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SUMMARY
Crack occurrence and propagation are among critical factors that affect the performance and lifespan of civil
infrastructures such as bridges, pipelines, and so on. As a consequence, numerous crack detection and character-
ization techniques have been researched and developed in the past decades in the areas of SHM and non-
destructive evaluation (NDE). The significant amount of performed studies and the large number of publications
give rise to the need to systematize, condensate, and summarize this enormous effort. The aims of this paper
are to summarize the knowledge about cracking and its sources, review both existing and emerging methods
for crack detection and characterization, and identify the advantages and challenges for these methods. In general,
this paper identifies two sensing approaches (direct and indirect) and two data analysis approaches (model-based
and model-free or data-driven) along with a range of associated technologies. The advantages and challenges
of each approach and technology are discussed and summarized, and the future research needs are identified.
This paper is intended to serve as a reference for researchers who are interested in crack detection and
characterization as well as for those who are generally interested in SHM and NDE. Copyright © 2014 John
Wiley & Sons, Ltd.
KEY WORDS: crack detection and characterization; crack typology; structural health monitoring; non-destructive
evaluation; direct sensing; model-based and model-free data analysis
1. INTRODUCTION
Civil structures and infrastructures provide essential welfare in society. Therefore, they are invaluable
assets that need to be preserved and well maintained. In order to achieve this goal, it is necessary to
assess their health conditions. A particular challenge is early-crack detection and characterization
(localization and quantification), because the size of the crack is small at that stage. Cracks can be
defined as unintentional discontinuities in structural materials. In general, they are the consequence
of local material failure. They can be generated by many factors, such as external loads, buckling,
fatigue, physical processes, such as freeze-thaw cycles, and chemical processes, such as alkali–silica
reaction and corrosion. Typically, the cracks that require attention usually initiate with the opening size
of 0.05–0.1 mm (0.002–0.004 in) approximately; they become of true concern at approximately
0.3–0.4 mm (0.013–0.016 in) and can develop to dangerous sizes of several millimeters to several
tens of millimeters. While small cracks may lead to inadequate serviceability, large cracks can result
in structural failures. Early-age cracking in concrete can seriously affect a structure’s durability.
In brittle materials, the occurrence of cracks may lead to immediate failure. However, in ductile
materials, crack growth is usually gradual. It is important to detect all types of cracks before they
reach a critical level and cause the failure of structural components or entire structures. Currently
applied methods for crack detection and characterization include periodic visual inspections and
*Correspondence to: Yao Yao, Department of Civil and Environmental Engineering, Princeton University, E306 EQuad,
Princeton, NJ 08544, USA.
†
E-mail: yaoyao@princeton.edu
non-destructive evaluation (NDE), which is based on traditional instrumentation and approaches [1].
Traditional methods can be expensive, time consuming, and frequently inaccurate during early
stages of cracking by failing to detect damage. Visual inspections can be unreliable because some
types of cracks are sparse or inconspicuous. Furthermore, if a crack occurs between two inspections,
it may propagate and reach a critical size before it can be properly detected and characterized.
Therefore, there is a need for more accurate, reliable, and affordable methods for quasi-real-time crack
detection and characterization. Quasi-real-time assessment can be achieved through continuous
monitoring.
A crack not only changes the local strain field in the structure but also affects other properties such
as electrical conductivity, wave propagation properties, and so on. Cracks can change the global strain-
field distribution, natural frequency, and the shape of the structure. Additionally, the initiation and
propagation of cracks may generate acoustic waves. All these parameters can be, to a certain extent,
used to detect and characterize the cracks. The most frequently applied techniques are based on strain
sensors (electrical or fiber-optic), piezoelectric and acoustic sensors (acoustic emission and wave
propagation monitoring), and accelerometers (modal analysis). Emerging approaches include micro-
electromechanical systems (MEMS), piezoelectric paints, nano-technologies, large-area electronics
(LAE), and laser-based noncontact sensing techniques. In addition, several data analysis algorithms
can be combined with sensing technologies in order to detect and characterize cracks.
This paper is intended to serve as a reference for researchers who are interested in crack detection
and characterization and/or general SHM and NDE methods. The main focus is on civil structures
and infrastructure. It first presents a typology of cracks, including their causes, manifestations, and con-
sequences. The following sections contain summaries of currently available sensing technologies and
data analysis algorithms, identifying the advantages and challenges of each method. The paper ends
with an overview of emerging technologies and conclusions.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
DOI: 10.1002/stc
CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
Figure 1. Left: a flexural (transverse) crack in concrete; right: a shear (slant) crack in a concrete beam.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
DOI: 10.1002/stc
Y. YAO, S.-T. E. TUNG AND B. GLISIC
While flexural failures are usually ductile because of the presence of steel reinforcement, shear failures
tend to occur suddenly with no advance warning [6]. Therefore, shear cracks are generally considered
more detrimental for reinforced concrete structures.
