You are on page 1of 71

g

GE Power & Water


OPERATION AND MAINTENANCE MANUAL

COMPONENT LITERATURE
Rev. : A

Page : 1/71

COMPONENT DEFINITION

GE DEVICE CODE : VA13-1, -2

KKS DEVICE CODE : MBH32AA210, MBH32AA230

DESIGNATION : GAS FUEL PURGE CIRCUIT VALVE

GE PART NUMBER : 381A7159P004

VALVE : FISHER / CV500

ACTUATOR : FISHER / 1052-60

LIMIT SWITCH : CROUZET / SP 3969-10 83.990.129

LITERATURE REFERENCE : D101640X012 + D100319X012 +

SP 3969-10 + CROUZET SWITCH (70 PAGES)

This first page has been added to the component literature by GE for documentation management purposes
OMML_0477__VA13-1-2_A Date: )(%
Instruction Manual CV500 Valve
D101640X012 September 2015

Fisherr CV500 Rotary Control Valve


Contents Figure 1. Fisher CV500 Valve
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Scope of Manual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Specifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Educational Services . . . . . . . . . . . . . . . . . . . . . . . . . 2
Installation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Maintenance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Packing Maintenance . . . . . . . . . . . . . . . . . . . . . . . . . 8
Stopping Leakage . . . . . . . . . . . . . . . . . . . . . . . . 9
Replacing Packing . . . . . . . . . . . . . . . . . . . . . . . . 9
Replacing Retainer, Seat Ring,
and Face Seals . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
Disassembly . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
Assembly . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Replacing Ball, Shaft, and Bearings . . . . . . . . . . . . . 15
Disassembly . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Assembly . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Adjusting Actuator Travel . . . . . . . . . . . . . . . . . . . . 21
Changing Valve Flow Direction . . . . . . . . . . . . . . . . 22
Changing Actuator Mounting Style . . . . . . . . . . . . 23 X0189

Parts Ordering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Fisher CV500 VALVE WITH 2052 ACTUATOR AND


FIELDVUE DVC6200 DIGITAL VALVE CONTROLLER
Parts Kits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Parts List . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

Introduction
Scope of Manual
This instruction manual provides installation, operation, maintenance, and parts ordering information for NPS 3
through 12 Fisher CV500 Cam VeeBallt rotary control valves. Refer to separate manuals for information concerning
the actuator and accessories.

Description
The CV500 CamVeeBall rotary control valve, has a VeeBall style segmented ball in a valve body similar to the V500
valve. The CV500 is a flanged valve (figure 1) with a selfcentering seat, eccentrically rotating Vnotch ball, and splined
valve shaft. Suitable for forward or reverse flow use, this valve mates with a variety of actuators to provide throttling or
onoff service. The flanged valve mates with ASME flanges or EN flanges.

Do not install, operate, or maintain a CV500 valve without being fully trained and qualified in valve, actuator, and
accessory installation, operation, and maintenance. To avoid personal injury or property damage, it is important to
carefully read, understand, and follow all the contents of this manual, including all safety cautions and warnings. If you
have any questions about these instructions, contact your Emerson Process Management sales office before
proceeding.

www.Fisher.com
CV500 Valve Instruction Manual
September 2015 D101640X012

Table 1. Specifications
Valve Sizes J Bidirectional flow is into either side of the Vnotch
J NPS 3, J 4, J 6, J 8, J 10, and J 12 ball

End Connection Style Actuator Mounting


J Raisedface flanges or J ringtype joint flanges J Righthand or J lefthand as viewed from the
(ASME B16.5). Valve bodies with EN flanges also upstream side of the valve
available. Consult your Emerson Process
Management sales office Mounting position depends on the desired open valve
position and flow direction required by operating
Maximum Inlet Pressure(1) conditions
Consistent with applicable ASME B16.34 or
EN 12516-1 ratings Valve Ball Rotation
Counterclockwise to close (when viewed from
Maximum Pressure Drops(1) actuator side of valve body) through 90 degrees of
See tables 2 and 3 ball rotation

Shutoff Classification
Valve Body/Actuator Action
Class IV per ANSI/FCI 702 and IEC 605344, (0.01% of
valve capacity at full travel), for either flow direction With diaphragm or piston rotary actuator,
fieldreversible between J pushdowntoclose
Flow Characteristic (extending actuator rod closes valve body) and
J pushdowntoopen (extending actuator rod
Approximately equal percentage opens valve body)
Flow Direction
Shaft Diameters(2) and Approximate Weights
J Forward (normal) flow is into the convex side of
the Vnotch ball See table 3
1. The pressure/temperature limits in this manual and any applicable standard limitations should not be exceeded.
2. Shaft diameter and spline end must match available shaft diameter of actuator.

Specifications
Specifications for the CV500 rotary control valve are listed in table 1.

Educational Services
For information on available courses for Fisher CV500 valves, as well as a variety of other products, contact:

Emerson Process Management


Educational Services - Registration
Phone: 1-641-754-3771 or 1-800-338-8158
E-mail: education@emerson.com
http://www.emersonprocess.com/education

2
Instruction Manual CV500 Valve
D101640X012 September 2015

Table 2. Maximum Allowable Shutoff Pressure Drops(3)


VALVE SIZE, NPS
TEMPERATURE
VALVE BODY MATERIAL BEARING MATERIAL 3 4 6 8 10 12
_C Bar
-29 to 149 41.4 41.4 41.4 24.1 24.1 27.6
S44004
WCC steel 149 to 204 41.4 41.4 41.4 23.8 24.1 27.6
(440C SST)
204 to 316 41.4 41.4 41.4 23.1 24.1 27.6
-46(1) to 204 41.4 41.4 20.7 15.1 24.1 27.6
R30006
204 to 260 41.4 41.4 20.7 15.1 24.1 27.6
(Alloy 6)
260 to 316 41.4 41.4 20.7 15.1 24.1 27.6
-46(1) to 93 41.4 41.4 41.4 24.1 31 34.5
WCC steel, EN 1.0619
steel, CF8M (316 SST), 24.1(5)
93 to 149 41.4 41.4 41.4 31 34.5
EN 1.4581 SST, or 23.1(6)
PTFE/composition
CF3M(4) (316L SST) 23.8(5)
lined S31603(2)(4)
(316L SST) 149 to 204 41.4 41.4 41.4 31 34.5
22.1(6)
23.4(5)
204 to 260(2) 41.4 41.4 41.4 31 34.5
21.7(6)
_F Psi
-20 to 300 600 600 600 350 350 400
S44004
WCC steel 300 to 400 600 600 600 345 350 400
(440C SST)
400 to 600 600 600 600 335 350 400
-50(1) to 400 600 600 300 220 350 400
R30006
400 to 500 600 600 300 220 350 400
(Alloy 6)
500 to 600 600 600 300 220 350 400
-50(1) to 200 600 600 600 350 450 500
WCC steel, EN 1.0619
steel, CF8M (316 SST), 350(5)
200 to 300 600 600 600 450 500
EN 1.4581 SST, or 335(6)
PTFE/composition
CF3M(4) (316L SST) 345(5)
lined S31603(2)(4)
(316L SST) 300 to 400 600 600 600 450 500
320(6)
340(5)
400 to 500(2) 600 600 600 450 500
315(6)
1. -29_C (-20_F) for WCC steel valve body material.
2. For hot water or steam service, limit maximum temperature to 260_C (500_F).
3. The pressure or temperature limits in this table or in any applicable code limitation, should not be exceeded.
4. Standard Fisher material offerings in Europe only.
5. S17400 (174PH SST) shaft only.
6. S20910 stainless steel shaft only. Pressure drops appropriate for both shaft materials.

Installation
WARNING
Always wear protective gloves, clothing, and eyewear when performing any installation operations to avoid personal
injury.
Personal injury or equipment damage caused by sudden release of pressure can result if the valve assembly is installed
where service conditions could exceed the pressure drop limits given in table 2 or the valve rating. To avoid such injury or
property damage, provide a relief valve for overpressure protection as required by government or accepted industry codes
and good engineering practices.
Check with your process or safety engineer for any additional measures that must be taken to protect against process
media.
If installing into an existing application, also refer to the WARNING at the beginning of the Maintenance section in this
instruction manual.

3
CV500 Valve Instruction Manual
September 2015 D101640X012

CAUTION

When ordered, the valve configuration and construction materials were selected to meet particular pressure, pressure
drop, temperature, and controlled fluid conditions.
Responsibility for the safety of process media and compatibility of valve materials with process media rests solely with the
purchaser and enduser. Since some valve body/trim material combinations are limited in their pressure drop and
temperature range capabilities, do not apply any other conditions to the valve without first contacting your Emerson
Process Management sales office.

Table 3. Shaft Diameters and Approximate Weights


APPROXIMATE WEIGHTS
SHAFT DIAMETERS
Flanged
VALVE SIZE, NPS
Through Valve Body At Spline End(1) CL150 CL300 CL600
mm kg
25.4 25.4
3 19 24 26
25.4 19.1
4 31.8 31.8 36 42 50
38.1 38.1
6 54 69 93
38.1 31.8
8 38.1 38.1 79 98 135
10 44.5 44.5 --- 208 ---
53.8 53.8
12 --- 253 ---
53.8 50.8
Inches Pounds
1 1
3 42 52 57
1 3/4
4 11/4 11/4 79 93 111
11/2 11/2
6 120 152 204
11/2 11/4
8 11/2 11/2 75 217 298
10 13/4 13/4 --- 458 ---
21/8 21/8
12 --- 558 ---
21/8 2
1. Spline diameter that connects to actuator versus shaft diameter.

Key numbers are shown in figure 9 for NPS 3 through 8 and in figure 10 for NPS 10 and 12.

1. If the valve body (key 1) is to be stored before installation, protect the flange mating surfaces and keep the valve
body cavity dry and clear of foreign material.
2. Install a threevalve bypass around the control valve assembly if continuous operation will be necessary during
inspection and maintenance of the valve.
3. A CV500 valve is normally shipped as part of a control valve assembly, with a power or manual actuator mounted on
the valve. If the valve and actuator have been purchased separately or if the actuator has been removed from the
valve, mount the actuator according to the actuator instruction manual. Also, adjust the actuator travel using the
Adjusting Actuator Travel procedure in this manual before installing the valve; the required measurements cannot
be made with the valve installed.
4. Before starting the actual installation of the valve, determine the proper installation orientation of the Vnotch ball
(key 2) and actuator. Determine the flow direction of the process fluid through the valve. See figure 2.

4
Instruction Manual CV500 Valve
D101640X012 September 2015

Figure 2. Index Marks for Actuator Lever Orientation


ACTUATOR ACTUATOR POSITION
VALVE OPEN
MOUNTING STYLE 1 2 3 4

STYLE A
(PDTC)

RIGHT
HAND

STYLE B
(PDTO)

STYLE C
(PDTO)

LEFT
HAND

STYLE D
(PDTC)

NOTES:
1. ARROW ON LEVER INDICATES DIRECTION OF ACTUATOR THRUST TO CLOSE VALVE.
2. PDTC=PUSH DOWN TO CLOSE; PDTO=PUSH DOWN TO OPEN.
3. F=FORWARD FLOW; R=REVERSE FLOW.
C0741

5
CV500 Valve Instruction Manual
September 2015 D101640X012

Line Studs (Key 36) Cap Screws (Key 37)


M(1) N P
Valve Valve
Size, NPS Bolt Length, Size, NPS Bolt Length, Overall
PN Qty Bolt Size PN Qty Bolt Size
mm mm Length, mm
PN 1040 6 M16 x 2 260 PN 1040 4 M16 x 2 50 60
3 PN63 6 M20 x 2.5 300 3 PN63 4 M20 x 2.5 60 73
PN100 6 M24 x 3 325 PN100 4 M24 x 3 70 85
PN10 and 16 6 M16 x 2 285 PN10 and 16 4 M16 x 2 50 60
PN25 and 40 6 M20 x 2.5 300 PN25 and 40 4 M20 x 2.5 60 73
4 4
PN63 6 M24 x 3 325 PN63 4 M24 x 3 70 85
PN100 6 M27 x 3 355 PN100 4 M27 x 3 80 97
PN10 and 16 5 M20 x 2.5 350 Valve Bolt Length, Overall
6 CL Qty Bolt Size
PN25 and 40 5 M24 x 3 375 Size, NPS Inch Length, Inch

PN10 10 M20 x 2.5 350 150 --- --- --- ---

PN16 10 M20 x 2.5 350 3 300 4 3/410 UNC 2.38 2.88


8 600 4 3/410 UNC 2.38 2.88
PN25 10 M24 x 3 375
PN40 10 M27 x 3 390 150 4 5/811 UNC 2.00 2.44

Valve Bolt Length, 4 300 4 3/410 UNC 2.38 2.88


CL Qty Bolt Size
Size, NPS Inch 600 4 7/89 UNC 2.75 3.38
150 4 5/811 UNC 10.62
3 300 6 3/410 UNC 11.12 Line Studs (Key 36)(1)
600 6 3/410 UNC 11.50 R
Valve
150 6 5/811 UNC 11.44 Size, NPS Bolt Length,
PN Qty Bolt Size
mm
4 300 6 3/410 UNC 12.12
PN10 and 16 6 M20 x 2.5 110
600 6 7/89 UNC 13.62 6
PN25 and 40 6 M24 x 3 125
150 5 3/410 UNC 13.62
6 PN10 4 M20 x 2.5 110
300 9 3/410 UNC 14.38
PN16 4 M20 x 2.5 110
150 8 3/410 UNC 13.62 8
8 PN25 4 M24 x 3 125
300 10 7/89 UNC 15.38
PN40 4 M27 x 3 135
1. These bolts may be installed from either end of the valve body.
Valve Bolt Length,
CL Qty Bolt Size
Size, NPS Inch
150 6 3/410 UNC 5.00
6
300 6 3/410 UNC 5.00
150 --- --- ---
8
300 4 7/89 UNC 5.62
1. Use instead of cap screws.

Note
For control valves used in slurry service, mount the actuator and install the control valve so that the Vnotch ball rotates above the
valve drive shaft (refer to figure 2), if possible.

5. Before installing the valve, make sure the flow direction arrow (key 32) on the valve (key 1) matches the actual
process fluid flow direction through the valve for the application where the valve will be installed.

Note
For best shutoff performance, install the valve with the drive shaft horizontal and the VeeBall closing in the downward direction
for standard right hand mounting.

6
Instruction Manual CV500 Valve
D101640X012 September 2015

6. Install the flange gaskets and insert the valve between the mating pipeline flanges. Use flat sheet gaskets
compatible with the process media, or spiral wound gaskets with compressioncontrolling center rings.
7. Install the line bolts and nuts; then, tighten them using accepted bolting procedures. These procedures include, but
are not limited to, lubricating the line bolts and hex nuts and tightening the nuts in a crisscross sequence to ensure
proper gasket load.
8. If a purge is desired for the purged bearing construction, remove the pipe plugs (keys 29 and 24) and install the
purge lines. Purge pressure should be greater than the pressure within the valve and the purge fluid should be as
clean as possible.

WARNING
A CV500 drive shaft is not necessarily grounded when installed in a pipeline unless the shaft is electrically bonded to the
valve.
To avoid personal injury or property damage resulting from the effects of a static electricity discharge from valve
components in a hazardous atmosphere or where the process fluid is combustible, electrically bond the drive shaft (key 3)
to the valve according to the following step.

Note
Standard CV500 packings (key 13) are composed either entirely of conductive packing rings (graphite ribbon packing) or partially
of conductive packing rings (a carbonfilled PTFE female adaptor with PTFE Vring packing or a graphitedcomposition packing ring
with PTFE/composition packing) in order to electrically bond the shaft to the valve body. Alternate shafttovalve body bonding is
available for hazardous service areas where the standard packing is not sufficient to bond the shaft to the valve (see the following
step).

9. For hazardous applications, attach the bonding strap assembly (key 131, figure 3) to the shaft with the clamp (key
130, figure 3) and connect the other end of bonding strap assembly to the valve body with the cap screw (key 25,
figure 3).
10. Connect pressure lines to the actuator as indicated in the actuator instruction manual. When a manual actuator
(handwheel) is used with a power actuator, install a bypass valve on the power actuator (if not already supplied) for
use during manual operation.

Figure 3. Optional ShafttoBody Bonding Strap Assembly


ACTUATOR

A31432 A
VIEW AA

7
CV500 Valve Instruction Manual
September 2015 D101640X012

WARNING
Personal injury could result from packing leakage. Valve packing was tightened before shipment; however, the packing
might require some readjustment to meet specific service conditions. Check with your process or safety engineer for any
additional measures that must be taken to protect against process media.

If the valve has ENVIROSEALt liveloaded packing installed, readjustment will probably not be required. See the
instruction manual titled Fisher ENVIROSEAL Packing System for Rotary Valves (D101643X012) for packing
instructions. If you wish to convert your present packing arrangement to ENVIROSEAL packing, refer to the retrofit
kits listed in the parts kit subsection near the end of this manual.

Maintenance
WARNING
Avoid personal injury or property damage from sudden release of process pressure or bursting of parts. Before performing
any maintenance operations:
DDo not remove the actuator from the valve while the valve is still pressurized.
DDisconnect any operating lines providing air pressure, electric power, or a control signal to the actuator. Be sure the
actuator cannot suddenly open or close the valve.
DUse bypass valves or completely shut off the process to isolate the valve from process pressure. Relieve process pressure
on both sides of the valve. Drain the process media from both sides of the valve.
DVent the power actuator loading pressure and relieve any actuator spring precompression.
DUse lockout procedures to be sure that the above measures stay in effect while you work on the equipment.
DAlways wear protective gloves, clothing, and eyewear when performing any maintenance operations.
DThe valve packing area may contain process fluids that are pressurized, even when the valve has been removed from the
pipeline. Process fluids may spray out under pressure when removing the packing hardware or packing rings.
DCheck with your process or safety engineer for any additional measures that must be taken to protect against process
media.

Valve parts are subject to normal wear and must be inspected and replaced as necessary. The frequency of inspection
and replacement depends upon the severity of service conditions.

Packing Maintenance
Key numbers refer to figure 9 for NPS 3 through 8 and to figure 10 for NPS 10 and 12 unless otherwise indicated.

Note
For the ENVIROSEAL packing system, refer to the Parts List section for retrofit kits, parts kits, and individual parts (see figures 11
and 12). Refer to separate ENVIROSEAL instruction manual for maintenance instructions.
Standard ENVIROSEAL packing systems can be used in vacuum service with packing rings in the standard orientation. It is not
necessary to reverse the ENVIROSEAL PTFE packing rings.

8
Instruction Manual CV500 Valve
D101640X012 September 2015

Stopping Leakage
All maintenance procedures in this section may be performed with the valve body (key 1) in the line.
For packings other than springloaded packing, leakage around the packing follower (key 14) may be stopped by
tightening the packing flange nuts (key 16). If leakage cannot be stopped in this manner, replace the packing
according to the Replacing Packing procedure in this manual.
If the packing is relatively new and tight on the drive shaft (key 3), and if tightening the packing nuts does not stop
leakage, it is possible that the shaft is worn or nicked so that a seal cannot be made. If the leakage comes from the
outside diameter of the packing, it is possible that the leakage is caused by nicks or scratches on the packing box wall.
Inspect the shaft and packing box wall for nicks or scratches when performing the following procedures.

Replacing Packing

Note
If the valve has ENVIROSEAL liveloaded packing installed, see the manual entitled Fisher ENVIROSEAL Packing System for Rotary
Valves.

This procedure may be performed without removing the actuator from the valve if adding PTFE/composition packing
rings as a temporary measure. However, the actuator must be removed if replacing any other kind of packing or if the
metal packing parts (keys 14, 17, and, if used, 18) need to be replaced.

WARNING
Refer to the WARNING at the beginning of the Maintenance section in this instruction manual.

1. Isolate the control valve from the line pressure, release pressure from both sides of the valve body, and drain the
process media from both sides of the valve. If using a power actuator, also shutoff all pressure lines to the power
actuator, release all pressure from the actuator. Use lockout procedures to be sure that the above measures stay in
effect while you work on the equipment.

CAUTION
To avoid increased leakage, increased valve component wear or possible damage to the valve body, ball, shaft, and
bearings resulting from a sharp blow to the shaft, use a wheel puller to separate the actuator parts from the drive shaft.
Do not drive the actuator parts off the drive shaft since this could move the valve bearings, shaft, and ball away from
proper alignment, causing improper seating of the ball. Such misalignment may result in damage to valve components if
the valve is returned to service without disassembly and inspection of the valve ball alignment.

2. If necessary, remove the cap screws (key 25) and hex nuts (key 26). Then remove the actuator while referring to the
actuator instruction manual for assistance.
3. Remove the packing nuts (key 16). For NPS 3 through 8, remove the packing follower (key 14). For NPS 10 and 12,
remove the packing flange (key 45) and then remove the packing follower (key 14).

CAUTION
In the following step, take care not to scratch the valve shaft or packing box wall, as this may cause leakage.

9
CV500 Valve Instruction Manual
September 2015 D101640X012

4. Remove the old packing rings (key 13), packing box ring (key 17), and, if used, the lantern ring (key 18). Do not
scratch the valve shaft or packing box wall; scratching these surfaces could cause leakage. Clean all accessible metal
parts and surfaces to remove particles that would prevent the packing from sealing.
5. Whenever you are installing new packing, be sure the ball (key 2) is closed while you install and tighten the new
packing. Install the new packing rings and packing box ring by stacking the parts as shown in figure 4. Make sure
split rings are arranged so that the splits do not line up to form a leak path. Then slide the stack into the packing box
as far as they will go while being careful to avoid trapping air among the rings.
6. Install the packing follower (key 14), and, for NPS 10 and 12, also install the packing flange (key 45). Install the nuts
(key 16), and tighten them far enough to stop leakage under normal conditions.
7. Mount the actuator while referring to the actuator mounting procedures in the actuator instruction manual.
Complete the Adjusting Actuator Travel procedure in this manual before installing the valve in the pipeline. This is
necessary due to the measurements that must be made during the actuator adjustment process.
8. When the control valve is being put back into operation, check the packing follower for leakage, and retighten the
packing nuts as necessary.

Replacing Retainer, Seat Ring, and Face Seals


This procedure is to be performed if the control valve is not shutting off properly, if installing a different seat ring, or if
seat ring inspection is necessary. The actuator and valve must be removed from the pipeline; however, the actuator
may remain mounted during this procedure. Key numbers refer to figure 9 for NPS 3 through 8 and to figure 10 for
NPS 10 and 12 unless otherwise indicated.
A retainer tool is required to remove the retainer (key 5). If specifically ordered, a tool is supplied with the valve; a tool
can also be ordered individually by referencing key 33 of the Parts List. If desired, a tool can be machined using the
dimensions shown in figure 5.

CAUTION
During assembly, handle the retainer, seat ring, and face seals carefully. Critical areas that must be protected are the
threads and inner surface of the retainer (key 5), the sealing surfaces of the face seals (key 8), the face seal grooves in the
seat ring (key 4), the shutoff surface of the seat ring, and the face seal surface in the valve body.

A new retainer gasket (key 11) is required whenever the retainer (key 5) is removed. Other parts that are in good
condition can be reused.

Disassembly
WARNING
Refer to the WARNING at the beginning of the Maintenance section in this instruction manual.

Table 4. Assembly Clearance


SEAT RING AND RETAINER CLEARANCE
PROCESS
mm Inches
TEMPERATURE
Minimum Maximum Minimum Maximum
To 260_C
0.08 0.30 0.003 0.012
(500_F)(1)
Over 260_C
0.20 0.43 0.008 0.017
(500_F)(2)
1. Standard Trim
2. Special High Temperature Trim

10
Instruction Manual CV500 Valve
D101640X012 September 2015

Figure 4. Packing Arrangements

PTFE V RING
PTFECOMPOSITION PACKING
NOTES: SINGLE PACKING ARRANGEMENTS
1 INCLUDES ZINC WASHERS (KEY 28) FOR GRAPHITE
RIBBON PACKING ONLY
2 INCLUDED IN PTFE/VRING PACKING SET (KEY 13).
3 FOR ONLY PTFE/BOUNDCOMPOSITION PACKING,
TOP RING IS CONDUCTIVE GRAPHITE FILAMENT RING.
C05874

11
CV500 Valve Instruction Manual
September 2015 D101640X012

Figure 4. Packing Arrangements (Continued)

G SET

PTFE/COMPOSITION OR GRAPHITE ENVIROSEAL PACKING ARRANGEMENTS

1. Isolate the control valve from the line pressure, release pressure from both sides of the valve body, and drain the
process media from both sides of the valve. If using a power actuator, also shutoff all pressure lines to the power
actuator, release all pressure from the actuator. Use lockout procedures to be sure that the above measures stay in
effect while you work on the equipment.

2. Remove line bolting. Then, remove the control valve from the pipeline and place the valve on a flat surface with the
retainer (key 5) facing up.

