmsonApa type of swords, one however, was excavated. The swords were deposited
a Wohlde blade and the last is a locally made (i.e. in on a roughly flat, elevated part of the terrain, not far
southern Scandinavia) copy of a HajdsmsonApa from a series of mounds at least some which are
sword (Vandkilde 1996, catalogue nr 707, 711, 721 and from the Bronze Age which dot the landscape, near
722). The determination of an original versus a local to Dystrup Lake (Winzent Rasmussen and Boas 2006,
copy is based on a number of deviations in shape, 88; see also Det Kulturhistoriske Centralregister webpage).
decoration or casting technique in the local copies The swords were found relatively near the surface, and
that make them unlikely to have been made in the had been placed close to each other, as if they had been
Carpathian Basin (Vandklide 1996, 225). bound together. It seems, based on the imprint in the
Both HajdsmsonApa swords were found in soil, that they had been placed under a stone. Prior to
wetlands. One (Stensgaard, Stokkemarke parish) the find of the swords a large and unusually flat stone
was found while ploughing an almost dried out had been removed by the farmer (Winzent Rasmussen
bog, and was found with the tip placed downwards. and Boas 2006, 8889). There are settlement remains
Unfortunately, the other one (Torupgaarde, Bregninge from the Bronze Age in the surrounding vicinity;
parish) has less detailed information, but was found however, there are only a few remains that date to the
while digging for peat in a bog (Aner and Kersten 1977, early Middle Bronze Age,4 and most remains seem to
8689; Det Kulturhistoriske Centralregister 07051104, belong to the Late Bronze Age (1100500 BC) (Winzent
Internet source 20080319). Rasmussen and Boas 2006, 89).
The information about the Wohlde sword (identified
by Vandkilde 1996, catalogue nr 711) is lacking and
there is no secure find spot however, it is likely to The later swords
have come from wetlands since it has the dark brown Only five swords on the island of Lolland from the
patina that is typical for bog finds (Aner and Kersten Middle Bronze Age are full metal hilted; four of these
1977, 93; Vandkilde 1996, catalogue nr 711). are discussed above and one belongs to Period II
The locally made copy (Bgeskov, Engestofte) of (Rgblle s, Ke 1684 5). This was deposited in a lake,
a HajdsmsonApa sword is also lacking direct where it was found stuck into the lakebed. The sword
information about its find spot and as the Wohlde sword found in Rgblle s was found within the same water
the original deposition in wetlands is indicated by the system as the local copy of a HajdsmsonApa sword
so called bog patina (Aner and Kersten 1977, 88). in Bveskov (from Period IB). This may indicate a
As far as modern Denmark is concerned, three of continuation of ritual practise.
the local copies of a HajdsmsonApa sword were The swords in burials are found in clusters, i.e.
single finds and have a patina that indicates that they in smaller regions (see Fig. 11.2). This distribution
had also been deposited in wetlands (Vandkilde 1996, is probably due in part to modern archaeological

Find context Period IB Period II Period III MBA Total


Unknown or mixed finds 4 4
Burials 2 8 10
Probable burials 2 1 1 4
Hoards (Wetlands) 4 1 5
Total 4 5 9 5 23

Figure 11.3 Contexts with swords from Lolland and respective chronology, based on Aner and Kersten 1977. One of the Period II burials
only contains a pommel, but it is here used as an indication of the original existence of a sword.
11. Migration, innovation and meaning: Sword depositions on Lolland 16001100 BC 151

excavation practices. However, there are other areas Basin during this early phase, e.g. Au-swords, most of
with excavated mounds on Lolland where burial which seem to have been found in hoards with other
finds do not include swords, i.e. the burials found in types of artefacts or as stray finds, and none of them
the excavated mounds in Ravnsby (Ke 16541659). appear to have a connection with burials (Kemenczei
It is therefore likely that these clusters are due to 1991, 1013).
prehistoric structures. This means that swords were It is evident that the deposition of the earliest swords
not widespread across the island, but existed just in in the region does not follow the depositional character
isolated parts of it. observed in their area of origin. In the Carpathian Basin
There is a clear increase in the number of swords the full metal-hilted swords were generally deposited
during Period III (13001100 BC), and these are in larger hoards, while the Scandinavian imports or
found in burials (Fig. 11.3). None of these swords are locally made copies were deposited as single finds in
full-metal hilted; instead, they are all organic hilted wetlands. It has not been possible from the literature
swords/sword blades. The full-metal hilted swords on to determine if the Carpathian Basin hoards were
Lolland seems to have been deposited in a dierent found in wetlands or former wetlands. The fact that
kinds of rituals in wetlands, in contrast to the organic- the Apa hoard was found by railroad workers while
hilted swords that seem to have been regarded as an constructing railways, and the Hajdsmson hoard
individuals personal property, thus were deposited while ploughing, probably indicates that these were
with the deceased at the time of burial. dry areas (Bader 1991, 38; Mozsolics 1967, 128, 139).
The question What is a sword without a warrior, It appears that one of the South Scandinavian types
and what is a warrior without a sword? was asked of full-metal hilted swords, the Valsmagle type7,
by Kristiansen (2008, 42). It is clear that on Lolland in was deposited in a similar way to its Carpathian
the early phases there is no clear connection between forerunners. The Valsmagle sword is considered
the sword and the warrior; however, by Period III to have been influenced by a number of central
swords seems to have become closely connected with European swords such as the swords from Au, Zaita
individual warriors. and Spatzenhausen (Lomborg 1969, 102; Vandkilde
1996, 238). The two hoards from Valsmagle, Zealand,
contain a number of dierent objects, i.e. they are multi-
type hoards8 (Vandkilde 1996, catalogue nr 511, 676).
Lolland and the larger Bronze Age world These can be compared with the Hajdsmson, Apa
and Zajta hoards (Kemenczei 1991, 812). However,
The earlier swords five of the twelve Valsmagle type swords found in
In order to understand how this innovation, the sword, Denmark are single finds; six are from rich burials and
came to be accepted on Lolland one must consider one is from a multi-type hoard (Vandkilde 1996, 236,
comparable depositional practices in other areas of 238). Therefore, from an early stage, these full-metal
Europe. hilted swords were accepted as part of the burial
The distribution of the HajdsmsonApa swords tradition. In eastern Denmark, however, only locally
and their copies, which is mainly limited to eastern developed sword types seem to have this function. The
Denmark, is in accordance with the geographical foreign swords either originated from a long distance
distribution of Period IB bronze artefacts from away, such as the HajdsmsonApa swords, and have
the Carpathian Basin (Vandkilde 1996, 225). The travelled with one or many people to reach southern
HajdsmsonApa swords derive from the eastern Scandinavia, or local sword types from areas other
Carpathian Basin, and there are four finds from than eastern Denmark in Period IB, such as the Sgel
Hungary; the three with known find circumstances and Wohlde type swords, seem to have been deposited
are found in eastern Hungary (Kemenczei 1991, 7, pl. in wetlands as single finds.
80). These were found in hoards, or probable hoards, Kristiansen (2008, 4243) describes the deposition of
alongside other objects. There are three swords known swords in hoards during the Bronze Age as a strategy
from two hoards in present day Romania (Bader 1991, of keeping while giving. In this way, the sword was
3839). There are c. 32 HajdsmsonApa swords from given to the gods at the same time as it was kept in
Europe, all of which were found in hoards or as stray the landscape, and its power was retained among the
finds, except for one from a settlement 6 (Bader 1991, living. In many myths the hero retrieves a mythical
40; Vogt 2004, 2627). The distribution ranges from sword from a lake9. It is tempting to view the early
Macedonia to Sweden, and from western Germany deposition of full metal-hilted swords on Lolland
to Transylvania (Kemenczei 1991, 10). There are with these concepts in mind. There are indications
other types of metal-hilted swords in the Carpathian that at least two were deposited with the tip down
152 Sophie Bergerbrant

