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S. J. Bull
AEA Industrial Technology, Ha,well Laboratory, Oxfordshire, OX11 ORA (UK)
Abstract
The scratch test has been used to assess coating adhesion for some time. In this test, a diamond indenter is
drawn across the coated surface under an increasing load (either stepwise or continuous) until at some load,
termed the critical load L~,a well-defined failure event occurs; if this failure event represents the loss of
coating—substrate adhesion then the critical load can be used as a qualitative measure of coating—substrate
adhesion. However, it is well known that a range of possible failure modes can occur and only some of these
are dependent on adhesion; other failure modes which depend on plastic deformation and fracture within the
coating, rather than any adhesive failure at the coating—substrate interface, may be just as useful in the assessment
of coating quality for tribological applications. In this study, titanium nitride coatings have been deposited onto
a range of different substrates from soft nickel to a hard cemented carbide and the failure modes which occur
during scratch testing have been identified. Failures fall into two general groups, depending on whether the
substrate behaves in a brittle or ductile manner during the scratch test. Similar failure modes are observed for
titanium nitride coatings produced by several deposition technologies, although there is some variation in the
appearance of specific failures which is process dependent. Many of the same failure modes are also observed
for other coating materials, such as ZrN or hard carbon, but several different types of failure are also observed.
The generation of acoustic emission during the test is related to the occurrence of these different failure modes.
The origin of the failure modes and the use of the scratch test to assess coating—substrate adhesion are discussed
in the light of these observations.
of substrate materials are presented and their origins observed (well beyond the critical load). The tester was
discussed. The occurrence of the failure modes is fitted with acoustic emission monitoring equipment,
correlated with the acoustic emission signals generated which can detect emission in the vicinity of 100 kHz,
during the test. These results are compared with those in order to determine failure without the need for any
from similar scratch tests performed on other coating microscopic observation. However, scratches were ex-
materials. amined by RLM and SEM and the formation of features
within the tracks was correlated with the acoustic
emission observations to investigate the reliability of
2. Experimental details using this technique to detect failure at the coat-
ing—substrate interface.
Titanium nitride coatings were deposited onto a range
of substrate materials by sputter ion plating [12], mag- 3. Scratch test failure modes for titanium nitride
netron sputtering [13] and arc evaporation [14]. All coatings
substrates were carefully cleaned and vapour degreased
prior to coating and a thin titanium interlayer was used 3.1. Initial screening trials
to promote adhesion [15]. For the sputter-ion-plated To detect the widest possible range of coating failure
coatings an additional set of samples was produced modes, scratch tests were performed on sputter-ion-
with no interlayer present for the initial screening plated titanium nitride coatings, 2 im thick, deposited
studies. Details of the substrate materials are shown without any interlayer onto a range of substrate ma-
in Table 1. In addition to the titanium nitride films, terials. In order to assess the relevance of the test for
other coating materials, such as ZrN, were deposited adhesion measurement, all the scratches were examined
by sputter ion plating and some hard carbon films were by RLM and the load at which uncovered substrate
also produced by plasma-assisted chemical vapour de- was visible regularly along the scratch track (by whatever
position (PACVD) [16]. All of these other materials failure mode this was achieved) was used to define the
were deposited Onto a stainless steel substrate. All critical load. This load is plotted as a function of the
coatings were nominally 2 jsm thick in this study, hardness of the substrate in Fig. 1, and it is clear from
although a variation of 10%—15% between different the results presented here that two distinct types of
substrates was measured by ball cratering. Where pos- behaviour occur, depending on whether the observed
sible all the substrates were coated under fixed con- failure is brittle or ductile. In general, for ductile failure
ditions in a single coating run. the area of uncovered substrate is small and confined
Scratch adhesion testing was performed using a corn- within the track, whereas brittle failure is more extensive
and often extends beyond the limits of the scratch
mercial scratch tester (supplied by CSEM, Switzerland) track. Ductile failure is generally observed for ductile
fitted with a Rockwell C diamond stylus (cone apex substrate materials, whereas brittle failure is associated
angle, 120°;tip radius, 200 gm). Scratches were per- with the harder ceramic substrate materials. However,
formed using a range of fixed dead loads for a traverse some materials such as stainless steel can show both
length of 3 mm. Initial scratches were performed at a brittle and ductile behaviour, depending on sample
