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DOI 10.1007/s00228-002-0556-0
R EV IE W A RT I C L E
Ulrich Laufs
Received: 2 September 2002 / Accepted: 15 December 2002 / Published online: 18 February 2003
Ó Springer-Verlag 2003
bulky, hydrophobic compounds of statins occupy the differences account for the diverse inhibition constant
HMG-binding pocket and block access of the substrate values. The currently available statins (atorvastatin,
HMG. The tight binding of statins is due to the large fluvastatin, lovastatin, pravastatin and simvastatin) can
number of van der Waals interactions between inhibitors reduce LDL cholesterol levels by 24–60% (Table 1) [26].
and HMG-CoA reductase. The structurally diverse, New synthetic statins, such as rosuvastatin, are more
rigid, hydrophobic groups of the different statins are effective at reducing LDL cholesterol (Table 1) [27, 116,
accommodated in a shallow non-polar groove that is 117, 119], possibly due to their improved binding to
present only when COOH-terminal residues of HMG- HMG-CoA reductase. The effectiveness of statins at
CoA reductase are disordered. There are subtle differ- reducing cholesterol levels and cardiovascular events has
ences in the modes of binding between the various been reported in large outcome-based clinical trials [28,
statins, with the synthetic compounds atorvastatin and 29, 30, 31, 32, 33].
rosuvastatin having the greatest number of bonding More recently, additional benefits of statins have
interactions with HMG-CoA reductase [25]. These been identified that may be independent of their
Table 1 Comparison of lipophilicity and the selectivity of choles- not available, IC50 inhibition of cholesterol synthesis by 3-hydroxy
terol synthesis for various statins in hepatocytes and endothelial 3-methylglutaryl coenzyme A reductase, HUVEC human umbilical
cells. LDL-C low-density lipoprotein cholesterol, NA information vein endothelial cells, NO nitric oxide
Statin Maximum Reduction Lipophilicityc Plasma Purified IC50 (nM) HUVECe NO releasef
,c
dose in LDL-C at half-life enzyme *
maximum dose
(mg) (%) Log D at (h) Rat hepatocytese (% of A23187-
pH 7.4 stimulated release)**
cholesterol-lowering effects. Pleiotropic effects, i.e. ac- an important precursor in the biosynthesis of cholesterol
tions not dependent on cholesterol lowering, have been (Fig. 3) and its production is inhibited by statins.
observed in several studies. For example, in the West of However, mevalonate is a substrate for compounds other
Scotland Coronary Prevention Study (WOSCOPS), the than cholesterol [54]. This may indicate a potential
Scandinavian Simvastatin Survival Study (4S) and the mechanism for the cholesterol-independent effects
recent Heart Protection Study (HPS), it was noted that observed with statins. It is now apparent that the
clinical benefit associated with statin therapy was inde- mechanisms whereby statins increase NO production can
pendent of LDL cholesterol levels [33, 34, 35]. Fur- be both cholesterol dependent and cholesterol indepen-
thermore, although LDL cholesterol is not considered a dent (Table 2, Fig. 3).
major risk factor for stroke [36], statin treatment can
reduce the risk of cerebrovascular events [33, 37, 38].
However, the clinical importance of non-cholesterol or Cholesterol-dependent regulation of NO by statins
‘‘pleiotropic’’ effects of statins in humans in relation to
cardiovascular mortality is difficult to determine in a Regulation of NO production and endothelial function
prospective clinical trial because statins effectively re- may be dependent on LDL cholesterol concentration
duce cholesterol levels even in individuals with low and oxidation status [120]. LDL cholesterol apheresis
baseline cholesterol levels. In cynomolgus monkeys, has been shown to rapidly improve endothelial-depen-
cholesterol-independent effects of statins were demon- dent vasodilation [55] and coronary blood flow [56] in
strated using a ‘‘clamped-cholesterol’’ design, where hypercholesterolaemic patients. While this could argu-
dietary cholesterol was regulated to maintain equal ably be a result of decreased blood viscosity and a cor-
changes in lipoprotein levels in control and pravastatin- responding improvement in shear stress-mediated NO
treated animals [39]. In addition, a similar study has release, in vitro experiments indicate other possible
shown a cholesterol-independent reduction in the mechanisms. In cultured human endothelial cells, eNOS
development of atherosclerosis with rosuvastatin in mRNA and protein was downregulated by oxidised
APOE*-Leiden transgenic mice [40]. One explanation LDL cholesterol [57] as well as by atherogenic concen-
for the pleiotropic effects of statins is their ability to trations of human native LDL [58]. Therefore, by re-
influence endothelial function, and NO production in ducing LDL cholesterol levels, statins may prevent this
particular. downregulation of eNOS. Indeed, such an effect has
been reported with simvastatin treatment in human en-
dothelial cells in culture [53].