and the handle standing up, as if to facilitate retrieval It seems clear, then, that swords were not accepted in
when it was needed again. This pattern of deposition the same manner in dierent parts of Europe. It cannot
clearly diers from the multi-type hoards and the therefore be claimed that this innovation came with
large sword hoard from Dystrup, which seems to have large scale migration with a group of people, or that
other purposes and meaning. It also clearly separates one idea was spread by travelers all over Europe.
it from the area of origin. The foreign full metal-hilted We can here see that swords in the early phases were
sword has a mythical communal meaning in contrast accepted into society, but in the depositional moment
to the later Period III swords, which appear to have were not treated in the same manner as they were in
been more utilitarian, having been regarded as a their area of origin. As there are two swords from the
part of ones personal equipment. These early full- same area and a number of locally made copies of this
metal hilted swords do not seem to have come with a sword type some form of chain or career migration
migrating group of people as the form of depositional is indicated. The reason for this is that a long journey
practice changed to something very dierent. It is was made for which one would have needed in-depth
more likely that they are the result of a temporary knowledge. Based on this it is dicult to say whether
movement by a very small group of people. Whether the purpose of the trip was to trade, work or get an
they were exchanged through long distance movement education. The two swords could have been brought to
or shorter, down-the-line exchange is dicult to say. the area on one occasion, but this does not explain the
As the skill to make local copies and local sword types relationship between the Hajdsmson-Apa swords
accompanied the material it seems likely that a few and all the other bronze objects in Period IB from the
people were involved in some kind of career migration, Carpathian Basin. They have a similar distribution
in order to gain knowledge, either of dierent culture pattern which indicates that there was some kind
traits or new artisan skills. of travel or exchange route from the Carpathian to
southern Scandinavia.
Therefore it seems likely that the journey had been
The later swords arranged through the knowledge of socially related
In Scandinavia swords are most often found in burials people who had conducted the journey before, which
during the Middle Bronze Age (16001300 BC): 83% is common in chain and career migration (see above).
burials, 15% single finds, 2% hoards (Thrane 2006, After the initial introduction, the sword was accepted
498). According to Harding (2006 and 2007, 97103) into the society and then took on its own function
there is much variation in the density of sword finds and use. One can say that it is transculturation in the
from area to area in Europe, and how they were full meaning as described above, although it appears
deposited varies, too. Southern Scandinavia has the that full metal-hilted swords maintained their mainly
highest density of swords during the Bronze Age. ritual function in society, as for example advocated by
Due to recovery history and, in many cases, the lack Kristiansen (e.g. 2008). Kristiansen has interpreted the
of information about the find circumstances, Harding dierence based on use-wear analysis. He argues that
(2007, 126) cautions that these numbers can only be the full-metal hilted swords show less wear and were
regarded as a guidelines. In Britain the way the swords re-sharpened less frequently than the organic-hilted
are deposited also varies between dierent periods. swords, revealing important clues as to their role or
In both pre-Wilburton (c. 11001100 BC) and Hallstatt function. He connects this with a dual leadership
phases (600 BC0) depositions in wetlands dominate, model, where there is a ritual leader and a warrior
while in between these phases, in the Carps Tongue era chief (Kristiansen 1983). The distinction in sword
(800600 BC), most swords were deposited in hoards. types in burials observed by Kristiansen cannot be
The other Bronze Age phases have more consistent seen on Lolland; however, the point, adopted here,
depositional practices between the hoards, wetlands is that the full-metal hilted sword probably had a
and burials (Harding 2007, 127). Unfortunately the slightly dierent and more ritually significant meaning
depositions for central Europe are classified only very than the organic-hilted sword. Evidently there are
generally in a single Middle and Late Bronze Age local variations in the role and functions of swords
grouping, and have not yet been categorised according within the Scandinavian Bronze Age society, but
to specific periods. As shown for Lolland the material clearly the full-metal hilted swords at times served
does change from one period to the next, and in the a ritual function and were at some level imbued
Late Bronze Age depositions are more evenly divided with more symbolic meaning than the organic-hilted
across the categories: 28.5% burials, 26.7% water, 20.7% counterparts.
single finds, 13.9% unknown, 6.3% hoards and 3.9% The later dominance of sword depositions in burials
settlements (Harding 2006, 510). as seen on Lolland and in the Nordic Bronze Age
11. Migration, innovation and meaning: Sword depositions on Lolland 16001100 BC 153

in general demonstrates that the people who lived Conclusions


in southern Scandinavia were able to retain their In this article it has been shown that when studying
own cultural identity, despite adopting a foreign large pan-European phenomena such as the introduct-
innovation. The large number of swords, and later ion of the sword, we need to conduct analyses of
(Period II and III) the emphasis on sword deposition the depositional structures in both the area of origin
in burials, which contrasts with most other parts of and in the new area/s. Without this, we will never
Europe, shows that the sword-owners of Lolland had understand how the movement of people and meeting
a distinctive and flourishing cultural identity, even of dierent cultures in prehistory worked, nor will
while maintaining close ties with other European we understand the local or the larger structures in
areas. They modified the new commodities, swords in prehistoric societies.
particular, but also bronze in general, to fit conditions Here it has been shown that the early swords on
in local society. Lolland were given their own meaning, as evidenced
In the later Periods II and III, the depositional by the depositional practices which are dierent from
practice relating to the sword is restricted to burial those in the Carpathian Basin. Also, from the start, in
and the meaning of the sword seems to go from eastern Denmark it seems that locally made swords
a communal ritual/mythical object to an object of and foreign sword types were used dierently. Only
personal prestige that seems to be limited to a few the locally made type, i.e. Valsmagle, was used as a
areas, possibly kin structures or other stable social personal prestige object. The other kinds of sword seem
institutions. In both these cases, the early mythical to have had a communal importance. This changes,
connection and the later personal status, a clear as shown by Kristiansen (2008), in the later periods
transculturation of the use of the sword has occurred. (from Period II and III), when foreign swords are
Through contact between dierent groups, possibly also deposited in burials. This shows that the Middle
through chain or career migration of people from Bronze Age South Scandinavian society was not a
Lolland to the Carpathian Basin (or the other way static society, but a vibrant one where meanings and
around), a new idea and object was accepted into structures shifted over time: sometimes this change
the local society, but it was given a dierent meaning occurred through contact with other cultures, but
from the start. After its introduction it evolved along change was also possible within its own framework.
its own trajectory.
One can see that the influences went in two
directions: the first sword types in the Carpathian
basin, such as the HajdsmsonApa swords, seem Notes
to have been deposited in multi-type hoards on 1 I will discuss southern Scandinavia (defined here as
dry land (see above). However in later Bronze Age modern Denmark, parts of northern Germany and parts
phases (13th12th century BC) in Hungary many of southern Sweden) in general, while the primary focus
of the investigation is the Danish island, Lolland. The
swords were deposited in rivers (Szathmri 2005,
article treats the entire Early Bronze Age in Scandinavia,
62). This means that the meaning and deposition of i.e. 17001100 BC, but it should be noted that there are
the sword changed and here, too, acquired a ritual no swords dating to Period IA (17001600 BC) from this
connection with water of dierent kinds. The River region.
Thames is famous for its many depositions of Bronze 2 Migration period is the archaeological name for a period
Age swords (Bradley 1998, 108109). So, in the late of north European prehistory, the exact chronological
Middle and Late Bronze Ages there seems to have dates of which vary from region to region, but it generally
been change and a lot of exchange of ideas regarding dates to between AD 300 and 700. It is the name of a
the use of the sword and the placing of swords in period in which many researchers have identified dierent
rivers, which became common in many areas of Germanic tribes moving across large parts of north and
Europe (Bradley 1998, 99109). This shows that many central Europe.
3 This sword type can be found in Greece, Romania, former
dierent types of migration probably occurred during
Yugoslavia, Hungary, Poland, Germany, Denmark and
the Bronze Age, despite the lack of indications for Sweden (Vogt 2004, 2627).
full group movements such as we have from later 4 Vandkilde (1996, 11) renames the Danish Early Bronze Age
periods, for example that of the Angles and Saxons to the Danish Older Bronze Age. She does this in order
to Britain. This suggests that we are talking about to distinguish it from the central and western European
other kinds of migration, such as chain, career and Early Bronze Age, which is generally earlier than the
circular migration, rather than coerced or full scale Scandinavian. In order not to confuse the reader when
migration. comparisons are made, the periods in this study are
154 Sophie Bergerbrant

