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**Foundation design for the Emirates Twin Towers, Dubai
**

Harry George Poulos and Andrew J. Davids

Abstract: This paper describes the foundation design process adopted for two high-rise buildings in Dubai, the Emirates Twin Towers. The foundation system for each of the towers was a piled raft, founded on deep deposits of calcareous soils and rocks. The paper outlines the geotechnical investigations undertaken, the field and laboratory testing programs, and the design process and describes how potential issues of low skin friction and cyclic degradation of skin friction due to wind loading were addressed. An advanced numerical computer analysis was used for the design process, which was carried out using a limit state approach. This necessitated analysis of a large number of load cases, and the paper describes how the information was processed to produce design information. A comprehensive program of pile load testing was undertaken, and class A predictions of both axial and lateral load–deflection behaviour were in fair agreement with the load test results. Despite this agreement, the overall settlements of the towers observed during construction were significantly less than predicted. The possible reasons for the discrepancy are discussed. Key words: case history, footings and foundations, full-scale tests, piles, rafts, settlement. Résumé : Cet article décrit le processus de conception des fondations adopté pour deux tours à Dubai, les « Emirates Twin Towers ». Le système de fondation pour chacune des tours consistait en un radier sur pieux reposant sur des dépôts profonds de sols et roches de carbonate. Cet article donne les grandes lignes des études géotechniques réalisées, les programmes d’essais en laboratoire et sur le terrain, et le processus de conception, et décrit comment les problèmes potentiels de faible frottement de surface et de dégradation cyclique du frottement de surface due aux charges de vent peuvent être traités. Une analyse numérique de pointe à l’ordinateur a été utilisée pour le processus de conception qui a été réalisé au moyen de l’approche d’état limite. Ceci a nécessité l’analyse d’un grand nombre de cas de chargements, et l’article décrit comment les données ont été traitées pour produire les informations pour la conception. Un programme élaboré d’essais de chargement sur pieux a été entrepris et des prédictions de classe A du comportement en déflexion sous chargement tant axial que latéral ont montré une concordance assez bonne avec les résultats des essais de chargement. En dépit de cette concordance, les tassements globaux des tours observés durant la construction étaient appréciablement inférieurs à ceux prédits. On discute des raisons possibles de cet inconsistance. Mots clés : histoire de cas, semelles/fondations, essais à l’échelle naturelle, pieux, radiers, tassement. [Traduit par la Rédaction] Poulos and Davids 730

Introduction

The Emirates project is a twin tower development in Dubai, one of the United Arab Emirates (UAE). The towers are triangular in plan form, with a face dimension of approximately 50–54 m. The taller office tower has 52 floors and rises 355 m above ground level, whereas the shorter hotel tower is 305 m tall. These towers are more than double the height of the nearby World Trade Centre, which was formerly the tallest building in Dubai. The office tower is currently the eighth tallest building in the world, and the hotel tower is the 17th tallest. The twin towers are on an approxi-

mately 200 000 m2 site, which also incorporates low-level retail and parking podium areas. Figure 1 shows a photograph of the towers just after the completion of construction. The foundation system for both towers involved the use of large-diameter piles, in conjunction with a raft. This paper describes the geotechnical investigation undertaken for the project and the process used for the foundation design. It also presents the results of a major program of pile testing and compares predicted and observed test pile behaviour. Finally, some limited data on settlements during construction of the towers are presented, together with the predicted values.

Received 21 April 2004. Accepted 24 November 2004. Published on the NRC Research Press Web site at http://cgj.nrc.ca on 8 June 2005. H.G. Poulos.1 Coffey Geosciences Pty Ltd., 8/12 Mars Road Lane Cove West, P.O. Box 125 North Ryde, NSW 1670, Australia and The University of Sydney, Department of Civil Engineering, NSW 2006, Australia. A.J. Davids.2 Building Structures, Hyder Consulting Pty Ltd., 116 Miller St., North Sydney, NSW 2065, Australia.

1 2

Corresponding author (e-mail: harry_poulos@coffey.com.au). Present address: Coffey Geosciences Pty Ltd., 8/12 Mars Road Lane Cove West, P.O. Box 125 North Ryde, NSW 1670, Australia.

doi: 10.1139/T05-004 © 2005 NRC Canada

Can. Geotech. J. 42: 716–730 (2005)

The deepest boreholes were located below the tower footprints. because of the compressibility of the apparatus being of a similar order to that of some of the samples. These revealed layers of sand or silty sand overlying very weak to weak sandstone. and the groundwater level was relatively close to the surface. and undrained static and cyclic triaxial shear tests to assess the possible influence of cyclic loading on strength and to investigate the variation of soil stiffness and damping with axial strain. In addition to standard SPTs and permeability tests. Rotary coring was carried out thereafter.6 m DMD. Test results From the viewpoint of the foundation design. pressuremeter tests. increasing to 60 at depths of 8–10 m.2 and 4 MPa. Conventional laboratory tests. The SPT values generally ranged between 5 and 20 in the upper 4 m. was about 31°. The Emirates Twin Towers soon after completion of construction. with most values lying within the range of 0. Consequently.Poulos and Davids 717 Fig. Standard penetration tests (SPTs) were carried out at nominal 1 m depths in the upper 6 m of each borehole and then at 1.5–1. point load index tests.5 m intervals. it was clear that this preliminary information was inadequate. were carried out. and rock quality designation values were also between about 60% and 100%. which are summarized in Table 1 by material descriptions commonly adopted in Dubai. In addition. a considerable amount of more advanced laboratory testing was undertaken. (v) Cyclic triaxial tests were carried out with one-way cyclic loading and a maximum stress of up to 930 kPa. drained direct shear tests. It could therefore be susceptible to earthquake-induced settlements. thus indicating that it was unlikely that major fracturing or voids would be present in the areas tested. (ii) The cemented materials were generally very weak to weak. The design of such a system requires information on both the strength and the stiffness of the ground. with uniaxial compressive strength (UCS) values ranging between about 0.5 MPa. © 2005 NRC Canada . These tests indicated that the unit 4 sand deposit had the potential to generate significant excess pore pressures under cyclic loading and to accumulate permanent deformations under repeated one-way loading. The ground surface was typically at a level of +1 to +3 m Dubai Municipality datum (DMD). Foundation parameter assessment and the geotechnical model In situ and laboratory testing Because of the relatively good ground conditions near the surface. This investigation involved the drilling of 23 boreholes to a maximum depth of about 80 m. and site uniformity borehole seismic testing were carried out. typically between 0 and –0. some of the relevant findings from the in situ and laboratory testing were as follows: (i) The site uniformity borehole seismic testing did not reveal any significant variations in seismic velocity. For the twin tower development. and oedometer consolidation tests. boreholes below the low-rise areas tended to be considerably shallower. including classification tests. This included stress path triaxial tests for settlement analysis of the deeper layers. Ground investigation and site characterization Preliminary geotechnical data for the site were available from earlier investigations via a series of boreholes drilled to about 15 m depth. hence. so it was considered adequate to characterize the site with a single geotechnical model. a comprehensive series of in situ tests was carried out. a piled raft system was deemed appropriate for the foundation of each tower. until an SPT value of 60 was achieved. vertical seismic shear wave testing. Figure 2 shows the borehole information along a section that passes through the two towers. It was found that the stratigraphy was relatively uniform across the whole site. a comprehensive investigation was carried out. Core recoveries were typically 60%–100%. 1. unconfined compression tests. from direct shear box tests. (iv) The oedometer data for compressibility were considered unreliable. chemical tests. constant normal stiffness (CNS) direct shear tests (Lam and Johnston 1982) for pile skin friction under both static and cyclic loading. (iii) The average angle of internal friction of the near-surface soils. resonant column testing for small-strain shear modulus and damping of the foundation materials. The investigation revealed seven main strata.