Effects of statins on NO synthesis Oxidation status of LDL also appears to be an im-
portant factor in the regulation of eNOS. It has been
Increased release of NO from bovine endothelial cells in reported that expression of eNOS mRNA in human and
culture has been demonstrated with lovastatin, ator- bovine endothelial cells was decreased by oxLDL in a
vastatin, pravastatin, simvastatin and rosuvastatin [32, concentration-dependent manner [57, 59]. Simvastatin,
41]. Enhanced NO release by statins appears to be as- atorvastatin and lovastatin treatment attenuated this
sociated with dose-dependent increases in eNOS in hu- reduction in eNOS expression in the presence of oxLDL
man endothelial cells in culture [42, 43]. This effect of [59, 60]. Therefore, the reduction of LDL and hence
statins on eNOS expression has been observed in several oxLDL, may be a mechanism for statins to regulate
species, including human cells in culture [42, 43, 44] and eNOS in vivo. However, in cell-culture experiments,
in mice [45], rats [46], rabbits [47], dogs [48] and primates statins do not decrease the concentration of the exter-
in vivo [39]. The NO synthase inhibitor, L-nitro arginine nally added cholesterol, indicating that additional path-
methyl ester (L-NAME), inhibited the increased gener- ways are also likely to contribute to eNOS upregulation.
ation of NO with rosuvastatin [49], pravastatin and Oxidised LDL appears to regulate eNOS through its
simvastatin [13, 50] in rats and rat tissues in vitro, con- action on caveolin-1, a primary coat protein of cellular
firming an effect on synthesis by eNOS. Both basal and invaginations called caveolae that are necessary for the
stimulated NO release is increased with statin treatment. assembly and trafficking of cholesterol [61]. Caveolin-1
For example, basal and stimulated release of NO was has been shown to bind to eNOS in caveolae and act as a
increased by 45% and 107%, respectively, from cultured negative regulator of the enzyme [61, 62]. Exposure of
bovine aortic endothelial cells treated with atorvastatin bovine endothelial cells to hypercholesterolaemic serum
[51]. These studies show that statins increase the bio- has been shown to upregulate caveolin-1 abundance and
availability of NO. promotes association of caveolin-1 and eNOS into in-
The mechanisms whereby statins improve NO pro- hibitory complexes, thereby decreasing NO production
duction are being elucidated. It has been suggested that [63]. From these data, it is possible to reason that statins
this beneficial effect of statins may be a result of reduced may improve eNOS activity by reducing cholesterol and,
formation or availability of mevalonate within endothe- consequently, abundance and expression of caveolin-1.
lial cells [52]. Indeed, statin-induced increases in eNOS Indeed, statins have been shown to reduce caveolin-1
expression are reversed by addition of mevalonate to abundance in cultured bovine endothelial cells [51] and
human endothelial cells in culture [42, 53]. Mevalonate is mice in vivo [64] and thereby decrease its inhibitory
723
Fig. 3 Mevalonate-dependent
inhibition of endothelial nitric
oxide synthase (eNOS) may
occur through cholesterol-
dependent and/or independent
mechanisms. Acetyl-CoA acetyl
coenzyme A, HMG-CoA
3-hydroxy-3-methylglutaryl
coenzyme A, NO nitric oxide,
oxLDL oxidised low density
lipoprotein, PP pyrophosphate
Table 2 Mechanism of action of statins on nitric oxide pathways. LDL low-density lipoprotein, LOX-1 lectin-like oxidised LDLreceptor-1, oxLDL oxidised LDL,NO nitric oxide, and accumulation. Therefore, if statin treatment is
Feron et al. 1999 [63]; Everson & Smart 2001 [61]; Sessa 2001 [62]
ceased, the increase in active Rho may induce a rebound
Laufs & Liao 1998 [72], 2000 [69]; Takemoto et al. 2002 [71]
inhibition of NO [73].
