Principles of sociology

R. Gosling (ed.) and S. Taylor with the Department of Sociology, LSE

2010 Undergraduate study in Economics, Management, Finance and the Social Sciences

This guide was prepared for the University of London External System by: R. Gosling (ed.), Director of External Study, LSE, with chapters written by the following members of the Department of Sociology, LSE: Dr Claire Alexander, Dr Suki Ali, Simon Dickason, Malcolm James, Dr David Palmer, Dr Angus Stewart, Dr Steve Taylor. This is one of a series of subject guides published by the University. We regret that due to pressure of work the author is unable to enter into any correspondence relating to, or arising from, the guide. If you have any comments on this subject guide, favourable or unfavourable, please use the form at the back of this guide. This subject guide is for the use of University of London External students registered for programmes in the fields of Economics, Management, Finance and the Social Sciences (as applicable). The programmes currently available in these subject areas are: Access route Diploma in Economics Diploma in Social Sciences Diplomas for Graduates BSc Accounting and Finance BSc Accounting with Law/Law with Accounting BSc Banking and Finance BSc Business BSc Development and Economics BSc Economics BSc Economics and Finance BSc Economics and Management BSc Geography and Environment BSc Information Systems and Management BSc International Relations BSc Management BSc Management with Law/Law with Management BSc Mathematics and Economics BSc Politics BSc Politics and International Relations BSc Sociology BSc Sociology with Law.

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Published by: University of London Press © University of London 2005; reprinted with amendments 2009; 2010 Printed by: Central Printing Service, University of London, England


Introduction ............................................................................................................ 1 What this unit is about .................................................................................................. 1 What is sociology? ........................................................................................................ 1 What skills you will learn from studying this unit ............................................................ 2 The structure of the unit ................................................................................................ 2 Reading advice and other resources ............................................................................... 4 Hours of study and use of this subject guide................................................................... 7 The examination and examination advice ....................................................................... 7 Section A: Social theory and research .................................................................... 9 Chapter 1: What is sociology? .............................................................................. 11 Aims of the chapter ..................................................................................................... 11 Learning objectives ...................................................................................................... 11 Essential reading ......................................................................................................... 11 Further reading............................................................................................................ 11 Video/DVD .................................................................................................................. 12 Works cited ................................................................................................................. 12 1.1 Introduction .......................................................................................................... 12 1.2 Approaching sociology ........................................................................................... 13 1.3 What is sociology? ................................................................................................. 14 1.4 Sociology and commonsense ................................................................................. 17 1.5 Thinking sociologically ........................................................................................... 20 1.6 The individual and society ...................................................................................... 24 1.7 Socialisation and identity ....................................................................................... 28 A reminder of your learning outcomes.......................................................................... 34 Chapter 2: Sociological research .......................................................................... 35 Aims of the chapter ..................................................................................................... 35 Learning objectives ...................................................................................................... 35 Essential reading ......................................................................................................... 35 Further reading............................................................................................................ 35 Works cited ................................................................................................................. 36 Video/DVD .................................................................................................................. 36 2.1 Introduction ......................................................................................................... 36 2.2 Some principles of sociological research ................................................................. 37 2.3 Research designs: planning and choice................................................................... 43 2.4 Major research designs in sociology ....................................................................... 48 2.5 Research methods ................................................................................................. 54 A reminder of your learning outcomes.......................................................................... 64 Chapter 3: Theory and research............................................................................ 65 Introduction ................................................................................................................ 65 Aims of the chapter ..................................................................................................... 65 Learning objectives ...................................................................................................... 65 Essential reading ......................................................................................................... 65 Further reading............................................................................................................ 65 Video/DVD .................................................................................................................. 66 3.1 Methodology revisited ........................................................................................... 66 3.2 Positivism .............................................................................................................. 69 3.3 Interpretivism ........................................................................................................ 72

................................................................................................ 168 Conclusion .......... 81 Essential reading ..................................................................... 124 A reminder of your learning outcomes......................................... 133 Reading advice for Section B................................. 151 Introduction ......................................................................................................................... 177 Conclusion .............................................................3 Bringing the individual back in .................................................................................................................................................................................................................................................. politics and the state............ 81 Introduction .............................................................21 Principles of sociology 3.................................................................................................................................................................................................. 152 Key debate: Has globalisation changed the nature of the firm? ......................................... 81 Aims of the chapter . 173 Key debate: Has globalisation led to cultural homogenisation? ........................................................................................................................................................ 173 Key debate: Does globalisation lead to a clash of cultures? ......................................................................................... 149 Chapter 6: Economic globalisation........................... 163 Key debate: Has globalisation weakened the state? ......................................................................................... 82 4.......... 82 4.................................................................................... 151 Key debate: To what extent have we seen the emergence of a global economy? .......................... 133 Useful websites ................................. 171 Works cited .............................................................................................................................................................................................. 182 Works cited ................................................................................................................................. 135 Definition ........................................................................................................................................................................................................................... 166 Key debate: Has globalisation created new forms of politics? .............................................. 133 Learning objectives .................................................................................................................................................................................................................... 163 Introduction ....... 135 Introduction ................................................................. 182 Sample examination questions for Section B ............................ 87 4...... 81 Learning objectives ............................ 81 Further reading................................................................................................................. 133 Aims of this section ......... 163 Four ‘threats’ to nation states ......................................................... 134 Chapter 5: Introduction to globalisation.......................................................... 146 Works cited .................................. 115 Summary ........................................................................................................................................................ 182 A reminder of your learning outcomes.............................4 Postmodernity and sociology.......... 160 Works cited .............................................................................................................................................................................................................................................................................................................. 172 Chapter 8: Cultural globalisation .................................. 142 What are the implications for sociology? ......... 124 4.................................4 Realism ........................... 183 ii .................2 Sociological theories ............................................................................. 82 Videos/DVD ................................................ 79 Chapter 4: Theories and developments ........ 151 Further reading........................................................ 76 A reminder of your learning outcomes...................... 136 Key debate: Is globalisation new and real? ........................................................................................1 Origins of sociology ................................................................................................................................................................................................................................................................................ 173 Introduction ............................................................................................................................. 156 Conclusion ....................................... 137 Key debate: What are the drivers of globalisation? ........................................................................................................................ 132 Section B: Globalisation ............................... 160 Chapter 7: Globalisation.............................................................................................. 81 Chapter structure ...........................

.................................. 236 11.....................................................................................................................................................1 Sex................................................................................................................................................................................................................ 212 10.............................................................................................................................................................................................2 Global perspectives on inequality and injustice .................................................................................................. 187 Aims of the chapter ........ 209 Aims of the chapter .........................................2 Equality and difference: feminist debates................................. 209 Works cited ......... 229 Further reading..............Contents Section C............... 211 Learning activities..............................................4 Contemporary approaches: old and new ethnicities .............................. 229 Learning objectives ............. 230 11................................................................................................. 187 Websites ....1 Thinking about ‘race’ and ethnicity .......... 249 Sample examination questions ................................................................ 202 A reminder of your learning outcomes................................................. 187 Learning objectives ................................................................................................................................................................................................................................................ 206 Sample examination questions ........... 230 Reading advice .................................................... 206 Chapter 10: ‘Race’ and ethnicity .......................................................................................... 209 Further reading. 187 Further reading.........................2......2 ‘Race’ and ethnicity: some basic definitions ....................................................................... 230 Introduction .............3 Classical perspectives on social inequality ............................................................................................................................ 251 Aims of the chapter ......................................... 229 Essential reading .............................................................. 251 iii .............................................................................................................................................. 212 10................................................................................... 196 9.................................. 209 Learning objectives ..................................... 190 9........ 214 10.................................................................................................................................................................. 232 11........................................................................................................ 229 Aims of the chapter .............................................. 185 Chapter 9: Gender ...3 Social injustice and the pursuit of human rights........................................................................................................................... 240 11................2 Analysing social injustice .................................................................................... 246 Summary: inequality and injustice .......................................................................1..................................................................................................... 188 Introduction ......................1 Changing sociological perspectives on social inequality and social injustice.........1 Structural dimensions of inequality: contemporary class analysis .......................................... 227 Chapter 11: Social inequality and social injustice ...3 Families and work ................................................................................... 209 Essential reading ............................................... 187 Essential reading ........................... 249 A reminder of your learning outcomes...................................................................................................................................................................3 Changing debates: some key theoretical approaches to ‘race’ and ethnicity ............ 251 Learning objectives .................................................. 250 Chapter 12: Religion and society .............................................................................. 224 A reminder of your learning outcomes.............................................................................................................................. gender and sexualities ................................................................................................. 234 11.......................................................................................... 243 11............ 190 9........................................ 210 Introduction ......................................................................................................... 210 Reading advice ...........................................................2.................1............ 218 10............ 251 Study materials.......................1.............................. 187 Works cited .......................................... 188 How to use this chapter ...................................................... 226 Sample examination questions ................2.....................................................................................................

..................................... 304 Further reading and works cited..................................... 260 12... 331 Appendix 2: Sample examination paper ....................................................1......................................................................................... 300 A reminder of your learning outcomes.. 279 Chapter 13: Power in society.21 Principles of sociology Essential reading ............................................................................................................................................... 321 Conclusion .............................................................................................................. 253 12....... 282 Additional reading and other works cited ....................................................................... 251 Websites ..................... 266 12............................................................................................................................................................... 301 Sample examination questions ...................................................................... 282 Structure of this chapter ..........4 Religion and social conflict ....................................................................5 Religion and economic culture ........1..................................................................................2 Power to and power over........................................................................................ 281 Essential reading ................................................................... 315 14........................ 304 14............................................ 329 Appendix 1: Approaching your examination .........1.................................................................................. 257 12............ 281 Aims of the chapter ..................................................................................................................................................................1 The pluralist model of power .... 283 13........3.................................................................................. 281 Reading advice ....... 271 12........................................................................................................................................................ 303 Chapter structure ..... stratification and domination ......................... 338 iv .......... 290 13..................................................................................................................................................................................................................................................7 Religion........................................................ 281 Learning objectives ............................. 282 Further reading...............................2 Sociological research on religion ..................................................................... 283 Introduction: power.......... 299 Summary ..................... 305 14...................................... 251 Further reading – detailed recommendations ..2 Why do new types of organisation emerge? .................................... 273 12........................................................................................................................................................................................................................................................................................................................................1 Postmodernist perspectives on power. 286 13.......... 337 Essential reading ............................................................................................................3 The power of elites ..................................6 Secularisation ................................... 298 13........................................................ 335 Appendix 3: Full reading list ... 252 Introduction .....................................2.....1 Introduction ................................................................. 337 Further reading.................. modernity and sociology ............................. 295 13... 303 Learning objectives ................................................................... 293 13........................................................................................................................................ modernity and globalisation ....................................2 Weber: power....2..................... 303 Aims of the chapter ............................................ 315 14........................................................................................................... 278 Sample examination questions ................................................................................................................................................................. 268 12..................3 Power in organisations ............................................................... 329 Sample examination questions ........................................ 275 A reminder of your learning outcomes.....................................................4 Organisational strategies and the environment............................................................................... 303 Essential reading ..............1 Marxism and the analysis of power ....... 329 A reminder of your learning outcomes............................1 Defining ‘religion’ ...................................................... 301 Chapter 14: The sociology of organisations ..................................... 309 Conclusion .............................3 Religion and social integration ...........................................................................................................................................................................................................................................

the author of this section. 2000) [ISBN 9780415094535]. Francis Perspectives in sociology.2790021 Principles of sociology Economics. D. The full textbook is available to view online via the VLE. Section B: Globalisation Watch a video set of Rosie Gosling interviewing Simon Dickason. The essential textbook remains the same but the approach is slightly different. Globalization. W. 2001) second edition [ISBN 9780415238540]. M.. one of the works cited in Chapter 2. Management. (London: Routledge. 2006) fifth edition [ISBN 9780415301114 (pbk)]. Lee. Section A: Social theory and research Two of the essential textbooks are available to view online via the VLE: Cuff. E. (London: Routledge. . Sharrock and D. Chapter 4 Watch a video of Rosie Gosling and Dr Nigel Dodd discussing Durkheim and Weber’s work. Chapter 2 Watch a video of Rosie Gosling interviewing Professor Eileen Barker. The Essential reading is now: Waters. Section C Follow links to the BBC’s collection on second wave feminism. and H. (London: Routledge.W. Chapter 14 Note: This chapter – The sociology of organisations – has now been completely rewritten. Note: Section B: Globalisation has been updated for 2010. Newby The problem of sociology. the author of The making of a Moonie. Finance and the Social Sciences Erratum sheet May 2010: First erratum sheet to the 2009 edition of the subject guide Important VLE resources Please note that the following resources are now available on the VLE: • a recorded interview with LSE staff about studying for this unit • an opportunity to ask Rosie Gosling questions about this unit and discuss material with your peers through an online forum. Test your understanding with self-quizzes for each chapter.W.

21 Principles of sociology Notes .

We hope to dispel these myths and introduce you to a subject which is interesting and which will provide a basis throughout your studies. You may be taking the BSc Sociology degree or a Diploma for Graduates in Sociology and this unit will be the basis upon which all the other units rest. provides the essential grounding for further study in the subject and also provides the knowledge and critical skills which are necessary for the degrees in Management and Business. There is a health warning though – if you take this subject you will never see things in the same way again! Principles of sociology is a foundation unit and. 1 . as such. one of the most important things to remember is that sociology is more than commonsense! You will be introduced to the subject of sociology and will be encouraged to think how different it is from other social sciences that you may have studied. We have designed this unit to provide the necessary grounding in sociological theory and methods of social research. some feel that it is ‘too theoretical’ or that it does not relate to the ‘real world’. What is sociology? First we should start by attempting to define sociology. The relationship between these theories and assumptions of the social world will be investigated and you will see how the techniques of social research are applied in an academic manner. In all cases we hope you enjoy studying this subject. In Section C you will be able to apply these theories and approaches to particular areas in sociology which are of interest to you. others suggest that there is too much reading and that it requires great feats of memory. You will be encouraged to see the development of sociology as it developed from and reacted to the Enlightenment. Some people worry about sociology. No formal prerequisites are required to study this unit. However. (Chapter 1 in Section A will go into much more detail as to the nature of this subject. You will be introduced to different sociological theories and to the ‘classical’ and more modern sociologists. This unit is one of the most popular options in the Diploma in Economics programme as it helps students to be critical of the information they receive and encourages them to think logically and consistently.) The most basic view of sociology is that it is about understanding relationships in human societies. but sociologists do not agree about what societies are and how they should be studied and so no one definition will suffice. Management and Information Systems will take this unit as a key ‘servicing unit’ that will provide you with knowledge of the social world and the key ways in which it can be researched. Students will then be required to apply this knowledge to substantive areas of sociology. Students in Business. We have introduced globalisation as a compulsory topic to illustrate how sociology can help in understanding and explaining this phenomenon. but you do need to have an enquiring mind and be prepared to read and think.Introduction Introduction What this unit is about Welcome to this unit – Principles of sociology.

This is not an easy subject and it requires you to think deeply about the materials and be able to deal with more than one way of thinking about the social world. You should spend at least half of your allocated study time on Section A. and how do we ‘know’ if there has been such a change. Globalisation is an important topic. The chapters in Section A account for 50 per cent of the marks and are examined by a compulsory question. Do the best that you can • to be co-operative and share ideas and materials. Section A: Social theory and research: compulsory This has been written by Dr Steve Taylor with Rosemary Gosling. try thinking aloud. 2 . It makes up half the syllabus and concentrates on questions relating to the nature of sociology. You should not be content with simplistic explanations – you should always look beneath the explanations for a deeper understanding of the social world. which is subdivided into questions requiring short answers and one longer question relating to a particular sociologist or perspective.) This is an important skill for the world of work where you are often required to work in teams. This is not only because of its length and depth but because the subjects covered are essential for the other sections of the syllabus. The key aspects in relation to individuals and society are examined through the concepts of role. It is a good idea to study with other students and friends. the methods which sociologists use. socialisation and identity. to be critical of your own work • be creative and able to link ideas from this unit and the other disciplines you are studying to create new ways of thinking about social phenomena • to be challenged. methodology and the major sociological perspectives. not just because we are interested in knowing whether we are living in a new age but because there is so much disagreement about the topic. LSE’s motto is rerum cognoscere causas which means ‘to know the causes of things’. Finally. Thereafter you are free to choose one option only from a variety of topics. Before you start to study this section you should be aware of the major changes that have occurred in the last two centuries and how the growth of sociology is connected with an attempt to explain these changes.21 Principles of sociology What skills you will learn from studying this unit By the end of the unit you will have gained knowledge and learnt some important skills: • to be critical of any data and theories that you read or hear about and. of course. and to try to express your ideas with them. The structure of the unit Sections A and B are compulsory for everyone and make up 75 per cent of the syllabus. These disagreements have their basis in the fundamental assumptions about what the motors of social change are. Section B: Globalisation and social change: compulsory Having obtained some background on the nature of sociology we want you to be able to apply what you know to one of the core sociological problems – social change. (If this is not possible.

Gender This has been written by Dr Suki Ali of the Department of Sociology at LSE. there is a considerable amount of material which relates to a discussion of the ‘essentially contested’ nature of the core concepts used by the authors. Section C: Specialist topics: choose one How do I choose which topic to take? To help you choose which one topic from Section C to study in detail we outline here the content of each chapter. You will be exposed to different definitions of ‘race’ and ‘ethnicity’ and the different approaches to the issues raised. The areas which you should keep abreast of are: • the reactions to the social or global changes that are occurring – the behaviour of the anti-globalists for example and the financial crises that started in 2008 • whether globalisation has increased inequality between and within nations • whether the nation state is becoming less or more important. which Section C topic you want to study. The key texts give an in-depth approach to this subject and will require a careful reading. Dr Alexander’s major research is on ‘identity’ and this topic is examined in 3 . then this information will help you to think about your interests and how to choose a unit which fits well with your future unit choices. You will be rewarded if you can demonstrate to the Examiners that you have read widely and can apply what you have read and understood to the theories and explanations provided in these chapters. You will be expected to demonstrate knowledge of the relevant sociological theories when writing your examination answers.Introduction These are not difficult chapters. You will be rewarded for your ability to keep abreast of the debates which you will be introduced to in this unit. This section has been written by Simon Dickason. The approach taken by the authors in writing these chapters requires you to have a good grounding in sociology before you begin to study one of the chapters. The authors address theoretical issues directly and give a fresh approach to the study of this subject. The reading is directed and draws on the work on epistemology and ontology covered in Section A. but you must read around the topic and. read the text allocated. especially ontology and epistemology. It is important that you understand that. but if you don’t. of course. ‘Race’ and ethnicity This has been written by Dr Claire Alexander of the Department of Sociology at LSE and was updated in 2009 by Malcolm James. because of your own personal interests. for most of these chapters. It is an opportunity to use the knowledge of sociology that you will have gained from Section A. Knowledge of the key debates that have been discussed in Section A is important. as in all cases you will be expected to use the key debates to inform your reading of your chosen subject area. You may know already. You will be required to reflect on what you know in relation to your own society and you will be rewarded in the examination if you do. You should be aware of how the sociologists mentioned in the chapters have gathered their data and what theory has guided their research.

although not required of you. 79 Elements of social and applied psychology and/or other management subjects. There may be some overlap with the Politics foundation unit (114 Democratic politics and the state) but the approach will be different. It is worth noting that reading lists are updated annually and provided online even when the subject guide is not fully revised that year. which has been written by Dr David Palmer from the Department of Sociology at LSE. puts a strong emphasis on research methods. If you are studying unit 107 Introduction to business and management at the same time. and considers religion in relation to social integration. modernisation and globalisation.319. You must locate your understanding of organisations clearly within the sociological perspective and be aware of the many different explanations involved. There is a concentration on the key ontological and epistemological concerns as to the nature of power and the possibility of ‘knowing’ who has power. and to think about how religion intersects with ethnicity. Power in society Dr Angus Stewart. power. Religion and society This chapter. social conflict. When taking a sociological approach. therefore. inequality and organisation. Reading advice and other resources Reading for this unit is always split into two types. to read some of the other topics for Section C. you should use relevant material on organisations from this chapter in that unit and vice versa. Essential and Further reading. You will find a full and detailed reading list for the whole unit at the end of this subject guide on p. it is important not to look at religion in isolation. economic culture. gender. 4 . if you choose to study this one in depth it would help you if you were to read the Power chapter as well.21 Principles of sociology this chapter. For full details of the editions and ISBNs please check the reading list at the end of this subject guide. has written this chapter. The material is straightforward but the examination questions will not ask you to describe a particular theory without some criticism. The sociology of organisations This has been written by Simon Dickason and is of particular interest to you when you take 127 Organisation theory: an interdisciplinary approach. if you choose this chapter it would also be helpful. This chapter leads on from Section B (Chapters 5–8) on Globalisation and social change very well and you should not attempt this chapter without a clear understanding of globalisation. You will need to use your textbooks in a slightly different way for Sections A and B than for section C. Social inequality and social injustice This has been written by Dr Angus Stewart. who has taught political sociology at LSE for a number of years. Although you must choose only one topic to study. and it is of particular relevance to those of you who are studying for the politics and international relations degree.

Newby The problem of sociology. however we have also provided references to the third edition: Macionis. and H. Choose one from: Fulcher. Plummer Sociology: a global introduction. (Cambridge: Polity Press. although the style is clear. (Harlow: Prentice Hall. J. We then move on to the textbooks which specifically cover the theoretical aspects. (Harlow: Prentice Hall. (London: Routledge. It does not have as much material on globalisation as Macionis and Plummer or Giddens. clearly written text for the theoretical aspects of the unit such as Section A. the relationships between theories and methods. This covers all the theories indicated in the reading for Section A. although it is not essential reading for the Section C chapters on race and gender. 5 . It is written in a clear and simple style. A.Introduction Reading for Section A We have provided you with a choice of three major textbooks as introductory reading for Section A. and. Plummer Sociology: a global introduction. or Lee. 2005) third edition [ISBN 9780131287464 (pbk)]. J. (London: Routledge. charts and pictures. This text is easy to read and is well illustrated with many examples. Sharrock and D. or Macionis. This is an excellent. Francis Perspectives in sociology.W. However. you will only need to buy one of them. Students are very happy using this text. D. 2008) fourth edition [ISBN 9780132051583 (pbk)]. We suggest that you decide which text to buy in relation to your choice of subject in Section C. J. as some of the textbooks are also used as key reading for Section C.. however on its own it does not have enough material for the theoretical aspects of Section A. (Oxford: Oxford University Press. 2006) fifth edition [ISBN 9780415301114 (pbk)]. 2008) fifth edition [ISBN 9780745633794 (pbk)]. We strongly advise you to buy the fourth edition of Macionis and Plummer. we have indicated two texts of which you should buy one.W. This book is supported by a website and there are lecturers’ notes online. it does not cover many of the theoretical aspects of the unit and will not offer much support for your Section C topic. or Giddens. The chapters on globalisation and identity are very useful. and J. and methods of social research. and K. Scott Sociology. W. 2007) third edition [ISBN 9780199285006 (pbk)]. it will support them well. As indicated by its title. 2000) [ISBN 9780415094535]. it takes a global approach to the subject and so is an ideal text for students studying this subject on the External System. and K. Sociology. some of the chapters have been organised in an unusual way and so it is very important to make use of the directions to specific reading provided in the subject guide. However. Choose one from: Cuff. E.

This will help your understanding and provide you with the necessary critical skills required for these chapters. However. We have indicated some in the subject guide. Some web page addresses may change during the life of this subject guide. At the end of this subject guide we have provided a full list of all reading referred to in this subject guide for ease of reference. which may help you by giving you a chance to ‘see’ sociologists in action. However. You will need to use the same username and password to access this resource as the ones you are sent to use for the Student Portal. If a page is no longer available please try an Internet search to find its new location. It is clearly written and you should have little problem in reading it. our strong advice is that you should work through your Section C topic slowly and carefully ensuring that you fully understand each section before proceeding to the next. Video/DVD For some chapters we are able to recommend a video/DVD to you. are being made available to you online via the University of London External System Virtual Learning Environment (VLE). Websites Websites are increasingly sophisticated sources of information and there is a great deal of material available. The websites relating to the classical sociologists are usually very good indeed.21 Principles of sociology This contains much more material than is required for this unit. Again we have indicated the relevant chapters in the textbook in reading advice given in this subject 6 . as with all texts it should be read in relation to the topic studied. M. it approaches the subject historically and therefore it helps students to locate the sociologists clearly within the society and time they were writing. Reading for Section B There is one major text for this Section which you will need to buy or have access to. The authors have provided you with some thinking points. The Online Library can be accessed via the Student Portal at https://my. They have not been designed to be read as a novel! You need to do the reading as you tackle each section to ensure that you have fully understood it before you proceed to the next section. we have no control over this. You will also need to refer to the relevant chapters in the compulsory textbooks which you have bought for Section A. You are given reading advice at the start of each chapter. We advise you to log in to the VLE regularly and to make use of the forums for this unit to share your ideas and discuss topics with your fellow students. 2001) second edition [ISBN 9780415238540]. Reading for Section C These chapters are written in an academic sociological style and require students to read the key texts in parallel with the material in this subject guide. (London: Routledge. However. Online resources An increasing number of resources.londonexternal. beware of the ‘sample essays’ and ‘examination tips’ websites – these may not necessarily help you to write and think in the style and manner that will help you for this unit on the External Programme. such as recordings of interviews with academics and self-testing quizzes. Globalization.