Concrete structures can also develop fatigue cracks. While the fatigue mechanism in concrete is not
clearly understood because of the material’s heterogeneous composition, studies have shown that
fatigue loading on concrete initiates the growth of microcracks at the locations of internal flaws
[7,8]. Fatigue crack propagation in concrete depends on the interaction between microcrack growth,
which encourages further cracking, and aggregate crack bridging, which prevents further cracking
[8]. Depending on the stress magnitude and direction, concrete structures can take more than one
million cycles to fail. However, fatigue cracks can cause excessive deformations, large crack widths,
and reinforcement debonding—all of which can lead to severe structural failures [9].
Steel structures can exhibit cracking if a critical level of loading or the material’s yield strength
is reached. Depending on material composition and treatment, the yield stresses of structural steel
range from 220 MPa (32 ksi) for carbon steel up to 690 MPa (100 ksi) for quenched and tempered
steel [10]. Steel structures may develop brittle and/or ductile cracks if they undergo buckling or
torsion from external loads. These cracks develop at locations of maximum tension and compression
and propagate perpendicular to the direction of the stresses [11]. Ductile cracks exhibit plastic
deformation at their edges and are formed by the coalescence of microvoids that develop from
inclusions [11]. Gradual failure occurs when the voids reach a critical size and form a central crack.
In contrast, brittle cracks in steel show very little plastic deformation and develop similarly to concrete
cracks [11]. Because brittle failure occurs suddenly and rapidly, it is therefore more critical than ductile
failure.
Fatigue cracks (Figure 2) occur in steel because of repeated loading cycles. They usually originate
on the steel surface because of some discontinuity or stress concentration [11]. After initiation, the
crack propagates perpendicular to the direction of maximum tension and compression [12]. The load-
ing opens and blunts the crack tip and the unloading re-sharpens the tip. This repeated process is
accompanied by shear, which causes further crack growth [13]. Studies have determined linear and
log-linear relationships between the surface crack length and the crack depth [14–17]. While the exact
aspect ratio of crack depth to crack length depends on the specific material properties, the shape of a
crack front in the interior of the steel normally has a semi-elliptical shape [15]. Fatigue failure accounts
for over 80% of all failures in metals because it occurs at stresses well below the yield strength of the
material [13,18]. While it takes several years for fatigue cracks to grow, once they reach a critical size
the structure will undergo brittle failure with little deformation [11]. Thus, the consequences of fatigue
cracks in steel can be severe.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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Y. YAO, S.-T. E. TUNG AND B. GLISIC
Figure 4. Left: freeze-thaw crack (source: inspectapedia.com, photo: Daniel Friedman [109]); right: cracks formed by
alkali–silica reaction (source: wikipedia.org, photo: Dr. P.E. Grattan-Bellew, Federal Highway Administration [110]).
may take several years to develop, chemical cracks eventually lead to material loss, which severely
reduces the structure’s capacity and increases its vulnerability to further chemical attacks.
Corrosion cracks can occur in reinforced concrete because of rebar corrosion. When the pH of the
pore solution in concrete is high, a thin oxide layer forms on the surface of reinforcement [20]. If
exposed to low-pH moisture, the protective oxide layer will break down and the steel will react with
water, forming rust. This typically happens when chloride penetration (e.g., dissolved de-icing salt)
reaches the rebars. Because the volume of reaction products is greater than the initial volume of rebars,
an expansive pressure will form inside the concrete and cause rupture [26]. The resulting cracks begin
adjacent to the rebars as subsurface cracks and can propagate to the surface. While they do not have
urgent consequences when they are internal, rebar corrosion cracks become extremely critical once
they cause the surrounding concrete to spall as this reduces the cross-section area of structural members
and further expose rebars to accelerated corrosion [20]. An example of a corrosion crack is shown in
Figure 5.
Temperature gradients and differential thermal expansions can have damaging effects on structures.
Globally, temperature variations may generate stresses that facilitate mechanical cracking in statically
indeterminate structures. Locally, they can change the mechanical properties of the material and lead to
its deterioration, especially in the event of fire. Structural steel elements are usually fireproofed, and
therefore, thermal cracking is more prevalent in concrete. Initial heating evaporates the pore water
and actually causes cement paste contraction. However, the aggregate undergoes progressive
expansion, opposing the shrinkage and possibly rupturing the surrounding cement [20]. Fire damage
can cause random cracking networks and surface spalling, and the latter is more critical because it is
explosive and unpredictable [20]. Heating below 250 °C frequently does not cause stresses large
enough to cause significant cracking [20].