Geotechnical conditions. With the exception of one sample. Figure 3 summarizes the values of Young’s modulus obtained from the following tests: (i) seismic data (reduced by a factor of 0. (ii) resonant column tests (at a strain level of 0. 2005 Table 1. 1 2 3 4 5 6 7 Designation Silty sand Silty sand Sandstone Silty sand Calcisiltite Calcisiltite Calcisiltite Material description Uncemented calcareous silty sand. and (iv) unconfined compression tests (at 50% of ultimate stress).1%). J. very weakly to moderately well cemented As for unit 5 As for unit 5 Avg. For the assessment of dynamic response under wind and seismic loading conditions.0 Note: DMD. 42. elevation of base of unit (m DMD) –3. Young’s modulus values for rapid loading conditions were also required. to account for a strain level appropriate to the overall behaviour of the pile foundation). together with internal damping values for the various strata. as a function of depth below the surface. Geotechnical model The key design parameters for the foundation system were the ultimate skin friction of the piles. the ultimate endbearing resistance of the piles. the ultimate bearing capacity of the raft. Dubai Municipality datum.1 –53. Unit No. 5. and the Young’s modulus of the soils for both the raft and the pile behaviour under static loading. variably cemented. Can. Summary of main strata at site. Geotech. with localized well-cemented bands Variably weathered. loose to moderately dense Variably and weakly cemented calcareous silty sand Calcareous sandstone. The geotechnical model for foundation design under static loading conditions was based on the relevant available in situ and laboratory test data and is shown in Fig. slightly to highly weathered. DMD. Figure 4 shows the ultimate static shear resistance.718 Fig. Dubai Municipality datum.5 –68. depending on the degree of cementation. Vol. The measured values from the CNS tests were within and beyond the range of design values for static skin friction of piles in cemented calcareous soils tentatively suggested by Poulos (1988). derived from the CNS test data. The ulti© 2005 NRC Canada .3 –8. all tests showed a maximum shear resistance of at least 500 kPa.1 –26. 2. (vi) The CNS shear tests indicated that cyclic loading had the potential to significantly reduce or degrade the skin friction after initial static failure and that a cyclic stress of 50% of the initial static resistance could cause failure during cyclic loading.8 –33.5 –79. (iii) laboratory stress path tests. designed to simulate the initial and incremental stress states along and below the foundation system.2. that range was between 100 and 500 kPa. well cemented Calcareous silty sand. resulting in a very low postcyclic residual strength.

whereas the ultimate end-bearing values for the piles were assessed on the basis of correlations with the UCS data (Reese and O’Neill 1988) and also on the basis of previous experience with similar cemented deposits (Poulos 1988). Ultimate skin friction values from CNS tests. the tangents of which were reduced by a factor of two thirds to allow for the effects of soil compressibility. Fig. Limit state design approach Ultimate limit state The piled raft foundation was designed via a limit state approach based on Australian Standard AS 2159–1995. The design criteria for the ultimate limit state were as follows: R* ≥ S * s R* ≥ S * g © 2005 NRC Canada [1] [2] .Poulos and Davids Fig. there is a reasonably consistent general pattern of variation of modulus with depth. “Piling—Design and installation” (AS 2159 1995). as suggested by Poulos and Chua (1985). which should have reflected realistic stress and strain levels within the various units. pu. 3. Considerable emphasis was placed on the laboratory stress path tests. Summary of Young’s modulus values. 3. 4. Although inevitable scatter exists among the different values. The values for the upper two units were obtained from correlations with the SPT data. 719 mate skin friction values were based largely on the CNS data. was estimated from bearing capacity theory for the inferred friction angles. The values of Young’s modulus were derived from the data summarized in Fig. The bearing capacity of the various layers for shallow foundation loading.