Mevalonate hypothesis
Cholesterol-dependent
of serum cholesterol
and NO regulation
regulation of NO
Oxidative stress
activation of the phosphatidylinositol 3-kinase/protein clinical situation, such as an acute coronary syndrome,
kinase Akt (PI3 K/Akt) pathway, as has been reported may increase the rate of myocardial infarction [100].
in cultured human endothelial cells [90]. Phosphoryla-
tion of Akt is an important event in several cellular ac-
tivities. Indeed, production of NO by the endothelium Differences among statins
can be regulated by phosphorylation and activation of
eNOS by Akt [91, 92]. Simvastatin has been shown to Statins differ in their ability to increase NO production
promote phosphorylation and activation of eNOS by in vitro [32, 101]. However, comparative studies of the
Akt, thereby increasing angiogenesis in normocholeste- pleiotropic effects of statins are few. One study of cul-
rolaemic rabbits [90]. Interestingly, the activation of Akt tured bovine aortic endothelial cells has shown that
by statins in total mononuclear cells from human blood simvastatin induced the release of more NO than pra-
is also thought to increase the release of endothelial vastatin, atorvastatin and lovastatin (Table 1) [32]. In
progenitor cells [93], which may play a role in angio- contrast, another study has shown pravastatin to be
genesis and the revascularisation of ischaemic tissue and more effective than simvastatin at releasing NO from
contribute to the benefits of statin therapy in the sec- cultured bovine endothelial cells and producing NO-
ondary prevention of coronary events. mediated vasorelaxation of endothelium-intact rat aortic
Statins may also increase eNOS activity through an rings [50].
interaction with the molecular chaperone, heat shock The reasons why statins differ in their ability to re-
protein 90 (HSP90). Studies have shown that binding of lease NO are unclear. Various factors could influence
HSP90 to eNOS is associated with rapid activation and their effectiveness at increasing NO production. For
release of NO [94]. Statins promote the recruitment of example, it has been shown that regulation of NO syn-
HSP90 to the eNOS protein in cultured bovine endo- thesis by endothelial cells can, at least in part, be cho-
thelial cells [51], an effect that may involve the loss of lesterol dependent. Therefore, the ability of a statin
plasma membrane cholesterol and/or caveolin-1 [62]. to lower LDL cholesterol levels (Table 1) may be rele-
Atorvastatin has been shown to stimulate NO-depen- vant in determining the degree that NO production may
dent angiogenesis independent of eNOS expression. In be improved, particularly in hypercholesterolaemic
cultured human endothelial cells, statin-induced phos- patients.
phorylation of eNOS was directly dependent on the
ability of HSP90 to recruit Akt to the eNOS complex,
and this potentiated NO-mediated angiogenesis [95]. The mevalonate hypothesis
Taken together, the different cholesterol-independent
pathways leading to upregulation of endothelial NO Mevalonate appears to play a major role in the regula-
bioavailability may explain the observation that one of tion of NO production. Statin-induced increases in
the earliest clinical effects of statin treatment is a rapid eNOS within cultured human endothelial cells can be
improvement of NO-dependent vasodilatation [96, 97, reversed by addition of mevalonate [42, 53]. Therefore,
98, 99]. Indeed, increased endothelial NO release has increasing mevalonate concentrations within endothelial
been reported as early as 3 days after initiation of statin cells could limit the NO-mediated benefits of statins and
treatment in patients with elevated LDL cholesterol may explain why there are differences in pleiotropic ef-
levels [97]. Conversely, retrospective analysis suggests ficacy between statins. If circulating mevalonate does
that withdrawal of statin treatment in a vulnerable limit the activity of eNOS in endothelial cells, what
726
would be the source and how would the different statins pravastatin is the least potent statin at inhibiting HMG-
regulate it? Endothelial cell mevalonate concentration CoA reductase from human endothelial cells in culture
may be dependent on extracellular sources or intracel- (Table 1) [31]. Similarly, despite being less lipophilic and
lular production (Fig. 5). It seems most likely that the less potent at inhibiting endothelial HMG-CoA reduc-
liver, being involved in the synthesis of cholesterol, may tase than atorvastatin and simvastatin (Table 1) [28, 31],
be a major source of mevalonate. Hence, it may be hy- rosuvastatin is at least as effective and potent as these
pothesised that circulating mevalonate levels are most agents at increasing eNOS activity in mouse aorta [41].
