Alpha Trustees Limited

25 Luke Street London EC2A 4AR

Tel: 020 7953 2727

Fax: 020 7953 2152

DX 123150 BROADGATE-1

Alpha SIPP Fees & Charges

Discretionary Collective Portfolio Service
Annual Fee: 0.5% of value of portfolio + VAT subject to a minimum of £350 + VAT per annum
Minimum initial investment £25,000
Dealing Commission: NIL
Charles Stanley may receive remuneration from the managers of unit trusts and other collective investment products in respect of
transactions carried out on your behalf. Remuneration may include trail commission at a rate of up to 0.75% per annum on the value of
the investment. Any such remuneration is paid from the managers’ annual management charge and does not increase their fee to you.

Direct Equity Investment

Discretionary Management
Annual Fee 1% of portfolio value p.a. + VAT
Minimum initial investment £100,000

Dealing Commission All Securities except Government and Public Authority Stocks
First £10,000 1.25% Balance 0.5%
UK and Overseas Government and Public Authority Stocks (excl. Eurobonds)
First £10,000 1% Next £40,000 0.5% Balance 0.25%

Advisory Portfolio Management

Annual Fee 0.5% of portfolio value p.a. + VAT
Minimum annual fee £450

Dealing Commission
Minimum Commission for
Discretionary & Advisory
Portfolio Management
All Securities except Government and Public Authority Stocks
First £10,000 1.85% Balance 0.5%
UK and Overseas Government and Public Authority Stocks (excl. Eurobonds)
First £10,000 1% Next £40,000 0.5% Balance 0.25%
UK-registered Securities and Options
Purchases and Sales £25
Sales worth less than £100 25% of value
Securities registered overseas or held in Euroclear, Eurocurrency Bonds and
non-Sterling Fixed Interest Issues
Purchases and Sales £75

Execution-only
Annual Fee £250 p.a. + VAT

Dealing Commission Telephone Dealing UK Securities Overseas Securities Other charges

On first £5,000 1% 1.5% Dividend collection £4 each
Next £5,000 0.5% 1% Withdrawal of stock £10 each
Balance 0.25% 0.375% Where it is not possible to
Minimum £20 £50 deal in sterling a £25
currency conversion charge
will be levied

Internet Dealing
Standard FasTrade charges, visit www.fastrade.co.uk for further information

Please turn the page

 Alpha Trustees Limited

25 Luke Street London EC2A 4AR

Tel: 020 7953 2727

Fax: 020 7953 2152

DX 123150 BROADGATE-1

Alpha SIPP Fees & Charges - continued

Other Charges – for direct equity investment
Transaction Charge, applied to all transactions, £10
except:
– Considerations of £25,000 and above
– UK sales worth less than £100
– All execution-only transactions

Overseas Custody £30 per security for all or any

part of the year

Charges for overseas security movements (including purchases and sales)

Euroclear internal, Canada and USA £25
Other countries available on request

Government Stamp Duty is applied on purchases, in addition we are obliged to levy a

charge on purchases or sales worth £10,000 and over. This sum goes towards funding
the Panel on Takeovers and Mergers.

Pensions Advice
Your Financial Adviser will confirm their charges for providing pension advice. If you are taking advice from Charles Stanley Financial
Planning, charges are shown below.

Charles Stanley Financial Planning Advice

Pension Advice From £250 + VAT

Final Salary Pension Transfer From £750 + VAT per transfer

Additional Alpha Trustee Charges

Income Drawdown Nil

Phased Retirement £100 + VAT per tranche

Charles Stanley & Co Limited is a member of the London Stock Exchange Authorised and regulated by the Financial Services Authority Charles Stanley and Company Limited
is registered in England No. 1903304
Member of the London International Financial Futures and Options Exchange
8.05 January 2005

Registered Office: 25 Luke Street,

Alpha Trustees Limited is a wholly owned subsidiary of Charles Stanley Group Plc London EC2A 4AR
Branches: Bath Bedford Birmingham Bournemouth Brighton & Hove Cambridge Dorchester Eastbourne Edinburgh Tel: 020 7739 8200
Isle of Wight Ipswich London Manchester Milton Keynes Newbury Norwich Nottingham Oxford Plymouth Reading Alpha Trustees Limited is registered in
Southampton Southend-on-Sea Tunbridge Wells Wimborne England No. 5136530