331). There is also advice about how the marks are allocated to each style of question in Section A. You will need to adjust this for your own study year. sample examination questions have been included for you to practise on. You need to make sure that you have clearly understood Sections A and B before moving on to Section C. You do not need to mention everything that you have learnt and should answer the question economically. We have provided you with a detailed examination advice section and a full sample examination paper at the end of this subject guide (p. At the end of Sections B and C.Introduction Hours of study and use of this subject guide You should aim to study this unit over eight months and you should spend at least seven hours on this unit each week. You will need to read widely and think deeply. We have suggested a study schedule here to help you plan your time. this is based on completing your unit in one year. starting in October. You will be rewarded if your essays are well structured and if you select and use only material that is relevant to the question. discussing the issues raised with other students or colleagues. The examination structure has been designed in such a way that you will be rewarded for your knowledge of the subject and your ability to demonstrate an understanding of the key issues. Because of this we strongly advise you to always check both the current Regulations for relevant information about the examination. Remember: the examination tests your knowledge and understanding of the subject. You can demonstrate understanding by answering the question that you have been asked directly. You should also carefully check the rubric/ instructions on the paper you actually sit and follow those instructions. but more importantly you should indicate that you can understand this. we do not need to know all you know! 7 . Please note that subject guides may be used for several years. You should practise answering the short questions in Section A and gradually build up to answering the essays for Sections B and C. using references and examples which indicate that you are aware of the relative importance of each. especially the concepts involved and the perspectives of the relevant sociologists. The examination and examination advice Important: the information and advice given in the following section are based on the examination structure used at the time this guide was written. and the current Examiners’ commentaries where you should be advised of any forthcoming changes. You are required to know all the material that has been indicated in the subject guide. we suggest that you might also like to look at the past years’ examination papers. For Section A.

21 Principles of sociology Notes 8 .

Section A: Social theory and research Section A: Social theory and research In Section A. we shall be addressing four key questions: • What is sociology about? (Chapter 1) • How do sociologists do research? (Chapter 2) • What is the relationship between theory and method in sociology? (Chapter 3) • How have sociologists tried to explain how societies work and change? (Chapter 4) 9 .

21 Principles of sociology Notes 10 .

Further reading It is worth dipping into any of the following classic introductions to help give you a ‘feel’ of sociology and sociological thinking.) 11 . and how Parsons and Mead put forward different explanations of these processes. you should have a clearer idea of: • how to study sociology. what is meant by active learning. Essential reading For full edition details. but note that these books can be a little more difficult to understand than the textbooks. J. A. or Macionis. Scott Sociology. 2005 and 2008 editions) Chapters 1 and 7.Chapter 1: What is sociology? Chapter 1: What is sociology? Written by Dr Steve Taylor. Aims of the chapter The aims of this chapter are to give you a clearer idea of the following: • how to approach studying sociology • what sociology is • the differences between sociology and commonsense • what is meant by sociological thinking • the relationship between the individual and society • socialisation and identity formation. It is worth noting that reading lists are updated annually and provided online even when the subject guide is not fully revised that year. and what examiners will be looking for • what sociologists study • some of the key ways that sociology gives us insights that go beyond commonsense understanding • what is meant by thinking sociologically and sociologists’ interest in social order. (Cambridge: Polity Press. or Giddens. and having completed the essential reading and activities. A global introduction. Sociology. (A reminder: for full details of the editions and ISBNs please check the reading list at the end of this subject guide. Plummer Sociology. social change and the relationship between the individual and society • how our identities arise from social relationships • what sociologists mean by socialisation and identity. and J. 2008) Chapters 1 and 2. Choose one of: Fulcher. J. and K. (Oxford: Oxford University Press. Learning objectives By the end of this chapter. 2007) Chapters 1 and 4. please refer to the full reading lists in the Appendix to this subject guide. (Harlow: Prentice Hall.

(Harmondsworth: Penguin. 1976) [ISBN 9780465097180 (pbk)]. This website gives links to a range of other sociology resources. (Oxford: Blackwell. it seems that the drive for ever greater prosperity and new-found freedoms and lifestyle choices come at a price. P Invitation to sociology. 1951). 1934).com]. Mead. 1. The social system. and how societies make us who we are. It is simple and. Gintis Schooling in capitalist America. It is about understanding what it means to ‘think sociologically’.halovine. Sociology is about trying to understand the social world. 8 www. millions of people in modern industrialised societies are confronted by more choices than ever about how to live their lives. Berger. 1963). 1970). drug addiction and self harm continue to rise. However. So how did the world become this way? Why are people’s lives today so different from those of their parents and grandparents? What are the possibilities for our lives in the future? These are the questions that sociology asks and attempts to answer. Once you start thinking sociologically you will find the later chapters on research and theory and the topic areas covered later in this chapter and in Sections B and C easier to understand. we hope. and H. As prosperity grows and cultural taboos break down. (London: Routledge. G. Websites 8 www. (New York: Free Press. 1990). T. Parsons. P Learning to labour. self and society. (Harmondsworth: Penguin. Wright The sociological imagination.sociolog. A short video/DVD giving some insights into ‘sociological thinking’ by explaining what sociology is about and showing how a sociologist might bring a very different perspective to everyday things like the mobile (or hand) phone and the security camera. (Aldershot: Ashgate. 1993) [ISBN . mental disorder.sociology. S. you should find it quite easy to This is a British sociology website. (University of Chicago. Z. The presentation of the self in everyday life. take time out regularly to stop and 12 . This chapter is designed to help you start thinking like a sociologist. Goffman. 9781857421705]. but it is also about trying to understand ourselves.21 Principles of sociology Bauman. Mind. Video/DVD Introducing Sociology (halo vine. To make the most of this chapter. Thinking sociologically. Works cited Bowles. geared towards the British school syllabuses but it has a lot of good introductory material and useful links to specialist sociology websites. E.1 Introduction We are living in a world of dramatic and unprecedented social change: new technologies and cultural upheavals are transforming our lives. Willis. It is not about learning theories or facts and figures. 2004) [8 www. 1971) [ISBN 9780140213508 (pbk)]. (Harmondsworth: Penguin. as rates of crime. C. .

You have to apply your knowledge to the problem. you are already starting to think like a sociologist. So if you find yourself simply trying to remember lists of facts you need to learn in a different way in order to do well in sociology. compare different ideas and. More specifically. All these skills involve active learning and thinking. you have to recall information in all subjects. This involves actively thinking rather than passively trying to absorb information as a sponge absorbs liquids. This is wrong. and examiners will be looking for evidence of this understanding. or can you relate them to wider changes in your society? For example. but the main emphasis in sociology is on testing your thinking abilities rather than your memory. Maybe your aspirations are different from your mother or father? Maybe your values are different? Maybe you have (or hope to have) very different work from your mother or father? Now try to account for those differences.2 Approaching sociology Critical thinking So how should you approach studying sociology? It’s important to make it clear from the start that sociology is not a subject you can simply learn. you have to criticise what you read. How would you explain them? Are they just individual differences. but rather ask yourself all the time. have educational opportunities. sometimes. patterns of work or certain social values changed since your parents were young? Do you think these might have influenced some of the differences you have identified between yourself and your mother or father? By asking yourself these kinds of questions. by exploring how personal lives may be influenced by wider social changes. It doesn’t matter what you have written down. Sociology is primarily about understanding ideas. theories and studies • apply sociological ideas. Look at your list. Obviously. theories and studies • discuss and compare sociological concepts. Obviously there are all sorts of possibilities. then choose another relative or acquaintance 20–30 years older than you. Before reading any further attempt the Activity below. Lists of ‘learned’ points will not impress examiners.1 A changing world Write down five ways that your life is different from that of your mother (if you are female) and your father (if you are male) when they were your age. or question. that has been set. If you cannot compare yourself with a parent for some reason. ‘What does this tell me about how a sociologist thinks about the world?’ Let’s start with an example. Active learning Some people may tell you that examinations are all about memory. Do not rush the chapter. Activity 1. theories and studies to different aspects of social life.Chapter 1: What is sociology? reflect on the points being made and attempt to answer the questions that have been set in the Activities. The idea of actively thinking about a problem can be illustrated with an 13 . 1. to do well in sociology. you must be able to: • describe key sociological ideas. You also have to question things.

21 Principles of sociology example from everyday life. for example. Try this even if you have never studied the subject before. friends and people we know at work or college 14 . such as family members. This involves active processes throughout your period of study. The first step on the road to understanding sociology is to ask ourselves what the subject is about. above all. Sociologists are primarily interested in all that happens to people in terms of their relationships with others. You have to work out the possibilities. noting down what you do not understand and looking for the answers from your books or this subject guide.’ But you might be asked. to ‘Identify three ways sociologists can study the past’. Let’s begin by introducing some of the key ideas of sociology and the questions it asks.2 What is sociology? Before reading any further write down in one sentence what you think sociology is. so the word literally means the study of companionship. focus on the problem you are confronted with. or ‘Compare the costs and benefits of using structured and unstructured interviews. 1.’ Answering such questions well involves going through the same process described above in relation to being locked out of your house. How can this story help us to tackle questions in sociology? You certainly won’t be given a question asking you to.3 What is sociology? Activity 1. or social relations. you are certainly drawing on your existing knowledge (for example. Stop and think about this for a moment. These may be: • personal relationships with people we know well. compare and contrast their relative merits and. you are also actively thinking about the problem and working out possible solutions. Now try to develop your definition by attempting two further questions: • What do you think sociologists study? • How do you think a sociologist’s understanding of some aspect of social life would be different from a ‘commonsense’ understanding? The study of social relationships The word sociology comes from a combination of the Latin socius (meaning ‘companion’) and the Greek logos (meaning ‘the study of’). questioning the things you read about. such as asking yourself questions. who else has a key?) but you are doing much more than that. It is a useful activity to try to think about a topic first before reading something about it. You have to ask yourself some questions and work out the best solution. Is there some other way you can get into the house without a key? How many other people have keys and which one of these people would it be the best to contact? Is there somewhere else you could go and wait? Should you smash a window to get in? Here. Any subject is easier to understand once you have some grasp of its field of inquiry and what it is trying to do. Imagine you have returned to your house and found you have forgotten your key and there is no one in. ‘Describe three ways to get into your house. looking for links between different parts of the subject.

such as those we have with people who serve us in shops. to the study of specific social organisations. Therefore. for example. legal and religious institutions. rely on productive institutions to create the wealth to finance government spending. The fact that sociology is about social relationships that can take many different forms means that its scope is very wide. educational institutions are dependent on the government for their funding. Economy Workforce Education Funding Taxes Government Figure 1. relationships between different societies. such as schools or families. directly or indirectly. right down to two people having a brief conversation in an elevator. economic. such as industrialisation or globalisation. Types of family life. perspective that means looking at societies as 15 . in turn.Chapter 1: What is sociology? • impersonal relationships. Sociologists refer to these patterns of behaviour as social institutions. From this starting point. For example. between different parts of a society and between individuals and societies. Thus it is very difficult to give a precise definition of sociology because it operates at different levels.1: Institutional interdependence As a result of this institutional interdependence. educational. the word relationship is very important in sociology. All sociology is about relationships of one sort or another: for example. but whose actions influence our lives. the key idea in all sociological research is that people’s lives and behaviour cannot be understood apart from the social contexts in which they participate. It can range from things that affect large parts of the world over long periods of time. Social institutions Social relationships are rarely random. Normally they are organised in various ways. sociologists want to know more about these social contexts. how they are produced and how they shape people’s lives. Although these institutions seem to be separate and distinct they are also related to each other in various ways. and government institutions. Sociologists call this institutional interdependence. take away our rubbish or drive the taxi we are in • indirect relations with people we neither know nor see. a decision by corporate executives in the United States to shut down an overseas plant can affect the working and domestic lives of thousands of people who live nowhere near the USA. education and religious practice are examples of social institutions. However. What we loosely refer to as a ‘society’ is actually a complex of many social institutions. or macro. To give a simple example: productive institutions are dependent on educational institutions for a skilled workforce. many sociologists adopt a structural. Sociologists are interested in the study of individuals’ personalities and behaviour but they are also interested in how they relate to other people. where behaviour tends to be regular or patterned. family. political. In contemporary industrial societies we find.

This illustrates how sociological research can help in the formation and analysis of government policy. or small-scale. Exploring this question usually involves adopting a micro. as we shall see. the relationships between them and how individuals experience them. beliefs. The result of this is that sociologists are also interested in the subjective aspects of life. The only point in going to school was to ‘have a laugh’ and make fun of those who did work. Think about this for a moment. by refusing to work at school. They had already decided that education was irrelevant to their futures. how they make sense of social situations. adopted a structural approach to explore this problem. the weather and chemical processes within the body. as Bowles and Gintis suggested. Sociologists are not only interested in exploring relationships between social institutions. usually from the more deprived backgrounds. which are natural processes. Sociologists explore different forms of social institutions. This means that social institutions are produced by the conscious activities of human beings. Paul Willis (1977. They argued that schools prepared large numbers of young people. He found that rather than simply being failed by the school and the society. Bowles and Gintis (1976). However. and trying to work out how different institutions ‘function’ to produce particular outcomes. Sociology as a science? Another question that is often asked about sociology is whether or not it is a science. approach and looking at small segments of institutions in much greater detail. if the research calls for it. then. We shall be looking at this issue in much more detail in Chapter 3. Can you think of some reasons for this? Two US sociologists. such as physics or chemistry. is not just about just about the wider ‘outside’ picture of patterns of social organisation and behaviour. even their darkest secrets. subordinate jobs. this ‘structural approach’ tells only part of the story. Sociologists in the UK and the USA studying the relationships between the institutions of family and school have found that. their values.21 Principles of sociology systems. reprinted 1993) made a detailed study of 12 British working-class boys. An interesting postscript to this study is that Paul Willis’ services are now very much in demand from the governments of some newly industrialising countries puzzled by the fact so many young students are turning their back on the educational services provided for them. in contrast to things like gravity. Sociology. the boys he studied deliberately failed themselves. Now read 16 . they are also interested in the relationship between individuals and institutions. For example. The subject of sociological research – social institutions – is cultural rather than natural. children from lower-class or working-class backgrounds have more problems at school and leave with fewer qualifications. that is how people interpret and make sense of the situations in which they find themselves. but it is important to note that there is an important difference between sociology and natural sciences. Summary Sociology may be generally defined as the study of the social relationships. on average. which they saw as being in manual labour. prejudices and. It also explores the ‘inside story’ of people’s lives. for low-paid. in a famous sociological study called Learning to Labour.

we are also bombarded with information about our own and other societies from newspapers. but note that this is more complex. chemistry and biology. So.2 on p. Much of it is directly accessible to us and we begin learning about it from the moment we are born. radio and television and the Internet. most of us have developed a number of social skills and an extensive knowledge of the social world around us. and I shall use the example of crime to illustrate them.14 concerning how you think sociology is different from commonsense. commonsense understanding? Can a sociologist tell you anything about social life that you couldn’t have worked out for yourself? It is worth pursuing this question. is the sociologist’s understanding of societies any different from everyday. We call this ‘lay’. If you want to read a little more deeply. because answering it is a good way to find out more about what sociologists do and how they think about the world. it is easy to justify the need for specialist subjects like physics. we are all sociologists of a kind because. People also have theories and opinions about their society. 17 . and • applying or testing sociological theories. look at Chapter 1 of Mills (1970).4 Sociology and commonsense In the next three sections your main reading will be this subject guide rather than your textbooks. knowledge of society. Sociology is different from commonsense because it involves: • asking distinct sociological questions • doing research. 1. molecules or cells simply from our everyday experiences. We don’t just learn about social life from our own experiences. we cannot understand the workings of things like atoms. It is important that you attempt the activities that have been designed to illustrate key points and help give you a ‘feel’ of the subject. although I shall suggest some further reading throughout. In a way. what is different about specialist sociologists? There are many answers to this question but here we are going to look at three of the most important ones. Are we all sociologists? It’s interesting how many people think that sociology is just commonsense. Therefore. what’s causing these problems and what could. But first. Giddens (2008) or Macionis and Plummer (2005 or 2008). So. using any one of the textbooks we have recommended by Fulcher and Scott (2007).Chapter 1: What is sociology? This is a good place to start reading to develop your understanding of some of the issues raised here. be done to make things better. But we can’t say the same about the social world. or commonsense. It’s a perfectly fair assumption. After all. We can only know about them from expert knowledge. what’s wrong with it. and should. Berger’s Invitation to sociology takes a different approach and is very entertaining. by the time we are grown up. They are not directly accessible to us. look back to the answer you gave to this question in Activity 1.

From this perspective. For example. Now it is illegal for a man to rape his wife. people spend quite a lot of time talking about it. Write down what you notice. what can be done to stop or at least reduce it. The conversations you hear are usually about how bad crime is. What this shows is that what is defined as a crime is socially defined. Another difference between sociological and commonsense thinking – as we shall see in the next chapter – is that sociologists are interested in how everyday social order is maintained. that people are made aware of the boundaries between acceptable and unacceptable behaviour. above all. What questions spring to mind? What do you find odd. From this point of view sociologists are not just interested in how crime disrupts social order. They may feel that you are playing tricks on them and may take exception to your behaviour. whereas other acts that may be equally harmful are seen as quite acceptable? Why do societies change their minds about what is and what isn’t a crime and what should be done about crime? For example. why it happens and. and labelling certain people as criminals and punishing them. amusing. For example. but in many countries. Thus. Recall how much you took in. such as your place of work. in the UK 40 years ago. and spend a little time pretending you are a visitor from another country and have never been here before. college or home. Select a setting that is very familiar to you. observed that it is only by identifying certain acts as crimes. the streets. by the legal system. Sociologists are interested in how these definitions are constructed in everyday life. returning to your ‘real life’.21 Principles of sociology Asking sociological questions: making the familiar strange Most people feel they have some understanding of crime and. If you have travelled to another country for work or a holiday. or whatever. why are some actions defined as ‘crimes’ in the first place. Activity 1. think back to the first day or two when it was new to you. The famous French sociologist. or a tourist in a foreign land. Sociologists are also interested in these questions and a number of sociologists work in crime prevention. which social groups have the power to define some acts (but not others) as crimes and some individuals (but not others) as criminals? What is considered as a crime.3 Making the familiar strange Try this yourself. Emile Durkheim (1858–1917). or some of the customs. The famous US sociologist Peter Berger – whose book Invitation to sociology we have recommended as further reading for this chapter – says that part of the sociologist’s art is making the familiar become strange. paradoxically. the people. the laws relating to the prohibiting of homosexual relationships have been changed and it is not illegal to be homosexual. is what the law states is a crime. 18 . for example. including the UK. it was quite legal for a man to rape his wife but illegal to be a practising homosexual. sociologists question some of the things that most people just take for granted about crime. However laws are changed by people and laws change over time. is there anything you might now question or do differently as a result of ‘your visit’? But be careful here. This means trying to see the taken-forgranted world around you afresh. by looking at it with the eyes of a stranger. interesting about this ‘new’ culture? What do you like or dislike about it? Finally. thinking as a sociologist also raises other questions. However. how different the houses were. certainly in countries like the United States and the UK that have high reported crime rates. they are also interested in how crime contributes to social order. some people may not understand that you are ‘doing’ sociology. Making the familiar strange means learning to look at your familiar environment in the same way.

Sociologists are also interested in how the media report crime. we can see that a second major difference between the layperson and the sociologist is that sociology involves the systematic study of societies from a wide range of sources. You will be reading more about this in Chapter 3. 19 . How do you think sociologists might study crime? Sociologists: • examine the official crime rates to see how crime is related to aspects of society. However. The process of doing sociological research. sociologists studying crime have access to much wider sources of information than most people who. In sociology these are called research methods and we shall be looking at these in the next chapter. My theorising may then influence what I do next. So. Maybe the bus has broken down. Maybe it came early. However. involves applying particular skills. section 3. it is not just that sociologists have access to more sources of information. Maybe it’s because of the traffic. Applying sociological theories In everyday life we all draw on our commonsense understanding to theorise about things that puzzle us. are dependent on what the media tell them. such as carry on waiting or get a taxi. For example. they also collect and organise this information in very specific and systematic ways. such as geographical region or people’s age or social background • explore how the statistics are produced and how reliable they are • interview people who have committed crimes • talk to victims of crime • observe the police at work • study the workings of the courts and the legal system • join criminal gangs • visit prisons and have even have had themselves locked up to observe prison life from the inside! In short. unless they have been a victim of crime or are criminals themselves. Doing research People in modern societies probably feel they know something about crime – such as whether it’s going up or down or which social groups are committing most of it – because they are bombarded with information about crime from newspapers.Chapter 1: What is sociology? crime actually plays a part in maintaining social order. So. magazines and television. I am standing at the bus stop but my bus hasn’t arrived. like the process speaking a foreign language or playing chess. sociologists studying crime would use many other sources of information. Why is it not here? I might then begin to theorise about the problem by drawing on my commonsense understanding of why a bus might be late. the first answer to the question of how sociology is different from commonsense is that sociologists see the world differently and ask different questions about it. Further reading See Berger (1963) Chapter 2.2.

increasing crime. without any obvious means of obtaining them. Merton’s theory predicted – quite rightly as it turned out – that as long as Western societies encourage people to want more and more material goods while effectively preventing a large proportion of the population from ever obtaining them legitimately. conflicts between different groups in society. they are in a state of anomie and more likely to try to obtain their goals by illegitimate means through crime. have no legitimate means of achieving these aspirations. 1. status and power. He argued that although the culture of US society encourages everyone to pursue the ‘American dream’ of achieving wealth. However. A US sociologist. Summary Most people have some commonsense understanding of societies simply by living in them. growing ‘disrespectful behaviour’ of young people. In this section we shall look at this sociological thinking in a little more detail. So. what makes sociological theorising different from commonsense theorising is that sociologists have another source of knowledge to draw upon. sociologists have developed very general frameworks of ideas called sociological theories that help explain how societies work and change. or deregulated. crime will continue to rise. are going ‘wrong’ with society. A person can be said to be anomic.21 Principles of sociology Sociologists also draw on their commonsense understanding when theorising about human behaviour. This does not mean that Merton’s theory was necessarily right – indeed it has been modified and criticised – rather I have used it here simply to illustrate how explanations drawn from sociological theory are significantly different from commonsense explanations. Robert Merton (1910–2003). used the concept of anomie to develop a sociological theory of rising crime in US society. have had a bad upbringing and so on – Merton’s explanation locates the causes of crime in terms of the organisation of wider society. or goals. Although criminals are clearly deviating from society’s norms by committing crimes. most people from disadvantaged backgrounds.5 Thinking sociologically In the previous section I suggested that one way that sociology is distinguished from commonsense is that sociologists think about social life rather differently. You will be reading more about Merton in the section on structural functionalism in Chapter 4. Sociological problems When most people think about society. who do not have access to good educational institutions or useful social contacts. a key concept in sociology is anomie. sociological understanding is different from commonsense in at least three important respects: sociologists tend to ask different questions. For example. do systematic research and apply sociological theories. when they have aspirations. although commonsense theories tend to explain crime in terms of the characteristics of individuals – they are bad. However. or when we hear about social issues in the press or on TV it is usually about things that people feel . 20 . they are also conforming to US society’s norms by wanting greater material rewards. As the subject has evolved. Therefore. The fact that sociologists have access to this specialised knowledge means that they can provide explanations of human behaviour that are different from commonsense.

not divorce but marriage. Pause and write down some examples of social order. ‘right’. ‘normal’. Most people take this order for granted and the only time they notice it is when someone breaks a rule. However. Why is there is this order and regularity to social life? How and why do societies hold together? Why do most people seem to follow the rules of a society or social group most of the time? Where does this order come from? Are these rules generally agreed? Or do some groups impose their rules on others? 21 . Sociologists are interested in social problems and some work for organisations that address some of these problems. anti-social ways – but they are more interested in the rules themselves and how they work. As Berger puts it in Invitation to sociology: The fundamental sociological problem is not crime but law. or parts of societies. ‘acceptable’. • Unemployment. Imagine you are seeing it all for the first time. how this order changes and its relationship to the behaviour of individuals. (p. ‘ordinary’ and so on. This is partly right. For example. are about how societies.50) Activity 1. just take a few minutes to stop and look. not revolution but government. not racial discrimination but racially defined segregation. The puzzle of social order Next time you find yourself in a crowded place. they are just as interested in things that are seen to be ‘good’. Although sociologists are interested in things that people feel are ‘bad’ or ‘wrong’ in societies. Thinking sociologically means being curious about the order of everyday social life. sociologists are interested in why people break the ‘rules’ of a society – such as committing crimes or behaving in odd. You might have mentioned: • people queuing at bus stops • people waiting for others to get off the train before they get on • cars stopping at a red light • people paying for the goods they take from the shops. • How societies change. work in the way they do. • The role of educational institutions in modern societies. these rules are the starting point. We begin by asking why the world is this way. such as a busy street. However. You’ll see evidence of the social order that is all around you. and which do you think are better described as ‘sociological problems’? • Rising divorce rates in your society. by driving through a red light or going straight to the front of a queue rather than the back. Sociological problems. Let’s look at each of these in turn. • The organisation of economic production in your society.4 Social and sociological problems Which of the following do you think are better described as ‘social problems’. a shopping mall or crowded subway. sociology is about much more than this and its focus is much wider. for sociologists. • Illegal drug use. then.Chapter 1: What is sociology? Most people – including most people starting sociology – say that sociology is about studying social problems and perhaps helping to find ‘solutions’ to them.

have worse health and die at younger ages. For example: • economic data show that the patterns of employment. capitalist societies were constantly changing. Marx was very critical of capitalism. on average. get married and get divorced • rule breaking – reported crimes. However. whereas journalists. imports and exports of a country are very similar from one year to the next • demographic data – that is. For Karl Marx (1818–1883). See the section on Karl Marx in Chapter 4 for further reading. information about the distribution of populations – show that in any given country roughly the same number of people are born each year. These early sociologists tried to make sense of this new industrial age by identifying what they believed were its essential characteristics and comparing them with what had gone before. The late eighteenth and nineteenth centuries were times of reform and revolution and new sources of power. we would find more evidence of the regularities of social life. above all. output. were losing much of their influence. the modern age was characterised. work in lowpaid jobs. sociologists are more interested the usual. The injustices they produced. to end up with lower educational qualifications.21 Principles of sociology If we were to dig a little deeper and do some research. but we can introduce two of the most influential figures here. the everyday. the mass media and to some extent the general public. and people’s increasing awareness of them. would lead to revolutionary change and the creation of what Marx believed would be fairer communist societies where resources would be distributed to people according to their needs. are more interested in the unusual and troublesome. such as the property-owning capitalist class and organised labour movements were beginning to emerge. and Marx was optimistic that they were sowing the seeds of their own destruction. Origins of sociology The formal study of sociology began in the nineteenth century as an attempt to make sense of massive changes that were sweeping over Western Europe at that time. such as the Church and landed aristocracy. 22 . The fact that societies could be transformed so dramatically in such a comparatively short space of time led scholars to start exploring the sources of social order and change. by a new form of free market economy that he called industrial capitalism. the ‘taken-forgranted’. Sociology is about documenting and explaining these kinds of regularities and patterns. whose ideas were later to transform the world. rates of mental illness and even suicide rates are much the same year in and year out • social differences – there are significant and consistent variations between different social groups in a society: for example. Traditional institutions of power and control. European societies were industrialising and there was a mass movement of people from the rural to the urban areas. and the subject we now know as sociology was born. those from economically poorer social backgrounds – sometimes referred to in sociology as socially deprived or lower social class – are more likely. He argued that most of the wealth it created remained in the hands of the small owning class who made their profits by exploiting the labour power of the workers. So. arrests. We shall be looking at these theories in more detail in Chapter 4.

modern life is characterised by increasing bureaucratic control and regulation of people’s lives. However. Activity 1. section 4. the principle that studying societies (or parts of them) involves seeing them as changing social processes is still an essential element of thinking sociologically. For example. Other examples of the rationalisation of life included the replacement of religion by science as the major source of intellectual authority. and the increasing bureaucratic administration of life. The term alienation means being separated. which is also a form of alienation. It may seem strange to be asked to read about theorists who were writing about societies in the nineteenth and early twentieth centuries. However. Thus. unlike Marx. He called this the ‘iron cage’ of rationality. the displacement of elites based on birth by ones based on qualifications. you might be said to be alienated from your true vocation. Weber believed that Marx could be right about capitalism being replaced by communism. took a different and altogether more pessimistic view. Weber did not think this would be any liberation. Weber was concerned that the remorseless spread of rational bureaucracy was stifling individual initiative. of these ideas apply to your society or to your personal experiences? Can you think of some examples that: a) illustrate b) contradict Marx and Weber’s views? You will be dealing with this topic in more detail in Chapter 4. it may be worth stopping for a moment and thinking about one of their key ideas and seeing if it has any relevance today. Most sociologists today are not as ambitious as Marx or Weber. This is ‘caused’ by the way production is organised. For Marx. looking back shows just how 23 . the terms ‘health’ and ‘illness’ seem clear enough. Marx argued that people are naturally creative. because the profit motive predominates above all else in capitalist societies. This is the effect of rationalisation. creativity and imagination. For Weber. they are alienated from their natural selves. another key founder of sociology.Chapter 1: What is sociology? Max Weber (1864–1920). By rationalisation he meant the change from doing things because they had always been done that way (traditional action) to identifying outcomes and calculating the most efficient means of achieving them (rational action). if you really want to be a musician but feel you have to study banking to get a good job. For example. In fact he thought it would almost certainly lead to an even more bureaucratic state having more control over people’s lives. most people learn to evaluate their lives not so much in terms of what they do. They simply have to ‘follow the rules’ and lose the ability to think for themselves. The bureaucratic efficiency of the organisation can take away the creativity of the people working in those organisations.5 Marx and Weber today: alienation and creativity You will be reading much more about Marx and Weber later in your studies. or estranged from our true selves.2. Therefore. Now if we just look at our contemporary world. I am a medical sociologist and that means I study health and illness. Do you think either. He argued that the modern age was characterised by a process of increasing rationalisation. They tend to focus on particular aspects of societies rather than trying to construct such large-scale and general theories of social change. For Weber there was no way out of the ‘iron cage’. or both. but in terms of what they own and what they consume. few people have the opportunity to realise their creativity. However. However.