likely influenced by those statins that easily access, and Thus, the lipophilicity and potency within endothelial
are potent at inhibiting, hepatocyte HMG-CoA reduc- cells does not entirely predict the ability of statins to
tase. Unfortunately, comparative data for the effect of improve NO production/release, and so other unidenti-
statins on circulating mevalonate is scarce. Similarly, fied factors may play a role. Indeed, vascular MCP-1
there is insufficient data currently available on the role of expression can also be downregulated by statins in hy-
circulating mevalonate at limiting the extra-hepatic ef- percholesterolaemic pigs, regardless of their lipophilicity
fects of statins. [103]. It may be that there are specific mechanisms for
Another source of mevalonate that would influence hydrophilic statins to enter endothelial cells. Such a
the pleiotropic activity of statins is the endothelial cell mechanism is present in the liver, where the hepatic or-
itself. Intracellular mevalonate production is likely to be ganic anion transporter (OATP-C) helps hydrophilic
dependent on a statin’s ability to enter endothelial cells statins enter hepatocytes [104], and a similar process in
and its potency for inhibiting endothelial HMG-CoA endothelial cells would explain why the lipophilicity of a
reductase. It has been suggested that the varying lipo- statin does not always predict its pleiotropic efficacy.
philicity of statins affects their uptake into target organs More data on how different statins enter endothelial
and, therefore, their ability to elicit pleiotropic effects cells are needed to address this issue.
[69, 102]. The relative lipophilicity of some commonly It is likely that there is a complex interplay of
available statins and their potency on hepatocyte and mechanisms determining the effectiveness of statins for
endothelial cell HMG-CoA reductase are listed for increasing NO release. Further comparative and mech-
comparison in Table 1. Lipophilic statins, such as lo- anistic studies are required if this pleiotropic effect is to
vastatin and cerivastatin, are considered more likely to be understood fully and predictions made on the utility
enter endothelial cells by passive diffusion than hydro- of different statins for increasing NO in humans.
philic statins, such as pravastatin and rosuvastatin,
which are targeted to the liver. However, in bovine en-
dothelial cells in culture, where external sources of Benefits of statins by improving endothelial function
cholesterol and mevalonate are absent, pravastatin was
at least as effective as more lipophilic statins such as Animal experiments
atorvastatin, lovastatin [32] and simvastatin [50] at
stimulating the release of NO from cultured bovine By increasing NO production, statins can interfere with
endothelial cells. Moreover, it would also seem that atherosclerotic lesion development, thereby improving
vascular health and reducing the risk of atherosclerotic
disease. The beneficial effect of increasing NO release
with statins has been shown in several animal models of
cardiovascular disease. For example, a study with flu-
vastatin has demonstrated regression of atherosclerosis
in rabbits, an effect associated with upregulation of
eNOS mRNA and restoration of endothelial function in
cholesterol-fed rabbits [47]. In addition, simvastatin
provided protection against stroke by increasing cere-
bral blood flow in wild-type mice, although this benefit
was not observed in eNOS ()/)) mice [42], indicating
that NO mediates this effect of statin treatment. Simi-
larly, treatment with the synthetic statins, atorvastatin
or rosuvastatin significantly reduced cerebral infarct
volume after an hour of cerebral artery occlusion in
normocholesterolaemic mice [41, 105]. This protective
effect was mediated in part by upregulation of eNOS
and a subsequent decrease in platelet activation. Other
experiments show protection from ischaemic damage
Fig. 5 Possible mechanisms whereby both lipophilic and hydro- with statin treatment. Following an episode of hindlimb
philic statins may improve endothelial release of nitric oxide (NO).
EC endothelial cell, Acetyl-Co A acetyl coenzyme A, HMG-Co A ischaemia in mice, collateral vessel growth and enhanced
3-hydroxy-3-methylglutaryl coenzyme A, eNOS endothelial nitric blood flow was promoted by cerivastatin, and this was
oxide synthase associated with an increase in eNOS activity [106].
727
Simvastatin has been reported to limit contractile dys- function, treatment with high-dose atorvastatin (80 mg)
function in isolated rat hearts subjected to global myo- increased forearm blood flow within 24 h, whereas se-
cardial ischaemia and reperfusion [13]. This protective rum cholesterol and high-sensitivity C reactive protein
effect was attributed to a NO-mediated attenuation of (hs-CRP) were not decreased until 2 days of treatment.
neutrophil infiltration into the myocardium [13]. Simi- Cessation of statin treatment after 30 days resulted in a
larly, a reduction in myocardial injury following ischa- rebound of forearm blood flow within 24 h of with-
emia/reperfusion in rats in vivo has been observed with drawal, whereas cholesterol and hs-CRP slowly and
rosuvastatin treatment [107]. These latter effects are steadily returned to baseline [111]. Therefore, the po-
likely a result of decreased leucocyte–endothelium in- tential importance of cholesterol-independent effects of
teractions. For example, rosuvastatin reduced expres- statins in humans may also relate to the time course of
sion of P-selectin and, consequently, leucocyte adhesion their effects, for example, after withdrawal of treatment
and migration in rats [49]. This effect with rosuvastatin [101].
was not observed in eNOS-deficient mice [49, 52], indi- Theoretically, it may be possible to observe a rela-
cating that the anti-inflammatory benefits with statin tionship between the cholesterol-independent effect of
treatment are a result of an improvement in endothelial statins on NO and cardiovascular outcomes by com-
function and NO release. paring statin-treated patients with individuals whose
cholesterol was lowered to the same degree with a non-
statin, lipid-lowering agent that does not influence NO.
