You are on page 1of 8

IDBI Nifty Junior Index Fund

(An Open-ended passively managed equity scheme tracking the CNX Nifty Junior Index (Total Returns Index))
Offer for Units of Rs. 10 per Unit for cash during the New Fund Offer Period and at NAV based prices upon re-opening

NFO Opens on : 2nd September, 2010 Closes on : 15th September, 2010


Scheme re-opens for continuous sale and repurchase from 27th September, 2010
Name of Mutual Fund : IDBI Mutual Fund Name of Asset Management Company : IDBI Asset Management Limited
Name of Sponsors : IDBI Bank Limited Name of Trustee Company : IDBI MF Trustee Company Limited
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key
Personnel, investors’ rights & services, risk factors, penalties & pending litigations, conditions & disclosures of IISL regarding usage of CNX Nifty Junior Index etc. investors should, before investment, refer to the
Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www. Idbimutual.co.in
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange
Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

Key Information Memorandum and Application Form


Name of the Scheme the index
IDBI Nifty Junior Index Fund 3. The Trustees, AMC, Fund, their directors or their employees shall not be liable for any tax
Type / Category consequences that may arise in the event that the scheme is wound up for the reasons and
An Open-ended passively managed equity scheme tracking the CNX Nifty Junior Index (Total in the manner provided under the Scheme Information Document & Statement of Additional
Returns Index) Information.
Investment Objective 4. The performance of the CNX Nifty Index will have a direct bearing on the performance of the
The investment objective of the scheme is to invest only in and all the stocks comprising the CNX Nifty scheme. Hence any composition change made by the index service provider in terms of
Junior Index in the same weights of these stocks as in the Index with the objective to replicate the weightage or stocks selection will have an impact on the performance of the scheme.
performance of the Total Returns Index of CNX Nifty Junior Index. The scheme may also invest in 5. In the event the CNX Nifty Index is dissolved or is withdrawn by IISL or is not published due
derivatives instruments such as Futures and Options linked to stocks comprising the Index or linked to to any reason whatsoever, the investment objectives of the Scheme may not be realized.
the CNX Nifty Junior Index. The scheme will adopt a passive investment strategy and will seek to achieve
the investment objective by minimizing the tracking error between the CNX Nifty Junior Index (Total 6. Redemption by the Unit holder due to change in the fundamental attributes of the Scheme or
Returns Index) and the Scheme. due to any other reasons may entail tax consequences. The Trustees, AMC, their directors
Asset Allocation Pattern or their employees shall not be liable for any tax consequences that may arise.
Instrument Normal allocation (% of total assets) 7. The tax benefits described in the SID are as available under the present taxation laws and are
Minimum Maximum available subject to relevant condition. The information given is included only for general
purpose and is based on advice received by the AMC regarding the law and practice
Stocks in the CNX Nifty Junior Index and 95% 100%
currently in force in India and the Investors and Unit Holders should be aware that the
derivative instruments linked to the CNX Nifty
relevant fiscal rules or their interpretation may change. As in the case with any investment,
Junior Index
there can be no guarantee that the tax position or the proposed tax position prevailing at the
Cash and Money Market Instruments including 0% 5%
time of the investment in the Scheme will endure indefinitely. In view of the individual nature
money at call but excluding Subscription and
of tax consequences, each Investor / Unit holder is advised to consult his/her/its own
Redemption Cash Flow
professional tax advisor.
Subscription Cash Flow is the subscription money in transit before deployment and
Redemption Cash Flow is the money kept aside for meeting redemptions. Subscription monies 8. Tracking errors are inherent in any index fund and such errors may cause the scheme to
will be treated as cash-in-transit until realized and transferred to the operative account of the generate returns, which are not in line with the performance of the designated index. Such
Scheme. Similarly redemption proceeds will be treated as cash-in-transit out of the operative deviation in returns may arise due to several factors including but not limited to: i. Any delay
account of the Scheme. The above procedure is adopted to track the Index more efficiently and experienced in the purchase or sale of shares due to prevailing liquidity in the market,
reduce the tracking error in the Scheme. settlement and realization of sales proceeds and the registration of any security transfer and
The scheme does not intend to invest in ADRs/GDRs or foreign securities or securitized debt. any delays in receiving cash and scrip dividends and resulting delays in reinvesting them. ii.
Investments in Derivative instruments linked to the CNX Nifty Junior Index (as and when The CNX Nifty Junior Index reflects the prices of securities at close of business hours.
available) will be permitted subject to a maximum limit of 50% of the net assets of the scheme. However, the Fund may buy or sell securities at different points of time during the trading
The gross investment in securities under the scheme, which includes equities and equity linked session at the then prevailing prices which may not correspond to the closing prices on the
instruments, debt securities, money market instruments and gross exposure to derivatives will National Stock Exchange (NSE). iii.IISL undertakes a periodic review of the stocks that
not exceed 100% of the net assets of the scheme.
comprise the CNX Nifty Junior Index and may either drop or include new securities. In such
IDBI Nifty Junior Index Fund being a passively managed scheme, portfolio turnover in the an event the Fund will endeavour to reallocate its portfolio but the available investment /
Scheme will be limited only to rebalancing the portfolio of the scheme to account for new
subscriptions, redemptions, payout of dividends and changes in the constituents disinvestment opportunities may not permit precise mirroring of the CNX Nifty Junior Index
(addition/deletion of stocks) in the CNX Nifty Junior Index. The Fund Manager will endeavor to immediately. iv.The potential for trades to fail, which may result in the particular scheme not
rebalance the portfolio to target Index's weights to adjust for any deviations from the Index having acquired shares at a price necessary to track the index. V. The holding of a cash
weightage due to corporate actions/addition/deletion of the constituents within a period of 5 position and accrued income prior to distribution and accrued expenses.vi. Disinvestments
business days under normal market conditions. to meet redemption, recurring expenses, dividend payout etc. as elsewhere indicated in this
Risk Profile of the Scheme Scheme Information Document.
Mutual Fund Units involve investment risks including the possible loss of principal. Please read The Tracking Error that may arise in this scheme is expected to be around 2% on an
the SID carefully for details on risk factors before investment. Scheme specific Risk Factors are annualized basis. This is only an estimate and is expected to vary according to the recurring
summarized below: expenses incurred by the scheme and other factors detailed above. Tracking error will be
1. The CNX Nifty Junior Index is an index comprising the next rung of 50 most liquid calculated and disclosed as required under SEBI (MF) Regulations. In addition, the AMC will
securities after S&P CNX Nifty. As with any diversified index, any significant political, also disclose the tracking error in the monthly factsheets.
economic or a global event or a general downturn in the economy can have an adverse 9. The Mutual Fund is not assuring any dividend nor is it assuring that it will make any dividend
impact on the performance of the Index and thereby, the Scheme. distributions. All dividend distributions are subject to the availability of distributable surplus and
2. IDBI Nifty Junior Index Fund is a passively managed scheme that will track the CNX Nifty would depend on the performance of the scheme and will be at the discretion of the AMC.
Junior Index closely. The scheme will continue to hold a particular stock in the portfolio at Plan and Options
the same weight as in the index irrespective of the fundamental view that the Fund l Growth Plan l Dividend Plan with option for payout/reinvestment of dividends
Manager may have regarding the particular stock as long as the stock is a constituent of
Key Information Memorandum and Application Form (Cont’d...)
In cases where investors do not opt for a particular Plan at the time of investment, the default switch-out/SWP/STP) on or before (repurchase/ switch-out) on or
Plan will be the Growth Plan. In such cases where the investors have opted for the Dividend Plan 1 year from the date of allotment before 1 year from the date
but not specified the option (payout/reinvestment), the reinvestment option would be treated as for the subscriptions received of allotment of each installment
the default option. during the NFO period
Applicable NAV (after the scheme opens for repurchase and sale) SEBI vide its circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30,
Subscription: 1. In respect of valid applications received up to 3.00 p.m. on a Business Day by 2009 has decided that there shall be no entry Load for all Mutual Fund
the Fund along with a local cheque or a demand draft payable at par at the Official Points of Schemes. The upfront commission, if any, to the distributor on the
Acceptance where the application is received, the NAV of the day on which application is investment made by the investor will be paid by the investor directly to the
received shall be applicable. 2. In respect of valid applications received after 3.00 p.m. on a distributor, based on his assessment of various factors including the
Business Day by the Fund along with a local cheque or a demand draft payable at par at the service rendered by the distributor.
Official Points of Acceptance where the application is received, the NAV of the next Business Recurring expenses In the case of IDBI Nifty Junior Index Fund, the total recurring expenses of
day shall be applicable. 3. In respect of valid applications with an outstation cheques or the scheme including the investment and advisory fees shall not exceed
demand drafts not payable at par at the Official Points of Acceptance where the application is one and one half percent (1.5%) of the weekly average net assets as per
received, the NAV of day on which the cheque or demand draft is credited shall be applicable. the SEBI (MF) Regulations
Redemption: 1. In respect of valid applications received up to 3.00 p.m. on a Business Day by In the case of IDBI Nifty Junior Index Fund, the investment and advisory
fees shall not exceed three fourths of one percent (0.75%) of the weekly
the Fund at the Official Points of Acceptance, the NAV of the day on which application is
average net assets as per the SEBI (MF) Regulations.
received shall be applicable. 2. In respect of valid applications received after 3.00 p.m. on a
Business Day by the Fund at the Official Points of Acceptance, the NAV of the next Business Waiver of Load for Direct Applications
day shall be applicable. Not applicable
Switches: Switch-out: Valid applications for 'switch-out' shall be treated as applications for Tax treatment for the Investors (Unitholders)
Redemption and the provisions of the Cut-off time and the Applicable NAV mentioned in the SID as IDBI Nifty Junior Index Fund Resident Investors Mutual Fund
applicable to Redemption shall be applied to the 'switch-out' applications. In case of 'switch' Tax on Dividend Nil Nil
transactions from one scheme to another, the allotment shall be in line with redemption payouts Capital Gains
Minimum Application Amount/ Number of Units l Long Term Nil Nil
Purchase Additional Purchase Repurchase l Short Term 15% (plus applicable surcharge and cess) Nil
For new purchases : Rs. 5000 and in Rs. 1000 and in Rs. 1000 or
Unit holders of the Scheme will be charged securities transaction tax (STT) @ 0.25% on value of
multiples of Rs. 100 thereafter Multiples of Rs. 100 100 units
For Systematic Investment Plan : whichever is redemption of units or at applicable rates.
l Rs. 1000 for a minimum period of six months lower For further details on taxation please refer to the Section on Taxation in the SAI
l Rs. 500 for atleast 12 months Daily Net Asset Value (NAV) Publication
l Rs.1500 per quarter for atleast 4 quarters.
The NAV, Sale Price and Repurchase will be declared on all business days and will be published in
Multiples of Rs. 100 for all SIP irrespective 2 newspapers. NAV can also be viewed on www.idbimutual.co.in and www.amfiindia.com
of frequency of SIP For Investor Grievances, please contact
Dispatch of Repurchase (Redemption) Request
Registrar IDBI Mutual Fund
Within 10 business days from the date of the relevant interval period for which a valid redemption
request is received at the authorized center of IDBI Mutual Fund. Computer Age Management Services Mr. S.V. Durga Prasad
Private Limited (CAMS) Asst. Vice President & Investor
Benchmark Index
SEBI Registration Number : Relations Officer
CNX Nifty Junior Index (Total Returns Index) INR000002813 IDBI Asset Management Ltd.,
Dividend Policy New No. 10, Old No. 178, MGR Salai, Lancor Westminster, Old No. 108, New No. 70
Dividend declaration under the Dividend Plan of the scheme is subject to the availability of Nungambakkam, Dr. Radhakrishnan Salai, Chennai 600 004
distributable surplus and at the discretion of the AMC and no returns is assured under the Chennai – 600034 Tel: 044-43456126
scheme. Tel: 044-30407000 Fax: 044-43456110
Name of the Fund Manager Fax: 044-24581750 Email: contactus@idbimutual.co.in
Mr. Gautam Kaul Unitholders’ Information
Name of the Trustee Company 1. Account Statement: The Mutual Fund shall endeavour to dispatch the Account Statement
IDBI MF Trustee Company Limited within 5 working Days from the date of the receipt of a valid application from the Unit holder.2.
Performance of the scheme Scheme Portfolio and Unaudited half-yearly results: The Mutual Fund shall publish a complete
This scheme does not have any performance track record statement of the scheme portfolio and the unaudited financial results, within one month from the
close of each half year (i.e. 31st March and 30th September), by way of an advertisement at
Expenses of the Scheme least, in one National English daily and one regional newspaper in the language of the region
New Fund Offer Period On an ongoing basis where the head office of the Mutual Fund is located as per the new format prescribed by SEBI vide
Load Structure The initial issue expenses of IDBI Entry Load : Not Applicable their Circular No. MFD/CIR/1/200/2001 dated April 20, 2001. 3. Annual Report: The Scheme
Nifty Junior Index Fund would be Exit Load : 1% for exit wise Annual Report or an abridged summary thereof shall be mailed to all Unitholders within four
borne by the Asset Management (repurchase/switch-out/SWP months from the date of closure of the relevant accounts year i.e. 31st March each year. The
Company STP) on or before 1 year Abridged Scheme wise Annual Report may be mailed to the investors' e-mail address if so
Load Structure from the date of allotment mandated.
Entry Load : Not Applicable The Portfolio Statement, unaudited financial results, Scheme wise annual report will also be
Exit Load : 1% for exit ( repurchase/ Exit Load (for SIP) : 1% for exit displayed on the website of the Mutual Fund and AMFI.