21 Principles of sociology much our ideas of what constitutes ‘health and ‘illness’ have changed over time. How does this happen? We shall start exploring this process here by asking you to look at your relationship to society. Rather. or parts of them. it is the study of the individual – through biology. as some claim. You will be looking at this topic in more detail in Section B on globalisation. how it is happening and whether or not we are gaining or losing out by being persuaded to see more and more aspects of our life as illnesses over which we have no control? Sociological thinking. involves moving to and fro between past. 24 .6 The individual and society Commonsense thinking holds that societies are all about individuals. such as: why this is happening. street. sociologists are interested in how this changing social order shapes our lives as individuals. present and developing ideas that help explain societies. In modern societies many things that were simply seen as part of life a century ago – such as pregnancy. Maybe there is more of society ‘in you’ than you realise? You and society: identity and role What we would like you to do for this section is to think about yourself and your relationship to the society in which you live. thinking sociologically involves seeing the relationship between the individual and society as a two-way. for example – that provides the key to understanding human behaviour. Further reading Berger (1963) Chapter 8. Sociologists are interested in studying individuals. This raises many questions for the sociologist. rather than a one-way. In questioning this view sociologists are not. arguing that as societies are clearly created by individuals. long-term unhappiness and disruptive behaviour by children in school – are now seen as medical conditions requiring treatments. Above all. Many social scientists and scientists would agree with this. As individuals we obviously create societies but sociologists argue that.6 below. rejecting the study of the ‘individual’ in favour of the ‘group’. Sociologists are particularly interested in documenting and explaining social order and the processes by which this order changes over time. We will come back to this activity again so it is important you take a little time to fill it in now. medicine and psychology. and a lot of sociological research involves talking to and observing individuals. Summary Whereas social problems are about things people feel are ‘wrong’ with societies. Start by completing Activity 1. as continually changing social processes. 1. societies also create us. Sociologists use the term medicalisation to describe the process whereby more and more aspects of life are being labelled as illnesses. sociological problems take a much wider focus and ask how societies work and change in the ways they do. in important respects. then.

they refer to relationships with others. Don’t worry if you put in things that are very different from her. Afro-Caribbean 3. popular. if you think about it. everyday words but. People have different ways of doing it. Ask yourself why you think these words say something about you as a person? What do they tell other people about you? Now look at the list below compiled by one of my students. student 6. Let’s look at Julie’s answers in a little more detail. characteristics she shares with millions of other people.Chapter 1: What is sociology? Activity 1. Julie’s list I am: 1. I am: 1………………………………… 2………………………………… 3………………………………… 4………………………………… 5………………………………… 6………………………………… 7………………………………… 8………………………………… 9………………………………… 10………………………………… Check over your list and spend a few moments asking yourself why you have chosen these words. Julie. add a few additional comments to your original list. each of them has a social component. that is a label that places people in particular social categories. These are familiar. 25 . If you can. attractive 10. female 4. mother 8. Sociologists usually refer to these things as part of our social identity.6 Self and society Imagine you have 10 words to describe the person you are to someone who has never met you. British 2. Social identity Julie’s first three answers are British. Afro-Caribbean and female. There is no ‘right answer’ to the question: describe yourself. hairdresser 5. Write down the 10 words you would use. that is. intelligent 9. wife 7.

For example. how we view the behaviour of others and how we ‘see’ the world. Most nation states. In important respects we learn to be men or women through social interaction. history. although nationality is a very clear and unambiguous source of identity for some people. Describing herself as British and Afro-Caribbean suggests that. for Julie. such as a shared culture. or with a combination of the two. Indian. it’s not the same for others. To say I am Malaysian. values and behaviour. their nationality is still an important statement of their social identity. men are physically stronger. These cultural norms have an important influence on us. In answers 4–7 she has told us about her occupation. whereas girls are usually expected to be more mature. show a better standard of behaviour and help around the house more. For many people their ethnicity may be an equally. You too may have put down your nationality. as we are simply born either male or female. smoking in public places or consuming alcohol are legal in some countries but illegal in others. Nationality and ethnicity confer identities on people that influence their relationships.21 Principles of sociology Let’s take nationality first. but they have also have specific social expectations attached to 26 . for many people. language. access to public places). They affect how we behave. they also have their own traditions. customs and generally accepted ways of behaving. and boisterous and aggressive behaviour is usually tolerated more in boys than in girls. sociologists have shown that gender has important social dimensions. important source of identity than their national identity. However. availability of employment opportunities. or female rather than male. (See Chapter 10 on ‘Race’ and ethnicity for a further discussion on this point. you may also have put down some of the things you do. whether a person identifies primarily with a nation or with an ethnic group. both her nationality and ethnicity are important sources of identity. or countries. Many countries are increasingly comprised of different ethnic groups. sociologists mean a social group that has certain common characteristics. as they are for many people. Many of these norms vary over time within a particular country and also vary between countries. It is also social. in most cultures. that she is a student and that she is a wife and a mother. Social and ethnic groups tend to place different expectations on males and females and this then shapes the subsequent behaviour of boys and girls and men and women. Social roles Like Julie. For example. Although gender may appear to be purely biological. gender is not just a biological category. Which of these differences do you think are primarily due to biological causes (for example. boys are expected to be ‘tough’ and ‘masculine’. Activity 1. women bear children) and which of them do you think are due to the way in which your society is organised (for example its cultural values. for sociologists. We don’t just become men or women. government and laws. the same sociological ideas apply. or more. By an ethnic group. not only have their own language. Sociologists refer to these as norms. However. customs and institutions.7 Gender differences Stop and think about this last example for a minute and write down five ways that you think your life would be different if you had been born male rather than female. you probably put down your gender as one of the most important ways of describing yourself. These are also common everyday words.) Like Julie. This is because. Thus. Singaporean or British is to say much more than I live in a particular region of the world.

8 Roles Have you put any of these social roles on your list? If so. social consequences will normally follow. They expect students to conduct themselves in certain ways. shout at the teachers and do no work. you are given a ‘mothering script’. Similarly. outgoing or shy. Other people then confirm and reinforce this identity by looking at the person with approval or admiration. What do you think that involves? Colleges obviously expect their students to do academic work. easy-going or stressed.Chapter 1: What is sociology? them. attend classes. But. you are a mother. you may have said that you are hardworking or lazy. if your teachers praise your contributions in class. rather than as a social role you share with millions of others. Sociologists sometimes refer to these as social roles. if like Julie. because their face and body shape fit the cultural norms of attractiveness as defined in magazines. a person may see themselves as attractive. you may also have put some personal characteristics on your list. At first sight these characteristics appear to be purely ‘personal’ rather than social but. cinema and on television. Of course. This may then be confirmed by getting good marks in the exams. or you may neglect your children as a mother. for example. Similarly. when you think about it. or beautiful. another may work part-time. However. things that say something about you as a specific individual. Let’s take the ‘script’ of being a student. then. they usually expect rather more than this. But how does a person know whether or not they are intelligent? If you are a student. listen to their lecturers. Sociologists refer to these characteristics as aspects of our personal identity. like actors. work without the close supervision they had at school and hand in work that is properly presented and referenced. You may behave like a child at college. You could even tear up your ‘social script’ and do something entirely different. when you think about it. asking them for dates and telling them how lovely they are. Julie has said she thinks she’s intelligent. Colleges. Whether we conform to social expectations or not (and most of us do most of the time) we have to take into account the expectations others have about how we should behave. while a third works full-time and arranges childcare. Activity 1. For example. One mother may choose to stay at home. because it is as if societies are giving people scripts they are expected to follow rather like actors in a play. you are expected to love your child and (in most cases) take the main responsibility for its upbringing and its day-to-day welfare. there are certain social criteria by which you can judge this. give you good marks and write favourable comments on your coursework – or even tell you that with your natural ability you should be doing much better! – then you are more likely to begin to develop an idea of yourself as capable or intelligent. For example. 27 . Personal identity Like Julie (answers 8–10). are doing more than teaching students academic subjects. people can interpret their scripts in different ways. they also have social aspects to them. such as being thrown out of college or having your children taken away from you. They are also presenting them with an identity: ‘this is the sort of person you are expected to be while you are here’. make a few brief notes about some of the expectations you think are placed on them.

For sociologists. your ethnicity. Or we may go the other way and accept that we can never be any of these things and adjust our behaviour accordingly.7 Socialisation and identity The previous section illustrated just how much your life as an individual is bound up with the social contexts in which you live. or sub-culture of a social group and. • What do you think have been some of the most important influences on the way you see yourself? • Are there any particular incidents that stand out as being particularly important? • Also ask yourself how much the social expectations and the reactions of other people influence your behaviour. 1. or more sociable and outgoing. we are all born into societies where there are already established patterns of organised behaviour that we referred to earlier as social institutions. Further reading Berger (1963) Chapter 5. These social practices. 28 . make up the culture of a society. You cannot understand one without the other. occupation and personal qualities are influenced by the society in which you live. individuals and societies are inseparable. gender. ask yourself why you think you have developed this view of yourself. fat or thin. or not trying to make friends. attractive or unattractive. How do we match up? We also monitor other people’s reactions to us in daily life. we compare ourselves with these social norms. For example. as we saw in the previous section. Sociologists use the term institutionalisation to describe the processes whereby these social practices become accepted ways of doing things in a society or social group. these cultural practices and values place expectations on how people should behave. perhaps by not working in class. such as speaking a particular language or organising ourselves into small groups called families. more assertive. even the ideas we have about ourselves as individual people – such as whether we think we are intelligent or stupid. Socialisation We observed in the last section that a key sociological problem is the relation between the individual and society. Summary Here we have asked you to describe yourself as a person and illustrated just how much of ‘yourself’. But how does this arise? In very general terms.21 Principles of sociology In short. Did you put in any of these more personal characteristics? • If so. and the values and beliefs surrounding them. we may try to make ourselves more clever. In this section we shall introduce some sociological concepts. and theories that help describe and explain this process further. outgoing or shy – arise from social relationships and socially accepted norms and standards. Activity 1. When we think about what we are.9 Personal identity Look at your list. How do others see us? This in turn may influence our behaviour in all sorts of ways.

such as ethnicity. gender and occupational roles. So socialisation is a continuous process: it begins when we are born and only ends when we die. In sociological terms.Chapter 1: What is sociology? Sociologists use the term socialisation to describe the various processes through which people learn about. bad work penalised. the increasing opportunities many people now have to change their status and their lives means that personal identities have become much more important statements of ‘who we are’ than they were in the past. people are socialised into ethnic. such as nobleman. gender and work identities. • Tertiary. The distinction between social and personal identities is one of the ways that sociologists have documented social change. schools are trying to socialise us for adulthood. Schools obviously teach us academic skills but. socialisation continues through our lives. In premodern or traditional societies. the norms and values of the social groups in which they live. Therefore. • Personal identity refers to those qualities that mark a person out as unique and set apart from others. or adult. Medical sociologists have even shown that terminally ill people are socialised by medical and nursing staff into dying in the ‘right way’. and is constructed around characteristics that are attributed to a person by others and mark them out as a member of a particular group. people’s social identities. However. as we saw in the previous section. As we saw. They also learn what is expected of them when they are becoming old. sociologists usually distinguish between social identity and personal identity. team games. largely defined who they were throughout their lives. punctuality. they are negotiated in everyday life through social interaction. in number of ways. • Secondary socialisation is socialisation by the school. In some societies growing old gracefully means retreating into the background. for example. Another example is socialisation into old age. and generally conform to. People do not just get old. co-operation. there was relatively little movement. Socialisation processes can be divided into three stages. So identities – especially personal identities – are not fixed but are rather fluid and changing. or mobility. So. This is sometimes known as the ‘hidden curriculum’. People have a view of themselves but that view has to be sustained in social interaction by people confirming to us in various ways that we really are who we think we are. We explored some examples of this in the previous section when you were asked how you would describe yourself. • Primary socialisation involves the socialisation of the young child by the family. • Social identity refers to the ‘public self’. of people between different parts of society. as sociologists have shown. or peasant. For example. socialisation doesn’t end when we leave school. Although social identities are still important sources of identity in modern societies. discipline and that good work will be rewarded. Self and identity It is through socialisation that a person develops a sense of identity: that is an image of who they are as a person. It is from school that we learn. 29 . they are teaching us a lot more.

like actors. Activity 1. or present. such as changing your appearance. it is now much easier for people to change where they live. If these responses were to stop and people started avoiding her. there is less deliberate ‘presentation of self’ and more congruence between how we are seen and how we really are. such as the enthusiastic teacher.3. Identities are things we consciously manipulate. So. the caring nurse or lazy student. Sociologists who research the area of identity are particularly interested in exploring situations where people are suddenly and dramatically redefined by others. Goffman recognised that. (For more on the process of identity formation and labelling. in given situations. people have time off stage. how they live. However. twist to the question of changing social identities. we are rather like actors ‘playing’ the roles on stage. when they are less obviously presenting an identity. He argued that identities were not so much a part of us – permanently or temporarily – as resources we ‘pick up and put down’ to negotiate everyday life. has called ‘managing a spoiled identity’. People in these situations are confronted with what the US sociologist. 30 . to sustain ‘being popular’ as part of her identity requires people reacting to her in certain ways. how they look and what they believe in. mentally ill or disabled.) Activity 1. and we selfconsciously monitor our ‘performances’. such as wanting and enjoying her company. or backstage. Think about why and how it happened and try to recall if it affected your view of yourself. Under personal identity she felt she was ‘popular’. see Chapter 4. becoming more sociable or driving ourselves on to success in our careers. wife. bankrupt. etc. unemployed. Some sociologists argue that one of the defining characteristics of contemporary affluent societies is that increasing numbers of people have unprecedented scope to transform their identities. So although people may still be playing roles backstage at home. we can influence the way others see us by buying new clothes. did you notice other people reacting to you differently? Did this affect the way you thought about yourself? On stage and off stage Erving Goffman (1969) brought a new. not all social life is like this. For example. and some would say cynical. who they live with.10 Spoiled identity? Stop for a moment and ask yourself if there have been times in your life when you have found a person or people suddenly reacting very differently to you. The role of the individual Although the reactions of others are clearly important. for example – husband. Socialisation also gives us skills to exert some control over who we are and how others see us. section 4. for Goffman. we are not simply dealt our identities as if they were cards in a game. such as when they are labelled as a criminal. behaviour or lifestyle? Did it work? If so. However. Erving Goffman (1922–1982). then her idea of herself as ‘popular’ would be threatened and may even break down. – they are doing so less self-consciously. daughter. For example.11 A new you? Have you tried to change yourself in some way recently.21 Principles of sociology The role of others Go back to the previous section and look at the list compiled by Julie.

whereas acting another way (for 31 . a good job). people simply learn that acting one way (for example. there are also obligations to the sick role. or to your professors if you are at college? Are you conscious sometimes of thinking to yourself ‘Here is the identity I am presenting.Chapter 1: What is sociology? Activity 1. Parsons argued that in modern societies there is a distinct ‘sick role’ consisting of privileges and obligations. for example.12 Presentation of self Do you think Goffman is right? Do you find yourself self-consciously presenting an image of yourself to your managers at work. such as going to work. that is. Parsons Parsons (1951) saw societies as complex systems of parts working together to promote social stability. It enables organisations to distinguish between those who have a legitimate reason for not fulfilling their obligations and those who do not. hand in their essays and so on. But why do most people conform to these social obligations most of the time? Parsons. look after their children. Parsons’ insight here was to show that even sickness. we are also socialised into sickness. So ‘society’ is influencing us even when we’re sick. working hard at college and getting a good degree) will probably bring rewards (for example. They arise and persist over time because they help societies to function smoothly. it helps to maintain social order. which appears to be purely biological. The privileges are that the sick person is not held responsible for their condition and they are allowed exemption from their usual obligations. going to college and handing in essays. Social institutions define roles for people and socialisation is about learning these roles and the expectations surrounding them. Illness is dysfunctional because when people are sick they do not go to work. In one of the most innovative and creative applications of the idea of role. these social roles have a purpose. A person not fulfilling the obligations of the sick role may lose the privileges. Mead (1863–1931).H. It also ensures that people do the ‘right things’ when they are ill to enable them to recover as soon as possible. argued that this happens because societies constrain us to act in certain ways. following the great French sociologist Emile Durkheim. The sick role functions as a form of social control. For Parsons. we have been describing and illustrating the processes of socialisation and identity formation that are crucial to helping us understand the relation between the individual and society. The sick person must want to get better. However. is also a social state surrounded by expectations about how people should behave when they are ill. We don’t just become ill. With external constraint. Consider illness. but I am really a very different person’? Can you think of recent developments in technology that now give people more scope to present different identities? Two theories of socialisation and identity So far. Talcott Parsons (1902–1979) and G. follow medical advice and accept treatment when necessary. This constraint is both external and internal. But how can we begin to explain them sociologically? Here we are going to look at two of the most influential theories of socialisation developed by two of the leading figures of twentieth century sociology.

As he is answering.21 Principles of sociology example. People have to want to behave in socially acceptable ways. This happens. he has an important interview for a new job this afternoon and he wants to think about that. the professor smiles and gives Daniel an encouraging nod. but it is really quite a simple idea and one which we can easily relate to our own experiences. For Mead. because social norms become internalised through socialisation. The crucial insight provided by Mead was to show that we do not just use language to make sense of the world around us. no degree and not being able to get a good job). Here we look at it though a day in the life of Daniel. The only students who seem awake are the ones texting on their mobile phones. schools. Internalisation of values can even override survival instincts when. for example. Daniel thinks that perhaps the interview did not go that badly after all and maybe he will get the job. It was rather about learning skills that then enable people actively to interpret the expectations of other people and social institutions and act accordingly. In a very important phrase. others are looking out of the window. Anyway. so he decides to finish it early. Afternoon: Daniel is in his interview and a well-known professor has just asked him a question. 32 . socialisation was not just a process of learning and internalising the institutional expectations transmitted by families. Evening: Daniel is in a restaurant with a friend. a young college lecturer. Daniel quickly changes his answer. people willingly die for their country or their religion. not working hard) will more likely bring failure (for example. we also use it reflexively to monitor our own behaviour. there needs to be more than external constraint. For example. he suddenly notices the professor who had interviewed him earlier in the day sitting at a nearby table. a person may work hard at their job and not consider stealing from others not because they want promotion and are afraid of getting put in prison. They become part of a person’s identity and source of morality. one of its limitations is that it tells us very little about the social and psychological mechanisms by which socialisation and identity formation actually take place. We can then consciously monitor our behaviour in social interaction. Morning: Daniel is giving a lecture. Mead called this taking the role of the other. Parsons argued. it is mid-morning but he sees several of the students yawning. As their eyes meet. In simple terms. Activity 1. some actually seem to be asleep. we can turn to the work of Mead (1934). while Parsons’ theory was more about ends (the desirability of socialisation). Mead’s focus was on the social significance of (verbal and non-verbal) language in both socialisation and identity formation.13 Taking the role of the other – Daniel’s day Taking the role of the other might sound complicated. Mead’s was more about means (how it happens). Mead Although Parsons’ theory has been very influential in sociology. the mass media and so on. For some insight into this question. for societies to function effectively. but because they believe that is the right thing to do. However. As he is telling his friend about the interview that he thinks did not go well. He looks round the classroom. and over time we learn to see ourselves as we believe others see us. Daniel notices the professor is starting to frown. We begin to develop these skills in early childhood when we start pretending to be other people. Daniel realises the lecture is not going well.

For Parsons. they are also driven by sudden impulses. leave now and go for a cup of coffee. enables us to build up the concept of self that we looked at earlier. However. that communication doesn’t have to be verbal. ‘He’s sure to notice and he will be marking your examination paper! It’s better to wait. you have conformed to normative expectations not just because you have internalised the value. over time. you were one of Daniel’s students sitting in his lecture being very bored. for Mead. I must change it quickly • the professor is smiling. society was dominant over the individual. spontaneous. so others’ reactions to us reflect back an image of our social self. What we call consciousness is a form of a ‘conversation’ between the ‘I’ and the ‘Me’.2: Mead’s concept of the self The ‘I’ is the individual. initiates action Me Takes role of the other. However.’ So you sit quietly in the class. for Mead. However. instincts and inspirations.’ says the ‘Me’. Mead’s view of the relationship between the individual and society was rather different from that of Parsons. Imagine. instincts.’ says the ‘I’. then you might just walk out. People are obviously shaped by societies but they are not simply the puppets of societies. Charles Cooley (1864– 1929). Social institutions confront people with sets of rules and expectations and most people simply conform to them most of the time. taking the role of the other.Chapter 1: What is sociology? Can you identify the times in this story when Daniel was taking the role of the other and seeing himself as he thought others were seeing him? How do you think he consciously monitored this and altered his behaviour? • the students are not enjoying this lecture. on another day if things got really bad. but because you have actively made a decision to stay. the relationship between individual and society was rather more volatile and problematic. ‘Wait a minute. For Mead. creative and instinctive part of the self that has ideas and imagination. ‘It’s rude to walk out of classes’. Mead expressed this ‘double centre of gravity’ in his concept of the self. although 33 . Each time in the story Daniel was responding to non-verbal communications. reflects on intended actions Behaviour Figure 1. with its capacity to take the role of the other. When we take the role of the other we receive information from others about ourselves that. maybe the interview went OK after all? Notice. used the term looking-glass self to describe how the image we have of ourselves is based on how we believe others see us. while the ‘Me’ is the social self that takes into account the reactions of others. a colleague of Mead. the kind of person we are. I might as well cut it short • the professor doesn’t like this answer. Just as the mirror (looking-glass) reflects back to us an image of our physical self. for example. which he divided into the ‘I’ and the ‘Me’. Self I Has ideas. was only part of the self. From a Meadian point of view. this ‘social self’. also. ‘I want to get up.

