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Received July 28, 2019, accepted August 26, 2019, date of publication August 30, 2019, date of current

version September 13, 2019.


Digital Object Identifier 10.1109/ACCESS.2019.2938561

A Systematic Mapping Study of the Empirical


MOOC Literature
RASHEED ABUBAKAR RASHEED 1,2 , AMIRRUDIN KAMSIN 1, NOR ANIZA ABDULLAH 1, (Member, IEEE),
ABUBAKAR ZAKARI 1,4 , AND KHALID HARUNA 1,3
1 Facultyof Computer Science and Information Technology, University of Malaya, Kuala Lumpur 50603, Malaysia
2 Department of Software Engineering, Faculty of Computer Science and Information Technology, Bayero University, Kano 3011, Nigeria
3 Department of Computer Science, Faculty of Computer Science and Information Technology, Bayero University, Kano 3011, Nigeria
4 Department of Computer Science, Kano University of Science and Technology, Wudil 3244, Nigeria

Corresponding author: Nor Aniza Abdullah (noraniza@um.edu.my)


This work was supported by the University of Malaya Research Grant (UMRG) under Project RP043A-17HNE.

ABSTRACT Massive open online courses (MOOCs) have revolutionized todays education by offering a
global accessible form of online learning. Over the years, MOOCs have been an attractive research area and
have yielded an ample amount of research publications. However, the existing review studies in MOOCs
are characterized by short year coverage or focusing on a specific theme. As such, a systematic mapping
methodology was adopted to provide a fine-grain overview of MOOC research domain by identifying the
quantity, types of research, available results and publication trends in educational aspects of MOOCs from
2009 to 2018. Key findings show that I) MOOC research have been on the rise since MOOCs became
mainstream in 2011. II) MOOC research largely resides in the United States and few European countries.
II) Most of MOOC studies focused on addressing learners’ completion/dropout/retention. In addition,
we proposed some recommendations for future research on MOOCs.

INDEX TERMS E-learning, distance education, massive open online course, MOOC, systematic mapping
study.

I. INTRODUCTION ing its first years have changed along the line as some of the
Since 2008, Massive Open Online Courses (MOOCs) have key providers of MOOC courses such as Coursera and edX
gained popularity [1] and revolutionized the whole edu- have gradually changed their business model by dropping
cational sector by offering new opportunities in education their offerings of free certificates [6], and in some courses
through online courses targeting large scale global accessi- users who do not pay money may not be able to access the
bility in open online resources [2]. This new form of online whole package of course materials [7].
learning is said to be an expansion of e-learning and distance The initiation of MOOCs have created an entirely new
education [3]. ‘The New York Times’ magazine declared the domain for research, outlining several avenues of research
year 2012 as ‘‘The Year of the MOOC’’ [4], due to its evolve- opportunities for educational institutions and e-learning
ment from an education axiom to revolutionizing education researchers and practitioners [8], [9]. Over the years, MOOCs
at global scale. It was estimated that MOOCs have more emerged as three distinct types namely: cMOOCs, xMOOCs
than 58 million registered users after nearly a decade, and and hybrid MOOCs. In cMOOCs environment, users share
hundreds of universities are offering thousands of courses that information and engage in a joint teaching and learning
resides on different platform such as the popular Cousera, experience, whereas xMOOCs is structured so that each
edX, Udacity, FutureLearn, XeutangX; and others such as user is either a learner or a teacher. Hybrid MOOCs later
MirindaX which offers MOOCs in Spanish [5]. emerged with the aim of affording the benefits of cMOOC
The democratic distinction of MOOCs in offering free and xMOOC learning experiences.
access to online materials and certificates, in particular, dur- Through this time, MOOCs have become an attractive
research area and have yield countless publications. Various
The associate editor coordinating the review of this article and approving themes and issues with MOOCs have progressively emerged
it for publication was Utku Kose. thereby reshaping and redefining researchers focuses and

VOLUME 7, 2019 This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see http://creativecommons.org/licenses/by/4.0/ 124809
R. A. Rasheed et al.: Systematic Mapping Study of the Empirical MOOC Literature