load of 200 gf and subsequently at 100 gf increments preparation. For the stainless steel substrates investi-
up to loads at which some stripping of the coating was gated here, those which were coated without an ion
TABLE 1. Substrate materials used in this study clean prior to the nitride deposition showed brittle
7
behaviour, which implies that the oxide layer on the
steel surface has an effect on coating adhesion. The
Substrate material Hardness Ductile or
(10 Jsm) brittle failure
2) 4000
(kgf mm
“20” carbon steel 120 Ductile 0 Sputtering
• Arc evaporation
I
Stainless steel 160 Ductile
Quenched BOl 230 Ductile 0
Tungsten 500 Brittle
M2 tool steel 600 Ductile 2000 _—~~ITTLE
Molybdenum 400 Ductile 1000 0
critical loads for ductile failure (exhibited by most metal with some scanning electron micrographs to show how
substrates) are very much higher than those observed the failures appear in practice. Large area spallation
for brittle materials, even those of comparable hardness, (Fig. 2(a)) is very common if the adhesion is poor or
and thus for the best scratch adhesion there is a if the residual stress level in the coating is high. In
requirement for ductile failure. Part of the success of this case, as the diamond contacts the coating at the
titanium interlayers in promoting the adhesion of coat- start of the track, or at some point along the scratch,
ings may well be due to the enhancement of ductile a crack is formed at the coating—substrate interface
failure at the coating—substrate interface [17]. which propagates a considerable distance either side
Failure modes for ductile and brittle coating and of the track before coming to a halt. This crack may
substrate materials have been analysed theoretically for nucleate at a large interfacial flaw or derive from
very simple loading geometries [18]. Depending on through-thickness cracking. Another very common fail-
whether the applied stresses (which may be residual ure mode is spallation in which the coating is detached
stress) are tensile or compressive, the typical failure to minimize the amount of elastic energy stored by the
modes are shown in Table 2. For ductile substrates, large compressive stresses ahead of the moving stylus.
interfacial failure can occur for both tensile and corn- Again this implies relatively poor adhesion and leads
pressive stresses if the interfacial adhesion is poor, but to semicircular cracks which propagate outwards from
failure tends to occur within the coating if adhesion the centre line of the track (Fig. 2(b)). This failure
is good. For brittle substrates, interfacial decohesion mode leads to chipping at the trackside (for brittle
substrates) if the interfacial crack propagates outside
is again observed for both tensile and compressive
the line of the scratch before the diamond stylus passes
stresses if the adhesion is poor, but there is also a
over it. Once the stylus has reached the spalled region,
reasonable probability for interfacial cracking for tensile
it
thewill either or
press thea coating back into contact with
stresses even if the adhesion is good. Furthermore, if substrate cause chip to be removed particularly
failure occurs within the substrate (as in the case of if some through-thickness cracking also occurs. These
a brittle film on a brittle substrate with good adhesion spallation failures generally leave signs of damage in
under compressive stresses) this can lead to chipping the track as well as chipping along its edge. As the
and loss of the overlying coating. The observation that coating thickness increases, this failure mode becomes
the ductile failures lead to higher critical loads is broadly more likely. In addition to the chipping associated with
in agreement with these theoretical results. However, features in the tracks, chipping is observed which is
the stress fields associated with the scratch test are not related to any delamination initiated ahead of the
very much more complicated and have not been ad- indenter. This chipping occurs as the result of delam-
equately analysed to date. Both tensile and compressive ination initiating at through-thickness cracks and prop-
stresses are induced in the coating—substrate system agating once the cracked material passes out of the
during the test and so a complex interplay between all loaded region (i.e. behind the scratch stylus). Such
the possible failure modes is expected. delamination is due to the differential elastic recovery
of the coating and substrate [19]. It is not unusual to
find both these recovery cracks and compressive spal-
3.2. Brittle failure modes lation cracks along the same length of scratch track
Examples of all the failure modes previously observed and it can be very difficult to tell the difference between
for titanium nitride films [5—9]have been found for them; however, as the level of residual stress in the
the coatings produced in this study. However, a number coating increases, the compressive spallation failures
of extra failure modes have also been observed in the become more apparent. Both types of failure depend
case where the substrate is brittle. The main brittle on coating—substrate adhesion and can be used to
failure modes are illustrated schematically in Fig. 2 determine the critical load, but they lead to very different
(a) .v~ formal cracking occurs only rarely and is mainly observed
in ductile failure cases; this is treated in more detail
in the next section. However, a very similar apparent
failure mode can be seen for very brittle substrates i.e.