GENERAL INFORMATION AND GUIDELINES collection centers is printed on the last page.
a. Please read carefully the Scheme Information Document (SID) of the scheme and d. Application by post: The application forms for subscription/ redemption/switches should be
submitted at / may be sent by mail to, any of the ISCs/designated Points of Acceptance.
Statement of Additional Information (SAI) containing the terms of offer before investing.
Applications received by post will be deemed to have been submitted on date of receipt at the
Prospective investors should not treat the contents of this document or the SID of the designated collection centre.
scheme as advice relating to legal, taxation, investment or any other matter and are e. Investors are advised to retain the acknowledgement slip signed/stamped by the collection
recommended to consult their own professional advisors concerning the acquisitions, centre where they submit the application.
holding or disposal of the Units. It must be understood clearly that all applicants are f. Allotment of Units: Allotment is assured to all applicants subject to meeting the conditions of
deemed to have accepted the terms subject to which this offer is being made and bind minimum subscription amount and minimum number of applicants as specified in the SID,
themselves to the terms upon signing the application form and tendering payment. The provided the application is complete in all respects and is in order. Applications not complete
SID/ Key Information Memorandum of the Scheme is available with the Investor Service in any respect are liable for rejection.
Centres (ISCs) of IDBIMF, AMFI certified brokers/distributors and is also available for
download on the IDBIMF website i.e. www.idbimutual.co.in GUIDELINES TO HELP YOU COMPLETE THE APPLICATION FORM
b. Please complete the Application Form legibly in black ink or blue ink, in the English language only, 1 - First Applicant's Personal Details:
in BLOCK CAPITALS. Please strike out with a line across any section that is not applicable. a) Applications for Individuals: Please write your name in the sequence of First Name, Middle
c. Submission of Application Forms : Application form complete in all respects with the Name and Last Name. Please do not abbreviate any name. Preferably write your name exactly
necessary remittances may be submitted before the closure of the New Fund offer/on an as it appears in the Bank Account (as provided in the bank account details).
ongoing basis at IDBI MF Corporate Office, IDBI MF ISC/official Points of Acceptance of the b) Applications for Non-Individuals: Companies, Trusts, Partnership firms, Societies or any
Registrar or such other collection centers as may be designated by the AMC. The list of other association should write the name exactly as it appears in its Incorporation document
and in the Bank Account (as provided in the bank account details).
c) Please fill in your date of birth as this may be required to identify you when communicating with us. held in his NRE / FCNR / Non-Resident Ordinary Rupee Account (NRO). In case Indian rupee
d) If you have an email ID please include it as this will help us resolve queries more promptly. drafts are purchased abroad or from Foreign Currency Accounts or Non-resident Rupee
e) PAN (Permanent Account Number): SEBI has made it mandatory for investors to mention Accounts an account debit certificate from the Bank issuing the draft confirming the debit
their Permanent Account Number (PAN) for transacting in the units of mutual funds, shall also be enclosed.
irrespective of the amount of transaction. Submission of self-attested copy of PAN card is h) Who can invest: The following is an indicative list of eligible persons who to invest in the
mandatory for all categories of investors (including NRI investors)except for investors scheme and subject to the limits & conditions specified in the respective governing
residing in Sikkim. Submission of copy of PAN card by Guardian of a minor is mandatory regulations of each category: Resident adult individuals either singly or jointly (not exceeding
for investments by minor whether copy of PAN of minor is provided or not. Pursuant to SEBI three), Hindu Undivided Family (HUF) through Karta, Minor through parent / legal guardian,
letter MRD/DOP/PAN/PM/166999 dated June 19, 2009 addressed to AMFI and in Partnership Firms, Proprietorship in the name of the sole proprietor, Companies, Bodies
compliance with AMFI Guidelines dated July 14, 2009, investment up to Rs. 50,000 per Corporate, Public Sector Undertakings (PSUs.), Association of Persons (AOP) or Bodies of
investor per financial year in Micro SIP shall be exempted from the requirement of PAN Individuals (BOI) and societies registered under the Societies Registration Act, 1860(so long
subject to submission of voters Id, Driving license, Government/Defense identification as the purchase of Unit is permitted under the respective constitutions, Banks (including Co-
card, Passport, Photo Ration Card, Photo Debit card, Employee ID card issued by operative Banks and Regional Rural Banks) and Financial Institutions, Religious and
companies registered with ROC, Photo identification issued by scheduled commercial and Charitable Trusts, Wakfs or endowments of private trusts (subject to receipt of necessary
district co-operative Banks, universities or institutes under statute (like approvals as "Public Securities" as required) and Private trusts authorized to invest in mutual
ICAI,ICWAI,ICSI),PRAN card issued by NSDL or any other photo ID card issued by Govt fund schemes under their trust deeds, Non-Resident Indians (NRIs) / Persons of Indian origin
authorities . This exemption will be applicable only to investments by individuals (including (PIOs) residing abroad on repatriation basis or on non-repatriation basis, Foreign Institutional
NRIs but not PIOs), Minors and Sole proprietary firms. HUFs and other categories will not Investors (FIIs) and their subaccounts registered with SEBI on repatriation basis, Army, Air
be eligible for exemption under Micro SIPs. The exemption is applicable to joint holders Force, Navy and other para-military units and bodies created by such institutions, Scientific
also.In order to enroll for Micro SIP investors are required to fill in the SIP Enrolment Form and Industrial Research Organizations, Multilateral Funding Agencies / Bodies Corporate
(by indicating their choice for Micro SIP in the appropriate space provided) available with incorporated outside India with the permission of Government of India / RBI, Provident/
the ISCs, Distributors /agents or downloading from the website www.idbimutual.co.in. In Pension/ Gratuity Fund to the extent they are permitted, Other schemes of IDBI Mutual Fund or
case any document submitted by Investor is found defective, then Mutual Fund will be any other Mutual Fund subject to the conditions and limits prescribed by SEBI Regulations,
liable to reject the application. Trustee, AMC or Sponsor or their associates may subscribe to Units under the Scheme.
f) Know your Customer (KYC) Policy Minor Unit Holder on becoming Major may inform the Registrar about attaining Majority Age
In accordance with AML Laws, Mutual Funds are required to formulate and implement a and provide his specimen signature duly authenticated by his banker as well as his details of
client identification programme or KYC to verify and maintain the records of identity and bank account and PAN (if required) to enable the Registrar to update their records and allow
address(s) of the investors. In this regard, investors who wish to make an investment of him to operate the Account in his own right.
RS. 50,000/- and above in the units of mutual fund will be required to produce prescribed i) To help us service you better, please provide your telephone number(s) / mobile number(s)
documents to any of the Point of service (POS) or such other offices as may be notified by including the relevant STD / ISD code.
IDBIMF or AMFI from time to time in order to comply with KYC norms of IDBIMF. However, j) Please indicate the status of the sole / 1st Applicant at the time of investment. Any change in status
the AMC reserves absolute discretion to revise the aforesaid investment limit in line with during the period of holding units should be given to assist in accurate tax treatment of income
the existing AML rules & regulations. Applications for investment of Rs. 50,000 or above arising from such holdings. The abbreviations used in these sections are: HUF Hindu Undivided
without a valid KYC compliance will be liable to be rejected. CDSL Ventures Limited (CVL) is Family; AOP - Association of Persons; Fll Foreign Institutional Investor; BOI - Body of Individuals
handling the work of "Customer profiling and Record keeping" for issuance of Know Your k) Mode of Holding: Tax concessions will be available only to the first named applicant. If the
Client (KYC) acknowledgement to mutual fund investors. All investors will now have to application is in the name of more than one individual, it will be treated as “Jointly” in case no
submit their PAN card copy (which serves as Proof of Identity (PoI)) and Proof of Address choice under “Mode of holding(s)” is indicated. “Single” will entitle only the first holder to
(PoA) only once to the designated Point of Service (PoS) centers spread across the operate the account to the exclusion of the joint holders. “Anyone or Survivor” will entitle any
country. After confirming the credentials of the investor, the PoS will issue a KYC one of the joint holders to operate the folio and “Jointly” will allow operation of the account
acknowledgement letter that needs to be submitted along with the application form. A only if all the holders sign the instruction.
complete list of PoS is available on the website of AMFI (www.amfiindia.com), CVL 2 - Second and Third Applicants’ Details : The names of Second and Third Applicants should be
(www.cvlindia.com) and on www.idbimutual.co.in provided. Please see guideline 1 above.
Applicants intending to apply for units through a Power of Attorney (PoA) must ensure that 3 - Bank Particulars : SEBI has made it mandatory for investors in mutual funds to state their
the issuer of the PoA and the holder of the PoA must mention their KYC Compliance Status bank account numbers in their applications and in redemption requests. Investors are
and attach proof of KYC Compliance at the time of investment of Rs.50,000/- and above. If requested to provide these details in the space provided in the application form to enable
any applicant is a minor, the name of the Guardian who will sign on behalf of the minor verification of the bank mandate details and to also ensure expeditious clearing of
should be filled in the space provided. In case the applicant is a Corporate or a Non- instruments. This measure is intended to avoid fraud/misuse or theft of warrants in transit.
Individual investor, the Contact Person's name should be stated in the space provided. Your Please note that applications not containing these details may be rejected.
address should be written in full with pin code. P.O. Box address is not sufficient. 4 - Investment Options: Options exercised at the time of application may be changed by the
g) Mode of Payment : Cheque/D.D. to be crossed “Account Payee” only and should be drawn investor at a later date by way of a communication to the Registrar of the Scheme. Such
payable to: - “IDBI Nifty Junior Index Fund”. Unit holders must write the Application changes would be effective from a prospective date. Please tick either the “Growth” or
number on the reverse of the cheques/D.D. accompanying the Application Forms.: i. For “Dividend” Plan. If this is left blank or it is not clear, the default will be treated as “Growth”. If
Resident investors: Payment may be made by local cheque or bank draft payable locally “Dividend” option is ticked, please select either “Re-investment” or “Payout”. If this is left