Steel elements may undergo stress corrosion cracking (SCC) when they are simultaneously exposed
to tensile stresses and corrosive environments such as chlorides (Figure 6). In general, low carbon
steels become more susceptible to SCC as the carbon content increases [11]. Studies have shown that
there is a threshold tensile stress intensity, below which SCC does not occur. This stress intensity
varies depending on the metal, heat treatment, and surrounding environment [11]. SCC cracks usually
form at physical discontinuities due to chemical accumulations and propagate along the surfaces of
bends and welds due to high residual stresses. Initially, the cracks are very fine and penetrate deeply
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
Figure 6. Stress corrosion cracking in steel (source: Metallurgical Technologies, Inc. [111]).
into the material without obvious signs of deterioration. However, once the cracks grow to a critical
size, brittle fracture can suddenly occur [11].
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
DOI: 10.1002/stc
Copyright © 2014 John Wiley & Sons, Ltd.
Table I. Steel crack summary.
Mechanical causes Chemical causes
Loading Fatigue Stress corrosion
Causes Loading stresses that exceed the yield Repeated loading cycles (especially at locations Simultaneous exposure to tensile stresses and
strength of discontinuities or stress concentrations) corrosive environments
Physical appearance Perpendicular to the direction of maximum Perpendicular to the direction of maximum Form at physical discontinuities and propagate
principal stress principal stress along the surfaces featuring high residual stresses
Size and shape Crack size and shape vary depending on loading Initial cracks are minute. Lengths and depths are Initial cracks are minute but penetrate deeply into
correlated; crack fronts are usually semi-elliptical the material
Consequences Ductile failure is gradual. Brittle failure is sudden Brittle failure at stresses well below the yield strength Brittle failure (sudden and rapid)
and rapid
Y. YAO, S.-T. E. TUNG AND B. GLISIC
DOI: 10.1002/stc
Struct. Control Health Monit. (2014)
Table II. Reinforced concrete crack summary.
Mechanical causes Physical and chemical causes
1 2
Loading and fatigue Shrinkage , freeze-thaw , and thermal3 Chemical reactions and corrosion
1
Causes Bending moments cause flexural Evaporation causes drying and plastic shrinkage, Leaching of sulfate solutions and the presence
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Y. YAO, S.-T. E. TUNG AND B. GLISIC
Figure 7. Left: an example of resistive strain gage; right: an example of a strain sensor based on vibrating wires
(courtesy of Roctest, Inc.); images are not scaled.
gage was able to follow the initiation and propagation of cracks caused by low-cycle fatigue. This early
test not only proves the sensitivity and accuracy of strain gages in crack detection but also shows the
general ability of strain sensors to detect and characterize cracks. Besides resistive strain gages, other
widely used electrical discrete strain sensors are those based on vibrating wires (Figure 7). Sensors
based on vibrating wires have the advantage of incorporated temperature compensation in the sensor
packaging. They also feature longer gage lengths, typically ranging between 50 and 150 mm (2 and
6 in), and can be both embedded in concrete or mounted on the surface of steel and concrete structures.
The longer gage length makes them more sensitive to crack occurrences because the increased contact
length with the structure increases the probability of the sensor to capture the crack. However, both
resistive strain gages and wire vibrating sensors can be considered as short-gage sensors.
Discrete strain sensors based on fiber-optic technologies have reached market maturity during the
last decade. Their functioning and performance were proven not only in harsh conditions frequently
found on-site [31] but also in very extreme environments [32]. While there are several physical
principles for discrete sensors, the most widely used sensors are those based on Extrinsic Fabry–Perot
Interferometry (EFPI), fiber Bragg grating (FBG), and low-coherence interferometry (SOFO). EFPI
sensors have gage lengths ranging between 51 and 70 mm (2 and 2.75 in), while FBG sensors can
be made with a wider range of gage lengths from 10 mm (4 in) up to 2 m (6 ft 6.7 in). SOFO sensors
are exclusively long-gage sensors with lengths ranging between 250 mm (10 in) up to 20 m (66 ft).
More information on the functional principles of these sensors can be found in literature [31]. Several
field application examples of the aforementioned sensors are also presented in literature [27,31,33,34],
including crack detection in bridge deck, tunnel vaults, and pile foundations. The robustness of these
sensors in damage detection is based on the direct detection principle and outlier identification algo-
rithm in which the signal generated by damage dominates the environmental noise (see further text).