and η is a factor assessed from geotechnical laboratory testing. . ultimate pile end bearing. taken to be 150 mm. moment loading. Geotech. the worst response arising from the pile–soil–raft interaction may not occur when the pile and raft capacities are factored downwards. as follows: [3] ηR* ≥ S * gs c where R* is design geotechnical shaft capacity. The values for R* and R* were obtained from the s g estimated ultimate structural and geotechnical capacities. taken to be 1/350 here. J. Beneath the raft. drained Poisson’s ratio. more complete analyses of the foundation system were undertaken with the computer program geotechnical analysis of raft with piles (GARP) (Poulos 1994). This program uses a simplified boundary element analysis to compute the behaviour of a rectangular piled raft when subjected to applied vertical loading. [1]) was also applied to each individual pile. 18 load combinations were analyzed: 1 loading set for the ultimate dead and live loading only. a criterion was imposed for the whole foundation to cope with the effects of repetitive loading from wind action. and free-field vertical soil movements. Eu. fb.0 MPa was adopted for the ultimate bearing capacity. For the piles. four groups of 4 loading sets for various combinations of dead. and torsional bending moments at each node in the raft. longitudinal. R* is design s g geotechnical strength. v ′. The value for S * was obtained from computer analyses. this capacity was taken as the sum of the shaft and base capacities. limiting values of contact pressure in compression and tension can be specified so that some allowance can be made for nonlinear raft behaviour. c which gave the cyclic component of load on each pile for various wind loading cases. ultimate lateral pile–soil pressure. In addition to the normal design criteria. and S* is design action effect (factored load combination). was 0. as expressed by eqs. Geotechnical model adopted for design. θmax is the maximum computed local angular rotation. The pile and raft capacities were fac© 2005 NRC Canada where R* is design structural strength. Pile–pile interactions are incorporated via interaction factors. Load combinations For each tower. with undrained soil parameters for the wind loading cases and with drained soil parameters for the dead and live loading only cases. In addition to GARP. it was assumed that the portion of the raft providing additional bearing capacity had a diameter of 3. multiplied by appropriate reduction factors. Analyses Conventional pile capacity analyses were used to assess the ultimate geotechnical capacity of the piles and raft. additional calculations were carried out for geotechnical reduction factors of both less than 1 (0. For the geotechnical ultimate limit state. In these conventional analyses.6. the transverse. and θall is the allowable angular rotation. E′. fs. [1] and [2]. and a value of 2. on the basis of laboratory data from CNS tests. The output of GARP includes the settlement at all nodes of the raft.6) and equal to 1. In this case.6 m (three pile diameters) around each pile. and wind loading for the ultimate limit state.720 Fig. The value selected for η. For the raft. The raft is represented by an elastic plate. and the structural strength criterion (eq. ultimate shaft friction. and 1 loading set for the long-term serviceability limit state (dead plus live loading). In additional to the conventional analyses. 5. pu. the simplified boundary element program deformation analysis of pile groups (DEFPIG) (Poulos and Davis 1980) was used to obtain the required input values of the pile stiffness and pile– pile interaction factors for GARP and for computing the overall lateral response of the foundation system (ignoring the effect of the raft in this case). live. and the piles are represented by elastic–plastic or hyperbolic springs. the structural reduction factor was taken as 0. the contact pressures below the raft. ρall is the allowable foundation settlement. Vol.5. account was taken of the layering of the geotechnical profile and the large size of the foundation. the soil is modelled as a layered elastic continuum. Can. and the vertical loads on each pile. 2005 Serviceability limit state The design criteria for the serviceability limit state were as follows: [4] [5] ρmax ≤ ρall θmax ≤ θall where ρmax is the maximum computed foundation settlement. The above two criteria were applied to the entire foundation system. which can interact with each other and with the raft. undrained Young’s modulus. drained Young’s modulus. Both GARP and DEFPIG were used for the ultimate limit state. S * is maxigs c mum amplitude of wind loading. 42. As a consequence.

Contour interval: 5 mm. [3] for cyclic loading. but the fact that the analysis does not predict .5 m deep walls. and locations of the foundation piles were altered several times during the design process. as discussed in the “Ultimate limit state” section above. The geotechnical and structural designers collaborated closely in an iterative process of computing structural loads and foundation response. The calculated values of settlement and angular rotation are not meaningful. which had a somewhat different pile layout.5 m thick. Tower Office Hotel Max. They were also used for the serviceability limit state. In general.5. although the raft itself was only 1. depth. which will be discussed later. Raft design During the design process. Computed maximum settlement and angular rotation ultimate limit state. Similar settlement contours were developed for the office tower. the effects of raft thickness were studied. who put them into a program for the complete analysis of the structure and foundation. but it was found that the performance of the foundation was not greatly affected by raft thickness within the range of feasible thicknesses considered. angular rotation 1/384 1/378 collapse (or very large settlements and angular rotations) indicates that the main geotechnical design criterion in eq. angular rotation 1/273 1/256 721 Table 3. Table 2. Figure 6 shows the contours of settlement for the hotel tower after 24 months as computed by the GARP analyses. thus satisfying the requirements of the criterion in eq. the pile and raft capacities have been reduced by a geotechnical reduction factor of 0. the piles are generally located beneath the load-bearing walls. Initially. the piles were located directly below 4. 6. Subsequently. for the final assessment of raft moments and shears. Also shown in this figure are the contours of predicted final settlement. Serviceability limit state: overall foundation Table 3 summarizes the computed maximum settlement and angular rotation under serviceability loading conditions as determined by the GARP analyses. the overall foundation systems were assessed to be satisfactory from the viewpoint of serviceability. because no account was taken of the effects of the stiffness of the structure itself in these calculations. Foundation design Pile layout The number. For both foundation systems. the computed pile stiffnesses and raft contact pressures were provided to the structural engineer. Therefore. the predicted settlements showed a “dishing” pattern. which spanned the raft and the first-level floor slab. they nevertheless satisfy the design criteria set out in the “Serviceability limit state” section. GARP was used to obtain estimates of the largest bending moments and shears in the raft for any of the combinations of ultimate limit state loadings. [2] is satisfied: that is. These walls acted as “webs”. diameter. Computed final settlement contours for the hotel tower. Ultimate limit state: overall foundation Table 2 summarizes the maximum computed settlement and angular rotation for each tower under the worst ultimate limit state loadings as determined by the GARP analyses. above.2 m in diameter and extended 40 or 45 m below the base of the raft. Although the computed values are relatively large. which forced the raft and the slab to act as the flanges of a deep box structure. For the cases here. the average ratio of cyclic component of load to design shaft resistance was found to be less than 0. settlement (mm) 134 138 Max. the reduced foundation resistances clearly exceed the worst ultimate limit state loadings. the piles were primarily 1. with the settlements near the centre being significantly greater than those near the edge of the foundation. In the final design. Thus. Computed maximum settlement and angular rotation serviceability limit state. It can be observed that for both towers. settlement (mm) 185 181 Max.6. This deep box structure created a relatively stiff base for the tower superstructure. It was therefore decided to use a raft 1. but the pile and raft resistances were unfactored in this case. Figure 6 shows the foundation layout for the hotel tower. Tower Office Hotel Max.Poulos and Davids Fig. it was realized that the moments thus computed were likely to be greater than the actual moments. Although the settlements were © 2005 NRC Canada tored.5 m thick for the final design.