hertzian ring cracks, as observed in the scratch testing
of brtttle bulk materials form along the scratch track
(Fig. 2(d)). In this case, the tensile radial stresses at
the edge of the diamond contact generate a ring crack
GROSS SPALLATION ... .. . which propagates from the surface through the coating
)b) . .... into the substrate. As the stylus moves, several of these
~-~----~ ) . cracks are formed which can intersect and cause a
crack network along the edge of the scratch track.
Where such cracks overlap, considerable chipping occurs
I and the coating may be removed. These hertzian cracks
)
. . ..
I the
may provide the through-thickness cracking that initiates
elastic recovery cracking. This may also arise from
COMPRESSIVE SPALLATION “ the cracks which form at the rear of the diamond
contact (Fig. 2(e)) in response to the tensile stresses
Ic) I _____ ..c~. ~
Ia) 43~T will not be found in this region. Two factors will then
contribute to the stresses ahead of the indenter. The
pile-up of material ahead (and to the sides) of the
stylus causes bending of the coating which will place
the coating surface in tension. In addition, the friction
between diamond and coating causes the maximum
radial tensile stress to occur at the sides of the indenter;
this will be further supplemented by a tensile stress
at the rear of the contact where the indenter is separated
SPA LL AT ION from the deformed material. The tangential friction
also adds compressive stresses ahead of the indenter
Ib) _______
__ which lead to the spallation and buckling failures.
Tensile cracking will thus occur initially at the sides
of the indenter (whatever the friction) and this manifests
itself as cracks at the track edge parallel to the scratch
direction. These are observed at similar loads for most
~II of the
into
over
can occur
substrates
become
and
the ahead
pushes
scratch of
investigated
cracked
intothe
track.
the indenter,
ahead
All ofhere.
track.
of In
thewhich
thesePartial
it as
addition,
stylus then
failuresring
the ispasses
cracks
it lead
coating
bent
to
BUCKLING
through-thickness cracking at the front and sides of
Ic) 6O~.tm the indenter which may be conveniently termed con-
_________ ______ formal cracking (Fig. 3(c)). It is difficult to speculate
_______ on the origins of cracks observed in post facto analysis,
particularly as these have often passed under the stylus
and hence become very complex. Cracking also occurs
at the rear of the contact due to the tensile stresses
generated here on sliding, as observed for the brittle
materials (Fig. 3(d)). Together with the conformal
cracking this contributes much of the damage visible
CONFORMAL CRACKING in the bottom of the scratch track and can make the
other failure modes difficult to identify.
.
(dl I—I 38j.un
I~ ~I
TENSILE CRACKING
of acoustic emission recorded from a single failure was
approximately proportional to the area of the crack
which generated it. The correlation of large pulses of
acoustic emission with coating detachment has been
Fig. 3. Ductile failure modes in scratch testing: (a) spallation;
(b) buckling; (c) conformal cracking; (d) tensile cracking. reported previously by several workers [6, 9, 201 and
in these cases there is often a large area of uncovered
substrate. Since the area of cracking at the coat-
The two other common failure modes for ductile ing—substrate interface can be very much larger than
failure are conformal cracking and tensile cracking. the area of through-thickness cracking, it would appear
Since considerable groove formation was observed for that the generation of a large amount of acoustic
all ductile materials tested here, the load on the diamond emission in the scratch test should be an indicator of
stylus is transferred to the front half of the indenter interfacial failure by which the critical load for coating
once sliding starts, which effectively doubles the contact detachment can be defined. In the cases where adhesion
stress. Since there is virtually no load on the back half is poor or failure occurs in a predominantly brittle
of the indenter, hertzian cracks (partial ring cracks) manner, this is a good failure criterion and correlates
30 S. J. Bull I Failure modes in scratch adhesion testing
well with loss of adhesion. However, there are a number generation over a fixed length of scratch track. As the
of factors which need to be taken into consideration. amount of cracking in the track increases with load,
(1) For hard materials, considerable acoustic emission the mean acoustic emission level along a fixed length
is generated in the uncoated substrate during the scratch of track also increases. However, once some spallation
test to which the signals from the coating will need to occurs, the total amount of cracking in the track is
be added. In this case, the load at which there is a reduced and a concomittant reduction in the acoustic
rapid increase in the difference between maximum and emission generation is also observed. In this study, it
minimum acoustic emission is a better failure criterion, has been found that the maximum in mean acoustic
(2) For very thick coatings, chipping within the coating emission occurs at the load where uncovered substrate
will generate considerable acoustic emission and will material is found regularly along the scratch track.
only occur above a critical load.