12
Instruction Manual CV500 Valve
D101640X012 September 2015

3. Rotate the drive shaft (key 3) to move the ball (key 2) into the open position.

Note
The retainer (key 5) was installed at the factory using the torque listed in figure 5.

CAUTION

After performing the following procedures, place the retainer, the seat ring, and both face seals on a protected, flat surface
where the threads and inner surface will not be contaminated or damaged.

4. Remove the retainer (key 5) by engaging the retainer tool, attaching an impact wrench or other suitable tool, and
unscrewing the retainer. Inspect the retainer. Place it on a protected, flat surface where the threads and inner
surface will not be contaminated or damaged.
5. Remove the retainer gasket (key 11). Inspect the gasket surface in the valve body.
6. Lift out the seat ring (key 4) and both face seals (key 8). Inspect the parts and place them on a flat, protected
surface.
7. Inspect the shutoff surface of the Vnotch ball. If it is worn, nicked, or scratched, proceed to the Replacing Ball,
Shaft, and Bearings procedure in this manual. If the parts are in good condition and do not require replacement,
continue to the Assembly procedure in this manual.

Assembly

WARNING
Seat ring installation requires that the ball (key 2) remain in the open position.
The ball closes with a shearing, cutting motion, which could result in personal injury. To avoid personal injury or damage to
tools, valve parts, or other items resulting from the ball closing, prevent against ball travel by using travel stops, manual
actuators, constant supply pressure to a pneumatic actuator, or other steps as appropriate. When installing the seat ring,
keep hands, tools, and other objects out of the valve.

1. Apply enough supply pressure to the actuator to open the ball, or take other steps to hold the ball open.
2. Clean the valve body, the retainer threads, the retainer gasket surface, and the seat ring sealing surface.
3. Using either face seals (key 8) in good condition or new face seals, place one seal in the seat ring cavity of the valve
body.

Note
The seat ring (key 4) may have one or two shutoff surfaces. The shutoff surfaces are the narrow, rounded edges of the seat ring
bore. Inspect the seat ring and locate the shutoff surfaces before proceeding.

Make sure the ball (key 2) is open while you install the seat ring (key 4) and retainer ring (key 5). Before installing the
seat ring, open the ball or plug.

13
CV500 Valve Instruction Manual
September 2015 D101640X012

Table 5. Data for Making and Using the Retainer Tool


VALVE
H H
SIZE, A B D F G A B D F G
(SQUARE) (SQUARE)
NPS
mm Inches
3 79.2 33.3 7.9 41.4 7.9 19.0 3.12 1.31 .31 1.62 .31 .75
4 104.6 33.3 7.9 41.4 7.9 25.4 4.12 1.31 .31 1.62 .31 1.00
6 155.4 38.1 11.2 63.5 11.2 25.4 6.12 1.50 .44 2.50 .44 1.00
8 203.2 50.8 11.2 101.6 11.2 38.1 8.00 2.00 .44 4.00 .44 1.50
10 241.3 50.8 11.2 127.0 19.1 38.1 9.5 2.00 .44 5.00 .75 1.50
12 273.0 50.8 11.2 127.0 25.4 38.1 10.75 2.00 .44 5.00 1.00 1.50

Table 6. Data for Making and Using the Retainer Tool


RETAINER TORQUE
VALVE SIZE, NPS
NSm LbfSft
3 515 380
4 1170 860
6 2305 1700
8 3120 2300
10 4750 3500
12 6100 4500

Figure 5. Data for Making and Using the Retainer Tool

14
Instruction Manual CV500 Valve
D101640X012 September 2015

Insert a screwdriver, pry bar, or similar tool between the lower ear of the ball and the valve body. Use the pry to move
the ball tightly against the thrust washer and bearing stop (key 7) on the actuator side of the valve. Keep the ball in
that position until you finish installing the seat ring.
4. Insert the seat ring into the seat ring cavity with the correct shutoff surface facing the Vnotch ball and shaft. The
seat ring will cover the face seal installed in step 3.
5. Place the second face seal (key 8) on the seat ring (key 4).
6. Apply antiseize lubricant to the gasket surface in the valve body. Install the gasket (key 11), while making certain
that the concave surface of the gasket is up (hump surface of gasket down).
7. Apply antiseize lubricant to the threads and bottom of the retainer (key 5) only in the area that contacts the gasket.
Thread the retainer into the valve body.
8. Refer to figure 5. Find the correct retainer torque for the valve size. With the appropriate tool, tighten the retainer
to the torque listed in figure 5.
9. A gap between the seat ring (key 4) and retainer (key 5) allows the seat ring to selfcenter. Applying the proper
amount of torque during installation should position the retainer and seat ring properly. Use a feeler gage to
measure between the parts as shown in figures 9 and 10, making certain the necessary clearance exists. Compare
the measured gap to the clearance in table 4; proceed as follows:
DIf the measured clearance is within table values, proceed to the next step.

DIf the measured gap is larger than the maximum, tighten the retainerapply more torque than that listed in figure 5,
if necessary, until the clearance is within maximum and minimum values.

DIf the measured clearance is smaller than the minimum, remove the retainer, seat ring, and face seals, clean the
parts, and reassemble so as to obtain the necessary minimum clearance.
10. Perform the Adjusting Actuator Travel procedure in this manual and then install the control valve in the pipeline.

Replacing Ball, Shaft, and Bearings


Perform this procedure to replace the ball (key 2), expansion pin (key 9), taper pin (key 10), drive shaft (key 3), follower
shaft (key 38), groove pins (key 39), or bearings (keys 6 and 42). These parts are independently replaceable; for
example, installing a new ball does not require replacing a reusable valve shaft or expansion pin assembly. For key
numbers refer to figure 9 for NPS 3 through 8 and to figure 10 for NPS 10 and 12 unless otherwise indicated.

Disassembly

WARNING
To avoid personal injury resulting from contact with edges of the Vnotch ball (key 2) and seat ring (key 4) during ball
rotation, stay clear of its edges when rotating the ball. To avoid damage to tools, valve parts, or other items resulting from
Vnotch ball rotation, keep tools and other property away from the edges of the ball.
The ball closes with a shearing, cutting motion, which could result in personal injury. When the actuator is removed from
the valve, the ball/shaft assembly may suddenly rotate, resulting in personal injury or property damage. To avoid injury or
damage, carefully rotate the ball/shaft assembly to a stable position in the valve body after the actuator is disconnected.

CAUTION
To avoid increased leakage, increased valve component wear or possible damage to the valve body (key 1), ball (key 2),
drive shaft (key 3), follower shaft (key 38), and bearings (keys 6 and 42) resulting from a sharp blow to the actuator or valve
parts, use a wheel puller to separate the actuator parts from the valve drive shaft.

15
CV500 Valve Instruction Manual
September 2015 D101640X012

Do not drive the actuator parts off the valve drive shaft since this could move the valve bearings, shafts, and ball away from
proper alignment, causing improper seating of the ball. Such misalignment may result in damage to valve components if
the valve is returned to service without disassembly and inspection of the ball alignment.

WARNING
Refer to the WARNING at the beginning of the Maintenance section in this instruction manual.

1. Isolate the control valve from the line pressure, release pressure from both sides of the valve body, and drain the
process media from both sides of the valve. If using a power actuator, also shutoff all pressure lines to the power
actuator, release all pressure from the actuator. Use lockout procedures to be sure that the above measures stay in
effect while you work on the equipment.
2. Remove the actuator cover. Note the actuator orientation with respect to the valve body and the lever orientation
with respect to the valve drive shaft (see figure 2). Remove the lever but do not loosen the actuator turnbuckle
adjustment. Remove the actuator mounting screws and nuts, and remove the actuator. If necessary, refer to the
actuator instruction manual for assistance.
3. With the valve body (key 1) out of the pipeline, loosen the packing nuts (key 16). If the packing is to be reused, do
not remove it. However, Emerson Process Management recommends that the packing be replaced whenever the
drive shaft is removed.

Table 7. Data for Tapped Holes on Valve Shaft


SHAFT DIAMETER THREAD
VALVE SIZE, NPS Through Valve At Spline End Through Valve At Spline End SIZE,
mm Inches UNC
25.4 25.4 1.00 1.00 3/816
3
25.4 19.1 1.00 0.75 5/1618
4 31.8 31.8 1.25 1.25 3/816
38.1 38.1 1.50 1.50 1/213
6
38.1 31.8 1.50 1.25 3/816
8 38.1 38.1 1.50 1.50 1/213
10 44.5 44.5 1.75 1.75 1/213
53.8 53.8 2.12 2.12
12 3/410
53.8 50.8 2.12 2.00

4. Rotate the Vnotch ball (key 2) to the fully open position.


5. Drive out the groove pin (key 39) that secures the ball (key 2) to the follower shaft (key 38). Remove the groove pin
from the ball ear in the direction shown in figure 6.
Using a pin punch and hammer, firmly strike the chamfered end of the expansion pin through the smaller hole. You
may need to bend the pin or drill the pin before it can be completely removed.

Remove both pins from the ball ear in the direction shown in figure 6. Driving the pins in the other direction will
tighten the pins.
6. For NPS 3 through 8, remove the pipe plug (key 29). Using a punch, drive the follower shaft (key 38) into the center
of the ball (key 2). Use care to avoid dropping the follower shaft.
7. For NPS 10 and 12, remove the hex nuts (key 44), and then remove the bottom flange (key 40). Thread a bolt into
the end of the follower shaft and pull the follower shaft out of the valve. Refer to table 7 for thread sizes. The
bearing (key 6) may come out with the follower shaft.
8. For NPS 3 through 8, refer to figure 6. The expansion pin (key 9) and the taper pin (key 10) inside of it are holding
the ball in position on the drive shaft. Find the larger hole in the ball ear where these pins enter the ear. On the

16
Instruction Manual CV500 Valve
D101640X012 September 2015

opposite side of the ear is a smaller hole where the chamfered end of the expansion pin rests on the inner lip of the
hole.
9. For NPS 10 and 12, drive out the groove pin that secures the ball to the drive shaft. Remove the groove pin from the
ball ear in the direction shown in figure 6.

WARNING
To avoid personal injury or damage to tools, valve parts, or other items resulting from the ball (key 2) falling from the valve
body, support the ball to prevent it from falling as the drive shaft (key 3) is being removed.

10. Pull the drive shaft (key 3) from the valve body. If the shaft cannot be removed by hand, attach a slide hammer or
similar tool to the spline end of the shaft that was attached to the actuator. If the shaft has a tapped hole at the
spline end of the shaft, refer to table 7 for thread sizes.
11. Remove the ball (key 2), and thrust washers (key 12) from the valve body. (If using 177PH thrust washers there
will be two, if using alloy 6 there will only be one thrust washer.)

Figure 6. Taper and Expansion Pin Removal from Ball and Drive Shaft

DRIVE PINS OUT


FROM THIS END
(SMALLER HOLE)

SLASH MARK ON SPLINED


E0575 END OF SHAFT

Note
For NPS 3 through 8, two shaft bearings (key 6) are located inside the valve body on either side of the ball. Only one of these two
bearings is identified by key 6. The other bearing is located along the drive shaft on the other side of the Vnotch ball.
For NPS 10 and 12, there are two shaft bearings. One is identified as key 6, and the other is identified as key 42.

12. If the shaft bearings are to be replaced, remove the packing (key 13).
13. If the bearing closest to the packing (key 6 on NPS 3 through 8 and key 42 on NPS 10 and 12) requires replacement
and cannot be removed by hand, press it out using a ram with dimensions as given in figure 7. The ram has a smaller
diameter than the bearing stop (key 7) so the bearing stop need not be removed when pressing out the bearing on
the drive shaft. Insert the ram through the packing box and press the bearing into the valve body cavity. Take care
not to move the bearing stop when pressing out the bearing.
14. For NPS 3 through 8, if the second bearing (key 6) requires replacement and cannot be removed by hand, use one
of the following methods:

17
CV500 Valve Instruction Manual
September 2015 D101640X012

DKnock or pry the bearing out, or

DUse the valve drive shaft as a piston to drive the bearing from the valve body. To accomplish this, install the pipe
plug (key 29). Fill the bearing bore with a heavy grease and then insert the end of the shaft back through the valve
body and into the greasefilled bearing. Protect the splined end of the shaft with, for example, a block of wood; then
strike the protected end. When the shaft is struck, it will act as a piston, pushing the grease into the bearing bore.
The grease will then force the bearing out of the bore and farther along the shaft. Soon, the bearing will be
positioned for easy removal.
15. For NPS 10 and 12, if the bearing (key 6) on the follower shaft requires replacement and cannot be removed by
hand, press it out using a ram with dimensions as given in figure 7. Press the bearing into the valve body cavity.
16. If used, remove the Orings (keys 19 and 20) from the bearings. Also, for NPS 3 through 8, remove the pipe plug
(key 29).

Assembly

Note
Before starting to assemble the valve components, place the valve body (key 1) on a flat surface with the retainer (key 5) facing
down as shown in figure 8. This orientation of the valve allows easier installation of the Vnotch ball.

1. Thoroughly clean the parts before assembly.


Table 8. Ram Dimension for Bearing Removal
A MAX.
VALVE L
MIN.
SIZE, NPS
mm Inches mm Inches
27.8 1.094
3 165 6.50
27.4 1.078
34.1 1.344
4 165 6.50
33.7 1.328
42.1 1.656
6 197 7.75
41.7 1.641
42.1 1.656
8 229 9.00
41.7 1.641
48.4 1.905
10 229 9.00
48.0 1.890
57.8 2.275
12 260 10.25
57.4 2.260

Figure 7. Ram Dimension for Bearing Removal

A3308

2. If Orings (keys 19 and 20) are used, apply a small amount of lubricant to the Orings so the bearings will easily slide
into the valve body. Insert the smaller Oring (key 20) inside the bearing and the larger Oring (key 19) around the
outside of the bearing.

18
Instruction Manual CV500 Valve
D101640X012 September 2015

CAUTION

To avoid damage to Orings resulting from contact with sharp edges within the bearing holes, use appropriate care when
installing the Orings.

3. Slide the bearing for the follower shaft (key 6) located opposite the packing box and, if used, Orings (keys 19 and
20) into the valve body. For NPS 10 and 12, make certain the groove located on the outside diameter of the bearing
is positioned towards the bottom flange side of the valve body.
4. Slide the bearing located on the packing box side (key 6 for NPS 3 through 8 and key 42 for NPS 10 and 12) into the
valve body and against the bearing stop.
5. For NPS 3 through 8, inspect the drive shaft (key 3). Insert the shaft end opposite the splined end into the packing
box and through the bearing that was previously installed in the packing box in step 4. Stop before the drive shaft
enters the main valve body cavity. Support the splined end of the shaft.

For NPS 10 and 12, inspect the drive shaft (key 3). Insert the splined shaft end with the groove pin hole into the
packing box and through the bearing that was previously installed in step 4. Stop before the drive shaft enters the
main valve body cavity. Support the end of the drive shaft that extends out from the valve body.

6. For NPS 3 and 4, insert the follower shaft through the outside of the ear of the Vnotch ball that has the smaller
diameter (nonstepped) hole. Push the follower shaft through the ear until the end of the follower shaft with the
groove pin hole is between the ears and the other end of the follower shaft is flush with the outside edge of the ear.
Place the ball in the valve body cavity with the ear containing the follower shaft adjacent to the follower shaft bore.
Slide the follower shaft through the ear of the ball and into the bearing (key 6) which was previously installed in step
3.

For NPS 6 and 8, locate the smaller diameter hole in the Vnotch ball ear. Place the ball in the valve body cavity with the
ear containing the smaller diameter hole adjacent to the follower shaft bore. Place the follower shaft between the ears
of the ball. Slide the follower shaft through the ear of ball and into the bearing (key 6) that was previously installed in
step 3.

For NPS 10 and 12, place the ball in the valve body cavity. Slide the follower shaft, splined end first, through the
bearing (key 6) that was previously installed in step 3, and into the ear of the ball. Align the groove pin hole in the
follower shaft with the hole in the ball ear.

7. For NPS 3 through 8, position the ball so that the larger hole is facing up, away from the seat ring and retainer.
Determine the correct orientation of the Vnotch ball (key 2) required by the specific installation orientation of the
valve and the flow direction of the process fluid. See figure 2.

For NPS 10 and 12, determine the correct orientation of the Vnotch ball (key 2) required by the specific installation
orientation of the valve and the flow direction of the process fluid. See figure 2. The groove pin hole in both the drive
shaft (key 3) and the ear of the ball are offset from center. Make certain the holes will align.

Note
Before proceeding, inspect the Vnotch ball position once again to ensure the correct orientation. If the ball is not properly
installed, it will not rotate properly and will not shutoff in service.

19
CV500 Valve Instruction Manual
September 2015 D101640X012

8. Hold the thrust washer (key 12) between the ball (key 2) and the bearing installed next to the packing (key 6 for NPS
3 through 8 and key 42 for NPS 10 and 12).

Note
To obtain the correct thickness, two thrust washers (key 12) are needed when using 177PH. When using alloy 6, only one thrust
washer is needed to get the correct thickness.

For NPS 10 and 12, align the zero mark located on the end of the drive shaft with the zero mark located on the ball ear.

For all sizes, slide the valve drive shaft (key 3) from the packing box into the valve body through the thrust washer and
into the ear of the ball.
9. For NPS 3 through 8, secure the ball in the correct open position. Locate the slash mark on the splined end of the
valve drive shaft. Rotate the drive shaft until the slash mark is vertical and facing out from the center of the shaft in
the same direction as the ball seating surface. See figure 8.

Figure 8. Taper and Expansion Pin Insertion into Ball and Drive Shaft
PINS GO IN FROM
THIS END (LARGER HOLE)

LASH MARK
N SPLINED
ND OF SHAFT

E0576

Note
When the valve drive shaft is correctly positioned for NPS 3 through 8, the slash mark on the splined end will be parallel with the
ball shutoff surface. See figure 8. If the ball is not properly aligned with the slash mark, the valve will not function correctly.
Step 9 is not required for NPS 10 and 12 because the drive shaft and the ear of the ball are both splined and were aligned in step 8.

10. Secure the ball to the follower shaft by aligning the groove pin hole in the ball ear and the hole on the opposite
side of this ear with the groove pin hole through the follower shaft (key 38).
11. Use pin punches to drive in the groove pin until it is flush with the surface of the ball ear. Stake both ends of the pin
hole in the ball ear to retain the pin during this step.
12. Secure the ball to the drive shaft (key 3) as follows:
DFor NPS 3 through 8:

20
Instruction Manual CV500 Valve
D101640X012 September 2015

a. The holes in both the drive shaft (key 3) and the ear of the ball are offset from center. Make certain the holes in
the ear of the ball will align with the hole in the drive shaft.

Note
If the holes in the ball ear do not line up with the hole in the drive shaft, check the slash mark on the splined end of the shaft. Make
sure the shaft and ball are properly oriented.

b. Place the chamfered end of the expansion pin (key 9) into the larger hole in the ball ear (see figure 8).

CAUTION
To avoid damage to the expansion pin, ball, or drive shaft resulting from the application of excessive force on the expansion
pin, use appropriate care when driving the expansion pin through the ball and drive shaft. Use the correct tool. Do not use
excessive force.

c. Drive the expansion pin into the larger hole until the chamfered end of the pin reaches the inner lip of the smaller
hole on the opposite side of the ball. Closely observe the progress of the pin to avoid striking it after it has
reached the lip of the smaller hole.

d. Place the taper pin (key 10) into the open end of the expansion pin. Drive the taper pin into the expansion pin
until the pins, ball, and drive shaft are snug. Do not attempt to drive either pin flush with the ear.

DFor NPS 10 and 12, the groove pin holes in both the drive shaft (key 3) and the ear of the ball are offset from center
and have spline ridges. Make certain the holes in the ear of the ball will align with the hole in the drive shaft. Secure
the ball to the drive shaft by using pin punches and driving in the groove pin until it is flush with the surface of the
ball ear. Make certain that the groove pin goes completely through the drive shaft and into the opposite side of the
ball ear.
13. Rotate the ball by hand to check that it rotates properly. If rotation interferes with the valve body, drive out the
taper and expansion pins (keys 9 and 10) for NPS 3 through 8 and the groove pin (key 39) that fastens the drive shaft
to the ball for NPS 10 and 12. Remove the drive shaft (key 3), and repeat this procedure starting with step 5.
14. For NPS 3 through 8, install the pipe plug (key 29).
15. For NPS 10 and 12, install the gasket (key 41), bottom flange (key 40), and then install and tighten the hex nuts
(key 44). Make sure the pipe plug (key 29) is installed in the bottom flange.
16. If the seat ring (key 4), face seals (key 8), and retainer (key 5) need to be installed, complete the Assembly portion
of the Replacing Retainer, Seat Ring, and Face Seals procedure in this manual. If the seat ring has previously been
installed, proceed to Adjusting Actuator Travel in this manual. If the packing has been removed, be sure to refer to
the Packing Maintenance procedures in this manual to replace the packing before installing the actuator on the
valve.

Adjusting Actuator Travel


Perform this procedure whenever the actuator is removed or disconnected from the valve and whenever the seat ring
and retainer (keys 4 and 5) are removed. Too little actuator travel will increase shutoff leakage; too much travel will
cause excessive ball and seat ring torque and wear.

Any of the Fisher pneumatic, electric, electrohydraulic, or manual actuatorsor any other actuatormust be adjusted
for use with a CV500 valve so that the ball is rotated to the fully closed position. A gap of approximately 0.0254 mm

21
CV500 Valve Instruction Manual
September 2015 D101640X012

(0.001 inch) for temperatures to 260_C (500_F) or 0.1524 mm (0.006 inch) for higher temperatures measured
between the seat ring (key 5) and retainer (key 4) indicates the fully closed position.

Note that this gap is also measured when assembling the seat ring, retainer, and face seals to ensure correct assembly.
Measure the gap according to this procedure to ensure proper actuator adjustment. Merely completing the assembly
measurement is not sufficient.

Travel adjustments vary with the type of actuator (some use turnbuckle assemblies; some use externally adjusted
travel stops; others use internal limit switches). Refer to the actuator instruction manual for adjustment instructions.

Note
When mounting the actuator, be sure the ball (key 2) is closed. Do not use a hammer or other tool to drive the actuator lever onto
the valve shaft. Clean the valve shaft and actuator lever splines to be sure the actuator lever will slide on easily.
If the lever does not slide on easily, carefully wedge the ball solidly against the actuatorside thrust washer using a screw driver or
similar tool in the same location as the pry bar in the installation. Keep the wedge in place while installing the lever, but again, do
not drive on the lever.
Remove the wedge after you have clamped the actuator lever on the valve shaft and connected the lever to the actuator piston
rod or diaphragm rod.

1. Mount the actuator following the instructions in the actuator instruction manual. Refer to figure 2 to select
actuator mounting style and position and to orient the actuator lever with the valve drive shaft (key 3).
2. For actuators with clamped levers, pull the drive shaft (key 3) by hand toward the packing (key 13) so that the ball
(key 2) and thrust washer (key 12) are tight against the bearing closest to the packing (key 6 for NPS 3 through 8
and key 42 for NPS 10 and 12). Clamp the lever to the valve drive shaft.

CAUTION

Do not apply full actuator signal (pressure or power) to the actuator in the next step. A full signal may wedge the ball into
the seat ring. Use a regulated signal source and gradually increase the signal to slowly stroke the actuator.

3. Adjust the actuator travel and stroke the actuator so that the ball is close to but not contacting the seat ring at full
actuator travel. If available on electric actuators, use the manual handwheel to position the plug.
4. Adjust the travel, using a full actuator signal, until the ball contacts the seat ring around its full circumference. This
contact selfcenters the seat ring on the Vnotch ball.
5. Continue to adjust the travel until a gap of approximately 0.0254 mm (0.001 inch) exists between the seat ring and
retainer, as shown in figure 10, at full actuator travel.
6. Refer to the actuator instruction manual to lock the actuator travel adjustment.

Changing Valve Flow Direction


The CV500 valve may be installed in either forward or reverse flow service. Standard flow direction is forward flow
enters the seat ring first, then flows past the Vnotch ball. If changing flow direction is necessary, release all pressure
from the valve and actuator. Remove the control valve assembly from the pipeline and rotate the assembly about the
valve drive shaft to put the retainer end of the valve where the other end was. Refer to the procedure for changing
actuator mounting style if the actuator must be repositioned, and refer to the installation section to install the control
valve assembly. Be sure to reposition the flow direction arrow on the valve.

22
Instruction Manual CV500 Valve
D101640X012 September 2015

Changing Actuator Mounting Style


Refer to figure 2 of this manual and the actuator instruction manual when changing mounting styles or positions.
Righthand mounting places the actuator on the right side of the valve as viewed from the upstream side of the valve;
lefthand mounting places the actuator on the left side of the valve. Remember that the upstream side of the valve
inlet is the retainer end of the valve body for forward flow and the other end of the valve body is the upstream side for
reverse flow.

Complete the Adjusting Actuator Travel procedure in this manual whenever the actuator is removed.

Parts Ordering
A serial number is assigned to each valve body and stamped on the nameplate. Always refer to this serial number when
corresponding with your Emerson Process Management sales office regarding spare parts or technical information.