722 Can. Because of the greater propensity of the calcareous sand to generate excess pore pressures under cyclic loading.2 m diameter pile with 4% reinforcement. the number of piles was increased from 68 to 92. It was found that in the fre- quency range of interest (up to about 0. Combined with the moments developed by the lateral loading. and bending moment in each pile were computed by the following process: (i) the maximum axial force was computed from the GARP analyses for the various loading combinations. a number of options were considered. This study was undertaken to facilitate the design of structural interfaces between various parts of the project and in particular the interface between the towers and the podium structure. and for a 500 year return period. Consequently. increasing the number of 1. the maximum axial force.5 m.2 m diameter piles. A number of the piles reached their full geotechnical design resistance. The grading curves for these soils indicated that they might fall into the range commonly considered to be easily liquefied. Following the recommendations of Gazetas (1991).05 for vertical and rocking motions and 0. it did enable the stiffness of each pile within the group. To address the problem of overstressing of the piles. the potential for site amplification was estimated simply on the basis of the site geology. From the resonant column laboratory test data. so undrained conditions prevailed in the soil profile. depending on the borehole considered. related to the shear wave velocity within the upper 30 m of the geotechnical profile (Joyner and Fumal 1984). the program DEFPIG was used. Seismic hazard assessment A seismic hazard assessment was carried out by a specialist consultant. allowing for interaction effects among the piles but ignoring any contribution of the raft to the lateral resistance. but the foundation as a whole could still support the imposed ultimate design loads and therefore satisfied the design criterion in eq. On this basis. The presence of uncemented sands near the ground surface and below the water table suggested that the possibility of liquefaction during a strong seismic event. Assessments were then made of the potential for ground motion amplification and for liquefaction at the site. the average value of the internal damping ratio was found to be about 0.7–0. a conservative approach was adopted. The range of frequencies was assessed to be lower than the natural frequency of the soil profile.5. (v) The dynamic stiffness of the piles in the group environment was equal to the static stiffness. For the pile stiffness calculations. The overall risk of liquefaction was assessed on the basis of the liquefaction potential index defined by Iwasaki et al. the resulting values of moment and shear from the structural analysis were significantly smaller than those from the oversimplistic modelling of the raft as a uniform flat plate in the GARP analysis. (iv) The pile heads were fixed against rotation to simulate the effect of the restraint provided by the raft. incorporating dynamic interaction factors and dynamic pile stiffnesses. and for the office tower. the peak ground acceleration was assessed to be 0. Site settlement study An assessment was made of the settlement over the entire site at various times after the commencement of construction. to be evaluated straightforwardly). and the design earthquake magnitude was assumed to be 7. On this basis. Pile design To enable assessment of the piles from the standpoint of structural design. 42. The overall group was analyzed under the action of the various wind loadings. the foundation damping ratio was taken to be 0. allowing for interaction effects.04 for lateral and torsional motions. (ii) The loadings from the most severe case of wind loading were considered. and increasing the diameter of the “problem” piles to 1.2 m diameter piles in the problem areas. (1984). Because of the lack of detailed information on likely earthquake time histories. including increasing the reinforcement in the 1. the risk of liquefaction was judged to be low to very low. Geotech. This index considers the factor of safety against liquefaction within the upper 20 m of the soil profile. The methodology involved the integration of the settlement due to each of the towers (considered as distributed loadings) and due to the low-rise structures (considered as a © 2005 NRC Canada . 2005 generally similar to those computed by GARP. the site was assessed to have a relatively low potential for amplification. little or no radiation damping could be relied on from the piles. approximate dynamic analyses were also undertaken.05. and (ii) the maximum lateral shear force and bending moment were computed with the program DEFPIG. (iii) The loading was very rapid. in which only a small amount of fines was considered. with the following simplifying assumptions: (i) Each pile carried an equal share of the vertical and lateral loads (although this might not have been an entirely realistic assumption. The procedure described by Seed and de Alba (1986) was used as a basis for assessing liquefaction resistance with SPT data. there appeared to be no need to consider special measures to mitigate possible effects of liquefaction within the upper uncemented soil layers. so all the damping would be derived from internal damping of the soil. dynamic effects on stiffness were minor. the load on some of the piles fell outside the original design envelope for a 1.8 Hz.2 Hz). It was found that the largest axial forces were developed in the piles near the corners and in two of the core piles. as supplied by the structural engineer. which was of the order of 0. the total number of piles was increased from the original 91 to 102. lateral force. using the approach outlined by Gazetas (1991). and for the hotel tower. To check the latter assumption. Dynamic response The structural design required information on the vertical and lateral stiffness of the individual piles in the two tower blocks for a dynamic response analysis of the entire structure–foundation system. and in general the static stiffness values provided an adequate approximation of the dynamic foundation stiffness. As a consequence. Vol. J.075g. [2]. The second option was adopted.