mainly contemporary with the central European Middle Anthony, D. W., 2007, The Horse the Wheel and Language: How
Bronze Age, the time period between 1600 and 1300 BC, Bronze-Age Riders From The Eurasian Steppes Shaped The Modern
which is described as the Middle Bronze Age regardless World, Princeton.
of which area is being discussed. This may be justified Bader, T., 1991, Die Schwerter in Rumnien (Prhistorische
by the fact that so many traits and structures are similar Bronzefunde Ab. IV Band 8), Stuttgart.
around Europe during the time in question and many Bergerbrant, S., 2007, Bronze Age identity: Costume, conflict and
changes happen more or less simultaneously in dierent contact in Northern Europe 16001300 BC, (Stockholm Studies
regions. For a discussion of when the Bronze Age starts in Archaeology 43), Lindome.
Bergerbrant, S., 2009, Genus, identitet och kulturtillhrighet under
in Scandinavia and what dierent terminological criteria
ldre bronsldern i Sydskandinavien: Ett diskussionsinlgg
we should use see Bergerbrant 2009.
om hur vi ser p bronslderns brjan. In Bratteli, T. (ed.), Det
5 Reference to Ke XXXX (Ke followed by 4 dierent digits)
10:e Nordiska bronsldersymposiet Trondheim 5.8. 2006 (Vitark
are the number they have in the catalogue of Aner, E. and
Acta Archeaologica Niedrosiensia),Trondheim, 116 123.
Kersten, K. dierent volumes. Bokelmann, K., 1977, Ein Grabhgel deer Stein- und Bronzezeit
6 Bader mentions the short swords found in a burial in bei Rastorf, Kreis Pln. Oa 34, 9099.
Rastorf, Schleswig-Holstein, but according to Bokelmann Bradley, R., 1998 (2nd edition), The Passage of Arms: An archaeological
and Vandkilde it is a sword of Rastorf-Roum type analysis of prehistoric hoards and votive deposits, Oxford.
(Bokelmann 1977, 96; Vandkilde 1996, 226). The find Cassel, K., 2008, Det gemensamma rummet: Migrationer, myter och
from the settlement is from Donja Dolina, in present day mten (Sdertrn Archaeological Studies 5), Stockholm.
Bosnia (Vogt 2004, 26). Chapman, J. and Hamerow, H. (eds), 1997a, Migration and
7 In Valsmagle, Zealand, two hoards have been found. Invasions in Archaeological Explanation (British Archaeological
These two hoards contain a specific type of style and the Reports International Series 664), Oxford.
hoards have given its name to specific type of objects Chapman, J. and Hamerow, H., 1997b, Introduction: on the
carrying a specific type of ornamentation. The dating of the move again migrations and invasions in archaeological
Valsmagle type objects has long been debated, however explanations. In Chapman and Hamerow 1997a, 19.
Vandkilde (1997, 159) has shown conclusively that that Engedal, ., 2005, Blindheimsverdet eit bidrag til det
these types of objects belong to period IB. europiske sverdets historie. In Goldhahn 2005, 601619.
8 The term multi-type hoard refers to an assemblage Fontn, D. R., 2002, Sacrifical landscapes: Cultural biographies
containing more than one artefact category (cf. Vandkilde of persons, objects and natural places in the Bronze Age of
1997, 33). Southern Netherlands, c. 2300600 BC, Analecta Praehistorica
Leidensia 33/34, 1392.
9 For examples see Kristiansen 2008 or read about the Lady
Goldhahn, J. (ed.), 2005, Mellan sten och jrn: Rapport frn det 9.e
of the Lake (e.g. in Bradley 1998, 13).
nordiska bronslderssymposiet, Gteborg 20031009/12, (Gotarc
Serie C. Arkeologiska Skrifter 59), Gteborg.
Harding, A., 2006. What does the Context of Deposition and
Frequency of Bronze Age Weaponry Tell Us about the
Acknowledgements
Function of Weapons?. In Otto et al. 2006, 505513.
I would like to thank the editors for inviting me to Harding, A., 2007. Warriors and Weapons in Bronze Age Europe
contribute to this volume, and for their insightful (Archaeolingua Series Minor 25), Budapest.
comments which undoubtedly improved the text. Kemenczei, T., 1991, Die Schwerter in Ungarn II (Prhistorische
I would also like to thank Dr Kristin Bornholdt Bronzefunde Ab. IV Band 9), Stuttgart.
Kristiansen, K., 1983, Kriger og hvdinger i Danmarks
Collins for her invaluable assistance in improving
Bronzealder: Et bidrag til bronzealderssvrdets kulturhistorie.
the language of the article. In Stjernquist, B. (ed.), Struktur och frndring i bronslderns
samhlle: Rapport frn det tredje nordiska symposiet frn
bronsldersforskning i Lund 2325 maj 1982 (University of Lund
Institute of Archaeology Report Series 17), Lund, 6387.
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Alsmark, G., Kallehave, T. and Moldenhawer, B., 2007, Archaeology), Cambridge.
Migration og tilhrsforhold. In Alsmark, G., Kallehave, Kristiansen, K., 2002, The tale of the Sword Swords and
T. and Moldenhawer, B. (eds), Migration och Tillhrighet: Swordfighters in Bronze Age Europe, Oxford Journal of
Inklusions- och exklusionsprocesser i Skandinavien (Centrum fr Archaeology 21(4), 319332.
Danmarksstudier 15), Makadam, Gteborg, 722. Kristiansen, K., 2008, From memory to monument: the construction
Aner, E. and Kersten, K., 1977. Die Funde der lteren Bronzezeit of time in the Bronze Age. In Lehor, A. (ed.), Construire le
des nordischen Kreises in Dnemark, Schleswig-Holstein und temps. Histoire et mthodes des chronologies et calendriers des
Niedersachsen. Volume 3, Neumnster. derniers millnaires avant notre re en Europe occidentale. Actes
Anthony, D. W., 1990, Migration in Archaeology: The Baby du XXXe colloque international de Halma-Ipel, UMR 8164, 2006
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92(4), 895914. Lomborg, E., 1960, Donaulndische Kulturbeziehungen und
Anthony, D. W., 1997, Prehistoric Migration as social process. die relative Chronologie der Frhen Nordischen Bronzezit,
In Chapman and Hamerow 1997a, 2132. Acta Archaeologica 1959, 51146.
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Lomborg, E., 1969, Den tidlige bronzealders kronologi. Et forsg Tilly, C., 1978, Migration in Modern European History. In
p at fastlgge grnsen mellem perioderne I og II, Aarbger McNeill, W. H. and Adams, R. (eds), Migration: Patterns and
for Nordisk Oldkyndighed og Historie 1968, 91152. Policies, Bloomington and London, 4872.
Mozsolics, A., 1967, Bronzefunde des Karpatenbeckens Vandkilde, H. 1996, From Stone to Bronze. The Metalwork of the
Depotfundhorizonte von Hajdsmson und Kosiderpls, Late Neolithic and Earliest Bronze Age in Denmark (Jutland
Budapest. Archaeological Society XXXII), Aarhus.
Otto, T., Thrane, H. and Vandkilde, H. (eds), 2006, Warfare and Vogt, I., 2009, Der bergang von der frhen zur mittleren Bronzezeit
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P. (eds), Anodos Studies of the Ancient World 45/20042005, swords: A hoard with eight short swords from the Early
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12
Long and close distance trade and exchange beyond
the Baltic Coast during the Early Iron Age

Jutta Kneisel

Introduction Marian Kwapiski (i.e. Kwapiski 1999; 2007). The


This paper focuses on ornamented lids found within overall number of lids is barely measurable, but the
the realm of the Pomeranian Culture and neighbouring following analysis relies on 1200 items, 500 of which
regions. The Pomeranian Culture is one of several are ornamented.
Iron Age-Groups in the nothern part of Poland. It The next paragraphs briefly introduce the phenom-
is localized northeast of the groups of the Lusatian enon of face urns in general, their distribution and
Culture, between the Baltic Coast, the River Vistula use within the funerary context in order to provide a
in the East, Varta River in the South and does not deeper understanding of the lids special role outlined
quite reach the Odra River in the West (e.g. van den in this article.
Boom 1980/81, 241, fig. 2). The Pomeranian Culture
is known for its face urns which appear alongside
unfaced urns. About 2000 face urns are published so
far (e.g. Kwapiski 1999 and 2007). Chronologically Face urns
we are dealing with the time span between the later The Polish face urns of the Iron Age are part of the
Hallstatt-time (end of Ha C) and the beginning of phase Pomeranian Culture, which sometimes is also termed
La Tne A (c. 7th5th century BC, see Jensen 1997; as Face Urn Culture (Gesichtsurnenkultur). Face urns
Trachsel 2004) with a distinct climax in phase Hallstatt are so called because of their more or less distinct
D (c. 620530, see Jensen 1997; Trachsel 2004). anthropomorphic ornamentation (eyes, eyebrows,
The lids belong to grave pottery of multiple burials noses and ears, rarer a mouth, hair or a chin). Typical
in stone cists from small cemeteries of not more than decoration elements are pierced ears, protruding
20 graves. To understand them, we must first take a eyebrows and nasal applications, as well as incised
closer look at the urns, the greater number of which eyes on the upper part of the vessels body. 1300 urns
depict anthropomorphic ornamentation or pictographs have been published so far and form a sucient data
of jewellery and weaponry giving them a human set for the following work. Kwapiskis catalogue (1999
appearance (so-called face urns, see below and e.g. and 2007) includes aside from anthropomorphic urns
La Baume 1963; uka 1966; Kneisel 2002; 2005; 2012). vessels with specific ornamentation or figurative
The ornamented lids are frequently found together motifs, as well as some ornamented lids. His catalogue
with face urns but occasionally also with faceless consists of 3000 artefacts, in total about 2000 urns.
vessels. The long history of research (e.g. Reusch 1724; The facial features may be outlined in a naturalistic
van den Boom 1980/81) about these lids and their or a purely abstract manner and can be found in a
specific characteristics implies many specimens coming great variety of combinations. Hands and arms are
from antiquarian ensembles, without information less frequent.
about their context of provenience. These items are A considerable number (approximately 300 urns)
published as single finds in the latest catalogues by display jewellery and weaponry as well as scenic
12. Long and close distance trade and exchange beyond the Baltic Coast during the Early Iron Age 157

designs on shoulder and neck of the vase. These grave inventories, we find dierent kinds of urns: those
pictographs can be linked to actual metal objects such displaying a facial likeness and/or pictographs and
as needles, fibulae, ring-neck-collars (Ringhalskragen), those having no decoration at all. Furthermore it can
combs, spears, and shields. Sometimes the pictures be observed that cremation remains vary considerably
have been strongly abstracted to so-called ideographs. with regard to age and gender. Anthropological
The imagery is often linked to fauna and flora, showing analyses often revealed mixed human ashes (i.e.
for example dierent kinds of animals such as horses, Gadykowska-Rzeczycka 1968; 1974; 1979; Fudziski
deer, birds and dogs, and furthermore plants, wagons and Gadykowska-Rzeczycka 2000; Fudziski and
and human figures as part of a scenic representation Ronowski 2002), so it is obvious that one urn may
on the body of the vessel. well hold more than one individual or rather parts of
Several patterns cannot be linked to any part of other individuals.
material or mental culture and are generally referred The analyses also brought to light that a mature
to as logographs (e.g. Kneisel 2005, 640643). Another or senile male was frequently buried at the far end
sort of ornamentation on the urns may have been of the stone cist chamber, so it is not farfetched to
purely decorative and is common within neighbouring assume a burial custom distinctly motivated by
cultural groups. social dierentiation (see for further elaboration on
The picto- as well as the ideographs can be separated social implications: e.g. Kneisel 2002; 2005). Vessels
into male and female attributes or garb, the former containing children are often smaller than those of
represented by weaponry and/or two parallel needles, adults (e.g. Kneisel 2012).
the latter by jewellery (e.g. La Baume 1963; Kneisel In addition to the few anthropological gender
2002). determinations, it is possible to take into account the
The relative lack of burial objects accompanying ornamentation on the outside of the urn. Analyses
these cremations makes it dicult to give a precise show that the incised jewellery is still mostly linked
chronology. Some of the fibulae and more prominently to female, and incised weaponry to male, burials.
the pictographs point to phase Hallstatt D and the Jewellery and weaponry are mutually exclusive. But
beginning of La Tne A. La Tne B does not feature the because of the sometimes mixed burials, it is better to
face urn as part of the burial custom any more. speak of a pattern of attributes (Ausstattungsmuster)
solely relating to the urns outer appearance instead
of the buried person (e.g. Kneisel 2002).