drawn on any bank, located at the place where the application is submitted. No cash, blank or it is not clear, the default will be treated as “Re-investment”.
money orders, outstation cheques, post dated cheques (except for Systematic Investment 5 - Systematic Investment Plan (SIP), Systematic Withdrawal Plan (SWP), Systematic
Plan (SIP) transaction) and postal orders will be accepted. Cheques drawn on the bank not Transfer Plan (STP): The Scheme offers SIP, SWP and STP facility and the terms &
participating in the clearing house will not be accepted. Bank charges for outstation conditions are available in the application for SIP/SWP/STP and SID & SAI. Unit holders will
demand drafts will be borne by the AMC and will be limited to the bank charges stipulated have the facility of switchover between Plans in the scheme or to other schemes. Switchover
by the State Bank of India subject to a maximum limit of Rs.50000 per instrument. The between the Growth and Dividend Plans of this scheme will be at the applicable NAV and
AMC will not bear the bank charges for outstation demand drafts in case of investments in switchovers to other schemes will be at NAV related prices.
liquid/money market funds and such charges will have to be borne by the investor. 6 - Nomination Facility: The AMC provides an option to the Unit holder to nominate (in the manner
Outstation Demand Draft has been defined as a demand draft issued by a bank where there prescribed under the SEBI Regulations), a person/persons in whom the units held by him shall
is no ISC/Points of Acceptance available for Investors. Investors may further note that in vest in the event of his death. Where the units are held by more than one person jointly, the joint
case of any application made through the Demand Draft, no Demand Draft charges will be Unit holders may together nominate a person/persons in whom all the rights in the units shall
reimbursed by the AMC in any case. The same will have to be borne by investors only. For vest in the event of death of all the joint Unit holders. If the units are held jointly, all joint holders will
Investors having a bank account with IDBI Bank Limited or such other banks with whom the sign the nomination form. The nomination can be made only by individuals applying for/holding
AMC would have an arrangement from time to time, payment may be made either by units on their own behalf singly or jointly. Non-individuals including society, trust, body
issuing a cheque drawn on such banks or by giving a debit mandate to their account with a corporate, partnership firm, Karta of Hindu undivided family (HUF), holder of Power of Attorney
branch of such banks situated at the same location as the ISC/Point of Acceptance. Single cannot nominate. A minor can be nominated and in that event, the name and address of the
cheque for investments in multiple schemes and multiple cheques for investments under a guardian of the minor nominee shall be provided by the Unit holder. Nomination can also be in
single application form will not be accepted. ii. For Non-Resident Indian (NRI)/PIO/FII favour of the Central Government, State Government, a local authority, any person designated by
investors: l On Repatriation Basis: In the case of NRIs including PIOs, payment may be virtue of his office or a religious or charitable trust. The Nominee shall not be a Trust, other than a
made either by inward remittance through normal banking channels or out of funds held in religious or charitable trust, society, body corporate, partnership firm, Karta of HUF or a Power of
his Non - Resident (External) Rupee Account (NRE) / Foreign Currency (Non- Resident) Attorney holder. A non-resident Indian can be a Nominee subject to the exchange controls in
Account (FCNR). In case Indian rupee drafts are purchased abroad or from Foreign force, from time to time. Transfer of units in favour of a Nominee shall be valid discharge by the
Currency Accounts or Non-resident Rupee Accounts an account debit certificate from the AMC against the legal heir.Investors should note that where the Units are transferred in favour of
Bank issuing the draft confirming the debit shall also be enclosed.FIIs shall pay their the nominee, the KYC formalities, as applicable, shall have to be completed by the nominee.
subscription either by inward remittance through normal banking channels or out of funds 7 - Declaration and Signatures: a) All signatures should be in English or any Indian language.
held in Foreign Currency Account or Non- Resident Rupee Account maintained by the FII Thumb impressions should be from the left hand for males and the right hand for females and
with a designated branch of an authorized dealer in accordance with the relevant exchange in all cases be attested by a Magistrate, Notary Public under his/her official seal.b) In case of
management regulations. l On non-repatriation basis: In the case of NRIs/PIOs, payment applications under a Power of Attorney, the relevant Power of Attorney or the certified and
may be made either by inward remittance through normal banking channels or out of funds duly notarized copy thereof must be lodged along with the application.
Terms & Conditions for SIP / SWP / STP
SIP Payment through Electronic Clearing Service (Debit Clearing) of the Reserve Bank of India (RBI)
ECS Centres : Agra, Ahmedabad, Allahabad, Amritsar, Aurangabad, Asansol, Anand, Bangalore, Belgaum, Bhilwara, Bhopal, Bhubaneswar, Bikaner, Burdwan, Bhavnagar, Calicut, Chandigarh, Chennai,
Cochin, Coimbatore, Cuttack, Dehradun, Dhanbad, Durgapur, Davangere, Erode, Gorakhpur, Guwahati, Gwalior, Gadag, Gulbarga, Gangtok, Haldia, Hubli, Hyderabad, Hasan, Indore, Jabalpur, Jaipur,
Jalandhar, Jammu, jamnagar, Jamshedpur, Jodhpur, Kanpur, Kolhapur, Kolkata, Kakinada, Kota, Lucknow, Ludhiana, Madurai, Mangalore, Mumbai, Mysore, Nagpur, Nasik, Nellore, New Delhi, Panjim, Patna,
Pondichery, Pune, Rajkot, Ranchi, Raipur, Raichur, Salem, Shimla, Shimoga, Sholapur, Siliguri, Surat, Tirupati, Tirupur, Trichur, Trichy, Trivandrum, Tirunalveli, Udaipur, Udupi, Vadodara, Varanasi, Vijayawada,
Visakhapatnam
1. This facility is offered to the Investors having bank accounts in select cities mentioned above. The cities Co-operative Banks, Senior Citizen / Freedom Fighter ID card issued by Government, Cards issued
in the list may be modified/updated/changed/removed at any time in future entirely at the discretion of by Universities / deemed Universities or institutes under statutes like ICAI, ICWA, ICSI, Permanent
IDBI Mutual Fund without assigning any reason or prior notice. If any city is removed, SIP instructions Retirement Account No (PRAN) card issued to New Pension System (NPS) subscribers by CRA
for investors in such cities via ECS (Debit) route will be discontinued without prior notice. (NSDL), Any other photo ID card issued by Central Government / State Governments /Municipal
2. New Investors who wish to enroll for SIP through Auto Debit should fill this SIP Auto Debit Form in authorities / Government organizations like ESIC / EPFO.
addition to the SIP Application Form provided with the key information memorandum. 10. SIP auto debit facility is available only on specific dates. Post dated SIP cheques should be dated
3. Completed Application Form, SIP Auto Debit Form and the first cheque should be submitted at either the 5th or 15th or 25th of every month/quarter.
least 30 Days before the first transaction date. 11. For Systematic Transfer Plan (STP), kindly provide the STP amount you would like to Transfer, the
4. The Investor agree to abide by the terms and conditions of ECS facility of Reserve Bank of India (RBI). frequency and date. The dates should be either the 1st business day of the week or the 5th or 15th
5. Investors should compulsorily give a cheque for the first transaction. The cheque should be or 25th of every month/quarter. Minimum number of installments/ Amount - for weekly frequency
drawn on the same bank account which is to be registered for ECS (Debit). - 12 installments with amount of Rs.1000 each, For monthly frequency - 6 installments with
6. The bank account provided for ECS (Debit) should participate in local MICR clearing. amount of Rs. 2000 each & for quarterly frequency - 4 installments with amount of Rs. 2500 each.
7. The cheque should be drawn in favour of IDBI Nifty Index Fund and Crossed “A/c payee only”. All cheques All additional transfers will be in multiples of Rs. 100 thereafter.
accompanying the SIP enrolment form should contain the SIP enrolment number on its reverse. 12. The date for Systematic Withdrawal Plan (SWP) is 25th of each month. Minimum balance in the
8. Minimum number of installments/ Amount - For monthly frequency - 12 installments (including scheme should be Rs.25,000 at the time of enrollment. Minimum amount for each withdrawal
first installment), where the amount of each SIP installment is Rs. 500 per month or more but less should be Rs. 1,000 and in multiples of Re.1 thereafter for a minimum period of 6 months.
than Rs. 1,000 or 6 installments (including first installment), where the amount of each SIP 13. Investor will not hold IDBI Mutual Fund, its registrars and other service providers responsible if the transaction is
installment is at least Rs. 1,000 per month & For quarterly frequency – 4 installments with delayed or not effected or the investor bank account is debited in advance or after the specific SIP date due to
minimum investment being Rs. 1500 per month or more (including first installment) various clearing cycles of ECS.
9. For Micro SIP up to Rs. 50,000 per year per investor shall be exempted from the requirement of PAN. 14. IDBI Asset Management Ltd., IDBI Mutual Fund, Registrars, and other service providers shall not
In lieu of PAN card copy Investor (including joint holders) to provide the self attested valid Photo ID be responsible and liable for any damages/compensation for any loss, damage etc., incurred by
Proof. All Micro SIPs where aggregate of installments in a financial year i.e. April to March does not the investor. The investor assumes the entire risk of using this facility and takes full responsibility.
exceed Rs. 50,000.This exemption will be applicable only investments by individuals (including
15. Please refer the Key Information Memorandum and detailed Schemes Information Document (SID) for
NRIs but not PIOs), Minors and Sole proprietary firms. HUFs and other categories will not be eligible
applicable NAV, risk factors, load and other information on respective Scheme/Plan before investing.
for Micro SIPs. The exemption is applicable to joint holders also. While making
16. New Investors need to submit an application form and cheque (for the first instalment) in addition to
additional/subsequent Micro SIP investment, investor can quote the existing folio number where a
the Auto Debit Form. Existing investors are required to submit the Transaction Form indicating the
Micro SIP has been registered and therefore need not resubmit the supporting documents again.
existing folio number and SIP details along with a cheque (for the first instalment) in addition to this
List of the photo identification documents to be submitted in case of Micro SIP - Voter Identity
form.
Card, Driving License, Government / Defense identification card, Passport, Photo Ration Card,
Photo Debit Card (Credit card will not be accepted), Employee ID cards issued by companies 17. Investor can choose to discontinue this facility by giving 15 days written notice to our Branch
registered with Registrar of Companies, Photo Identification issued by Bank Managers of Offices of IDBI Asset Management Ltd.
Scheduled Commercial Banks / Gazette Officer / Elected Representatives to the Legislative 18. IDBI Mutual Fund/AMC, reserves the right to reject any application inter alia in the absence of
Assembly / Parliament, ID card issued to employees of Scheduled Commercial / State / District fulfillment of regulatory requirements.