Compared with electric strain sensors, short-gage fiber-optic sensors such as EFPI and FBG (Figure 8)
are more sensitive and durable (they are insensitive to electromagnetic influences, humidity, and
Figure 8. Examples of fiber-optic strain sensors; left: short-gage sensors (courtesy of Roctest, Inc., Fibersensing,
and Micron Optics); right: long-gage sensors (courtesy of Micron Optics and SMARTEC); images are not scaled.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
corrosion) but have substantially higher cost. Similar to vibrating wire sensors, short-gage fiber-optic
sensors can be both embedded in concrete or mounted on the surface of steel and concrete structures.
The key challenges of short-gage sensors (electrical or fiber optic) are (1) their insensitivity to
strain-field anomalies that do not occur in the immediate proximity of the sensor [35] and (2) the large
number of sensors required to cover a large area, thereby imposing complex cabling, deployment, and
data acquisition (e.g., [30]).
Long-gage fiber-optic strain sensors (e.g., [27,31], Figure 8) enable larger coverage for crack detec-
tion than short-gage sensors because of their longer gage length. Several examples from the past have
shown successful crack detection and characterization (localization and quantification) by long-gage
sensors (e.g., [27,36,37]). Two examples of field applications are given in Figure 9 [27,36]: the crack
crosses the locations of sensors and generates a significant strain increase for both sensors, revealing that
a crack has occurred and indicating location and the size of the crack (more details are given in [36,27]).
Figure 9 shows that direct sensing provides very reliable crack detection, given that the crack is in
contact with the sensor (e.g., crack detection would be successful even if the noise generated by the
variable environmental conditions and the monitoring system were an order of magnitude larger).
However, the reliability of detecting and characterizing damage that occurs in locations far from the
sensors is challenging. In some cases, this problem can be solved by using sophisticated algorithms
(indirect sensing, see the next section). However, the performance of such algorithms may be chal-
lenged in on-site conditions because of various influences that may ‘mask’ the damage such as high
temperature variations and load changes, and outliers and missing data in monitoring results [38].
Although long-gage sensors have improved capabilities for crack detection and characterization when
compared with short-gage sensors, they can also suffer from insufficient spatial sensor coverage.
Figure 10 compares damage detection capabilities of short-gage, long-gage, and distributed sensors
on the basis of their spatial coverage in the structure.
Figure 9. Examples of crack detection and localization in real structures using long-gage fiber-optic strain sensors;
left: in a tunnel [36]; right: in a bridge [27].
Figure 10. Schematic comparison between damage detection capabilities of short-gage, long-gage, and distrib-
uted sensors.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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Y. YAO, S.-T. E. TUNG AND B. GLISIC
The discrete strain sensors (short-gage or long-gage) are usually placed at locations where high
strain is expected and the crack is more likely to occur (e.g., damage ‘A’ is expected in the middle
of a simply supported beam; see Figure 10). However, because of local variability in material proper-
ties and dimensions, the cracks may not necessarily occur exactly at the locations of the highest stress
but at locations that are relatively distant from these locations (e.g., damage ‘B’ or damage ‘C’ occurs
instead of damage ‘A’ in Figure 10). Short-gage sensors would not be able to directly detect the dam-
age in that case as they are not in direct contact with the damage. The long-gage sensors extend over
larger areas, and thus, they are more likely to directly detect the damage that does not occur exactly at
the expected locations (i.e., they can directly detect damage ‘B’), but they are still inefficient if the
damage does not occur at the location of the sensor (damage ‘C’).
In conclusion, discrete sensors (electric or fiber optic, short-gage or long-gage) that are sparsely
spaced in real structures may suffer from insufficient spatial coverage. However, if the approximate
locations of crack occurrences are known (e.g., on the basis of numerical modeling), then long-gage
sensors can provide much better crack detection capabilities than short-gage sensors. Increasing the
number of sensors may help as well but only to a certain extent because this would involve increased
hardware and installation cost.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
Figure 12. Distributed sensors; left: example of coaxial cable [5]; right: examples of fiber optic distributed sensors
(courtesy of SMARTEC); images are not scaled.
crack width. The major challenge for this sensing technique is related to signal losses over large
distances—the site application was based on a 2.3-m-long (90 in) sensor, and the longest measurable
length of the sensor was not documented. Other challenges include the application of the sensor to
existing concrete and steel structures and repair and replacement of the malfunctioning sensor.
There are two main principles for distributed strain sensing in the domain of Fiber optic sensors (FOS)
the Rayleigh scattering effect (e.g., [40]) and the Brillouin scattering effect (e.g., [41]), which can be
stimulated (BOTDA) or spontaneous (BOTDR). Each technique is based on the relation between the
measurand (i.e., strain) and the encoding parameter (i.e., the change in optical properties of the scattered
light). Rayleigh-based sensors feature better spatial resolution (10 mm) than Brilouin-based sensors
(500–5000 mm), but they are limited to modest lengths of 70 m. Stimulated Brillouin scattering is the least
sensitive to optical losses and allows long distance monitoring of up to 400 m without channel switches.