(3) For hard substrates, chipping in the substrate 3.5. The effect of deposition technology on obser’i.’ed
which coincidentally removes the coating will also lead failure modes
to acoustic emission generation. The types of failure mode which are observed for
(4) For soft ductile substrates, the area of detached sputter-ion-plated titanium nitride films are also ob-
coating, and hence the size of the acoustic emission served for magnetron-sputtered films on the same stain-
signal, is small and it can be compared with the acoustic less steel substrate (Figs. 5(a) and 5(b)). In both cases,
emission signals from other failure modes. the coating thickness and surface topography are similar
There is no real solution to factors (2) and (3) apart and all the ductile failure modes are observed. However,
from post facto analysis of the scratch track. Similarly, in the case of arc-evaporated titanium nitride (Fig.
the generation of acoustic emission during the test is 5(c)), the failure modes appear to be somewhat different.
a much less useful way of defining failure in the scratch The surface of the coating is very rough and considerable
testing of ductile substrate materials because the acous- cracking within the coating occurs during the scratch
tic emission signal generally contains contributions from test which leads to acoustic emission generation at all
all the failure modes. Figure 4 shows schematic acoustic loads. The coating is smoothed within the track, and
emission traces for the major failure modes in brittle many cracks are observed at the track edge and within
and ductile materials, it, which may be tensile and conformal cracks but may
For ductile substrates, because of the problems with also have other origins. The spallation failures which
the generation of low acoustic emission signals, a much are apparent in the track for sputter-ion-plated and
better failure criterion is to locate the load at which magnetron-sputtered titanium nitride are less easy to
there is a maximum in the mean acoustic emission see in scanning electron micrographs, but in reflected
light microscopy a rose-coloured halo of the correct
BRITTLE DUCTILE Sort of geometry is observed at loads which give rise
to relatively large amounts of acoustic emission. Careful
Spallation/Bucklirig Spallatinn
examination of the tracks by SEM confirms that these
are indeed buckling failures and they are associated
with pulses of acoustic emission which imply a larger
_____________ _Xk. ~ crack area than visible in the microscope. It is tempting
Recovery SpallatLon Buckling to suggest that this represents interfacial failure which
~ is then closed up when the stylus passes over it, leaving
only a very slight sign that it has occurred.
Although it appears that similar failure modes are
______________ found for all the titanium nitride coatings deposited
Hertz Cracking Confnrmal Cracking by physical vapour deposition (PVD), there is consid-
~ erable variation in the appearance of the failures and
other types may well be observed for other deposition
______________ ______________ technologies or other coating materials. In the next
section, the failure modes observed in the scratch testing
Tensile Cracking Tensile Cracking
of other materials are discussed.
Fig. 5. Scanning electron micrographs of scratches (2 kgf) in titanium-nitride-coated (2 Mm) stainless steel deposited by (a) sputter
ion plating, (b) sputtering magnetron and (c) arc evaporation.
the coating material A rough assessment of toughness the surface and this leads to large area cracking within
can be made by analysing the amount of cracking in the coating. For this reason, considerable acoustic emis-
the scratch track at a given load for a thin coating on sion is generated as a consequence of interfacial failure,
a soft substrate. By this approach it appears that even if the crack is not confined to the interface.