Activity 1. 34 . It is a good way to help you clarify your understanding and revise the ideas we have looked at here. Try to answer the questions again.14 Parsons and Mead In this section on socialisation and identity. See if you can identify any of them. Summary Socialisation describes the processes by which people learn social behaviour.3. society is the source of both our conformity and our individuality.21 Principles of sociology we are social beings.22–24. and what examiners will be looking for • what sociologists study • some of the key ways that sociology gives us insights that go beyond commonsense understanding • what is meant by thinking sociologically and sociologists’ interest in social order. Whereas Parsons saw socialisation arising from internalisation of social norms. Compare your answers now with the ones you wrote at the start of the chapter. and the essential reading and activities. we are never completely ‘taken over’ by society in the manner suggested by Parsons. It is a good way of monitoring your progress. what is meant by active learning. We shall be returning to the theories of Parsons and Mead in Chapter 4.2 on p.2 and 4. The relevant sections from introductory texts are: Fulcher and Scott (2007) Chapter 4. and these identities can change through social interaction. social change and the relationship between the individual and society • how our identities arise from social relationships • what sociologists mean by socialisation and identity.163–69 and p. Activity 1.238 Macionis and Plummer (2005 and 2008 editions) Chapter 7. This will provide you with some essential building blocks for you to develop your sociological awareness and to give you the necessary support for reading the more difficult work in Chapter 4 and for your chosen topic in Section C. pp. Giddens (2008) pp. you should have a clearer idea of: • how to study sociology. we implicitly touched on some of the ideas of Parsons and Mead. It is through socialisation that people develop a sense of social and personal identity. sections 4. A reminder of your learning outcomes Having completed this chapter.14. Reading Here it is important that you supplement what you have read on socialisation and identity with some textbook reading. and how Parsons and Mead put forward different explanations of these processes. Mead suggested it arose primarily from people’s ability to take the role of the other.15 Look back at Activity 1.

Plummer Sociology. A. the analysis of official statistics and documents • how to approach questions on sociological research. (Cambridge: Polity Press. M. Sociology. The good research guide. and identify some of the key research designs and strategies in sociology • to introduce you to the main methods of sociological research. J. Marsh. 4.Chapter 2: Sociological research Chapter 2: Sociological research Written by Dr Steve Taylor. Note: It is very important that you supplement what you read here with the recommended reading. A global introduction. 9–12. and K. 2008) Chapter 3. (Buckingham: Open University Press. Scott Sociology. Learning objectives By the end of this chapter. 2007) Chapter 3. comparative and ethnographic research designs • the key research methods: interviews. 2002) Chapters 1 and 2. Aims of the chapter The aims of this chapter are: • to explain what social research is and how you will be expected to approach it • to identify the main criteria by which research is evaluated • to explain what is meant by a research design. or Giddens. P Research Methods. 2007) Chapters 1. (London: Routledge. McNeil. 2005 and 2008 editions) Chapter 3. 3. Further reading Denscombe. and J. and having completed the essential reading and activities. 2005). J. or Macionis. (Harlow: Prentice Hall. . (Harlow: Prentice Hall. experimental. observations. et al. you should have a clearer idea of: • the nature of sociological research and why it is important to know how research is done • the key criteria by which research is evaluated • what is meant by a research design and how the nature of the research design influences the data that is collected • the characteristics of survey. Theory and practice in sociology. (Oxford: Oxford University Press. particularly on research design and research methods. Essential reading One of: Fulcher. 35 . I.

Taylor. Asylums. 1982) [ISBN 9780333286463 (pbk)]. T.1 Introduction In Chapter 1 we saw that sociology is about understanding how societies. change and influence how people think and act. S. philosophy and science. 1993) [ISBN 9780415096706].5–13. we need to know how this ‘expert knowledge’ is generated. Emotional and Behavioural Difficulties (3) 1998. (Oxford: Blackwell. Durkheim and the study of suicide. Gender and schooling: a study of sexual divisions in the classroom. R. Videos available in halovine’s Classic Collection series are: Eileen Barker Michelle Stanworth Peter Townsend Paul Willis The making of a Moonie Gender and schooling Poverty in the UK Learning to labour All available from halovine 8 www. 1987) [ISBN 9780140552195]. (London: Hutchinson. Charlton. Coles ‘Broadcast television as a cause of aggression: recent findings from a naturalistic study’. S. (London: Routledge. (London: Routledge. Gunter and D. how it was done and what they found. (London: Longman. ‘Researching child abuse’ in Burgess.halovine.21 Principles of sociology Works cited Barker. 36 . R. how well it stands up to critical scrutiny and what assumptions it makes about the nature of the social world. Braithwaite. Holdaway. Some of the famous sociological studies mentioned here have been made into videos or DVDs where the authors talk about the aims of their research. Jacobson Pygmalion in the classroom: teacher expectation and pupils’ intellectual development. Video/DVD It is often helpful to supplement what you read in the subject guide and your Sociology textbooks by watching a video. (Harmondsworth: Penguin. 1952). 1984) [ISBN 9781851681617]. Taylor. (ed. (Basingstoke: Macmillan. Townsend. or parts of them. Rinehart and Winston. (New York: Holt. History. J. Crime. Stanworth. pp. (Harmondsworth: Penguin. This is why understanding social research is such a central part of understanding sociology. E. shame and reintegration. Gordon. work. Durkheim. To evaluate this claim. 1979) . B. and L.. Inside the British police. Goffman. P Poverty in the United Kingdom. S. Rosenthal. M. 1983) [ISBN 9780091511616]. 1989) [ISBN 9780582355958]. In Chapter 2 we shall be looking at how sociologists find out about societies. E. E. [ISBN 9780140221398]. 1968). 1989) [ISBN 9780521356688]. S. The discipline of sociology is based on the claim that sociologists offer some kind of expert understanding of social life. The making of a Moonie: choice or brainwashing? (Oxford: Blackwell. Suicide: a study in sociology. (Cambridge: Cambridge University Press. 1983) [ISBN 9780631131120].com 2.) Investigating society.

analysed and related to the question that is being investigated. someone thinking of studying for a degree may do some research before applying for a course. However. is a reflexive process. The analysis of these choices and their consequences is what we mean by methodology. Doing sociological research. such as working out how research questions can be translated into a researchable project.Chapter 2: Sociological research 2. but also looking inwards and continually reflecting on the processes by which the research is being undertaken. and thinking about how it is to be interpreted. 37 . talking to some current students and so on.1. The process of undertaking sociological research is broadly similar. sociologists are confronted by a number of choices and each choice brings advantages and limitations.2 Some principles of sociological research Some key terms When you start reading about social research you may find that some of the technical language will make things seem more complicated than they really are. See Figure 2. visiting different departments. the collection of information and the application of this information to the problem. It involves the researcher not only looking out at the part of the social world being studied. usually involves a problem or question. There are usually three key stages. at various times in our everyday lives. then. 1. This might involve looking at websites. It is also helpful to remember that although research seems to be something only undertaken by specialists. deciding how data is to be collected and organised. Look again at Figure 2. So we start by introducing you to a few of those terms: • research is simply a process of investigating something systematically and sociological research is investigating social life using sociological theories and methods • data refers to the information researchers collect • research design is the way research is planned and organised • methods are the tools sociologists use to collect data • methodology is the study of sociological research methods. Data interpretation: the information that is collected has to be presented. Figure 2.1. Data collection: the research has to be organised and data collected through various research strategies and methods. In planning and carrying out research. then. 3. most of us do it. this tells only part of the story. Formulation and design: research begins with questions that then need to be translated into a researchable form. It is clear that sociological research also involves a number of particular decisions. For example.1: Key stages in the research process Choice and reflection in research Sociological research is about getting out ‘into society’ and exploring it in a number of practical ways. This information may help them make a more informed choice. Everyday research. 2.

For example. • Theoretical considerations. • Practical considerations. it is helpful to begin thinking about an area before you start reading about it. This critical evaluation of data is not only valuable in sociology. Activity 2. each with their benefits and costs and their advocates and critics. The consequence of these choices and constraints is that there is no single ‘correct way’ of doing sociological research. and giving good answers to ‘theory and methods’ questions.1 below. Much research is undertaken to extend. sociologists ask questions about how it was collected and how much confidence we should have in it. • Existing research. the 38 .1 Researching students taking sociology Your local university has asked us to do some research on students studying sociology as part of their degree course. access to sources of data and the requirements of those funding the research. So try Activity 2.21 Principles of sociology Stop and think for a moment Can you think of some factors that might influence a researcher’s choice? As I said in Chapter 1. researching the distribution of income in a whole society will require a different research design and different methods from a project exploring how a particular organisation works. They want some answers to four questions: • What do students think about taking sociology? • Why are there such wide variations in the grades of sociology students? • Is there a relationship between students’ social backgrounds and their sociology grades? • How do students from different social backgrounds relate to each other in sociology classes? Write down how you could study these problems. and these theoretical preferences influence their choice of research methods. This critical thinking means that sociology students learn to look for ‘the story behind’ the data. Rather there are a number of different ways. as economists tend to do. rather than simply taking a set of statistics at face value and trying to explain it. nothing is quite as it seems. It is important to look carefully at this example because we are going to be using it in different ways throughout this chapter. This involves the active learning talked about in Chapter 1. Can you see any possible problems with the approach you have chosen? Some of the most important influences on researchers’ choices of design and method are: • The nature of the problem being investigated. When confronted by some data. check or question existing work in the field. it can also be applied to most of the other subjects you will study. The researcher must work out what is possible in terms of such things as the amount of time and money available. Sociology teaches us that nothing should be taken for granted. Therefore. Sociologists have different theoretical ideas about the nature of human societies and the best ways of generating knowledge about them. understanding sociological research. involves being able to compare and contrast different approaches. Some research techniques are more appropriate than others to particular research problems. Identify the options that are open to you. Think which ones you might choose and why. For example.

But how are we to do this? Let me start by asking you a question. Aims and criteria in research I have drawn attention above to the importance of evaluating both specific data and sociological research methods. Scientists are emotionally detached from the objects of their research. opinion and prejudice. much less for rolling around in the manure pile [dirt]. including their values. even if sociology cannot be truly objective. She tells you that you’re not working hard enough at college and you’re rude to your father. All that she says 39 . Subjectivity and objectivity are very important terms in sociology. Similarly. maybe good looks. Subjective knowledge is literally knowledge belonging to the subject. it is knowledge that is free from bias. Standardisation Your mother is complaining about your behaviour again and she brings in evidence to support her complaints. so I shall spend a little time explaining them. this raises the question of how researchers try to be more objective. opinions and preferences.Chapter 2: Sociological research person with sociological training should automatically be asking questions. maybe sense of humour. There is nothing ‘wrong’ with subjective knowledge and understanding. As Gordon (1992) observed: That objectivity cannot be attained is not a reason for disregarding it. Perfect cleanliness is also impossible but it does not serve as warrant for not washing. What qualities make someone attractive to you as a friend? Stop and think for a moment. but whatever you have written down are criteria. Can I trust this data? How was it collected? What definitions were used? How reliable was the collection? This is a valuable skill that will not only help you on the rest of this programme. sociologists should aim to do the same. From subjectivity to objectivity The general aim of sociological research (and indeed all research) is to try to move from a subjective understanding to a more objective understanding of what we are studying. However. by which you are likely to judge people. maybe it is just that they look rich! It could be all sorts of things. as most sociologists believe. This is where objectivity comes in. it will also help you for the rest of your life. objectivity remains a goal of sociology and research has to provide an understanding of societies that goes beyond mere subjectivity. The aim of social research is to move from a subjective understanding to a more objective understanding of how societies work. there are also criteria against which sociological research can be evaluated and we are going to look at some of the most important ones here. maybe kindness. However. It refers to individual’s perceptions. sociologists have to provide knowledge of societies that is something more than their own opinions and prejudices. However. Maybe it is intelligence. There is debate in sociology about whether or not it can provide objective knowledge of societies and we shall be looking at this in Chapter 3. The scientific laboratory experiment is typically seen as the ideal form of generating objective knowledge. Everyone – including the sociologist – draws on their subjective understanding to make sense of the world around them. to justify itself as an academic subject. Objective knowledge is knowledge that is more than personal perceptions. or benchmarks.

that would not be obtained by a standardised questionnaire-based study. such as kindness. a majority of students tell me that they dislike sociology and find it ‘very boring’ I am stuck with the results. even if we record our observations as systematically as we can. Therefore. This criterion is important because people have more confidence in research that can be repeated and the results checked out. we observe sociology classes and talk informally to students. She only refers to things that support the point she is making. Sociological research cannot – or certainly should not – be carried out in this way. This means there is less opportunity for the researchers simply to take data that suits their own point of view. If sociologists simply grab at evidence that supports their favourite point of view then their accounts of social life would be highly subjective. If the research is repeatable and produces the same results each time. So if. sociologists may be surprised by what they discover. The reliability of a test employed in research is the extent to which repeated measurements using this test (under the same conditions) produce the same results. We tend to look mainly for things that confirm what we believe. 40 . supposing we choose an alternative method and. or a researcher may want to find out if the same results still apply after a time lag. Replication. which is very close to reliability. but her use of evidence is highly selective. instead of giving out questionnaires. The findings of the original research may be unusual. it does not necessarily make it the ‘wrong’ choice. If we use a questionnaire and give it to all students taking sociology. It may well bring benefits. such as a sense of humour and lots of money. such as knowledge of how students actually behave in class. even though my subjective view is that sociology is a fascinating subject and they should all love it. Reliability Reliability is concerned with the question of whether research is repeatable and is most commonly used in relation to quantitative research (see below). However. One way of trying to avoid such subjectivity is to standardise the collection and organisation of data by making research as systematic and consistent as possible. We can illustrate this point from our earlier example of studying sociology students. We won’t be able to remember everything and we can’t even write down everything we do remember. for example.21 Principles of sociology may be true. sociologists may also have to compromise on key research criteria. there is more risk of our subjective view influencing the data. it is done in a consistent fashion. Here. even to the point of having their favoured theories challenged or overturned. This is typical of the way we behave in everyday life. the data collection is standardised: that is. There are many reasons for doing this. is when one researcher chooses to repeat the research of another. although this observational approach does not do so well in terms of the criterion of standardisation. just as a person choosing friends may have to sacrifice one desired criterion. So. However. the data collection will be less standardised than the questionnaire data. this suggests that researchers have been able to detach themselves from the object of their research – indicating objectivity. The researcher will have to make compromises when doing research. in order to obtain others. This means that rather than having their views consistently confirmed by the evidence.

we are trying to choose between three different methods: • spending time with the students and observing their activities • using a standardised questionnaire given to all the students • conducting informal interviews with students at break times. facts are facts. arguing that they do not really measure natural intelligence as they 41 . In other words. Grade these methods in terms of their reliability. Research example: construct validity The second question we were asked to look at by the university was the wide variation in grading in sociology exams. it is constructed through the ideas being used by the researcher. indicated the numbers of people who replied and so on.Chapter 2: Sociological research Activity 2. If possible. (By the way. explained how they were asked. this isn’t really the case!) Supposing. some people have questioned the construct validity of IQ tests. For example. a lot of original research from British sociological studies is stored at the University of Essex in England and can be accessed at8 www.2 Reliability and replication In our research example of what students think about studying sociology. the transcriptions or tape recordings should also be available. (For example. Validity The textbooks and your Statistics unit will list many forms of validity but in everyday language something is valid if it is believed to be reasonable or well founded. internal validity and ecological validity. The issue of validity is concerned with the correspondence between a piece of data and the conclusions that are drawn from it. with the most reliable method given 1 and the least reliable given 3. we wanted to measure the students’ intelligence to see if there was a relationship between natural intelligence and exam results. and these ideas are open to question. aren’t they? As we shall see in more detail in the next chapter. this may seem a strange criterion.) For research to be reliable and replicable the research methods must be transparent. don’t We could use standardised IQ (intelligence quotient) tests that are designed to measure people’s natural intelligence. How can data not be what it is? After all. The data that sociologists (and other researchers) collect is not simply ‘discovered’. Can you think of three reasons why another researcher might want to replicate our study in five years’ time? Transparency Transparency means that a researcher has shown exactly how the research was done. Construct validity is concerned with whether data represents what it is supposed to represent. At first reading. However. how justified are we in drawing these conclusions from this data? From this basis we can distinguish between construct validity. In sociology it has a slightly more specific meaning. in exploring this question. sociological thinking shows it is not quite that simple. the research methods are transparent if the researcher has provided the questions. if interview methods were used. We can illustrate this problem with a further example from our study of students taking sociology. It is now common practice for many researchers to leave the various records of their work in research archives for other researchers to examine and possibly

You will also have encountered these ideas when you studied 04A Statistics 1. 42 . We might then conclude that there is a relationship – or correlation – between ethnicity and educational achievement. Although they are not there to ‘spoon-feed’ you with the answers. ‘Have I learned this?’ but rather.3 Reliability and construct and internal validity Without looking back: • Try to explain the difference between reliability and validity. We shall be looking at reliability and validity again. Some of you will have sociology teachers. they may not be a valid measures of intelligence. Ecological validity The criterion of ecological validity is concerned with whether the results of social scientific research are actually applicable to the reality of people’s everyday lives. The question you should be asking yourself is not. This is a criterion that is much more specific to sociology than to the other social sciences. Therefore. Research example: internal validity We were also asked to see if there was any relationship between students’ social background and their exam performance.21 Principles of sociology favour middle-class children over working-class children and favour abstract thinking skills as opposed to practical skills. less space at home to study and the have to work longer hours outside college to afford the fees. with researchers using the same methods getting the same results. we can illustrate ecological validity with an example and an activity from our study of sociology students. we might conclude that differences we observed are the results of relative poverty rather than ethnicity and the original conclusion lacks internal validity. However. Suppose we find that students from ethnic group A get higher marks on average than students in ethnic group B. However. Don’t worry if you are finding some of this puzzling. So although IQ data may well be reliable. the relationship between (a) and (b) may be the result of something else. For example. They have less money for books. on average. a researcher may claim that (a) causes (b). they will help you with things you don’t understand. Again. might show that students in the ‘underachieving’ ethnic group B are also. Again we can illustrate this with a problem from our study of sociology students. Further research. because being able to answer it shows understanding. Activity 2. • What is the difference between construct validity and internal validity? • Can you think of another imaginary example of how a study might lack either construct or internal validity? Check your answers with this subject guide and your sociology textbooks. Internal validity is concerned with whether the conclusion that is drawn about the relationship between two or more different things is justified. such a conclusion might not be justified. much poorer. ‘Have I understood this?’ This is why attempting the third question is particularly important.

but first we have to look at how research is planned and carried out. Research journeys also need to be planned and organised in advance. as we have noted. For example.4 Ecological validity The final question the university wanted addressing was how students from different backgrounds relate to each in other in sociology classes.3 Research designs: planning and choice What is a research design? It’s very rare just to drop everything and dash off on holiday. Some of the key criteria by which research studies and research methods can be evaluated are objectivity. the interview method doesn’t really tell us how they really behave in day-to-day classroom situations. the data we obtain may not reflect how things really are. Some think validity is the most important criterion in social research while others argue that standardisation and reliability are more important. Sociological research often involves making choices between the different options. it is always helpful to start thinking about things in advance. standardisation. However. Even if students answer our questions honestly and frankly. You will be expected to show both knowledge and critical understanding of some of the main research techniques in sociology and be able to see how sociologists apply these techniques in their research. Activity 2. it’s just down to the researcher’s preferences. However. Planning and undertaking research involves making strategic decisions and these decisions are influenced by a number of factors. the data collection is both standardised and reliable. Holidays are usually planned in advance. Summary Research is the systematic investigation of a problem. transparency and validity. This may well give us more ecologically valid data. some sociologists would claim that this research has limited authenticity. 2. can you think of some limitations with this method? We shall be looking at observational methods in more detail later in the section but. students may give me the answers they think I want to hear and say nice things about sociology in spite of what they really think. Sometimes. Although doing sociological research never felt much like a holiday to me. Both of them usually involve going on a ‘journey’ to somewhere 43 .Chapter 2: Sociological research Research example: authenticity/ecological validity We saw earlier that if we give the same questionnaire to all the students taking sociology. Another way to explore this question is to go into the classes and observe them. Similarly a sociologist can’t just suddenly start doing research. But. Some methods work better than others for some problems. Therefore. but can you think of a problem with using interview methods here? Students may give us socially acceptable answers. We shall be looking further at these differences in Chapter 3. They lack authenticity. there are similarities between going on holiday and doing research. there is not necessarily always a ‘right’ option. reliability. or they may exaggerate the amount of work they do. going back to the criteria outlined in the previous section. We could interview students about this issue.

work and leisure activities. They are the building blocks around which theory and research are organised. you would probably interpret it differently. For example. and the selection process is shaped by people’s subjective views of what they consider to be important and interesting. they are influenced by their subjective views. even when you were writing about the same incident. This is because there are many things you would simply not know about. You might choose to write about different things. Concepts are the most important tools of social research. like everyone else. They also have to select evidence in their accounts of social life and. researchers have to move beyond their own subjective views and provide more objective accounts of social life. a sociologist who is interested in how a society has changed in the last 25 years cannot possibly study every change.21 Principles of sociology different. Concepts and conceptual thinking If you were asked to write an account of a particular day at your college. in the same way as travel itineraries provide frameworks for holidays. Different social class groupings can be identified in a society 44 . Sociologists ask all sorts of questions about social life. They are clearly defined categories given to aspects of the social world that have significant common features. Holidays begin with a desire to take time out and go somewhere. It is much the same for researchers. What we call a research design is the process of translating a researcher’s original ideas and interests into a researchable ‘journey’. such as why societies are different from each other. depending on what you felt was important and. It involves making a number of strategic decisions and provides an overall framework for the research. the sociologist’s general questions need to be narrowed down into something that can actually be researched. However. such as family life. why social groups within the same society have different life chances. we start by examining some of the key choices facing researchers and then we look at some of the most commonly used research designs. We can illustrate this by looking at researching social and economic inequality through the concept of social class. Research always begins with questions. Your account would also be very different from those of other students. your account would actually be a simplified version of what ‘really’ went on. Concepts are the theoretical tools sociologists use to describe and explain the social world. In this section. But how can we study this systematically? Social class is one of the concepts used in sociology to simplify the infinite complexities of social inequalities. or approaches. This means they have to find ways of making the selection process more systematic and standardised. and research begins with the desire to find something out. as we have already observed. or why societies change in the way they do. Therefore. However. It is the researcher’s questions that give research its sense of purpose and direction. You will know from your own experience that some groups in your society have more wealth and opportunity than other groups. in sociology. people’s accounts of things tend to be different because they are selective reconstructions of a set of real events. Social classes are groups of people who share a similar economic position in a society. They will have to narrow this down into something manageable by focusing on specific changes in particular institutions. One of the ways they try to do this is by using theoretical categories called concepts.

That is.3. would have to find indicators of these concepts. reliable and potentially replicable. Semi-skilled 5. They define what the sociologist studies and provide the basis for organising and presenting data. the concept. the sociologist is able to examine the relationship between ‘class’ and ‘educational performance’ in a way that is standardised.2). qualifications Statistical correlations Figure 2. theoretical term and sociologists wanting to do quantitative research have to find ways of measuring. 45 . Unskilled Example Operationalising Doctors. Skilled/intermediate 4.Chapter 2: Sociological research and this can provide a basis for exploring patterns of inequality.2: Concepts and indicators: measuring social class By looking at rates of educational performance in each occupational group. postal workers Cleaners. reports and academic qualifications gained at school can be used as indicators of educational success. they shape it and this is one of the main ways that theory is linked to research. technicians. For example. Professional 2. social class is an abstract. For example. in much the same way that the mercury in the thermometer measures the concept of temperature. or operationalising.3: Conceptual analysis example: social class and educational achievements Concepts are the most important aspect of research design. people who share a similar economic market position Indicator Occupational ranking For example: 1. political beliefs. However. In this context. sociologists have explored relationships between people’s social class and their values. The important thing to understand here is that concepts do not just reflect data. Concept 1 Social class Concept 2 Educational achievement 1 Theoretical framework 2 Operationalisation 3 Theoretical analysis of results Indicator Parents’ occupational ranking Indicator School grades. Semi-professional 3. These operationalising devices are called indicators. whereas attendance. Concept Social class That is. labourers Figure 2. a sociologist wanting to explore the relationship between the concepts of ‘class’ and ‘educational achievement’. most sociologists have typically used various forms of ‘occupational ranking’ as indicators of class (see Figure 2. electricians Bus drivers. administrators Clerical workers. sociologists do not all agree about how things like ‘class’ should be defined or measured. As occupation is the major source of income for most people. educational achievements and life expectancy. it is important to note that concepts are contested categories. See Figure 2. senior managers Teachers.

Sometimes a researcher’s decision to use quantitative or qualitative designs is shaped by the nature of the problem being researched. Descriptive research studies are more likely to be inductive. However. Explanatory research asks why something happens and identifies possible ‘causal mechanisms’. or hypothesis.4). work and leisure have changed in the last 25 years.4: Deductive and inductive research Quantitative and qualitative research designs Another important distinction is between quantitative and qualitative research designs. against the data. For example. Deductive: Inductive: Theory Observations Theory Observations Theory Observations Observations Theory Figure 2. it can also reflect different theoretical approaches to sociological research (as we shall see later in Chapter 3). For example. Explanatory research studies are more likely to be deductive.21 Principles of sociology Descriptive and explanatory research designs Research designs have many different purposes but an important distinction is whether the research is descriptive or explanatory. but the term has much wider implications (see below). an explanatory research study of social change might ask why family life. In very simple terms. work and leisure have changed over the last 25 years. Although there are sociological studies that are either purely deductive or inductive. a descriptive study might suggest explanations that are then ‘tested’ by further explanatory research (see Figure 2. many move between the two. Quantitative designs usually mean researchers are relatively detached from the people they are studying and it is less likely that their values will influence the research process. often on the basis of earlier exploratory studies. For example. this means that a researcher is testing a theory. See if you can think of some before reading further. 46 . this means that a researcher may draw out possible explanations from their observations. the decision to use quantitative or qualitative data does not just depend on the nature of the problem being investigated. Quantitative data is closer to the scientific ideal of research. Descriptive research is about trying to construct a much clearer and more comprehensive picture of how something works. whereas exploring the inner world of a religious cult or a criminal gang will almost certainly require a qualitative design. studying poverty levels in a society will almost certainly require a quantitative research design. Quantitative research designs have a number of important advantages. For example. a descriptive study of social change might ask how family life. quantitative data can be measured whereas qualitative data cannot.

and often do. However. by planning a holiday and deciding to stay in a particular place at a given time of year. Therefore. section 4. Can you think of some of the strengths of qualitative research designs? Qualitative data: • is more ecologically valid • provides knowledge of how people behave in their natural contexts • enables researchers to explore people’s experiences and the meanings they give to their actions and how they develop over time. reliability and transparency • give data more authority. most holidaymakers narrow the possibilities of what might happen. Sociologists’ research designs provide the framework for the things they find out about social life. such as economics and psychology. 47 . The plans made in advance provide a framework for what actually happens. You may be going to an unfamiliar place and unexpected things can. Much the same is true of research. The simple answer to this question is that there are many important sociological questions that simply cannot be answered with quantitative methods. especially with government departments and the media. You are often surprised by some of the things you discover. what is it actually like to be brought up in relative poverty or in relative affluence? How do pupils and teachers interact with each other in the classroom? These kinds of questions can really only be examined by qualitative research designs and strategies – such as making detailed observations of school life or interviewing people at great length – that bring researchers into much closer contact with those they are studying. There is usually a sense of adventure about going on holiday. But when it comes to trying to explain this relationship there are some questions that cannot be answered very well by quantitative research designs. Qualitative research also allows us to examine the processes by which individuals and groups come to understand their roles and identities. sociologists usually have some idea of what they are going to find from their research. Stop and think for a moment: if quantitative research designs have all these advantages why isn’t all sociological research quantitative? After all. happen. measurement is synonymous with science and some social sciences. The expected and the unexpected in social research We conclude this section where we started it by comparing the holiday and the research project.Chapter 2: Sociological research Quantitative research designs: • enable relationships between variables to be documented systematically • are more likely to fulfil the key criteria of standardisation. Much the same is true of research. It can also be used to criticise the use of statistics in social research to see how they are socially constructed – see Chapter 4. are based almost exclusively on quantitative methods.3. A quantitative research design using concepts and indicators in the way described above can provide valuable data about relationships between class background and education. such as sandy beaches or snowy mountains. We can illustrate this point by returning to our earlier example of the relationship between social class and educational achievement. For example. the holiday experience is a product of the unexpected and the expected. So just as the holidaymaker expects certain things from their holiday.