interests in the research area. For example, there has ticipants focus, provider focus, technology and others [19].
been a substantial growth in research pertaining learners’ The findings offered an insight into MOOCs research mainly
dropout/completion related issues e.g. [10]–[13], pedagogical focusing on learners. In 2013, however, the popularity and
design of MOOCs e.g. [14], issues on learners satisfaction worldwide growth of MOOCs possibly led researchers in
with MOOCs for learning e.g. [15] and learners engagement reviewing MOOC literature to hypothesize where research
on MOOC platforms e.g. [16], [17]. In addition, there have on MOOCs is heading, by revealing five research themes
been a considerable number of review studies on MOOCs, that could form a framework of future researches on MOOCs
demonstrating the gradual rise and development of MOOC as: MOOC design and curriculum; students engagement and
research by offering categorization and characterization of learning success; self-regulated learning and social learning;
various emergent themes, topics, trends, research interests, motivation, attitude and success criteria; and social network
issues/challenges etc. However, most of these review studies analysis and networked learning [21]. Although MOOCs
are characterized by short year coverage, typically reviewing have emerged as a way of offering quality education glob-
MOOC publications of 2 to 3 years’ span, for example, ally, there were concerns over its efficiency. A review study
the review studies of [9], [18], [19]; or characterized by examining MOOC design, delivery and assessment found that
focusing on a specific subject/issue, for example the review most MOOCs provide the same content for all learners and
on personalization of MOOCs by [20]. To date, there has therefore are not learner centric; the effectiveness of tutoring
not been a generalized review study that covers the entire is generally poor; and peer-based evaluation and feedbacks
MOOCs by providing a universal picture of MOOCs since are usually unprofessional [22]
MOOCs became mainstream nearly a decade ago. In 2014, research was carried out to examine the challenges
As MOOCs have been in existence since before 2008 when and motivations of using MOOCs from learners perspec-
it got global attention, there have also been MOOC publica- tives [23]. Personal curiosity about MOOCs, personal chal-
tions in other disciplines such as business, as well as other lenge, extending knowledge, and obtaining certificate were
publications that investigate issues such as software engi- the four main motives behind enrollment in MOOC courses.
neers, librarian issues, platform development etc. Hence, our Personal rewards, curiosity, and sense of autism were the
study aims to focus only on educational aspect publications three main primary motives for MOOC instructors. However,
of MOOCs. the main challenges facing MOOC instructors were found to
This study tempts to fill this gap by extensively analyzing be: fostering an online interaction, time and cost challenges,
relevant empirical MOOC studies published from the last lack of physical contact with the students (live audience)
decade. This study attempts to motivate and aid researchers and assessment challenges. Researchers carried out another
in understanding new trends in MOOCs, in terms of research review in the same year to examine MOOCs influence on
methods, research focus, methods of data collection, data higher education using disruptive innovation theory [24]. The
analysis frequently used, publication trends, key publication study underlined how MOOCs have affected different aspects
venues as well as proposing future research recommenda- of research on MOOCs such as the delivery methods, business
tions. We adopted an evidence-based systematic mapping models and the common pedagogical approaches. Moreover,
methodology that ensures coverage of state-of-the-art lit- the authors [24] suggested the need to investigate the level and
erature, and followed an unbiased and systematic evalua- extent of disruption brought by MOOCs on today’s education.
tion process in order to ensure transparency and coverage In the same year also, a number of reviews aimed at identi-
of the relevant empirical studies in educational aspects of fying trending themes on MOOC literature was carried out.
MOOCs over the last decade. This study begins with the For instance, [25] explored MOOC literature from 2008 to
formation of a systematic mapping process consisting of a 2014 by reviewing the history of MOOCs; MOOCs design;
systematic literature search; selection process which includes different types of MOOCs; assessment and challenges in
inclusion/exclusion criteria; and data extraction and synthesis MOOCs. Another example is the study of [26] that examines
strategies. We also considered the overall publication trends MOOC empirical studies from 2009 to 2013 which captured
that defines and shapes MOOC research domain. Finally, empirical MOOCs in two phases. The study by [26] identi-
we offer some research recommendations and proposed a fied themes in phase one (2009 to 2011) which involves the
number solutions guided by the findings of this study and also development of technological experiments and innovations in
by considering other online learning research areas such as MOOCs, and connectivism theory in cMOOCs. The second
blended learning. phase involves the emergence of themes such as xMOOCs;
learning analytics and evaluation/assessments in MOOCs;
II. RELATED WORK and development of MOOCs pedagogy and platforms. Sub-
Over the years, MOOCs have attracted numerous types of sequently, themes such as learners’ dropout rates emerged.
reviews such as systematic reviews and critical reviews. In 2015, [20] explored the literature on personalization
The first major review study on MOOCs in 2013 examines in MOOCs. The study identified the needs, current states
published MOOC literature from 2008 to 2012, and cate- and efforts made to personalize learning in MOOCs. Per-
gorized the literature into eight different interest areas as: sonalized assessment and feedback; personalized learning
introductory, case studies, concept, educational theory, par- path; personalized forum thread; and recommendation

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service for learning materials were used for implement- formal barriers that might make MOOCs less accessible to
ing personalization in MOOCs [20]. Another review study underprivileged learners. In addition, the rising concern that
in the same year examined methodological approaches MOOCs need technological infrastructure as well as learners
adopted in MOOCs by reviewing MOOC literature from to have language fluency and digital skill has given rise to
2008 to 2014 [27]. The review study shows that previ- the doubt on the linkage between MOOCs and the possible
ous MOOC studies have focused more on case studies solution for digital divide. Reference [32] argued that learn-
and theoretical research, as a result, neglecting research ers’ literacy on technologies plays a key role in sustaining a
on MOOC methodologies and research paradigms. Simi- regular access to online based learning resources. The study
larly, [28] reviewed MOOC literature from an interdisci- examined the trend of MOOCs in the sense of having both
plinary perspective from 2013 to 2015 and found that MOOC the positive and negative influence in providing solutions for
researchers were from computer science and education narrowing digital gap [32].
fields. Researchers also reviewed a number of MOOC extant
In 2016, MOOC research methods, publication outlets, literature which focused on analyzing peer assessments, com-
authors location and citations from 2013 to 2015 was exam- pletion rates and blended learning with regard to MOOCs
ined. The authors found that MOOC research papers were not from multiple perspectives [33]. In addition, 2018 witnessed
widely cited; most of MOOC researchers are from Europe another familiar review study that examines research meth-
and North America; MOOC researchers commonly use quan- ods, research topics and publication trends of the empirical
titative research methods; and there are relatively very few MOOC literature from 2014 to 2016 [18].
research focusing on MOOC instructors [9]. Majority of the review studies on MOOCs highlighted
In 2017, researchers found interviews, surveys and log above centers around learners, instructors and instructional
files as the most commonly adopted data collection methods design. It is quite interesting to know that the unprece-
in empirical MOOC studies through examining the research dented interest and involvement of the general public on
methods employed in MOOC research [8]. Another review MOOCs innovation has led to a number of other unfamiliar
study in the same year found that research patterns and trends review studies such as the reviews on MOOC related media
in MOOC studies encompass three main research areas: the- reports [34], and the portrayal of MOOCs in Irish newspapers
ories and models and theories, learners’ characteristics and aimed at better understanding the public discourse around
instructional design [29]. MOOCs [35].
In 2018, researchers examined MOOC discussion forums The review studies above show that research trends and
by reviewing the literature from 2013 – 2017 [30]. The study topics are rapidly evolving. Although majority of MOOC
focused on covering two analysis perspectives: descriptive studies at the beginning were largely theoretical and concep-
analysis and content analysis. The researchers found that tual studies, as years pass by, more empirical studies, themes
majority of the selected MOOC articles focused on research and topics have emerged. This study aims to compose an
exploration, and few directly targeted MOOC learners. On the overview of the empirical MOOC literature from the last
other hand, the content analysis of the papers stretches a sum- decade.
mary of the main challenges of research on discussion forums
in MOOCs. Moreover, some interesting review studies exam- III. RESEARCH METHODS
ines issues relating to the impact of MOOCs on social groups A. SYSTEMATIC MAPPING PROCESS
and population identity. For instance, [31] examined how A systematic mapping study typically explores existing lit-
MOOCs benefit the socially privileged in comparison to erature to provide an overview of the results and types of
underprivileged social groups. research that has been carried out in a research domain. Sys-
Although MOOCs were instigated to enhance social tematic mapping studies offer an overview of a research area
mobility, researchers have suggested that MOOCs mainly by identifying the quantity, types of research and available
benefit privileged groups and could even widen the gap results within it. It typically shows publication trends by map-
between privileged and unprivileged populations. Also, ping the frequencies of publications over time. In addition,
researchers have suggested certain types of MOOCs that it provides a fine-grain overview of the research domain.
might serve less privileged learners more while specifying Petersen et al. [36] stated that ‘‘A systematic mapping study

FIGURE 1. Systematic mapping process.