POINT OF ACCEPTANCE OF APPLICATION FORM


OUR BRANCHES (During NFO & Ongoing Offer): Ahmedabad: IDBI Mutual Fund, IDBI Complex, 1st Floor, Near Lal Bunglow, Off CG Road, Ahd- 380 006. Bangalore: IDBI Mutual Fund, IDBI House, 3rd
Floor, No.58, Mission Road, Bangalore- 560 027. Chennai: IDBI Mutual Fund,, Ground Floor, “Lancor Westminster” Bldg., Old No.108, New No.70, Dr. Radhakrishnan Salai, Mylapore, Chennai - 600 004.
Chandigarh: IDBI Mutual Fund, IDBI Bank Ltd., 3rd floor, SCO 72/73 Bank Square, sector -17B, Chandigarh -160017. Delhi: IDBI Mutual Fund,IDBI Bank, 5th Floor, Red Cross Building, Red Cross Road,
Parliament Street, New Delhi-110 001. Hyderabad: IDBI Mutual Fund, 3rd Floor 5-9-89/1 Chapel Road, Hyderabad-500001. Indore: IDBI Mutual Fund, IDBI Bank Ltd., Ground Floor, Alankar Chambers, Ratlam
kothi, A. B. Road, Indore-452001. Kolkatta: IDBI Mutual Fund, IDBI House,6th floor, 44, Shakespeare Sarani, Kolkata 700 017. Kochi: IDBI Mutual Fund, IDBI Bank Corporate Office, Near Passport Office,
Panampally Nagar, P. B. No. 4253, Kochi-680 366. Lucknow: IDBI Mutual Fund, IDBI Bank, 2 M G Marg, Kisan Sekhari Bhawan, Hazratganj, Lucknow -226001. Mumbai: IDBI Mutual Fund, IDBI Bldg., 2nd floor,
Plot No.39 - 41, Sector-11, CBD Belapur, Navi Mumbai - 400 614. Pune: IDBI Mutual Fund, IDBI House, 4th Floor, Dnayaneshwar Paduka Chowk, SC Road, Shivaji Nagar, Pune-411 004.

