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A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under
certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank
Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning
them are listed here under the following categories:

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BBVA Securities, Inc. Banco Bilbao VizcayaArgentaria, S.A. Atlanta 3/1998

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ANZ Securities, Inc. Australia and New Zealand Banking Group Limited New York
Banc of America Securities, LLC Bank of America Corp. Richmond
Banca IMI Securities Corp. IntesaSanPaoloS.p.A. New York
Barclays Capital, Inc. Barclays PLC New York
Berry-Shino Securities, Inc. Peotone Bancorp, Inc. Chicago
BMO Capital Markets Corp. Bank of Montreal Chicago
BNP Paribas Investment
BNP Paribas New York
Services, LLC
BNP Paribas Securities Corp. BNP Paribas New York
BNY Mellon Capital Markets, LLC Bank of New York Mellon Corp., The New York
BOSC, Inc. BOK Financial Corp. Kansas City
Capital Financial Services, INC. HSBC Holdings PLC Chicago
Capital One Southcoast, Inc. Capital One Financial Corp. Richmond
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CIBC World Markets Corp. Canadian Imperial Bank of Commerce New York
Citigroup Global Markets, Inc. Citigroup, Inc. New York
Conservative Financial Services,
First State Bancshares, Inc. St. Louis
Inc.
Credit Agricole Securities (USA)
FédérationNationale du CréditAgricole (FNCA) New York
Inc.
Credit Suisse Securities (USA), Credit Suisse Group New York
LLC
Crews and Associates, Inc. First Security Bancorp St. Louis
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DnB NOR Nor Markets, Inc. DnB NOR ASA New York
DZ Financial Markets, LLC DZ Bank AG New York
FBT Investments, Inc. First Trust Corporation Atlanta
First National Capital Markets,
Lauritzen Corp. Kansas City
Inc.
Fortis Securities, LLC BNP Paribas New York
Goldman, Sachs and Company Goldman, Sachs Group, The New York
H.D. Vest Investment Securities, San
Wells Fargo & Company
Inc. Francisco
HSBC Securities (USA), Inc. HSBC Holdings PLC Chicago
HSH N Financial Securities, LLC HSH NORDBANK AG New York
ICICI Securities ICICI Bank Limited New York
Itaú Europa Securities Inc. Itaúsa ʹ InvestimentosItaú S.A. Atlanta
Itaú Securities, Inc. Itaúsa - InvestimentosItaú S.A. Atlanta
J.P. Morgan Securities, Inc. JPMorgan Chase & Co. New York
KBC Financial Products USA, Inc. CeraAncora VZW New York
KeyBanc Capital Markets Keycorp Cleveland
M&I Financial Advisors, Inc. Marshall &Ilsley Corporation Chicago
Merrill Lynch, Pierce, Fenner&
Bank of America Corp. Richmond
Smith Inc.
Mitsubishi UFJ Securities (USA), San
Mitsubishi UFJ Financial Group
Inc. Francisco
Mizuho Securities USA Inc. Mizuho Financial Group, Inc. New York
Morgan Stanley & Co.
Morgan Stanley New York
Incorporated
Morgan Stanley Smith Barney,
Citigroup, Inc. New York
LLC
Morgan, Keegan & Company,
Regions Financial Corp. Atlanta
Inc.
National Bank of Canada
National Bank of Canada New York
Financial, Inc.
NatixisBleichroeder LLC BPCE New York
Natixis Securities North America,
BPCE New York
Inc.
Newedge USA, LLC SociétéGénérale New York
Northern Trust Securities, Inc. Northern Trust Corporation Chicago
Oriental Financial Services Corp. Oriental Financial Group Inc. New York
Pershing Advisor Solutions, LLC Bank of New York Mellon Corp., The New York
Pershing, LLC Bank of New York Mellon Corp., The New York
Popular Securities, Inc. Popular, Inc. New York
CoöperatieveCentraleRaiffeisen-Boerenleenbank
Rabo Securities USA, Inc. New York
B.A.,"Rabobank Nederland"
RBC Capital Markets Corp. Royal Bank of Canada Richmond
RBS Securities, Inc. UK Financial Investments Limited (UKFI) Boston
Santander Investment
Banco Santander, S.A. New York
Securities, Inc.
Santander Securities Corp. Banco Santander, S.A. New York
Scotia Capital (USA), Inc. Bank of Nova Scotia, The New York
Scott &Stringfellow, Inc. BB&T Corp. Richmond
SG Americas Securities, LLC SociétéGénérale New York
StifelNicolaus& Company, Inc. Stifel Financial Corp. St. Louis
SunTrust Investment Services,
SunTrust Banks, Inc. Atlanta
Inc.
SunTrust Robinson Humphrey,
SunTrust Banks, Inc. Atlanta
Inc.
Synovus Securities, Inc. Synovus Financial Corp. Atlanta
TD Ameritrade Clearing, Inc. Toronto-Dominion Bank, The New York
TD Ameritrade Inc. Toronto-Dominion Bank, The New York
TD Securities (USA), LLC Toronto-Dominion Bank, The New York
Thomas Weisel Partners LLC Stifel Financial Corp. St. Louis
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San
Umpqua Investments, Inc. Umpqua Holdings Corp.
Francisco
Wayne Hummer Investments,
Wintrust Financial Corp. Chicago
LLC
Wells Fargo Advisors Financial San
Wells Fargo & Company
Network, LLC Francisco
San
Wells Fargo Advisors, LLC Wells Fargo & Company
Francisco
Wells Fargo Institutional San
Wells Fargo & Company
Securities, LLC Francisco
San
Wells Fargo Investments, LLC Wells Fargo & Company
Francisco
San
Wells Fargo Securites, LLC Wells Fargo & Company
Francisco
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Comerica Securities, Inc. Comerica Bank Dallas
Fifth Third Securities, Inc. Fifth Third Bank Cleveland
Last update: February 11, 2011