5: How research data is constructed This is why it is so important to know about research designs and research methods. You will have studied this in unit 04A Statistics 1. Simple random sampling means that everyone in the population has an equal (non-zero) chance of being selected. for example.) Researcher’s theory and design Data in the world Research data Figure 2.21 Principles of sociology The really important lesson to learn from this comparison is that researchers are not just giving us information about what is happening in the social world. Surveys offer breadth of view at a specific point in time. and survey data can be collected through other methods such as using documents or making observations. the survey is a research design or strategy and not a research method. Survey data are most commonly collected by asking people questions. testing peoples’ opinions or attitudes and mapping out relationships between things in a quantifiable form. They are used for simply collecting information. In geography. 48 . usually administered by questionnaires or face-to-face interviews. Similarly. we are in a position to evaluate it. rather like a photograph of a landscape or townscape from a distance.5. Sociological thinking teaches us always to look behind the data to find out how it was produced. By understanding how research was done. or approaches. surveys map out a landscape or a town. They are shaping and organising it for us. Surveys In everyday language to survey something is to take a general view.4 Major research designs in sociology Here we are going to develop the ideas of the previous section by introducing you to four of the major research designs. (See Figure 2. in sociology. surveys try to map out aspects of the social world. Our brief trip through research designs has shown that what emerges as data in a research project is a product of the relationship between the researcher’s design and the intrinsic nature of what is being researched. Therefore they use a sample: this is a part of a population being studied. Surveys are usually – but not necessarily – quantitative. Sampling Survey research is usually undertaken in relation to large populations. They are doing much more than this. in social sciences. Probability sampling means that the sample has been selected randomly. and researchers cannot collect data from everyone in the population. However. 2.

Chapter 2: Sociological research Stratified random sampling is a special case of sampling. Non-probability sampling means that the sample has not been selected using a random selection method and cannot be taken to represent the population as a whole. in studies of drug use.6: Types of sampling Cannot generalise statistically 49 . then the more confident the researcher will feel in generalising from the results. if females outnumber males by four to one in a population then stratified random sampling will ensure that 80 per cent of those sampled are female. (Figure 2. for example. Population Sample Probability Non -probability Stratified random / random Convenience Snowball Quota Can generalise statistically Figure 2. gender and professional status. The more the sample surveyed represents the population being studied. The main reason for non-probability sampling is that the researcher doesn’t have enough information about the population being studied to construct a sampling frame as. For example. where a researcher makes contact with a small group. In non-probability sampling researchers will simply contact whom they can and this is known as convenience sampling. class.) A quota sample represents a group of people that a sociologist wants to make statements about. validity and reliability. ethnicity. Therefore if we were researching a school and we knew the population of the school contained 55 per cent of girls and 44 per cent of boys we would select a sample in proportion to these percentages. They divide the population into parts on the basis of the population. Snowball sampling is a form of convenience sampling that is often used in research into very sensitive areas such as health problems or criminal activities. The subject guide for unit 04A Statistics 1 has more material on sampling. especially in terms of key variables such as age. crime and self-harm. which means that every member of a population being studied has an equal chance of being selected in relation to their representation within the general population. gains their confidence and uses that to make further contacts and enlarge the sample. for example choosing any 110 girls and 88 boys.6.

Taking a longitudinal approach is one of the ways sociologists document changes in individuals and organisations over time and is most frequently used in areas like child development. Research example: Townsend (1979) on measuring poverty By the middle of the twentieth century it was widely believed that poverty had been virtually eliminated in Britain.000 adults living in 2. The level of poverty in the UK was highly embarrassing to the government of the time and the book was credited with forcing the issue of poverty back onto the political agenda. which was much higher than the government’s official figure of six per cent.052 households. including the lack of a holiday in the last year. • Victims of domestic violence. lack of fresh meat on a regular basis and an absence of household amenities such as a refrigerator or a bath. This was not because the government statisticians made a ‘mistake’ and miscalculated their figures. Longitudinal approaches A longitudinal research design involves collecting data from the same source at intervals over time. Townsend defined poverty in relative terms as the inability of people to participate in a substantial number of the activities and customs followed by the majority of the population. it is because Townsend and the government statisticians were using different concepts of poverty. To study poverty a researcher has to have a concept of poverty. being poor is having an income less than a certain level. The government statisticians were using an absolute definition – that is. So. • Homeless people in your town or city. while Townsend was using a relative definition – that is. Which ones do you think a researcher would be able to study through probability sampling? • The future career ambitions of management students at the local university. Townsend and his researchers then made a stratified random survey of over 6.5 Sampling Look at the four research topics listed below.21 Principles of sociology Activity 2. This concept was measured by a number of indicators. illustrating how sociological research can influence public opinion and public policy. being unable to afford things that most people in a society consider normal. 50 . A national census is a survey of the total population but it is not a sample because everyone is asked to provide information. We conclude this section with a real example of sociological survey research to illustrate some of the points that have been raised. Peter Townsend and his associates set out to find out if this was really the case. here the sample is the sample frame. It is not really a design in itself but is rather an addition to an existing design and is most frequently used in survey research when the samples being investigated are interviewed at different times. Is a national census a sample? • No. They calculated that almost 20 per cent of the population were living in poverty. • The lifestyle choices of footballers registered at your local football club. health and educational research.

This involves establishing two broadly similar populations and introducing an independent variable to one group (the experimental group) but not to the other (the control group). Teachers were told that 20 per cent of students (the experimental group) had been identified as highly intelligent through intelligence tests whereas the rest (the control group) had ordinary abilities. turn back to the criteria outlined in section 2. as a result of increased teacher expectations.) • One criticism of field or quasi-experimental methods is that the data collection is often difficult to standardise. to see if they ‘work’ or to find out if one works better than another. One way round this problem is to use a ‘natural experimental design’ where a researcher makes use of some naturally occurring event that creates a quasi-experimental situation. • Another criticism is that experiments may lack full ecological validity because although they usually take place in ‘real settings’ – such as the classroom in Rosenthal and Jacobson’s research – researchers actually change those settings so that they are not completely authentic. Here is an example. Nonetheless the classic experimental design is seen by some researchers as an important yardstick against which other methods can be assessed. The most common type of experimental research design uses a control group. the intelligence scores of the experimental group really increased in the short run. is manipulated under controlled conditions to see if it produces a change in another factor. However. The aim of evaluative research is to examine different social programmes. particularly in evaluative research. Field. They also fulfil the criteria of reliability and transparency. However. (Looking back like this helps both understanding and revision. called a dependent variable. 51 . and students had just been randomly assigned to the ‘highly intelligent’ group.Chapter 2: Sociological research Experimental and evaluative research The laboratory experiment is the key method in scientific research. In fact no such test had been done. A natural experimental design has the disadvantage that the researcher has much less control over events. but it has the advantage of high ecological validity as the events are occurring naturally. Experimental research designs give researchers much greater control of the research situation. research designs that attempt to explore relationships between independent and dependent variables in more natural settings are becoming increasingly common in sociology. there are some criteria that they do not usually fulfil so well. The study showed how much teacher expectations influenced students’ educational performance. Here is an example. Smoking Independent variable Cancer Dependent variable Laboratory experiments are rare in sociology. or ‘quasiexperimental’. Can you think of any? If necessary. Research example: Rosenthal and Jacobson (1968) on teacher expectations In this famous study the researchers were interested in whether teachers’ expectations influenced students’ performance. such as crime prevention strategies or health promotion policies. In the experiment a possible causal influence. The aim is to see if there are differences in the behaviour of the experimental group and the control group.2. called an independent variable.

or even groups of 52 . (Again. or suicide vary between societies – cannot be studied by experimental designs. Most people would consider Rosenthal and Jacobson’s research ethical because of its contribution to educational research and because the deception was unavoidable. ethical guidelines mean that researchers cannot do anything they want in the name of research. _________________________________________________________ _________________________________________________________ 2. • The children’s educational environment was changed just to accommodate the experiment. The introduction of television to the island of St Helena in the south Atlantic in the 1990s provided natural experimental conditions to explore the effects of television on the island’s child population. or cross-cultural. researchers are more likely to use what is called a comparative. because the units of analysis are often whole societies. Ethics refer to responsibilities researchers have to the researched. Comparative research Another limitation of experimental research designs is that they are invariably small-scale. The concerns expressed above are examples of ethical issues in social research. Comparative research is much wider in scope than other research designs.2. questions that interest many sociologists – such as why societies change. why societies are different from each other. for producing antisocial and violent behaviour in children. or micro. and ethical considerations have to be taken into account in planning research designs. look back at the criteria discussed in section 2. and particularly violence on television. Activity 2.) 1.6 Experiments and ethics Laboratory experiments are rare in sociology. but can you think of any reasons why some might argue it should not have been done? • The teachers were being deceived about the true nature of the experiment. (1998) on the coming of television Many people blame television. This means that many of the large-scale. crime. give two reasons why you think this is so. if necessary. To examine these larger cultural and historical questions. It was obviously a very valuable study. Ethical considerations apply to all research. but are most commonly raised in connection to experimental designs that often set out to manipulate people’s behaviour in various ways. Research ethics have to be balanced against the importance of the research findings and the possibility of doing the research in another way that doesn’t involve compromising ethical guidelines. research design. To date there is no evidence from the study that the introduction of television has caused more antisocial behaviour in children. they should be fully informed about the purpose of the research. Would the violence they would see on television cause them to behave more violently? Charlton and his associates monitored the viewing habits and subsequent behaviour of a large sample of children. However. Ethical guidelines state that the subjects of research should not be harmed or have their lives disrupted in any way and. unless it is unavoidable. or why rates of health and illness. _________________________________________________________ _________________________________________________________ Look again at the famous school study by Rosenthal and Jacobson outlined on the previous page. or macro.21 Principles of sociology Research example: Charlton et al.

Chapter 2: Sociological research

societies, such as Western society or Latin America. Comparative research does not just mean comparing different societies or the same society over time. It involves searching systematically for similarities and differences between the cases under consideration. For example, in his comparative study of crime, the Australian sociologist John Braithwaite (1989) looked for similarities between countries with particularly high rates of crime, such as the USA and UK, and at how they were different from societies with low rates of crime, such as Japan. Braithwaite found that crime was lower in societies that tend to place collective interests over individual interests. Although comparative research usually uses secondary sources, such as historical documents or official statistics, research designs can still be organised in ways that resemble the logic of experimental comparisons between dependent and independent variables. This can be illustrated by looking at one of the most famous sociological studies of all time, Emile Durkheim’s comparative study of suicide Research example: Durkheim (1952) on suicide rates In his study of suicide, Durkheim used official suicide rates – that is the number of people per 100,000 committing suicide – as an indicator of different forms of social solidarity. Different countries and different social groups consistently produced different levels of suicide. But the data still had to be organised and analysed systematically. For example, the statistics showed that European countries that were predominantly Catholic, such as Italy, had much lower suicide rates than countries that were predominantly Protestant, such as Germany. But was this due to religion or national culture? In order to find out, Durkheim then looked at the suicide rates of Catholic and Protestant regions within the same countries. The fact that the Catholic rates were still much lower, even with nationality ‘controlled’, led him to conclude that the relationship between religion and suicide was real rather being an artefact (i.e. the result of some other cause).

The key idea behind ethnography is that as human behaviour is intentional, research should be orientated towards understanding the reasoning behind people’s actions. This is sometimes referred to as ‘verstehen’, a German word meaning empathetic understanding. Ethnography is usually based on detailed case studies of particular groups, organisations or individuals, and uses methods such as observations, long conversational interviews and personal documents, that bring researchers into close contact with the everyday lives of those they are studying. Research reports are in the form of a narrative, with key evidence, such as detailed descriptions of particular episodes being reproduced to illustrate the point the researcher is making. Research example: Taylor (1982) on suicidal behaviour Taylor’s ethnographic study of suicide can be compared with Durkheim’s statistical and comparative approach. For Taylor, the flaw in Durkheim’s brilliant study was his assumption that suicide could be explained sociologically without reference to the intentions of suicidal individuals. Using a combination of interviews with people who survived suicide attempts and documentary sources, Taylor attempted to piece together a picture of the context of suicidal actions from the victim’s point of view. So, whereas the units of analysis in Durkheim’s comparative study were populations, such as nations or religious groups, the units of analysis in Taylor’s ethnographic study were individual case studies.

21 Principles of sociology

This research suggested that we should change the way we think about suicide. Most suicidal acts were not attempts to die so much as desperate gambles with death where suicidal individuals were uncertain as to whether they wanted to live or die. Therefore, the question was not just why do people kill themselves, but why do so many more risk their lives in these ‘games’ of chance. Observations about how people actually think and behave in real situations can only come from ethnographic research.

Here we have looked at four of the main research designs, or approaches, in sociology. Survey research is the systematic gathering of information about individuals and groups at a given time. Experimental designs attempt to manipulate one variable to examine its effect on another. Comparative research focuses on similarities and differences between different societies or social groups. Ethnography focuses on how people think and act in their everyday social lives. There are, of course, other research designs and sociologists often combine different aspects of the different approaches. However, the main point here has been to show you that not all sociologists take the same approach in their research.

2.5 Research methods
What are research methods?
Research methods are techniques used for collecting data. There are many different types of data in sociological research, but an important distinction is between primary and secondary data. Primary data is information that researchers collect for themselves by, for example, interviewing people or observing them. Secondary data is information that is already in existence before the research starts. For example, a researcher may make use of government statistics or monitor the content of newspapers, magazines or TV programmes. Although some sociology textbooks use the umbrella term ‘Methods’ to describe the entire research process, it is important to distinguish between research design and research methods. Sociologists have a range of research methods to choose from, each with their advantages and limitations, and they have to work out which methods best fulfil the aims of their research design. Methods are about the practical part of research, and sociologists don’t just have to work out what method they are going to use. They also have to work out how best to implement it. For example, suppose I have decided to use an interview method. I still have to decide if I’m going to do it by telephone or face-to-face. If it’s face-to-face, I still have to work out how to record the data. If I’m constantly scribbling notes or using a tape recorder it may intimidate interviewees and prevent them from saying what they really think. But if I conduct the interview more like a natural conversation, it may be difficult to recall enough of what the interviewees say. However – and this is important and less obvious – sociologists’ decisions are not just influenced by practical or technical concerns. They are also influenced by theory. This is because methods are not simply neutral research tools, as if they were methodological hammers or screwdrivers. As we shall see, each of them involves making theoretical assumptions about the nature of the social world and how we understand it. We shall be examining this in more detail in Chapter 3. Therefore, sociologists not only have to work out which methods will work best for which research problems, they also have to decide which methods

Chapter 2: Sociological research

best fit their theoretical views of what societies are and how we should be finding out about them. When you write about methods you will be expected to know: • the key sociological methods and their relationship to research design • their strengths and limitations taking into account both practical and theoretical considerations • how they are linked to different theoretical viewpoints in sociology. In this section we shall be more concerned with explaining and evaluating research methods.

Primary research methods
Asking people questions in social research One of the ways sociologists try to find out about the social world is to ask people questions. This can be done by: • asking people to fill in questionnaires • telephone or Internet1 • formal face-to-face interviews • asking questions informally in the context of field work. There are many different types of interview methods in sociology but the most important distinction is between structured and unstructured interviews. Although sociologists sometimes use a combination of interview methods in their research, we shall look at them separately to clarify the distinctions between them. Structured interviews and questionnaires The structured question format is the most popular method of asking questions in sociological research and is the most commonly used method in survey research. In the structured interview, or questionnaire, interviewees are asked a set of identical questions in exactly the same way. They are usually asked to select their answers from a limited range of options, and these are known as ‘closed’ questions (see Figure 2.7). Q. How would you rate your sociology lecturer? Tick the answer closest to your view:
You will find that an increasing amount of research is conducted online, including research by the University of London.

‰ Excellent ‰ Quite good ‰ Don’t know/neutral ‰ Quite poor ‰ Useless.
Figure 2.7: Structured interview for a class studying sociology

Structured interviews have a number of advantages over other methods of asking questions. Information from a large number of people can be obtained relatively quickly and cheaply, the data can be quantified and the researcher is more detached from the process of data collection. Activity 2.7 Structured interviews Data from the structured interview fulfils some of the key criteria outlined in the first part of this section. Look back to section 2.2 and see if you can identify which ones they are.

readers are dependent on the researcher’s selection of data. The aim of such interviews is to allow respondents to reconstruct their experiences in as much detail as possible. The problem here is that people who might mean very different things by ‘excellent’ would still be included in the same percentage figure. Unstructured interviews are also less reliable than structured interviews as the results cannot be quantified and re-tested. giving the researcher. the data will lack construct validity. they also have important limitations.21 Principles of sociology However. my lecturer: is inspiring and makes the subject interesting is easy-going and doesn’t mind if you don’t hand in any essays is a nice person looks good. Try to think of some different meanings the word ‘excellent’ could have in this context. qualitative interviews often depends on the rapport and trust that is built up between researcher and respondent. For example. section 4. However. Therefore. Another limitation of the structured interview method is that it lacks depth. They are also normally more valid as they give greater insight into the meanings of a subject’s experiences. It does not represent what it is supposed to represent – that is – a consistent and similar set of responses. there is no set interview structure and interviewees answer in their own words. using language. To write an interview question I have to use words. this means that it is low in ecological validity. Some of the students may have said that their teacher is ‘excellent’.7). it is difficult for them to explore what their subjects actually mean and it is impossible for them to know how they actually behave in real situations. Unstructured interviews are sometimes used in survey designs. The effectiveness of unstructured. Unstructured interviews are more like ordinary conversations. an insight into how they experienced particular events. Stop and look again at the question reproduced above (Figure 2. and ultimately the reader. Unstructured interviews One way round some of the limitations of the structured interview is to use an unstructured interview. and a major problem with the structured interview method is that the same word can mean different things to different people. In sociological terms. • The problem of depth and ecological validity. As researchers are detached from the people they are studying. Unstructured interviews have more depth and flexibility than structured interviews. The main reason for questioning the structured interview is found in what I’m doing now. 56 . Why do you think this is? • The meaning problem. some sociologists are very critical of the widespread use of structured interviews in sociology. but they are most frequently used in ethnographic research. The data collection is not standardised and is thus hard to generalise from and.3 that unstructured interviews can allow the researcher to understand the processes by which people came to understand social situations. You will see in Chapter 4. in spite of its benefits. as there is usually far too much data to reproduce in full.

or they answer a question in the way they think the interviewer wants. Like interviews. • People may simply have problems in recalling information accurately. This technique was first used by Western anthropologists who joined tribal societies. I described this process in relation to research I did on social workers’ management of cases of child abuse (Taylor. it uses a combination of both. This means that interviewees may give the more ‘socially acceptable’ answer. they may use semi-structured interviews where the questions are closed. sociologists have to find ways of getting into the groups or organisations they wish to study and this may take a lot of friendly persuasion. However. despite their many benefits. persistence and the cultivation of helpful contacts. • There is something known as the interview effect. I regularly encountered forms of cruelty to children I hardly thought were possible. as part of her research on gender and schooling. It requires both an attachment to and a detachment from those you are studying. Researchers using observational methods do not have to rely on what people say they do. the vast majority of observational research studies in sociology are unstructured. and most of them use a method called participant observation where the researcher participates directly in the life of the people being studied. such as age or income. Structured observation can also take place in naturalistic settings. as children who had been brought into care because 57 . 1989). learning their language and customs in order to document ways of life that were disappearing with colonisation and the relentless advance of industrialisation. there are certain limitations with all interview methods. If researchers want to find out how people really behave in their daily lives. For example. Observational methods Watching people is another important way that sociologists find out about social life. using structured questions to obtain factual information. Once established. listening to what is being said and asking questions. subjects may be given certain tests or tasks to do as part of an experiment and the researcher systematically records the results. unstructured or semi-structured) researchers are dependent on what people tell them. but interviewees are given space (in questionnaires) or time (in face-to-face interviews) to elaborate on their answers. and unstructured questions to probe deeper into people’s experiences. that is. Michelle Stanworth (1983) systematically recorded the amount of direct contact time teachers give to male and to female students. then they have to go and take a look. amazed. the research work involves detailing observations. Alternatively. Like anthropologists. I watched. • With all interviews (structured. Structured observations are most commonly associated with experimental or evaluative research designs. This is easier said than done. or semi-structured. As a student of child abuse.Chapter 2: Sociological research Limits of all interview methods Some sociologists use a combination of structured and unstructured interviews in their research on a ‘horses for courses’ principle. For example. They can see for themselves. A great deal of psychological research has shown just how unreliable memory can be. observation can be structured or unstructured. However.

the professional social workers remained detached and unemotional. which encouraged observational work and despatched its sociologists into every corner of the city. all in the name of research. such as unstructured interviews or documents. and sometimes has to.3. clubs. and they’ve joined political parties. Some of the most vivid and interesting studies in sociology have used participant observation. offices. be done by other methods. they’ve made observations in clinics. the researcher should take nothing for granted. Participant observation can be used in experimental designs and ethnographic research can. We will be discussing the Chicago School in Chapter 4. The idea that participant observation ‘tells it like it is’ is challenged by something known as the observer effect. prisons and mental hospitals. Do you think participant observation always ‘tells it like it is’ or do you think there may be some problems with this view? Can you think of times in your life when you have found yourself participating in social situations without really knowing what is going on? If so. on street corners and in public toilets. Maybe you were missing the cues or maybe people were deceiving you? Take a moment and write down your answers to these questions before moving on. the more you let your own values and feelings take over. section 4. On the other hand.21 Principles of sociology they had been abused. Activity 2. this is not strictly accurate. The famous ‘Chicago School’ of sociology. sociologists have worked in factories. try to identify some of the reasons. It was as if nothing that happened to children could surprise them any more. this means that those being observed may change their behaviour simply because they are being studied. schools.58–59 Participant observation is the method most commonly used in ethnographic research designs and you will find that some textbooks treat ethnography and participant observation as if they were the same. On the one hand. Neither of these reactions is suitable for the sociological observer. I have seen social workers and police having to drag screaming children away from their parents. criminal gangs and religious cults. In participant observation sociologists are able to see for themselves how people behave in their natural contexts. It also offers flexibility and can provide the basis for inductively generating new theoretical explanations. This authentic knowledge and the depth and detail it provides mean that data from participant observation usually fulfils the key criterion of validity far better than data obtained from other methods. If this happens. However. While a ‘lay’ person witnessing such things would probably react emotionally. There is a richness of detail in participant observation research that tends to be lacking in other methods and I have to confess it has always been my favourite research method. and the less you will see of what is going on around you. ran with open arms to hug the ‘abusing’ parents who had been allowed to visit them. 2 2 Taylor (1989) pp. and the researcher is not seeing the subjects 58 . but rather be surprised and intrigued by what is observed. In essence. the more you will write about your own values and reactions. call centres.8 ‘Telling it as it is’ Stop and think for a moment about the claim that being somewhere allows you see things as they are. For example. used to claim that participant observation ‘tells it like it is’. while it is impossible to keep your values out of research.

as well as publishing rates of crime. like the unstructured interview. enable comparisons to be made and help document important changes in societies and social groups over time. especially in large-scale comparative research designs. Official statistics are a major source of information for sociologists and are widely used. The analysis of official statistics The term official statistics refers to the mass of data collected by the state and its various agencies. It is also time consuming and. For example. and a comparative study of unemployment based on official statistics that have been compiled in different ways will be neither standardised nor valid. ethnicity and the structure of families. sociologists have to approach the analysis of official statistics cautiously. Sometimes researchers try to get round this problem by using covert observational methods and concealing their true identity from the group being studied. income and expenditure. other organisations such as hospitals. marriages. This provides information about the composition of the population in terms of factors such as births. They are not self-evident ‘facts’ simply waiting for researchers to use. as those being studied have not given their consent to the research. They are social constructions that reflect the conceptual categories and bureaucratic procedures through which they are collected. a national census is held in developed countries. data collection is not standardised and. and it has the limitation that the researcher is unable to ‘stop the action’ and ask questions freely and openly. then the ecological validity of the research is compromised. Furthermore. 59 . in his classic study of a state mental hospital in the United States. they can provide a picture of a society at a given time. because it is often based on a single case study or a small and non-representative sample. sexuality. some governments often change the way in which unemployment is classified. economic organisations and voluntary agencies provide important sources of statistical information. A problem for sociologists wanting to use official statistics is that classification and collection procedures can vary both between different societies and within the same society over time. suicides and the like. selection of data is very much dependent on the researcher’s subjective views of what should (and should not) be included. while Holdaway (1983) made a study of the police force he was serving in at the time. Secondary sources A great deal of sociological research involves the analysis of secondary data. usually every 10 years. For example. State sources also regularly produce economic statistics on patterns of employment and unemployment. They are plentiful. illness. In addition to state-generated data. data not generated by the researcher. Goffman (1987) worked as a games teacher in the institution. Participant observation methods also tend to be unreliable.Chapter 2: Sociological research of the research as they really are but as they want to be seen. This ‘undercover’ research raises ethical issues. This may include data from previous research but it is mainly material that is not specifically produced for research and this has important implications for the sociologist. divorces. suicide and childhood experiences – that cannot usually be studied in this way. For example. that is. it is hard to generalise from the results. However. cheap and available. Two of the most important sources of secondary data are official statistics and documents. there are many areas of social life – domestic violence.

reports from journals. because they are not valid. death rates and murder rates are taken to be accurate representations of the true numbers. It is generally accepted that official statistics – such as those recording people’s incomes. These observations do not mean that sociologists cannot. some of which can offset the limitations of the others. films. could mean either that crime has risen or it could simply mean that more crime has been reported and recorded. newspapers. company accounts • cultural documents: for example. For example. records from schools. letters. Therefore. These statistics give a much more accurate estimate of the level of crime than the official crime rates. companies’ profits. do not simply state. Documents can be classified in many ways but a useful classification is: • official documents: for example. magazines. that they ‘lack validity’. • Not all official statistics have the problems of classification and underreporting outlined above. art works 60 . in many societies. (Look back to the example of Townsend’s research on p. government reports. law courts.50) The analysis of documents In its widest sense a document simply means anything that contains text. when writing about the limitations of official statistics. • Sociologists should never use official statistics. but it would be wrong to see them merely as a substitute for primary data. rates of immigration.9 Official statistics Critically evaluate the following statements: • Government statistics have shown that there has been a sharp rise in crime this year. use official statistics. birth rates. • If a researcher who is comparing different sets of official statistics is sure that they have been compiled in much the same way. • Researchers have access to different data sets. an increase in the official crime rates. newspapers. for example. illness and suicide – are far lower than the real levels. then the data will still be valid. films. diaries. It is much better to say they ‘may lack validity’ and then go to explain why this could be the case. magazines. The analysis of documents is the major method used in comparative and historical research designs. For example.21 Principles of sociology Another problem with official statistics may be under-reporting. For example. hospitals. Official reports. where a random sample of the population are asked if they have been the victims of crime. Therefore. and even graffiti scrawled on a wall. are examples of documents. personal assets. • Townsend’s research on poverty showed that the official statistics were wrong. TV programmes. many governments undertake annual victim surveys. crime. emails. what you write in your diary or in letters to friends might be a more valid representation of how you think and act than what you tell me in an interview. photographs. for example. legal reports. or should not. Activity 2. but documents are also widely used in ethnographic research. Documents are used when subjects cannot be observed or interviewed.