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TABLE 1. Research questions.

provides a structure of the type of research reports and results based on a set of inclusion/exclusion criteria. The fourth
that have been published by categorizing them and often phase involves the classification scheme. A classification
gives a visual summary, the map, of its results’’. On the scheme is the blueprint or anatomy of the systematic map-
other hand, a systematic literature review explores relevant ping study. The classification is usually initiated based on
available research in a research domain and reviews them in- the observation from the existing baseline studies and also
depth, evaluates, interprets and describes their methodology from the knowledge of the researchers in a research area.
and results [37]. The final phase consists of selecting the final selection of
Systematic mapping studies are typically popular in soft- studies and mapping them into the classification scheme
ware engineering domain. Over the years, researchers have (usually a bubble plot graph) to demonstrate research trends.
adopted and followed Petersen’s et al. [36] systematic map- Figure 1 gives an illustration of the systematic mapping
ping study guidelines for conducting such reviews. Although, process.
systematic mapping studies were not limited to software
engineering domain, several other research domains have B. RESEARCH QUESTIONS
acknowledged such methodology and researchers in those
The aim of this study is to identify, understand and provide
domains have carried out interesting and useful systematic
a fine-grain representation of the current state of MOOC
mapping reviews by adopting Petersen’s guidelines. This
research. As such, our focus is on how and what MOOC
approach has proven to be beneficial in providing a fine-
researchers mainly investigate; what MOOC researchers
grain description of a research domain or a sub-domain
focus on; how has MOOC research progressed over the years;
e.g. [38]–[40]. Another common practice of recent in con-
and the methodology that MOOC researchers adopted in
ducting systematic mapping studies is by adopting Petersen’s
offering feasible solutions. In addition, the formulation of our
systematic mapping study guidelines [36] in synergy with
research questions was also inspired from other influential
kitchenham’s systematic literature review guidelines [41].
MOOC studies such as [18] and [8]. Similarly, we examined
This approach is largely adopted to further enrich and
the significance of a formulated research question and its
make systematic mapping studies more complete, and to
potential in defining or expanding a new avenue in MOOC
derive meaningful conclusions e.g. (see [42]). Therefore, our
research. The research questions are presented in table 1.
study adopts Petersen’s systematic mapping study guide-
lines [36] in collaboration with kitchenham’s systematic lit-
erature review guidelines [41]. C. LITERATURE SEARCH PROCESS
A systematic mapping process mainly consists of five Four (4) electronic databases: Web of Science (WoS), Science
component phases as illustrated in figure 1. The first phase Direct, IEEEXplore and ACM Digital Library were con-
is the definition of research questions - RQs. The next phase sulted for MOOC literature. We did not consider Springerlink
involves the definition of a ‘search strategy’ and the process database because we don’t have full access to the elec-
of selecting relevant studies. The thirds phase involves the tronic articles. Secondly, most of the articles in Springer-
screening and refinement of the selected studies, usually link were inaccessible; and only displaying article’s title

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TABLE 2. Database study selection process.

and abstract. In addition, almost all of the influential and thorough check by strictly considering the inclusion and
relevant Springerlink articles were accessible via Web of Sci- exclusion criteria set for the selection process, deemed as
ence (WoS) database. Similarly, we also decide not to include relevant or irrelevant. The inclusion and exclusion criteria
Google Scholar, as it is characterised by overlapping and (see Table 3) guided the decision making for those papers
low precision results compared to other databases. Moreover, that were not immediately agreed. In addition, a workshop
Google Scholar does not provide ‘advanced search option’; was set to resolve conflicting studies and reaching conclu-
and most of the relevant journals deemed as ‘high impact’ sions on the selection process disagreements. After the initial
that are found in Google Scholar were accessible in the four voting, the selection was reviewed by a third researcher for
electronic databses mentioned above. confirmation. In some cases, the most experienced member
Formulation of precise search terms is necessary in obtain- of the research team on MOOCs was called upon to decide
ing the relevant studies in any systematic reviews as well as the inclusion or exclusion of a study, as empirical studies
systematic mapping studies. For MOOCs, the search string in MOOCs cover a wide and diverse set of dimensions and
was straight forward - ‘‘MOOCs’’ or ‘‘Massive Online Open methods. In addition, the most experienced member of the
Course(s)’’ (e.g. see [18]). ‘Massive Open Online Course(s)’ research team helps the other researchers in fully extracting
and ‘MOOCs’ were used in screen titles, abstracts and key- the required information and the categorization of each study
words on the studies from the identified databases (ACM Dig- article.
ital Library, IEEEXplore, Science Direct and Web of Science
(WoS)) for the literature extraction. As different databases 3) INTEGRATION
have different interfaces for command search and advanced Finally, we excluded the studies that were deemed irrele-
search, our defined search terms were carefully keyed into vant/not qualified to be in the final list of our studies. It is vital
each of the four databases that best suits each search interface mentioning that we have excluded many IEEE conference
for optimization and extraction of all the relevant studies. papers, as many of these studies have not met our inclusion
Table 2 shows the search process with the initial results and criteria.
final results from each database. Table 2 also provides a
summary of the search process and the number of studies 4) INCLUSION AND EXCLUSION FRAMEWORK
obtained. Inclusion and exclusion criteria (see Table 3), was employed
It is crucial to indicate that we conducted a decade study by as a framework for selecting relevant studies from our MOOC
examining studies from 2009 – 2018, as decade studies have literature pool for answering our research questions. The
been a common practice for conducting systematic mapping inclusion and exclusion criteria was carefully discussed,
studies. designed and agreed among all the researchers. In total,
1) HARMONIZATION we obtained 311 empirical studies. Table 3 provides a break-
down of the inclusion and exclusion criteria.
For efficiency concerns in the selection process, we began
Inclusion/Exclusion criteria has been one of the key strate-
by integrating and cleaning the obtained results from any
gical guideline found both in Petersen’s et al. [36] and
duplicate identified through the title, author and year. We used
Kitchenham’s et al. [44] systematic mapping and systematic
Microsoft Excel in identifying and eliminating these dupli-
review guidelines respectively. In addition, it is an established
cates. The obtained studies were distributed equally among
practice for synthesizing and filtering the unwanted/irrelevant
three members of our team of researchers. Full text versions
set of studies in a given domain/sub-domain, thereby fully
of the documents were downloaded and then uploaded to
focusing a study on a given direction.
a shared Google drive. Specifically, each researcher read
through the article first to decide whether the article is
D. CLASSIFICATION PROCESS
deemed fit to be consideration.
We developed a classification scheme from Petersen [36]
2) VOTING guidelines. From the 311 finalized studies, the researchers
We adopted voting procedure inspired by [43]. The vot- examined the title, abstracts for keywords and concepts in
ing exercise would ensure that each article has undergone that reflects the research method employed in the paper,

