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NFL SETTLEMENT PROGRAM SUMMARY REPORT

(AS OF 9/10/18)

SECTION 1: TIMELY REGISTRATIONS


TOTAL: 20,504
Retired Player
15,958 (78%)

Representative Claimant
1,259 (6%)

Derivative Claimant
3,287 (16%)

SECTION 2: REGISTRATION NOTICES ISSUED BY TYPE


TOTAL: 20,504
15,000 12,816

10,000
6,527
5,000
1,159
2
0
Incomplete
BAP Eligible Not BAP Eligible Adverse Notice
Registration
TOTAL 12,816 6,527 1,159 2
Retired Player 12,722 2,435 801 0
Representative 94 860 303 2
Derivative 0 3,232 55 0

SECTION 3: MONETARY AWARD SECTION 4: QUALIFYING DIAGNOSIS


CLAIMS SUBMITTED: 1,999 ASSERTED IN MONETARY AWARD
CLAIMS
Death with CTE 85
Retired Player ALS 42
1,574 (79%)
Alzheimer’s… 356
Parkinson’s… 119
Representative Claimant
425 (21%) Level 2 534
Level 1.5 752
Unknown / Multiple 111

© 2018
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BrownGreer PLC
SECTION 5: QUALIFYING DIAGNOSIS DATE ASSERTED
IN MONETARY AWARD CLAIMS
Pre-Effective Date: 1,542 Post-Effective Date: 325 No Date Asserted: 132
Death with CTE ALS Alzheimer’s

Parkinson’s Disease
Level 2 Level 1.5

SECTION 6: NOTICES ISSUED ON MONETARY AWARD CLAIMS: 1,5721

582
461
295
143
91

Request for
Denied After
Payable Denied Withdrawn Additional
Audit2
Audit
Documents
TOTAL 582 461 143 91 295
Not Appealed 489 365 143 91 295
Appealed 93 96
1
Section 6 counts all Monetary Award claims that have received a notice after claim processing. Claims receiving multiple notices are counted only
once based on the most recent notice issued. The number of appealed notices reflects only claims that have been appealed on the most recent
notice issued. For a cumulative total of all appeals, see Section 9.
2
The results of the audit closed these claims and directed further alternatives for these Settlement Class Members.

$538,401,164 SECTION 7: PAYABLE CLAIMS SUMMARY


700 $408,167,829 $600,000,000
600 $500,000,000
500 $331,485,604
$400,000,000
400
$300,000,000
300
200 $200,000,000
$2,990,916 $100,000,000
100 582 530 394
0 $0
Payments Made to
Payments Made
Retired Players
Claims with
Monetary Awards Claims Funded by to Retired Players
and Rep. Payments for
Monetary
Issued1 the NFL Parties and Rep.
Claimants Liens
Award Notices1
Claimants2
ZZZZZZZZZZZZZ
ZZZZZZZZZ
Dollars $538,401,164 $408,167,829 $331,485,604 $2,990,916
Claims 582 530 394 91

1
The dollars and number of claims shown are the number of notices issued before holdbacks for potential Derivative Claimants, common benefit
fees, liens and any determinations on appeals.
2
The dollars reflected here include payments to third-party funders that have accepted rescission of prohibited assignments they had with Settlement
Class Members.

© 2018
NFL SETTLEMENT PROGRAM SUMMARY REPORT
BrownGreer 2
(As of 9/10/18)
PLC
S TATUS OF
LOCATION OF ALL
M ONETARY AWARD
MONETARY C LAIMS
AWARD CLAIMS
SECTION 8 (BASED ON LON N OTICE
ASTLAST OR ACTION ON C LAIM )
(STATUS BASED NOTICE OR ACTION ON CLAIM)
Unknown
Alzheimer’s Parkinson's Level Level
CTE ALS Qualifying Total %
Disease Disease 2 1.5
Diagnosis
In Review Process at Claims
1. 1 0 4 0 1 4 0 10 <1%
Administrator

2. Notice Will Issue Tomorrow 1 0 9 4 8 13 0 35 2%


Needs Special Master Statute of
3. 3 7 10 5 2 4 0 31 2%
Limitations Review
Last Notice was for Incomplete
4. 1 1 18 3 13 39 19 94 5%
Claim Package1
5. Ready for Review by AAP 3 1 42 10 25 38 0 119 6%