The Mindlin equations are then used to compute ground settlements outside the loaded area. The PIGS program uses the equations of Randolph and Wroth (1978) to compute the single-pile stiffness values. to allow measurement of strains along the pile shafts © 2005 NRC Canada . Table 4 summarizes the tests carried out. the maximum pile diameter for the pile load tests was 0.9 m. In each of the cyclic tension tests. allowing for the gradual increase of load with time (Taylor 1948). In the lateral load tests. Contour interval: 10 mm. it will be observed from Table 4 that the two compression tests on the 0.6 0. The rate of settlement of the towers was based on the solution for an equivalent isolated surface circular load. 40 m in diameter. the cyclic tension tests were carried out prior to the lateral loading test.20 Office Initial estimated value.6 0. with an impermeable base layer and a free-draining surface layer (Davis and Poulos 1972). Tower Hotel Test pile No. and as a consequence. For piles P2(O) and P(2)H. 7. the settlements were available from the GARP analyses for the serviceability loadings. Each anchor had a diameter of 100 mm and a total length of 40– 45 m. (ii) The settlements due to tower loadings that occurred at points outside the towers were computed with the pile group settlement (PIGS) computer program (developed in-house by the first author). a coefficient of consolidation of 800 m2/year was assumed on the basis of field permeability tests and the assessed Young’s modulus values for the various layers.50a 3. with steel casing being provided in the upper 3–4 m of each shaft. The following procedure was developed: (i) For the towers themselves. and the reaction was provided by 22 anchors drilled into the underlying unit 5 calcisiltite. Four main types of instrumentation were used in the test piles: (i) strain gauges (concrete embedment vibrating wire type). Pile load test program As part of the foundation design process. The test program involved the installation of three test piles at or near the location of each of the two towers. four parcels of uniform one-way cyclic load were applied. the main purpose being to assess the validity of the design assumptions and parameters. the loading was supplied by a series of jacks.7 0. and the approximate approach described in Fleming et al.9 0. 7.5 m. the relationship between settlement and distance was obtained. For the PIGS and FLEA analyses. P3(H) P1(H) P2(H) P2(H) P3(O) P1(O) P2(O) P2(O) Diameter (m) 0. Nevertheless. For the tension tests.6 0. The computer program finite layer elastic analysis (FLEA) (Small 1984) was used to compute the variation of surface settlement with distance from each loaded area. the test pile was jacked against the adjacent 0.9 m diameter piles involved a very high maximum test load of 30 MN.25b 0.50a 3.and three-dimensional consolidation theory.9 0. For the compression tests. This program uses a simplified approach to compute the settlements both within and outside pile groups subjected to vertical loading.5 × maximum load in static tension test. b a series of equivalent uniform loadings) at defined points across the site. (iii) The loads acting on the low-rise areas were modelled as a series of uniformly loaded circular areas. For the low-rise areas. Maximum load in cyclic test = 0. test load (MN) 30. The anchors were connected to the test pile via two crowns (a larger one above a smaller unit) located above the jacks and load cells. (iv) The rate of settlement over time for both the tower foundations and the distributed loads was calculated on the basis of two.00 6. the centre-tocentre spacing between the piles being 4. Because of the very large design loads on the piles.7 0. the reaction was supplied by a pair of reaction piles 12 m long. located above a compressible material 60 m deep. a program of pile load testing was undertaken. The settlement at 289 points over the site was computed for 6-month intervals after the commencement of construction.7 Length (m) 40 25 25 25 40 25 25 25 Test type Compression Static tension Cyclic tension Lateral Compression Static tension Cyclic tension Lateral 723 Max. Test details Figure 8 shows the test setup for the 0.9 m diameter test piles.00 6. Table 4. For each of these loadings.9 m diameter compression test pile. linear soil behaviour was assumed. For these calculations. All piles were drilled under bentonite slurry support. with a crossbeam connecting the heads of the test and reaction piles. it was not considered feasible to test full-size piles in compression. Summary of pile load tests. (1992) is used to compute pile interaction factors. actual value was different. A large Excel spreadsheet was developed to allow the summation of the effects of all 188 circular loads and two towers assumed in the model.Poulos and Davids Fig.20 30. the solutions for the rate of settlement of a strip foundation were used.25b 0. A typical contour plot for 24 months is shown in Fig. to allow for the continuity of loading. Computed settlement contours around the site after 24 months.

44 strain gauges were used. prior to the commencement of testing. Predicted and measured test pile behaviour Compression tests Comparisons between predicted and measured test pile behaviour were made after the results of the tests were made © 2005 NRC Canada . 13 strain gauges (out of a total of 108) did not function properly: 1 on P3(H). and (iv) displacement transducers. 42. (ii) Static and Cyclic Axial Response of Piles (SCARP). and (iii) ERCAP. Vol. 4 at each of 11 levels. did not function properly. The input geotechnical parameters for the predictions were those used for the design. to enable measurement of rotation with depth and hence assessment of lateral displacement with depth. The following programs were used to make the predictions: (i) PIES. there were 32 strain gauges. class A predictions of the load–deflection response of the test piles were calculated and communicated to the main consultant. 4 at each of 8 levels. for the P1 and P2 piles. with some minor modifications to allow for the specific conditions revealed during installation of the test piles. 5. J. For the office piles. for cyclic tension tests (Poulos 1990). It was therefore expected that the predictions for the cyclic tension test would be less accurate than those for the static tests. 8. the strain gauges performed reasonably reliably. but some of the parameters relating to displacement accumulation had to be assessed on the basis of judgement and previous experience with similar deposits (Poulos 1988). 4 on P2(H).724 Fig. (iii) inclinometers (a pair. Can. Some indication of skin friction degradation was available from the CNS test data. The program SCARP. For the two P3 piles. however. Class A predictions To provide some guidance on the expected behaviour of the piles during the test pile program. and 8 on P1(H). Setup for axial pile load tests. All three programs were based on simplified boundary element analyses that represented the soil as a layered continuum and were capable of incorporating nonlinear pile–soil responses and considering the effects of the reaction piles. The geotechnical model was similar to that used for design (see Fig. Young’s modulus for the piles was assumed to be 30 000 MPa. 5). In general. for lateral load tests (CPI 1992). and for the hotel piles. Geotech. required additional data on cyclic degradation characteristics for skin friction and end bearing. and extensometers were installed at 8 levels. for each pile for the lateral load tests). The strain gauge readings were generally consistent with the extensometer readings. all on P3(O). to measure vertical and lateral displacements. as shown in Fig. and extensometers at 5 levels. only 3 of the strain gauges. 2005 and hence estimation of the axial load distribution: (ii) rod extensometers. at 180°. for static compression and tension tests (Poulos 1989). to provide additional information on axial load distribution with depth.