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TABLE 3. Inclusion and exclusion criteria.

research focus, contributions of the paper (contribution facet), liarity of our empirical research, we only consider evaluation,
research facet and publication outlets such as (publication validation and solution research facets for this study. Ref-
year, geographical distribution (country), publication fora, erence [36] define evaluation research as ‘‘Techniques are
affiliation etc.). In addition, researchers may opt to read other implemented in practice and an evaluation of the technique
parts of the paper such as introduction and conclusions to is conducted. That means, it is shown how the technique
fully identify the characteristics of the research paper. In some is implemented in practice (solution implementation) and
cases, the researchers had to thoroughly read the whole paper what are the consequences of the implementation in terms
and study the figures in order to deduct and identify the of benefits and drawbacks (implementation evaluation). This
various characteristics of the paper for classification. The also includes to identify problems in industry’’; validation
characteristics of each paper is documented on a printed data research as ‘‘Techniques investigated are novel and have
extraction form. Figure 2 illustrates the classification process. not yet been implemented in practice. Techniques used are
The first classification involves categorizing the selected for example experiments, i.e., work done in the lab’’; and
studies into the types of research methods employed. The solution proposal as ‘‘A solution for a problem is proposed,
three main research methods employed in empirical MOOCs the solution can be either novel or a significant extension of
are qualitative, quantitative and mixed research methods. an existing technique. The potential benefits and the applica-
Subsequently, we extended the classification/categorization bility of the solution is shown by a small example or a good
by identifying the commonly used data collection methods line of argumentation.’’
and the commonly used data analysis methods employed in
our selected studies.
The second classification involves classifying the selected
studies based on the study focuses. We found that
most MOOC studies have been focusing on learners,
tutors/instructors, and instructional design. In addition,
we also identified the specific topical focus of the MOOC
study such as dropout/completion, assessments/evaluation,
motivation etc. For example, the most common topical focus
in MOOCs is dropout of learners (see [3]).
The third classification inspired by [36] explores and
classify primary selected studies according to the existing
types of research approaches. Reference [36] suggested that
research facets or study types comprise of validation research
evaluation research, philosophical paper, solution proposal,
opinion papers and experience report. Considering the pecu- FIGURE 2. Classification process.

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The fourth is identifying the contribution facet inspired RQ1.1 What are the number of data collection methods
by [36], which mainly consists of the various contributions used in MOOC studies?
that our selected studies proposed. From our knowledge of From our results, we categorized the data collection meth-
MOOCs and inspiration from other MOOC studies such ods into one, two, three and more than three. Majority of
as [43] and [45], we classified contribution facets into the- the studies use one data collection method (234 = 75%).
ory, tool/system, lesson learned, model, algorithm, approach, Secondly, (57 = 18%) of the studies used two data collection
framework, method and suggestions/guidelines/advice. The methods, but only (12 = 4%) and (8 = 3%) used 3 and more
classification of our contribution facets and more importantly than 3 data collection methods respectively. We also found
the ‘lesson learned’ contribution, - which entails the set of few studies that used four or five different method of data
outcomes from obtained results of a study, was inspired from collection which were automatically categorized under the
the study of [43], which categorized contribution facets into ‘more than three’ method of data collection. For example,
model, theory, framework, guidelines, advice, lesson learned the study of [46] that reports on tools for pioneering online
and tool following the guidelines from the study of [45]. design teaching in a MOOC format employs a series of
Lastly, we identified where MOOC studies were mostly surveys and interviews for data collection. Figure 4 gives an
published by examining our selected studies publication illustration of the number of data collection figures.
dates, publication fora, citation counts and geographical RQ1.2 What are the data collection methods used in
distributions.
MOOC studies?
IV. RESULTS Data collection in MOOCs employs numerous methods.
In this study, we are interested in identifying the method
RQ1: What are the research methods used in MOOC studies? employed in collecting/eliciting MOOC empirical data, and
Research methods can be categorized into quantitative, not the type of data collected. We identified the most
qualitative and mixed methods. Quantitative research meth- frequently used data collection methods which are seven
ods are used in quantifying a problem by way of numerical in number. From all the data collection methods, survey
data – numbers. Quantitative data is typically statistical and (n = 175) was the most frequently used data collection
more structured than qualitative. Example of the most com- method. Although, some of our selected studies mentioned
mon quantitative data collection method is surveys, through a ‘survey’, while other studies were more specific in describ-
structured questionnaire. Secondly, qualitative method seeks ing the survey as ‘questionnaire’ or ‘questionnaire survey’.
to describe a topic rather than to quantify it. Although qualita- In addition, we found that most of the studies that employed
tive provides an in-depth understanding of the research ques- survey data collection method uses descriptive statistics and
tion, but the data is harder to analyze or make conclusions regression method of data analysis. Interviewing has also
compared to quantitative methods. Qualitative data collection been employed in MOOC empirical research with (n = 84).
methods vary using unstructured or semi-structured tech- We found only two studies that conducted focus group inter-
niques. Example of the common qualitative methods include views while the remaining were standard interviews. Thirdly,
interviews, focus group discussions, ethnography, and obser- a large number of empirical MOOC studies elicited their data
vations. The sample size of the respondents is relatively small from their MOOC platforms (n = 96). We also noted that
compared to quantitative, and are usually expected to fill a most of these studies obtained the dataset from Coursera,
given quota. It is important to note that our Study research Udacity, EdX, FutureLearn and XeutangX MOOCs platform.
paradigms can be different from qualitative, quantitative and Other common methods of data collection found in MOOCs
mixed methods. For instance, learner analytics and social are: discussion forum (33), observation (14), learner analytics
network analysis can take a different form of categorization. (12) and ethnography (3).
However, we categorized each study that best fit into our three
research paradigms. RQ1.3 What are the data analysis methods used in
Based on our analysis of the general research methods MOOC studies?
used in the 311 selected studies, 158 studies (53%) used Data analysis method involves how the empirical data
quantitative research methods, 64 studies (17%) used qual- was analyzed. We found that MOOC empirical studies have
itative and 89 studies (30%) were mixed methods (using both employed a wide range of methods, techniques, approaches,
quantitative and qualitative) as shown in figure 3. tools, tests and frameworks for analyzing empirical data.