6. Last Notice was Award Notice2 1 1 16 6 13 14 0 51 3%

7. Last Notice was Denial Notice3 1 1 7 1 17 29 9 65 3%

8. On Appeal Now4 0 1 3 1 18 26 1 50 3%

9. In Audit Investigation5 0 0 8 0 73 72 14 167 8%


In Audit-Failure to Provide
10. 0 0 0 1 38 55 0 94 5%
Information
Adverse Audit Report with the
11. 0 0 0 0 0 0 0 0 0%
Parties for Review
Adverse Audit Report Awaiting
12. 0 0 0 0 3 9 0 12 <1%
Response from Those Audited
Adverse Audit Report with the
13. 0 0 38 0 90 135 1 264 13%
Special Masters for Review
14. Denied After Audit6 0 0 0 0 74 69 0 143 7%

15. Final Denial 7 0 36 7 57 129 77 313 16%

16. Withdrawn 0 0 10 1 49 27 4 91 5%
Ready for Next Month's Payment
17. 0 0 11 2 2 10 10 35 2%
List
18. On this Month's Payment List 1 0 7 5 9 9 0 31 2%

19. Paid7 66 30 138 74 32 54 0 394 20%


Total Claim Packages
20. 85 42 357 120 524 736 135 1,999 100%
Submitted
1. The Program has issued notices to 1,355 incomplete claim packages, which is 73% of all Level 1.5 and Level 2 claims and 58% of all
other claims.
2. For details on all claims receiving an Award Notice and the dollar values assigned, see Sections 7 and 11.
3. For details on all denied claims, including the denial reasons, see Section 10.
4. For details on all appeals filed by Settlement Class Members and the NFL parties, see Section 9.
5. The Program has audited 1,117, or 56%, of all claims, including 434 claims removed from audit and put back into the claims review
process, 261 claims currently in Audit Investigation, 279 claims on Adverse Audit Reports with the Parties or Special Masters for Review or
awaiting a response from those audited and 143 claims denied after audit.
6. The results of the audit denied these claims and directed further alternatives for these Settlement Class Members.
7. For total dollars paid to or on behalf of these Settlement Class Members, see Part 5 of Section 11.

© 2018 NFL SETTLEMENT PROGRAM SUMMARY REPORT


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BrownGreer PLC (As of 9/10/18)
SECTION 9 STATUS OF ALL APPEALS ON MONETARY AWARD CLAIMS
Appealed by Appealed by NFL
Status 1 Total
Class Member Parties
A. Payable Claims 13 92 105
1. Appeal Filed and in Preliminary Steps 0 5 5
2. Appellee's Opposition Memo Not Received 1 8 9
3. Appellee's Opposition Memo Received 1 18 19
4. Remanded to Claims Administrator 2 1 3
5. With Special Masters for Decision 1 3 4
6. Result Upheld on Appeal 6 43 49
7. Result Overturned on Appeal 1 2 3
2
8. Closed or Withdrawn 1 12 13
B. Denied Claims 128 0 128
1. Appeal Filed and in Preliminary Steps 4 0 4
2. Appellee's Opposition Memo Not Received 29 0 29
3. Appellee's Opposition Memo Received 12 0 12
4. Remanded to Claims Administrator 51 0 51
5. With Special Masters for Decision 6 0 6
6. Result Upheld on Appeal 21 0 21
7. Result Overturned on Appeal 0 0 0
2
8. Closed or Withdrawn 5 0 5
C. TOTAL APPEALS 141 92 233
1
Co-Lead Class Counsel has filed statements in 22 of the Appeals across multiple statuses in the Appeals Process.
2 These are appeals we are no longer processing because (1) the appealing party withdrew or (2) it was closed after being in audit.