Human studies In cynomolgus monkeys, who develop atherosclerosis
very similar to humans, cholesterol-independent effects
Statins have been shown to increase NO production in of statins, including upregulation of endothelial NO,
humans. For example, fluvastatin increased the bio- were demonstrated using a ‘‘clamped-cholesterol’’ de-
availability of NO in a randomised, double-blind, pla- sign, where dietary cholesterol was adjusted to equalise
cebo-controlled trial of 29 hypercholesterolaemic cholesterol levels between groups [39, 112]. Inhibitors of
patients [108]. Similarly, simvastatin has also been NO production are unlikely to be useful to differentiate
shown to improve endothelial function, augment basal between NO-mediated and lipid-dependent effects of
and acetylcholine-stimulated vasodilation, over 4 weeks statins in long-term studies since NO plays such an in-
in a double-blind, placebo-controlled, crossover trial tegral role in normal vascular function. Unfortunately,
[98]. Moreover, the NO enhancing effects of statins oc- many potential studies are not currently possible be-
cur at clinically relevant doses [109]. cause of a lack of suitable pharmacological tools. NO
However, it is difficult to determine whether this does however appear to have some clinical relevance in
ability of statin treatment to increase NO production is atherosclerotic disease. For example, there is a reduced
clinically important. In a clinical setting, it would not contribution of NO to vasodilation in patients with
be easy to differentiate between benefits derived from hypercholesterolaemia [113] or risk factors for athero-
improved NO release and the well-reported advantages sclerosis [114]. In addition, restoring vascular NO for-
of lipid lowering, particularly as cholesterol may mation can improve symptoms of intermittent
modulate the production of NO. Indeed, changes in claudication in patients with peripheral arterial disease
forearm blood flow were reported to be inversely re- [115]. A prospective trial to test a potentially negative
lated to alterations in LDL cholesterol levels in humans effect of withdrawal of statin treatment mediated by
[108]. Furthermore, both the inhibition of cholesterol reduced NO production is ethically impossible. Thus,
synthesis and the cholesterol-independent regulation of there is compelling circumstantial evidence that im-
NO by statins are dependent on the production of a proved NO production by statins may be clinically rel-
common precurser, mevalonate (Fig. 3). Consequently, evant, but it may be some time before such an effect is
it is unsurprising that the two effects are often inversely proven to contribute to the reduction in cardiovascular
related. However, despite these difficulties, a short-term events.
study with pravastatin has demonstrated a NO-medi-
ated improvement in forearm blood flow and an in-
crease in urinary nitrite/nitrate production, indicative Conclusions
of an increase in NO production, which occurred in-
dependently of changes in cholesterol levels in normo- Statins improve endothelial dysfunction by enhancing
cholesterolaemic patients with other risk factors for the production of NO, which may partially account for
CHD [110]. In another study, short-term (2 weeks) their beneficial effects in reducing the incidence of car-
lipid-lowering therapy with cerivastatin improved en- diovascular events. The mechanisms of increased NO
dothelial function and NO bioavailability in patients production by statins may be cholesterol dependent and/
with hypercholesterolaemia [97]. This improvement in or cholesterol independent.
endothelium-dependent vasodilation was no longer Statins vary in their efficacy for increasing NO pro-
observed when the NO synthase inhibitor N(G)- duction. The exact mechanisms dictating these differences
monomethyl-L-arginine was co-infused. Similarly, in have yet to be fully elucidated, but may be related to their
normocholesterolaemic men with normal vascular ability to reduce LDL cholesterol, to lower circulating
728
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Acknowledgements Thanks to G. Allcock for editorial assistance in
Inoue S, Takeshita A (2001) Antiinflammatory and antiarte-
the preparation of this manuscript. U.L. received financial support
riosclerotic actions of HMG-CoA reductase inhibitors in a rat
from and has been a speaker for AstraZeneca, Bayer, MSD,
model of chronic inhibition of nitric oxide synthesis. Circ Res
Novartis, Pfizer and Sankyo. U.L.’s research was supported by the
89:415–421
Deutsche Forschungsgemeinschaft and the Universität des Saar-
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