Distribution
The face urns range from northern Poland along the
coast of Gdask to the river Varta. Along the Baltic The lids
Coast and in the Kashubian Lakeland the sites lie The design of Pomeranian lids diers from that of other
close together, sometimes as close as only a few Iron Age urn-lids. Neighbouring regions use upside-
kilometres. down bowls or plates to cover the urns (Lusatian
Another concentration appears to the North of the Culture), and stone- or lime-slates serve the purpose
Note between the Pia and the Vistula bend near the in northern Germany (e.g. Hingst 1974; Kaiser 2003).
town of Bydgoszcz. Further south, face urns are less Only the Pomeranian Culture has these exceptional
frequent, but may be found as far as Silesia. These two lids which do not have a parallel in vessel forms,
areas of concentration coincide with the distribution and their appearance allows no other interpretation
of ornamented lids. than their use as lids. The lids are flat or domed with
a plug or a fold around the edge, and some of them
even have brims. Three major types of lids (Fig. 12.1)
can be distinguished: cap-like lids, lids with plugs
Burial custom and those with folds around the edge (e.g. La Baume
Face urn graves appear as rectangular stone cists 1956, 122, fig. 14). The cap-like lids usually look like
with a central chamber walled by flagstones and inverted bowls mostly with flat bottoms, they sit on
covered by cobblestones. The entrance area also used top of the urn and enclose the outside of the vessels
flagstones and densely packed cobble stones. The cists upper part. The plug-lids are put inside the vessels
are usually oriented northsouth with the entrance neck, in such a manner that the brims sit on the urns
facing South (e.g. Kneisel in press, figs 211218). One rim. The lids with a fold lie on the rim. In contrast to
grave may hold up to 20 urns but the average burial the plug-lids the inner fold is always shorter than the
consists of 46 urns. If we take a closer look at the outer rim of the lid (Fig. 12.2).
158 Jutta Kneisel

include finds from outside Pomerania, which were


connected with face urns1.
Lids with plugs are by far the most frequent lid
form associated with face urns, followed closely by
those with folds. Cap-like lids are very rare; they are
more commonly found together with faceless urns
and hardly ever show any ornamentation.
The dierent phenotypes of lids cannot be linked to
any sort of attribute pattern, save for one special kind
resembling a rounded cone (sugar loaf shaped). These
lids are frequently found together with weapons and
the male attribute pattern. The association with face
urns gives a second connotation to the lids as they
assume the characteristic of a headpiece (rather than
just sealing the urn).

The lid ornamentations


Figure 12.1 Dierent types of lids after La Baume 1956, Abb. 14. The ornaments are mostly found on the lids upper
A cap-like lids; B plug-lids; C fold-lids. surface; ornaments on the edge or brim are very rare
and will not be taken into further consideration. The
ornaments have been classified according to their kind,
style and form.
The ornamentation kind (Fig. 12.3) defines the
distribution of the pattern on the lids surface. The
ornaments may be arranged as solitary pictographs,
alternatively they can divide the surface into halves
or quarters, symmetrically as well as asymmetrically.
The patterns take on the form of wheel spokes (35
crossing lines), coronae (more than 5 crossing lines),
arrows, as well as a so-called Troddel-Fransenmuster
(tassel-fringe-pattern). Extraordinary patterns involve
stars, total surface patterns and concentrically arranged
decoration elements.
The ornamentation style (Fig. 12.4) describes the
dierent ways to create the pattern, that is with plain
incised lines, dotted lines, and lines with supplementary
dashes at the ends. Furthermore there are filled lines
and patterns resembling a fir branch (Tannenzweig).
The ornamentation form refers to the number of lines
used to build up the pattern.
Between these categories, multiple combinations are
possible, thus the same ornamentation kind may make
use of one to three or more lines done in the same style.
Figure 12.2 Technical details of Pomeranian lids. Above: plug-lids.
Combination tables can be used to describe every lid
Below: fold-lids. The top surface may be flat or domed, others might variety. For example, Figure 12.5 shows a symmetrical
be cone-shaped. The ornamentation appears only on the top side. pattern, dividing the lid surface into quarters (henceforth
referred to as symmetrical four-section-ornamentation).
The use of such combinatory analysis gives not only
The following analyses comprise 1200 lids, 500 of the possibility to single out lid types, but also to
them with ornamentation (i.e. Kneisel in press, 397), investigate their spatial distribution. Furthermore the
and are chiefly based on Pomeranian lid finds (between use of numbers and letters to distinguish kind, style
the Baltic sea and the River Note), but they also and form paves the way to analyze even the single
12. Long and close distance trade and exchange beyond the Baltic Coast during the Early Iron Age 159

Figure 12.3 Schematic drawing of the dierent ornamentation kinds.

Figure 12.4 The dierent ornamentation styles.


160 Jutta Kneisel

discrete ornamentation elements and compare their


regional distribution.
The scope of this minute analysis, which renders

Figure 12.5 The representation of the four-section-ornamentation. The ornamentation style is divided in lids with or without a central indentation.
more than 250 lid variations, is therefore not to link
each of them to a certain type, but to present the
whole range of variations for further investigation. The
example of Figure 12.5 the symmetrical four-section-
ornamentation is the commonest ornamentation
kind, followed by the corona, the wheel spokes and
the tri-section-ornamentation.
As for the ornamentation style, the plain incised
line is the most frequently used stylistic element,
while the above mentioned filled line or the line with
supplementary dashes are comparably rare.
The most common number of lines (ornamentation
form) is the simple, single line. It is even possible to
state that the more complex a decoration pattern gets,
the fewer lines are used to draw the pattern which
is most likely due to a problem of space (i.e. Kneisel
2012, figs 229 GH).
A certain connection between the aforementioned
symmetrical four-section-division of the lid and the
male attribute pattern can be observed, whereas the
female attribute pattern seems to be associated with the
tassel-fringe-pattern and asymmetrical four-section-
ornamentation (i.e. Kneisel 2012 386389).

Spatial distribution patterns of the lids


Some of the ornamentation elements show very
significant spatial limits, especially the stylistic element
of the filled line and the line with ornamented endings.
The filled line is found mostly alongside two major
river routes. The first route starts east of the Vistula
bend, follows the Note and the Gwda to the river
Parsta. The other one begins at the Vistula delta
and runs along the coast of the Baltic Sea, c. 2030km
inland, following several small rivers until it finally
reaches the Reda River and the Baltic Sea. The area
between the Vistula and the Gwda remains untouched
in this respect.
Incised lines with supplementary endings are limited
to the burial sites found in the region between the
Vistula to the east and the Parsta to the west. On
the other hand, this style is rarely observed further
south near the Note and is even completely absent
in the area to the east of the river eba. Alongside
the river eba, which flows into the Baltic Sea, this
style is fairly common, though.
The fir branch ornaments are a little more widespread The dent ornament and the tassel-and-fringe-
than the other two styles but all of them are found patterns as well as the asymmetrical four-section-
around the Bay of Gdask. ornamentation are limited to the Kashubian Lakeland
12. Long and close distance trade and exchange beyond the Baltic Coast during the Early Iron Age 161

and the adjacent areas to the north and east, meeting The measurement of distances between the lids
the Baltic Sea at the Bay of Gdask. Mapping the sites of the lids, we are immediately
Other motifs, such as certain wheel spokes patterns aware of their distribution along a general axis going
(RK4), tri-secting motifs (DR6; DR8) or the four- from north to south. This linear distribution pattern
section-ornamentation (VR8) are strictly limited to can be observed more than once and will therefore
the Kashubian Lakeland, whereas yet another motif be closely looked at in the following sections of this
from the latter group (VR9) seems to belong to the text.
region around the Vistula bend. To be able to fully grip the significance of these linear
One special type of pattern a tri-section resembling patterns, it is necessary to get a correct measurement
a T (DR2f) is bound to the region North of the of the distances between the dierent sites. A GIS was
Kashubian Lakeland. utilised to buer the places with a 812km radius
Analysing the ornamentation applied to the lids, I (Fig. 12.6). If two buers touch or overlap each other,
have been able to observe minute distribution patterns, the distance between the places lies between 16 and
similar to those derived from the analysis of the 24km. The chosen maximum of 24km is known as the
imagery on the urns themselves (e.g. Kneisel 2001). Roman iter iustum and shall serve as a mark for a daily
However, the much greater frequency of the lids allows walking distance carrying a military pack.2
a better insight into the regional dierences than the The linear patterns emerge when connecting all the
decorated urns do. sites lying within this maximum walking distance.

Figure 12.6 Mapping of lids decorated with the ornamentation style lines with supplementary lines at the end. The discrete find-places
are buered with a diameter of 12km.
162 Jutta Kneisel

Usually, one would expect the distribution pattern to patterns. Only the four-section-ornamentation is so
resemble point clouds (e.g. Zeeb-Lanz 2003) which are frequently found to the northeast of the Kashubian
totally missing in our case. Instead, four linear patterns Lakeland, so that no linearity could be made out.
can be distinguished (Fig. 12.7): South of the area, however, sites once more lie within
a distance of 24km from one another.
(A) One line from north to south, running parallel Other ornamentation forms or styles produce similar
to the Vistula River at the Eastern rim of the distribution lines, mostly to the east of the Kashubian
Kashubian Lakeland. Lakeland, parallel to the Bay of Gdask (i.e. Kneisel in
(B) One line taking on a northwestsoutheast direction, press, fig. 299). The most important connections are
from the Vistula delta to the Lakeland, until shown all together on a map (Fig. 12.8). This map gives
reaching the Baltic Sea. a very good representation of the ecological settings
(C) One line lying more to the South, but running beyond these distribution patterns, as for example
otherwise parallel to (B). It starts at the Vistula the Southern distribution area demonstrates, lying to
bend, crosses the Drawskie Lakeland and reaches the North of the river Note, just at the edge of the
the Baltic Sea. river valley.
(D) The fourth, very short line, follows the Note. Looking at the distribution patterns as a whole, four
major directions may be identified, each connecting the
It is extraordinary to see that the same ornamentation Baltic Sea with the great river systems of the Vistula
styles are rarely found outside these linear distribution and Note in the south.