WARNING
Use only genuine Fisher replacement parts. Components that are not supplied by Emerson Process Management should
not, under any circumstances, be used in any Fisher valve, because they may void your warranty, might adversely affect the
performance of the valve, and could cause personal injury and property damage.

Parts Kits
Repair Kits
Repair kits include recommended spares for standard and sealed bearing constructions.

VALVE SIZE, NPS REPAIR KIT NUMBER


3 RV500X00042
4 RV500X00052
6 RV500X00062
8 RV500X00072
Parts Included in Kits
Quantity in Kit
Key Number Description
9 Expansion pin 1
10 Taper pin 1
11 Retainer gasket 1
19 Oring (sealed bearing only) 2
20 Oring (sealed bearing only) 2

23
CV500 Valve Instruction Manual
September 2015 D101640X012

Retrofit Kits for ENVIROSEAL Packing


Retrofit kits include parts to convert existing CV500 valves with single depth packing box to the ENVIROSEAL packing
box construction. Retrofit kits include single PTFE or graphite packing box construction (see the following table).

SHAFT DIAMETER PART NUMBER


VALVE SIZE, NPS
mm Inches Single PTFE Graphite
3 25.4 1 RRTYXRT0052 RRTYXRT0352
4 31.8 11/4 RRTYXRT0062 RRTYXRT0362
6&8 38.1 11/2 RRTYXRT0072 RRTYXRT0372
10 44.5 13/4 RRTYXRT0682 RRTYXRT0822
12 53.8 21/8 RRTYXRT0722 RRTYXRT0862

Parts Included in Kits Quantity in Kit


Key Description Single PTFE Graphite
100 Packing Stud Packing Stud 2 2
101 Packing Nut Packing Nut 2 2
102 Packing Flange Packing Flange 1 1
103 Spring Pack Assembly Spring Pack Assembly 1 1
105 Packing Set Packing Set 1 1
106 AntiExtrusion Washer AntiExtrusion Washer 2
107 Packing Box Ring Packing Box Ring 1 1

Repair Kits for ENVIROSEAL Packing


Packing boxes in these valves may be deep drilled. If the valve body being repaired has a deep packing box, additional
parts are required. Refer to the Packing Maintenance section in this manual.

SHAFT DIAMETER PART NUMBER


VALVE SIZE, NPS
mm Inches PTFE Graphite
3 25.4 1 RRTYXRT0052 13B8816X092
4 31.8 11/4 RRTYXRT0062 13B8816X112
6&8 38.1 11/2 RRTYXRT0072 13B8816X142
10(1) 44.5 13/4 RRTYXRT0232 13B8816X152
12(1) 53.8 21/8 RRTYXRT0252 13B8816X182
Parts Included in Kits
Quantity in Kit
Key Number Description
105 Packing Set Packing Set 1 1
Anti Anti
106 2 ---(2)
Extrusion Washer Extrusion Washer
1. Order individual parts from the Parts List.
2. Included in packing set key 105.

24
Instruction Manual CV500 Valve
D101640X012 September 2015

Figure 9. Fisher CV500 Valve, NPS 3 Through 8

1 MEASURE GAP HERE


42B3374A

25
CV500 Valve Instruction Manual
September 2015 D101640X012

Figure 10. Fisher CV500 Valve, NPS 10 and 12

42B5286A

26
Instruction Manual CV500 Valve
D101640X012 September 2015

Figure 11. Typical ENVIROSEAL Rotary Packing Arrangements with PTFE Packing

F
NOTE
1
2
ALTER

Figure 12. Typical ENVIROSEAL Rotary Packing Arrangements with Graphite Packing

27
CV500 Valve Instruction Manual
September 2015 D101640X012

Parts List Key

23
Description

Drive Screw
24 Pipe plug
25 Cap Screw
26 Hex Nut
Note
28* Packing Washer (not shown)
Contact your Emerson Process Management sales office for Part 29 Pipe Plug
Ordering information. 30 Nameplate
32 Flow Arrow
33 Retainer Tool (Not Shown)
36 Stud
37 Cap Screw
38* Follower Shaft
39 Groove Pin
Valve Body (figures 9 and 10) 40 Bottom Flange
41* Gasket, S31603
Key Description 42* Drive Bearing
43 Stud (for bottom flange bolting)
1 Body/Bearing Assembly 44 Hex Nut (for bottom flange bolting)
Keys 1 and 7 are included in the valve body/bearing 45 Packing Flange
assembly. If a part number is required, contact 130 Clamp (Req'd w/nonconductive packing)
your Emerson Process Management sales office for assistance 131 Bonding Strap Assembly (Req'd w/nonconductive packing)
2* Ball
3* Drive Shaft
4* Seat Ring, Full Port/Metal Seat
5 Retainer Ring ENVIROSEAL Packing System
6*
7
Bearing (2 req'd)
Bearing Stop (figures 11 and 12)
8* Face Seal, (2 req'd) Key Description
9* Expansion Pin, S20910
10* Taper Pin, S20910 100 Packing Flange Stud
11* Retainer Gasket 101 Packing Flange Nut
12 Thrust Washer (2 req'd for 177PH)(1) (1 req'd for alloy 6) 102 Packing Flange
13* Packing Set 103 Spring Pack Assembly
14 Packing Follower 105* Packing Set
15 Packing Flange Stud 106* AntiExtrusion Ring, Composition/graphite
16 Packing Flange Nut 107* Packing Box Ring
17* Packing Box Ring 108* Packing Ring
18 Lantern Ring 109* AntiExtrusion Ring
19* ORing (for sealed bearings, 2 req'd) 110 Lantern Ring
20* ORing (for sealed bearings, 2 req'd) 111 Tag
21 Antiseize lubricant 112 Cable Tie
22 Identification Nameplate 113 Lubricant

*Recommended spare parts

Neither Emerson, Emerson Process Management, nor any of their affiliated entities assumes responsibility for the selection, use or maintenance
of any product. Responsibility for proper selection, use, and maintenance of any product remains solely with the purchaser and end user.
Fisher, Vee-Ball, FIELDVUE, and ENVIRO-SEAL are marks owned by one of the companies in the Emerson Process Management business unit of Emerson
Electric Co. Emerson Process Management, Emerson, and the Emerson logo are trademarks and service marks of Emerson Electric Co. All other marks are
the property of their respective owners.
The contents of this publication are presented for informational purposes only, and while every effort has been made to ensure their accuracy, they are not
to be construed as warranties or guarantees, express or implied, regarding the products or services described herein or their use or applicability. All sales are
governed by our terms and conditions, which are available upon request. We reserve the right to modify or improve the designs or specifications of such
products at any time without notice.
Emerson Process Management
Marshalltown, Iowa 50158 USA
Sorocaba, 18087 Brazil
Chatham, Kent ME4 4QZ UK
Dubai, United Arab Emirates
Singapore 128461 Singapore

www.Fisher.com

28
E 1991, 2015 Fisher Controls International LLC. All rights reserved.
*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

'JTIFSX  BOE  4UZMF ' BOE (


4J[F   BOE  3PUBSZ "DUVBUPST
$POUFOUT 'JHVSF  'JTIFS 7FF#BMM 7BMWF XJUI  "DUVBUPS
*OUSPEVDUJPO                                   BOE '*&-%76& %7$ %JHJUBM 7BMWF $POUSPMMFS
4DPQF PG .BOVBM                              
%FTDSJQUJPO                                  
4QFDJGJDBUJPOT                                
&EVDBUJPOBM 4FSWJDFT                          
*OTUBMMBUJPO                                   
"DUVBUPS .PVOUJOH                           
7BMWF 'MPX %JSFDUJPO                          
-PBEJOH $POOFDUJPO                           
5VSOCVDLMF "EKVTUNFOU                        
 4QSJOH "EKVTUNFOU                       
*OJUJBM 4FUUJOH                             
4USPLJOH 3BOHF                          
1SJODJQMF PG 0QFSBUJPO                        
.BJOUFOBODF                                 
%JTBTTFNCMZ                                
"TTFNCMZ                                   
$IBOHJOH "DUVBUPS .PVOUJOH                  
5PQ.PVOUFE )BOEXIFFMT BOE
"EKVTUBCMF 5SBWFM 4UPQT                        
1SJODJQMF PG 0QFSBUJPO GPS )BOEXIFFMT          
)BOEXIFFM .BJOUFOBODF BOE "EKVTUBCMF
5SBWFM 4UPQ                               
-PDLJOH .FDIBOJTN                            8

*OTUBMMJOH UIF -PDLJOH .FDIBOJTN              


0QFSBUJOH UIF -PDLJOH .FDIBOJTN             
1JQF"XBZ 7FOU                               
1BSUT 0SEFSJOH                                
1BSUT 3FGFSFODF                               

*OUSPEVDUJPO
4DPQF PG .BOVBM
5IJT JOTUSVDUJPO NBOVBM JODMVEFT JOTUBMMBUJPO BEKVTUNFOU NBJOUFOBODF BOE QBSUT PSEFSJOH JOGPSNBUJPO GPS UIF 'JTIFS
 TJ[F  BOE 
BOE  4J[F   BOE 
QOFVNBUJD QJTUPO SPUBSZ BDUVBUPS XJUI ' BOE ( NPVOUJOH
BEBQUBUJPOT TFF GJHVSF 


XXX'JTIFSDPN
 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

5BCMF   BOE  "DUVBUPS 4QFDJGJDBUJPOT

0QFSBUJPO 4J[F  3  


3  
3 

PS 3  

%JSFDU "DUJOH *ODSFBTJOH MPBEJOH QSFTTVSF FYUFOET


UIF EJBQISBHN SPE PVU PG UIF TQSJOH CBSSFM
4FSWJDF 4USPLJOH 5JNF
 'PS POPGG PS UISPUUMJOH TFSWJDF XJUI QPTJUJPOFS %FQFOEFOU PO BDUVBUPS TJ[F SPUBUJPO TQSJOH SBUF
 'PS POPGG PS UISPUUMJOH TFSWJDF XJUI PS XJUIPVU B JOJUJBM TQSJOH DPNQSFTTJPO BOE TVQQMZ QSFTTVSF *G
QPTJUJPOFS TUSPLJOH UJNF JT DSJUJDBM DPOTVMU ZPVS &NFSTPO 1SPDFTT
.BOBHFNFOU TBMFT PGGJDF
"DUVBUPS 4J[FT
.BUFSJBM 5FNQFSBUVSF $BQBCJMJUJFT 

 3  BOE 3 
 3  3  BOE 3  /#3 /JUSJMF
%JBQISBHN  UP E$  UP E'

7.2 4JMJDPOF
%JBQISBHN  UP E$  UP
E'

.BYJNVN %JBQISBHN 4J[JOH 1SFTTVSF 


/#3 03JOHT  UP E$  UP E'
/#3 0SJOHT
4J[F   CBS  QTJH
BSF VTFE JO PQUJPOBM UPQNPVOUFE IBOEXIFFM
4J[F   CBS  QTJH
BEKVTUBCMF EPXO USBWFM TUPQ BOE BEKVTUBCMF VQ USBWFM
4J[F   CBS  QTJH
TUPQ BTTFNCMJFT

5SBWFM *OEJDBUJPO
.BYJNVN %JBQISBHN $BTJOH 1SFTTVSF 

(SBEVBUFE EJTD BOE QPJOUFS DPNCJOBUJPO MPDBUFE PO


4J[F   CBS  QTJH
BDUVBUPS FOE PG WBMWF TIBGU
4J[F   CBS  QTJH

4J[F   CBS  QTJH


1SFTTVSF $POOFDUJPOT
4UBOEBSE  /15 JOUFSOBM UISFBE
.BYJNVN 7BMWF 4IBGU 3PUBUJPO 0QUJPOBM 3  PS 3  /15 JOUFSOBM BOE
 EFHSFFT SPUBUJPO TUBOEBSE
USBWFM TUPQ PS  3  /15 JOUFSOBM UISFBE GPS QJQFBXBZ WFOU
EFHSFFT PQUJPOBM
USBWFM TUPQ GPS  BOE 
BDUVBUPST PS  EFHSFFT PQUJPOBM
USBWFM TUPQ GPS .PVOUJOH 1PTJUJPOT
 BDUVBUPST 4FF GJHVSF 

7BMWF 4IBGU %JBNFUFST NN *ODIFT


"QQSPYJNBUF 8FJHIUT
4J[F  3  
3  
3  
4FF UBCMF 
3  
3  
PS 3  

4J[F  3  


3  
3  
"EEJUJPOBM 4QFDJGJDBUJPOT
3  
3  
3  
PS 'PS DBTJOH QSFTTVSF SBOHFT BOE GPS NBUFSJBM
3  
JEFOUJGJDBUJPO PG UIF QBSUT TFF UIF 1BSUT -JTU
 6TF UIJT WBMVF UP EFUFSNJOF UIF NBYJNVN UPSRVF PVUQVU BMMPXFE
 5IF QSFTTVSFUFNQFSBUVSF MJNJUT JO UIJT NBOVBM BOE BOZ BQQMJDBCMF TUBOEBSE PS DPEF MJNJUBUJPO GPS WBMWF TIPVME OPU CF FYDFFEFE
 5IJT NBYJNVN DBTJOH QSFTTVSF JT OPU UP CF VTFE GPS OPSNBM PQFSBUJOH QSFTTVSF *UT QVSQPTF JT UP BMMPX GPS UZQJDBM SFHVMBUPS TVQQMZ TFUUJOHT BOEPS SFMJFG WBMWF UPMFSBODFT

5IF ( NPVOUJOH BEBQUBUJPO JT GPS  BOE  WBMWFT BOE UIF ' NPVOUJOH BEBQUBUJPO JT GPS BMM PUIFS FDDFOUSJD EJTD
PS 7FF#BMM WBMWFT "MTP UIJT JOTUSVDUJPO NBOVBM QSPWJEFT JOGPSNBUJPO GPS UIF PQUJPOBM UPQNPVOUFE IBOEXIFFM VQ BOE
EPXO USBWFM TUPQT MPDLJOH NFDIBOJTN BOE QJQFBXBZ WFOU

*OTUSVDUJPOT GPS UIF DPOUSPM WBMWF QPTJUJPOFS BDDFTTPSJFT BOE PUIFS TJ[FT PG BDUVBUPST BSF DPWFSFE JO TFQBSBUF
JOTUSVDUJPO NBOVBMT

5PQ.PVOUFE IBOEXIFFMT DBO CF BQQMJFE GPS JOGSFRVFOU TFSWJDF BT B NBOVBM IBOEXIFFM BDUVBUPS "MTP BO BEKVTUBCMF
VQ USBWFM TUPQ DBO CF BEEFE UP UIF BDUVBUPS UP MJNJU JUT TUSPLF JO UIF VQXBSE EJSFDUJPO PS BO BEKVTUBCMF EPXO USBWFM
TUPQ DBO CF BEEFE UP MJNJU BDUVBUPS TUSPLF JO UIF EPXOXBSE EJSFDUJPO


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

%P OPU JOTUBMM PQFSBUF PS NBJOUBJO B  PS  BDUVBUPS XJUIPVU CFJOH GVMMZ USBJOFE BOE RVBMJGJFE JO WBMWF BDUVBUPS
BOE BDDFTTPSZ JOTUBMMBUJPO PQFSBUJPO BOE NBJOUFOBODF 5P BWPJE QFSTPOBM JOKVSZ PS QSPQFSUZ EBNBHF JU JT JNQPSUBOU
UP DBSFGVMMZ SFBE VOEFSTUBOE BOE GPMMPX BMM UIF DPOUFOUT PG UIJT NBOVBM JODMVEJOH BMM TBGFUZ DBVUJPOT BOE XBSOJOHT *G
ZPV IBWF BOZ RVFTUJPOT BCPVU UIFTF JOTUSVDUJPOT DPOUBDU ZPVS &NFSTPO 1SPDFTT .BOBHFNFOU TBMFT PGGJDF CFGPSF
QSPDFFEJOH

'JHVSF  5ZQJDBM  "DUVBUPS "EKVTUBCMF 4QSJOH 4FBU

413*/(

413*/( 4&"5

413*/( "%+645&3

8

%FTDSJQUJPO
 BOE  EJBQISBHN SPUBSZ BDUVBUPST BSF QOFVNBUJD TQSJOHSFUVSO BDUVBUPST GPS VTF XJUI SPUBSZTIBGU DPOUSPM
WBMWFT 5IF  BDUVBUPS DBO CF VTFE GPS POPGG TFSWJDF PS JU DBO CF VTFE GPS UISPUUMJOH TFSWJDF XIFO FRVJQQFE XJUI B
WBMWF QPTJUJPOFS 5IF  BDUVBUPS DBO CF VTFE GPS POPGG TFSWJDF PS JU DBO CF VTFE GPS UISPUUMJOH TFSWJDF XIFO
FRVJQQFE XJUI PS XJUIPVU B WBMWF QPTJUJPOFS 5IF  BDUVBUPS TQSJOH JT BEKVTUBCMF TFF GJHVSF 


5BCMF  "QQSPYJNBUF "DUVBUPS 8FJHIUT


  501.06/5&% )"/%8)&&-
4*;&
,H -C ,H -C ,H -C
      
      
          

4QFDJGJDBUJPOT
4QFDJGJDBUJPOT BSF TIPXO JO UBCMF  4QFDJGJDBUJPOT GPS BDUVBUPS PQFSBUJPO BT JU PSJHJOBMMZ DPNFT GSPN UIF GBDUPSZ BSF
TUBNQFE PO UIF OBNFQMBUF BUUBDIFE UP UIF BDUVBUPS

&EVDBUJPOBM 4FSWJDFT
'PS JOGPSNBUJPO PO BWBJMBCMF DPVSTFT GPS 'JTIFS  BOE  4UZMF ' BOE ( TJ[F   BOE  SPUBSZ BDUVBUPST BT XFMM
BT B WBSJFUZ PG PUIFS QSPEVDUT DPOUBDU

&NFSTPO 1SPDFTT .BOBHFNFOU


&EVDBUJPOBM 4FSWJDFT 3FHJTUSBUJPO
10 #PY   4 TU "WF
.BSTIBMMUPXO *" 
1IPOF  PS
1IPOF 
'"9 
FNBJM FEVDBUJPO!FNFSTPODPN


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

*OTUBMMBUJPO
8IFO BO BDUVBUPS BOE WBMWF CPEZ BSF TIJQQFE UPHFUIFS UIF BDUVBUPS JT OPSNBMMZ NPVOUFE PO UIF WBMWF 'PMMPX UIF
WBMWF CPEZ JOTUSVDUJPOT XIFO JOTUBMMJOH UIF DPOUSPM WBMWF JO UIF QJQFMJOF BOE UIFO QFSGPSN UIF QSPDFEVSFT QSFTFOUFE JO
UIF -PBEJOH $POOFDUJPO TFDUJPO *G UIF BDUVBUPS JT TIJQQFE TFQBSBUFMZ PS JG JU JT OFDFTTBSZ UP NPVOU UIF BDUVBUPS PO UIF
WBMWF QFSGPSN UIF QSPDFEVSFT QSFTFOUFE JO UIF "DUVBUPS .PVOUJOH TFDUJPO "OE JG UIF BDUVBUPS SFRVJSFT B QJQFBXBZ
WFOU PS JG B SFUSPGJU QJQFBXBZ LJU OFFET UP CF JOTUBMMFE SFGFS UP UIF 1JQF"XBZ 7FOU TFDUJPO

8"3/*/(
"MXBZT XFBS QSPUFDUJWF HMPWFT DMPUIJOH BOE FZFXFBS XIFO QFSGPSNJOH BOZ JOTUBMMBUJPO PQFSBUJPOT #F BXBSF PG QJODIJOH
QBSUT EVSJOH JOTUBMMBUJPO PQFSBUJPOT
$IFDL XJUI ZPVS QSPDFTT PS TBGFUZ FOHJOFFS GPS BOZ BEEJUJPOBM NFBTVSFT UIBU NVTU CF UBLFO UP QSPUFDU BHBJOTU QSPDFTT
NFEJB
*G JOTUBMMJOH JOUP BO FYJTUJOH BQQMJDBUJPO BMTP SFGFS UP UIF 8"3/*/( BU UIF CFHJOOJOH PG UIF .BJOUFOBODF TFDUJPO JO UIJT
JOTUSVDUJPO NBOVBM

5BCMF  3FDPNNFOEFE #PMUJOH 5PSRVFT


"$56"503 4*;&
%&4$3*15*0/ ,&:
  
/6.#&3
4J[F /:N MCG:GU 4J[F /:N MCG:GU 4J[F /:N MCG:GU
%JBQISBHN $BTJOH          
$BTJOH UP TQSJOH CBSSFM          
%JBQISBHN UP SPE 
        


%JBQISBHN UP SPE 
        


3PE FOE CFBSJOH          


5VSOCVDLMF UP MFWFS          
4QSJOH CBSSFM UP IPVTJOH
        

)PVTJOH UP ZPLF          
5SBWFM TUPQ UP MFWFS          
4JEF PG IPVTJOH 
        
1.7
)BOEXIFFM UPQ          
%JBQISBHN IFBE UP
SPE"EKVTUBCMF EPXO         
USBWFM TUPQ  

%JBQISBHN IFBE UP
SPE"EKVTUBCMF EPXO         
USBWFM TUPQ  

3PE FOE UP UVSOCVDLMF  -)   -)   -)  
)BOEXIFFM UP BDUVBUPS
        


$"65*0/
5P BWPJE QBSUT EBNBHF EP OPU VTF BO PQFSBUJOH QSFTTVSF UIBU FYDFFET UIF .BYJNVN %JBQISBHN $BTJOH 1SFTTVSF UBCMF 

PS QSPEVDFT B UPSRVF HSFBUFS UIBO UIF .BYJNVN "MMPXBCMF 7BMWF 4IBGU 5PSRVF TFF $BUBMPH 
 6TF QSFTTVSFMJNJUJOH PS
QSFTTVSFSFMJFWJOH EFWJDFT UP QSFWFOU UIF EJBQISBHN DBTJOH QSFTTVSF GSPN FYDFFEJOH JUT MJNJU
5P BWPJE QBSUT EBNBHF EP OPU TUSPLF UIF BDUVBUPS XIJMF DPWFS LFZ 
JT PGG


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

"DUVBUPS .PVOUJOH
6TF UIF GPMMPXJOH TUFQT UP DPOOFDU B WBMWF BOE BO BDUVBUPS ,FZ OVNCFST BSF TIPXO JO GJHVSF  GPS  BDUVBUPST BOE
JO GJHVSF  GPS  BDUVBUPST

8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ QFSGPSN UIF TUFQT JO UIF 8"3/*/( BU UIF CFHJOOJOH PG UIF .BJOUFOBODF TFDUJPO UP JTPMBUF UIF
DPOUSPM WBMWF BOE BDUVBUPS

 6OTDSFX DBQ TDSFXT BOE XBTIFST LFZT  BOE 


BOE SFNPWF UIF DPWFS LFZ 

 3FGFS UP GJHVSF  GPS BWBJMBCMF NPVOUJOH TUZMFT BOE QPTJUJPOT 8IFO NPVOUJOH PO B 7FF#BMM 7 7 PS 7
WBMWF DIFDL UIF WBMWF NBOVBM UP EFUFSNJOF JG JU JT 4FSJFT # 5IF BDUVBUPS JT OPSNBMMZ QPTJUJPOFE WFSUJDBMMZ XJUI UIF
WBMWF JO B IPSJ[POUBM QJQFMJOF TFF GJHVSF 

7"-7& 4&3*&4 03 %&4*(/ 7"-7& 4&3*&4 03 %&4*(/

.06/5*/( "$5*0/ 
#"--1-6( %*4$#"-- # 
$7
305"5*0/ 50 7 7 7  7 305"5*0/ 50 7 
7
$-04& $-04&  
1%5$ $$8 " " " $8 /" #
3JHIU)BOE
1%50 $$8 # # # $8 /" "
1%5$ $$8 /" % % $8 $ $
-FGU)BOE
1%50 $$8 /" $ $ $8 % %
-FGU)BOE 1%5$ $8 /" $ /" /" /" /"
0QUJPOBM

1%50 $8 /" % /" /" /" /"
 1%5$1VTIEPXOUPDMPTF BOE 1%501VTIEPXOUPPQFO
 " MFGU IBOE CBMM XJMM CF SFRVJSFE GPS UIF /14  UISPVHI  4FSJFT # BOE UIF /14  UP  XJUI PS XJUIPVU BUUFOVBUPS

8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ PS QSPQFSUZ EBNBHF UIF  TJ[F  BDUVBUPS EVF UP JUT XFJHIU NVTU CF FYUFSOBMMZ TVQQPSUFE JG
NPVOUFE JO UIF IPSJ[POUBM QPTJUJPO