With channel switches, the monitoring distance is practically unlimited [42] (an application involving
application of 5 km on a real steel bridge is given in [41]). The sensors can be both installed on the surface
of existing structures (e.g., [28,41]) and also embedded in the concrete of new structures (e.g., [27]).
Distributed fiber-optic sensing systems based on Brillouin scattering were designed for detecting
cracks with widths larger than 0.5 mm [43]. Examples of crack detection in real on-site conditions
and close-to-real conditions are given in Figure 13.
Similar to discrete sensors, the crack is detected directly as an unusually high strain change. While
the localization of the crack is very simple (position of strain change along the cable), the size of the
crack is challenging to determine because of the averaging of the measurements and the accuracy of
the sensing system. Figure 13 (right) shows the comparison between distributed and long-gage sensors
at the location of the crack opening. The discrete sensors feature better measurement properties (higher
resolution, accuracy, and frequency of reading). However, distributed sensors feature better spatial
coverage.
The packaging of optical fibers in a sensing cable and the surface installation remain as challenges
for distributed fiber-optic sensors, as the former issue introduces optical losses that result in shorter
Figure 13. Crack detection and localization using distributed fiber-optic sensors; left: on a large-scale test of
pipeline exposed to permanent ground movement [28]; right: on a pedestrian bridge due to thermal gradients at
early age of concrete [27].
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
DOI: 10.1002/stc
Y. YAO, S.-T. E. TUNG AND B. GLISIC
monitored lengths, and the latter issue is time consuming and cost sensitive. Another important tech-
nical challenge for distributed fiber-optic sensors is repair and replacement of malfunctioning sensor.
Figure 14. Left: acoustic transducer; right: piezoelectric transducer (source: model LDT1-028 K, Measurement
Specialties, Inc. [112]); images are not scaled.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
Figure 15. Top view (left) and side view (right) of the eddy current sensor [51].
is used to detect anomalies in remote magnetic field. Sadler and Ahn [51] presented an integrated eddy
current sensor for proximity sensing and detecting microcracks on metallic surfaces. They demon-
strated that their sensor is capable of detecting crack depths that are as small as 200 μm. Najafi [52]
presented the use of eddy-current-based techniques for damage detection in pipelines. The technique
is typically used in NDE as a movable proximity sensor and therefore does not allow for continuous
monitoring unless numerous transducers are installed on the structure, which is similar to the chal-
lenges in acoustic emission and wave propagation techniques.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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Table III. Comparison of various direct sensing techniques currently used for crack detection and characterization.
Discrete strain monitoring Distributed strain monitoring Wave-based monitoring
Type of Resistive Electrical vibrating FOS short FOS long Coaxial Eddy
sensor strain gage wires gage gage cable FOS distributed Acoustic Piezoelectric current
Function Electric resistance Vibrating wires EFPI, FBG FBG, SOFO ETDR Rayleigh and Acoustic Wave Eddy
principle change Brillouin emission propagation current
Scattering
Structural All, new and All, new and All, new and All, new and Concrete, new All, new and All, new All, new and Metal, new
material existing structures existing existing existing structures existing and existing existing and existing
and type (surface mounted) structures structures structures structures structures structures structures
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
accelerometers are processed to calculate the natural frequency, mode shapes, damping, and response
to specifically applied excitation. Changes in these parameters are then associated with cracking
through various algorithms.
Bachschmid et al. [53,54] presented a combined model-based method for crack localization and
depth determination. The method was verified in a laboratory test on a steel beam. The crack position
is determined by using a model-based diagnostic approach and a least-squared identification in fre-
quency domain. The crack depth is determined by comparing the static bending moment generated
by self-weight to identify ‘equivalent’ bending moments that simulate cracks. Ray and Kishen [55] in-
troduced an analytical model to estimate the fatigue crack growth in concrete. The fatigue crack growth
rate depends on several parameters, for example, tensile strength, fracture toughness, loading ratio,
structural size, and so on. This model considers the mentioned parameters and combines them with
the concepts of dimensional analysis. They concluded that this approach is able to capture the size ef-
fect in concrete and that laboratory experimental results supported this method. Ray and Kishen [55]
also found that structural size plays a more important role in determining the fatigue crack propagation
than other factors such as loading ratio and initial crack length.