zirconium nitride is a tougher material than titanium The occurrence of elastic recovery spallation can be
nitride and is less likely to undergo any cracking. For enhanced by increasing the difference in elastic modulus
this reason the failure modes observed in the scratch between the coating and the substrate. For instance,
testing of ZrN on a ductile stainless steel substrate are this failure mode is very common for diamond-like
somewhat different from the TiN case. Compressive carbon films produced by PACVD (which have a very
spallation failures are observed in the track, but these high modulus) on steel (Fig. 6(b)) or zirconium nitride
are limited in extent and look very different. Both films on a low modulus zirconium alloy. The high
conformal cracking and tensile cracking occur at a much toughness of diamond-like carbon also has an effect
lower density than for TiN (Fig. 6(a)) and elastic on the failure modes observed in the scratch testing
recovery chipping (a brittle failure mode) is also ob- of this material on soft substrates. Fracture does not
served. Since there is little difference between the elastic occur easily on the bending of the coating into the
modulus of ZrN and TiN, this implies that a brittle scratch track and interfacial failure can lead to the
interfacial layer is present. Presumably the zirconium detachment of large chips which still remain attached
interlayer is much poorer at gettering surface contam- to the coating outside the track. Diagonal cracks can
inants than is titanium for the titanium nitride film, a also be found in the track (Fig. 6(b)) and other types
fact which is confirmed by the lower critical load for of failure which are not simple to explain. Further work
this material, is under way to clarify these issues.
Once spallation occurs there is a tendency for the
cracks to be deflected away from the interface towards
5. Conclusions
(al ~‘ ZrN (b) ADLC The failure modes observed in scratch testing depend
on whether failure occurs in a predominantly brittle
or ductile manner. The size of the failures is large in
the brittle case and is accompanied by considerable
acoustic emission generation. Ductile failures tend to
be smaller and are associated with a lower acoustic
emission signal. When the failure observed in the scratch
test is predominantly brittle, the load at which there
is a rapid increase in the amount of acoustic emission
60 generated
for ductile can be used
failure, as better
a much the critical
criticalload.
loadHowever,
criterion
Fig. 6. Scanning electron micrographs of scratch test failures for is to use the load at which there is a maximum in the
stainless steel coated with (a) ZrN and (b) amorphous diamond- average acoustic emission signal generated along a fixed
like carbon, length of scratch track. For both brittle and ductile
32 5. J. Bull I Failure modes in scratch adhesion testing
failures a range of failure modes are observed, not all 3 J. Valli, J. Vac. Sci. Technol. A, 4 (1986) 3007.
of which depend on coating—substrate adhesion. The 4 B. Hummer and A. J. Perry, Thin Solid Films, 101 (1983)
243.
main adhesion failures are spallation and buckling 5 P. J. Burnett and D. S. Rickerby, Thin Solid Films, 154 (1987)
failures for ductile substrate materials and a mixture 403
of these and elastic recovery failures for more brittle 6 J. H. Je, E. Gyarmati and A. Naoumidis, Thin Solid Films,
cases. Although similar failure modes have been ob- 136 (1986) 57.
served for several different coating materials and de- ~ S. J. Bull, D. S. Rickerby, A. Matthews, A. Leyland, A. R.
Pace and J. Valli, Surf Coat. Technol., 36 (1988) 503.
position technologies, the appearance of the failures 8 J. von Stebut, R. Rezakhanlou, K. Anoun, H. Michel and
changes with the system, and new failure modes specific M. Gantois, Surf Coat. Technol., 43/44 (1990) 907.
to certain coating—substrate combinations have been 9 S. J. Bull and D. S. Rickerby, in T. S. Sudershan and D.
identified. Considerable care must therefore be em- K. Bhat (eds.), Proc. 3rd mt. Conf on Surface Modification
ployed if scratch testing is to be used for the assessment Technologies, Minerals, Metals and Materials Society, Fort
Lauderdale, 1990, pp. 153—169.
of coating—substrate adhesion. 10 P. Hedenqvist, M. Olsson, S. Jacobson and S. Soderberg,
Surf Coat. Technol., 41 (1990) 31.
11 M. M. Chaudhri and C. Ruiyi, Proc. Japan mt. Tribology
Acknowledgment Conf, Nagoya, 1990, in the press.
12 D. S. Rickerby and R. B. Newbery, Vacuum, 38 (1988) 161.
This work was supported by the Corporate Research 13 W. D. Sproul, Surf Coat. TechnoL, 33 (1987) 73.
Programme of AEA Technology. 14 H. Randhawa, Surf Coat. Technol., 33 (1987) 53.
15 D. S. Rickerby, S. J. Bull, T. Robertson and A. Hendry,
Surf Coat. TechnoL. 41 (1990) 63.
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