 8IFO NPVOUJOH UIF BDUVBUPST NBLF TVSF UIBU UIF CVTIJOH LFZ 
BOE WBMWF TIBGU BSF JOMJOF TP UIBU UIF CVTIJOH
XJMM TMJEF POUP UIF WBMWF TIBGU XJUIPVU EBNBHF
 .PVOU UIF BDUVBUPS PO UIF WBMWF CPEZ BOE TFDVSF JU XJUI UIF WBMWF NPVOUJOH TDSFXT 5IF UPSRVF GPS  UP JODI
TIBGUT JT  /:N  MCG:GU
 GPS  UP  JODI TIBGUT JT  /:N  MCG:GU
 GPS  UP JODI TIBGUT JT 
/:N  MCG:GU


$"65*0/

&YDFFEJOH BOZ UPSRVF SFRVJSFNFOU NBZ JNQBJS UIF TBGF PQFSBUJPO PG UIJT BDUVBUPS CZ DBVTJOH CSPLFO PS EBNBHFE QBSUT
3FGFS UP UBCMF  GPS UIF CPMUJOH UPSRVF SFRVJSFNFOUT

 4DSFX UIF MFGUIBOE UISFBEFE MPDLOVU LFZ 


POUP UIF EJBQISBHN SPE LFZ 
BT GBS BT QPTTJCMF
 4DSFX UIF UVSOCVDLMF LFZ 
BT GBS BT JU XJMM HP POUP UIF BDUVBUPS SPE
 4DSFX UIF MPDLOVU LFZ 
BT GBS BT JU XJMM HP POUP UIF SPE FOE CFBSJOH LFZ 
 5ISFBE UIJT BTTFNCMZ DPNQMFUFMZ
JOUP UIF UVSOCVDLMF LFZ 



 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

'JHVSF  .PVOUJOH 4UZMFT BOE 1PTJUJPOT GPS UIF  BOE  "DUVBUPS
45:-& " 45:-& #

104*5*0/   104*5*0/  
45:-& %

'-08
45:-& $
 
-&'5)"/%
.06/5*/(  

 

3*()5)"/% .06/5*/(
45:-& % 45:-& $
45:-& #

45:-& " 104*5*0/   104*5*0/  

'-08

 

 

 
3*()5)"/%
$$
$ .06/5*/( -&'5)"/% .06/5*/(
/05&4
 104*5*0/  *4 45"/%"3% 104*5*0/4  5)306() 
4)08/ */ %055&% -*/&4
"3& "-5&3/"5*7&4

 *G UIF MFWFS LFZ 


JT BUUBDIFE UP UIF SPE FOE CFBSJOH SFNPWF UIF DBQ TDSFX BOE IFY OVU LFZT  BOE 

 *G UIF  TQSJOH BEKVTUNFOU IBT CFFO DIBOHFE DPNQMFUF UIF *OJUJBM 4FUUJOH QPSUJPO PG UIF  4QSJOH
"EKVTUNFOU TFDUJPO CFGPSF QSPDFFEJOH
 $POTVMU UIF BQQSPQSJBUF WBMWF JOTUSVDUJPO NBOVBMT *OTUBMMBUJPO TFDUJPO GPS MFWFSWBMWF TIBGU PSJFOUBUJPO NBSLT BOE
TMJEF UIF MFWFS JOUP QMBDF TFF GJHVSF 
 $MBNQ XJUI UIF DBQ TDSFX LFZ 

 3PUBUF UIF MFWFS LFZ 
UP BMJHO XJUI UIF SPE FOE CFBSJOH LFZ 
 5IJT DPOOFDUJPO DBO CF BJEFE CZ NPWJOH UIF
BDUVBUPS PGG JUT VQ USBWFM TUPQ XJUI B SFHVMBUFE BJS TPVSDF BOE BEKVTUJOH UIF UVSOCVDLMF LFZ 
TMJHIUMZ
 "QQMZ TFBMBOU LFZ 
PS FRVJWBMFOU UISFBEMPDLJOH DPNQPVOE UP UIF UISFBET PG UIF DBQ TDSFX LFZ 

 $POOFDU UIF MFWFS LFZ 
BOE UIF SPE FOE CFBSJOH LFZ 
XJUI UIF DBQ TDSFX BOE IFY OVU LFZT  BOE 

5JHIUFO UIF DBQ TDSFX UP UIF SFDPNNFOEFE CPMU UPSRVF TIPXO JO UBCMF 
 /PUF UIF WBMWF QPTJUJPO BOE EJSFDUJPO PG SPUBUJPO 1PTJUJPO UIF USBWFM JOEJDBUPS LFZ 
BDDPSEJOHMZ

B *G OP IBOEXIFFM BDUVBUPS JT UP CF VTFE QPTJUJPO UIF USBWFM JOEJDBUPS LFZ 


BDDPSEJOH UP UIF WBMWF QPTJUJPO KVTU
OPUFE 3FQMBDF UIF DPWFS LFZ 
BOE TFDVSF XJUI XBTIFST BOE DBQ TDSFXT LFZT  BOE 
 *G IPMFT JO UIF DPWFS
BOE IPVTJOH LFZ 
EP OPU BMJHO UFNQPSBSJMZ MPPTFO UIF DBQ TDSFXT LFZ 
BOE TIJGU UIF IPVTJOH TMJHIUMZ


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

$"65*0/

5P BWPJE QBSUT EBNBHF EP OPU TUSPLF UIF BDUVBUPS XIJMF UIF DPWFS LFZ 
JT PGG

C *G B NBOVBM IBOEXIFFM BDUVBUPS JT UP CF VTFE SFGFS UP UIF TFQBSBUF IBOEXIFFM BDUVBUPS JOTUSVDUJPO NBOVBM GPS
NPVOUJOH JOTUSVDUJPOT
 3FQMBDF UIF DPWFS LFZ 
BOE TFDVSF XJUI DBQ TDSFXT BOE XBTIFST LFZT  BOE 
 *G UIF IPMFT JO UIF DPWFS BOE
IPVTJOH LFZ 
EP OPU BMJHO VTF B SFHVMBUFE BJS TPVSDF UP NPWF UIF BDUVBUPS TMJHIUMZ PGG UIF VQ USBWFM TUPQ *G UIF
IPMF BMJHONFOU DBOOPU CF PCUBJOFE JO UIJT NBOOFS UFNQPSBSJMZ MPPTFO UIF DBQ TDSFXT LFZ 
BOE TIJGU UIF
IPVTJOH TMJHIUMZ

'JHVSF  -FWFS 0QFSBUJOH $MFBSBODF




01&3"5*/( $-&"3"/$& 




NN
*/$)

""
"

$"65*0/

5P BWPJE QBSUT EBNBHF EP OPU TUSPLF UIF BDUVBUPS XIJMF UIF DPWFS LFZ 
JT PGG

 'PMMPX UIF JOTUSVDUJPOT HJWFO JO UIF 5VSOCVDLMF "EKVTUNFOU TFDUJPO CFGPSF QSPDFFEJOH UP UIF -PBEJOH $POOFDUJPO
TFDUJPO


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

7BMWF 'MPX %JSFDUJPO


7BMWF DPOTUSVDUJPO DBO DIBOHF UIF GMPX EJSFDUJPO GPS B DPOUSPM WBMWF BTTFNCMZ *U JT JNQPSUBOU UP PCTFSWF UIF GMPX
EJSFDUJPO JO BMM WBMWF BQQMJDBUJPOT CFGPSF JOTUBMMJOH UIF WBMWF JO UIF QJQFMJOF TFF GJHVSF 
 3FGFS UP UIF BQQSPQSJBUF WBMWF
CVMMFUJO PS JOTUSVDUJPO NBOVBM

/PUF
0CTFSWF BMM XBSOJOHT BOE DBVUJPOT QSPWJEFE JO UIF BQQSPQSJBUF WBMWF JOTUSVDUJPO NBOVBM *OTUBMMBUJPO TFDUJPO

-PBEJOH $POOFDUJPO
 $POOFDU UIF MPBEJOH QSFTTVSF QJQJOH UP UIF QSFTTVSF DPOOFDUJPO JO UIF UPQ PG UIF EJBQISBHN DBTJOH
B 'PS TJ[F  UISPVHI  BDUVBUPST 3VO FJUIFS  /15 QJQF PS  JODI UVCJOH CFUXFFO UIF  /15 QSFTTVSF
DPOOFDUJPO BOE UIF JOTUSVNFOU

C 'PS TJ[F  BDUVBUPST 3VO FJUIFS QJQF PS UVCJOH CFUXFFO UIF QSFTTVSF DPOOFDUJPO BOE UIF JOTUSVNFOU *G
OFDFTTBSZ SFNPWF UIF  JODI CVTIJOH JO UIF QSFTTVSF DPOOFDUJPO UP JODSFBTF DPOOFDUJPO TJ[F
 ,FFQ UIF MFOHUI PG QJQF PS UVCJOH BT TIPSU BT QPTTJCMF UP BWPJE USBOTNJTTJPO MBH JO UIF DPOUSPM TJHOBM *G BO BDDFTTPSZ
TVDI BT B WPMVNF CPPTUFS PS B WBMWF QPTJUJPOFS
JT VTFE CF TVSF UIBU UIF BDDFTTPSZ JT QSPQFSMZ DPOOFDUFE UP UIF
BDUVBUPS *G B WBMWF QPTJUJPOFS JT QBSU PG UIF BTTFNCMZ UIF QSFTTVSF DPOOFDUJPO UP UIF BDUVBUPS XJMM OPSNBMMZ CF NBEF
BU UIF GBDUPSZ

5BCMF  8SFODI 4J[F 3FRVJSFE GPS 5VSOCVDLMF "EKVTUNFOU *ODIFT


"$56"503 563/#6$,-&
-08&3 -0$,/65 ,&: 
611&3 -0$,/65 ,&: 

5ZQF 4J[F ,&: 

   


  
   
    

 8IFO UIF DPOUSPM WBMWF JT DPNQMFUFMZ JOTUBMMFE BOE DPOOFDUFE UP UIF JOTUSVNFOU DIFDL GPS DPSSFDU BDUJPO
BJSUPPQFO PS BJSUPDMPTF
UP NBUDI UIF DPOUSPMMJOH JOTUSVNFOU 'PS TVDDFTTGVM PQFSBUJPO UIF BDUVBUPS TUFN BOE
WBMWF TIBGU NVTU NPWF GSFFMZ JO SFTQPOTF UP UIF MPBEJOH QSFTTVSF DIBOHF PO UIF EJBQISBHN

"EKVTUNFOU
5VSOCVDLMF "EKVTUNFOU
$PSSFDU UVSOCVDLMF BEKVTUNFOU FOTVSFT UIBU UIF WBMWF JT DPSSFDUMZ DMPTFE XIFO UIF BDUVBUPS JT BHBJOTU JUT USBWFM TUPQT
5IF UVSOCVDLMF BEKVTUNFOU JT UIF POMZ BEKVTUNFOU OFDFTTBSZ PO UIF  BDUVBUPS ,FZ OVNCFST BSF TIPXO JO GJHVSF 
GPS  BDUVBUPST BOE JO GJHVSF  GPS  BDUVBUPST

'PS BDDVSBUF BEKVTUNFOU UP UIF [FSPEFHSFF WBMWF EJTD PS CBMM QPTJUJPO SFNPWF UIF WBMWF GSPN UIF QJQFMJOF 3FGFS UP UIF
WBMWF JOTUSVDUJPO NBOVBM GPS JOTUSVDUJPOT

" SFHVMBUFE BJS TVQQMZ XJMM CF SFRVJSFE UP TUSPLF UIF BDUVBUPS 3FGFS UP UBCMF  GPS UIF TJ[FT PG UIF UISFF PQFOFOE
XSFODIFT SFRVJSFE GPS UIJT QSPDFEVSF


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

 3FNPWF UIF BDDFTT QMBUF LFZ 


 "MTP SFNPWF UIF NBDIJOF TDSFXT LFZ 
JG QSFTFOU

/PUF
'PS UIF NPTU BDDVSBUF BEKVTUNFOU PG UIF BDUVBUPS EP OPU SFNPWF UIF DPWFS LFZ 
EVSJOH UIJT QSPDFEVSF

 -PPTFO UIF MPXFS MPDLOVU LFZ 



 .BLF TVSF UIF BDUVBUPS IPVTJOH LFZ 
JT DMFBS PG BOZ UPPMT PS PUIFS JOTUSVNFOUT UIBU DPVME PCTUSVDU UIF BDUVBUPS
TUSPLF QBUI 1SFTTVSF UIF EJBQISBHN DBTJOH FOPVHI UP TUSPLF UIF BDUVBUPS EPXO TP UIBU UIF MFGUIBOE UISFBEFE
VQQFS MPDLOVU LFZ 
JT BDDFTTJCMF UISPVHI UIF BDDFTT PQFOJOH -PPTFO UIF MPDLOVU
 $POTVMU UIF BQQSPQSJBUF WBMWF JOTUSVDUJPO NBOVBM GPS EFUFSNJOJOH UIF DMPTFE QPTJUJPO PG UIF WBMWF 5IFO VTF POF PG
UIF GPMMPXJOH
B 1VTIEPXOUPDMPTF4MPXMZ TUSPLF UIF BDUVBUPS UP UIF EPXO USBWFM TUPQ "EKVTU UIF UVSOCVDLMF LFZ 
VOUJM UIF
WBMWF JT JO UIF DMPTFE QPTJUJPO -PDL UIJT BEKVTUNFOU XJUI UIF MFGUIBOE UISFBEFE MPDLOVU LFZ 
 4USPLF UIF
BDUVBUPS UP UIF NJEUSBWFM QPTJUJPO BOE UJHIUFO UIF MPDLOVU LFZ 


C 1VTIEPXOUPPQFO3FMFBTF BMM QSFTTVSF GSPN UIF EJBQISBHN DBTJOH NBLJOH TVSF UIF EJBQISBHN JT BHBJOTU JUT
VQ USBWFM TUPQ #F TVSF UIBU UIF PQUJPOBM IBOEXIFFM JT BEKVTUFE UP JUT UPQNPTU QPTJUJPO TP UIBU UIF [FSP QPTJUJPO PG
UIF BDUVBUPS BOE WBMWF DBO CF SFBDIFE TJNVMUBOFPVTMZ $IFDL UIF WBMWF QPTJUJPO 4USPLF UIF BDUVBUPS TP UIF
UVSOCVDLMF LFZ 
JT BDDFTTJCMF UISPVHI UIF BDDFTT PQFOJOH "EKVTU UIF MJOLBHF 3FMFBTF QSFTTVSF UP UIF
BDUVBUPS BOE DIFDL UIF OFX BEKVTUNFOU $POUJOVF UIJT QSPDFEVSF VOUJM UIF WBMWF JT JO UIF DMPTFE QPTJUJPO XIFO
UIF BDUVBUPS JT SFTUJOH PO JUT VQ USBWFM TUPQ 4USPLF UIF BDUVBUPS UP UIF NJEUSBWFM QPTJUJPO BOE UJHIUFO UIF
MPDLOVU LFZ 
 4USPLF UIF BDUVBUPS BOE UJHIUFO UIF MFGUIBOE UISFBEFE MPDLOVU LFZ 

 3FQMBDF UIF BDDFTT QMBUF LFZ 

 -PPTFO UIF TFMGUBQQJOH TDSFXT LFZ 
BEKVTU UIF USBWFM JOEJDBUPS LFZ 
BOE SFUJHIUFO UIF TFMGUBQQJOH TDSFXT

 4QSJOH "EKVTUNFOU


*OJUJBM 4FUUJOH
5IF  OBNFQMBUF TQFDJGJFT BO JOJUJBM TQSJOH TFUUJOH XIJDI JT UIF JOJUJBM TFUUJOH BEKVTUFE JOUP UIF BDUVBUPS TQSJOH
*OJUJBM TFUUJOH JT UIF DBTJOH QSFTTVSF BU XIJDI UIF EJBQISBHN BOE EJBQISBHN SPE CFHJO UP NPWF BXBZ GSPN UIF VQ USBWFM
TUPQ XJUI UIF BDUVBUPS EJTDPOOFDUFE GSPN UIF WBMWF 8JUI UIF BDUVBUPS DPOOFDUFE UP UIF WBMWF BOE QSFTTVSF BQQMJFE UP
UIF WBMWF B IJHIFS QSFTTVSF XJMM CF SFRVJSFE UP TUBSU BDUVBUPS USBWFM


5IF JOJUJBM TFUUJOH XBT TFMFDUFE CBTFE VQPO UIF TFSWJDF DPOEJUJPOT TQFDJGJFE XIFO UIF BDUVBUPS XBT PSEFSFE
TP UIBU
XIFO UIF BDUVBUPS BOE WBMWF BSF JO TFSWJDF UIF WBMWF XJMM TFBU QSPQFSMZ BOE GVMM USBWFM XJMM CF PCUBJOFE XJUIJO B
EJBQISBHN DBTJOH SBOHF PG  UP   UP   UP  PS  UP  CBS  UP   UP   UP  PS  UP  QTJH

EFQFOEJOH PO TQFDJGJD BDUVBUPS TJ[F BOE DPOTUSVDUJPO

*G UIF BDUVBUPS IBT CFFO EJTBTTFNCMFE PS JG UIF TQSJOH BEKVTUNFOU XBT DIBOHFE BOE JU JT EFTJSFE UP NBUDI UIF JOJUJBM
TFUUJOH TUBUFE PO UIF OBNFQMBUF NBLF TVSF UIF SPE FOE CFBSJOH LFZ  GJHVSF  PS 
IBT CFFO EJTDPOOFDUFE GSPN UIF
MFWFS LFZ  GJHVSF  PS 
 "EKVTU UIF TQSJOH TP UIBU UIF EJBQISBHN SPE KVTU TUBSUT UP USBWFM BU UIF TQSJOH TFU QSFTTVSF
TQFDJGJFE PO UIF OBNFQMBUF

#F TVSF UIF SPE FOE CFBSJOH EPFT OPU IJU UIF MFWFS BT UIF EJBQISBHN BOE EJBQISBHN SPE NPWF BXBZ GSPN UIF VQ USBWFM
TUPQ 5P BEKVTU UIF TQSJOH JOTFSU B SPVOE SPE JOUP POF PG UIF IPMFT JO UIF MPXFS CFBSJOH TFBU LFZ  GJHVSF 
 )PMF
EJBNFUFS JT  NN  JODI
GPS TJ[F  BDUVBUPST  NN  JODI
GPS TJ[F  BDUVBUPST BOE  NN  JODI

GPS TJ[F  BDUVBUPST 3PUBUF UIF CFBSJOH TFBU UP NPWF JU UPXBSE UIF DBTJOH UP JODSFBTF JOJUJBM TFUUJOH PS BXBZ GSPN UIF
DBTJOH UP EFDSFBTF JOJUJBM TFUUJOH LFZT  BOE  GJHVSF 



 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

4USPLJOH 3BOHF
5IF JOJUJBM TQSJOH TFUUJOH MJTUFE PO UIF OBNFQMBUF IBT CFFO EFUFSNJOFE UP CF UIF PQUJNVN TFUUJOH BOE JU JT OPU
SFDPNNFOEFE UP NBLF TQSJOH BEKVTUNFOUT UIBU XJMM DBVTF UIJT WBMVF UP DIBOHF PS CF FYDFFEFE 'PS
QVTIEPXOUPPQFO WBMWF BDUJPO UIF JOJUJBM TQSJOH TFUUJOH JT UIF NBYJNVN BMMPXBCMF UP QSPWJEF UIF NBYJNVN TQSJOH
DMPTJOH GPSDF

$"65*0/

"OZ JODSFBTF PG UIJT TFUUJOH XJMM PWFSTUSFTT UIF TQSJOH BU GVMM USBWFM BOE NBZ TIPSUFO UIF GBUJHVF MJGF PG UIF TQSJOH

'PS QVTIEPXOUPDMPTF WBMWF BDUJPO UIF JOJUJBM TQSJOH TFU IBT CFFO EFUFSNJOFE UP CF UIF PQUJNVN CBMBODF CFUXFFO
UIF BJSUPDMPTF BOE UIF TQSJOHUPPQFO CSFBLPVU UPSRVF

*G UIF  BDUVBUPS JT UP CF DIBOHFE GSPN POF WBMWF BDUJPO UP BOPUIFS JF QVTIEPXOUPDMPTF UP
QVTIEPXOUPPQFO
GJSTU SFGFS UP UIF UBCMF GPS LFZ  JO UIF 1BSUT -JTU TFDUJPO UP EFUFSNJOF UIF QSPQFS JOJUJBM TQSJOH
TFUUJOH UIFO BEKVTU UIF VOJU BDDPSEJOH UP UIF QSPDFEVSFT JO UIF *OJUJBM 4FUUJOHT QPSUJPO PG UIF  4QSJOH "EKVTUNFOU
TFDUJPO

1SJODJQMF PG 0QFSBUJPO
5IF EJBQISBHN SPE NPWFT EPXO BT MPBEJOH QSFTTVSF JT JODSFBTFE PO UPQ PG UIF EJBQISBHN "T UIF MPBEJOH QSFTTVSF JT
EFDSFBTFE UIF TQSJOH GPSDFT UIF EJBQISBHN SPE VQXBSE

5IF TQSJOH BOE EJBQISBHN IBWF CFFO TFMFDUFE UP NFFU UIF SFRVJSFNFOUT PG UIF BQQMJDBUJPO BOE JO TFSWJDF UIF
BDUVBUPS TIPVME QSPEVDF GVMM USBWFM PG UIF WBMWF XJUI UIF EJBQISBHN QSFTTVSF BT JOEJDBUFE PO UIF OBNFQMBUF

$POTVMU UIF TFQBSBUF QPTJUJPOFS JOTUSVDUJPO NBOVBM GPS BDUVBUPS QSJODJQMF PG PQFSBUJPO XJUI QPTJUJPOFS

.BJOUFOBODF
"DUVBUPS QBSUT BSF TVCKFDU UP OPSNBM XFBS BOE NVTU CF JOTQFDUFE BOE SFQMBDFE BT OFDFTTBSZ 5IF GSFRVFODZ PG
JOTQFDUJPO BOE SFQMBDFNFOU EFQFOET VQPO UIF TFWFSJUZ PG TFSWJDF DPOEJUJPOT ,FZ OVNCFST BSF TIPXO JO GJHVSF  GPS
 BDUVBUPST BOE JO GJHVSF  GPS  BDUVBUPST

8"3/*/(
"WPJE QFSTPOBM JOKVSZ PS QSPQFSUZ EBNBHF GSPN TVEEFO SFMFBTF PG QSPDFTT QSFTTVSF PS VODPOUSPMMFE NPWFNFOU PG QBSUT
#FGPSF QFSGPSNJOH BOZ NBJOUFOBODF PQFSBUJPOT
- %P OPU SFNPWF UIF BDUVBUPS GSPN UIF WBMWF XIJMF UIF WBMWF JT TUJMM QSFTTVSJ[FE
- "MXBZT XFBS QSPUFDUJWF HMPWFT DMPUIJOH BOE FZFXFBS XIFO QFSGPSNJOH BOZ NBJOUFOBODF PQFSBUJPOT UP BWPJE QFSTPOBM
JOKVSZ #F BXBSF PG QJODIJOH QBSUT EVSJOH NBJOUFOBODF PQFSBUJPOT
- %JTDPOOFDU BOZ PQFSBUJOH MJOFT QSPWJEJOH BJS QSFTTVSF FMFDUSJD QPXFS PS B DPOUSPM TJHOBM UP UIF BDUVBUPS #F TVSF UIF
BDUVBUPS DBOOPU TVEEFOMZ PQFO PS DMPTF UIF WBMWF


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

- 6TF CZQBTT WBMWFT PS DPNQMFUFMZ TIVU PGG UIF QSPDFTT UP JTPMBUF UIF WBMWF GSPN QSPDFTT QSFTTVSF 3FMJFWF QSPDFTT QSFTTVSF
GSPN CPUI TJEFT PG UIF WBMWF %SBJO UIF QSPDFTT NFEJB GSPN CPUI TJEFT PG UIF WBMWF
- 7FOU UIF QPXFS BDUVBUPS MPBEJOH QSFTTVSF BOE SFMJFWF BOZ BDUVBUPS TQSJOH QSFDPNQSFTTJPO
- 6TF MPDLPVU QSPDFEVSFT UP CF TVSF UIBU UIF BCPWF NFBTVSFT TUBZ JO FGGFDU XIJMF ZPV XPSL PO UIF FRVJQNFOU
- 5IF WBMWF QBDLJOH CPY NBZ DPOUBJO QSPDFTT GMVJET UIBU BSF QSFTTVSJ[FE FWFO XIFO UIF WBMWF IBT CFFO SFNPWFE GSPN UIF
QJQFMJOF 1SPDFTT GMVJET NBZ TQSBZ PVU VOEFS QSFTTVSF XIFO SFNPWJOH UIF QBDLJOH IBSEXBSF PS QBDLJOH SJOHT PS XIFO
MPPTFOJOH UIF QBDLJOH CPY QJQF QMVH
- $IFDL XJUI ZPVS QSPDFTT PS TBGFUZ FOHJOFFS GPS BOZ BEEJUJPOBM NFBTVSFT UIBU NVTU CF UBLFO UP QSPUFDU BHBJOTU QSPDFTT
NFEJB