Friswell and Penny [56] made a review paper about crack modeling in beam structures. They sum-
marize all crack modeling approaches into three main categories: local stiffness reduction, discrete
spring models, and complex models (in two or three dimensions). After numerically comparing differ-
ent methods, they concluded that for low-frequency vibration, local stiffness reduction approaches are
adequate to model the cracks. In addition, they discussed the nonlinear dynamics of a breathing crack
and indicated that with a bilinear stiffness model for crack opening and closing, the impulse and ran-
dom responses of the beam approximate a linear response with natural frequencies. They were able to
accurately detect and localize the cracks in a small beam tested in a laboratory, while the crack depth
estimation would be smaller than reality. Kim and Stubbs [57] presented crack localization and quan-
tification models for beam structures. The models are based on the relationship between fractional
changes in modal energy and changes in a few natural frequencies caused by cracks. The natural fre-
quencies of the tested beams are determined and compared for different crack locations and sizes. The
laboratory tests confirmed that both the crack location and crack size could be estimated with a small
error. Wang and Qiao [58] improved the method by introducing the uniform load surface (ULS) tech-
nique, which combines generalized fractal dimension (GFD) and simplified gapped-smoothing (SGS)
methods. The peak on the GFD curve of ULS indicates both the position and size of the damage, and
the SGS method uses the simple deformation shape of ULS for damage detection. Both methods are
verified through comparisons with laboratory tests involving cracked and delaminated composite
beams.
Dimarogonas and Papadopoulos [59,60] and Papadopoulos and Dimarogonas [61,62] presented a
method based on a flexibility matrix they developed to identify transverse cracks and the influences
of coupling between axial and torsional vibrations and bending on cracks in a beam structure. Miller
et al. [63,64], Brook et al. [65], Rajab et al. [66], and Tsai and Wang [67] also presented methods
for crack localization and quantification based on the analysis of changes in natural frequencies and
mode shapes.
Pai et al. [68] introduced a boundary effect evaluation (BEE) method for localizing cracks and
estimating crack sizes that utilizes operational deflection shapes (ODS) that are measured by a scanning
laser vibrometer. The BEE method extracts boundary solutions from experimental ODS, and cracks are
localized where crack-induced boundary solutions are different from those of actual boundaries. A
local strain energy method is used to estimate the crack size through experimental ODS and stress
intensity factors (from fracture mechanics). Laboratory experiments indicate that the BEE method
can be used to localize and quantify small cracks.
In spite of their abilities to detect and characterize the cracks in laboratory conditions, the aforemen-
tioned methods face several challenges when applied in real-life settings: (1) modal parameters are not
sensitive to very small changes in the strain field when caused by minute cracks (e.g., [69]), which
limits early crack detection; (2) the precise location of the crack is difficult to determine [70] because
all methods suffer from cumulated errors generated by complex data processing; and (3) typical noise
caused by the normal use of the structure (e.g., traffic on the bridge) and environmental factors
(e.g., temperature and humidity variations) may influence the measurements, especially those related
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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to modal parameters (e.g., [70]). This may result in ambiguous data interpretation. Consequently, the
reliability of crack detection and the accuracy of crack characterization from indirect model-based
approaches are challenged in uncontrolled outdoor conditions, that is, in real-life settings.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
The various types of indirect sensing methods discussed earlier, including model-based testing and
model-free algorithm analysis, are briefly summarized in Table IV. Although this is not an exhaustively
complete list of every method (there are indeed a lot more), this limited selection outlines the diversity of
current research activities.
Table IV. Indirect sensing methods (models and algorithms) for crack detection.
Model-based approaches Model-free approaches
Basic methodology Measure changes of modal parameters Statistical data analysis (pattern
(natural frequency, mode shape, damping, recognition) using sophisticated
etc.) and compare with numerical models algorithms, without comparison
using data analysis methods with mathematical models
Examples of data Model-based diagnostic approach and Neural network method; Bayesian
analysis methods (the frequency domain identification; natural statistical system identification
list is not exhaustive) frequency and mode shape identification; framework; Bayesian hierarchical
static bending moment comparison; model and artificial neural networks
fatigue crack model with dimensional method; wavelets decomposition
analysis, local stiffness reduction, and and wavelet coefficients analysis;
discrete spring model; 2D/3D complex Hilbert transform and Kalman filter;
model, uniform load surface technique genetic algorithms; and so on.
combining generalized fractal dimension
method and simplified gapped-smoothing
method; local flexibility matrix model;
boundary effect evaluation method
utilizing operational deflection shape
measured by scanning laser vibrometer;
and so on.
Advantage Limited number of sensors, contained cost, Limited number of sensors, contained
simple deployment, relatively simple data cost, simple deployment, no need for
analysis numerical modeling
Challenge Low sensitivity to minute crack, low Low sensitivity to minute crack,
accuracy in damage localization, on-site damage localization practically
application (interference with environmental impossible, on-site application
noise) (interference with environmental
noise), complex data analysis
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Recently, strain sensors were also developed with MEMS (e.g. [86]). Although low-cost MEMS are
emerging, the need for special processing steps implies increased costs.