The agreement at 15 MN load is reasonable. Figure 9 compares the measured and predicted load–settlement curves for test P3(H) and reveals a fair measure of agreement in the early stages. Predicted and measured load–settlement behaviour for pile P3(H). indeed.5 MN. The corresponding comparison for office tower test pile P3(O) also revealed good agreement in the early stages. and the maximum applied load of 30 MN exceeded the estimated ultimate load capacity of about 23 MN. available. because the test pile had a larger diameter (700 mm) than the originally planned 600 mm on which the predictions were based. 11. exceed the measured values. These values are derived for the maximum applied test loads and are likely to be less than the actual ultimate values. 10. Indeed. indicating that the actual load transfer to the soil (i. 9. but again. the predicted ultimate load capacity of 23 MN was exceeded. DMD. Predicted and measured load–uplift behaviour for tension test on pile P1(H). Figure 10 shows the measured and predicted distributions of axial load with depth for two applied load levels.7 MN. The fact that the actual capacity exceeded the predicted value was significant. but the maximum applied load of 5. the values used for design appear to be comfortably conser© 2005 NRC Canada . Also shown are the ultimate values adopted for the design process. but at 23 MN the measured loads at depth are less than those predicted.5 MN exceeded the predicted ultimate value of about 4.e. Predicted and measured axial load distribution for pile P3(H). 9 that the actual ultimate load capacity is likely to be well in excess of the maximum applied load of 30 MN. Dubai Municipality datum. 725 Fig.. however.Poulos and Davids Fig. and these are in reasonable agreement with the measured values. because the values of ultimate skin friction used for the predictions were well in excess of values commonly used for bored pile design at that time in Dubai. The predicted settlements. At higher loads. Static tension tests Figure 11 compares the measured and predicted load–displacement curves for the static tension test on pile P1(H) and indicates good agreement up to about 2 MN. it is clear from Fig. the ultimate shaft friction) was greater than predicted. For the office tower test pile. Figure 12 shows the values of ultimate skin friction inferred from the axial load distribution measurements for both the compression and the tension tests. the actual displacement exceeded the predicted value. Fig. although the maximum load in that case was about 7. a similar measure of agreement was obtained.

Clearly. reaching an upward displacement of the order of 1%–2% of diameter). Geotech. the theory significantly underestimates the accumulation of displacement at higher load levels. 12. from a practical viewpoint. hold significant promise as a means of measuring relevant pile skin friction characteristics in the laboratory. Ultimate skin friction values: design values and values derived from load tests. this accumulation was more pronounced at higher load levels. assumes that the accumulated settlement of the soil at each element of the pile is related to the number of cycles of loading and the cyclic stress level at that element. 14. Four parcels of one-way cyclic load were applied. Can. and the analysis computes the resulting accumulated pile head settlement and the distribution of load along the pile. Cyclic tension tests Figure 13 shows the results of the cyclic tension test for hotel tower pile P2(H). Nevertheless. 42. Although the predictions at loads of <1 MN are reasonable. 13. and this expectation was borne out by the comparisons. the tests indicated that the foundation rotations under repeated wind loading could be larger than predicted if the piles were subjected to a © 2005 NRC Canada . J. The computed settlements are imposed on the pile as external soil movements. based on an empirical approach originally developed by Diyaljee and Raymond (1982).e. This analysis. Vol. The predictions from the SCARP analysis are also shown in Fig. 2005 Fig. The approach is very approximate and clearly has been unable to reproduce the real behaviour of the pile under cyclic tension loading. and for each parcel there was an accumulation of displacement with increasing number of cycles. Fig. vative. the extent of displacement accumulation under cyclic loading was underestimated in the SCARP analysis. Measured and predicted lateral load versus displacement for pile P2(H). which were used as the primary basis for selecting the design values of skin friction.. It is interesting to note that the design values were substantially larger (by about a factor of two) than the design values commonly used in the UAE prior to the project. A similar (and limited) level of agreement was obtained for the test on office tower test pile P2(O). It appears that the CNS tests. 13.726 Fig. However. the important feature of the cyclic tension tests was that a load of about 50% of the static ultimate load could be applied without the pile failing (i. Measured and predicted load–uplift behaviour for cyclic uplift test on pile P2(H). It had been expected that predictions of cyclic response might not be accurate.

the predicted deflections would have been considerably larger than those measured. Although the magnitude of the measured settlements is far smaller than predicted. Both the test pile and the reaction pile responses are plotted. 6). an assumed rate of construction. the foundation experienced a dishing distribution of settlement. This characteristic has been observed from other analyses (for example. which is similar to that measured on some other high-rise structures on piled raft foundations.5 m depth. Thus. A similar measure of agreement was found for the office tower pile. The agreement is generally good. Measured and predicted time–settlement behaviour for the hotel tower. a characteristic that was not predicted. despite the considerable thickness of the raft and the apparent stiffness of the structure. Matlock and Reese 1960) and may also reflect the fact that the stiffness of the ground beyond about reduced level (RL) –4 m was greater than assumed in the analysis.. cyclic tension in excess of about 25% of the ultimate static uplift load capacity. a height of about 215 m). 1994). 727 Fig. this was not the case. 16 for two typical points within the hotel tower. being only about 25% of the predicted values after 10–12 months. Figure 16 shows that the actual measured settlements were significantly smaller than those predicted. Had this interaction not been taken into account. Figure 15 shows the predicted and measured deflection profiles along the hotel tower test pile at an applied load of 150 kN. which is a similar order to that measured. particularly the Messeturm in Frankfurt. the distribution bears some similarity to that predicted. and these are compared with the predicted time–settlement relationships in Fig. the tower had reached about 70% of its final height (i. although there is a tendency for the predicted deflections to be smaller than the measured values as the load level increases. A similar level of disagreement was found for the office tower. although the measurements indicate a reversal of direction of deflection at about 3. At the time of the last available measurements. The time–settlement predictions were based on the predicted distribution of final settlement (Fig. Measurements were available only for a limited period during the construction process.e. Germany (Sommer 1993. although the initial prediction had to be modified to allow for the larger as-constructed diameter of the test pile. 16. Dubai Municipality datum. Franke et al. Possible reasons for discrepancies The disappointing lack of agreement between measured © 2005 NRC Canada Measured and predicted building settlements Comparisons during construction The generally good agreement between measured and pre- . Measured and predicted deflection distributions for pile P2(H). and a rate of settlement computed from three-dimensional consolidation theory. Unfortunately. The agreement in both cases is reasonably good.Poulos and Davids Fig. DMD. The sharp kink in the measured deflection profile may also be due to the change in stiffness caused by the transition from a cased to an uncased pile. It should be noted that the predictions took account of the interaction between the test pile and the reaction pile. Figure 17 shows the contours of measured settlement at a particular time during construction for the hotel tower. 15. The predicted ratio of final settlement at T4 to that at T15 is about 0. Lateral load tests Figure 14 shows the predicted and measured load– displacement curves for the hotel tower test pile. dicted performance of the test piles gave rise to expectations of similar levels of agreement for the entire tower structure foundations.7.