FIGURE 3. Research methods.

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FIGURE 4. Number of data collection methods.

FIGURE 5. Data collection methods.

Although, researchers in different domains and even in a RQ2: What are the research focuses in MOOC studies?
number of influential MOOC studies (e.g. see [18]) have used In terms of the general focus of MOOC empirical stud-
the term ‘data analysis methods’ referring to the collection ies, we categorized the research focuses into student-focused
of different statistical methods, approaches, techniques, etc. (n = 202), instructor-focused (n = 33), design-focused
used in analyzing empirical data. Researchers have been (n = 37), context/impact (n = 28), and others (n = 19) see
using these terms interchangeably depending on the con- figure 6. Apart from identifying the general focus of empirical
text of the usage. Therefore, we also adopted a similar MOOC delivery, we also examined a more in-depth picture or
terminology for these varied categories of research meth- detailed of these focuses. As majority of the studies focused
ods, approaches, techniques etc. as ‘data analysis meth- on MOOC learners, these studies mainly examines learn-
ods’, accompanied with their corresponding number of times ers’ dropout, learners’ engagement, learners’ experience with
used (frequency (f )) in our selected studies. We categorized MOOC, learners’ behavior with MOOCs, learners’ motiva-
linear regression, logical regression, multivariate and cor- tion to use MOOCs, communication/interaction, assessment
relation under ‘inferential statistics’. We also found super- and evaluation of MOOC learners and satisfaction with the
vised machine learning approaches used in analyzing MOOC use of MOOCs. In addition, other rare focuses such learners’
empirical data that include support vector machine (SVM) academic dishonesty (cheating), self-regulation, communica-
algorithm (f = 5), neural networks algorithm (f = 1), tion patterns were among the ‘other’ specific focal topics in
decision tree algorithm (f = 2) and random forest algo- MOOCs.
rithm (f = 1). Similarly, we found unsupervised machine Instructor focus mainly investigates instructors experience
learning approaches such as k-means clustering unsupervised of designing and developing MOOCs, instructors’ roles in
machine learning approaches. We also categorized structural MOOCs, instructors teaching presence, communication pat-
equation modelling (SEM), partial least square, path analysis, terns, assessments and evaluation of learners and satisfaction.
latent class analysis, cluster analysis under ‘causal analysis’. Meanwhile design focus studies primarily centers on creation
We also categorized the less frequently used data analy- of affective online community, pedagogical design quality
sis methods as ‘others’. The ‘others’ data analysis meth- and design collaboration activities.
ods, approaches, techniques or tests include cross validation, Impact/context focus studies mainly investigates MOOCs
search grid, semantic analysis, propensity score matching, in higher education, MOOCs in developing countries, effec-
local interpretable model-agnostic explanations (LIME), Del- tiveness and flexibility of MOOCs, and adoption of MOOCs.
phi method, robustness analysis, mapping analysis, survival Other (Others) related focus studies examines issues per-
analysis, frequency analysis, typology analysis, pedagogical taining to MOOCs and higher institutions [9] such as profes-
analysis, Bourdieu’s framework of social and cultural capital, sional development, underserved students, MOOCs for the
massive open online proctor (MOOP) framework, and root- disabled, MOOCs for the elderly people, social media in
mean square error (RMSE). The data analysis methods are MOOCs, cultural/religious dimensions in MOOCs, MOOCs
presented in table 4 below. in underdeveloped regions/countries etc.

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TABLE 4. Data analysis methods (methods, techniques, approaches, frameworks tools and tests) in MOOC studies.

FIGURE 6. Research focuses.

RQ2.1: What are the research topics in MOOC studies? MOOC users, sustainability of MOOCs etc. Figure 7 gives
Based on our knowledge in MOOC research and also a representation of the research topics in MOOCs based on
inspiration from other related studies (e.g. see [18]), we were our selected primary studies.
able to identify 18 key topics in MOOC research. We also
RQ3:What type of contribution (contribution facet) did
categorized the infrequent MOOC research topics as ‘others’.
MOOC studies proposed?
The ‘others’ consist of topics such as gender in MOOCs, pro-
fessional development, k-12, underserved students, blended 1) 107 of the selected studies reported on the lessons
learning in MOOCs, learners with disability, technologi- learned from the qualitative, quantitative or mixed
cal competence on MOOCs, demographic distributions of methods used without proposing any system, tool or

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FIGURE 7. Research topics in MOOCs.