CAMS INVESTOR SERVICE CENTRES


During NFO: Agartala: Advisor Chowmuhani (Ground Floor), Krishnanagar, Agartala, Tripura, Agartala 799001. Agra: No. 8, II Floor, Maruti Tower, Sanjay Place, Uttarpradesh, Agra 282002. Ahmedabad:
402-406, 4th Floor - Devpath Building, Off C G Road, Behind Lal Bungalow, Ellis Bridge, Gujarat, Ahmedabad 380 006. Ahmednagar: 203-A,Mutha Chambers, Old Vasant Talkies, Market Yard Road, Ahmednagar,
Maharashtra, Ahmednagar 414 001. Ajmer: Shop No.S-5, Second Floor, Swami Complex, Rajasthan, Ajmer 305001. Akola: Opp. RLT Science College, Civil Lines, Maharashtra, Akola 444001. Aligarh: City
Enclave, Opp. Kumar Nursing Home, Ramghat Road, U.P., Aligarh, 202001. Allahabad: 30/2, A&B, Civil Lines Station, Besides Vishal Mega Mart, Strachey Road, Uttarpradesh, Allahabad 211001. Alleppey: Blgd.
No. VIII / 411, C C N B Road, Near Pagoda Resort, Chungom, Kerala, Alleppey 688011. Alwar: 256A, Scheme No:1, Arya Nagar, Rajasthan, Alwar 301001. Amaravati: 81, Gulsham Tower, 2nd Floor, Near
Panchsheel Talkies, Maharashtra, Amaravati 444601. Ambala: Opposite PEER, Bal Bhavan Road, Ambala, Haryana 721 134003. Amritsar: 378-Majithia Complex, 1st Floor, M. M. Malviya Road, Punjab, Amritsar
143001. Anand: 101, A.P. Tower,, B/H, Sardhar Gunj, Next to Nathwani Chambers, Gujarat, Anand 388001. Anantapur: 15-570-33, I Floor, Pallavi Towers, Anantapur, A.P., Anantapur 515 001. Ankleshwar: G-34,
Ravi Complex,, Valia Char Rasta, G.I.D.C.,, Gujarat, Ankleshwar- Bharuch 393 002. Asansol: Block G 1st Floor, P C Chatterjee Market Complex, Rambandhu Talab P O Ushagram, West Bengal, Asansol 713303.
Aurangabad: Office No. 1, 1st Floor, Amodi Complex, Juna Bazar, Maharashtra, Aurangabad 431001. Balasore: B C Sen Road, Orissa, Balasore, 756001. Bangalore: Trade Centre, 1st Floor, 45, Dikensen Road,
( Next to Manipal Centre ), Karnataka, Bangalore 560 042. Bareilly: F-62-63, Butler Plaza, Civil Lines, Bareilly, U.P., Bareilly 243001. Belgaum: 1st Floor, 221/2A/1B, Vaccine Depot Road, Near 2nd Railway gate,,
Tilakwadi,, Karnataka, Belgaum 590006. Bellary: No.18A, 1st Floor, Opp. Ganesh Petrol Pump, Parvathi Nagar Main Road, Karnataka, Bellary 583103. Berhampur: First Floor, Upstairs of Aaroon Printers, Gandhi
Nagar Main Road, Orissa, Orissa, Berhampur 760001. Bhagalpur: Krishna, I Floor, Near Mahadev Cinema, Dr.R.P.Road, Bhagalpur, Bihar, Bhagalpur 812002. Bhatinda: 2907 GH,GT Road, Near Zila Parishad,
Bhatinda, Punjab, Bhatinda 151001. Bhavnagar: 305-306, Sterling Point, Waghawadi Road, Opp. HDFC Bank, Gujarat, Bhavnagar 364002. Bhilai: 209 , Khichariya Complex, Opp IDBI Bank, Nehru Nagar Square,
Chhattisgarh, Bhilai 490020. Bhilwara: Indraparstha tower, Second floor, Shyam ki sabji mandi, Near Mukharji garden, Rajasthan, Bhilwara 311001. Bhopal: Plot No.13, Major Shopping Center, Zone-I, M.P.Nagar,
Madhya Pradesh, Bhopal 462011. Bhubaneswar: Plot No - 111, Varaha Complex Building, 3rd Floor, Station Square, Kharvel Nagar,Unit 3, Orissa, Bhubaneswar 751 001. Bhuj: Data Solution, Office No:17, I st
Floor, Municipal Building Opp Hotel Prince, Station Road, Gujarat, Bhuj - Kutch 370001. Bhusawal (Parent: Jalgaon TP): 3, Adelade Apartment, Christain Mohala, Behind Gulshan-E-Iran Hotel, Amardeep Talkies
Road, Bhusawal, Maharashtra, Bhusawal 425201. Bikaner: F 4,5 Bothra Complex, Modern Market, Bikaner, Rajasthan, Bikaner 334001. Bilaspur: Beside HDFC Bank, Link Road, Bilaspur, Chattisgarh, Bilaspur
495 001. Bokaro: Mazzanine Floor, F-4, City Centre, Sector 4,, Bokaro Steel City, Jharkhand, Bokaro 827004. Burdwan: 399, G T Road, Basement of Talk of the Town, West Bengal, Burdwan 713101. Calicut:
29/97G 2nd Floor, Gulf Air Building, Mavoor Road, Arayidathupalam, Kerala, Calicut 673016. Chandigarh: SCO 80-81, IIIrd F, Sector 17 C, Punjab, Chandigarh 160 017. Chandrapur: Above Mustafa Decor,
Hakimi Plaza, Near Jetpura Gate, Near Bangalore Bakery, Kasturba Road, Chandrapur, Maharashtra., Chandrapur 442 402. Chennai: Ground Floor No.178/10, Kodambakkam High Road, Opp. Hotel Palmgrove,
Nungambakkam, Tamil Nadu, Chennai 600 034. Chittorgarh: 187 Rana Sanga Market, Rajasthan, Chittorgarh 312001. Cochin: 40 / 9633 D, Veekshanam Road, Near International hotel, Kerala, Cochin 682 035.
Coimbatore: Old # 66 New # 86, Lokamanya Street (West), Ground Floor, R.S.Puram, Tamil Nadu, Coimbatore 641 002. Cuttack: Near Indian Overseas Bank, Cantonment Road, Mata Math, Orissa, Cuttack
753001. Darbhanga: Shahi Complex,1st Floor, Near RB Memorial hospital,V.I.P. Road, Benta, Laheriasarai, Darbhanga, Bihar, Darbhanga 846001. Davenegere: 13, Ist Floor,, Akkamahadevi Samaj Complex,
Church Road, P.J.Extension, Karnataka, Devengere 577002. Dehradun: 204/121 Nari Shilp Mandir Marg, Old Connaught Place, Uttaranchal, Dehradun 248001. Dhanbad: Urmila Towers, Room No: 111(1st
Floor), Bank More, Jharkhand, Dhanbad 826001. Dhule: H. No. 1793 / A, J.B. Road, Near Tower Garden, Maharashtra, Dhule 424 001. Durgapur: 4/2, Bengal Ambuja Housing Development Ltd,, Ground Floor,
City Centre, West Bengal, Durgapur 713 216. Erode: 197, Seshaiyer Complex, Agraharam Street, Tamil Nadu, Erode 638001. Faizabad: 64 Cantonment, Near GPO, Faizabad, Uttar Pradesh, Faizabad 224001.
Faridhabad: B-49, Ist Floor, Nehru Ground, Behind Anupam Sweet House, NIT, Haryana, Faridhabad 121001. Ghaziabad: 113/6 I Floor, Navyug Market, Uttarpradesh, Gazhiabad 201001. Goa: No.108, 1st Floor,
Gurudutta Bldg, Above Weekender, M G Road, Goa, Panaji (Goa) 403 001. Gondia: Shri Talkies Road, Maharashtra, Gondia 441601. Gorakhpur: Shop No. 3, Second Floor, The Mall, Cross Road, A.D. Chowk,
Bank Road, Uttarpradesh, Gorakhpur 273001. Guntur: Door No 5-38-44, 5/1 BRODIPET, Near Ravi Sankar Hotel, Andhra Pradesh, Guntur 522002. Gurgaon: SCO - 16, Sector - 14, First floor, Haryana, Gurgaon
122001. Guwahati: A.K. Azad Road,, Rehabari, Assam, Guwahati 781008. Gwalior: 1st Floor, Singhal Bhavan, Daji Vitthal Ka Bada, Old High Court Road, Madhya Pradesh, Gwalior 474001. Haldia: 2nd Floor, New
Market Complex, Durgachak Post Office,Purba Medinipur District, Haldia, West Bengal, Haldia, 721 602. Haldwani: Durga City Centre, Nainital Road, Haldwani, Uttarakhand, Haldwani 263139. Himmatnagar: D-
78 First Floor, New Durga Bazar, Near Railway Crossing, Himmatnagar, Gujarat, Himmatnagar 383 001. Hisar: 12, Opp. Bank of Baroda, Red Square Market, Hisar, Haryana, Hisar 125001. Hoshiarpur: Near
Archies Gallery, Shimla Pahari Chowk, Hoshiarpur, Punjab, Hoshiarpur 146 001. Hosur: Shop No.8 J D Plaza, OPP TNEB Office, Royakotta Road, Tamil Nadu, Hosur 635109. Hubli: 206 & 207. 1st Floor, 'A' Block,
Kundagol Complex, Opp Court, Club road, Karnataka, Hubli 580029. Hyderabad: 208, II Floor, Jade Arcade, Paradise Circle, Andhra Pradesh, Secunderabad 500 003. Ichalkarnaji (Parent Kolhapur): 12/178,
Behind Congress Committee Office, Ichalkarnaji 416 115. Indore: 101, Shalimar Corporate Centre, 8-B, South tukogunj, Opp.Greenpark, Madhya Pradesh, Indore 452 001. Jabalpur: 975,Chouksey Chambers,
Near Gitanjali School, 4th Bridge, Napier Town, Madhya Pradesh, Jabalpur 482001. Jaipur: R-7, Yudhisthir Marg ,C-Scheme, Behind Ashok Nagar Police Station, Rajasthan, Jaipur 302 001. Jalandhar: 367/8,
(P.T.O.)
Central Town, Opp. Gurudwara Diwan Asthan, Punjab, Jalandhar 144001. Jalgaon: Rustomji Infotech Services, 70, Navipeth, Opp. Old Bus Stand, Maharashtra, Jalgaon 425001. Jalna C.C. (Parent:
Aurangabad): Shop No: 11, 1St Floor, Ashoka Plaza, Opp: Magistic Talkies, Subhash Road, Jalna, Maharashtra, Jalna 431 203. Jammu: 660- Gandhi Nagar, J &K, Jammu 180004. Jamnagar: 217/218, Manek
Centre, P.N. Marg, Gujarat, Jamnagar 361008. Jamshedpur: Millennium Tower, “R” Road, Room No:15 First Floor,, Bistupur, Jharkhand, Jamshedpur 831001. Jhansi: Opp SBI Credit Branch, Babu Lal Kharkana
Compound, Gwalior Road, Uttarpradesh, Jhansi 284001. Jodhpur: 1/5, Nirmal Tower, Ist Chopasani Road, Rajasthan, Jodhpur 342003. Junagadh: Circle Chowk, , Near Choksi Bazar Kaman, Gujarat, Gujarat,
Junagadh 362001. Kadapa: Door No.: 21/ 598, Palempapaiah Street, Near Ganjikunta Pandurangaiah Dental Clinic, 7 Roads Circcle, Kadapa, Andhra Pradesh, Kadapa 516 001. Kakinada: No.33-1, 44 Sri Sathya
Complex, Main Road, Kakinada, A.P., Kakinada 533 001. Kannur: Room No.14/435, Casa Marina Shopping Centre, Talap, Kannur, Kerala, Kannur 670004. Kanpur: I Floor 106 to 108, City Centre Phase II, 63/ 2,
The Mall, Uttarpradesh, Kanpur 208 001. Karimnagar: HNo.7-1-257, Upstairs S B H, Mangammathota, Karimnagar, A.P., Karimnagar 505 001. Karnal (Parent :Panipat TP): 7, Ist Floor, Opp Bata Showroom,
Kunjapura Road, Karnal, Haryana, Karnal 132001. Karur: 126 G, V.P.Towers, Kovai Road, Basement of Axis Bank, Karur, Tamil Nadu, Karur 639002. Kharagpur: H. No.291/1, Ward No-15, Malancha Main Road,