$"65*0/

5P BWPJE QBSUT EBNBHF EP OPU TUSPLF UIF BDUVBUPS XIJMF DPWFS LFZ 
JT PGG

%JTBTTFNCMZ
5IF GPMMPXJOH QSPDFEVSF EFTDSJCFT IPX UP DPNQMFUFMZ EJTBTTFNCMF UIF BDUVBUPS 8IFO JOTQFDUJOH BOE SFQMBDJOH QBSUT
QFSGPSN POMZ UIPTF TUFQT OFDFTTBSZ UP BDDPNQMJTI UIF SFQBJS

%P OPU VOEFS PSEJOBSZ DJSDVNTUBODFT SFNPWF UIF DBQ TDSFXT LFZT   BOE 
BU UIJT UJNF

$"65*0/

$BQ TDSFX LFZ 


NVTU CF EJTFOHBHFE GSPN UIF MFWFS LFZ 
CFGPSF SFNPWJOH UIF EJBQISBHN DBTJOH LFZ 
 'BJMVSF UP EP
TP XJMM BMMPX UIF TQSJOH QSFDPNQSFTTJPO UP SPUBUF UIF WBMWF CFZPOE JUT GVMMZ PQFO PS DMPTFE QPTJUJPO 5IJT DPVME DBVTF
EBNBHF UP UIF WBMWF DPNQPOFOUT BOEPS TFBM

 1FSGPSN UIF TUFQT JO UIF 8"3/*/( BU UIF CFHJOOJOH PG UIF .BJOUFOBODF TFDUJPO UP JTPMBUF UIF DPOUSPM WBMWF BOE
BDUVBUPS
 3FNPWF UIF UVCJOH PS QJQJOH GSPN UIF UPQ PG UIF BDUVBUPS
 3FNPWF UIF QPTJUJPOFS JG VTFE *G OFDFTTBSZ SFGFS UP UIF QPTJUJPOFS JOTUSVDUJPO NBOVBM GPS SFNPWBM JOTUSVDUJPOT
 6OTDSFX UIF DBQ TDSFXT BOE XBTIFST LFZT  BOE 
BOE SFNPWF UIF DPWFS LFZ 

 3FNPWF UIF SFUBJOJOH SJOH LFZ 
BOE TMJEF UIF IVC LFZ 
GSPN UIF DPWFS *G OFDFTTBSZ SFNPWF UIF USBWFM
JOEJDBUPS LFZ 
GSPN UIF IVC LFZ 

 *OTQFDU BOE JG OFDFTTBSZ SFQMBDF UIF DPWFS CVTIJOH LFZ 
 3FNPWF UIF USBWFM JOEJDBUPS TDBMF LFZ 
CZ
SFNPWJOH UIF TFMGUBQQJOH TDSFXT LFZ 
 1SFTT UIF CVTIJOH PVU PG UIF DPWFS LFZ 

 3FNPWF UIF DBQ TDSFX BOE IFY OVU LFZT  BOE 

 .BLF OPUF PG UIF MFWFSWBMWF TIBGU PSJFOUBUJPO BOE UIFO MPPTFO UIF DBQ TDSFX LFZ 


$"65*0/

8IFO SFNPWJOH UIF BDUVBUPS GSPN UIF WBMWF EP OPU VTF B IBNNFS PS TJNJMBS UPPM UP ESJWF UIF MFWFS LFZ 
PGG UIF WBMWF
TIBGU %SJWJOH UIF MFWFS DPVME EBNBHF JOUFSOBM WBMWF QBSUT 0O TPNF WBMWF UZQFT ESJWJOH UIF MFWFS PGG UIF TIBGU DPVME NPWF


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

UIF WBMWF EJTD PS CBMM BOE CFBSJOHT BXBZ GSPN UIF DFOUFSFE QPTJUJPO DBVTJOH TVCTFRVFOU EBNBHF UP WBMWF QBSUT BT UIF WBMWF
JT PQFSBUFE
" XIFFM QVMMFS NBZ CF VTFE UP SFNPWF UIF MFWFS *U JT PLBZ UP UBQ UIF XIFFM QVMMFS TDSFX MJHIUMZ UP MPPTFO UIF MFWFS CVU
IJUUJOH UIF TDSFX XJUI FYDFTTJWF GPSDF DPVME BMTP EBNBHF WBMWF QBSUT PS EJTSVQU UIF DFOUFSFE QPTJUJPO PG UIF WBMWF EJTD BOE
CFBSJOHT

 3PUBUF UIF IBOEXIFFM JG POF JT VTFE


DPVOUFSDMPDLXJTF VOUJM UIF IBOEXIFFM JT OPU DPNQSFTTJOH UIF TQSJOH LFZ 


8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ GSPN QSFDPNQSFTTFE TQSJOH GPSDF TVEEFOMZ UISVTUJOH UIF VQQFS EJBQISBHN DBTJOH LFZ 
BXBZ
GSPN UIF BDUVBUPS SFMJFWF  TQSJOH DPNQSFTTJPO PS DBSFGVMMZ SFNPWF  DBTJOH DBQ TDSFXT CFGPSF QSPDFFEJOH GVSUIFS

 5P SFMJFWF TQSJOH DPNQSFTTJPO


B 'PS  BDUVBUPST

- -PPTFO CVU EP OPU SFNPWF BMM DBTJOH DBQ TDSFXT BOE IFY OVUT LFZT  BOE 
 .BLF TVSF UIFSF JT OP TQSJOH GPSDF UP
UIF VQQFS EJBQISBHN DBTJOH

- 6OTDSFX BOE SFNPWF UIF DBQ TDSFXT BOE IFY OVUT LFZT  BOE 
BOE UIFO SFNPWF UIF VQQFS EJBQISBHN DBTJOH BOE
UIF EJBQISBHN LFZ 


C 'PS  BDUVBUPST

- *OTFSU B SPVOE SPE JOUP POF PG UIF IPMFT JO UIF MPXFS CFBSJOH TFBU LFZ 
 6TF UIF SPE UP SPUBUF UIF MPXFS CFBSJOH
TFBU BOE NPWF JU BXBZ GSPN UIF BDUVBUPS DBTJOHT $POUJOVF SPUBUJOH UIF MPXFS CFBSJOH TFBU VOUJM TQSJOH
DPNQSFTTJPO JT DPNQMFUFMZ SFNPWFE 3PE IPMF EJBNFUFS JT  NN  JODI
GPS TJ[F  BDUVBUPST  NN 
JODI
GPS TJ[F  BDUVBUPST BOE  NN  JODI
GPS TJ[F  BDUVBUPST

- 6OTDSFX BOE SFNPWF UIF DBQ TDSFXT BOE IFY OVUT LFZT  BOE 
BOE UIFO SFNPWF UIF VQQFS EJBQISBHN DBTJOH BOE
UIF EJBQISBHN LFZ 

 3FNPWJOH UIF EJBQISBHN QMBUF LFZ 

B 'PS  BDUVBUPST

- 1VMM UIF EJBQISBHN QMBUF LFZ 


BOE BUUBDIFE QBSUT PVU PG UIF BDUVBUPS 5IF TQSJOH LFZ 
EJBQISBHN SPE LFZ

DBQ TDSFX LFZ 
TQSJOH TFBU LFZ 
IFY OVU LFZ 
UVSOCVDLMF LFZ 
IFY OVU LFZ 
BOE SPE FOE
CFBSJOH LFZ 
XJMM CF BUUBDIFE UP UIF EJBQISBHN IFBE BTTFNCMZ

- 5IF EJBQISBHN QMBUF LFZ 


NBZ CF XFEHFE BHBJOTU UIF EJBQISBHN SPE LFZ 
UIFSFCZ QSFWFOUJOH UIF TQSJOH
DPNQSFTTJPO GSPN CFJOH SFMJFWFE BT UIF DBQ TDSFX LFZ 
JT MPPTFOFE

8"3/*/(
%JTMPEHF UIF EJBQISBHN QMBUF LFZ 
GSPN UIF EJBQISBHN SPE LFZ 
CFGPSF DPNQMFUFMZ SFNPWJOH UIF DBQ TDSFX LFZ 

'BJMVSF UP DPNQMZ XJUI UIJT SFRVJSFNFOU DPVME DBVTF QFSTPOBM JOKVSZ EVF UP UIF TVEEFO SFMFBTF PG TQSJOH DPNQSFTTJPO

- %JTMPEHF UIF EJBQISBHN QMBUF LFZ 


GSPN UIF EJBQISBHN SPE LFZ 
CZ MPPTFOJOH UIF DBQ TDSFX LFZ 
POF GVMM
UVSO BOE UBQQJOH UIF VOEFSTJEF PG UIF EJBQISBHN QMBUF VOUJM JU GPMMPXT UIF DBQ TDSFX BT JU JT CFJOH SFNPWFE 'BJMVSF


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

UP DIFDL GPS UIJT DPOEJUJPO CFGPSF DPNQMFUFMZ SFNPWJOH UIF DBQ TDSFX LFZ 
DPVME DBVTF QFSTPOBM JOKVSZ EVF UP UIF
TVEEFO SFMFBTF PG TQSJOH DPNQSFTTJPO

- 4MPXMZ SFNPWF UIF DBQ TDSFX LFZ 


XIJMF NBLJOH TVSF UIBU UIF EJBQISBHN IFBE BTTFNCMZ JT GPMMPXJOH UIF DBQ
TDSFX EJTBTTFNCMZ /PUF.BLF TVSF UIBU TQSJOH MPBE JT [FSP CFGPSF UIF DBQ TDSFX JT DPNQMFUFMZ SFNPWFE 4FF UIF
8"3/*/( PO UIF QSFDFEJOH QBHF *G OFDFTTBSZ TFQBSBUF UIF SFNBJOJOH QBSUT PG UIF BTTFNCMZ

C 'PS  BDUVBUPST


3FNPWF UIF SPE FOE CFBSJOH LFZ 
UIF IFY OVU LFZ 
UVSOCVDLMF LFZ 
BOE UIF IFY OVU LFZ 

GSPN UIF EJBQISBHN SPE LFZ 





1VMM UIF EJBQISBHN QMBUF LFZ 
BOE BUUBDIFE QBSUT PVU PG UIF BDUVBUPS 5IFO SFNPWF UIF DBQ TDSFX LFZ

UP TFQBSBUF UIF EJBQISBHN QMBUF BOE UIF EJBQISBHN SPE


1SPDFFE BT BQQSPQSJBUF

- 'PS 4J[F  BOE  BDUVBUPST 3FNPWF UIF BDUVBUPS TQSJOH LFZ 


GSPN UIF BDUVBUPS *G JU JT OFDFTTBSZ UP SFNPWF UIF
BEKVTUJOH TDSFX LFZ 
GSPN UIF TQSJOH CBSSFM EVSJOH UIJT QSPDFEVSF IFBU UIF CBTF PG UIF BEKVTUJOH TDSFX UP E$
E'
MPOH FOPVHI GPS UIF UISFBEMPDLJOH DPNQPVOE LFZ 
UP MPTF JUT IPMEJOH TUSFOHUI 5IFO VOTDSFX UIF
BEKVTUJOH TDSFX GSPN UIF TQSJOH CBSSFM *G UIF TQSJOH TFBU BOE UIF MPXFS CFBSJOH TFBU LFZT  BOE 
BSF UP CF
SFQMBDFE VOTDSFX UIF MPXFS CFBSJOH TFBU GSPN UIF BEKVTUJOH TDSFX BOE UIFO SFNPWF UIF UISVTU CFBSJOH BOE UIF
CFBSJOH SBDFT LFZT  BOE 
GSPN UIF MPXFS CFBSJOH TFBU

- 'PS 4J[F  BDUVBUPST 3FNPWF UIF BDUVBUPS TQSJOH LFZ 


GSPN UIF BDUVBUPS 3FNPWF UIF DBQ TDSFXT LFZ 
UIFO
SFNPWF UIF TQSJOH CBSSFM LFZ 
GSPN UIF BDUVBUPS IPVTJOH *G JU JT OFDFTTBSZ UP SFNPWF UIF TQSJOH BEKVTUNFOU
QBSUT MPPTFO UIF TFU TDSFX LFZ 
BOE VOTDSFX UIF TQSJOH BEKVTUJOH TDSFX LFZ 
GSPN UIF TQSJOH CBSSFM LFZ


 6OTDSFX UIF DBQ TDSFXT LFZ 
BOE SFNPWF UIF BDUVBUPS IPVTJOH BTTFNCMZ LFZ 

 6OCPMU UIF NPVOUJOH ZPLF LFZ 
GSPN UIF WBMWF
 $IFDL UIF CVTIJOH LFZ 
JO UIF NPVOUJOH ZPLF 1SFTT PVU BOE SFQMBDF UIF CVTIJOH JG OFDFTTBSZ

"TTFNCMZ
5IJT QSPDFEVSF BTTVNFT UIBU UIF BDUVBUPS XBT DPNQMFUFMZ EJTBTTFNCMFE *G UIF BDUVBUPS XBT OPU DPNQMFUFMZ
EJTBTTFNCMFE TUBSU UIFTF JOTUSVDUJPOT BU UIF BQQSPQSJBUF TUFQ 5IJT QSPDFEVSF BMTP BTTVNFT UIBU UIF WBMWF JT SFNPWFE
GSPN UIF QJQFMJOF GPS FBTF JO BDUVBUPS BTTFNCMZ BOE BEKVTUNFOU

,FZ OVNCFST BSF TIPXO JO GJHVSF  GPS  BDUVBUPST BOE JO GJHVSF  GPS  BDUVBUPST
 *OTUBMMJOH UIF TQSJOH CBSSFM LFZ 

B 'PS  BDUVBUPST 1MBDF UIF TQSJOH CBSSFM POUP UIF IPVTJOH LFZ 
 4FDVSF UIF TQSJOH CBSSFM XJUI DBQ TDSFXT LFZ

 5JHIUFO UIF DBQ TDSFXT UP UIF UPSRVF WBMVF TIPXO JO UBCMF 

C 'PS  BDUVBUPST *G UIF TQSJOH CBSSFM LFZ 


XBT SFNPWFE GSPN UIF IPVTJOH LFZ 
BMJHO UIF TQSJOH CBSSFM UP
UIF IPVTJOH BT EFTDSJCFE CFMPX UP FOTVSF UIBU UIF PGGTFU IPMF JO UIF CBTF PG UIF TQSJOH CBSSFM XJMM CF MPDBUFE
QSPQFSMZ

- 'PS 4J[F  BOE  BDUVBUPST /PUF UIBU POF PG UIF BDDFTTPSZ NPVOUJOH CPTTFT PO UIF TQSJOH CBSSFM JT DMPTFS UP UIF
EJBQISBHN FOE PG UIF TQSJOH CBSSFM 1MBDF UIF TQSJOH CBSSFM POUP UIF IPVTJOH XJUI UIF VQQFS CPTT UIF POF DMPTFS UP
UIF EJBQISBHN FOE
PO UIF TBNF TJEF BT UIF CPTT MPDBUFE PO UIF IPVTJOH TFF GJHVSFT  BOE 
 5IJT FOTVSFT QSPQFS
QPTJUJPOJOH PG UIF PGGTFU IPMF 4FDVSF UIF TQSJOH CBSSFM XJUI DBQ TDSFXT LFZ 
 0O GJOBM BTTFNCMZ UJHIUFO UIF
TDSFXT UP UIF UPSRVF WBMVF TIPXO JO UBCMF 


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

- 'PS 4J[F  BDUVBUPST 5IF TQSJOH CBSSFM OFFE OPU CF BMJHOFE JO BOZ QBSUJDVMBS QPTJUJPO XIFO QMBDJOH JU PO UIF IPVTJOH
 *G UIF CVTIJOH LFZ 
XBT SFNPWFE QSFTT JO UIF OFX CVTIJOH 5IF FOE PG UIF CVTIJOH TIPVME CF GMVTI XJUI UIF
CPUUPN PG UIF SFDFTT JO UIF NPVOUJOH ZPLF LFZ 

 4MJEF UIF NPVOUJOH ZPLF PWFS UIF WBMWF TIBGU BOE TFDVSF JU UP UIF WBMWF XJUI UIF WBMWF NPVOUJOH DBQ TDSFXT
 5JHIUFO UIF WBMWF NPVOUJOH DBQ TDSFXT UP UIF CPMUJOH UPSRVF MJTUFE JO TUFQ  PG UIF *OTUBMMBUJPO QSPDFEVSFT

8"3/*/(
&YDFFEJOH BOZ UPSRVF SFRVJSFNFOU NBZ JNQBJS UIF TBGF PQFSBUJPO PG UIF BDUVBUPS BOE MFBE UP QPTTJCMF QFSTPOBM JOKVSZ PS
QSPQFSUZ EBNBHF

 3FGFS UP GJHVSF  GPS UIF EFTJSFE PSJFOUBUJPO PG UIF IPVTJOH LFZ 


 4FDVSF UIF IPVTJOH UP UIF NPVOUJOH ZPLF XJUI
DBQ TDSFXT LFZ 

 $PBU XJUI MJUIJVN HSFBTF LFZ 
PO UIF DBQ TDSFX UISFBET LFZ 
BOE UIF UBQFSFE FOE PG UIF EJBQISBHN SPE LFZ


 1SPDFFE BT BQQSPQSJBUF
B 'PS  BDUVBUPST TFF GJHVSF 

- "TTFNCMF UIF EJBQISBHN SPE TQSJOH TFBU LFZ 


TQSJOH LFZ 
BOE EJBQISBHN QMBUF LFZ 
BOE TFDVSF XJUI UIF
DBQ TDSFX LFZ 
 5JHIUFOJOH UIF DBQ TDSFX XJMM DPNQSFTT UIF TQSJOH #F DFSUBJO UIF UBQFSFE FOE PG UIF EJBQISBHN
SPE JT TFBUFE JO UIF DPSSFTQPOEJOH IPMF JO UIF EJBQISBHN QMBUF UIBU UIF TQSJOH JT TFBUFE JO UIF TQSJOH TFBU BOE UIBU
UIF DBQ TDSFX JT UJHIUFOFE UP UIF UPSRVF TQFDJGJFE JO UBCMF 

- *OTUBMM UIF IFY OVU LFZ 


UVSOCVDLMF LFZ 
IFY OVU LFZ 
BOE SPE FOE CFBSJOH LFZ 
POUP UIF EJBQISBHN
SPE

- #F DFSUBJO UIF USBWFM TUPQT LFZ 


BSF MPDBUFE BT TIPXO JO GJHVSF 

- *OTUBMM UIF EJBQISBHN QMBUF BOE BUUBDIFE QBSUT JOUP UIF BDUVBUPS

- #F TVSF UIF XBSOJOH OBNFQMBUF LFZ 


JT JO QMBDF *OTUBMM UIF EJBQISBHN LFZ 
BOE UIF VQQFS EJBQISBHN DBTJOH
LFZ 
 *OTUBMM UIF DBQ TDSFXT BOE IFY OVUT LFZT  BOE 
 5JHIUFO UIF DBQ TDSFXT FWFOMZ JO B DSJTTDSPTT QBUUFSO UP
DPNQSFTT UIF TQSJOH BOE TFDVSF UIF VQQFS EJBQISBHN DBTJOH 3FGFS UP UBCMF  GPS UPSRVF WBMVFT

C 'PS  BDUVBUPST TFF GJHVSF 



- 'PS BDUVBUPS EFTJHOT XJUIPVU B TFU TDSFX LFZ 
JO UIF TQSJOH CBSSFM LFZ 
 JG UIF BEKVTUJOH TDSFX BOE BUUBDIFE QBSUT
XFSF SFNPWFE GJSTU DMFBO BOE UIFO MVCSJDBUF UIF VQQFS UISFBET PG UIF BEKVTUJOH TDSFX LFZ 
XJUI MJUIJVN HSFBTF
LFZ 
BT TIPXO JO GJHVSF  *OTUBMM UIF MPXFS CFBSJOH TFBU LFZ 
UIF UISVTU CFBSJOH LFZ 
UIF UISVTU CFBSJOH
SBDFT LFZ 
BOE UIF TQSJOH TFBU LFZ 
POUP UIF BEKVTUJOH TDSFX

- 'JSTU DMFBO BOE UIFO DPBU UIF MPXFS FOE PG UIF BEKVTUJOH TDSFX XJUI TFBMBOU LFZ 
PS FRVJWBMFOU UISFBEMPDLJOH
DPNQPVOE BT TIPXO JO GJHVSF  BOE JOTUBMM UIF FOUJSF BTTFNCMZ JOUP UIF TQSJOH CBSSFM LFZ 
 -FU UIF BEKVTUJOH
TDSFX TUBOE VOEJTUVSCFE GPS BU MFBTU UXP IPVST BGUFS JOTUBMMBUJPO UP BMMPX UIF UISFBEMPDLJOH DPNQPVOE UP DVSF

$"65*0/
"QQMZ MVCSJDBOU UP UIF VQQFS UISFBET BOE UISFBEMPDLJOH DPNQPVOE UP UIF MPXFS UISFBET PG UIF BEKVTUJOH TDSFX %P OPU
PWFSMBQ UIF DPBU PG MVCSJDBOU XJUI UIF DPBU PG UISFBEMPDLJOH DPNQPVOE TJODF UIJT XJMM BEWFSTFMZ BGGFDU UIF QFSGPSNBODF
RVBMJUZ PG CPUI TVCTUBODFT


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

- 'PS BDUVBUPS EFTJHOT XJUI B TFU TDSFX LFZ 


JG UIF BEKVTUJOH TDSFX LFZ 
BOE BUUBDIFE QBSUT XFSF SFNPWFE
MVCSJDBUF UIF UISFBET PG UIF BEKVTUJOH TDSFX XJUI MJUIJVN HSFBTF LFZ 
 *OTUBMM UIF MPXFS CFBSJOH TFBU LFZ 
UIF
UISVTU CFBSJOH LFZ 
UIF UISVTU CFBSJOH SBDFT LFZ 
BOE UIF TQSJOH TFBU LFZ 
POUP UIF BEKVTUJOH TDSFX
*OTUBMM UIJT BTTFNCMZ JOUP UIF TQSJOH CBSSFM LFZ 
 4FDVSF UIF BEKVTUJOH TDSFX XJUI UIF TFU TDSFX LFZ 

 $PBU UIF UBQFSFE FOE PG UIF EJBQISBHN SPE LFZ 
BOE UIF UISFBET PG UIF DBQ TDSFX LFZ 
XJUI MJUIJVN HSFBTF
LFZ 
 #PMU UIF EJBQISBHN QMBUF UP UIF EJBQISBHN SPE
 #F DFSUBJO UIF USBWFM TUPQT LFZ 
BSF MPDBUFE BT TIPXO JO GJHVSF 
 *OTUBMM UIF TQSJOH LFZ 
JOUP UIF TQSJOH CBSSFM *OTUBMM UIF EJBQISBHN QMBUF BOE EJBQISBHN SPE JOUP UIF BDUVBUPS
"UUBDI UIF IFY OVU LFZ 
UVSOCVDLMF LFZ 
IFY OVU LFZ 
BOE SPE FOE CFBSJOH LFZ 
UP UIF EJBQISBHN
SPE
 *OTUBMMJOH UIF EJBQISBHN
- *OTUBMM UIF EJBQISBHN LFZ 
BOE QMBDF UIF VQQFS EJBQISBHN DBTJOH LFZ 
POUP UIF MPXFS EJBQISBHN DBTJOH LFZ

 *G OFDFTTBSZ SPUBUF UIF MPXFS CFBSJOH TFBU LFZ 
TP UIBU UIF VQQFS EJBQISBHN DBTJOH USBWFM TUPQ XJMM OPU
DPOUBDU UIF EJBQISBHN XIFO UIF DBTJOH DBQ TDSFXT BOE OVUT LFZ  BOE 
BSF UJHIUFOFE

- 4FDVSF UIF VQQFS EJBQISBHN DBTJOH XJUI UIF DBQ TDSFXT BOE IFY OVUT LFZT  BOE 
 #F TVSF UIF XBSOJOH OBNFQMBUF
JT JO QMBDF PO UIF DBTJOH 5JHIUFO UIF OVUT PO UIF DBQ TDSFXT UP UIF UPSRVF WBMVF TIPXO JO UBCMF 

'JHVSF  5SBWFM 4UPQ 0SJFOUBUJPO

   

   



  

   

" 4*;&  4*;&  "/% 

 'PS  BDUVBUPST DPNQMFUF UIF *OJUJBM 4FUUJOH QPSUJPO PG UIF  4QSJOH "EKVTUNFOU TFDUJPO CFGPSF QSPDFFEJOH
 3FGFS UP UIF BQQSPQSJBUF WBMWF JOTUSVDUJPO NBOVBM GPS MFWFSWBMWF TIBGU PSJFOUBUJPO NBSLT BOE TMJEF UIF MFWFS LFZ