© 2018 NFL SETTLEMENT PROGRAM SUMMARY REPORT


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BrownGreer PLC (As of 9/10/18)
SECTION 10 REASONS IN NOTICES OF DENIAL ISSUED ON MONETARY AWARD CLAIMS
Reason Claim Denied Notices
1. Death with CTE Claims 8

(a) Death Occurred After Final Approval 4

(b) Death Occurred Before 7/7/14 but Qualifying Diagnosis Was After Final Approval 1
(c) Death Between 7/7/14 & 4/22/15; Qualifying Diagnosis was greater than 270 Days From
1
Death
(e) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 0

(f) Appeals Advisory Panel Denial - Not Death with CTE 0

(g) Complete Claim Package Never Provided by Class Member 2

2. ALS Claims 1

Complete Claim Package Never Provided by Class Member 1

3. Alzheimer’s Disease Claims 47

(a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 8

(b) Appeals Advisory Panel Denial - Not Alzheimer's Disease 37

(c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 1

(d) Complete Claim Package Never Provided by Class Member 7

4. Parkinson's Disease Claims 8

(a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 3

(b) Appeals Advisory Panel Denial - Not Parkinson's Disease 6

(c) Complete Claim Package Never Provided by Class Member 0

5. Level 2 Claims 105

(a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 9

(b) Appeals Advisory Panel Denial - Not Level 2 76

(c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 17

(d) Complete Claim Package Never Provided by Class Member 9

6. Level 1.5 Claims 204

(a) Appeals Advisory Panel Denial - Diagnsosis Made by Inappropriate Physician 17

(b) Appeals Advisory Panel Denial - Not Level 1.5 146

(c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 12

(d) Complete Claim Package Never Provided by Class Member 43

7. Unconfirmed Qualifying Diagnosis - Complete Claim Package Not Provided 88

8. TOTAL DENIAL REASONS PROVIDED ON NOTICES 460


TOTAL NUMBER OF SETTLEMENT CLASS MEMBERS RECEIVING A DENIAL
9. 461
NOTICE
© 2018 NFL SETTLEMENT PROGRAM SUMMARY REPORT
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BrownGreer PLC (As of 9/10/18)
SECTION 11 MONETARY AWARD PAYMENTS
Status by Confirmed Qualifying Diagnosis Number Amount

1. Notices of Monetary Award (Dollars Shown are Before Holdbacks) 582 $538,401,164

(a) Death with CTE 68 $84,750,618


(b) ALS 32 $86,811,938
(c) Alzheimer’s Disease 178 $89,231,241
(d) Parkinson's Disease 87 $63,000,454
(e) Level 2.0 Neurocognitive Impairment 92 $132,464,887
(f) Level 1.5 Neurocognitive Impairment 125 $82,142,026
Not Ready to be Included on the Next Monthly Payment List; or a
2. 122 $150,467,934
Claim Hold is in Place (Dollars Shown are Before Holdbacks)
(a) Death with CTE 1 $3,863,344
(b) ALS 2 $7,538,032
(c) Alzheimer’s Disease 22 $18,294,902
(d) Parkinson's Disease 6 $5,818,366
(e) Level 2.0 Neurocognitive Impairment 45 $77,758,246
(f) Level 1.5 Neurocognitive Impairment 46 $37,195,045
Ready to be Included on the Next Monthly Payment List (Dollars
3. 35 $19,274,132
Shown are Before Holdbacks)
(a) Death with CTE 0 $0
(b) ALS 0 $0
(c) Alzheimer’s Disease 11 $1,963,878
(d) Parkinson's Disease 2 $1,303,434
(e) Level 2.0 Neurocognitive Impairment 6 $10,358,472
(f) Level 1.5 Neurocognitive Impairment 16 $5,648,349
Claims in the Payment Process (Dollars Shown are After
4. 31 $34,182,578
Holdbacks)
(a) Death with CTE 1 $17,250
(b) ALS 0 $0
(c) Alzheimer’s Disease 7 $2,517,092
(d) Parkinson's Disease 5 $6,827,019
(e) Level 2.0 Neurocognitive Impairment 9 $15,637,124
(f) Level 1.5 Neurocognitive Impairment 9 $9,184,092
Paid Claims/Paid to or on Behalf of Class Members or to Lien
5. 467 $335,011,539
Holders
(a) Death with CTE 66 $80,870,025
(b) ALS 30 $79,273,906
(c) Alzheimer’s Disease 138 $66,455,369
(d) Parkinson's Disease 74 $49,051,635
(e) Level 2.0 Neurocognitive Impairment 32 $28,711,045
(f) Level 1.5 Neurocognitive Impairment 54 $30,114,540

(g) Derivative Claimants 73 $535,019

© 2018 NFL SETTLEMENT PROGRAM SUMMARY REPORT


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BrownGreer PLC (As of 9/10/18)