Opposite UCO Bank, Kharagpur, West Bengal, Kharagpur 721301. Kolhapur: AMD Sofex Office No.7, 3rd Floor, Ayodhya Towers, Station Road, Maharashtra, Kolhapur 416001. Kolkata: “LORDS Building”,
7/1,Lord Sinha Road, Ground Floor, West Bengal, Kolkata 700 071. Kota: B-33 'Kalyan Bhawan, Triangle Part ,Vallabh Nagar, Rajasthan, Kota 324007. Kottayam: KMC IX / 1331 A, Opp.: Malayala Manorama
Railway Station Road, Thekkummoottil, Kerala, Kottayam 686001. Kumbakonam: Jailani Complex, 47, Mutt Street, Tamil Nadu, Kumbakonam, 612001. Kurnool: H.No.43/8, Upstairs, Uppini Arcade, N R Peta,
Kurnool, A.P., Kurnool 518 004. Latur: Kore Complex, 2nd Cross Kapad Line, Near Shegau Patsanstha, Latur, Maharashtra, Latur 413 512. Lucknow: Off # 4,1st Floor,Centre Court Building, 3/C, 5 - Park Road,
Hazratganj, Uttarpradesh, Lucknow 226 001. Ludhiana: U/ GF, Prince Market, Green Field, Near Traffic Lights, Sarabha Nagar Pulli, Pakhowal Road, Punjab, Ludhiana 141 002. Madurai: 86/71A, Tamilsangam
Road, Tamil Nadu, Madurai 625 001. Malda: Daxhinapan Abasan, Opp Lane of Hotel Kalinga, SM Pally, Malda, West Bengal, Malda 732 101. Mangalore: No. G 4 & G 5, Inland Monarch, Opp. Karnataka Bank,
Kadri Main Road, Kadri, Karnataka, Mangalore 575 003. Manipal: Academy Annex, First Floor, Opposite Corporation Bank, Upendra Nagar, Karnataka, Manipal 576104. Margao: Virginkar Chambers I Floor, Near
Kamath Milan Hotel, New Market, Near Lily Garments, Old Station Road, Margao, Goa, Margao 403 601. Mathura: 159/160 Vikas Bazar, Uttarpradesh, Mathura 281001. Meerut: 108 Ist Floor Shivam Plaza,
Opposite Eves Cinema, Hapur Road, Uttarpradesh, Meerut 250002. Mehsana: 1st Floor, Subhadra Complex, Urban Bank Road, Mehsana, Gujarat, Mehsana 384 002. Moga: Ground Floor, Adjoining TATA Indicom
Office, Dutt Road, Moga, Punjab, Moga 142001. Moradabad: B-612 'Sudhakar', Lajpat Nagar, Uttarpradesh, Moradabad 244001. Mumbai: Rajabahdur Compound, Ground Floor, Opp Allahabad Bank, Behind
ICICI Bank, 30, Mumbai Samachar Marg, Fort, Maharashtra, Mumbai 400 023. Muzzafarpur: Brahman toli,, Durgasthan, Gola Road, Bihar, Muzaffarpur 842001. Mysore: No.1, 1st Floor, CH.26 7th Main, 5th
Cross, (Above Trishakthi Medicals), Saraswati Puram, Karnataka, Mysore 570009. Nadiad (Parent TP: Anand TP): 8, Ravi Kiran Complex, Ground Floor Nanakumbhnath Road, Nadiad, Gujarat, Nadiad 387001.
Nagpur: 145 Lendra, New Ramdaspeth, Maharashtra, Nagpur 440 010. Namakkal: 156A / 1, First Floor, Lakshmi Vilas Building, Opp. To District Registrar Office, Trichy Road, Namakkal, Tamil Nadu, Namakkal
637001. Nanded: Shop No. 302, 1st Floor,, Raj Mohd. Complex, Work Shop Road, Shrinagar, Nanded, Maharashtra, Nanded 431 605. Nasik: Ruturang Bungalow, 2 Godavari Colony, Behind Big Bazar, Near Boys
Town School, Off College Road, Maharashtra, Nasik 422005. Navsari: Dinesh Vasani & Associates, 103 -Harekrishna Complex, above IDBI Bank,, Nr. Vasant Talkies, Chimnabai Road, Gujarat, Navasari 396445.
Nellore: 97/56, I Floor Immadisetty Towers, Ranganayakulapet Road, Santhapet, Andhra Pradesh, Nellore 524001. New Delhi: 304-305 III Floor, Kanchenjunga Building, 18, Barakhamba Road, Cannaugt Place,
New Delhi, New Delhi 110 001. Noida: B-20, Sector - 16, Near Metro Station, Noida 201301. Palakkad: 10 / 688, Sreedevi Residency, Mettupalayam Street, Palakkad, Kerala, Palakkad 678 001. Palanpur:
Jyotindra Industries Compound, Near Vinayak Party Plot, Deesa Road, Palanpur, Gujarat, Palanpur 385 001. Panipat: 83, Devi Lal Shopping Complex, Opp ABN Amro Bank, G.T.Road, Haryana, Panipat,132103.
Patiala: 35, New lal Bagh Colony, Punjab, Patiala, 147001. Patna: Kamlalaye Shobha Plaza, Ground Floor, Near Ashiana Tower, Exhibition Road, Bihar, Patna 800 001. Pondicherry: S-8, 100, Jawaharlal Nehru
Street, (New Complex, Opp. Indian Coffee House), Pondicherry, Pondicherry 605001. Porbandar: II Floor, Harikrupa Towers, Opp. Vodafone Store, M G Road, Gujarat, Porbandar 360575. Pune: Nirmiti Eminence,
Off No. 6, I Floor, Opp Abhishek Hotel Mehandale Garage Road, Erandawane, Maharashtra, Pune 411 004. Rae Bareli: 17, Anand Nagar Complex, Rae Bareli, U.P., Rae Bareli 229001. Raichur: # 12 10 51 / 3C,
Maram Complex, Besides State Bank of Mysore, Basaveswara Road, Raichur, Karnataka, Raichur 584101. Raipur: C-24, Sector 1, Devendra Nagar, Chhattisgarh, Raipur 492004. Rajahmundry: Cabin 101 D.no
7-27-4, 1st Floor Krishna Complex, Baruvari Street, T Nagar, Andhra Pradesh, Rajahmundry 533101. Rajkot: Office 207 - 210, Everest Building, Harihar Chowk, Opp Shastri Maidan, Limda Chowk, Gujarat, Rajkot
360001. Ranchi: Near Student's Cottage Pee Pee Compound, Jharkhand, Ranchi 834001. Ratlam: Dafria & Co, 81, Bajaj Khanna, Madhya Pradesh, Ratlam 457001. Ratnagiri: Kohinoor Complex, Near Natya
Theatre, Nachane Road, Ratnagiri, Maharashtra, Ratnagiri 415 639. Rohtak: 205, 2ND Floor, Blg. No. 2, Munjal Complex, Delhi Road, Haryana, Rohtak 124001. Roorkee: 399/1 Jadugar Road, 33 Civil Lines,
Roorkee, Uttarakhand, Roorkee 247667. Rourkela: 1st Floor, Mangal Bhawan, Phase II, Power House Road, Orissa, Rourkela 769001. Sagar: Opp. Somani Automobiles, Bhagwanganj, Sagar, Madhya Pradesh,
Sagar 470 002. Saharanpur: I Floor, Krishna Complex, Opp. Hathi Gate, Court Road, Saharanpur, U.P., Saharanpur 247001. Salem: No.2, I Floor Vivekananda Street, New Fairlands, Tamil Nadu, Salem 636016.
Sambalpur: C/o Raj Tibrewal & Associates, Opp.Town High School,Sansarak, Orissa, Sambalpur 768001. Sangli (Parent: Kohlapur): Diwan Niketan, 313, Radhakrishna Vasahat, Opp. Hotel Suruchi, Near S.T.
Stand, Sangli, Maharashtra, Sangli 416416. Satara: 117 / A / 3 / 22, Shukrawar Peth, Sargam Apartment, Maharashtra, Satara 415002. Satna: 1st Floor, Shri Ram Market, Besides Hotel Pankaj, Birla Road,
Satna, Madhya Pradesh, Satna 485 001. Shillong: LDB Building,1st Floor, G.S.Road, Meghalaya, Shillong 793001. Shimla: I Floor, Opp. Panchayat Bhawan Main gate, Bus stand, Shimla, Himachal Pradesh,
Shimla 171001. Shimoga: Nethravathi, Near Gutti Nursing Home, Kuvempu Road, Shimoga, Karnataka, Shimoga 577 201. Siliguri: No 8, Swamiji Sarani, Ground Floor, Hakimpara, West Bengal, Siliguri 734001.
Solapur: Flat No 109, 1st Floor, A Wing, Kalyani Tower, 126 Siddheshwar Peth, Near Pangal High School, Maharashtra, Solapur 413001. Sriganganagar: 18 L Block, Sri Ganganagar, Rajasthan, Sri Ganganagar
335001. Srikakulam: Door No 5 - 6 - 2, Punyapu Street, Palakonda Road, Near Krishna Park, Srikakulam, A.P., Srikakulam 532 001. Surat: Plot No.629,2nd Floor, Office No.2-C/2-D, Mansukhlal Tower, Beside
Seventh Day Hospital, Opp.Dhiraj Sons, Athwalines, Gujarat, Surat 395 001. Surendranagar: 2 M I Park, Near Commerce College, Wadhwan City, Surendranagar, Gujarat, Surendranagar 363035. Thiruvalla:
Central Tower, Above Indian Bank,, Cross Junction, Kerala, Thiruvalla 689101. Tirunelveli: 1 Floor, Mano Prema Complex, 182 / 6, S.N High Road, Tamil Nadu, Tirunelveli 627001. Tirupathi: Shop No14, Boligala
Complex,, 1st Floor, Door No. 18-8-41B, Near Leela Mahal Circle, Tirumala Byepass Road, Andhra Pradesh, Tirupathi 517501. Tirupur: 1(1), Binny Compound,, II Street,, Kumaran Road, Tamil Nadu, Thiruppur
641601. Trichur: Adam Bazar, Room no.49, Ground Floor, Rice Bazar (East), Kerala, Trichur 680001. Trichy: No 8, I Floor, 8th Cross West Extn, Thillainagar, Tamil Nadu, Trichy 620018. Trivandrum: R S Complex,
Opposite of LIC Building, Pattom PO, Kerala, Trivandrum 695004. Tuticorin: 1 A / 25, 1st Floor, Eagle Book Centre Complex, Chidambaram Nagar Main,Palayamkottai Road, Tuticorin, Tamil Nadu, Tuticorin 628
008. Udaipur: 32 Ahinsapuri, Fatehpura Circle, Rajasthan, Udaipur 313004. Unjha (Parent: Mehsana): 10/11, Maruti Complex, Opp. B R Marbles, Highway Road, Unjha, Gujarat, Unjha 384 170. Vadodara: 103
Aries Complex, BPC Road, Off R.C. Dutt Road, Alkapuri, Gujarat, Vadodara 390 007. Valsad: 3rd floor, Gita Nivas, opp Head Post Office, Halar Cross Lane, Gujarat, Valsad 396001. Vapi: 215-216, Heena Arcade,
Opp. Tirupati Tower, Near G.I.D.C, Char Rasta, Vapi, Gujarat, Vapi 396195. Varanasi: C 27/249 - 22A, Vivekanand Nagar Colony, Maldhaiya, Uttarpradesh, Varanasi 221002. Vashi: Mahaveer Center, Office No:17,
Plot No:77, Sector 17, Maharashtra, Vashi 400703. Vellore: No:54, Ist Floor, Pillaiyar Koil Street, Thotta Palayam, Tamil Nadu, Vellore 632004. Vijayawada: 40-1-68, Rao & Ratnam Complex, Near Chennupati
Petrol Pump, M.G Road, Labbipet, Andhra Pradesh, Vijayawada 520 010. Visakhapatnam: 47/ 9 / 17, 1st Floor, 3rd Lane , Dwaraka Nagar, Andhra Pradesh, Visakhapatnam 530 016. Warangal: F13, 1st Floor,
BVSS Mayuri Complex, Opp. Public Garden, Lashkar Bazaar, Hanamkonda, Andhra Pradesh, Warangal 506001. Wardha: Opp. Raman Cycle Industries, Krishna Nagar, Maharashtra., Wardha 442 001. Yamuna
Nagar: 124-B/R Model Town, Yamunanagar, Haryana, Yamuna Nagar 135 001.