JOUP QMBDF TFF GJHVSF  GPS DPSSFDU MFWFS PQFSBUJOH DMFBSBODF $MBNQ XJUI UIF DBQ TDSFX LFZ  GJHVSF 

 3PUBUF UIF MFWFS LFZ 
UP BMJHO XJUI UIF SPE FOE CFBSJOH LFZ 
 5IJT DPOOFDUJPO DBO CF BJEFE CZ DBSFGVMMZ
TUSPLJOH UIF BDUVBUPS PGG JUT VQ USBWFM TUPQ XJUI B SFHVMBUFE BJS TPVSDF
 "QQMZ TFBMBOU LFZ 
PS FRVJWBMFOU UISFBEMPDLJOH DPNQPVOE UP UIF UISFBET PG UIF DBQ TDSFX LFZ 

 $POOFDU UIF MFWFS LFZ 
BOE UIF SPE FOE CFBSJOH LFZ 
XJUI UIF DBQ TDSFX BOE IFY OVU LFZT  BOE 

5JHIUFO UIF OVU PO UIF DBQ TDSFX TFF UBCMF 

 $PBU UIF CFBSJOH TVSGBDFT PG UIF IVC LFZ 
BOE DPWFS LFZ 
XJUI MJUIJVN HSFBTF LFZ 
 *OTUBMM UIF CVTIJOH
LFZ 
BOE IVC JOUP UIF DPWFS 4FDVSF XJUI UIF SFUBJOJOH SJOH LFZ 

 *OTUBMM UIF USBWFM JOEJDBUPS TDBMF LFZ 
BOE TFDVSF JU XJUI UIF TFMGUBQQJOH TDSFXT LFZ 
 5IFO JOTUBMM UIF USBWFM
JOEJDBUPS LFZ 
BOE TFDVSF JU XJUI UIF TFMGUBQQJOH TDSFXT LFZ 

 /PUF UIF WBMWF EJTD PS CBMM QPTJUJPO BOE EJSFDUJPO PG SPUBUJPO 1PTJUJPO UIF USBWFM JOEJDBUPS LFZ 
BDDPSEJOHMZ
 3FQMBDF UIF DPWFS LFZ 
BOE TFDVSF XJUI DBQ TDSFXT BOE XBTIFST LFZT  BOE 
 *G UIF IPMFT JO UIF DPWFS BOE
IPVTJOH LFZ 
EP OPU BMJHO VTF B SFHVMBUFE BJS TPVSDF UP NPWF UIF BDUVBUPS TMJHIUMZ PGG UIF VQ USBWFM TUPQ *G IPMF


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

BMJHONFOU DBOOPU CF PCUBJOFE JO UIJT NBOOFS UFNQPSBSJMZ MPPTFO DBQ TDSFXT LFZ 
BOE TIJGU UIF IPVTJOH
TMJHIUMZ

$"65*0/

5P BWPJE QBSUT EBNBHF EP OPU TUSPLF UIF BDUVBUPS XIJMF DPWFS LFZ 
JT PGG

 *G B WBMWF QPTJUJPOFS JT UP CF VTFE DPOTVMU UIF TFQBSBUF WBMWF QPTJUJPOFS JOTUSVDUJPO NBOVBM GPS QSPQFS QPTJUJPOFS
JOTUBMMBUJPO
 'PMMPX UIF JOTUSVDUJPOT JO UIF 5VSOCVDLMF "EKVTUNFOU TFDUJPO

$IBOHJOH "DUVBUPS .PVOUJOH


5IF BDUVBUPS JT OPSNBMMZ QPTJUJPOFE WFSUJDBMMZ JO B IPSJ[POUBM QJQFMJOF )PXFWFS GPVS NPVOUJOH TUZMFT BOE GPVS
QPTJUJPOT GPS FBDI TUZMF BSF QPTTJCMF TFF GJHVSF 


/PUF
%VF UP JUT XFJHIU UIF  TJ[F  BDUVBUPS NVTU CF FYUFSOBMMZ TVQQPSUFE JG NPVOUFE JO UIF IPSJ[POUBM QPTJUJPO

$PSSFDU MFWFSWBMWF TIBGU QPTJUJPOJOH JT JNQPSUBOU UP FOTVSF QSPQFS WBMWF BDUJPO $POTVMU UIF BQQSPQSJBUF WBMWF
JOTUSVDUJPO NBOVBM

4UZMF " JT SJHIUIBOE NPVOUFE XIJMF TUZMF % JT MFGUIBOE NPVOUFE *O BMM PUIFS XBZT UIF TUZMFT " BOE % BSF JEFOUJDBM

4UZMF # JT SJHIUIBOE NPVOUFE XIJMF TUZMF $ JT MFGUIBOE NPVOUFE *O BMM PUIFS XBZT UIF TUZMFT # BOE $ BSF JEFOUJDBM

6TF UIF GPMMPXJOH QSPDFEVSF BMPOH XJUI GJHVSFT  BOE  GPS LFZ OVNCFS SFGFSFODFT UP DPOWFSU GSPN TUZMFT " BOE % UP
TUZMFT # BOE $ PS WJDF WFSTB PS UP DIBOHF UIF NPVOUJOH QPTJUJPO

8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ QFSGPSN UIF TUFQT JO UIF 8"3/*/( BU UIF CFHJOOJOH PG UIF .BJOUFOBODF TFDUJPO UP JTPMBUF UIF
DPOUSPM WBMWF BOE BDUVBUPS

 3FNPWF UIF UVCJOH PS QJQJOH GSPN UIF UPQ PG UIF BDUVBUPS


 3FNPWF UIF DPWFS LFZ 
CZ VOTDSFXJOH BOE SFNPWJOH UIF DBQ TDSFXT BOE XBTIFST LFZT  BOE 

 6OTDSFX DBQ TDSFX LFZ 
 -PPTFO DBQ TDSFX LFZ 


$"65*0/

8IFO SFNPWJOH UIF BDUVBUPS GSPN UIF WBMWF CPEZ EP OPU VTF B IBNNFS PS TJNJMBS UPPM UP ESJWF UIF MFWFS LFZ 
PS
BDUVBUPS PGG UIF WBMWF TIBGU %SJWJOH UIF MFWFS PS BDUVBUPS DPVME EBNBHF JOUFSOBM WBMWF QBSUT 0O TPNF WBMWF UZQFT ESJWJOH


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

UIF MFWFS LFZ 


DPVME NPWF UIF WBMWF EJTD BOE CFBSJOHT BXBZ GSPN UIF DFOUFSFE QPTJUJPO DBVTJOH TVCTFRVFOU EBNBHF UP
WBMWF QBSUT
" XIFFM QVMMFS NBZ CF VTFE UP SFNPWF UIF MFWFS *U JT PLBZ UP UBQ UIF XIFFM QVMMFS TDSFX MJHIUMZ UP MPPTFO UIF MFWFS CVU
IJUUJOH UIF TDSFX XJUI FYDFTTJWF GPSDF DPVME BMTP EBNBHF WBMWF QBSUT PS EJTSVQU UIF DFOUFSFE QPTJUJPO PG UIF WBMWF EJTD BOE
CFBSJOHT

 *G DIBOHJOH TUZMFT
- 6OTDSFX DBQ TDSFXT LFZ 
BOE SFNPWF UIF BDUVBUPS IPVTJOH LFZ 
GSPN UIF NPVOUJOH ZPLF LFZ 

- 3PUBUF UIF IPVTJOH  EFHSFFT NBJOUBJOJOH UIF BQQSPQSJBUF QPTJUJPO    PS 
BOE QMBDF UIF BDUVBUPS POUP
UIF NPVOUJOH ZPLF LFZ 

 *G DIBOHJOH QPTJUJPOT VOTDSFX DBQ TDSFXT LFZ 
BOE SPUBUF UIF BDUVBUPS IPVTJOH UP UIF EFTJSFE QPTJUJPO
 4FDVSF BDUVBUPS IPVTJOH LFZ 
UP UIF NPVOUJOH ZPLF LFZ 
XJUI DBQ TDSFXT LFZ 
 $POTVMU UBCMF  GPS
BQQSPQSJBUF CPMU UPSRVFT
 $POTVMU UIF BQQSPQSJBUF WBMWF JOTUSVDUJPO NBOVBM GPS MFWFSWBMWF TIBGU PSJFOUBUJPO NBSLT BOE TMJEF UIF MFWFS LFZ 

JOUP QMBDF TFF GJHVSF  GPS DPSSFDU MFWFS PQFSBUJOH DMFBSBODF $MBNQ XJUI UIF DBQ TDSFX LFZ 

 3PUBUF UIF MFWFS LFZ 
UP BMJHO XJUI UIF SPE FOE CFBSJOH LFZ 
 5IJT DPOOFDUJPO DBO CF BJEFE CZ TUSPLJOH UIF
BDUVBUPS PGG JUT VQ USBWFM TUPQ XJUI B SFHVMBUFE BJS TPVSDF
 "QQMZ TFBMBOU LFZ 
PS FRVJWBMFOU UISFBEMPDLJOH DPNQPVOE UP UIF UISFBET PG UIF DBQ TDSFX LFZ 

 $POOFDU UIF MFWFS LFZ 
BOE UIF SPE FOE CFBSJOH LFZ 
XJUI UIF DBQ TDSFX BOE IFY OVU LFZT  BOE 

5JHIUFO DBQ TDSFX UP UIF SFDPNNFOEFE CPMU UPSRVF TIPXO JO UBCMF  5IJT DPOOFDUJPO DBO CF BJEFE CZ TUSPLJOH UIF
BDUVBUPS GSPN JUT VQ USBWFM TUPQ XJUI B SFHVMBUFE BJS TPVSDF
 /PUF UIF WBMWF QPTJUJPO BOE EJSFDUJPO PG SPUBUJPO 1PTJUJPO UIF USBWFM JOEJDBUPS LFZ 
BDDPSEJOHMZ 3FQMBDF UIF
DPWFS LFZ 
BOE TFDVSF JU XJUI DBQ TDSFXT BOE XBTIFST LFZT  BOE 

- *G UIF IPMFT JO UIF DPWFS BOE IPVTJOH LFZ 
EP OPU BMJHO VTF B SFHVMBUFE BJS TPVSDF UP NPWF UIF BDUVBUPS TMJHIUMZ
PGG UIF VQ USBWFM TUPQ
- *G IPMF BMJHONFOU DBOOPU CF PCUBJOFE JO UIJT NBOOFS UFNQPSBSJMZ MPPTFO DBQ TDSFXT LFZ 
BOE TIJGU UIF IPVTJOH
TMJHIUMZ

$"65*0/
5P BWPJE QBSUT EBNBHF EP OPU TUSPLF UIF BDUVBUPS XIJMF DPWFS LFZ 
JT PGG

 'PMMPX UIF JOTUSVDUJPOT HJWFO JO UIF 5VSOCVDLMF "EKVTUNFOU TFDUJPO

5PQ.PVOUFE )BOEXIFFMT BOE "EKVTUBCMF 5SBWFM 4UPQT


1SJODJQMF PG 0QFSBUJPO GPS )BOEXIFFMT

/PUF
*G SFQFBUFE PS EBJMZ NBOVBM PQFSBUJPO JT FYQFDUFE PS EFTJSFE UIF VOJU TIPVME CF FRVJQQFE XJUI B NBOVBM IBOEXIFFM BDUVBUPS 3FGFS
UP UIF TFQBSBUF NBOVBM IBOEXIFFM BDUVBUPS JOTUSVDUJPO NBOVBM GPS NPVOUJOH JOTUSVDUJPOT


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

5PQ.PVOUFE )BOEXIFFM "TTFNCMZ JT BUUBDIFE UP B TQFDJBM VQQFS EJBQISBHN DBTJOH LFZ  GJHVSFT  BOE 
XJUI DBQ
TDSFXT LFZ  GJHVSF 
 " IFY OVU LFZ  GJHVSF 
MPDLT UIF IBOEXIFFM JO QPTJUJPO 5VSOJOH UIF IBOEXIFFM
LFZ  GJHVSF 
DMPDLXJTF JOUP UIF VQQFS EJBQISBHN DBTJOH GPSDFT UIF QVTIFS LFZ  GJHVSF 
BHBJOTU UIF
EJBQISBHN BOE EJBQISBHN QMBUF LFZT  BOE  GJHVSFT  BOE 
UP DPNQSFTT UIF TQSJOH LFZ  GJHVSFT  BOE 
BOE
NPWF UIF EJBQISBHN SPE EPXOXBSE

5VSOJOH UIF IBOEXIFFM DPVOUFSDMPDLXJTF BMMPXT UIF BDUVBUPS TQSJOH UP NPWF UIF EJBQISBHN SPE VQXBSE

- *G UIF WBMWF JT QVTIEPXOUPDMPTF GVMM PQFOJOH DBO CF SFTUSJDUFE CZ QPTJUJPOJOH UIF IBOEXIFFM BU UIF EFTJSFE
QPTJUJPO

- *G UIF WBMWF JT QVTIEPXOUPPQFO GVMM DMPTJOH PG UIF WBMWF DBO CF SFTUSJDUFE CZ VTF PG UIF IBOEXIFFM

"EKVTUBCMF 6Q 5SBWFM 4UPQ GJHVSF 


MJNJUT UIF BDUVBUPS TUSPLF JO UIF VQXBSE EJSFDUJPO 5P NBLF BEKVTUNFOUT GJSTU
SFMJFWF BDUVBUPS MPBEJOH QSFTTVSF CFGPSF SFNPWJOH UIF DMPTJOH DBQ LFZ 
BT JU JT B QSFTTVSF SFUBJOJOH QBSU 3FNPWF
UIF DMPTJOH DBQ LFZ 
 "MTP GPS TJ[F  BDUVBUPST UIF IFY OVU LFZ 
NVTU CF MPPTFOFE 5IFO UVSO UIF TUFN LFZ

DMPDLXJTF JOUP UIF EJBQISBHN DBTF UP NPWF UIF BDUVBUPS TUFN EPXOXBSE PS DPVOUFSDMPDLXJTF UP BMMPX UIF TQSJOH
UP NPWF UIF BDUVBUPS TUFN VQXBSE

- *G UIF WBMWF IBT QVTIEPXOUPDMPTF BDUJPO GVMM PQFOJOH DBO CF SFTUSJDUFE CZ UIF QPTJUJPO PG UIF BEKVTUBCMF USBWFM
TUPQ 0S

- *G UIF WBMWF IBT QVTIEPXOUPPQFO BDUJPO GVMM DMPTJOH DBO CF SFTUSJDUFE CZ UIF QPTJUJPO PG UIF BEKVTUBCMF USBWFM TUPQ

'PS TJ[F  UJHIUFO UIF IFY OVU BOE SFQMBDF UIF DMPTJOH DBQ BGUFS BEKVTUNFOU

"EKVTUBCMF %PXO 5SBWFM 4UPQ GJHVSF 


MJNJUT UIF BDUVBUPS TUSPLF JO UIF EPXOXBSE EJSFDUJPO 5P NBLF BEKVTUNFOUT
GJSTU SFMJFWF BDUVBUPS MPBEJOH QSFTTVSF CFGPSF SFNPWJOH UIF DMPTJOH DBQ LFZ 
BT JU JT B QSFTTVSF SFUBJOJOH QBSU
3FNPWF UIF DMPTJOH DBQ LFZ 
 -PPTFO UIF IFY KBN OVU LFZ 
BOE FJUIFS UVSO UIF IFY OVU LFZ  GPS TJ[F  BOE
 BDUVBUPST PS LFZ  GPS TJ[F  BDUVBUPST
EPXO PO UIF TUFN LFZ 
UP MJNJU USBWFM PS VQ PO UIF TUFN UP BMMPX
NPSF USBWFM -PDL UIF KBN OVU BHBJOTU UIF IFY OVU BOE SFQMBDF UIF DMPTJOH DBQ BGUFS UIF BEKVTUNFOU IBT CFFO NBEF

)BOEXIFFM .BJOUFOBODF BOE "EKVTUBCMF 5SBWFM 4UPQ


*G MPBEJOH QSFTTVSF TFFNT UP CF MFBLJOH GSPN FJUIFS UIF IBOEXIFFM PS BEKVTUBCMF VQ TUPQ UIF 0SJOHT LFZ  BOE 
GJHVSFT  BOE 
NBZ OFFE SFQMBDFNFOU *G UIF BEKVTUBCMF EPXO TUPQ MFBLT UIF 0SJOH LFZ  GJHVSF 
NBZ OFFE
SFQMBDFNFOU PS QPTTJCMZ UIF DMPTJOH DBQ LFZ  GJHVSF 
JT OPU UJHIU 5P UJHIUFO UIF DMPTJOH DBQ BQQMZ B HPPE HSBEF
PG UISFBE TFBMBOU UP UIF DMPTJOH DBQ UISFBET

'PS FBTF PG PQFSBUJPO UIF TUFN UISFBET LFZ  GJHVSFT   BOE 
NBZ OFFE BO PDDBTJPOBM BQQMJDBUJPO PG MJUIJVN
HSFBTF LFZ 
 " HSFBTF GJUUJOH LFZ  GJHVSFT  BOE 
JT QSPWJEFE GPS UIJT QVSQPTF JO UIF TJ[F  5IF TJ[F 
NBZ BMTP OFFE UP IBWF UIF UISVTU CFBSJOH LFZ  GJHVSFT  BOE 
QBDLFE XJUI MJUIJVN HSFBTF LFZ 
 5SBWFM
TUPQT GPS UIF TNBMMFS DBTJOHT DBO CF MVCSJDBUFE CFUXFFO UIF TUFN BOE QVTIFS LFZ  GJHVSFT  BOE 
XJUI MJUIJVN
HSFBTF LFZ 


5IF GPMMPXJOH EJTBTTFNCMZ QSPDFEVSFT BSF TFQBSBUFE XIFSF BQQSPQSJBUF CFUXFFO UIF UPQNPVOUFE IBOEXIFFM BOE
BEKVTUBCMF VQ USBWFM TUPQ BTTFNCMJFT GJHVSFT  BOE 
BOE UIF BEKVTUBCMF EPXO USBWFM TUPQ BTTFNCMZ GJHVSF 


8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ QFSGPSN UIF TUFQT JO UIF 8"3/*/( BU UIF CFHJOOJOH PG UIF .BJOUFOBODF TFDUJPO UP JTPMBUF UIF
DPOUSPM WBMWF BOE BDUVBUPS


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

 3FNPWF UIF UVCJOH PS QJQF GSPN UIF IBOEXIFFM CPEZ LFZ  GJHVSFT   BOE 


8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ GSPN UIF QSFDPNQSFTTFE TQSJOH GPSDF UISVTUJOH UIF VQQFS EJBQISBHN DBTJOH LFZ  GJHVSFT  BOE

BXBZ GSPN UIF BDUVBUPS FJUIFS SFMJFWF  TQSJOH DPNQSFTTJPO PS DBSFGVMMZ SFNPWF  DBTJOH DBQ TDSFXT CZ
GPMMPXJOH UIF JOTUSVDUJPOT UIBU BSF SFGFSFODFE JO UIF TUFQT CFMPX CFGPSF SFNPWJOH UIF DBTJOH

 3FMJFWF BMM BDUVBUPS TQSJOH DPNQSFTTJPO CZ GPMMPXJOH UIF QSPDFEVSFT QSFTFOUFE JO UIF %JTBTTFNCMZ QPSUJPO PG UIF
.BJOUFOBODF TFDUJPO 5IFO SPUBUF FJUIFS UIF IBOEXIFFM LFZ  GJHVSF 
PS UIF USBWFM TUPQ TUFN LFZ  GJHVSFT
 BOE 
DPVOUFSDMPDLXJTF VOUJM UIF IBOEXIFFM PS USBWFM TUPQ BTTFNCMZ JT OP MPOHFS DPNQSFTTJOH UIF TQSJOH

$"65*0/
'PS  BDUVBUPST XJUI FDDFOUSJD EJTD WBMWFT BOE QVTIEPXOUPPQFO BDUJPO UIF DBQ TDSFX LFZ  GJHVSF 
TIPVME CF
EJTFOHBHFE GSPN UIF MFWFS LFZ  GJHVSF 
CFGPSF SFNPWJOH UIF EJBQISBHN DBTJOH LFZ  GJHVSF 
BT TQFDJGJFE JO UIF
GPMMPXJOH TUFQT 'BJMVSF UP EP TP XJMM BMMPX UIF TQSJOH QSFDPNQSFTTJPO UP SPUBUF UIF WBMWF CFZPOE JUT DMPTFE QPTJUJPO 5IJT
DPVME DBVTF EBNBHF UP UIF WBMWF TFBM TFBU PS PUIFS WBMWF DPNQPOFOUT

 1SPDFFE BT BQQSPQSJBUF
'PS "EKVTUBCMF 6Q 5SBWFM 4UPQT

B 3FNPWF UIF VQQFS EJBQISBHN DBTJOH LFZ  GJHVSFT  BOE 


CZ GPMMPXJOH TUFQT      BOE  PG UIF
%JTBTTFNCMZ QPSUJPO PG UIF .BJOUFOBODF TFDUJPO

C 3FNPWF UIF DBQ TDSFXT LFZ  GJHVSFT  BOE 


BOE TFQBSBUF UIF BTTFNCMZ GSPN UIF VQQFS DBTJOH

D -PPTFO UIF MPDLOVU LFZ  GJHVSF 


PS SFNPWF UIF DMPTJOH DBQ LFZ  GJHVSF 


E 5VSO UIF TUFN LFZ  GJHVSFT  BOE 


DMPDLXJTF PVU PG UIF WBMWF CPEZ 0O IBOEXIFFM BTTFNCMJFT UIF DPUUFS
QJO BOE IFY OVU LFZT  BOE  GJHVSF 
XJMM IBWF UP CF SFNPWFE TP UIBU UIF IBOEXIFFM LFZ  GJHVSF 

BOE MPDLOVU DBO CF UBLFO PGG UIF TUFN GJSTU

F 3FNPWF BOE JOTQFDU UIF 0SJOHT LFZT  BOE  GJHVSFT  BOE 
 SFQMBDF UIFN JG OFDFTTBSZ

G 5P DPNQMFUF EJTBTTFNCMZ

'PS TJ[FT  BOE  %SJWF PVU UIF HSPPWF QJO LFZ  GJHVSFT  BOE 
BOE TMJEF UIF QVTIFS LFZ  GJHVSFT
 BOE 
PGG UIF TUFN

'PS TJ[F  5IF QVTIFS VOJU JT IFME UP UIF TUFN CZ B SFUBJOJOH TDSFX LFZ  GJHVSFT   PS 
 3FNPWJOH UIF
SFUBJOJOH TDSFX BOE QVTIFS FYQPTFT UIF UISVTU CFBSJOH LFZ  GJHVSFT  BOE 
GPS JOTQFDUJPO

'PS "EKVTUBCMF %PXO 5SBWFM 4UPQT

,FZ OVNCFST BSF TIPXO JO GJHVSF  VOMFTT PUIFSXJTF OPUFE 'PS FBTF PG PQFSBUJPO UIF TUFN LFZ 
UISFBET NBZ
OFFE BO PDDBTJPOBM BQQMJDBUJPO PG MVCSJDBOU

B 3FNPWF UIF DMPTJOH DBQ LFZ 


BOE VOTDSFX UIF KBN OVU BOE IFY OVU LFZT  BOE  GPS TJ[F  BOE 
BDUVBUPST PS LFZT  BOE  GPS TJ[F  BDUVBUPST
PGG UIF TUFN LFZ 


C 3FNPWF UIF VQQFS EJBQISBHN DBTJOH LFZ  GJHVSFT  BOE 


BOE USBWFM TUPQ CPEZ LFZ 
CZ GPMMPXJOH TUFQT 
    BOE  PG UIF %JTBTTFNCMZ QPSUJPO PG UIF "DUVBUPS .BJOUFOBODF TFDUJPO


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

D 6OTDSFX DBQ TDSFXT LFZ 


BOE SFNPWF UIF CPEZ GSPN UIF EJBQISBHN DBTF

E $IFDL UIF DPOEJUJPO PG UIF 0SJOH LFZ 


BOE SFQMBDF JU JG OFDFTTBSZ

F -PPTFO UIF IFY OVU LFZ 


BOE UIFO VOTDSFX UIF USBWFM TUPQ TUFN LFZ 
PVU PG UIF BDUVBUPS TUFN 5IF
MPXFS EJBQISBHN QMBUF LFZ 
DBO OPX CF SFNPWFE BOE UIF SFTU PG UIF BDUVBUPS EJTBTTFNCMFE
 3FBTTFNCMF CZ SFWFSTJOH UIF PSEFS PG UIF EJTBTTFNCMZ TUFQT CFJOH TVSF UP BQQMZ MVCSJDBOU BT QSFWJPVTMZ NFOUJPOFE
BOE BT TIPXO CZ UIF MVCSJDBUJPO CPYFT LFZ 
JO GJHVSFT  BOE  'PS TJ[F  IBOEXIFFMT PS VQ USBWFM TUPQ
BTTFNCMJFT DPBU UIF UISFBET PG UIF SFUBJOJOH TDSFXT LFZ  GJHVSFT  BOE 
XJUI TFBMBOU LFZ 
PS
FRVJWBMFOU UISFBEMPDLJOH DPNQPVOE