model. For instance, from the results of [47] exper- sity of divided attention through camera-based heart
iment, it was learned that learners motivation and tracking MOOC (See figure 8).
goals shape how learners conceptualized the pur- 6) Six (6) of the selected studies propose theoretical con-
pose of MOOCs. The contribution primarily entails tributions. For example, the study of [2] proposed a
the lessons learned from the experiment or study theory that ‘‘to Learners with a different regulatory-
(See figure 8). focus (promotion-focus or prevention-focus), different
2) 65 of the selected studies proposed suggestions/ types of advocates (promotion-oriented or prevention
guidelines/advice. Therefore, we categorized sugges- oriented advocates) yield different levels of motiva-
tions, guidelines and advice as a single contribution tion in learners engaged in MOOC Learning’’ (See
facet category. An example is the study of [48] which figure 8).
proposed a suggestion/guideline/advice stating that the 7) Three (3) of the selected studies proposed an
issue of dropout should be addressed from two perspec- approach. An example of a proposed approach in
tives: retention as a problem but also as an opportunity. a MOOC study can be found in the study of [52]
Although some of the studies declared and proposed which proposed a big data modelling and text
suggestions based on their research outcome, others mining approach to improve MOOC analysis (See
suggested suggestions or broadly confirmed an advice figure 8).
as a conclusion or contribution and not based on the 8) 21 of the selected studies proposed a method/technique.
outcome of the study (See figure 8). An example is the study of [53] that proposed a k-
3) Third, 28 of the selected studies have proposed a means clustering method for grouping MOOC learners
framework for MOOCs. An example is the study based on their interaction with their course material
of [49] which proposed a framework for determining (See figure 8).
the instructional quality of MOOCs (See figure 8). 9) Four (4) of the selected studies proposed an algorithm.
4) 58 of the selected studies proposed a model. An exam- An example is the study of [54] which proposed
ple of a proposed model in the selected MOOCs studies a text detection algorithm in MOOC videos (See
can be found in the studies of [50] which signifies figure 8).
that learner control, user characteristics, platform dif-
ference, and their relationships in learners adoption RQ4: What research approaches MOOC studies have been
intention of MOOCs (See figure 8). focusing on?
5) 19 of the selected studies proposed a system/tool. From our selected studies as discussed earlier in section 3,
An example of a proposed system is the study of [51], research facets were classified into evaluation research, val-
that proposed a mobile MOOC learning system called idation research and solution proposal. Most of the studies
OneMind which detects the type, presence and inten- (169 = 54%) were evaluation research studies, (79 = 20%)

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FIGURE 8. Contribution facet.

FIGURE 9. Research facet.

FIGURE 10. Publication channel.

were solution proposal studies and (63 = 26%) were valida- ing an increase in research activities in 2013, and a sudden
tion research studies illustrated in figure 9. upsurge in 2014 and 2015; from five (5) relevant publications
in 2013 to 41 publications in 2014 and reaching its climax
RQ5: Where were MOOC studies most published?
in 2016 with 73 publications. The main reason of this upsurge
A. PUBLICATION CHANNEL in research activities is that in October 2011, Stanford Univer-
sity in the United States started its first two MOOCs (artifi-
Overall, our selected studies consist of 173 (56%) journal
cial intelligence-AI and machine learning-ML) that attracted
articles, and 138 (44%) conference papers totaling the sum
global attention and recognition which led to 2012 declared
of 311 MOOC publications as illustrated in figure 10.
as the ‘year of MOOC’. The declaration of 2012 as the year
of MOOC possibly restored assurance in this new promising
B. PUBLICATION TREND instructional approach (MOOCs), thereby easing and moti-
Although, MOOCs offering of global free online educa- vating e-learning researchers and practitioners for MOOC
tion began in 2008, research activities started significantly research from 2013. The year 2017 and 2018 have witnessed
in 2011, with only two relevant selected studies. However, a fairly even amount of publications of 73 and 70 in 2017 and
we did not found any relevant study in 2012. One possible 2018 respectively. Figure 11 gives a representation of MOOC
explanation of that is researchers were skeptical about the publication trends over the years.
recognition or acceptability of MOOCs globally. An evidence It is imperative to highlight research topic trends in
of this skepticism comes from one of our selected study MOOCs across the years in order to fully understand
in 2011 by [55], which was one of the first few empirical the specific type of researches that MOOC practition-
studies that sets to investigate the position of MOOCs in ers and researchers have been pursuing over the years.
higher education as: ‘is it really a pedagogy for humans Figure 12 gives a summary of the research topics with respect
or pedagogy in abundance?’. Nevertheless, research activ- to the years in MOOCs, and also shows the gradual evolution
ities changed in subsequent years with MOOCs experienc- of MOOC research over the years.
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FIGURE 11. Publication trend.

As the year 2013 witnessed some progress in MOOC the structure and design of MOOC instructions, as MOOC
research activities, 2014 witnessed an even greater amount instructors are possibly novice in teaching MOOC courses
of MOOC publications with 41 publications compared to to their respective learners. Other areas of research that
only five publications in 2013. Also, studies in 2014 began have been fairly even across the years are ‘satisfaction’,
focusing on a number of emergent themes and issues in ‘self-regulation’, ‘learner behavior’ and ‘communication/
MOOCs such as learners’ experience, engagement, behavior interaction’. Although self-regulation has been ever present
and other non-learner related aspects such as instructional in technology-mediated modes of instruction (e.g. blended
design of MOOCs. In 2015, other research dimensions such learning), MOOC research activities have focused more on
as dropout of MOOC courses emerged, possibly due to learn- learners’ dropout.
ers’ dropout rate. Figure 12 illustration shows that research Another finding from Figure 12 shows a decline in research
on dropout have been on the rise since 2014. This raise on learners’ motivation in MOOCs. One possibility is that
a major concern on MOOCs as many studies and reports motivation has less significant impact on MOOC learners as
show that the average completion rate of MOOC learners compared to dropout, engagement and instructional design.
is embarrassingly very low (figures of 10% retention are Other areas of research in MOOCs termed as ‘others’ involve
widely cited) e.g. see [56], [57]. Researchers have been topics such as learners study patterns, demographic distribu-
battling with MOOC learners dropout by employing var- tion of MOOC learners, gender etc. Figure 12 clearly shows
ious intervention, motivational approaches and strategies that the quantity of research has been fairly consistent on
such as the ‘follow-feature’ in FutureLearn MOOC platform these less frequently MOOC topics. We anticipate that one
(see [10]). Although, there is no formal definition of dropouts of these less frequent areas of research might emerge and
in MOOCs, some researchers tentatively consider dropout gain more research attention in the future such as learners’
as whenever a learner does not engage in the final week’s self-regulation, or research on learners’ patterns which has
activities of a course, or does not submit the final assign- appeared twice in 2018.
ment of a course [10]. Contrary to that, some consider a
dropout as when a learner becomes inactive for up to two C. GEOGRAPHICAL DISTRIBUTION
weeks [10]. From our selected studies, we have identified 57 unique
Similarly, research on engagement have been on the rise countries in MOOC research. United States with 124 pub-
identically to dropout research. One possible explanation lications is the most active country in MOOC research, fol-
might be that engagement is another way of committing learn- lowed by China with 39, Spain with 34, and United Kingdom
ers to their respective MOOC courses, thereby increasing with 32. We also found Mexico as the most active South-
the likelihood of completion or reducing the likelihood of a American country with 6 relevant studies, whereas other
dropout. Arguably, engagement, motivation and dropout are South-American countries such as Uruguay, Brazil, Ecuador
not mutually exclusive, they cross boundaries. Additionally, are having one (1), two (2) and four (4) relevant studies
the number of publications focusing on MOOC instructional respectively. Spain, United Kingdom, Holland and Germany
design have doubled from three (3) studies in 2014 to six were found to be the most active European countries. Sim-
(6) studies in 2015, and the number has doubled again to ilarly, China and Taiwan have been the front runners for
12 studies in 2016. However, these figures dropped to eight MOOC research in Asia, while Australia is having 20 relevant
(8) in both 2017 and 2018. One possible explanation of publications and New Zealand having only one (1). Togo,
this development might be the quest for fully understanding Tanzania and South Africa were the only African countries