2. who has never done a day’s work. documentary methods use qualitative techniques to explore the meanings of texts. or simply false. For example. but by a former waiter and window cleaner called Konrad Kujau! Another question researchers have to consider is the validity of the document’s content. The diaries were being sold round the world when it was revealed that they had not been written by Hitler. exaggerated. It is possible here to interpret an underlying sub-text of statements and questions that help to give the story a framework and a much wider meaning. In structured. But what else do you think the story is saying? Can you see a hidden meaning. local b. or it could mean looking beneath the actual words or images. Researchers generally prefer first-hand accounts. 23. researchers usually examine a number of documentary sources looking for accounts that confirm. A document may be both authentic and first hand but. Unstructured.. to interpret the contexts that give them meaning. Activity 2. in 1983 the German magazine Stern paid seven million marks (£2 million) for 60 volumes of Hitler’s diaries after they had been ‘authenticated’ by several eminent historians. For example. Using the criteria outlined in Section 2. documentary methods can be structured or unstructured.150 a month in state benefits and live rent free. Mike B. A key question in documentary research is the authenticity of the document. 19. Like interviews and observational methods. look at the following news item from a British newspaper. for various reasons. each other. Even with relatively recent documents this is not always clear. or corroborate. On the surface this is simply an account of a young man with four children who turned down a job. said he would not take the job in case his state benefits were cut. and any other material you think is relevant here. To illustrate this latter approach.10 Content analysis Imagine you are doing a content analysis study of the news programmes on your local TV stations. Dad of 5 Turns Down First Job A jobless teenager about to become a dad for the fifth time was offered a job yesterday – and turned it down. Therefore. researchers might monitor the output of TV stations at regular intervals to calculate the proportion of violence. Another important question in the context of authenticity is whether or not a document is a forgery. This may involve examining the literal meaning of the document.Chapter 2: Sociological research • personal documents: for example. Look back at the 61 . They are now demanding a bigger house when their new baby arrives in October. receive £1. international news stories. diaries. sexuality or stereotyping in programmes. write down what you think are the advantages and limitations of this approach. the content may be distorted. or textual. or sub-text? The story is not just about Mike and Kathleen. Mike and his wife Kathleen. rather than documents derived from earlier sources. national c. letters. emails. looking at the proportions of time given to: a. or content analysis sociologists systematically analyse documents in terms of certain pre-determined criteria. written by people who witnessed something personally.

groups of societies Case studies Typical methods Structured interview questionnaire Structured observation Official statistics. Underlying text: • Look how much money people on state benefits are paid! • If you have more children the state will find you a bigger house when other people have to earn more money to move to a bigger house Questions raised: • Do you think this is fair on people who work hard for a living? • Do you think the benefits system is encouraging some people not to work? Activity 2. Who do you think it is aimed at? What else do you think it is ‘saying’ other than what is in the text? What questions do you think it is raising? Here are some suggestions below. For example. Often methods will be combined in a 62 . Audience: • People who work for a living and pay taxes. Many studies in sociology. personal documents Figure 2. unstructured interview. • People who ‘really’ need state benefits because they cannot work. Vast amounts of information are held in documents.8: Research design and research methods (or the research design– method relationship) Although I have looked at the major methods separately in order to explain them. documents Participant observation. been anorexic or been abused in their childhood provide an invaluable source of information for sociologists researching these areas. societies. researchers will usually use more than one method to fulfil different aims of the research design. Research design Survey Experimental/ evaluative Comparative/cross cultural Ethnographic Typical subjects Samples of large populations Small groups of subjects Institutions.11 Textual analysis Take a story from your local newspaper and see if you can interpret its underlying subtext. Selection of methods In practice sociologists will select the methods that best fulfil the aims of the research design and there are usually clear relationships between research designs and research methods. the autobiographical accounts by adults who have tried to harm themselves. particularly historical studies. many of which are easily accessible and in a form that can be examined and checked out by other researchers.21 Principles of sociology story again. are based almost exclusively on documents. Documents can also be used when observational or interview methods are not possible because people cannot be contacted or observed.

She carried out detailed interviews with a random sample of Moonies to explore their motivations for joining. The founder. Some of the most important ones are: • Access: sometimes sociologists cannot get access to the documents they want from an organisation or to the social group they want to observe. 2. This is known as triangulation. they are not always simply decided by what the researcher would like to do. she found that the Moonies had actively chosen to be Moonies. using questionnaires instead of detailed unstructured interviews.Chapter 2: Sociological research way where the strengths of one method can be used to offset some of the limitations of another. or Unification Church. Barker found that were no significant personality differences between Moonies and non-Moonies and also little evidence of ‘brainwashing’. choice of research methods is influenced primarily by the aims of the research design. have followers and business interests all over the world. 3. for example. a term borrowed from navigation where the position of a ship is plotted from two fixed points. Eileen Barker’s study The Making of a Moonie (1984) is a classic example of the use of multiple methods in research. She explored possible differences between Moonies and non-Moonies by giving structured questionnaires to a large sample of Moonies and to a control group of non-Moonies. Activity 2. which is the subtitle of her book. Write down what you understand by these terms and then check your answers by looking back at the subject guide and using your textbooks. 63 . • Time and money: lack of time or funding means that researchers sometimes have to select the cheaper option. the reverend Moon. ‘I am your brain.The sociological question she asked. so they have to find alternative methods. is ‘… choice or brainwashing?’.12 Revision check In the above example there are four terms in bold type: • random sample • structured questionnaire • control group • participant observation. Eileen Barker wanted to find out what sort of people join the Moonies. • Ethics: as we have already observed. ethical considerations might constrain research. She carried out participant observation research in a number of Unification Church centres over a period of six years to see for herself the ways in which Moonies were controlled within the organisation. tells followers. She found that the Moonies chose to be members of the group. when you join you do everything in utter obedience to me’. Sometimes. whether they are different from ‘ordinary people’ and if they are ‘brainwashed’ by the organisation as many people believed. Research example: Barker (1984) on the Moonies The Moonies. However. there are external factors that also have to be taken into consideration in planning and undertaking research. such as interviewing people who worked for the organisation or were members of the social group under consideration. She explored these questions using three different methods. As I observed above. In spite of so much criticism of the Moonies in the press. 1.

This is what we shall be examining in the next chapter. theoretical preferences and by external constraints. and the essential reading and activities. comparative and ethnographic research designs • the key research methods: interviews. you can turn to Chapter 4 now. Summary Research methods refer to how data is collected. most researchers have choice and discretion about most aspects of a research project. 64 . The various factors influencing selection of methods are summarised in Figure 2. observations. they should not be exaggerated. Most of the time. It is important to appreciate the strengths and limitations of each method. there is one thing about which they have no choice. observation. for example.21 Principles of sociology • Funding body: sometimes the organisation funding the research will expect the research to be done in a certain way. official statistics and documents. However. you should have a clearer idea of: • the nature of sociological research and why it is important to know how research is done • the key criteria by which research is evaluated • what is meant by a research design and how the nature of the research design influences the data that is collected • the characteristics of survey.8. experimental. some organisations have a preference for quantitative rather than qualitative research. Researchers’ selection of methods is influenced by the nature of the problem. Although it is important to mention the influence of external influences on research. the analysis of official statistics and documents • how to approach questions on sociological research. Here we have looked at four of the major research methods: interviews. If you would like to understand more about the history of sociology before you begin working on the subject in more detail. A reminder of your learning outcomes Having completed this chapter. and that is that all research involves making theoretical assumptions about the nature of the social world.

J. (London. Plummer Sociology: a global introduction. J. J. 2008) pp. but you must also supplement it with reading from your textbook. The philosophy of social research.Chapter 3: Theory and research Chapter 3: Theory and research Written by Dr Steve Taylor. Aims of the chapter The aims of this chapter are to: • develop the idea of methodology introduced in Chapter 2 • introduce you to ontological and epistemological issues in sociology • outline the key aspects of positivism • outline the key aspects of interpretivism • outline the key aspects of realism.50–57. Scott Sociology. and having completed the essential reading and activities. Introduction So far.44–69 and (2008) pp. (Cambridge: Polity Press. New York: Longman. 1997). (Harlow: Prentice Hall. Further reading It would also be helpful if you referred to: Hughes. Learning objectives By the end of this chapter. 2007) pp. theoretical – assumptions about the nature of social reality and how we obtain knowledge of it. The key pages in the textbooks we have recommended are: Fulcher. Essential reading The essential reading for this chapter of the unit is the subject guide. In this chapter we’re going to dig deeper and look at some of the different theoretical ideas underpinning sociological thinking and social research. as the very act of doing research involves making contested – that is. you should have a clearer idea of: • how research is underpinned by theoretical ideas • what is meant by an ontology/epistemology problem in sociology • the key aspects of positivist theory • the interpretivist critique of positivism and the key aspects of interpretivist approaches in sociology • what is meant by realism in sociology and how realism is different from both positivism and interpretivism. Sociology.15–17 and 24–27. we’ve looked at the questions sociologists ask about human societies (Chapter 1) and how they do research (Chapter 2).77–78 Macionis. Giddens. and K. 2005) pp. The key idea here is that there is no such thing as ‘theory-free’ research. (Oxford: Oxford University Press. A. 65 . and J.

Hamilton.1 The middle term. Methodology is the analysis of these skills. (ed. the assertion that sociology provides some authoritative understanding of the working of the social world is based on usage of some special tools of inquiry. A. is about developing the principles and practice of social research (see Figure 3.21 Principles of sociology Other relevant textbooks are: Bryman. ‘The Enlightenment and the birth of social science’ in Hall. Gieben (eds) Formations of modernity. Therefore. 2008) Part 1. (Cambridge: Polity.1). 1992). (Harlow: Prentice Hall.) Theory and practice in sociology. This video/DVD may be helpful to you as it explains and illustrates the three major theories considered here: positivism. Here we are going to ‘unpick’ the idea of methodology and look at it in a little more detail. (Buckingham: Open University. S. I. then. Video/DVD ‘Theory and methods’ [from 8 www.2).20) has observed. ‘Principles’. interpretivism and realism. May. 2003) Chapter 11. Marsh. (Oxford: Oxford University. Social research: issues. can be divided into two further categories called ontology and epistemology (Figure 3. Ontology The term ontology originated in philosophy and is concerned with the essential nature of what is being studied. The thinking skills – that we shall be more concerned with in this section – involve things like excavating the underlying theoretical assumptions on which research is based. p. and B. Methodology = Ontology + Epistemology + Methods Figure 3. The practical skills – which we looked at the previous chapter – involve things like gaining access to research sites and selecting the right methods for the research problem. Methodology. methods and process. 66 .com].1 Methodology revisited In Chapter 2 we introduced methodology as the study of the methods used by sociologists to find out about societies. Social theory: a basic tool kit. The ‘special tools of inquiry’ involve a combination of thinking skills and practical skills. Parker J. T. what units make them up and how these units relate to each other. Methodology = Principles + Methods Figure 3. (Houndmills: Palgrave Macmillan. 2002) Chapter 1. 3. subjecting them to critical scrutiny and considering alternatives.2 Ontology and epistemology are very important concepts in sociology (and in any other discipline) because they involve exploring the ‘core’ ideas and assumptions of the subject.halovine. 2001) Part 1. an ontological question in sociology addresses the essential nature of human societies. As Pawson (1999. Social research methods. It is concerned with what societies are.

as history books led people to believe. both viewed people’s behaviour as the product of the structural organisation of societies. the key to understanding societies lay in their economic structures.2. Weber disagreed with Marx that the rise of industrial capitalist 67 . its productive processes and its customs and values shape people’s life experiences irrespective of their conscious wishes. Sociologists adopting this approach try to show the ways that different social structures shape the behaviour of the individuals living within them. Many of those whose work helped to ‘found’ sociology in the nineteenth century viewed societies as social structures. section 4. the societies in which we live influence and constrain how we think and act. despite the differences between Durkheim’s idealist theory focused on cultural values and beliefs and Marx’s materialist theory based on economic production. (We will be going into more detail into the theories when we look at Weber in Chapter 4. sociologists should begin by studying individual social action and the meanings people give to these actions. the wealth of a society. For example. or macro. Marx and Durkheim conceptualised societies this way. one key difference (that we shall be looking at in more detail in Chapter 4) is between sociologists who see societies as social structures and those who focus on social action. This is known as a materialist view of societies. (You will be reading about these sociological theories in more detail in Chapter 4. From this point of view.Chapter 3: Theory and research As we observed in Chapter 1. transmitted from one generation to the next. Action theorists sometimes suggest that structural theories reduce people to the mere puppets of societies. However. social processes. Thus the focus tends to be on large-scale. Action theorists argue that as societies are produced by the intentional activities of people. He saw the morals and values of a society. Durkheim took a different view of social structures. Sociological approaches that see values and beliefs as the ‘core’ elements of societies are called idealist. Durkheim’s famous study of suicide – looked at briefly in Chapters 2 and 4 – was an attempt to demonstrate that social groups with more integrating social structures (that is. A cluster of approaches in sociology. loosely described as social action theories.) For example. view the relationships between the individuals and societies rather differently. Marx claimed that social change was caused primarily by changes and resulting tensions in the underlying economic structures of societies rather than by the outcomes of battles or the decisions of a few powerful people. as social forces that regulate people’s behaviour and bind them to each other through shared membership of social institutions. For example. For Marx. Both are ‘external realities’ that constrain people’s actions in various ways. where people are bound more closely together) have lower suicide rates. From this point of view differences in suicide rates were a consequence of different social structures rather than of the characteristics of individuals. sociologists have different ways of conceptualising these relationships. Just as gravity limits our power of movement. sociology is about the relationships between individuals and societies.2). section 4. Sociologists who favour structural approaches conceptualise societies primarily as networks of social institutions and patterns of social relationships that are comparatively long lasting. For example. there are similarities between the natural world and the social world. However.

arising from the Protestant doctrine of predestination where economic (or worldly) success came to be interpreted as a sign of God’s favour. Again. Whereas some sociologists argue that researchers should remain as detached as possible from the subjects of inquiry. By focusing more on the actions of individuals. their profits. the principles and methods of the natural sciences have little or no application to the study of social life. This point of view holds that.21 Principles of sociology society in Western Europe could be explained merely by changes in economic structures. In more simple terms. Therefore. others argue exactly the opposite. Weber was able to highlight something absent in Marx’s theory – the relationship between religion and the rise of modern capitalism. On the other hand. sociology requires a very different approach from that of the natural sciences. An epistemology is a theory that presents a view of what can be regarded as knowledge rather than belief. Sociologists study people and. is to follow the logic and procedures of the natural sciences. there are those – sometimes referred to as antinaturalists – who argue that because nature and society are completely different from each other. people are reflective and try to make sense of the situations in which they find themselves. which we looked at briefly in Chapter 1. more extreme. Another related epistemological question concerns what is called the subject/object dilemma. there are those – sometimes referred to as naturalists – who argue that the best way for sociology to transcend subjectivity and produce more objective knowledge of social life. more disciplined work ethic and the tendency of so many of the early industrial capitalists to work long hours and reinvest. A major epistemological debate in sociology concerns the similarity of sociological knowledge and scientific knowledge. as far as possible. unlike the matter studied by most natural scientists. it explores the basis for knowledge – how we know what we know. Epistemology Epistemology is another term from philosophy. Therefore. version of this epistemological position holds that you actually have to be a member of the social group being studied. rather than spend. one where researchers transcend their subjectivity by interpreting the subjectivity of the people they are studying. So we can see that there are differences in the way that sociologists view the social world. On the one hand. that valid knowledge of social groups comes from researchers immersing themselves as closely as possible in the lives of those they are studying. Another. sociologists have different views on this. In between these extremes there are a variety of positions that accept the principles of scientific inquiry to a limited degree in relation to specific research questions. sociology can develop methods of investigation based on the logic of experimentation and measurement found in the natural sciences. it follows that epistemological questions in sociology are investigations into how sociologists justify the knowledge they are providing of social life. Weber used economic statistics and other documentary sources to suggest that an important factor in the success of many early capitalists was a religious conviction. or at 68 . This will affect the way that they believe that they can understand and know about the world. He argued that this theory did not explain the motivation behind a new.

opinion. in summary. interpretivist and.24–27 or Macionis and Plummer (2005) pp. chemistry and biology). it is important to put them into perspective. such as Auguste Comte (1798–1857) and Herbert Spencer (1820–1903) believed that by applying the principles and practices that had worked so well in natural sciences (especially physics. many studies in sociology use a combination of positivist. Most modern sociologists do not have such grand ambitions and tend to write about ‘trends’ or ‘probabilities’ in particular societies rather than ‘scientific laws’ of social development of all societies. the form of all scientific enterprise is essentially the same. Positivism originated as a philosophy of science. as its logic suggests I can only ‘really’ understand suicide by committing suicide myself!) So. Its key idea is unity of scientific method. some interpretivists (following Weber) believe that understanding the meanings that people give to their actions is the first step towards explaining their behaviour. 3.11–12. before looking at these theories. However. We will be examining these approaches in more detail in Chapter 4. These are terms used primarily by methodologists and social theorists to try to describe and evaluate the theoretical assumptions underlying different approaches to research. • Secondly. 69 . to provide valid knowledge of their behaviour. as it would be quite wrong to see sociology as divided into three distinct and entirely separate approaches. • Thirdly. In simple terms you cannot really understand people without having ‘been there’ yourself. (This epistemological position would. However. Scientific inquiry is based on the systematic accumulation of ‘facts’ rather than on belief.Chapter 3: Theory and research least have shared the same kind of experiences personally. just as they use different research methods. incidentally. more recently. This means that although the content of the various sciences is obviously very different. Many of the early sociologists writing in the nineteenth century. interpretivism and realism are very general descriptive terms and there are many different theoretical approaches within the general framework of each one.3. so it is important to identify some of the most important ones. few sociologists would describe themselves as a positivist. sociology could discover the ‘laws’ that explained how societies worked and changed. realist ideas.46–47 or Macionis and Plummer (2008) pp. there are many different views in sociology about what societies are and the best ways of obtaining knowledge of them. interpretivist or realist. others (following Schutz) argue that sociology cannot move beyond people’s subjective meanings. create problems for me.54–55 or Giddens (2008) pp. • First. tradition or divine revelation. interpretivism and realism. However. For example. a great deal of research in sociology (and other social sciences) is underpinned by positivist assumptions. In the following sections we shall try to simplify matters to some extent by identifying three of the most influential theories of knowledge in sociology: positivism.2 Positivism Now read Fulcher and Scott (2007) pp. positivism. section 4.

However. as sociological expertise developed. Just as scientists can intervene in nature – for example. For positivists. irrespective of their free will. future societies would be run on the advice and guidance of sociologists! Activity 3.3). For example. This means that the organisation of the societies in which people live causes them to think and act in the way they do. science – and good social science – involves describing and trying to explain these causal relationships. Do you feel that you behave in the way that you do because you make a free choice? Or do you think that. he went as far as suggesting that. in principle.3 increasing unemployment and poverty and not free choice ‘causes’ the increase in crime.1 Determinism and free will Write down some characteristics of your own behaviour. Comte argued that it was possible to know (about the world).3: How an effect may become a cause Determinism Another positivistic assumption underlying much sociological research is a deterministic view of the relationship between the individual and society. such as literature or poetry. understanding the causes of crime can lead to the development of policies that might reduce crime rates. Researchers adopting a positivist point of view may still be interested in finding out about people’s subjective views. In more simple language. and this may then be a cause of increasing rates of crime (Figure 3. to some extent at least. As you will have seen in your reading. In spite of its determinist views. what things (or factors) do you think have influenced your life? 70 . some of your behaviour has been determined by things outside your direct control? If so. positivism does not necessarily lead to a fatalistic acceptance of the way things are. For example. they explore things such as attitudes and opinions through survey research. or choice. an economic recession in a society may cause higher unemployment and poverty in some sections of a society. For example. a [economic recession] b [increased unemployment and economic deprivation] c [increased crime] Figure 3. this means that something (a cause) makes something else (an effect) happen and an effect of one thing can then be the cause of something else.21 Principles of sociology Causality Positivism sees the social world – like the natural world – as comprising phenomena (which is just a complicated technical way of saying ‘things’) that are causally related to each other. be used to engineer social change. For example. in the case of crime given in Figure 3. by finding the cause of a certain disease and developing an effective treatment – so sociological research into the causes of people’s behaviour can. In fact. to predict (what would happen in the future) and to control (what they discovered was wrong in the world). How people really feel about things cannot be explained scientifically and is the proper subject for ‘arts’ subjects. they see the task of sociology as explaining why people behave in the way they do.

such as structured interviews. systematic collection of evidence. This view can be summarised in the phrase ‘the facts speak for themselves’. For example. According to this view. structured observation and analysis of official statistics (Figure 3. you are sitting on a chair. value free. the goal of sociology is to produce an objective understanding of societies by following the principles of the natural sciences. Theories are then tested out in research designs to see if the phenomena behave in the way predicted by the theory. This is known as an empiricist concept of knowledge. In scientific terms. Favoured methods are those that are more likely to produce testable and quantifiable data. Theories may then be proven. Theory Positivism Research design (most common) Social surveys Experimental Comparative Figure 3. knowledge is that which can be directly perceived. if. you know the chair exists because you can see it and feel it. partly proven. ask yourself what research designs and methods you think would be most common in positivist research. The links between positivist theory and research can be worked out logically from what we already know. or even falsified. or factual. Empirical. or epistemology. an empiricist epistemology means that research has to be grounded in concrete evidence that can be checked out. Empiricist epistemology holds that the only valid source of knowledge is that based on experience. Methods There are clear links between positivist theory and the research designs and methods that we looked at in Chapter 2. science and (good) social science. What proves a scientific ‘truth’ is the empirical evidence. The positivist view is that science (and ‘good’ social science) involves constructing theories that express relations between observable phenomena (or things). design and method 71 Research methods (most common) Structural interviews Structural observations Official statistics . The theory can be tested and it is the evidence that shows whether or not it works. provides objective knowledge that is. reliability and transparency. Positivist research designs tend to be those that are closest to the logic of natural science research: surveys or experimental designs. The important consequence of this sociologically is that positivist research is confined to relationships between observable social phenomena. Therefore positive research is guided primarily by the ‘scientific criteria’ of the measuring instruments of quantification. not the researcher’s subjective values or arguments. If you cannot begin to answer this. go back and reread about sociological research designs and methods in Chapter 2. We do not have to take the researcher’s word for it.Chapter 3: Theory and research Empiricism Another characteristic of positivist approaches is the distinction researchers make between ‘theories’ (ideas) and ‘observations’ (empirical knowledge). Before reading on. For positivists. as you are reading this. as far as possible.4: Theory.4).