Other advanced approaches such as piezoelectric paints (e.g., [88]), carbon nano-tube coatings (e.g.,
[89,90]), and embedded nano-sphere (e.g., [91]) are promising, but these are still not mature enough for
applications to large-scale structures. Sensing skins based on carbon nanotubes are being developed for
2D strain-field monitoring [92]. Sensing skins utilize electrical impedance tomographical conductivity
mapping techniques and provide a 2D mapping of damage [92]. Besides strain-field assessments, sens-
ing skins can be made multi-functional (so that they can detect other defects such as corrosion) [93]
and interfaced using wireless nodes [94]. Another promising approach is the use of multi-functional
materials with self-sensing properties [95]. Recent discoveries point out that the electrical properties
of cementitious materials can be used to detect and locate defects such as cracks [96,97]. Successful
developments and large-scale implementations could practically transform an entire structure into a
sensor.
A novel sensing technology based on LAE [98] can potentially be a good tool for crack detection
and characterization for large-scale structures. Current direct sensing techniques that are based on
strain measurements either monitor cracks at one point or segment (e.g., short-gage and long-gage sen-
sors) or in one dimension (1D, e.g., distributed sensors). LAE sensing sheets can be treated as a quasi-
distributed sensor in two dimensions. The concept of sensing sheet is shown in Figure 16.
Large-area electronics is an emerging technology that allows a broad range of electronic devices to
be integrated on low-cost plastic sheets [99,100]. Through the use of micro-fabrication techniques,
thin-film transducers (including pressure sensors, vapor sensors, particle sensors, etc.) have been
demonstrated, which can be formed into dense arrays spanning large areas (i.e., tens of square meters).
An important benefit of LAE is that it enables the integration of functional thin-film transistors (TFTs).
This means that basic circuit functionality is available to facilitate readout from the large number of
sensor channels. While these TFTs can provide basic functionality, the device-level characteristics that
make them compatible with flexible, large-area substrates also severely limit their energy efficiency.
Thus, large-scale processing over the sensor channels is not viable. Standard electronics technologies
(e.g., based on integrated circuits) have achieved very high efficiency for instrumentation and process-
ing because of nearly five decades of Moore’s-law scaling. Researchers are now exploiting the basic
possible functionality through the TFTs to create specialized interfaces between the large-area sensors
and a potentially large number of readout and processing devices. The individual sensors are read
by embedded integrated circuits with wireless and computational capabilities, taking advantage of
wireless sensing and distributed data management. Finally, the protective layer is made of flexible
photovoltaic, which provides the power needed for the functioning.
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
Figure 17 shows 2D strain measurements, illustrating how these provide a reliable modality (i.e.,
offering high sensitivity and specificity) for the detection and localization of cracks. In short, LAE
not only can provide a low-cost crack monitoring through a dense and expansive array of sensors
but also can overcome the robustness and reliability limitations affecting current SHM technologies.
In addition, noncontact sensing techniques have also become promising crack detection tools in re-
cent years. Lecompte et al. [101] proposed a crack detection approach with two different camera tech-
niques: a light-emitting diode combined with a charge-coupled device technique (LED-CCD) and the
digital image correlation technique (DIC). Both techniques were used to detect cracks on the surface
of a concrete beam subjected to flexural loading. They measured displacements in several discrete points
on the surface and calculated the deformation using the Green–Lagrange strain expression. It was shown
that these two techniques are complementary: LED-CCD is good for measuring a few data points in a
long time, while DIC performs well for a dense file of data points in a short time. With both techniques,
they confirmed the possibility of detecting the appearance and evolution of cracks even before cracks are
visually observable. Jahanshahi and Masri [102], and Uhl et al. [103] also presented other vision-based
techniques, such as optical instrumentation (e.g., digital cameras), and image processing and computer
vision approaches for non-destructive evaluation of crack damage in real bridge structures.
Liu et al. [104] and Liu and Chen [105] introduced the Terrestrial 3D Light Detection and Ranging
scanner (LiDar) as a remote sensing technique for health monitoring of existing and newly constructed
bridges. They proposed an automated bridge evaluation algorithm called LiDar bridge evaluation
(LiBE) for on-site bridge monitoring, which measured the damage area and operated robustly under
changing environmental conditions. This technique could be applied in crack detection, bridge clear-
ance, and static defection measurement and is especially useful when accurate measurement of bridge
geometry is impossible. However, resolution and complex data analysis are main challenges of this
Figure 17. Illustration of the potential for direct damage detection using high-resolution 2D strain-field measure-
ments. Left-side images show the damage, and right-side images show the expected measurement.