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FIGURE 12. Bubble plot of year-wise empirical MOOC research topics.

TABLE 5. Most represented countries in MOOC publications. D. PUBLICATION FORA


From our selected studies, we found 31 different journals
and 27 different conferences. With respect to the publication
venues in which MOOC studies were published,
table 6 highlights the most represented journals in MOOC
publications. International Review of Research in Open and
Distributed Learning (IRRODL), Computers & Education
and Computers in Human Behavior were the top publishers of
MOOC research with 33, 25, and 13 journal articles respec-
tively. Similarly, Table 7 shows the most active conferences
on MOOCs. ACM and IEEE conferences have been the hall-
mark for publishing high impact MOOC conference papers.
ACM conference on Learning @ Scale (L@S), International
Conference on Learning Analytics and Knowledge (LAK)
were the most active conferences on MOOCs issuing 19 and
18 MOOC conference papers respectively. IEEE Global engi-
neering education conference (EDUCON) and IEEE frontiers
in education conference were the most active IEEE confer-
ences for MOOC, with seven (7) conference papers each.

found in our selected studies with each having one (1) publi- E. CITATION IMPACT
cation. Surprisingly, Saudi Arabia is the only country from the As expected, citations are highly influenced by publication
Arabian Peninsula with a MOOC publication. Table 5 shows date (among other factors), and papers published earlier tend
the countries being the most active in MOOC research. to have more citations. Similarly, journal articles tend to have

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TABLE 6. Most represented MOOC journals. TABLE 8. Most influential MOOC journal articles.

TABLE 7. Most represented MOOC conferences.

the citation counts of each of our selected study from Google


Scholar citation count, which is subject to change at any
moment. Google Scholar offers a sound measure of how
much a paper has been cited. We identified 12 journal articles
having over 100 citations, and eight (8) conference papers
that equally have over 100 citations. Table 8 and table 9 pro-
higher citations compared to conference papers. From our vides a list of the most influential MOOC journals articles
selected studies, we found a number of MOOC studies that and conference papers respectively based on the number of
have been very influential in terms of citations. We obtained citations of each journal article or conference paper.

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TABLE 9. Most influential MOOC conference papers. TABLE 10. Most active institutions in MOOC research.

ined in this study reveals several interesting trends and issues


related to research in MOOCs. Our study found that research
activities on MOOCs have been on a continuous rise over the
years with an average growth of 30 publications from rep-
utable journals and proceedings per year. Although, MOOC
publications have slightly dropped in 2018, we strongly
believe that MOOCs would continue to be adopted across the
F. TOP INSTITUTIONS globe presumably in Europe and Asia.
From our selected studies, we identified 241 unique insti- Our study has revealed that MOOC research activities
tutions around the globe. All the institutions are academic started substantially in 2013 and increased steadily until it
institutions. Additionally, most of these institutions are in reached its peak in 2016. A large number of these studies were
the United States where MOOCs originated. Table 10 dis- published in the United States. MOOC conference papers
plays the most active institutions in MOOC research with were mostly from ACM and IEEE, and were mainly affiliated
respect to their number of publications. Stanford Univer- to Universities in the United States and few European coun-
sity, Pennsylvania State University, Harvard University and tries. Similarly, all our 311 selected studies were affiliated to
Massachusetts Institute of Technology (MIT) are the leading academic institutions. We have not found any selected study
institutions in MOOC research. We found only one institution affiliated to an industry.
from China - Tsinghua University China, among the top Despite a decade since MOOCs became globally accessi-
institutions in MOOC research. One possibility of Tsinghua ble, our study has found that MOOC research and adoption is
University been among the top institutions in MOOC research only growing substantially within the United States and few
is due to XeutangX MOOC –the world’s first Chinese MOOC other countries such as Spain, China and United Kingdom,
platform. and has been relatively scarce or non-existent in developing
or underdeveloped regions such as Africa. Therefore, future
V. DISCUSSION research should investigate the barriers to MOOCs adoption
This study adopted Petersen’s systematic mapping study as in other parts of the globe, for instance, in Africa.
the primary guideline in providing an overview of the exist- Our study shows that the most utilized research method in
ing empirical research in educational aspects of MOOCs. MOOCs is quantitative with over 50% from our primary stud-
In addition, this study also looked at kitchenham’s systematic ies. We also identified nine (9) types of the contribution facet
literature review as a secondary guideline to further enrich the which are lessons learned, method/technique, model, frame-
results and ensure completeness of the study. work, tool/system, algorithm, suggestions/guidelines/advice,
Out of 4248 studies from our initial search from the four approach and theory. We also found that the most com-
electronic databases, 1279 papers were identified on the basis monly used data collection methods are survey, interviews
of relevance, of which 311 were finally selected based on ful- and dataset from MOOC platforms. Furthermore, MOOC
filling the inclusion/exclusion criteria. The 311 studies exam- researchers mostly use quantitative research methods. One