'JHVSF  "DUVBUPS -PDLJOH .FDIBOJTN


-&7&3
.0%*'*&%
)064*/(
,&: 

-&7&3
$"1 4$3&8
(3007& 1*/
,&: 

1"%-0$,
$6450.&3
4611-*&%

$"1 4$3&8  3&2%


,&: 

+". /65 ,&: 

.06/5*/( 1-"5& "44:


#" -08&3 ,&: 

"
-0$,*/( %*4$

 3FBEKVTU UIF TQSJOH UP PCUBJO UIF BQQSPQSJBUF USBWFM TUPQ SFTUSJDUJPO CZ GPMMPXJOH UIF TUFQT JO UIF 5PQ .PVOUFE
)BOEXIFFM "TTFNCMZ TFDUJPO BOE UIFO SFUVSO UIF VOJU UP PQFSBUJPO

-PDLJOH .FDIBOJTN
3FGFS UP GJHVSF  XIFO JOTUBMMJOH PQFSBUJOH BOE MPDLJOH UIF NFDIBOJTN ,FZ OVNCFST BSF TIPXO JO GJHVSF  VOMFTT
PUIFSXJTF OPUFE

*OTUBMMJOH UIF -PDLJOH .FDIBOJTN


8"3/*/(
5P BWPJE QFSTPOBM JOKVSZ QFSGPSN UIF TUFQT JO UIF 8"3/*/( BU UIF CFHJOOJOH PG UIF .BJOUFOBODF TFDUJPO UP JTPMBUF UIF
DPOUSPM WBMWF BOE BDUVBUPS


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

 5P BEE UIF MPDLJOH NFDIBOJTN UP BO FYJTUJOH BDUVBUPS DPOUBDU ZPVS &NFSTPO 1SPDFTT .BOBHFNFOU TBMFT PGGJDF UP
QVSDIBTF UIF SFRVJSFE QBSUT 5IF SFRVJSFE QBSUT BSF UIF MPDLJOH NFDIBOJTN BOE B NPEJGJFE BDUVBUPS IPVTJOH
 5P SFNPWF UIF PME IPVTJOH VTF UIF %JTBTTFNCMZ QSPDFEVSFT JO UIF .BJOUFOBODF TFDUJPO
 "UUBDI UIF NPVOUJOH QMBUF LFZ 
UP UIF NPEJGJFE IPVTJOH LFZ 
BT TIPXO JO GJHVSF  "UUBDI JU XJUI UIF DBQ
TDSFX LFZ 
 .BLF TVSF UIF IPMF JO UIF DFOUFS PG UIF NPVOUJOH QMBUF MJOFT VQ XJUI UIF MBSHF UBQQFE IPMF JO UIF
IPVTJOH
 .BLF TVSF UIF KBN OVU LFZ 
JT UISFBEFE POUP UIF UISFBEFE CPMU CFGPSF UISFBEJOH JU JOUP UIF IPVTJOH
 "GUFS UIF CPMU JT UISFBEFE JOUP UIF IPVTJOH JOTUBMM UIF HSPPWF QJO LFZ 
JOUP UIF FOE PG UIF CPMU /PUF 5IF
HSPPWF QJO XJMM QSFWFOU UIF UISFBEFE CPMU GSPN CFJOH UPUBMMZ VOUISFBEFE GSPN UIF BDUVBUPS IPVTJOH

 .BLF TVSF UIBU UIF CPMU JT OPU UISFBEFE JO TP GBS UIBU JU XJMM JOUFSGFSF XJUI SFBTTFNCMZ PG UIF BDUVBUPS
 3FBTTFNCMF BDUVBUPS VTJOH UIF "TTFNCMZ QSPDFEVSF JO UIF .BJOUFOBODF TFDUJPO
 .BLF TVSF UIF BDUVBUPS EJBQISBHN SPE JT SFUSBDUFE GVMMZ 5IJT XJMM CF UIF MPDLFE QPTJUJPO PG UIF WBMWF 'PS B
QVTIEPXOUPDMPTF WBMWF BOE BDUVBUPS UIF WBMWF XJMM CF GVMMZ PQFO XIFO MPDLFE 'PS B QVTIEPXOUPPQFO WBMWF
BOE BDUVBUPS UIF WBMWF XJMM CF GVMMZ DMPTFE XIFO MPDLFE
 4DSFX UIF UISFBEFE CPMU JOUP UIF IPVTJOH VOUJM JU DPOUBDUT UIF IFBE PO UIF MFWFS DBQ TDSFX TFF GJHVSF 

 *OTFSU UIF QBEMPDL DVTUPNFS TVQQMJFE
UP DPOOFDU UIF NPVOUJOH QMBUF LFZ 
XJUI UIF MPXFS MPDLJOH EJTD PO UIF
NPVOUJOH QMBUF BTTFNCMZ LFZ 
 :PV NJHIU IBWF UP CBDL PGG UIF MPXFS MPDLJOH EJTD B TMJHIU BNPVOU UP MJOF VQ UIF
IPMFT GPS UIF QBEMPDL

$"65*0/

*O UIF MBSHFS TJ[FE BDUVBUPST UIF MBZFST PG UIF NPVOUJOH QMBUF BTTFNCMZ NBZ CF GBS FOPVHI BQBSU UIBU ZPV XJMM OFFE UP
QVSDIBTF B QBEMPDL XJUI B MPOHFS MPPQ %P OPU BUUFNQU UP GPSDF UIF MBZFST DMPTFS UP GJU B TNBMM MPPQFE QBEMPDL BT QSPQFSUZ
EBNBHF NBZ SFTVMU

 5JHIUFO UIF KBN OVU LFZ 


BHBJOTU UIF NPVOUJOH QMBUF

0QFSBUJOH UIF -PDLJOH .FDIBOJTN

5P 6OMPDL UIF "DUVBUPS


 3FNPWF UIF QBEMPDL -PPTFO UIF KBN OVU LFZ 
BOE VOTDSFX UIF UISFBEFE CPMU VOUJM JU JT TUPQQFE CZ UIF HSPPWF
QJO LFZ 
JO UIF UISFBEFE CPMU

$"65*0/

'PS OPSNBM PQFSBUJPO PG UIF BDUVBUPS UIF UISFBEFE CPMU NVTU CF VOTDSFXFE GBS FOPVHI TP UIBU UIF BDUVBUPS MFWFS XJMM OPU
DPOUBDU UIF CPMU XIJDI DPVME MFBE UP QSPQFSUZ EBNBHF

 *G ZPV BSF HPJOH UP MFBWF UIF CPMU UISFBEFE JOUP UIF IPVTJOH MPDL JU CZ UJHIUFOJOH UIF KBN OVU LFZ 
BHBJOTU UIF
NPVOUJOH QMBUF TP UIBU JU DBOOPU CF TDSFXFE JOUP UIF IPVTJOH BOE JOUFSGFSF XJUI OPSNBM BDUVBUPS PQFSBUJPO


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

'JHVSF  1JQF "XBZ 7FOU "TTFNCMZ

"' ##

/05& /05&
*' "$$&4403*&4 "3& /05 */45"--&% 0/ 5)& .06/5*/( #044 '03 '*&-% $0/7&34*0/ 0'  "$56"5034 "55"$) $07&3
*/45"-- $"1 4$3&84 ,&: 
50 1-6( 01&/*/(4 " .06/5 ,&: 
07&3 5)& 413*/( #"33&- "%+645.&/5 01&/*/(
*/( #044 *4 -0$"5&% 0/ #05) 4*%&4 0' 5)& 413*/( #"33&- 8*5) 4&-'5"11*/( 4$3&84 ,&: 
 64& ,&:  "4 " %3*-
-*/( 5&.1-"5& 64& %3*-- 4*;&  NN "  %3*--

"$$&4403*&4 .06/5*/( #044 */$)


#:  NN */$)
%&&1
P "11-: 4&"-"/5
 413*/( #"33&-
"$$&44 $07&3





##

/05&
*/45"-- 5)& )&9 )&"% 1-6( ,&: 
*/50 5)& 7&/5 01&/
*/( -0$"5&% */ 5)& "$56"503 )064*/(
%3*-- 4*;& *4  50  #:  NN %&&1 
)064*/( 7&/5 1-6( -0$"5*0/ 50  #: */$)
 5"1 4*;& *4 
6/$# #:  NN */$)
%&&1  )0-&4
##

%3*--*/( "/% 5"11*/( 1"55&3/


"$$&44 1-"5& "44&.#-:

 /15 7&/5


$0//&$5*0/




##

53"7&- /05&
*/%*$"503 '03 '*&-% $0/7&34*0/ %3*-- "/% 5"1 )0-& 1"55&3/ *'
)064*/( )"4 " /0/.&5"--*$ "$$&44 1-"5& 64& ,&:  "4
" %3*--*/( 5&.1-"5& *' %&4*3&% 03 64& 5)& %*.&/4*0/4
1307*%&% */ 5)*4 '*(63& '03 %3*--*/( "/% 5"11*/(
P "11-: 4&"-"/5

##
NN
*/$)

"$$&44 1-"5& "44&.#-:


.06/5*/( :0,& "/% $07&3 "44&.#-:


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

5P -PDL UIF "DUVBUPS


 .BLF TVSF UIF BDUVBUPS EJBQISBHN SPE JT SFUSBDUFE GVMMZ 5IJT XJMM CF UIF MPDLFE QPTJUJPO PG UIF WBMWF 'PS B
QVTIEPXOUPDMPTF WBMWF BOE BDUVBUPS UIF WBMWF XJMM CF GVMMZ PQFO XIFO MPDLFE 'PS B QVTIEPXOUPPQFO WBMWF
BOE BDUVBUPS UIF WBMWF XJMM CF GVMMZ DMPTFE XIFO MPDLFE
 .BLF TVSF UIF KBN OVU LFZ 
JT MPPTF 4DSFX UIF UISFBEFE CPMU JOUP UIF IPVTJOH VOUJM JU DPOUBDUT UIF IFBE PO UIF
MFWFS DBQ TDSFX TFF GJHVSF 

 3PUBUF UIF UISFBEFE CPMU VOUJM POF PG UIF IPMFT JO UIF MPXFS MPDLJOH EJTD XIJDI JT XFMEFE UP UIF CPMU
JT JO MJOF XJUI
UIF IPMF JO UIF NPVOUJOH QMBUF LFZ 
 5JHIUFO UIF KBN OVU BHBJOTU UIF NPVOUJOH QMBUF
 -PDL UIF QMBUF BOE EJTD UPHFUIFS XJUI B QBEMPDL 5IF QBEMPDL JT DVTUPNFS TVQQMJFE

1JQF"XBZ 7FOU
8"3/*/(
*G B GMBNNBCMF PS IB[BSEPVT HBT JT CFJOH VTFE BT B TVQQMZ NFEJVN QFSTPOBM JOKVSZ PS QSPQFSUZ EBNBHF DPVME SFTVMU GSPN
GJSF PS FYQMPTJPO PG BDDVNVMBUFE HBT " SFNPUF WFOU QJQF DBOOPU CF SFMJFE VQPO UP WFOU BMM HBTFT GSPN UIF JOTUBMMFE MPDBUJPO
1SPWJEF BEFRVBUF WFOUJMBUJPO GPS UIF BDUVBUPSQPTJUJPOFS BTTFNCMZ $PNQMZ XJUI MPDBM BOE SFHJPOBM DPEFT BOE LFFQ UIF
WFOU QJQFMJOF BT TIPSU BT QPTTJCMF XJUI GFX CFOET

4PNF BQQMJDBUJPOT SFRVJSF WFOUJOH PG HBT GSPN UIF SPUBSZ BDUVBUPS IPVTJOH 5IF  4FSJFT QPTJUJPOFST WFOU JOUP UIF
BDUVBUPS IPVTJOH BOE GSPN UIFSF UIF HBT IBT OVNFSPVT BWFOVFT PG FTDBQF

/PUF
5IJT NPEJGJDBUJPO JT /05 JOUFOEFE UP CF B MFBLQSPPG PS QSFTTVSFUJHIU EFTJHO *U JT JOUFOEFE UP BJE JO DPOUBJOJOH UIF HBT UIBU WFOUT
GSPN UIF QPTJUJPOFS BOE BMMPX GPS DPOOFDUJPO PG QJQJOH UP DBSSZ JU BXBZ

5BLF DBSF UIBU BO BEFRVBUF WFOU QJQF TJ[F JT VTFE 5IJT JT QBSUJDVMBSMZ JNQPSUBOU XJUI UIF MBSHFS TJ[F BDUVBUPST UIBU IBWF
GBTU TUSPLJOH TQFFE SFRVJSFNFOUT *O UIFTF TJUVBUJPOT MBSHF RVBOUJUJFT PG HBT DBO CF WFOUFE WFSZ RVJDLMZ UISPVHI UIF
QPTJUJPOFS BOE BEFRVBUF QJQFBXBZ DBQBCJMJUZ NVTU CF PCUBJOFE ,FFQ UIF WFOU QJQJOH BT TIPSU BT QPTTJCMF XJUI GFX
CFOET

3FGFS UP UIF %JTBTTFNCMZ BOE "TTFNCMZ TUFQT JO UIF .BJOUFOBODF TFDUJPO UP HBJO BDDFTT UP UIF GPMMPXJOH QBSUT ,FZ
OVNCFST BSF TIPXO JO GJHVSF  VOMFTT PUIFSXJTF OPUFE

#VTIJOHT3FNPWF UIF NPVOUJOH ZPLF CVTIJOH LFZ 


BOE UIF FOE QMBUF DPWFS CVTIJOH LFZ  GJHVSFT  BOE 

3FQMBDF UIFN XJUI UIF QJQFBXBZ WFOU QBSUT BT TIPXO JO GJHVSF  5IF NPVOUJOH ZPLF CVTIJOH LFZ 
JT B UXPQJFDF
CVTIJOH XJUI BO 0SJOH LFZ 
 5IF FOE QMBUF DPWFS DPNQMFUFT UIF BTTFNCMZ XJUI B UXPQJFDF CVTIJOH LFZ 

XJUI BO 0SJOH LFZ 




5SBWFM *OEJDBUPS" HBTLFU LFZ 


JT QMBDFE VOEFS UIF USBWFM JOEJDBUPS QMBUF 3FNPWF UIF JOEJDBUPS QMBUF LFZ 
GJHVSFT  BOE 
JOTUBMM UIF HBTLFU LFZ 
BT TIPXO JO GJHVSF 

"DDFTT 1MBUF "TTFNCMZ" NPEJGJFE NFUBM BDDFTT QMBUF BTTFNCMZ LFZ 
JT QSPWJEFE XJUI B  /15 WFOU DPOOFDUJPO
BT TIPXO JO GJHVSF  *G UIF BDUVBUPS IBE B QMBTUJD BDDFTT QMBUF JU XJMM CF OFDFTTBSZ UP ESJMM BOE UBQ UIF BDUVBUPS IPVTJOH


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

UP JOTUBMM UIF NBDIJOF TDSFXT LFZ 


BT TIPXO JO GJHVSF  6TF UIF ESJMMJOH BOE UBQQJOH QBUUFSO TIPXO JO GJHVSF  PS
VTF UIF IPMFT JO UIF BDDFTT QMBUF BT B UFNQMBUF UP NBSL IPMFT

8IFO GJOJTIFE XJUI BMM NBJOUFOBODF QSPDFEVSFT SFRVJSJOH UIF BDDFTT QMBUF BTTFNCMZ LFZ 
UP CF SFNPWFE VTF UIF
TFBMBOU LFZ 
QSPWJEFE XJUI UIF LJU UP TFBM UIF QMBUF JO QMBDF

)PVTJOH 7FOU 1MVH" WFOU JT QSPWJEFE JO UIF IPVTJOH EFTJHO 5P QMVH UIJT PQFOJOH UIF QJQFBXBZ WFOU LJU QSPWJEFT B
IFY QJQF QMVH LFZ 
GPS UIJT PQFOJOH BT TIPXO JO GJHVSF  *OTUBMM UIF IFY QMVH LFZ 
JOUP UIJT PQFOJOH BOE
UJHIUFO JU

"DDFTTPSJFT .PVOUJOH #PTT*G BDDFTTPSJFT BSF OPU JOTUBMMFE PO UIF NPVOUJOH CPTT JOTUBMM DBQ TDSFXT LFZ 
UP QMVH
PQFOJOHT 5IF MPDBUJPO UP JOTUBMM UIF DBQ TDSFXT LFZ 
JT TIPXO JO GJHVSF  " NPVOUJOH CPTT JT MPDBUFE PO CPUI
TJEFT PG UIF TQSJOH CBSSFM LFZ  GJHVSFT  BOE 


 4QSJOH #BSSFM "DDFTT $PWFS'PS GJFME DPOWFSTJPO PG  BDUVBUPST BUUBDI UIF DPWFS LFZ 
PWFS UIF TQSJOH
CBSSFM BEKVTUNFOU PQFOJOH XJUI TFMGUBQQJOH TDSFXT LFZ 
 6TF LFZ  BT B ESJMMJOH UFNQMBUF %SJMM TJ[F JT  NN "
 ESJMM
JODIFT
CZ  NN JODIFT
EFFQ

1BSUT 0SEFSJOH
8IFO DPSSFTQPOEJOH XJUI ZPVS &NFSTPO 1SPDFTT .BOBHFNFOU TBMFT PGGJDF BCPVU UIJT FRVJQNFOU SFGFS UP UIF TFSJBM
OVNCFS GPVOE PO UIF BDUVBUPS OBNFQMBUF LFZ  GJHVSFT  BOE 
 "MTP TQFDJGZ UIF DPNQMFUF DIBSBDUFS QBSU
OVNCFS GSPN UIF GPMMPXJOH QBSUT MJTU XIFO PSEFSJOH SFQMBDFNFOU QBSUT 5IF 4J[F  BDUVBUPS JT BWBJMBCMF POMZ JO 
BDUVBUPST

8"3/*/(
6TF POMZ HFOVJOF 'JTIFS SFQMBDFNFOU QBSUT $PNQPOFOUT UIBU BSF OPU TVQQMJFE CZ &NFSTPO 1SPDFTT .BOBHFNFOU TIPVME
OPU VOEFS BOZ DJSDVNTUBODFT CF VTFE JO BOZ 'JTIFS WBMWF CFDBVTF UIFZ NBZ WPJE ZPVS XBSSBOUZ NJHIU BEWFSTFMZ BGGFDU UIF
QFSGPSNBODF PG UIF WBMWF BOE DPVME DBVTF QFSTPOBM JOKVSZ BOE QSPQFSUZ EBNBHF

1BSUT ,JUT

5PQ.PVOUFE )BOEXIFFM 3FUSPGJU ,JUT


,JU QSPWJEFT QBSUT UP BEE B UPQNPVOUFE IBOEXIFFM ,JU /VNCFS  JODMVEFT UIF IBOEXIFFM BTTFNCMZ POMZ ,JU /VNCFS
 JODMVEFT ,JU /VNCFS  BOE B OFX VQQFS DBTF LFZ 
UIBU JT SFRVJSFE UP NPVOU UIF IBOEXIFFM BTTFNCMZ
,JU /VNCFS  ,JU /VNCFS 
,FZ %FTDSJQUJPO 1BSU /VNCFS
,FZ %FTDSJQUJPO 1BSU /VNCFS
4J[F  "9
4J[F  "9 4J[F  "9
4J[F  "9 4J[F   POMZ $79
4J[F   POMZ $79


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

1JQF"XBZ 7FOU 3FUSPGJU ,JU


7FOUBXBZ LJUT JODMVEF BDDFTT QMBUF UXPQJFDF CVTIJOH UXP 0SJOHT HBTLFU BOE UIF BQQMJDBUJPO PG B TFBMBOU TFBMBOU
TVQQMJFE XJUI SFUSPGJU LJU
 'PS  BO BEEJUJPOBM DPWFS QMBUF BOE TDSFXT BSF SFRVJSFE GPS UIF TQSJOH BEKVTUNFOU
BDDFTT

4FF GJHVSF 

1JQF"XBZ 7FOU 3FUSPGJU ,JU /VNCFST


4)"'5 %*".&5&3  ,*5 1"35  ,*5 1"35
NN *ODIFT 4*;& /6.#&3 4*;& /6.#&3
   #9  #9
   #9  #9
 #9  #9
 
 #9  #9
 #9  #9
 
 #9  #9
 #9  #9
 
 #9  #9
 #9  #9
   #9
 #9
 #9
 #9
   #9
 #9
 #9
   #9
 #9
 #9
   #9
 #9


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

'JHVSF  5ZQJDBM  "DUVBUPS "TTFNCMZ

P "11-: -6#3*$"/54&"-"/5

"#

1BSUT -JTU ,FZ


%FTDSJQUJPO

%JBQISBHN NPMEFE /#3OZMPO

1BSU /VNCFS

4UBOEBSE
XIBOEXIFFM PS XBEK VQ TUPQ
/PUF 4J[F  &
1BSU OVNCFST BSF TIPXO GPS SFDPNNFOEFE TQBSFT POMZ 'PS QBSU 4J[F  &
OVNCFST OPU TIPXO DPOUBDU ZPVS &NFSTPO 1SPDFTT .BOBHFNFOU TBMFT 4J[F  /
PGGJDF XBEK EPXO TUPQ
4J[F  &
4J[F  &
4J[F  /
$PNNPO 1BSUT 'JHVSFT  BOE 
7.2QPMZFTUFS
4UBOEBSE
,FZ %FTDSJQUJPO 1BSU /VNCFS XIBOEXIFFM PS XBEK VQ TUPQ
4J[F  &9
 $BTJOH VQQFS 4J[F  &9
 %JBQISBHN $BTJOH MPXFS TUFFM [O QM
4J[F  /9

 3FDPNNFOEFE TQBSF QBSUT


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

'JHVSF  5ZQJDBM  "DUVBUPS "TTFNCMZ $POUJOVFE

P "11-: -6#3*$"/54&"-"/5
"#
#

,FZ %FTDSJQUJPO 1BSU /VNCFS ,FZ %FTDSJQUJPO 1BSU /VNCFS

XBEK EPXO TUPQ  4UPQ 5SBWFM  SFRE

4J[F  &9  4DSFX $BQ )FY 4PDLFU


4J[F  &9  %JBQISBHN 3PE
4J[F  /9  4QSJOH 4FF GPMMPXJOH UBCMF
 %JBQISBHN )FBE  4QSJOH #BSSFM
 4DSFX $BQ )FY )E  4QSJOH 4FBU 4FF GPMMPXJOH UBCMF
4J[F   SFRE
 /VU )FY
4J[F   SFRE
 #FBSJOH 3PE &OE
4J[F   SFRE
 4DSFX $BQ )FY )E
 /VU )FY  /VU )FY +BN
4J[F   SFRE
 )PVTJOH
4J[F   SFRE
 .PEJGJFE )PVTJOH
4J[F   SFRE
 4DSFX $BQ )FY )E  SFRE

 4DSFX $BQ )FY )E  :PLF .PVOUJOH


4J[F   SFRE
 4DSFX $BQ )FY )E  SFRE

4J[F   SFRE
 -FWFS
4J[F   SFRE
 4DSFX $BQ )FY )E

3FDPNNFOEFE TQBSF QBSUT 


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

,FZ %FTDSJQUJPO 1BSU /VNCFS ,FZ %FTDSJQUJPO 1BSU /VNCFS

 )VC  0SJOH /#3

 3JOH 3FUBJOJOH &YU 4J[F  %


 #VTIJOH 4J[F  %
4J[F  "9 4J[F  %
4J[FT    "9  1JO (SPPWF
 $PWFS $BSCPO 4UFFM1MBUFE
 4DSFX $BQ )FY )E 4J[F  '
XP TXJUDIFT X 5PQ8PSYZ %91 .(/&#  4  445

X#;&3/ PS %5&3/ 48 4J[F  #


XNJDSP TXJUDI X EFH PS X  QPTJUJPOFS  4DSFX $BQ )FY )E
 SFRE
4J[F   SFRE

X/".$0 PS -4"-49 TXJUDIFT X PS  (0 TXJUDIFT 4J[F   SFRE

X -4"-49 TX PS X/".$0 PS -4"-49 TXJUDI 4J[F   SFRE

 SFRE
 #PEZ
 4DBMF *OEJDBUPS  #PEZ &YUFOTJPO
 4DSFX 4FMG 5BQQJOH  SFRE
 (SFBTF 'JUUJOH
 5SBWFM *OEJDBUPS  8BTIFS QMBJO
 4FMG5BQQJOH 4DSFX  SFRE
 3FUBJOJOH 4DSFX
 .BDIJOF 4DSFX  SFRE
 #FBSJOH 5ISVTU
 1MBUF $PWFS  #FBSJOH 3BDF 5ISVTU  4J[F  POMZ  SFRE