During Ongoing Offer: At all CAMS locations.

CHECKLIST (Please submit the following documents with your application (where applicable). All documents should be original/true copies certified by a Director/Trustee /Company Secretary
/Authorized signatory / Notary Public/AMC or R&T Officials.)
Documents Individual Companies Societies Partnership Investment
(RI) Firms through POA Trusts NRI FIIs PIO
Copy of the PAN Card 3 3 3 3 3 3 3 3 3
Copy of the KYC acknowledgement 3 3 3 3 3 3 3 3 3
Resolution/ Authorisation to invest 3 3
List of authorised signatories 3 3 3
with specimen signatures
Memorandum & Articles of Association 3
Trust Deed 3
Bye-laws 3
Partnership Deed 3
Overseas Auditor Certificate 3
Notarised POA 3
Proof of Address 3
PIO Card 3
Foreign Inward Remittance Certificate 3
Application No.
IDBI Building, 2nd Floor, Plot No. 39-41, Sector 11, CBD Belapur, Navi Mumbai 400 614.
Website : www.idbimutual.co.in APPLICATION FORM
ARN Code & Name Sub Distributor /Branch Code Employee Code Bank Serial No. / Bank Stamp / Receipt Date

ARN - 25682
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
EXISTING UNIT HOLDER INFORMATION [Please fill in your Folio Number and proceed to Investment Details and Payment Details]
Folio No. The details in our records under the folio number mentioned will apply for this application.
Name of 1st Unit Holder
PAN AND KYC COMPLIANCE STATUS DETAILS - Mandatory [Refer Instruction ]
PAN # (refer instruction) KYC Compliance Status (if yes, attach proof)
First / Sole Applicant * Yes No

Second Applicant Yes No

Third Applicant Yes No


* If the first/sole applicant is a Minor, then please provide details of Natural / Legal Guardian. # Please attach PAN proof.
APPLICANT(S) INFORMATION [Refer Instruction 1]
NAME OF FIRST / SOLE APPLICANT / MINOR DATE OF BIRTH D D / M M / Y Y Y Y
(Mandatory in case of Minor & 1st Applicant)
Mr. Ms. M/s.
Father/Husband’s Name
NAME OF SECOND APPLICANT
Mr. Ms. M/s.
NAME OF THIRD APPLICANT
Mr. Ms. M/s.
NAME OF THE GUARDIAN (In case First Applicant is a Minor) Relationship with Minor (Please ü)
Mr. Ms. M/s. Mother o Father o Legal Guardian o
Mode of Holding (Please ü) Anyone or Survivor o Single o Joint o (Default option is Anyone or Survivor)
Occupation (Please ü) Business o Service o Professional o Retired o Student o Housewife o Others o
Please specify
Status (Please ü) Resident Individual o NRI / PIO o Trust o HUF o Bank / Fls o Sole Proprietorship o
Minor o Company/Body Corporate o Flls o Partnership Firm o AOP / BOI o Society o
MAILING ADDRESS [Please provide Full Address. P. O. Box No. may not be sufficient. Overseas Investors will have to provide Indian Address]
Local Address of 1st Applicant -

City State Pin Code


Tel. Off. Resi. Mobile
E - Mail P L E A S E U S E B L O C K L E T T E R S
Overseas Correspondence Address (Mandatory for NRI / Fll Applicant)