Figure 12.7 Linear distribution of several styles. The find-places which are 1624 km apart from one another (buered with a radius of 812
km) are connected by lines. In the area of the Bay of Gdask the connection between the places featuring the four-section-ornamentation
(VR) was left out. AD indicate the dierent routes described in the text.
12. Long and close distance trade and exchange beyond the Baltic Coast during the Early Iron Age 163

Figure 12.8 All linear distribution of styles on a high-level map.

Communication and contact areas The second model serving as interpretation basis
The analysis outlined in this paper utilized two for the analysis of the lids is the exchange model
communication models. by Karl Polanyi (e.g. Polanyi 1957; see also Renfrew
The first by Martin Wobst (e.g. 1977) states a direct and Bahn 1996, 354). This model defines dierent
linkage between style, communication and identity, relationships between groups of similar or dissimilar
a relation which needs a little further explanation. significance that are based on the distribution of goods
Following Wobst, style may consciously or un- and bilateral transactions. These models also describe
consciously be the bearer of information as part of dierent levels of exchange, relating to the settlement
a larger communication network. National dress in structures and the centrality of places (reciprocity,
former Jugoslavia for example conveys identity and redistribution and market exchange). The custom of
group aliation. Depending on the way the style is exchange between the groups is in any case bilateral,
worn or the information conveyed, it may relate to a but the significance or emphasis on one side or the
region, a subregion, a valley, a village or an event. It other may dier considerably.
may even relate to the social standing of one individual Style, as well as exchange, requires communication.
within the smallest social unit (Wobst 1977, 336 Tab. Communication between individuals implies almost
II). Identity or group aliation may also be linked always the exchange of knowledge. And as already
to dierent pottery styles, thus forming the base for stated above style furthermore conveys information
regional categorization of such assemblages (e.g. Zeeb- or content regardless of whether the sender or recipient
Lanz 2003; Furholt and Stockhammer 2008). is aware of it or not (e.g. Wobst 1977, 321).
164 Jutta Kneisel

The ideal case would be that the sender communicates spread in a linear way (Fig. 12.8). Therefore we may
in every direction. With regard to communities, that assume that the conveyance of these ornamentations
would make the communication content spread occurred in only two directions and more or less
towards the environment in concentric circles. The bypassed the surrounding communities. Theoretically
areas within these circles could be defined as contact such a linear distribution pattern would most likely
areas or contact zones. The farther from the centre, develop in connection with the distribution of resources
the less content reaches the edge of the contact zone, (e.g. by road or river), which also influenced the area
the fewer artefacts are to be expected. This model where the founding of settlements took place (e.g.
however does not apply to the real world since Haggett 1973, 119). Linear communication follows
communication is determined by various parameters, similar rules as directional exchange systems. Trade,
the most important of them being the boundaries built exchange and the exploitation of natural resources
by the natural environment. These limiting factors vary may provide a possible explanation as well as the
communication in only a few possible directions with utilisation of roads.
varying impact.
Another parameter that constrains or expedites the
possible spread of content could be the availability of
resources, so that the communication in the direction Amber
in which a desired good is accessible is stronger than Amber is an important natural resource at the Baltic
in others (e.g. Haggett 1973, 119; Bernbeck 1997, 169). Coast, especially in the region around Kaliningrad
The directional communication patterns could be and the Bay of Gdask. More than 4000kg per year
influenced by resource deposits, trading goods, as well might be found on the shore even until recently (e.g.
as political and/or religious central places. Last but not Jensen 1982, 14). Amber can be found in various areas
least the catalysing factor of a well developed route between the Baltic and North Sea and England, but the
system should be taken into account. Communication findings around Gdask are by far the greatest and
implies mobility of things and people and spreads outshine all other places where amber might wash
faster by moving along established routes than away ashore. Amber plays a minor role in the inventories
from them. of the Pomeranian Culture and it is limited to a small
Comparing these communication patterns with urn group around the Kashubian Lakeland, where it
style, it is possible to make the following reflections. is part of large ear decorations including glass beads
Styles of ornamentation, the manner of application and and bronze as well (e.g. Andrzejowska 1981). To the
the combination of dierent patterns might be similar east and south it seems to be wholly lacking. Even the
within small communities. The knowledge about these sphere of the Lusatian Culture shows only few amber
ornamentations follows ways of communication and finds, even though this might be at least partly due
exchange. It should follow that groups living closer to the bad preservation (e.g. Rottlnder 1978; Markov
together apply the same style, whereas groups living 2003, 352 map 2).
farther away maintain quite a dierent style. This is also The Lusatian Culture settlement of Komorowo,
true for the intensity of communication and exchange district Szamoutly in Greater Poland should be
between the groups and thus between sites. The mentioned though (Fig. 12.7; i.e. Malinowski 2006).
direction of communication is determined by factors The settlement is situated near the burial site of
such as the natural setting. Any distinct anomaly in Gorszewice (e.g. Gedl 1991). It dates back to Hallstatt-
this pattern would need further investigation. time and presents extraordinary amounts of amber
GIS mapping presents contact areas and com- raw and partly processed (e.g. Malinowski 1971) by
munication zones in relation to the decoration of far more than what would be necessary for a small
the lids. It is shown in the article that, due the community. Therefore the material should most likely
dierentiation of several ornamentation groups, close be considered as trade good. This interpretation carries
contacts between single sites took place (i.e. Kneisel greater weight when considering that Gorszewice held
2012, figs 232256). Buering takes the analysis one the richest graves with imports from the southern
step further as it visualises the contact area around Hallstatt Culture. Some of the metal types found
the sites to reveal possible communication nodes (Fig. there have not yet been found farther North (e.g. Gedl
12.6). As mentioned above, the buer is at most 24km 1991). Amber from the Baltic Sea spreads as far as the
wide, staying within the realm of a days march. Mediterranean, especially to Italy and the Balkans (e.g.
Some of the decorations of the lids meet exactly the Negroni Catacchio 1993, 191; Palavestra 1993).
expected group distribution with irregular borders (see To conclude, we could say that amber is a natural
above), whereas the elements of some ornamentation resource having its origin at the Baltic Sea and one
12. Long and close distance trade and exchange beyond the Baltic Coast during the Early Iron Age 165

major deposit around the Bay of Gdask. However, settlements may have been oriented along such
the most significant finds come from the site of presumed trading routes.
Komorowo, which lies farther South close to the Vartas The analysis of decorative elements of lids can
major river systems. The settlement of Komorowo lies serve as an indicator for close distance exchanges
on an island and presents large amounts of raw and along certain trade routes. The most probable trading
processed amber. In addition the exceptional nearby good in our case is amber, which must have also
cemetery of Gorszewice includes a lot of Hallstatt been the reason for the roads being oriented along
import from the south. a northsouth axis connecting the Baltic Sea with
the southern European sphere. Several settlements
indirectly represented by burial sites were bordering
these routes at a distance of a days march from one
The context of long and close distance trade/ another. The routes passed over the otherwise sparsely
exchange populated Kashubian Lakeland. The trading network
The material analysed in this paper consists of began and ended at the Vistula, a fact that cannot
ornamented lids limited to burial sites. Settlements are be considered purely accidental. The access to the
rare and show totally dierent inventories of pottery. Vistula river system and to the material amber also
The cemeteries of the area, with around 4 to 6 urns implies long distance exchange with centres of amber
per grave and not more than 20 graves per site, can processing and trade, as for example Komorowo, the
be undoubtedly linked to small burial communities faktoria na szlaku bursztynowym (trading-post on the
of similar size. The organisational structure of the amber-route e.g. Malinowski 2006), to Europe and
settlements may be assumed to be also based on small further to the South.
units (households, small villages). Another possibility The contact and communication zones outlined by
could be that larger villages used several burial sites the analysis of dierent lid ornamentations mirror a
according to specific social patterns. Since we do not small scale exchange system (Baltic Sea Kashubian
have traces of any larger village in the area of the Lakeland Vistula bend). The face urns or Pomeranian
Pomeranian Culture, this seems rather unlikely. Culture are indicated as an origin of the amber trade
Provided that we may equate burial communities towards Southern Europe (Fig. 12.10). Settlements like
with the settlement communities, similar pottery Komorowo and the rich burial site of Gorszewice,
styles on burial sites may indicate close contacts/ which do not belong to the Pomoranian Culture,
communication between the respective groups. suggest that this trade had been controlled from
The linear contact zones presented in this paper farther South. So we can assume that the people who
seem to be part of a larger network of trading routes, are buried in face urns and stone cists are a part of
used to move goods between the Baltic Sea and the the greater exchange routes from the Baltic Sea to the
Note River. These routes were presumably used to far Southern Europe, but do not benefit from these
trade amber. The hypothesis of areas of linear contact trading connections. Southern imports come only
indicating a trading route, which passed over the as far as Komorowo/Gorczewice. The question now
ridge of the Kashubian Lakeland, is supported by the should be: were there other commodities making their
regular distribution of sites at a distance of at most way towards Pomerania? On one hand there are glass
24km (a days march carrying heavy equipment, see beads with a possible South-eastern provenience (e.g.
the discussion above). Malinowski 1990, 113), on the other there is a very small
There is no direct evidence that face urns were distribution of nearly 30 cowries at the periphery of the
traded along these routes as well, but some stylistically Kashubian Lakeland, to the West of the Vistula delta
very similar urns seem to imply this possibility. Several (Fig. 12.9). Their finding places are all along the rim
groups of strikingly similar vessels are known from of the Kashubian Lakeland and seem to point towards
burial sites less than 12km apart from one another (i.e. long distance trade (Schnfelder 2001, 319 fn. 66; fig.
Kneisel 2012, fig. 190). Of course, social factors, such 12.7; Dudeck 2005, 58).3 Besides this material evidence,
as marital connections, could also explain stylistic we can record some immaterial influence within the
resemblances (e.g. Bernbeck 1997, 159163). The spatial cultural realm of the face urns connected to the warrior
linearity of the communication process would remain imageries equipped with wagon, horse and two spears
unaected in that case. (e.g. Kneisel 2005) which clearly imply the warrior ideal
The analysis presented in this paper is not based on of the eastern Hallstatt Culture (e.g. Kneisel in press).
the mapping of settlements, but of burial sites, which Even the custom of burying cremated remains inside
can only be indirect indicators for the postulated a face urn may have been conceived in regions as far
trading route network. However, the corresponding away as central Europe and Scandinavia; proof once
166 Jutta Kneisel

