Date Dec 25, 1925 Jan 1926 Mar 1927 Jun 1938

History The Nomura Securities Co., Ltd. established as a spin-off from Securities Dept. of Osaka Nomura Bank Co., Ltd. Begins operations in Osaka as a bond house. New York office opened. Obtains approval for stock trading in Japan.

Presidents

Otogo Kataoka Dec 1, 1925 Sep 25, 1941

Nov Obtains approval for investment trust 1941 offering first in Japan. Dec Head office moves to Tokyo. 1946 Nov 1948 Apr 1949

Seizo Iida Sep 30, 1941 Aug 13, 1947

Registered as a securities firm based on the Securities and Exchange Law. Tsunao Okumura Becomes a member of the Tokyo Stock Apr 15, Exchange. 1948 Obtains approval for investment trust Jun Jun 1, 1959 management based on the Securities 1951 Investment Trust Law. Transfers securities transfer operations to The Toyo Trust and Banking Co., Ltd. The Nomura Securities Investment Trust Management Co., Ltd. (in October 1997 this company and Nomura Investment Management Co., Ltd. merged into Nomura Asset Management Co., Ltd.) established and Nomura Securities transfers securities investment management operations to this new company. Nomura Securities listed on the Tokyo, Osaka and Nagoya stock exchanges. Nomura Research Institute, Ltd. (NRI) (merged with Nomura Computer Systems Co., Ltd. in January 1988) established as a spin-off from the Research Department of Nomura Securities. Nomura Computing Center Co., Ltd. (renamed Nomura Computer Systems Co., Ltd. [NCC] in December 1972, and in January 1988 merged with NRI and renamed Nomura Research Institute, Ltd.) established as a spin-off from the

Apr 1960

Oct 1961 Apr 1965

Minoru Segawa Jun 1, 1959 Nov 21, 1968

Jan 1966

Electronic Data Processing Division of Nomura Securities. Apr Obtains licenses for securities firm on the Kiichirou 1968 amended Securities and Exchange Law. Kitaura Nov 21, Nomura Securities International Inc. 1968 Nov becomes a registered member of the Oct 18, 1969 Boston Stock Exchange. 1978 Setsuya Tabuchi Nomura Securities International Inc. Oct 18, Jul becomes a registered member of the New 1978 1981 York Stock Exchange. Dec 19, 1985 Nov Nomura Business Services Co., Ltd. 1985 established. Nomura International Limited becomes a Mar registered member of the London Stock 1986 Exchange. Yoshihisa Tabuchi Dec 20, 1985 Jun 27, 1991 Hideo Sakamaki Jun 27, 1991 Mar 14, 1997

Aug The Nomura Trust and Banking Co., Ltd. 1993 established.

Masashi Suzuki Financial Research Center established as Mar 14, Apr an in-house research facility spun off from 1997 1997 the investment research unit of NRI. Apr 30, 1997 Registered on Financial Supervisory Dec Agency due to amendment to the 1998 Securities and Exchange Law. Jan The Nomura Fundnet Securities Co., Ltd. 1999 established. Nov Nomura Capital Investment Co., Ltd. 1999 established. Nov Nomura Realty Capital Management Co., 1999 Ltd. established. Acquires majority shares of Nomura Wasserstein Perella Co., Ltd., Nomura Nov Investor Relations Co., Ltd. and Nomura 1999 Satellite Communications Co., Ltd. And these companies became subsidiaries of

Junichi Ujiie May 1, 1997 Apr 1, 2003

Mar 2000 Jul 2000 Feb 2001 Oct 2001

Dec 2001 Apr 2002 Apr 2002

The Nomura Securities Co., Ltd. Acquires majority shares of Nomura Asset Management Co., Ltd. And this company became subsidiary of The Nomura Securities Co., Ltd. Nomura Babcock & Brown Co., Ltd. became subsidiary of The Nomura Securities Co., Ltd. JAFCO Co., Ltd. became affiliate of The Nomura Securities Co., Ltd. Following reorganization into a holding company, the functions of Nomura Holdings, Inc. and Nomura Securities Co., Ltd. are split. Nomura lists its American Depositary Shares on the New York Stock Exchange in the form of American Depositary Receipts. Nomura Corporate Advisors Co., Ltd. merges with Nomura Securities Co., Ltd. Nomura Human Capital Solutions Co., Ltd. is established as a subsidiary.

Acquires majority of Nomura-CITIC International Economic Consultants Co., Jun Ltd. This company becomes subsidiary of 2003 Nomura Holdings Inc. and rename Nomura Corporate Advisory (China) Co., Ltd. Jun Adopts Committee System. 2003 The Nomura Fundnet Securities Co., Ltd., Nomura DC Planning Co., Ltd. and Jan Nomura Human Capital Solutions Co., Nobuyuki 2004 Ltd. merged to form Nomura Pension Koga Support & Service Co., Ltd. Apr 1, Apr Nomura Institute of Capital Markets 2003 2004 Research established. Mar 31, Aug 2008 Nomura Facilities, Inc. established. 2004 Transfer the operations of Nomura Apr Satellite Communications Co., Ltd. to 2005 Nomura Securities Co., Ltd. Apr Nomura Healthcare Co., Ltd. established. 2006 May JOINVEST Securities Co., Ltd. 2006 established. Feb Instinet became a subsidiary of Nomura

2007 Holdings Inc. Feb Private Equity Funds Research and 2008 Investments Co., Ltd. established. Acquires Lehman Brothers' Asia-Pacific franchise and certain operations in Europe Oct and the Middle East. 2008 Acquires Lehman Brothers' service platform in India. Joinvest Securities integrated into Nomura Nov Securities, started offering Nomura Joy 2009 services. Kenichi Watanabe Apr 1, 2008 -

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