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possible explanation of this finding is from the assertion that ing researchers in general have struggled to remodeled the
quantitative research are more preferable compared to other framework by tentatively adding an additional construct
research methods because of easy access to data [71]. or conceptualizing the three original social, teaching and
We also found that most of our selected studies have cognitive presences. Learning presence proposals from the
focused on MOOC learners; and a large portion of MOOC empirical studies of [76], [77], regulatory presence from the
research specifically focused on learner dropout, as several study of [78] has opened a new research dimensions due
studies have underlined dropout as a headline challenge in to the importance of self-regulation in technology-mediated
MOOCs. Even though, researchers have proposed various environments. Therefore, more research is warranted to
strategies, techniques and intervention approaches for com- investigate the proposed tentative variables/constructs of the
bating learners’ dropout in MOOCs, research on learner community of inquiry framework in relation to MOOCs.
dropouts have always been an active research area over the Other proposed presences such as, autonomy presence [79]
years. Arguably, many other related research themes such as and instructor presences are worth investigating in relation to
learner engagement, interaction and motivation to learn in MOOCs.
MOOCs were also research topics directly/indirectly aiming
at learners’ completion/dropout issue.
VI. LIMITATIONS
Our study has found that MOOC researchers and practi-
Our study is limited with the employment of a rich selection
tioners have focused less on important research themes/issues
criteria and methodology in order to only consider articles
such as learners’ self-regulation. Self-regulation has been an
deemed as ‘high impact’. Secondly, we used four elec-
inherent problem that hinders several technology-mediated
tronic databases for the extraction of MOOC studies, as such
mode of instructions in achieving true excellence. Self-
results/data may slightly differ if we had consulted other
regulation related challenges are one of the obvious group of
MOOC studies that were not in any of our four databases,
challenges that learners face in online learning domains.
or even in any database such as ‘learning with MOOCs’ and
In addition our study also shows that MOOC research
‘EMOOCs’ conference papers. Similarly, we only consid-
community have not specifically looked at other types of
ered studies published in peer-reviewed journals; and studies
learners’ self-regulation behavior such as procrastination.
published in English language. There might be some MOOC
Since procrastination is considered a psychological behav-
studies that were written in other languages than English,
ior [72], majority of the research activities on procrastina-
which might be of importance to our studies. There might
tion were from the psychological domain. Arguably, MOOC
also be some MOOC studies in book chapters, master’s
researchers’ attention have been solely on the issue of learn-
dissertations, technical reports or studies that are partially
ers’ dropout, that is why learners’ self-regulation issue has
or fully unavailable online that were not included in this
received very little research attention in MOOCs. As such,
study. Another important shortcoming of our study is the
there is needed for more investigation and refocusing on
employment of voting exercise in which some decisions
learners’ self-regulation behavior as well as providing effec-
are taken based on the researchers’ perceptions and view-
tive interventions to other forms of self-regulation behav-
points. As such, some studies may be excluded based on
ior such as learners’ procrastination behavior. In addition,
the researchers’ viewpoints whereas in some cases, these
future research should examine the possibility of stimulating
excluded studies may be considered using a different inclu-
learners’ self-regulation behavior through external scaffolds
sion and exclusion criteria framework or other researchers’
e.g. integrating social identity groups. Furthermore, future
viewpoints. Nevertheless, we strongly believe that our study
research should also look at the possibility of combating
can serve as a roadmap towards the continuity of MOOCs
dropouts through stimulating learners’ self-regulation and
research.
procrastination behavior interventions. Research is also war-
ranted to further investigate the underlying issues of suffer-
ing, anxiety and seclusion that MOOC learners face. VII. CONCLUSION
We have found that relatively few studies or efforts Even though our research foundation has been rich, it is
were made in offering a personalized and recommenda- very difficult to make clear cut conclusions due to the
tion approaches in MOOCs. More research is warranted rapid advancements in technology and the complex nature
to explore the possibility of offering personalization and of human behavior especially in online learning environ-
recommendations in MOOCs; as personalization in other ments such as MOOCs. Our study examines frequently used
domains (e.g. [73]) and recommendations in e-learning sys- research methods, data collection methods, data analysis
tems (e.g. [74]) has proven to be an effective means of methods, research focuses, authors’ affiliations, publication
lessening technological complexity, connecting and engaging avenues, publication journals and conferences in MOOCs.
students to online learning platforms. We learned that MOOC research and adoption has been on
Over the years, the community of inquiry online learning a continuous rise over the years especially in the United States
framework has received a significant amount of attention and few European countries. We learned that MOOCs have
revision (e.g. [75]). Community of inquiry has received been relatively less researched and adopted in other parts of
considerable amount of attention in MOOCs. Online learn- the globe especially in developing or underdeveloped regions.

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NOR ANIZA ABDULLAH received the bachelor’s KHALID HARUNA received the B.Sc. and
degree (Hons.) in computer science from the Uni- M.Sc. degrees in computer science from Bayero
versity of Malaya, the master’s degree in inter- University, Kano, Nigeria, in 2011 and 2015,
active multimedia from Westminster University, respectively, and the Ph.D. degree in information
London, and the Ph.D. degree in computer sci- systems from the University of Malaya, Malaysia,
ence from Southampton University, U.K. She is in 2018. He is currently a Lecturer with the Depart-
currently an Associate Professor with the Faculty ment of Computer Science, Bayero University. His
of Computer Science and Information Technology, research interests include recommender systems,
University of Malaya, Malaysia. She has authored the Internet of Things, semantic web, big data ana-
or coauthored more than 60 refereed publications lytics, sentiment analysis, soft set, and e-learning
in international journals, book chapters, and conferences. She has supervised systems.
several master’s and Ph.D. students in the University of Malaya. She also co-
supervised several Master by Research students in the Moratuwa University
of Sri Lanka. Her research interests include personalized and adaptive learn-
ing, recommender system, decision support systems, big data analytics, and
content-based image/video retrieval. She serves as a Reviewer for several
ISI-indexed journals.

ABUBAKAR ZAKARI received the master’s


degree in computer networks from Middlesex Uni-
versity, London, in 2014, and the Ph.D. degree
in software engineering from the University of
Malaya, Malaysia, in 2019. His current research
interests include software testing, software fault
localization, dynamic software update, and graph
theory.

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