Figure 12.9 The distribution of cowries in Pomerania (kindly Figure 12.10 Distribution of amber finds in Middle Europe in
outlined by Stefan Dudeck). Hallstatt Period after Stahl 2006; Markov 2003.

again the far-reaching communication network of the Notes


1 The recently published material in the second catalogue
Pomeranian Culture.
of Marian Kwapiski (2007) with about 90 newly recorded
Only a small part of this exchange network could lids could not be taken into account in the current
be touched upon in this paper. The network comprises study.
substantial commodities such as amber, cowries and 2 Roman soldiers marched fully equipped 20 to at highest
glass beads but also immaterial goods like the ideal of 26km per day, less equipped accordingly more (e.g.
the warrior or the use of house urns. So even if no metal Junkelmann 1986, 233 .).
goods during the change from Hallstatt C to D period 3 Only two kinds of cowries are endemic at the Mediterranean
arrived in the area of the Pomeranian Culture, and the Sea, but those kinds from the Pomeranian Culture seem
transfer of amber to the South was regulated by other to come from the Indian Ocean or Pacific. Unfortunately,
groups, we found the same pictograms (incised on the the archaeozoological investigations were carried out
in the 19th century and the few published pictures hint
surface of the urns) as in southern Germany, Hungary,
only at a Far Eastern origin. For discussion and further
Slowenia or Italy. There also appear within the
bibliography see Kneisel 2007. Only one cowry from Halle
Pomeranian Culture some house urns, a phenomenon is known from the Hallstatt Period D in Germany. It is an
which reaches from Italy to Scandinavia and Middle area where face urns are also known (e.g. Sabatini 2007
Europe (e.g. Sabatini 2007 and in this volume), so that and in this volume). Some more cowries appear during
the people in the far north of Poland seem to be a part La Tne A/B in Southern Germany (i.e. Schnfelder 2001,
of a more widespread cultural sphere. 319 f. fig. 7).
12. Long and close distance trade and exchange beyond the Baltic Coast during the Early Iron Age 167

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13
Ceramic technology and the materiality of Celtic
graphitic pottery

Attila Kreiter, Szilvia Bartus-Szllsi, Bernadett Bajnczi, Izabella Azbej


Havancsk, Mria Tth and Gyrgy Szakmny

Introduction 1991; Thomas 1999; Jones 2002b; Parker Pearson 2002;


The Celtic graphitic ware is a widespread, distinctive Scarre 2004).
type of pottery, found in most parts of the Central In this paper we consider that the use of graphite for
European Celtic world. In Celtic research the term tempering Celtic pottery has likely played more than
graphitic ware is commonly used for a special just a straightforward utilitarian role and consider the
typological group of ceramics, the most characteristic evocative ways graphite was used for tempering. By
of which are the situla-like pots or beakers that have a considering graphite from dierent social perspectives
wide mouth, an inverted or swollen rim, accentuated we can gain valuable insight into elements of this
shoulder and a wide, flat bottom. They are typically minerals symbolic and social associations, and the
decorated with vertically incised bundles of lines (e.g. meaningfulness of human interactions with the
Gebhard et al. 2004, 200). material world.
This paper examines the technological aspects
of Celtic ceramics obtained from a settlement at
Dunaszentgyrgy (Hungary) (Figs 13.113.2). They
were examined by using polarising microscopy, X-ray Graphitic pottery of the Celts: a review
diraction (XRD), X-ray fluorescence spectroscopy The importance of graphite in Celtic pottery making
(XRF) and electron microprobe analysis (EMPA). In started during the early La Tne period (e.g. Jerem
this paper we will concentrate on the well-known, yet and Kardos 1985) and became more common during
little-understood graphite-tempered situla-like pots of the early LT B2 (beginning of the 3rd century BC)
the Celts. The possible similarities and dierences of (e.g. Szab et al. 1999, 181). Graphitic pottery was a
graphitic and non-graphitic wares are also examined substantial element of Central European Celtic pottery
in terms of raw material compositions. right up until the decline of the Celtic world (first half
Multidisciplinary research has the potential to of the 1st c. AD in Hungary). Curiously, in contrast
provide valuable insights into social aspects of with many other pottery forms and techniques,
prehistoric graphite procurement and their reasons for graphitic ware was not taken over or adopted for use
manufacturing pottery. It should be emphasised that we by the Romans.
need to move beyond mere functionalist interpretations Archaeological evidence shows that graphitic wares
of pottery technology and raw materials because these were produced in the same kind of pottery kiln as
practices divorce past human interactions with minerals the other types of Celtic pottery: the two-chambered,
from wider cognitive, symbolic, phenomenological and vertical kiln known from numberless Celtic sites in
social contexts. Within pre-industrial societies minerals Europe. This kiln type was suitable for creating the right
are frequently interwoven into not just economic temperature and atmosphere needed to fire graphitic
and material, but also social, cosmological, mythical, ware with the lowest possible loss in graphite content
spiritual and philosophical aspects of life (e.g. Taon (e.g. Kappel 1969, 4547; Duma and Ravasz 1976).
170 A. Kreiter, S. Bartus-Szllsi, B. Bajnczi, I. Azbej Havancsk, M. Tth and G. Szakmny

Figure 13.1 Geographical location of Dunaszentgyrgy in Hungary.


13. Ceramic technology and the materiality of Celtic graphitic pottery 171

Figure 13.2 Geographical location of archaeological sites (circles) and graphite sources (stars) mentioned in the text. 1. Dunaszentgyrgy,
2. Milovice, 3. Gellrthegy-Tabn, 4. Wallersdorf, 5. Drrnberg, 6. Georgenberg bei Kuhl, 7. Manching, 8. Karlstein, 9. Star Hradisko,
10. Aulnat, 11. Basel, 12. Aquileia, 13. Kropfmhl, 14. Sopron-Krautacker, 15. Mnfcsanak, 16. Zalakomr, 17. Passau, 18. esk
Krumlov, 19. Oberstockstall.

The most complex evidence for the manufacturing At this site the pieces of raw graphite and misfired
of graphitic ware was found at Milovice in Southern products also point to local production (Bnis 1969).
Moravia, where a complete potters workshop with a Celtic graphitic ware includes a range of vessel
pottery kiln and a preparatory building was excavated: types, however, among these the situla-like pots are
inside the pit house a large amount of raw graphite the utmost common and other graphitic vessel types
and a lump of already prepared graphitic clay was comprise the minority of the assemblages. Situla-like
found along with a stone board which was most pots have a similar overall look that can be described as
probably used for grinding the graphite. Both in mostly greyish in colour as an eect of reduced firing
the house and the pottery kiln there were sherds of and the distinctive combed decoration if any is present
graphitic wares with misfired products amongst them (e.g. Sauer 1994). Both handmade and wheel-made
(ima 1994). At the oppidum of Gellrthegy-Tabn situla-like pots have similar general characteristics
(Hungary) also several pottery kilns (some of them although they vary from a very poor to a top quality
containing sherds of graphitic wares) were excavated. workmanship in terms of raw material preparation,
172 A. Kreiter, S. Bartus-Szllsi, B. Bajnczi, I. Azbej Havancsk, M. Tth and G. Szakmny