• A statistical study of crime rates amongst a city’s different ethnic populations. We shall look at the alternative sociological theories of knowledge arising out of these critiques below. Activity 3. The interpretivist tradition in sociology developed largely as a criticism of the dominant theory of positivism. The humanist question At the heart of interpretivist critique of positivism is a humanist viewpoint. ‘natural science’ and ‘social science’ are two very different enterprises requiring a different logic and different methods. Others suggest that the positivist interpretation of science is flawed. go back and look at the relation of theory to research on p. However. Now make of few notes to explain how these points are linked to each other. Some of those favouring an interpretivist view of sociology have long argued that in their quest for a scientific explanation of social life. and to study people you need to get out and explore how they really think and act in everyday situations. Interpretivist sociologists do not necessarily reject the positivist account of scientific knowledge. particularly the second point on theory and data collection.21 Principles of sociology Positivist ideas are very important because they still underpin a great deal of research in sociology. positivist sociologists have sometimes forgotten that they are studying people. argue that scientific methods have little or no application in sociology. For him. as we have seen. but what they do question is the idea that the logic and methods of natural science can be imported into the study of societies. Which of the following research projects is more likely to be underpinned by positivist theory? • An in-depth analysis using unstructured interviews to find out how the victims of crime really felt about their experiences.) Summary Positivist theory argues that the methods of the natural sciences are applicable to the study of societies (naturalism). Max Weber (1864–1920) was one of the main influences on the interpretivist tradition in sociology. Can you think of any other criticisms of positivist theory? (For a clue. and almost all research in psychology and in economics. Although very few sociologists today would describe themselves as positivists. sociology involves the search for causal relationships between observable phenomena and theories are tested against observations.2 Positivism Can you write down three characteristics of positivist theory? Look at your list. Some sociologists. positivist assumptions are important because they still underpin a great deal of empirical research. they have been subject to a great deal of criticism.81. 3.3 Interpretivism Further reading Marsh (2002) pp. 72 . In the positivist view.21–25.

they actively interpret the situations in which they find themselves and act on the basis of these interpretations. Action You apologise and promise to do better in future. 73 . has a specific meaning and relevance structure for beings living. a researcher cannot really make sense of your behaviour without interpreting the meaning that you attributed to your manager’s actions. People do not merely react to stimuli. traditionally the most complacent and self-consciously scientific of the social sciences. The social world is meaningful. one of the most important influences on interpretive sociology. There are two points here that illustrate the interpretivist position: • The same stimulus – the angry manager – can produce different responses depending on how his anger is interpreted (i.e. The observational field of the social scientist. there is now a flourishing humanist movement in psychology. You stay quiet and accept the criticism. often make very ‘irrational’ choices. human societies are essentially subjective realities. does not ‘mean’ anything to molecules. acting and thinking therein. as we illustrate below. atoms and electrons therein. for example. argued: The world of nature. is starting to ask itself some similar questions. (Schutz. • Whatever your response. intentional activities and attach meanings to their actions. Rather. Social institutions – the subject matter of sociology – cannot be divorced from the subjective understanding that people (including sociologists) have of them. as explored by the natural scientist. namely the social reality. but I know he has problems at home and this is why he has lost his temper. Consumers. but does not apply in the social world. You argue back and threaten to report him for bullying. 1954) As people engage in conscious. For example. He is out of order and has no right to talk to me like that – the mistakes were mainly his fault anyway. It is so unlike him to get angry like this. there is not necessarily a consistent cause–effect relationship). I have been making mistakes and causing him problems. A problem at work Imagine you are working in a bank and your manager comes in and starts shouting at you about how bad your work is. some of which you may be studying at some time on your programme. For example: Interpretation He is quite right. A group of economists is now arguing that one of the weaknesses of economics has been its failure to get out into the world and see how people really behave in economic situations. Interpretivists argue that the positivist idea of a chain of causation is quite logical in the natural world where a particular stimulus consistently produces a given effect.Chapter 3: Theory and research The same question is now being raised in other social sciences. What you would do next depends on how you interpret his action. for it is this meaning that explains your response. however. As Schutz (1899–1959). Economics. The key idea of interpretivist ontology is that there is a fundamental difference between the natural world and social world.

focusing on people’s states of consciousness and ‘bracketing off’ judgments about what may be causing their behaviour.3. Activity 3. would not begin by asking what causes criminal behaviour. Phenomenology argues that it’s not enough simply to interpret the meanings people give to their actions.21 Principles of sociology Activity 3. particularly in Western societies. A phenomenological approach means studying everyday life. section 4. for example. you could do a little research and ask some of them. a German word meaning ‘understanding’. • How do you think these different meanings might influence students’ motivation for the degree programme? 74 . Interpretivist sociologists argue that these different meanings require different explanations. The idea of verstehen is that researchers. Sociologists adopting an interpretivist approach to study crime.2) is verstehen. • Can you think of some different meanings that other students taking your degree programme may have? If you have time.4 below. of course. • Ask yourself what meaning the degree programme you are now taking has for you. Phenomenology is another important concept in interpretivist epistemology. How to do you think a sociologist researching you could interpret and ‘make sense’ of these experiences? What do you think the limitations of such a study would be? Verstehen A key concept here (also described in Chapter 2 and Chapter 4. sociology has to show how people come to construct these meanings for their actions. section 4. that sociologists have to agree with those points of view but rather that they have to interpret them in order to understand crime.4 The social meanings of actions Car theft is a growing crime. associated particularly with the work of Alfred Schutz. We will be looking at phenomenology in more detail in Chapter 4. as far as possible. They would start by trying to interpret criminal behaviour from the criminals’ point of view (see Activity below). This does not mean. For example: • financial gain: the car can be changed and sold • revenge: people who have expensive cars deserve to have them taken and wrecked • convenience: ‘borrowing’ someone’s car to get somewhere else • danger: the motivation is the risk of getting caught and being chased by the police. This is elaborated in Activity 3. But the act of breaking into someone’s car and driving it away can have different meanings for different people. place themselves imaginatively in the position of those they are studying and ask how they see the world and what ends they believe are served by their actions. An important issue raised by Max Weber is that behaviour that seems the same ‘from the outside’ can have very different meanings when examined from the ‘inside’.3 Your week Write down three experiences you have had in the past week.

or study. • Which view do you find more convincing and why? Summary Interpretivists argue that there are fundamental differences between the natural world and the social world and that the logic and methods of the natural sciences are not applicable to the study of societies. • Can you think of any criticisms of interpretivist theory other than the two mentioned above? Activity 3. interpretivists’ accounts are criticised by some sociologists for not providing testable hypotheses that can be evaluated. It has also influenced a whole field of research illuminating people’s everyday life experiences. However. 75 . • Identify three research methods that are more likely to be favoured by interpretivist sociologists. such as unstructured observation. Activity 3.5).Chapter 3: Theory and research Methods The aim of interpretivist approaches in sociology is to understand the subjective experiences of those being studied. • Now write down some arguments against this view. The favoured research design is ethnography and the main methods are ones that help researchers understand social life from the point of view of those being studied. Sociological methods are primarily about investigating and understanding the meanings that people give to their actions.5 Interpretivism • Identify three key characteristics of interpretivist theory.5: Theory. the key criterion in interpretivist epistemology is validity. how they think and feel and how they act in their natural contexts. is seen as just as good as any other.6 Sociology and science • Write down some arguments in favour of sociology as a science of society. although interpretivists still try to be objective and systematic in their research. Therefore. • Make some notes explaining how these characteristics are linked to each other. Theory Positivism Research design (most common) Social surveys Experimental Comparative Interpretivism Ethnography Research methods (most common) Structural interviews Structural observations Official statistics Participant observation Unstructured interviews Personal documents Figure 3. design and methods Interpretivism has provided a powerful critique of many of the taken-forgranted ideas of positivism that are widely used in sociology and in other social sciences. unstructured interviews and personal documents (Figure 3. This can lead to relativism where one theory.

21 Principles of sociology

3.4 Realism
Further reading Parker (2003) Chapter 11 is also relevant to this section but it is not essential reading. Realist theory, like positivism, holds that sociology can, and should, follow the logic and methods of the natural sciences. Where realism differs from positivism is in its interpretation of science. Realists question positivism’s empiricist interpretation of the basis of scientific knowledge. (If you cannot remember what empiricism means go back and remind yourself, using section 3.2.) They argue that no form of science relies exclusively on observable empirical evidence. There are always aspects of any form of reality that remain hidden beneath the surface of what can be observed. According to realists, the aim of scientific work – rather than looking at relationships between observable phenomena as positivists argue – is to uncover the underlying causal mechanisms that bring about observable regularities. The idea of medical viruses was originally constructed to explain infections that could not be explained as a result of bacteria or germs. Thus, while the causal mechanisms were unobservable or ‘hidden’ they were nonetheless real and observable in the effect of the viruses. This is where the term realism comes from (Figure 3.6). Observable regularities underlying
Figure 3.6: Hidden causes



Realism has become quite fashionable in sociology. However, like positivism and interpretivism, it has a long history. For example, there were strong realist elements in the work of Karl Marx. Marx was particularly interested in the analysis of capital accumulation and the process of change. However, he argued that the observable features of capitalist society, such as economic fluctuation, capital growth and massive inequalities, could only be explained in terms of something called the mode of production; that is the relationship between how goods are produced and how production is organised. (However, the mode of production was a theoretical construct that could not be observed directly. Thus, for Marx, to understand how capitalism worked, you had to look beneath the surface.) In Chapter 4, section 4.2, we will be examining Marx’s theories in more detail and you will need to know why he has been described as a realist to be able to understand the idea of a mode of production which can only be seen by its effects. The development of a clear, realist epistemology is comparatively recent in sociology and owes much to ‘new realist’ writers like Bhaskar (1986) and Pawson (1989). The key to realist epistemology is that it is theory-driven and non-empiricist.

Chapter 3: Theory and research

Realists do not make the clear separation between theory (‘ideas’) and observation (‘facts’) found in positivism. In positivist research theories are tested against observations and found to be ‘true’ or ‘false’ or somewhere in between. In simple terms, the ‘facts’ are the judge of the theory. Realists do not make this clear-cut separation because they do not believe that ‘observations’ can be separated from ‘theories’. For realists, all data is theory-dependent. Before reading on, try Activity 3.7 below. Activity 3.7 The ‘facts’? Do you agree with the realist argument that there are no such ‘things’ as facts without theories? Can you find some examples of data that you think are theory free? As theory comes before data collection, theoretical concepts impose a frame of reference on the data rather like the way in which the rules of a game set parameters for the players. Theory thus orders data. However, if theory and observation cannot be separated, this raises the question of how theories can be evaluated. Realists address this question by looking at what happens in the natural sciences. They argue – in contrast to the positivist view – that data collection in science is also theory-dependent and that explanation does not involve testing theories against observations, but rather generating data to test theories against each other. Realists argue that this is what should happen in social sciences. As data never speak for themselves but can only be interpreted through theory, research should be about developing, refining and comparing theories in the following way: • a research problem is formulated • the most plausible theories are identified • research designs are constructed to compare the explanatory power of rival theories in given circumstances. As Pawson (1999, p.47) observes:
Data analysis whether quantitative or qualitative is about utilising evidence to choose between theories. The principle skill of data analysis is the refinement of theory.

Although realists see the structure and logic of scientific inquiry as being applicable in the social sciences, they recognise two important differences between the study of the social world and the natural world: • The social world is an ‘open system’ and the social contexts enabling (or preventing) the operation of causal mechanisms are subject to rapid and sometimes unpredictable change. This severely limits the scope for prediction and generalisation in social science compared to most natural sciences that can operate under experimental, or ‘closed’, systems. • The causal mechanisms in social life only operate through people’s intentions and thus, in contrast to positivists, realists argue that sociology involves the attempt to understand subjects’ interpretations of situations.


21 Principles of sociology

Realists, like positivists, see research being guided primarily by ‘scientific’ criteria, such as the systematic collection of evidence, reliability and transparency. However, because they recognise the importance of the subjective dimension of human action, they also include methods that document the validity of people’s experiences. Research designs are more likely to be experimental or comparative in realist research, but there is no particular commitment to either quantitative or qualitative methods. The focus of realist methodology, however, is on theory. Realists argue that as there is no such thing as theory-free data: sociological methods should be specifically focused on the evaluation and comparison of theoretical concepts, explanations and policies (Figure 3.7). Theory Positivism Research design (most common) Social surveys Experimental Comparative Ethnography Research methods (most common) Structural interviews Structural observations Official statistics Participant observation Unstructural interviews Personal documents Non-specific, but methods are theory-focused



Experimental Comparative

Figure 3.7: Theory, design and methods

‘New realism’ has provided a different – and what most commentators believe to be a valid – interpretation of science and its relationship to social sciences. It has also provided a (developing) alternative to the dominant theories of positivism and interpretivism and laid the foundations for a non-empiricist epistemology in social science. However, realism is also criticised for exaggerating the dependence of science and social science on theory, and realist epistemology offers, at best, very limited truths about the social world.

Realism holds that sociology involves trying to uncover the underlying mechanisms that generate observable events. It suggests that rather than testing theories against the ‘facts’, data is generated to evaluate theories against each other.

All sociological research designs and methods make certain assumptions about the nature of the social world and how knowledge is generated. One of the ways that research can be evaluated and improved is to make these assumptions more explicit. For example, one of the questions we have addressed here is about the nature of scientific knowledge and whether or not it is applicable to societies. As we have seen, positivism, interpretivism and realism give different answers to this question. However, while these theories have been separated out here in order to explain them more clearly, it is important to repeat a point made earlier in this section: that a great deal of sociological research contains elements of all three.


79 .Chapter 3: Theory and research A reminder of your learning outcomes Having completed this chapter. and the essential reading and activities. you should have a clearer idea of: • how research is underpinned by theoretical ideas • what is meant by an ontology/epistemology problem in sociology • the key aspects of positivist theory • the interpretivist critique of positivism and the key aspects of interpretivist approaches in sociology • what is meant by realism in sociology and how realism is different from both positivism and interpretivism.

21 Principles of Sociology Notes 80 .

Chapter 4: Theories and developments Chapter 4: Theories and developments Written by Dr Steve Taylor and Rosemary Gosling. will be your textbooks. you should: • understand the historical development of sociology and its roots in the Enlightenment • be aware of the influence of the major sociologists of the nineteenth and twentieth centuries and their contribution to social theory and substantive sociology • be able to compare and contrast the approaches of the major theorists • understand how sociology has developed since the 1980s into a more fragmented disciplinary. and to structural functionalism • introduce you to micro sociology and the phenomenological approach • identify some of the key theoretical dilemmas and developments in social theory • outline the postmodern critique of sociology. Durkheim and Weber. 81 . Chapter structure 4.3 Bringing the individual back in 4. particularly on the theories themselves.2 Sociological theories 4. This chapter is particularly important for Section B.1 Origins of sociology 4. your main reading here. Introduction In the previous chapter we looked at theories of knowledge that have general implications for social sciences. Learning objectives By the end of this chapter. Aims of the chapter The aims of this chapter are to: • outline the origins of sociology and sociological thinking • introduce you to the classical sociological theory of Marx. It can be studied or read immediately after Chapter 2 if you would prefer to understand the history of sociology before you start understanding the subject in more detail. and having completed the essential reading and activities. that have been specifically developed to describe and explain how societies work and change. In this chapter we are going to look at some sociological theories. or perspectives.4 Postmodernity and sociology Essential reading Whereas in Chapter 3 your main reading was this subject guide.

Parker. (London: Verso. Lyon. Videos/DVD There are three videos/DVDs that may be helpful to you for the material being covered in this chapter: Understanding sociological theory From modernity to postmodernity Anthony Giddens on Capitalism and modern social theory All produced by halovine – see 8 www. T. it is necessary first to look back to the origins of sociology. Scott Sociology. However. A. D. From post-industrial to post-modern society: new theories of the contemporary world.. A short history of sociological thought. and H. R. 8–9 and 12–13.W. pp. J. it should be Swingewood.257–73. J. (Cambridge: Polity Press. 2007) Chapter 2. Social theory: a basic tool kit. Plummer Sociology: a global introduction. Parker. 1989). 2002) Chapters 4. Bhaskar. 2 and 10. 2003) Chapters 6–7. ‘Concept and theory formation’. (Minneapolis: University of Minnesota Press 1999). Scientific realism and human emancipation. 4. (ed. (Oxford: Oxford University Press. Sharrock and D. (Harlow: Prentice Hall. S. Plummer Sociology: a global introduction. (Oxford: Blackwell. 1999). or Lee. Pawson. E. Kumar and Lyon first. 2008) Chapters 1 and 4. to begin to understand these theories. Schutz. 6 and 7. ‘Methodology’ in Taylor. R. 2005) third edition. (Basingstoke: Palgrave. What was sociology trying to explain? Why did it develop when it did? What ideas influenced its development? 82 . or Macionis. R.1 Origins of sociology This section is about some of the key sociological theories that sociologists have developed to help describe and explain the modern world.halovine. Further reading We suggest that if you want to look for these in an order of preference. (Basingstoke: Palgrave. Kumar. 2008 edition) Chapters 2 and 7. Swingewood. (Basingstoke: Macmillan. Newby The problem of sociology. and Cuff. (Harlow: Prentice Hall. Measure for measures: a manifesto for an empirical sociology. 2006) Chapters 1–6.) Sociology: issues and debates. I. Francis (London: Routledge. (Buckingham: Open University 2008) Chapters 1. or Giddens. Sociology. Macionis. The Journal of Philosophy 51(9) 1954. Situating social theory. Pawson. J. (Harlow: Prentice Hall. (London: Routledge. 2000) Parts 1 and 4–8. Marsh. J. W. and K. 1986). 2005 edition) Chapters 2 and 7.21 Principles of sociology Fulcher. K. Postmodernity. and J.W. 2004). A. and K. (London: Routledge. May. A. Theory and practice in sociology.

However it is important. industrial society emerged from pre-modern society.1.Chapter 4: Theories and developments From pre-modernity to modernity First.1 1 Francis (1987) p. Weber’s concept of social class was built on classifying people’s market situation. Aspects of ‘modern’ societies (such as the growth of science) were developing in pre-modern societies and some characteristics of premodern societies (such as the continuation of monarchies in some societies) survive in the modern world. for example. • Modernisation: this means the processes of societies becoming modern. The invention and development of the steam engine. Societies don’t suddenly just change from one form to another. All historical periods are the legacy of what came before and the past doesn’t just disappear. As Francis has observed: The idea of a ‘great transition’ by which modern. urban living. • Modernity: this describes the attributes of modern societies outlined above. had a major impact on the process of industrialisation.e. rural society is arguably the central motif of the history of sociology. • Urbanisation: a process where the proportion of people living in urban areas increases. first. These changes were later described as ‘the great transition’ from ‘pre-modern’ to ‘modern’ societies. In one form or another it has influenced every area of sociology and provided some of its most abiding theoretical and empirical questions. • Industrialisation: this describes a process of rapid economic growth arising from the increasingly sophisticated application of inanimate (i. A modern society is sociological shorthand to describe societies which are characterised by mass production. to get these terms into perspective. Premodernity and modernity are very general terms used by sociologists to describe the key characteristics of societies and long processes of social change. The distinction between ‘pre-modern’ and ‘modern’ is outlined below. urban. consumer goods. • Capitalism: this is a form of economic organisation where the means of generating economic wealth are largely in private hands and are organised predominantly for profit. 83 . Most modern societies have been characterised by the spread of market economics and this is reflected in sociological thinking. mechanical) sources of power. some key terms that you will encounter in your reading about the rise of modern societies are: • Modern: in everyday life ‘modern’ refers to something new and up to date. primarily as an attempt to understand the massive social and economic changes that had been sweeping across Western Europe in the seventeenth. It has a rather different meaning in sociology. • Market: in its most general sense a market is an arena where goods and services are freely exchanged for money. eighteenth and nineteenth centuries. nation states and predominantly secular values. For example. Sociology developed in Europe in the nineteenth century.

such as education. there was a very limited division of labour with very little mobility (that is movement) between different strata. or serfs. Modernity Modern societies are predominantly urban and industrial and the majority of them are capitalist. such as clerics. that is.21 Principles of sociology Pre-modernity Pre-modern societies were predominantly rural and agricultural. Although there were various occupational strata. more on qualifications and achievement than on birth and privilege. Modern societies are characterised politically by centralised nation states that begin to play an increasingly large part in people’s lives by. providing employment for many and services. The division of labour becomes increasingly complex and allocation to occupational roles is based. or aristocracy. at least in theory. Pre-modern Agricultural production Small-scale units of production Village communities/small towns Traditional values and behaviour Religion major source of knowledge Dominant class: aristocracy Majority class: peasantry Despotic government Modern Industrial production Large-scale units of mass production Urban conurbations Rational. The lords owned the land and the peasants worked the land. organised around the family. and science replaces religion as the major source of intellectual authority. health care and welfare to most citizens. the majority of the population lived and worked on the land. Politically. There was a sense of permanence about social life: things were done in certain ways because they had always been done that way. merchants and craftsmen. for example.1: Pre-modern and modern societies 84 . Social life is organised around formal rules and bureaucratic procedures rather than custom and tradition. and custom and tradition governed people’s everyday behaviour. ‘all that is solid melts into air’. giving the greater part of what they produced to the lords. In modern societies the pace of life increases: industrial societies are societies in a permanent state of change. It was largely a non-market economy and production was based on small units. This economic order was known as feudalism. As Karl Marx famously put it. pre-modern societies were largely decentralised with localised leadership and government was despotic. the two major strata in Europe were the lords. or arbitrary. Religion was the major source of intellectual authority. goal-orientated activity Science major source of knowledge Dominant class: capitalist class Majority class: industrial workers Democratic government Figure 4. Modern economies are money-based market economies with mass production of goods organised in factories. Justice and punishment depended largely on the personal views of those dispensing it. soldiers. and the peasants.

It was called the Enlightenment because scholars believed they were throwing light into the gloom of a world that for too long had been dominated by tradition.) What do you think are some of the benefits and some of the drawbacks of living in modern society? The Enlightenment Now read Macionis and Plummer (2005) pp. and writer Voltaire (1694–1778). Would you describe your society as a ‘modern’ society? If so. The Enlightenment was a name given to a philosophical and social movement in Europe roughly spanning the last quarter of the seventeenth century until the last quarter of the eighteenth century.12–17 or Fulcher and Scott (2007) pp. so the ‘new’ subject of sociology drew on earlier influences. just as modern societies developed out of pre-modern societies.10. and this power would be used to improve the human condition. they believed in the power of the rationality of the human mind to understand the world. For example. and one of the most significant of these was an intellectual movement known as the Enlightenment. Further reading Swingewood (2005) provides an excellent explanation of the Enlightenment. irrationality and. However. Activity 4.Chapter 4: Theories and developments Pre-modern societies were relatively static compared to modern societies and the world that people left was little changed from the one they were born into. Second.1 Are you living in modernity? Different societies have ‘modernised’ at different times. when do you think it became modern? (You would probably be describing a period of around 50 years or so here. the rights of the individual and a commitment to social progress. they had confidence that human beings would use this knowledge to transform the world for the better. Science was the epitome of reason and rationality because it produced objective knowledge of the world that was not conditioned by religious superstition. religious dogma. more consumer goods. 85 . Scientific knowledge would give people more power and control over nature. Although it was a diverse movement spanning different subject areas in different countries in Europe. the scientist Isaac Newton (1643–1727). These are questions that we identified in Chapter 1 as fundamental sociological questions.11–15 or Macionis and Plummer (2008) pp. Enlightenment philosophers shared two principles. Major figures of the Enlightenment included philosophers Descartes (1596–1650) and Kant (1724–1804). scientific developments would create more productive agriculture. above all. It championed the power of human reason.23–27 or Giddens (2008) p. and they began asking questions about the sources of social order and social change and the effect of these changes on people’s lives. First. However. the fact that societies were changing so dramatically in such a short space of time led some scholars to become curious about societies. superstition. and scientific medicine would reduce disease.

How did Comte believe we could ‘know’? How did he believe sociology could predict? 86 . as scholars became more interested in how social life was organised.21 Principles of sociology The radical nature of these ideas should not be underestimated. used the concept of society to describe the new institutions. This view represented a break with the Enlightenment. of course. The idea that societies were subjects of study in their own right did not come until the nineteenth century when early sociologists. This modern way of thinking was not only applied to the study of the natural world. committed to the idea of individuals as essentially rational and self-sufficient. for most early sociologists. However. By knowing about these social arrangements. Hamilton (1992) suggests that the essence of this embryonic sociology is captured by Kant’s motto. particularly in transport and printing. While the Enlightenment philosophers. what was distinctive about the Enlightenment was that it was a social movement whose influence spread beyond the scholars themselves. Summary In nineteenth century Europe. societies were much more than this. separate from philosophy and economics. However. The Enlightenment thus brought about a cultural change in what constitutes knowledge and a distinctly ‘modern’ conception of knowledge was born. Embryonic sociological perspectives could be detected in the Enlightenment. Technological developments. they lacked a concept of ‘society’. social groupings and productive processes arising out of the wreckage of the pre-modern European world. such as Henri St Simon (1760–1825) and Auguste Comte (1798–1857). meant that the ideas of Enlightenment scholars were reaching a greater proportion of an increasingly literate population and the Church’s monopolistic position over knowledge and information was being challenged on a wider scale. 1992. There had. been a number of individual scholars who had challenged the Church’s view of the world long before the Enlightenment. Although created by individuals.55–56). Sociology was – and continues to be – profoundly influenced by the Enlightenment’s key values of rationality. as an attempt to make sense of the massive changes taking place in newly modernising societies. not only inspired the genesis of sociology but continues to underpin the subject today. Activity 4. saw societies merely as collections of individuals. although Enlightenment philosophers were interested in ‘the social’ and how it could.2 Comte’s famous statement was ‘To know is to predict. people could ‘dare to know’ about the social arrangements under which they lived rather than have them presented to them through the haze of a religious ideology. to predict is to control’. They constituted a direct challenge to the view of the world put forward by the Church that the order of the world was the result of God’s will and couldn’t be changed. ‘dare to know’. it was also increasingly applied to the social world. For the first time. be organised. scientific understanding and the application of knowledge to improving the human condition. they also shaped the ways that people thought and acted. However. sociology developed as an autonomous subject. the Enlightenment ideal of providing rational understanding of societies in order to improve them. (Hamilton. pp. their operation would become clear and thus open to change. and should.

