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Code of Conduct

ERM ACADEMY

appropriate principles. procedures and process for Enterprise Risk Management. and will ensure that enterprise risk management activities performed under his/her direct supervision or management satisfies these applicable standards. ERM ACADEMY . Perform their duties with objectivity. and encourage compliance with. Will promote and adhere to applicable ‘best practice standards’. ERMCP holders are expected to abide by the following code of conduct: Shall act with honesty. rules. rules. standards. and regulations (including this Code) governing the ERM Academy Members’ professional activities and shall not knowingly participate or assist in any violation of such laws. Support the implementation of. due diligence and professional care. Serve in the interest of stakeholders in a lawful and honest manner. and competence to fulfill the risk professional’s responsibilities and to uphold the reputation of the risk management profession. Comply with all applicable laws. while maintaining high standards of conduct and character.Code of Conduct In order to maintain the integrity of professionalism. in accordance with professional standards and best practices. or regulations. and not engage in acts discreditable to the profession. integrity.

or may have the appearance of being unethical according to local customs. Have a responsibility to promote the interests of all relevant constituencies and will not knowingly perform risk management services directly or indirectly involving an actual or potential conflict of interest unless full disclosure has been provided to all affected parties of any actual or apparent conflict of interest. If there appears to be a conflict or overlap of standards. Such information shall not be used for personal benefit or released to inappropriate parties. Where conflicts are unavoidable ERMCP holders commit to their full disclosure and management Shall endeavor to be mindful of cultural differences regarding ethical behavior and customs. Inform appropriate parties of the results of work performed. Support the professional education of stakeholders in enhancing their understanding of Enterprise Risk Management. Maintain competency in their respective fields and agree to undertake only those activities. revealing all significant facts known to them. ERM ACADEMY .Code of Conduct Maintain the privacy and confidentiality of information obtained in the course of their duties unless disclosure is required by legal authority. the ERMCP holders should always seek to apply the higher standard. which they can reasonably expect to complete with professional competence. and to avoid any actions that are.

.... Month: ...................... among other things the temporary suspension or permanent removal of the right to use or refer to having earned the ERMCP designation granted by ERM Academy.......... as an ERMCP Holder....... please add your signature ......... Violation(s) of this Code by may result in................Code of Conduct I...... ERMCP Certificate Number ERM ACADEMY ............................................ agree to uphold the ERMCP Code of Conduct as defined and amended from time to time............. Date: ................. Year: ............ ERMCP Holder Name ..................