the precise execution of forming, surface treatment and evaluation of finds from Celtic settlements. Within
control of firing. The qualitatively better vessels are the first zone (maximum distance from the nearest raw
smaller and more delicate, frequently decorated with graphite source: 50kms) the proportion of graphitic
intricate combed design (e.g. Trebsche 2003). Lids also wares was about 2057%. In the second (50 to 100km
appear with graphite. They are considered to belong from the nearest source) about 312%, while in the
to the situla-like pot types of the graphitic ware. Lids third (100 to 170km from the nearest source) at an
were wheel-turned and commonly decorated with average of 0.6%. Other researchers pointed out that
concentric ribs and occasionally with stamped motifs the distribution of graphitic wares in Moravia shows
(e.g. Kappel 1969, pl. 29). Other graphitic vessel types a lot more even pattern due to the dispersion of the
include bottles, shallow and deep bowls, plates, cups raw graphite sources, which are not concentrated
and mugs. Spindle whorls were also made from geographically like in Bohemia, but situated along a
graphite-tempered clay (e.g. Kappel 1969, pl. 31 and NESW axis throughout the country (Meduna 1998).
43). Another distinctive group of graphitic ceramics is The form in which graphite was distributed by the
the technical ceramics, which are constantly exposed Celts is a question still in dispute among researchers
to high temperature. For example, in Wallersdorf and there are archaeological proofs for three views
(Germany) a crucible was found with traces of melted (see the lists of Kappel 1969 and Waldhauser 1992).
glass and blowpipes are known from Drrnberg and In the first view pieces of raw graphite were traded
Georgenberg bei Kuhl (both in Germany) (ibid.). A and incorporated into local raw materials to make
number of moulds also have to be mentioned, which vessels. In the second view lumps of graphite clay
were made out of broken sherds of graphitic wares like were imported, which contained naturally present
those at Drrnberg and Karlstein, both in Germany, graphite, while in the third view finished graphitic
and Star Hradisko, in Czech Republic (ima 2002). wares were traded. The most commonly accepted view
The sherds were used for casting money, small metal is the first one, that is raw graphite was traded. In the
discs or rods by engraving the wished form into the most recent study on graphitic wares from Manching
inner surface of the sherd (with traces of gold from it was shown that pottery was made from local raw
Manching in Germany see Kappel 1969). materials and was tempered with graphite from
As far as their geographical distribution is concerned, Kropfmhl, 190 km away from Manching (Gebhard et
Celtic graphitic wares are found at archaeological sites al. 2004, 209). Waldhauser (1992) assumed that trade
in Central Europe from Northern Switzerland to with the raw material itself (either raw graphite or
Transylvania (Rustoiu 1993), from Lower Bavaria to graphite-bearing clay) could be considered only in
Serbia (e.g. Sladi 1986). the vicinity of graphite sources while long-distance
At the present state of research the westernmost trade was primarily for finished products. In Hungary
centre of production seems to be Manching (Germany), lumps of graphite were also found at Celtic sites such
from where graphitic ware was transported in large as at Sopron-Krautacker (Jerem and Kardos 1985),
numbers as far as the river Rhine and there is even MnfcsanakSzeles-dl (pers. com. 2009 Kroly
one rare example at Aulnat (France) (Collis 1976). Tank), ZalakomrAls-csalit (excavated by A. Kreiter
Graphite-tempered vessels manufactured in Tsov in 2006), in the vicinity of Pusztabarcs (Rzss 2002)
were also taken along the river Danube to Basel and also at Gellrthegy-Tabn, the graphite found there
(Switzerland) (Be 1976). J Waldhauser (1992) in is assumed to have come from around Passau (Bnis
his study on Celtic distribution systems of graphitic 1969). At ZalakomrAls-csalit an exceptionally well
wares also mentions a piece of Bohemian origin to preserved pottery kiln was found although none of the
have been found at Aquileia (Italy). Graphitic ware graphitic wares at the site could be associated with the
may be present at any Celtic settlement type such as kiln (Kreiter 2008).
oppida and villages regardless of its size or type. In
considering the number of graphitic wares in general
the closer the settlement is to the raw graphite sources
the proportion of graphitic wares increases (Bohn 1964; Methods and results of analyses
Kappel 1969; Be 1976; Marosi 1987; Meduna 1998; In this research 42 vessels from Dunaszentgyrgy
Dobesch 2002). Graphitic wares can also be found in were examined in ceramic thin sections by polarising
burials as well but in considerably fewer numbers microscopy, X-ray fluorescence spectroscopy (XRF), X-
(Benadk 1961; Trebsche 2003, 6669). ray powder diraction (XRD) and Electron microprobe
For example, Waldhauser (1992, 380381) described analysis (EMPA). The results of petrographic analysis
three zones of distribution of graphitic ware around and XRF, XRD and EMPA analyses are described
Bohemian graphite sources on the basis of the elsewhere together with the instrument parameters
13. Ceramic technology and the materiality of Celtic graphitic pottery 173

(Havancsk et al. 2009). Here only the results are Manching (Kappel 1969). Other traces inside the
presented. An example of the analysed vessel types are vessels such as circular abrasions may be due to the
presented in Figures 13.3 and 13.4. From the samples 19 contact with the utensil used for stirring (e.g. Trebsche
sherds show graphite inclusions in dierent amounts 2003). Smaller, more delicate graphitic wares are
and size ranges. From the excavated material all assumed to be used for drinking (e.g. Kappel 1969,
graphitic sherds were examined. In order to compare 48; Trebsche 2003). In the literature dealing with
the fabric of graphitic and non-graphitic sherds a graphite tempered pottery is often noted that graphite
comparative sample set of 23 non-graphitic sherds was used for tempering because it improves the
was chosen from the same site. From the graphitic toughness of the vessel, makes the vessel stronger and
sherds 16 are from the situla-like pots, 2 storage vessels decreases permeability. Moreover, graphite improves
and 1 bowl. The non-graphitic wares are composed the resistance of the vessel to thermal and mechanical
of biconical cooking pots (4 samples), a small pot (1 stress, increases refractoriness, tensile strength and
sample), a pot (1 sample), a jar (1 sample), a bottle (1 thermal conductivity. It is also highlighted that graphite
sample), bowls with S profile (9 samples), bowls (3 tempered pottery is more resistant to chemical attack
samples), a pot with swollen rim (1 sample), a deep (e.g. Kappel 1969; Duma and Ravasz 1976; Martinn-
globular bowl (1 sample), and a storage vessel (1 Torres et al. 2003; Gebhard et al. 2004; Martinn-Torres
sample). The examined samples came to light from pits and Rehren 2006, 520; Bohn 1964; Frechen 1969).
and none of them were associated with a ceramic kiln. Moreover, recent studies on technical ceramics such
The samples were found in pits and semi-subterranean as laboratory equipment (e.g. crucibles) show that
houses. The results show that graphitic and non- the above mentioned characteristics are particularly
graphitic vessels have very similar compositions in useful when vessels are constantly exposed to high
terms of the very fine and fine non-plastic inclusions. temperature (Martinn-Torres and Rehren 2006).
The raw material was probably locally available Graphite as being one of the most stable minerals
flood-plain sediments from the river Danube, which under high temperatures it does not melt but
is readily available around Dunaszentgyrgy. It seems sublimates only at c. 3500C would contribute to the
that graphitic wares were also locally made and vessels refractoriness (Martinn-Torres and Rehren
local raw materials were tempered with imported 2005, 142). Although the mechanical behaviour of
raw graphite. The data obtained and compared with graphite as ceramic temper is uninvestigated, it can
the geology of graphite mines and mineralogical be assumed that its platy shape and flaky fracture,
composition of graphite-bearing rocks suggest that the together with the toughness of graphite speckles
most potential source for the graphite in the ceramics along the long axis, could make it ideal for preventing
at Dunaszentgyrgy seems to be in the variegated unit crack propagation, as is the case of mica and shell,
of the Moldanubicum (Bohemian Massive), within which also have plate-like structures (Tite et al. 2001;
Czech Republic (possibly around esk Krumlov), Martinn-Torres and Rehren 2005, 142; Feathers 2006).
where mainly biotitic paragneiss, graphitic paragneiss, The expansion and contraction caused by changing
graphitic quartzite, marble and amphibolite occurs temperatures would also be significantly lower in
(Houzar and Novk 2002; Janousek et al. 2008). Near graphitic fabrics (Duma and Ravasz 1976). Graphite
esk Krumlov accessible graphite deposits occur flakes may also enhance the tensile strength of the
in paragneiss and quartzite (Kachlk 1999). These vessels, which is a weakness of ceramics tempered
rocks are composed of quartz, feldspar, mica (biotite, with excessive amounts of non-plastic inclusions
muscovite), sillimanite ( cordierite) and in some cases (e.g. Martinn-Torres and Rehren 2009, 63; see also
kyanite (Janousek et al. 2008). The graphite-bearing Kilikoglou et al. 1998; Tite et al. 2001). Researchers also
rock temper in the Dunaszentgyrgy ceramics contains pointed out that because graphitic wares transfer and
the above mentioned minerals. preserve heat better this makes the use of the vessel
more economic because less fuel is needed (e.g. Kiss
2006; Ferencz 2007). In summary the use of graphite
or graphitic raw material is useful for objects, which
Interpretation are constantly exposed to high temperatures.
The most widely accepted view about the function The results of this study show that Celtic potters
of graphitic wares is that they were used for cooking at Dunaszentgyrgy used graphite for tempering in
and/or storing food, fluids and grains (e.g. Trebsche dierent size ranges (very fine to very coarse) and
2003). The cooking pot assumption is strengthened amounts (traces to very common) and the relationship
by remains of organic residue on graphitic wares, between vessel function and material properties is not
for example, at Gellrthegy-Tabn (Bnis 1969) and clear. In particular, because at Dunaszentgyrgy there
174 A. Kreiter, S. Bartus-Szllsi, B. Bajnczi, I. Azbej Havancsk, M. Tth and G. Szakmny