City Country Pin Code


COMMUNICATION (Please ü)
o I/We wish to receive Account Statements/Annual Reports/Quarterly Statements/Newsletter/Updates or any other Statutory Information via E- mail/SMS alerts in lieu of Physical Documents.
BANK ACCOUNT DETAILS - Mandatory
Name of the Bank
Branch Address
Bank Branch City State Pin Code
Account No. A/c. Type SAVINGS o NRE o CURRENT o NRO o FCNR o
(Please ü)
9 digit MICR Code Please attach a cancelled cheque OR 11 digit IFSC (Mandatory for credit via NEFT/RTGS)
a clear photo copy of a cheque Code

ACKNOWLEDGEMENT SLIP (TO BE FILLED IN BY THE SOLE/FIRST APPLICANT)

Application No.
nd
IDBI Building, 2 Floor, Plot No. 39-41, Sector 11, CBD Belapur, Navi Mumbai 400 614.
Website : www.idbimutual.co.in Date___ / ___ / ________

Received from Mr. / Ms. /M/s._______________________________________________________ Stamp,


An application for purchase of________ units of IDBI Nifty Junior Index Fund along with cheque / Signature & Date
DD as detailed overleaf. Cheques / Drafts are subject to realisation.
POWER OF ATTORNEY (POA)
POA Name :

Address

City State Pin Code

PAN KYC Yes No - If investment is being made by a constitutional Attorney, Please submit the notarized copy of the POA
IDBIMF PERSONAL IDENTIFICATION NUMBER (IPIN) (Please ü)
I / We being unit holder(s) of IDBI Mutual Fund (Fund) schemes do hereby apply for the facility for effecting online transactions over the internet with respect to my
investment with IDBI Mutual Fund. Please send me the PIN agreement form.

INVESTMENT DETAILS AND PAYMENT DETAILS (Payment through Cash/Outstation Cheques not accepted)
(Please ü) For complete information on Investment details, please refer to “Plan & Options” in the KIM.

Scheme Name : IDBI NIFTY JUNIOR INDEX FUND Plans : ¨ Growth ¨ Dividend Options: ¨ Dividend Reinvestment
¨ Dividend payout

Investment DD Charges Net Amount Mode of Payment Cheque


Amount (Rs.) if any (Rs.) (Rs.) (Please P) DD
Funds Transfer
Net Amount ( in Words )
Cheque / D.D. to be crossed “Account Payee” only and should be drawn payable to: - “IDBI Nifty Junior Index Fund”
Drawn on Bank

Branch & City Chq. / DD No Date

*A/c Type - (P) S/B NRE* Current NRO FCNR* *Kindly provide photocopy of the payment Instrument or Foreign Inward Remittance Certificate
. (FIRC) evidencing source of funds
SIP ENROLMENT DETAILS
SIP Amount Enrolment Frequency
(Rs.) Period Start Month M M - Y Y Y Y End Month M M - Y Y Y Y (Please P) Monthly Quarterly

PAYMENT MECHANISM (P) Option I : Debit through ECS / Auto Debit facility (Tick this box and fill up SIP ECS / Auto Debit Facility Form)
Option II : Through Post Dated Cheques - Total Cheques _____ Cheque Nos. From To
Drawn on Bank______________________________________________________________________Branch & City____________________________________________
NOMINATION DETAILS (OPTIONAL) [Minor / HUF / POA Holder / Non Individuals cannot Nominate]
I / We do hereby nominate the undermentioned Nominee(s) to receive the
units to my / our credit in this folio no. in the event of my / our death. I / We also understand that all payments and settlements made to such Nominee(s) and Signature of
the Nominee(s) acknowledging receipt thereof, shall be a valid discharge by the AMC / Mutual Fund / Trustees.
No. Nominee(s) Name Date of Birth (in case of Minor)
1 D D M M Y Y Y Y
2 D D M M Y Y Y Y
No. Name of the Guardian (in case of Minor) Relationship with Unit Holder* % of Share
1
Signature of Guardian (in case of Minor)
2
* If the percentage of share is not mentioned then the claim will be settled equally amongst all the indicated nominee(s)
DECLARATION APPLICATIONS ENCLOSED (Please P)
I / We have read and understood the contents of the SID and Key Information Memorandum of the Scheme. I/We hereby apply to the IDBI Mutual Fund for allotment of units of the
Scheme, as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme. I / We hereby confirm and certify that the source of these funds is not
directly / indirectly a result of “proceeds of crime” as defined in “The Prevention of Money Laundering Act, 2002” and we undertake to provide all necessary proof / documentation, if
any, required to substantiate the facts of this undertaking. I have not received nor been induced by any rebate or gifts, directly or indirectly in making this investment. I / We authorize
the Fund to disclose details of my/our account and all my/our transactions to the intermediary whose stamp appears on the application form. I also authorize the Fund to disclose
details as necessary, to the Fund's and investor's bankers for the purpose of effecting payments to me / us.
Applicable to NRIs only : I/We confirm that I am/we are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from
abroad through approved banking channels or from funds in my/our Non-Resident External / Ordinary Account / FCNR / NRSR Account. Investment in the scheme is made by me / us
on: ¨ Repatriation basis ¨ Non Repatriation basis.
The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various
Mutual Funds from amongst which the Scheme is being recommended to me/us.

First / SoleApplicant / Guardian Second Applicant Third Applicant

Scheme Name :IDBI Nifty Junior Index Fund Plan: _____________________________________ Option:__________________________________________________

Cheque / DD No. : _______________ Date : _________________ Amount : Rs._________________ Bank and Branch: _______________________________________

REGISTRAR & TRANSFER AGENTS


Computer Age Management Services Private Limited (CAMS)
SEBI Registration Number: INR000002813,
148, Old Mahablipuram Road, Okkiyam, Thuraipakka, Chennai 600 096, Tamil Nadu
Tel: 044-30407000 Fax: 044-24581750
Form No.
IDBI Building, 2nd Floor, Plot No. 39-41, Sector 11, CBD Belapur, Navi Mumbai 400 614.
Website : www.idbimutual.co.in
Systematic Investment Plan (SIP)/Systematic Transfer Plan (STP)/Systematic Withdrawal Plan (SWP)
ARN Code & Name Sub Distributor /Branch Code Employee Code Bank Serial No. / Bank Stamp / Receipt Date

ARN - 25682
Please ü any one only Normal SIP Micro SIP STP SWP

Investor and investment details


Sole / First Investor Name

PAN No. Folio No.(For Existing Investor)

Scheme Plan
Option & Sub Option
Systematic Investment Plan (SIP) details
Each SIP Amount (Rs.) Frequency: Monthly / Quarterly
First SIP Cheque No.: (Note: Cheque should be drawn on bank details provided below)

SIP Frequency Date: 5th / 15th / 25th of the month (1st month of the quarter)
SIP Period : Start Month M M - Y Y Y Y End Month M M - Y Y Y Y
(Note: Please allow minimum one month for auto debit to register and start).
I/We hereby, authorize IDBI Mutual Fund and their authorized service providers (Computer Age Management Services Private Limited (CAMS)) to debit my/our following bank account
by ECS (Debit Clearing) / auto debit to account for collection of SIP payments.
Systematic Transfer Plan (STP)
I/We would like to switch: From Scheme/Option To Scheme/Option
Each STP Amount Rs. Frequency: Weekly (1st business day of the week)/ Monthly / Quarterly
STP Period : Enrolment Start Month M M - Y Y Y Y End Month M M - Y Y Y Y Date : 5th / 15th / 25th of the month/quarter
Tear Here

Systematic Withdrawal Plan (SWP)


Each SWP Amount Rs. Scheme Name/Option
SWP Period : Enrolment Start Month M M - Y Y Y Y End Month M M - Y Y Y Y
Particulars of bank account
Payment Mechanism of SIP : ECS Post dated cheques
(Please ü any one only)
Accountholder Name
as in Bank Account
Bank Name Branch
City PIN code
For ECS :
Account Number Account Type Savings Current Cash Credit
9 Digit MICR Code (Please enter the 9 digit number that appears after your cheque number)
For Cheque :
Total number of Cheques Cheque No. : From To
I/We hereby, declare that the particulars given above are correct and express my willingness to make payments referred above through participation in ECS/Auto Debit. If the transaction is
delayed or not effected at all for reasons of incomplete or incorrect information. I/We would not hold the user institution responsible. I/We will also inform IDBI Mutual Fund about any
changes in my bank account I/We have read and agreed to the terms and conditions mentioned overleaf.

First Account Holder’s Signature Second Account Holder’s Signature Third Account Holder’s Signature
For office use only (not to be filled in by investor)
Recorded on Scheme Code
Recorded by Credit Account Number
Bank use Mandate Ref. No. Customer Ref. No.

Authorisation of the Bank Account Holder (to be signed by the Account Holder)
This is to inform that I/We have registered for the RBI’s Electronic Clearing Service (Debit Clearing) / Auto Debit Facility and that my payment
towards my investment in IDBI Mutual Fund shall be made from my/our below mentioned bank account with your bank. I/We authorize the
representative, (Computer Age Management Services Private Limited (CAMS)) carrying this ECS/Auto Debit to account mandate Form to get Bank Account Number
it verified and executed.

First Account Holder’s Signature Second Account Holder’s Signature Third Account Holder’s Signature
(As in Bank Records) (As in Bank Records) (As in Bank Records)