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Certified Compliance Officer

5, 6, 7, 11 and 12 February 2011

Why wait for the next financial crisis

when you can avoid it ?

Become a Certified Compliance

Developers for Training and Consultancy in
partnership with the International Academy of
Financial Management is proud to introduce
exclusive and for the first time in Egypt the
reputable international certificate : Certified
Compliance Officer

Developers for Training and Consultancy

Tel: +202 26 909 557—26 909 558
Register Now Fax:+202 22910743
Mobile: 0168822010
Certified Compliance Officer

What is the CCO?

CCO, Certified Compliance Officer, is certified by the

International Academy of Financial Management (IAFM).
CCO is recognized in over 145 countries by 560 training
providers, universities, colleges and, business schools. CCO
program covers major latest issues and techniques in
Compliance. The key areas of the curriculum include
understanding the regulatory environment that is responsible
for compliance, the role of corporate governance and ethics in
compliance programs, and the implementation of compliance
programs. The emphasis will be on practical and pragmatic
approaches, rather than theoretical
The main components of this course are
About the providing body
• Define the meaning of compliance for your organization
The International Academy of Financial Management™ and be capable of developing an organizational response to
(previously known as the American Academy of its demands.
Financial Management) is one of the world’s fastest growing • Know what drives your compliance exposure both at home
professional associations with more than 200,000 members, and abroad
associates and affiliates in 145 countries. IAFM™ hosts and • Understand the risk consequences of non-compliance.
organizes certification training worldwide and offers exclusive • Appreciate the relationship between corporate governance
board designations to candidates who meet the highest and compliance, including the market expectation of the
professional standards and assessment criteria. relationship.
• Understand the implications of Sarbanes Oxley for
corporate accountability and ethical behavior.
What will you benefit? • Understand how to produce a corporate compliance
program tailored to your own organization.
• Learn how to optimize organizational structure for
• The ability to use the designation CCO™ on your business compliance.
card and resume.
• Free IAFM membership is included with course fees for up This course is especially designed for
to 18 months.
• Access to the IAFM risk management network and body of Directors and Senior Managers, Risk Managers, Legal
information on-line. Advisers and Lawyers, In-House Corporate Counsel,
Auditors and Audit Managers, Compliance Directors,
• Experience of a leading finance expert from the
Financial Managers and Officers, Financial Analysts,
International Academy of Financial Management. Internal Auditors and AML Professionals.
• Membership to the only professional body recognized by the
• AACSB, the world’s leading collection of business schools.
CCO review sessions on 5, 6, 7, 11 and 12
• Preferred access to education centers in USA, UK, Europe,
Asia, Middle –East and Latin America. February. CCO Exam on 26 February.
• Access to the IAFM international journal published online.
Course Fees : USD 2,500
Certified Compliance Officer
An Outline of CCO Training Program

Session one: Introduction to Compliance

• What is Corporate Compliance?
• Who is responsible for managing it?
• What are the benefits of its introduction?
• Fostering a Culture of Accountability

Session two: Regulatory drivers in US market

• The False Claims Act 1986.
• The US Federal Sentencing Guidelines for Organizations 1991.
• The Committee of Sponsoring Organizations of the Treadway Commission (COSO) Report, “Internal Control-Integrated
• The 1996 Delaware Chancery Court decision concerning Caremark International, Inc.,
• The Sarbanes-Oxley Act of 2002.

Session three: The regulatory environment and the role of regulators

• Securities and Exchange Commission Mandates
• The International Organization of Securities Commissions (IOSCO)
• Regional Commissions
• Global Stock Exchanges Listing Rules
• London Stock Exchange Listing Rules
• Egyptian Stock Exchange (EGX) Listing Rules

Session four: Compliance and the Role of Corporate Governance

• What is Governance?
• Governance structure
• Duties and responsibilities of directors

Session five: Compliance and Business Ethics

• What is “Business Ethics”?
• Ethics and Corporate Accountability: Sarbanes-Oxley
• Benefits of a Commitment to Sound Business Ethics
• Corporate Ethics Guidelines

Session six: Developing a corporate compliance program

• Code of Conduct
• Policies and Procedures
• Best Practice Principles
• Monitoring and Auditing
• Compliance Beyond the Banking and Finance Sector

Session seven: Implementation of corporate compliance

• Implementation requirements
• Whistleblower Programs and the Law

Session eight: Integration or Independence of the Compliance Function

• Location of compliance function
• Integration and independence of the compliance function
• The Compliance officer

Session nine: Demand for Corporate Social Responsibility

• Fraud and Corruption Control
• International Money Laundering
Certified Compliance Officer
Registration form February 2011

Participant’s data
Full Name: _________________________________
Affiliation/Company: __________________________
Business Phone: ____________________________
Mobile Number: ____________________________
E-mail Address: _____________________________

Review course dates:

Date: 5, 6, 7, 11 and 12 February 2011.
Time: 9:00 am. - 5:00 pm. (lunch and coffee breaks included)

Exam dates and timing:

12 March, 2011.

The Registration fee for the Full certification program is USD 2,500 including:
• The entire CCO review course (35 training hours)
• A complete package of study material including outlines of the readings and solutions
• Certification/ exams fee
• Charter membership (First-year membership)
Early and group discounts apply
Registration and Payment methods:
• To register, please complete the registration form and send it with your business card to: Developers for Training
and Consultancy- or Fax (+202) ٢٢٩١٠٧٤٣
• Fees are due for payment in full amount in cash or check payable to “Developers for Training and Consultancy-
• Organizations are welcomed to register and pay for their staff members.

Cancellation Policy:
1. A full refund less than administration fees of USD 300 will be given for cancellation requests received up to 5
working days before the event. Cancellation must be made in writing (letter or fax) and reach (Developers for
Training and Consultancy–LLC) before the 5 working days deadline.
2. Delegates who cancel less than 5 days before the event, or who do not attend, are liable to pay the full course fee and
no refunds can be given. However, if they wish to attend the next course, and they have paid the course fee in full,
they will only be invoiced for 25% of that course fee.
3. Please note that you can transfer only once. The next course must take place within 6 months of the initial
application. Of course, a replacement is always welcome.

I herby agree to the above terms and conditions of the course

Applicant name:
For further information please call Developers for Training and Consultancy
Tel (+202) 26909557- (+202) 26909558– (+20) 168822010