Figure 13.3 Examples from the examined graphitic (18) and non-graphitic (912) vessels. 18 situla-like graphitic pots, 910 bowls,
1112 storage vessels.
13. Ceramic technology and the materiality of Celtic graphitic pottery 175

are other cooking pots showing no graphite at all. There Gosden 2004; Jones 2007). These studies highlight that
are cases when graphite is present in rare amounts raw materials for making pottery may have had a
or even in traces and it is dicult to ascertain that series of significance, linking an object to other places
rare amounts of graphite increased the thermal and of significance.
physical quality of the vessel. The use of rare amounts The previous section shows that graphite tempering
of graphite gives an impression that its incorporation is particularly suitable for technical ceramics, which
in the fabric of the vessel was more important than its are regularly exposed to high temperature. Because
amount. Several examples highlighted the variability graphite is most commonly used in the situla-like
in the amount and size of graphite in pottery (e.g. cooking pots by the Celts it seems that Celtic cooking
Bohn 1964; Bnis 1969; Be 1987; Gebhard et al. pots were made as if they were technical vessels,
2004). The peculiarity of Celtic graphitic wares is however, it must be noted that graphitic wares are
further highlighted by that graphite temper is mostly only rarely been found in a context, suggesting their
associated with a particular vessel form (situla-like technical use such as metal melting (e.g. Kappel 1969;
pot) and graphite is rarely used in other vessel types ima 2002). Rather graphitic wares including the
including other types of cooking pots. Moreover, situla-like cooking pots mainly appear in household
researchers often note a group of situla-like pots, contexts. Was graphite used for tempering to create
which are referred to as pseudo graphitic wares (e.g. the ultimate cooking pot? This seems unlikely since
Bnis 1969). This group of vessels was made with little during cooking in an open fire the temperature is
amount or without graphite but the vessels look like not as high as would require making a refractory
the graphite-tempered ones. They also have the situla- vessel as is the case for laboratory equipment. The
like shape, and if they are decorated, the decoration, graphitic wares examined in this paper do not show
similarly to graphitic wares, is combed. Even the any signs of cooking (soothing, charred food), but of
coarse and lumpy texture of graphitic wares is copied. course this does not mean that they were not used
Considering the other types of cooking pots and the for cooking. It must be noted that repeated firings
pseudo graphitic wares it seem that at the dierent in strongly oxidising conditions would lead to the
sites functionally equivalent vessels were made from burning away of graphite and subsequent weakening
dierent raw materials. Why take the trouble then to of the vessel (Martinn-Torres and Rehren 2006,
acquire graphite? 520). This view is underlined by repeated re-firing
Recently the social implication of the relationship experiments carried out by the authors in an electric
between artefacts, their technologies and the sites kiln. The re-firing tests in an oxidising atmosphere
or distant lands is also recognised (e.g. Boivin 2004; show that at a relatively low temperature (considering

Figure 13.4 Photograph of one of the graphitic situla-like vessels.


176 A. Kreiter, S. Bartus-Szllsi, B. Bajnczi, I. Azbej Havancsk, M. Tth and G. Szakmny

the refractoriness of graphite) at 600 C the examined argues that material qualities of material culture are
dark grey graphitic wares became light brown and central to how they are used and made meaningful.
the graphite burned o from the exterior and interior For this reason materiality should be treated as a
surface of the sherds. quality of relationships rather than a quality of things
Another important aspect of graphitic cooking pots (Jones 2007, 36). The sensual appeal of objects is
is that cooking, food preparation or storage do not seem situated in a relational system of aesthetic appreciation.
to be advantageous in these vessels. The size of the The multisensory nature of our engagement with the
graphite inclusions in the examined samples are most material world takes on the complexity of emotional
often 1 to 3mm, although in rare cases larger grains are experience (Gosden 2004). This is an important point
also present. The grains protrude from the vessel walls because the perception of material culture would be
and are well visible on both the exterior and interior of subjective and influenced by previous knowledge,
the vessels, even if the surface is smoothed. As a result, experience, memory, tradition or reputation (Martinn-
by touching these vessels the hands become graphitic. Torres and Rehren 2009, 69). The mostly grey, metallic
This phenomenon was highlighted by other researchers appearance and lumpy surface of graphite-tempered
as well (e.g. Ferencz 2007). One may wonder how it vessels clearly gives them a unique appearance,
is possible to use a vessel in which whatever comes which is not characteristic to other vessel types of
contact with the vessel wall, and consequently with the Celts. The notion that graphite-tempered pottery
the graphite, the graphite integrates into the content of performs better may have been related to the external
the vessel, and the content becomes greasy. The point quality of the vessels. Only through constant use and
here is not to argue against the functional suitability of communication between users and potters resulted in
the examined graphite-tempered pots, but to highlight the realisation of the relationship between graphite and
that graphite-tempered wares have several peculiar good performance (Martinn-Torres and Rehren 2006,
characteristics that need to be taken into account. If 520). If at all, since if the vessel is constantly used for
we acknowledge these characteristics we gain a more cooking in an open fire the graphite would burn out
fine-grained understanding of this little-understood and subsequently weakening the vessel. Moreover,
vessel type. graphite also makes the content of the vessel greasy.
To conceptualise graphite-tempered pottery we Nevertheless the acquisition of graphite implies
first consider the visual appeal of the vessels. A large scale exchange, complex social networks, and
recent study concerning Medieval graphite-tempered communications of ideas and spread of technological
crucibles emphasises that even though graphite knowledge. Graphite did not spring from nowhere. Its
enhances the physical and thermal characteristics use as ceramic temper was the result of a considerable
of ceramics, this does not imply that these qualities network of social relations. Within this practice a
were noticed or valued explicitly, not even that the humble lump of graphite is situated in an extensive
good quality was directly associated to the presence web of activities along which action and causation are
of graphite (Martinn-Torres and Rehren 2006, 520). distributed. Material culture is meaningful because it
In fact the assemblages from the Medieval laboratory is constitutive of active networks of social practices.
in Oberstockstall (Austria) shows the presence of non- For example, Shipibo-Conibo (indigenous people in
graphitic crucibles, which were used similarly to the eastern Peru) ceramics production depends upon
graphitic ones (Martinn-Torres et al. 2003; Martinn- remote raw materials, an elaborately decorated beer-
Torres and Rehren 2006). Marcos Martinn-Torres and mug or water jug is, in itself, a geopolitical statement
Thilo Rehren (2009, 67) also point out that even in early about a resource zone to which a potter has direct
modern times the choice for making crucibles was or indirect access (DeBoer 1984, 530). Minerals, once
governed by the colour, texture, plasticity, taste and obtained from their sources, subsequently become
smell of the raw material. These characteristics were the focus of a range of technological procedures that
determined by the senses rather than the composition or often continue to account for the symbolic meanings
physical properties of raw materials. Several examples they possess. Ethnographic and archaeological studies
highlighted that shape, colour and texture together show that technological modifications of minerals, such
with other external qualities, and not necessarily the as stone working and ceramic production, are often
material properties, are the features conditioning the ritualised or symbolically-lade processes that draw
choice of one pottery type or another (e.g. Cumberpatch upon the metaphorical qualities of minerals themselves
1997; Sillar 1997; Longacre et al. 2000; Jones 2004b). (e.g. Sillar 1996; Gosselain 1999; Jones 2002a). Neolithic
Martinn-Torres and Rehren (2009, 69) use the term pottery studies from Orkney, for example, revealed that
materiality to describe the immediately perceptive mineral tempers were obtained from significant places
aspects of an object. Andrew Jones (2004a, 330) also in the landscape that served to articulate expression
13. Ceramic technology and the materiality of Celtic graphitic pottery 177

of social identity and the symbolic reinforcement of Conclusion


links between dierent communities (Jones 2002a; The above section highlighted dierent ways that
Parker Pearson 2004). raw material acquisition can be conceptualised.
A vessel tempered with graphite accumulated a Celtic graphitic wares are ubiquitous at dierent sites
complex biography through its manufacture, and and graphite is mainly associated with a particular
its production may have strengthened social and vessel form that is the situla-like cooking pots. The
production relations between producers, exchange very similarity of these situla-like cooking pots
partners (those collecting/delivering the graphite from interregionally in terms of shape, colour, decoration
the west), and also recapitulated the use and/or role and texture identify these vessels as meaningful for
of the vessel within the community. The connection whatever reason.
between artefacts and the way they are used to make and The meaning of these pots is unknown since they
reinforce connections between people can be examined are found in all contexts and in dierent numbers.
through enchained relationships (e.g. Chapman and Perhaps they conveyed dierent meanings in each
Gaydarska 2006; Jones 2007). Jones (2007, 142) uses case or context. They may have conveyed meaning
the term indexical relationship to assess enchainment about provenance, quality, tradition, technical
between artefacts when artefacts are related by physical performance, fashion or, in the case of raw graphite
similarity or contiguity. perhaps a piece from the land of the ancestors.
A further way to conceptualise graphite-tempered It is clear that there must have been something
pottery is through the technology of enchantment particularly meaningful about graphite that led
(Gell 1992) where the process needed to produce objects Celtic potters to use it as temper, as this would have
and the peculiarity of their sensory impact would involved complex technological knowledge that does
have made public statements within a given social not seem to be particularly ecient: potters had to
arena. In this practice not only the vessels appearance take the trouble of acquiring graphite through long-
was probably effective, but also the idea that the distance exchange, a graphite-tempered vessel had
makers skill represented (the use of graphite requires to be fired in well controlled reduced conditions,
a complex technological knowledge). Chris Scarre and even if they were used for cooking their regular
(2004) emphasises the importance of mineral origins use over open fire would lead the burning away of
in examining human engagement with the mineral graphite. The notion that ceramic tempers might
world. In several cases mineral acquisition involves a have been used by prehistoric peoples for reasons
great deal of eort and it would seem that there is no other than functional is reinforced by this study.
always a good functional reason for the acquisition of The maintenance of material culture production and
a particular mineral, because functionally equivalent its knowledge depends to a large extent on social
objects can be made from locally available raw materials. significance: the greater the social importance, the
Ethnographic and archaeological studies pointed out more accurately it is maintained (Cole and Gay 1972).
that the value of a mineral is very often related to the Even though we may never know the meaning of
journey that was made to acquire it. For example, the the association between graphite and the situla-like
importance of journeying is described by Douglas K. pots the consistent appearance of such vessels with
Charles et al. (2004) who note that the acquisition of graphite temper at every site indicate deliberate social
rare or exotic minerals from far away places during strategies for what and how to reproduce.
the Middle Woodland Period in North America was
also important because of the prestige, power and
esoteric knowledge obtained by journeying. Journeying
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