Figure 18. Noncontact laser lock-in thermography (LLT) technique; left: LLT system; right: LLT image for crack
detection in a plate structure [108].
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
DOI: 10.1002/stc
Table V. Advantages and challenges of the emerging sensing technologies for crack detection and characterization.
Emerging Noncontact
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Struct. Control Health Monit. (2014)
CRACK DETECTION AND CHARACTERIZATION TECHNIQUES—AN OVERVIEW
technology. Several field applications were discussed: Imperial Highway bridge in Los Angeles, steel
bridge over I-77 in Mecklenbury Country, and concrete bridge over US-74. The capability of accurate
damage detection from the LiBE system was validated through the aforementioned bridge applications.
Sohn [106] provided an overview of ongoing laser ultrasonic-based SHM researches for damage
detection in civil, mechanical, and aerospace structures. Ultrasonic-based SHM techniques can detect
very small defects even at a remote location on structure. Noncontact laser ultrasonic techniques, in
particular, have better performance than the conventional ultrasonic techniques in three aspects: (1)
they have higher spatial resolution; (2) they are baseline free and have less false positive detections;
and (3) they are faster to deploy. These techniques have been extensively studied in the NDE domain,
and Sohn [106] introduced them in SHM of various structures, such as aircraft, wind turbine, high-
speed train, nuclear power plant, and a real bridge in South Korea. An et al. [107] introduced a laser
ultrasonic-based crack visualization approach for an aluminum plate structure in laboratory, with a
novel image processing technique. The main challenges of noncontact laser ultrasonic techniques come
from the following facts: (1) it requires long time for scanning, more expensive hardware, and complex
data analysis; (2) special surface treatment is needed; and (3) because of the strong laser, eye protection
during testing should be provided.
Another laser technique appearing recently is based on laser thermography. An et al. [108]
presented a noncontact laser lock-in thermography (LLT) technique for fatigue crack detection in a
steel plate structure. The LLT technique dominates conventional laser thermography technique by
the following facts: (1) the laser heat source can be located precisely even at a long distance away;
(2) it is capable to inspect large structure; (3) no special surface treatment is required; and (4) environ-
mental noises can be eliminated. With this technique, the authors proposed a holder exponent filter
approach for crack identification, localization, and quantification. The fatigue crack length in the plate
identified by LLT technique was close to the experimental results, which validated such a method for
damage detection. Besides, this technique has the potential to be applied in real structures, such as
bridges, buildings, train vehicles, and so on. An example of the LLT system and its application for
crack detection is shown in Figure 18.
Advantages and challenges of the emerging sensing technologies are summarized in Table V. The
potential of these emerging technologies for either direct or indirect sensing is also presented in
Table V.
This paper focuses on sensing techniques for crack detection and characterization. However, it is
also important in engineering practice to carry out long-term monitoring of the evolution of existing
and already identified cracks. On the basis of literature review, and the authors’ knowledge and
experience, several of the techniques presented in this paper, such as vibrating-wire-based sensors,
fiber-optic sensor (short-gage, long-gage, and distributed), coaxial cable, and wave-based techniques,
have the capability and have already been applied in real projects for this purpose. All emerging
sensing technologies also have the potential for long-term crack evolution monitoring.
6. CONCLUSIONS
Cracks are critical flaws that affect the behavior and durability of civil structures and infrastructure.
Thus, reliable crack detection and accurate crack characterization are important objectives of SHM.
Numerous crack types and causes are summarized in this paper. Various crack detection and character-
ization techniques are presented, including direct sensing approaches, indirect sensing approaches, and
emerging technologies.
Two major groups of current approaches are identified: direct sensing and indirect sensing. Both
have advantages and challenges. The main advantage of the direct sensing is its reliable crack detection
and, to a certain extent, its accurate crack characterization. This statement is supported with results
reported from real on-site applications, especially with strain sensing. However, the challenge of this
approach is the need for dense arrays of sensors, which requires high hardware, installation, and data
management costs. On the other hand, the main advantage of indirect sensing is its lower cost for hard-
ware and installation. However, the challenge is its reliability in crack detection and accuracy in crack
characterization when applied in real-life settings. The new and emerging sensing technologies, as well
Copyright © 2014 John Wiley & Sons, Ltd. Struct. Control Health Monit. (2014)
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Y. YAO, S.-T. E. TUNG AND B. GLISIC
as never-ending developments in computational power, are all paving ways for overcoming the
aforementioned challenges. The authors believe that the improved reliability, robustness, and accuracy
in crack detection and characterization, combined with the low cost that these novel technologies can
offer, have the potential to transform SHM and open the doors for its widespread application, vastly
improving safety and reducing maintenance and life-cycle costs for civil infrastructure.
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