the first two of these suggested reasons did not seem to be likely. 1) used for the predictions lies considerably above those for what are considered (in retrospect) more realistic assumptions. it had been assumed that the soil or rock between the piles had the same stiffness as that around the pile and that the rock below the pile tips had a constant stiffness for a considerable depth. (iii) The rate of consolidation may have been much slower than predicted. because of the lower levels of strain within the rock below the pile tips is also likely to increase significantly with depth. Vol. Figure 18 shows the computed relationships between interaction factor and spacing for a variety of parameter assumptions. The various cases are summarized in Table 5. (v) The stiffness of the ground below RL –53 m may have been underestimated. Calculations were therefore carried out to assess the sensitivity of the predicted settlements to the assumptions made in deriving interaction factors for the piled raft analysis with GARP. On the basis of the information available during construction. (iv) The effects of pile interaction within the piled raft foundation may have been overestimated. 18. Measured settlement contours for the hotel tower. Since the foundations analyzed contained many © 2005 NRC Canada . J. pile diameter. because of both the increasing level of overburden stress and the decreasing level of strain. d. (ii) The time–load pattern may have differed from that assumed. When the program DEFPIG was used to derive the interaction factors originally used. and predicted settlement of the towers prompted a “postmortem” investigation of possible reasons for the poor predictions. Summary of revised calculations for the hotel tower. s. pile spacing. In reality. modulus to nearpile modulus 1 5 5 5 1 Max. and the last two were considered to be the most likely. Sensitivity of computed interaction factors to analysis assumptions. The ratio of the modulus of the soil between the piles to that near the piles was increased to 5. Fig. Contour interval: 1 mm. Modulus below 53 m (MPa) 80 80 200 600 600 Ratio of max. At least five reasons were suggested: (i) Some settlements may have occurred prior to the commencement of measurements. the ground between the piles is likely to be stiffer than that near the piles. settlement (mm) 138 122 74 40 58 Can. and the modulus of the material below the pile tips was increased from the original 80 MPa to 600 MPa (the value assessed for the rock at depth). It can be seen that the original interaction curve (No. 42. Geotech. settlement (mm) 91 85 50 23 32 % load on piles 93 93 92 92 92 Fig. 2005 Case Original calculations Case 2 Case 3 Case 4 Case 5 Min.728 Table 5. 17. The DEFPIG program was therefore used to compute the interaction factors for a series of alternative (but credible) assumptions regarding the distribution of stiffness both radially and with depth.