 4DSFX $BQ )FY )E  SFRE


 -JUIJVN HSFBTF MVCSJDBOU
 /BNFQMBUF  5ISFBE MPDLJOH TFBMBOU
 4DSFX %SJWF  SFRE
 "OUJTFJ[F MVCSJDBOU
 8BSOJOH -BCFM  4QBDFS
 5VSOCVDLMF  1JO $PUUFS
 /VU )FY +BN
 1MBUF "DDFTT
 8BTIFS 1MBJO
4J[F   SFRE

4J[F     SFRE

 #VTIJOH 4FF GPMMPXJOH UBCMF "EKVTUBCMF 6Q 5SBWFM 4UPQ




#FBSJOH 5ISVTU
#FBSJOH 3BDF  SFRE
'JHVSF 

 #FBSJOH 4FBU  4UFN


 4DSFX "EKVTUJOH  1MBUF 1VTIFS
 -JUIJVN HSFBTF MVCSJDBOU  /VU USBWFM TUPQ
 5ISFBE MPDLJOH TFBMBOU  03JOH /#3

 4DSFX $BQ 4J[F  %


   NN    JODI
4IBGUT  SFRE
4J[F  #
 UISV  NN  UISV JODI
4IBGUT  SFRE
4J[F  $
 %JBQISBHN )FBE MPXFS  03JOH /#3

 1MVH 1SPUFDUJWF 4J[F  %


 1JQF #VTIJOH OPU TIPXO
4J[F  %
 8BSOJOH /BNFQMBUF 4J[F  %
 4QBDFS  1JO (SPPWF
DBSCPO TUFFMQMBUFE
4J[F  '
4  445

4J[F  #
 4DSFX $BQ )FY )E
4J[F   SFRE

5PQ.PVOUFE )BOEXIFFM 4J[F   SFRE

'JHVSF 

4J[F   SFRE

#PEZ
 )BOEXIFFM  #PEZ &YUFOTJPO
 /VU )FY 4MPUUFE  (SFBTF 'JUUJOH
 4UFN  4QBDFS
 1MBUF 1VTIFS  3FUBJOJOH 4DSFX
 /VU )FY +BN  #FBSJOH 5ISVTU
 03JOH /#3
 #FBSJOH 3BDF 5ISVTU  4J[F  POMZ  SFRE

4J[F  %  5SBWFM 4UPQ $BQ


4J[F  #  -JUIJVN HSFBTF MVCSJDBOU
4J[F  $  5ISFBE MPDLJOH TFBMBOU

 3FDPNNFOEFE TQBSF QBSUT


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

'JHVSF  5ZQJDBM  "TTFNCMZ

P "11-: -6#3*$"/54&"-"/5
$
""
#


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

'JHVSF  5ZQJDBM  "TTFNCMZ DPOUJOVFE

""

4&$5*0/ "" '03 4*;&   "/%  "$56"5034

'JHVSF  )BOEXIFFM "TTFNCMJFT

P "11-: -6#3*$"/5 P "11-: -6#3*$"/54&"-"/5


"# $7(

501.06/5&% )"/%8)&&- "44&.#-: '03 501.06/5&% )"/%8)&&- "44&.#-: '03


4*;&  "/%  "$56"5034 4*;&  "$56"503


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

'JHVSF  "EKVTUBCMF 6Q 5SBWFM 4UPQT

P "11-: -6#3*$"/5
""

P "11-: -6#3*$"/5 "%+645"#-& 61 53"7&- 4501


"# '03 4*;&  "$56"5034
"%+645"#-& 61 53"7&- 4501
'03 4*;&  "$56"5034

P "11-: -6#3*$"/54&"-"/5
$7&
"%+645"#-& 61 53"7&- 4501 '03 4*;& 
 "$56"5034


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

'JHVSF  "EKVTUBCMF %PXO 5SBWFM 4UPQ

/05&
'03 4*;&  "$56"5034 " 4&$0/% )&9 /65 ,&: 
*4 64&% */ 5)& 1-"$& 0' 5)& )&9 /65 ,&: 

##
"

"EKVTUBCMF %PXO 5SBWFM 4UPQ 1JQF"XBZ 7FOU 'JHVSF 

'JHVSF 

,FZ %FTDSJQUJPO 1BSU /VNCFS /PUF


$PNQMFUF SFUSPGJU LJUT BSF MJTUFE BU UIF CFHJOOJOH PG UIF QBSUT MJTU 6TF UIJT
 /VU )FY MJTUJOH GPS JOEJWJEVBM SFQMBDFNFOU QBSUT
4J[F   SFRE

4J[F     SFRE

 'MBOHF /VU
 5SBWFM 4UPQ 4UFN ,FZ %FTDSJQUJPO 1BSU /VNCFS
 8BTIFS QMBJO DBSCPO TUFFM

 03JOH /#3


 -JOFE #VTIJOH TUFFM15'&
ZPLF TJEF
4J[F  %  NN  JODI
EJB TIBGU  SFRE
6
4J[F  %  NN  JODI
EJB TIBGU  SFRE
#9
4J[F  %  NN  JODI
EJB TIBGU  SFRE
'
 4DSFX $BQ )FY )E TUFFM [O QM
 NN  JODI
EJB TIBGU  SFRE
#9
4J[F   SFRE
 NN JODI
EJB TIBGU  SFRE
#9
4J[F   SFRE
 NN  JODI
EJB TIBGU  SFRE
#9
4J[F   SFRE
 NN  JODI
EJB TIBGU  SFRE
#9
 5SBWFM 4UPQ #PEZ  NN  JODI
EJB TIBGU  SFRE
#9
 5SBWFM 4UPQ $BQ  NN JODI
EJB TIBGU  SFRE
(
 /VU )FY +BN  03JOH /#3

4J[F     SFRE
 NN  JODI
EJB TIBGU +9
4J[F   SFRE
 NN  JODI
EJB TIBGU "9
 -JUIJVN HSFBTF MVCSJDBOU  NN  JODI
EJB TIBGU '9
 NN  JODI
EJB TIBGU "9
 NN JODI
EJB TIBGU "9
 NN  JODI
EJB TIBGU "9
 NN  JODI
EJB TIBGU '9
-PDLJOH "TTFNCMZ 'JHVSF 
 NN  JODI
EJB TIBGU 19

4J[F   BOE  "DUVBUPST


 NN JODI
EJB TIBGU
 #VTIJOH TUFFM15'&
IVC TJEF
"9

 .PVOUJOH 1MBUF 4J[F 


 .PVOUJOH 1MBUF "TTFNCMZ  UP  NN  UP  JODI

 (SPPWF 1JO EJB TIBGU  SFRE


#9
 +BN /VU 4J[F 
 $BQ 4DSFX  UP  NN  UP  JODI

 3FDPNNFOEFE TQBSF QBSUT


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

,FZ %FTDSJQUJPO 1BSU /VNCFS ,FZ %FTDSJQUJPO 1BSU /VNCFS

EJB TIBGU  SFRE


#9  5SBWFM *OEJDBUPS (BTLFU
4J[F   "DDFTT 1MBUF BTTFNCMZ
 UP  NN  UP JODI
 .BDIJOF TDSFX  SFRE

EJB TIBGU  SFRE


#9  #MVF 357 PS FRVJWBMFOU
 03JOH IVC TJEF  1MVH
4J[F   4QSJOH #BSSFM $PWFS  POMZ  SFRE

 UP  NN  UP  JODI


EJB TIBGU ,  4FMGUBQQJOH 4DSFX
4J[F  4J[F   SFRE

 UP  NN  UP  JODI


EJB TIBGU , 4J[F   SFRE

4J[F  4J[F   SFRE

 UP  NN  UP JODI


EJB TIBGU 69  $BQ 4DSFX
4J[F     SFRE

4J[F   SFRE

,FZ  4QSJOH 


GPS  "DUVBUPS 0OMZ 4UFFM
,FZ  4QSJOH 4FBU 
GPS  "DUVBUPS 0OMZ 4UFFM

$"4*/( 13&4463& ,&:  ,&: 


"$56"503
413*/( 1"35 413*/( 4&"5
#BS 1TJH 4*;&
/6.#&3 1"35 /0
 - "9
, "9
 UP  UP 
 / "9
/ "9
- "9

1 "9
 UP   UP  , "9
, "9

/ "9
/ "9
 - "9
 UP   UP  , "9

, "9
 UP   UP   - "9
 UP   UP   , "9
- "9

1 "9
 UP   UP 
, "9

/ "9
 'PS NPSF EFUBJMFE PSEFSJOH JOGPSNBUJPO DPODFSOJOH TQSJOH TFMFDUJPO UP PCUBJO UIF UPSRVF SFRVJSFE CZ UIF WBMWF DPOTVMU ZPVS &NFSTPO 1SPDFTT .BOBHFNFOU TBMFT PGGJDF

3FDPNNFOEFE TQBSF QBSUT 


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

,FZ  4QSJOH 


GPS  "DUVBUPST 0OMZ 4UFFM

*/*5*"- 413*/( $0.13&44*0/ ,&: 


$"4*/( 13&4463& "$56"503
1VTIEPXOUPPQFO 1VTIEPXOUPDMPTF 413*/( 1"35
4*;&
#BS 1TJH #BS 1TJH #BS 1TJH /6.#&3
    -
 UP  
    1
 UP
    ,
 UP  
    /
    1
 UP       -
    /
 UP      /
 UP       ,
    1
 UP       3
    /
 UP  
    -
 UP      1
 UP  
    ,
 UP       3
 UP       /
 UP 
 UP       3
 UP           -
 UP 
 UP       ,
    1
 UP       -
        /
 UP      /
 UP       ,
        1
 UP       3
 'PS NPSF EFUBJMFE PSEFSJOH JOGPSNBUJPO DPODFSOJOH TQSJOH TFMFDUJPO UP PCUBJO UIF UPSRVF SFRVJSFE CZ UIF WBMWF DPOTVMU ZPVS &NFSTPO 1SPDFTT .BOBHFNFOU TBMFT PGGJDF


*OTUSVDUJPO .BOVBM  BOE  '  ( "DUVBUPST
%9 0DUPCFS 

,FZT  BOE   .PVOUJOH :PLF "TTFNCMZ


"$56"503 7"-7& 4)"'5 %*".&5&3 ,&:  :0,& ,&: 
7"-7& %&4*(/
4*;& NN *ODIFT $"45 *30/ 
#64)*/( 15'&
  "9"    6
   "9#    "9
  "9$    "9
  "9&    "9
   "9(    "9
  "9    "9
$7 7 7 7 7
  "9%    "9
  BOE 
   "9'    "9
  "9)    "9
  "9+    "9
  "9,    "9
 BOE 
  "9-    "9
  "9.    "9
     "9 6
      "9 "9
     "9 "9
     "9 "9

     "9 "9
 GPS ( .PVOUJOH      "9 "9

     "9 "9
     "9 "9
     "9 "9
 BOE 
     "9 "9
     "9 "9
 5IF ZPLFT JO UIJT DPMVNO BSF BWBJMBCMF BT ZPLFCVTIJOH BTTFNCMJFT )PXFWFS UIF CVTIJOHT BSF BWBJMBCMF BT SFQMBDFNFOU QBSUT

3FDPNNFOEFE TQBSF QBSUT 


 BOE  '  ( "DUVBUPST *OTUSVDUJPO .BOVBM
0DUPCFS  %9

/FJUIFS &NFSTPO &NFSTPO 1SPDFTT .BOBHFNFOU OPS BOZ PG UIFJS BGGJMJBUFE FOUJUJFT BTTVNFT SFTQPOTJCJMJUZ GPS UIF TFMFDUJPO VTF PS NBJOUFOBODF
PG BOZ QSPEVDU 3FTQPOTJCJMJUZ GPS QSPQFS TFMFDUJPO VTF BOE NBJOUFOBODF PG BOZ QSPEVDU SFNBJOT TPMFMZ XJUI UIF QVSDIBTFS BOE FOE VTFS
'JTIFS 7FF#BMM '*&-%76& BOE 5PQ8PSY BSF NBSLT PXOFE CZ POF PG UIF DPNQBOJFT JO UIF &NFSTPO 1SPDFTT .BOBHFNFOU CVTJOFTT VOJU PG &NFSTPO &MFDUSJD
$P &NFSTPO 1SPDFTT .BOBHFNFOU &NFSTPO BOE UIF &NFSTPO MPHP BSF USBEFNBSLT BOE TFSWJDF NBSLT PG &NFSTPO &MFDUSJD $P "MM PUIFS NBSLT BSF UIF
QSPQFSUZ PG UIFJS SFTQFDUJWF PXOFST
5IF DPOUFOUT PG UIJT QVCMJDBUJPO BSF QSFTFOUFE GPS JOGPSNBUJPOBM QVSQPTFT POMZ BOE XIJMF FWFSZ FGGPSU IBT CFFO NBEF UP FOTVSF UIFJS BDDVSBDZ UIFZ BSF OPU
UP CF DPOTUSVFE BT XBSSBOUJFT PS HVBSBOUFFT FYQSFTT PS JNQMJFE SFHBSEJOH UIF QSPEVDUT PS TFSWJDFT EFTDSJCFE IFSFJO PS UIFJS VTF PS BQQMJDBCJMJUZ "MM TBMFT BSF
HPWFSOFE CZ PVS UFSNT BOE DPOEJUJPOT XIJDI BSF BWBJMBCMF VQPO SFRVFTU 8F SFTFSWF UIF SJHIU UP NPEJGZ PS JNQSPWF UIF EFTJHOT PS TQFDJGJDBUJPOT PG TVDI
QSPEVDUT BU BOZ UJNF XJUIPVU OPUJDF
&NFSTPO 1SPDFTT .BOBHFNFOU
.BSTIBMMUPXO *PXB  64"
4PSPDBCB  #SB[JM
$IBUIBN ,FOU .& 2; 6,
%VCBJ 6OJUFE "SBC &NJSBUFT
4JOHBQPSF  4JOHBQPSF

XXX'JTIFSDPN


.   'JTIFS $POUSPMT *OUFSOBUJPOBM --$ "MM SJHIUT SFTFSWFE
21/01/2014
LIMIT SWITCH SP DATASHEET
INTERRUPTEUR DE FIN DE COURSE CARACTRISTIQUES TECHNIQUES SP 1/2

FRENCH ENGLISH
Levier SP 4715 (exemple command part) Lever SP 4715 (example ordered separately)
Rf. GENERAL ELECTRIC 197 B 6824 P1 GENERAL ELECTRIC ref. 197 B 6824 P1
Effet momentan action droite et gauche Momentary effect with action on right and on left
Marquage Marking
2 Trous de fixation 2 fixing holes
Masse extrieure M4 External earth contact M4
4 fils longueur 1,3 m 4 wires 1.3 m long
Rf. FILOTEX 1900A AWG 14 Ref. FILOTEXT 1900A AWG 14
C : Fil vert C: green wire
NC : Fil noir NC: black wire
NO : Fil rouge NO: red wire
MASSE : Fil vert jaune GROUNDING : yellow green wire
ATTENTION: - Emballages diffrents pour interrupteur et levier WARNING: - Different packings for switch and lever
- Sur chaque emballage de linterrupteur prciser : - On each switch packing, specify:
1 - Rf. CROUZET SP 3969.10 1 - CROUZET Ref. SP 3969.10
2 - Rf. GENERAL ELECTRIC 328 A 7435 P1 2 GENERAL ELECTRIC Ref. 328 A 7435 P1
3 - Rf. Commande client 3 - Customer order ref.
ATEX Directive 94/9/CE ATEX Directive 94/9/CE
AUCUNE MODIFICATION PERMISE SANS EN RFRER NO MODIFICATION ALLOWED WITHOUT GIVING PRIOR NOTICE
LORGANISME NOTIFI (LCIE) TO THE NOTIFIED BODY (LCIE)
Marquage du produit Product marking
Logo Crouzet Crouzet logo
Sigle CE EC marking
Sigle Ex II 2G Ex II 2G marking
Type SP3969-10 SP3969-10 Type
30Vcc / 3A - 250Vca /1A - 140Vcc / 0.004A 30Vdc / 3A - 250Vac /1A - 140Vdc / 0.004A
EEx d II C T6 EEx d II C T6
0081 LCIE 02 ATEX 6159x 0081 LCIE 02 ATEX 6159x

SP 396910
21/01/2014
LIMIT SWITCH SP DATASHEET
INTERRUPTEUR DE FIN DE COURSE CARACTRISTIQUES TECHNIQUES SP 2/2

Lors de la commande, le client doit dcrire Crouzet les conditions When placing their orders, customers must describe the operating
dutilisation (type datmosphre : poussire ou gaz, groupe de gaz, conditions to Crouzet (type of atmosphere: dust or gas, gas group,
zone dutilisation, catgorie dappareil, temprature ambiante maximale operating zone, device category, maximum operating ambient
dutilisation, etc.) temperature, etc.)
Dtecteur antidflagrant homologu LCIE 02 ATEX 6159X Explosion proof detector with LCIE 02 ATEX 6159X approval
Plan de montage 79252525 Assembly drawing 79252525
Plan de marquage MA83990129-002FR Layout drawing MA83990129-002FR
Base : 83.770.042 Basic product: 83.770.042
N Produit fini : 83.990.129 Finished product N: 83.990.129
Nota : les caractristiques et cotes non prcises sont identiques au Note : unspecified characteristics and dimensions are similar to the
produit standard standard product
CARACTRISTIQUES SPCIALES SPECIAL CHARACTERISTICS
Course dapproche (CA): 10130 Approach stroke: 10130
Course diffrentielle (CD): 2 MAX Differential stroke: 2 MAX
Course totale (CT) : 60 MIN Complete stroke: 60 MIN
Course de travail MIN (CTR) : 16 Working stroke: 16 MIN
FC MAX : 40 N.cm FR MIN : 5 N.cm FC MAX : 40 N.cm FR MIN : 5 N.cm
Temprature max demploi : 200C Max operating temperature : 200C

CONTRLE CONTROL
Contrle NQA : 0,25 % - C.A. : 10130 CD : 2 MAX CT : 60 MIN AQL Control: 0,25 % - C.A: 10130 CD: 2 MAX CT: 60 MIN
FC MAX : 40 N.cm FR MIN : 5 N.cm FC MAX : 40 N.cm FR MIN : 5 N.cm
Contrle 100% : 100 % Control:
A) Rigidit dilectrique : 1000 V. 1mn A) Dielectric strength > 1000 V. 1mn
B) Rsistance disolement : 1000 M B) Isolation: 1000 M
A) & B) entre contacts et entre contacts et masse A) & B) between contacts and between contacts and earth contact
C) Rsistance de contacts sous 10mA. 10Vcc C) Contact resistance with 10mA. 10Vdc
Rc d 50 m Rc d 50 m
Conformit Aspect - Prsence levier Conformity Aspect - Lever presence

SP 396910
Hermetically sealed microswitch
Without accessories
(basic cell -55 +150C 83 151 001)
HERMETIC SEAL
HERMETICALLY SEALED CELL 83 151... We guarantee that our products are
PRESENTATION hermetically sealed according to stan-
dard
This is the basic component for our whole range of standard 1-pole and 2-pole EN 60068 -2-17 IEC 68-2-17
hermetically-sealed limit switches plus the 3-pole version (special Limit Switches).
Solder Fine leakage current less than
The CROUZET hermetic microswitch combines a snap-action switching system
1 x 10-6 atm cm3/s
with high resistance to shock and vibration in an hermetically sealed miniature (Performance value 1 x 10-8 atm cm3/s)
case which encloses an atmosphere of inert gas around its contacts, ideal for
Inert gas switching very low level circuits and higher currents also.
filling
The meticulous care taken in the manufacture of this hermetically sealed cell in
Solder terms of assembly processes, cleanliness of components as well as inspection procedures, result
in a product which is ideal for operation in severe environments where a high level of reliability is
Compressed essential.
glass seal The CROUZET hermetically sealed cell is particularly well suited to sectors such as Aerospace,
Armaments, Marine, Nuclear, etc.

Product characteristics Connections Dimensions Electrical diagram


Min. current 5 Vdc mA 1 01 - Rest position 114 - Green wire C
A - Parallel to the axis (//)
Nominal current 105 - 3 terminals 1.3 at 120 115 - NC Black wire
B - Perpendicular to the axis ( _l )
Resistive 48 Vdc (1) A 3 116 - NO Red wire
131 - Epoxy resin coating
Lamp 115 V - 400 Hz A 1
*0.38 mm2 - 0.50 m long
Lamp 30 Vdc (1) A 2
Resistive 30 Vdc (1) A 3
Inductive L/R = 0.005 s 30 Vdc (1) A 1.5
Soldered
Resistive 220 Vac A 1
Inductive - cos 0.8 220 Vac A 0.4
Service life at nominal
min 200,000
current(3) - operations
Dielectric strength between
V 1,200
connections and ground
W2 W2N
Rigidity between connections V 1,000
Insulation resistance (at 500 Vdc) M 100
Voltage drop at 1 A (2) V 0.02
Operating temperature C -55 +150 STABILITY
Resistance to shock (3) g/ms 200/11 Wired* OF MECHANICAL
Resistance to vibration (3) g/Hz 80/20 2000 CHARACTERISTICS
(Mounted in temperatures of up to 150C
under a load of 25 N).
Operating Release Total travel Differential
Pre-travel Overtravel
force force force travel We have only recorded a variation of 0.5 N
for Forces
A B and 0.02 mm for positions.
OF RF TTF PT DT OT
max. min. max. max. min.
VERY GOOD
10 N 1.5 N 20 N 0.15 mm 0.05 mm 0.08 mm MECHANICAL RELIABILITY.
Hermetically sealed microswitches
With accessories
(basic cell -55 +150C 83 151 001)

Part numbers
2-POLE 2-POLE
W2 83 151 012 83 151 014 83 151 013 83 560 011 83 560 012 83 560 014 83 560 311 83 560 312
Soldered connections
W2 N 83 151 042 83 151 044 83 151 043 83 560 041 83 560 042 83 560 049 83 560 341 83 560 342
Wire 0.38 mm2 with parallel wires 83 151 022 83 151 024 83 151 023 83 560 021 83 560 022 83 560 321 83 560 322
0.5 m long perpendicular 83 151 032 83 151 034 83 151 033 83 560 031 83 560 032 83 560 331 83 560 332
Mounting by flange
by threaded barrel
reinforced
Control via simple actuator
via roller actuator

Product characteristics
Max. operating force N 10 10 10 5 5 2.5 -> 8 15 N 15 N
Min. release force N 1.5 1.5 1.5 0.5 0.5 1.5 1.5 N 1.5 N
Permitted
overtravel force N 20 20 20 50
Positive
overtravel stop
Service life (operations - min) 200,000 200,000 200,000 100,000 100,000 100,000 100,000 100,000
Max. pre-travel mm 0.25 0.25 0.25 6 6 0.3 -> 0.75 6 6
Max. differential travel mm 0.05 0.05 0.05 0.8 0.8 0.3 1.5 1.5
Min. overtravel mm 0.08 0.08 0.08 0.4 -> 0.8 0.4 -> 0.8 0.3 0.4 -> 0.8 0.4 -> 0.8
Weight (without wires) g 5 5 13 6 7 21 12 13

Dimensions
Add the dimensions of the various
connections
to find the total dimensions
indicates the wire direction
01 - Tripping point
111 - 2.5 x 17/flat

Panel cut-out

3,2 14,2

12,1
Hermetically sealed limit switches
(basic cell -55 +150C 83 151 001)

Part numbers
W2 83 770 012 83 770 011 83 770 014 83 770 015 83 771 011
Soldered connections
W2 N 83 770 042 83 770 041 83 770 044 83 770 045 83 771 041
Wire 0.38 mm2 with parallel wires 83 770 022 83 770 021 83 770 024 83 770 025 83 771 021
0.50 m long perpendicular 83 770 032 83 770 031 83 770 034 83 770 035 83 771 031
Control single-pole
simple plunger two-pole
With single-pole ball plunger
With single-pole roller plunger

Product characteristics
Max operating force N 12 12 12 12 30
Min. release force N 1.5 1.5 1.5 1.5 3
Permitted
overtravel force N 20 50 50 50 80
Positive overtravel stop
Max. pre-travel mm 0.3 0.3 0.3 0.3 0.5
Max. differential travel mm 0.05 0.05 0.05 0.05 0.15
Min. overtravel mm 1 3 3 3 5
Resistance to shocks g/ms 100/11 100/11 100/11 100/11 100/11
Resistance to vibrations g/Hz 50/800 2000 50/800 2000 50/800 2000 50/800 2000 50/800 2000
Weight (without wires) g 21 15 15.5 20 47.5
Service life (operations - min) 100 000 100,000 100,000 100,000 100,000

Dimensions
Add the dimensions of the various connections for the total dimensions
indicates the direction of the wires
30 - Ball bearing 3
106 - Nut h 2 - 11 / plain
107 - Stop washer - 0.8 thick
112 - Locating pin- h.2
120 - Nut h 2.5 - 15 / flat

Panel cut-out

3,2 14,2 3,2 12,2


9,6
12,1

2,3 8,2
7,2