The importance of proper assessment of the geotechnical model in computing the effects of group interaction has again been emphasized by this case history. 1984. and Raymond. Géotechnique. pp. 1984. Patrick Wong. 2nd ed. CPI. Piling—Design and installation (AS 2159–1995). G. W.P. static and cyclic tension tests. Standards Australia. 108(GT10): 1215–1229.K. In addition. If this case had been used for the calculation of the settlements during construction. 1995. and Poulos. Van Nostrand Reinhold. Yeung and G. American Society of Civil Engineers. Jeff Forse. R.T. as small inaccuracies in the interaction factors can translate into large errors in the predicted group settlement (for example. The substantial design effort was complemented by a comprehensive program of pile load testing. Australia. E. A.H. New York. Paul Gildea. Acknowledgements The permission of His Highness General Shaikh Mohammed bin Rashid al-Maktoum to publish this paper is gratefully acknowledged. and Tokida.. pp. Australia. Conclusions The comprehensive investigation and testing program for the Emirates project enabled the site to be characterized more completely than is usually possible with many projects. Sydney. Such interaction therefore promotes the development of effective and economical foundation and structural designs.G. Tex.. AS 2159. Australia. Vol. Y. and it was found that at least some of the differences could be attributed to the conservative assumptions made in deriving the pile settlement interaction factors that were used in the piled raft analysis. Lutz. 1982. James Apted provided expert advice in relation to pile testing. K.A. T. 22(1): 95–114. Modern methods of in situ and laboratory testing were used in conjunction with advanced methods of foundation analysis to design the piled raft foundations. There appears to be potential for this type of test to provide a rational means of measuring pile skin friction characteristics in the laboratory. the potential for overprediction of settlements was considerable. Edited by H. this experience was not incorporated into the class A pile group settlement predictions for the towers.Y. Sydney.. The limit state approach used for the foundation design involved a great deal of analysis (particularly because of the large number of load combinations to be considered). Weltman. Diyaljee. and El-Mossallamy. 1991. which is in much closer agreement with the measured value of about 10 mm than the original predictions. and the minimum settlement is about 25% of the original value. H. W. When more realistic (in retrospect) assumptions References Al-Douri. 1669–1672. In particular. College Station. The interaction factors used clearly have a great influence on the predicted foundation settlements.G. Use of measured shear-wave velocity for predicting geological site effects on strong motion. Piling engineering.K. Soil Dynamics and Earthquake Engineering. Measurements and numerical modeling of high-rise buildings on Frankfurt clay. The importance of taking proper account of interaction effects in pile group analyses and of allowing for a more realistic distribution of ground stiffness at depth was therefore reemphasized. Al-Douri and Poulos (1994) indicated that the interaction between piles in calcareous deposits may be much lower than that between piles in a laterally and vertically homogeneous soil. The maximum settlement for case 4 is reduced to 29% of the value originally predicted.. G. Oxford Press.. 1972. UK. Davis. Coffey Partners International. Julian Seidel carried out the CNS testing at Monash University. 2nd ed. In Foundation engineering handbook. a much closer match to the measured settlements was possible. Foundation vibrations. New Delhi. New York.. B. January 1994. and Fumal. Iwasaki. which were derived from CNS laboratory tests. Joyner. Dr. ERCAP users’ manual. 1992. Possible reasons for the significant discrepancy were investigated. Halsted Press.. Randolph. Robert Lumsdaine. 3. Rate of settlement under three dimensional conditions. In Vertical and Horizontal Deformations of Foundations and Embankments: Proceedings of Settlement ’94.F. Such interaction has some major benefits in avoiding oversimplification of geotechnical matters by the structural engineer and oversimplification of structural matters by the geotechnical engineer. 1325–1336. The compression tests were among the largest carried out in the Middle East and involved loads up to 30 MN. 16–18 June 1994. 3(1): 49–58. Repetitive load deformation of cohesionless soil. Class A predictions of the performance of the test piles were found to be in fair agreement with the measurements. The Emirates project involved close interaction between the structural and geotechnical designers in designing piled raft foundations for two complex and significant high-rise structures.G. 1992.. 553–593. Unfortunately. Fleming. Journal of the Geotechnical Engineering Division. Franke. Interaction between jacked piles in calcareous sediments.. In Proceedings of the 8th World Conference on Earthquake Engi© 2005 NRC Canada . Edited by A. 1994. Fang. Arakawa. Dr. E. and Elson.. T. although they have almost no effect on load sharing between the raft and the piles.V.Poulos and Davids 729 piles. In Proceedings of the 13th International Conference on Soil Mechanics and Foundation Engineering. H. Poulos 1993). gave the results shown in Table 5. Felio. were made about the modulus values for soil between and below the piles. and lateral load tests. and Strath Clarke were involved in various aspects of the field and design work and the subsequent supervision of pile construction and testing. V. and Poulos.. 1994.. on the basis of these interaction factors. Revised settlement calculations. the values of ultimate skin friction along the pile inferred from the load tests were in good agreement with the values used for design. the settlement at point T15 would have been about 12 mm after 11 months. Leanne Petersen. ASCE. Geotechnical Special Publication 40. although generally more conservative. pp.R. including static compression tests. Gazetas. The expectation that the tower settlements would be as well predicted as the settlements in the load tests was not realized. Simplified procedure for assessing liquefaction during earthquakes.-I.J. W. T. M. One of the major challenges was to process and portray the results from the analyses as useful design information. The measured values during construction were only about 25% of the predicted values.

Generalized solution for laterally loaded piles. pp. 281–302. Calif. San Francisco. Poulos. Australia. 3. 11th International Conference on Soil Mechanics and Foundation Engineering. E.G. Australian Geomechanics. University of Sydney. 42. Australia. 1980. Randolph. International Journal for Numerical and Analytical Methods in Geomechanics.G. pp. Poulos. N. Balkema. Small. L. Edited by W. San Francisco. Vol. E. The Netherlands. pp. Drilled shafts: construction procedures and design methods. In Proceedings. H.W. Centre for Geotechnical Research.A. 1978. Vol. Bearing capacity of foundations on calcareous sand. Special Edition. I.S.730 neering. Can. H. Va.J. ASCE. Englewood Cliffs. H. Publication No.. 1960. Calif.. PIES user’s manual. 104(GT12): 1465–1488. 18: 73–92. pp. A. University of Sydney. 6. and Reese. pp. 347–349. In Deep foundations on bored and auger piles. Poulos. Blacksburg.F. John Wiley. © 2005 NRC Canada . Seed. C. American Society of Civil Engineers. M. Edited by S. NSW. van Impe. A constant normal stiffness direct shear machine. 805– 820. Rotterdam. Rotterdam. Clemence. Sommer. Centre for Geotechnical Research. pp. a Specialty Conference. Sydney. John Jaeger Memorial Lecture. pp. Taylor. H. A. H. Geotechnical Publication No. 1619–1622. Poulos. Pile foundation analysis and design. 1986. 1988. 86(SM5): 63–91. J. New York. and Davis. Edited by W. Fundamentals of soil mechanics. 1989. Washington. Sydney.F. 1990. T. Sydney. Development of locked stresses and negative shaft resistance at the piled raft foundation—Messeturm Frankfurt Main. User’s manual: program FLEA—Finite Layer Elastic Analysis.103–117. John Wiley. L. FHWA-H1-88-042. An approximate analysis of pile–raft interaction.A. H.. 1985. New York. In Proceedings of the 7th South East Asian Conference on Soil Engineering. The mechanics of calcareous sediments. NSW.W.K. Balkema. Journal of Geotechnical Engineering. P. SCARP user’s manual. 1988. H.. In Deep foundations on bored and auger piles. 1993. University of Sydney. Lam. 1993.G.P. Prentice-Hall. New York. H. NSW. M. H. Journal of the Soil Mechanics and Foundations Division. Matlock. J.C. US Department of Transportation.W. In Use of in Situ Tests in Geotechnical Engineering: Proceedings of In Situ ’86.G. D.B. Reese.C. Poulos. H. The Netherlands. and Johnston..G. Poulos. Vol.G. 1984. van Impe.G.F. Analysis of deformation of vertically loaded piles. 2005 Poulos. 8–41.. and Chua.. 1982.H. Hong Kong. Geotech. and O’Neill.C.C. ASCE. and Wroth. 1994. and de Alba.P. 1948. D. Settlement of bored pile groups. 777–783. Use of SPT and CPT tests for evaluating the liquefaction resistance of sands.W. Australia. 2. School of Civil and Mining Engineering.

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