H. Durkheim. Marx. (Basingstoke: Macmillan. K.htm Gerth. with an introduction by Anthony Giddens (London: Unwyn Hyman. Max The Protestant ethic and the spirit of capitalism. • In the first part of this section you will read about: the development of social theory in the nineteenth and early twentieth centuries three of the major ‘classical’ sociologists – Marx. 1949) [ISBN 9780029343609]. Sharrock and Francis (2006) or Lee and Newby (2000). J. [Most recent edition: London: Routledge. 2002] Translated by Spaulding. Weber. (1996). (London: Routledge.rsu. See: 8 www. Talcott The structure of social action.H. and Macionis and Plummer (2005 or 2008) provide good introductory material. [ISBN 9780435821814]. Marx. and C. For extra reading.marxists. The division of labour. I. Modern social theory. E. ~felwell/Theorists/Weber/Whome. Swingewood (2005) provides an excellent historical approach and links Chapter 3 and Chapter 4. K. 1989) [ISBN 9780415254069]. (Free Press. www. (London: Heinemann. Max On the methodology of the social sciences. 1991) [ISBN 9780415060561 (pbk)].1984) second edition [ISBN 9780333339817]. We have indicated two supporting texts: Cuff. Translated by Talcott Parsons.htm Marx. (London: Harvester Wheatsheaf. and G. Das Kapital. Simpson. Works cited Cohen. 1968) . 1992) second edition [ISBN 9780312086749].1 very well to this section.faculty. Introduction We begin this section by reading about how social theory developed from – and in reaction to – the Enlightenment. works/1845/german-ideology/ch01a.2 Sociological theories Reading The best textbook for this section is Fulcher and Scott (2007) Chapter 2. (Glencoe: Free Press. Durkheim. The German ideology. [ISBN 9780710033116].A. (Harmondsworth: Penguin. This will provide you with most of the reading required for this section. P Modern social theory. Craib. 87 . E. Wright Mills (eds) From Max Weber. Le suicide. but do not go into enough depth for this unit. 1975) [ISBN 9780140216684]. Giddens (2008). Frank The sociology of Max Weber.Chapter 4: Theories and developments 4. ‘Preface to a contribution to the critique of political economy’ in Karl Marx: early writings. section 4. Weber and Durkheim the structural functionalists. • The second part will address theories which are broadly interpretivist. If you have bought this text you will need to depend on one of the two texts below for most of the background reading on the sociologists discussed here. Parsons. K. 1969) [ISBN 9780029242407].

You will have come across many of these theories in your initial reading but here we concentrate on their major contributions to social theory. The questions could ask you to describe and explain the major aspects of their perspective. please remember the following: • This is not a unit in social theory and you will not be expected to know and understand each theorist in detail. While you are reading. think about and make notes on the following: • the assumptions each has about the nature of society • the assumptions they have about human nature and the role of the individual • their view of history and their explanation of social change • their explanation and understanding of social order • the role of ideas and ideology • their view of science and their prescriptions as to how to find out about society. structural functionalism.21 Principles of sociology • The third part of this section will link the two and introduce you to some new developments. • Social theorists themselves were profoundly influenced by other social theorists and the times in which they wrote. etc. You may also be asked to describe any one perspective. • In order to study your chosen topic in Section C you will need to have a good understanding of the different approaches of the major sociologists. so it is important that you have some knowledge of the history and the society in which they were writing. think about how they address the key sociological problems which you encountered in Chapter 1. While you are reading about these sociologists. You will then be able to see clearly the relevance of each theory and be able to illustrate your answers with material from your chosen topic. We suggest therefore that you ensure that you have understood the major assumptions of each theory before you start on your chosen topic for Section C. The writers of Section C chapters have assumed that you will have knowledge of the sociological theory introduced here. In short. • You are not learning about social theory for its own sake. Examination advice In the examination you will be expected to write about any one or more sociologists. After you have worked on Section C return to this section of Chapter 4. 88 . symbolic interactionism. This section of the subject guide is vital for the work that you will do on your Section C topic. criticise their assumptions. We are providing you with building blocks so that you can understand the contribution that each theorist has made to the subject of sociology and for your understanding of Section B on Globalisation and social change. assess their contribution to sociology. • In your reading do try to understand the major aspects of their approach to sociology rather than simply trying to categorise them into predetermined boxes. compare them. for example: Marxism.

so you should know about these social theorists and the influence they had on the development of sociology. Karl Marx (1818–1883) Reading Before you read this section on Marx. or suggest ways of explaining. and particularly class relationships. You should be aware of the major influences on his thought.1 we described the great changes that occurred in Europe. in part. We have provided you with some guidance for your reading and some description of his concepts. You read about the economic changes (industrialisation and urbanisation) and. the Enlightenment. and we will not give you a complete description of his work or the work of the later Marxists here. are often called ‘The founding fathers’ of sociology. The major influences on his thought were: • The Scottish Enlightenment (Adam Smith and David Ricardo from whom he took ideas such as the division of labour and the idea of economic rent – extraction of surplus value). look up and read the section on Marx in your chosen textbook or in any reference book. Weber and Durkheim were committed to these aims and that it should be possible to evaluate their theories in the light of these three Note: Cuff. He wrote extensively on economics and philosophy and all these ideas have been incorporated in much twentieth century sociological theory. Use it to help you locate them in time. Marx. • German Idealism – Hegel. or on the website 8 www. Sharrock and Francis (2006) or Lee and Newby (2000) provide a good deal of material on Marx. His genius lay in his ability to ‘create’ new ideas from those existing in philosophy and economics and from the writings and observations of social activists. A major aspect of his work concerned the nature of social relationships. 89 . indeed many revolutions in the twentieth century were.2 Cohen believed that Marx.Chapter 4: Theories and developments Background In the first part of section 4. 2 Cohen (1968). influenced by them. Marx was one of the greatest social critics of the nineteenth century. why social phenomena have the characteristics they have • provide ideas for an analysis of complex social processes and events • aid in the construction of models of how social structures and social systems operate. especially historical materialism. Marx’s ideas have had a profound influence not only on sociology but on many social and political movements. We have created a flowchart (on p.marxists. Weber and Durkheim along with Comte. Professor Percy Cohen suggested that all sociological theory should: • explain. This diagram has been left intentionally incomplete – feel free to add your own notes and links as you read. Keep these aims in mind as you read about these sociologists and the other sociological perspectives you are introduced to. • The Utopian Socialists. so it quite properly fits into sociology.90) for you to track the sociologists that we will be discussing. most importantly for this section.

1880) Durkheim (1858 .1917) Weber (1864 .1857) Spencer (1820 .1804) Hegel (1770 .21 Principles of sociology The Enlightenment philosophers (1770-1831) Kant (1724 .1931) Structural Functionalism Figure 4.1903) Marx (1818 .1831) Comte (1798 .1920) Meade (1863 .2 Marxism Symbolic Interactionism Ethnomethodology 90 .

as we have seen in Chapter 3. Idealism. but he suggested that people create religion to deal with the real misery which confronts them.’ Hegel believed in the ‘progression’ of humanity. He called this phenomenon religious alienation. 91 . to construct categories of thought. He accepted Feuerbach’s assertion that religion was a social creation. From the contradiction between the thesis and the antithesis there emerges a transformation which becomes the new thesis. Marx’s influences: Ludwig Feuerbach Ludwig Feuerbach (1804–1872) was a pupil of Hegel. Over time. these ‘social constructions’ became institutionalised into formidable belief systems which control their adherents.3 In your own words answer the following questions: • How did Feuerbach account for religious behaviour? • How do you think that Feuerbach would suggest that religious alienation could be overcome? Marx asked a key question of Hegel and the idealist philosophers: where do ideas come from? Marx rejected the notion that ideas determine the nature of social life. ‘What distinguishes humanity from other living things is its ability to conceptualise. Activity 4. Early religions were based on attempts by their believers to make sense of the world especially in times of disruption. he asked why did the poor and the oppressed need religion. He further suggested that the ability to control the natural world would result in a creation of a ‘superior moral and social life’. section 3. (progress and human history) Idealists. The dialectic The Hegelian notion of the dialectic holds that all matter (or the thesis) always and inevitably creates its own opposite (or antithesis). which he called the ‘opium of the people’. How did he come to this conclusion? He asked the following question: ‘Why do people need religion?’ In particular.3 3 Lee and Newby (2000).1 attempt to explain the nature of society in terms of human consciousness. who developed his ideas and suggested the following: Gods did not create humanity but humanity created gods. These two major aspects of Hegelian logic are central to Marx’s analysis. thus he thought individuals would be increasingly able to understand the social and natural worlds and the processes and principles which lie behind their development. These ‘gods’ were idealised creations of human thought.Chapter 4: Theories and developments Marx’s influences: Georg Hegel Georg Hegel (1770–1831) is important for an understanding of Marx’s historical materialism. Feuerbach suggested that people who had not yet developed the social and technical knowledge to understand the natural and social world attributed particular powers to these ‘social constructions’. Change is seen as ‘progress’ but society changes dialectically through struggle and contradiction.

therefore.113–15. clothing and many other things. would constantly reproduce themselves. Now read At this point. ignorant and needful of help. (is that humans) must be in a position to live in order to be able to ‘make history’. It is not enough to theorise about it. Ensure that you understand the influences of Hegel and the Idealists on Marx’s thought. the production of material life itself. Marx asks where does this spirit come from? Where do ideas come from? Marx believed that ideas are a product of society so we should not only study ideas. independent of the material conditions that existed in a particular era. however illusory. But life involves before anything else. org/archive/marx/works/1845/ german-ideology/ch01a. a habitation (shelter/home). Marx rejected Feuerbach’s view of religious alienation. reread the section on Epistemology in Chapter 3 (pp. Now read Cuff. The first premise of all human existence and.10–20 or Lee and Newby (2000) pp. Therefore Marx rejected the notion that ideas determine social life. ideology. to uncover the real relationships between capital and labour. If they were unhappy then they turned to religion.78–79). You will see here that the capitalist mode of production is an example of a theoretical construct which cannot be observed directly.4 From Marx.21 Principles of sociology As long as people were poor. Marx and materialism In your reading you will have seen that Hegel’s idealism saw society as guided by and limited by the human ‘spirit’ or ‘Geist’. as the idealists suggested. Marx and realism In Chapter 3. Materialism is not an easy concept.htm 4 92 . Sharrock and Francis (2006) pp. religious ways of thought. At its most basic in Marxist analysis. section 3. Everything else follows from this: social relationships. The German Ideology – see www. He believed that the reason that people believed in supernatural forces was a result of their objective situation. You have to ‘look beneath the surface’ to find out how capitalism works. which acted as an opiate and which would dull their pain. The first historical act is thus the production of the means to satisfy these needs. etc. we should study society empirically and scientifically rather than by means of speculation or metaphysics. there is a real material world and in order to gain knowledge of this material world we must participate in it. From these ideas follow Marx’s ontological assumptions about the nature of society. of all history. Religious beliefs and values were not. eating and drinking.4 you read about realism. the structure of society. He therefore suggested that it was necessary to examine the nature of the material conditions that faced the working class.marxists. it is the assumption that he developed from Henri de St Simon that the most important aspect of human existence is the necessity to produce the means of subsistence.

the economic roles that are allowed by the state. the nature of the relationships between the major classes. Marx: conflict and contradictions Dialectical materialism At the centre of Marxist analysis is the concept of the dialectic (see Hegel). in agriculture during the agricultural revolution.21–22 or Lee and Newby (2000) pp. and human development involved man’s increasing ability to control nature. Now read Cuff. The mode of production is made up of: • the forces of production – the way that goods are made in any epoch • relations of production – the productive relationships. Dialectic strains exist between: a. or the steam engine in the industrial revolution. and other social institutions. Conflict for Marx is the motor of history. the level of technology and the existing social organisation (social relations) which prevent new forms of technology emerging c. the tsunami and other earthquakes. These changes give rise to tensions and contradictions between the productive relations and the productive forces (infrastructure). The forces and relations of production make up the economic base (infrastructure). Sharrock and Francis (2006) pp. These tensions in turn give rise to changes in the superstructure.Chapter 4: Theories and developments Activity 4. including law. the newly developed productive relationships of production (classes) and the traditional system of political ideological institutions (superstructure). Changes occur in the way that goods are produced as a result of changes in technology. ‘determined’ by the infrastructure and is composed of the prevailing cultural ideas. nature controlled man. Marx: base and superstructure In your reading you will see that each type of society is characterised by a particular mode of production which determines the nature of class relationships and all other social institutions. the idea of progress and development was central to Marx’s writings. The superstructure is. 93 .115–20. As with many social theorists of the nineteenth century.4 ‘Men distinguish themselves from animals as soon as they produce their means of subsistence. society and nature – between any given level of technology (the productive forces) and the conditions in which these productive forces appear b. for example.’ (Marx and Engels) Can you explain this statement? Why do you think the form of production makes a difference to how people think and behave? Marx suggested that in primitive communism. ownership and non-ownership of the productive forces. Do you think that this is the case in the twenty-first century? Can people control nature? Think about the recent catastrophes such as SARS. in the last instance. He explains change dialectically.

Humanistic Marxism Marx believed that the history of mankind had a ‘double aspect’.21 Principles of sociology Political and legal (ideological) superstructure Forms of social consciousness (art. from each other and ultimately from themselves. (Oxford: Blackwell. (Remember that Marx was writing in the nineteenth century. 1993) [ISBN 0631182063 (pbk)] p. P. endemic to capitalism.172. 2. but from the labour process itself. Some suggest that the real Marx did not believe that the mode of production determined everything in the superstructure (the Humanists). Now read Fulcher and Scott (2007) pp. industrialisation was occurring throughout Europe).117 94 . indeed not only become alienated from the products of their labour. The Sociology of Change. The working class in capitalism became dehumanised. However Marx believed that the processes of production in capitalism increasingly alienated people. literature.14–17. religion) Socioeconomic formation Relations of production 3 Mode of production Productive forces 1 2 Nature (extra-social environment + human hereditary endowment) 1. whereby the products of human labour become expropriated from and appear as opposed – ‘alien’ – to those who produce them.101–06 or Cuff. and to provide protection from the elements.3 Source: Diagram adapted from: Sztompka.82–88 or Macionis and Plummer (2008) pp.787–90 or Macionis and Plummer (2005) pp. 3 – Main dialectic strains Figure 4. There was general optimism about people’s ability to develop natural resources to produce even more sophisticated goods. In your reading you will discover that there are at least two different readings of Marx: humanistic Marxism and scientific or structural Marxism. Alienation refers to the process.5 5 Lee and Newby (2000) p. Developments in technology gradually allowed ‘man’ to control nature. Others suggest that the economic base is the determining factor in explaining the prevailing legal and political arrangements in society (the Structuralists).22–32 or Giddens (2008) pp. Workers. Sharrock and Francis (2006) pp. There have been many ‘readings’ of Marx’s works.

Remember that he had rejected Hegel’s idealism: The philosophers have only interpreted the world in various ways. Humanist Marxists believe that the base/superstructure distinction is too deterministic and they believe that the working class can be liberated from this alienated state and realise its full potential. The products that the workers made are sold in the market and the capitalists receive profit from these transactions. 95 . Labour itself is a commodity. everything is produced for sale in the ‘market’. The profit they receive is the part of the value of the work that is put into creating the profit. This could be achieved by what Marx called praxis – putting theory into action. He believed that without leadership. the point. They have to be encouraged and persuaded by political actors (like Marx). he considered. Marx’s early writings.5 It is a strange idea to think that people could be alienated from themselves (what Marx described as being alienated from ‘their species being’). however is to change it. The value of a product is the effort put into creating the product. The labour theory of value states that the value of any commodity is the value of the amount of labour required to produce it. What do you think he meant by this? We see science fiction films about aliens and find them fascinating because they are different from us. It is possible to measure the value of a commodity and the extent to which the capitalist has extracted surplus value. Think about this for a few minutes. It was not inevitable that the members of the working class would develop revolutionary consciousness and become fully aware of the nature of their condition. Marx suggested that Capitalism prevented the people of the working class from understanding their true nature and from understanding their real interests. We cannot understand them. A person’s class position depends on his relationship to the means of production – whether they are ‘owners’ or ‘nonowners’. Marx: the labour theory of value In your reading you will see that class positions/roles in Marxist analysis are seen to be determined by their position in relation to production.6 6 Marx (1975). Note: Lenin took the concept of praxis further. Althusser suggested that there had been an epistemological break in Marx’s writings. Capitalism is a system of commodity production. So Humanist Marxists concentrate on both superstructural and infrastructural elements. Marx suggested that the world would not be changed by simply ‘thinking about it’. They believe these have an independent role to play in the class struggle. whereas in Das Kapital he was concerned with exploitation. Marx believed that being in a state of alienation prevents us from knowing the real nature of the world and from ‘being’ our true selves. Structural Marxism Marxists such as Louis Althusser (1918–1990) believed that the Humanist Marxists laid too much emphasis on the superstructural aspects. the working class will become economistic (they will simply struggle for money not political power). were more philosophical and concerned with alienation and the possibility of emancipation. This exploitation could be understood and measured objectively. Therefore people were unaware of what they could achieve.Chapter 4: Theories and developments Activity 4.

21 Principles of sociology In capitalism. How did Marx view society? 2. the Sociology of organisations and Religion and society. which is unaware of the true nature of the relationship. Why is Marx described as a conflict theorist? 8. and also for the Section C chapters on Power in society. Emile Durkheim (1858–1917) Reading First we suggest that you look up and read about Durkheim in your chosen textbook. Does a Marxist analysis of class have relevance today? 4. Macionis and Plummer (2005 or 2008) have written a short piece in Part 2 which provides a good account of the concept of function. it will take time for you to understand some of this theory and you will need to reread this section in conjunction with your texts more than once. You will not be required to know and understand all the material in Lee and Newby (2000). What is meant by the terms ‘dialectical materialism’ and ‘historical determinism’? 7. The capitalist class extracts ‘surplus value’ from the working class. Activity 4.22–34 or Lee and Newby (2000) pp. Further reading Lee and Newby (2000) Chapter 9 Think about how a Marxist would explain the changes in the family structure and relationships that have occurred in most societies in the last 50 years. 96 .124–32.6 See if you can answer these questions: 1. Fulcher and Scott (2007) provide a good introduction in Chapter 2. What is the role of the individual in Marxism? 5. Explain the concept ‘mode of production’. The capitalist class exploits the workers. Chapter 1 of Giddens (2008) also provides some useful background. How does society change from one epoch to another? 6. and when read with this section Cuff. However. The interests of the capitalist class are opposed to the working class (zero-sum game). Now read Cuff. What is meant by structural Marxism? You will need to have a good understanding of Marxism and the later Marxists for Section B Globalisation and social change. Social inequality and social injustice. Sharrock and Francis (2006) covers all the materials necessary. The section in Fulcher and Scott (2007) on Marx gives a good indication of the level required. by not giving them the full value of their labour. Sharrock and Francis (2006) pp. and in the forms of inequality particularly in power. Was Marx a humanist? 9. in religious belief and practices in the last 30 years. who are the ones that create value. What is meant by alienation and how does it occur? 3. gender and ethnic relationships. the working class is a class of ‘non-ownership’.

61–63 or Chapter 14 in Lee and Newby (2000) ‘Moral obligation and individual life’. This has become known as the biological analogy. Durkheim believed that man is only a moral being because he lives in society (since morality consists in solidarity of the group. Durkheim saw the practical role of the sociologist as being similar to that of a physician. both developed the idea of comparing society to an organism. He was influenced by August Comte (1798–1857) and Herbert Spencer (1820–1903). Following on from Comte. • Holism. He believed that scientific sociology would enable the sociologist to distinguish between the sickness (pathology) and the health of a society. Sociology would enable a diagnosis of the causes of pathology to be undertaken and. once these causes were understood. Spencer (see Fulcher and Scott. He attempted to demonstrate that the causes of suicide were to be found in society and could not be reduced to the state of mind of the person who had committed suicide. they became more specialised. Durkheim’s key ideas Below we outline Durkheim’s key ideas – they will help guide your reading on the chapters indicated here.Chapter 4: Theories and developments Durkheim’s mission was to develop sociology as an academic discipline. working in France. remedies could be suggested. All the texts have a description of Suicide which is important for you as you study ‘Research Methods’. Now read Cuff.73–82) believed that as societies evolved. these induce individuals to conform to the society. This moral force is also creative as it provides the cultural resources necessary for individuals to lead their lives in a group. Sharrock and Francis (2006) Chapter 4. and varies according to that society). Durkheim believed that the methods that sociologists should use should be modelled on the methods used in the natural sciences (Naturalism). ‘Sociology as a Science’ and ‘Methodology’. Comte. just as organisms grow and mature. pp. You will have read in your texts that Durkheim wrote Suicide to demonstrate that the most individual of all acts – suicide – was in fact either caused or prevented by society. 97 . Durkheim believed that society is more than the aggregate of individuals. One of the greatest problems he identified was the growing individualism in nineteenth-century society and the withdrawal of individuals from public life. It views society as a system of interrelated parts. The example Durkheim used was the religious beliefs and practices of the aboriginal peoples of Australia. 2007. • The scientific nature of sociology. and working together to ensure that society ‘survives’. societies become increasingly complex and specialised as they evolve. Society exists sui generis. each institution playing a part to sustain society. Society exists and is observable in its effects (see Realism in Chapter 3). The social should be separated from the psychological. They should seek to find out law-like relations between phenomena. Norms and values are created by individuals acting in groups. and Spencer in England. The individual cannot exist without society and society has a constraining influence on individual and group behaviour. pp.27–28 or Lee and Newby (2000) pp. Society is a moral force which acts on individuals.

7 Functional analysis is concerned with the effects of a social fact. geographical. The cause of a social fact must be accounted for in relation to other social facts. These societies were small. 7 Fulcher and Scott (2003) p. which he differentiated by their different forms of solidarity (cohesiveness): mechanical and organic solidarity. may express an intense collective sentiment of disapproval. but not by other facts (biological.8 Can you think how religion can help meets a society’s need for social cohesion? Think about times of natural disaster. Law is external to our perception of it and it certainly constrains our actions. The collective sentiment in society is the cause of the disapproval’. Mechanical solidarity This is a form of solidarity which Durkheim believed existed in very simple societies. etc). 98 . Activity 4. for example. • Social facts/society. Social phenomena and institutions can be explained in terms of their role in the maintenance of society as a whole (see above). Activity 4. so that is why religion exists in society. Social facts can only be explained by other social facts. Durkheim set out two criteria: social facts must be external and also have constraining effects which set limits to our actions. Sharrock and Francis (2006) give the example of the law. He described this as the collective consciousness (the values and beliefs shared within a community) thus: society forms a determinate system which has its own life. try the same activity with ‘fashion’ that they use with law to see if you understand the concept of a social fact. • Functionalist method of explanation. The solidarity in the society is a result of the likeness of the members. they are therefore likely to hold similar value systems. Where most of the experiences of the individuals are similar. Cuff. there was little specialisation and thus a low division of labour. individuals did not depend on each other for their existence. In determining the nature/existence of social structures. Here the explanation of the social fact/phenomenon is explained not in terms of what it is. Hence Durkheim suggests that religion helps to meet a society’s need for social cohesion. Fashion would be another example. self-sufficient groups. Society and social change Durkheim described two forms of society.7 If you are using Cuff. Durkheim did not explain the cause of social facts by their functions (unlike many later functionalists). not its causes.21 Principles of sociology Now read Look up and read about Durkheim’s work Suicide in your textbooks. psychological. ‘The punishment attached to a crime. Sharrock and Francis (2006) as your main textbook. There is a moral consensus which unites members of the society. However. or war or internal struggles. but what it does for the whole.35. It explains the part that a social fact plays in relation to the needs of society. Durkheim suggested that we must treat ‘social facts as things’.

The collective consciousness is strong in these societies and the law is repressive. individuals rely on each other for their existence. 8 Therefore. organic societies were characterised by greater differences between the members as a result of specialisation and a complex division of labour. which would serve to constrain behaviour and so prevent anomie. Far from preceding collective life they derive from it. arising from chance circumstances. Durkheim believed that other sets of beliefs and values would develop. which means ‘without laws’.8 From Durkheim (1893. could be so accurately harmonised as to form a coherent whole. It would be a miracle if these differences. Work is not shared out by independent individuals who are already differentiated from one another. The decline of mechanical societies was a result of increasing population growth. Organic solidarity occurs as a result of difference. for Durkheim.Chapter 4: Theories and developments The function of religion in these societies was to reinforce this consensus. In Suicide (1897) he describes it as ‘morally deregulated behaviour’. causing people to feel morally adrift and lacking moral direction. They are functionally interdependent on each other. it is through the division of labour in organic societies that society becomes cohesive and solidaristic. The division of labour Durkheim’s concept of the division of labour is different from Marx. Anomie The word anomie comes from the Greek word Anomos. He believed that industrialisation and other political and social changes dissolve the restraints on behaviour. Durkheim used the concept of anomie in The division of labour in society (1893) and defined it as a ‘state where norms and expectations on behaviours are confused. However. 1984). who meet and associate together in order to pool their different abilities. They can only occur within a society. (Remember Marx believed that the division of labour through production was one of the factors that contributed to the alienation of the working class. and therefore derives from society rather than being outside or opposed to society. Durkheim was worried about the effects of the rapid social changes that were occurring in the nineteenth century and believed that such changes could lead to a state of anomie. The law in these societies is restitutive. unclear or not present’. under the pressure of social sentiments and needs. 99 . He believed these to be Nationalism and even the belief in the power of science. Religion in these societies was a constraining force whereas in organic societies religion is less important in constraining people’s behaviour. Organic solidarity Whereas in simple societies there was a low division of labour.) For Durkheim. which created pressures that could only be accommodated by greater specialisation. the division of labour consists of moral as well as economic ties.

21 Principles of sociology

Activity 4.9 How does Durkheim’s concept of anomie differ from Marx’s concept of alienation? If, at this point, you are finding that you are not sure how to start answering this question, or are finding it difficult, reread your notes, your textbooks and the previous section on alienation. You should think about the following: Many people have said that the concepts are broadly similar, because both describe people being detached from society. Marx used the concept of alienation to describe the situation of the workers in capitalism who had become increasingly estranged from each other, from the objects that they produced and finally from their real nature (their species being). As a materialist Marx therefore attributed the cause of alienation as the capitalist mode of production. The result was that workers became dehumanised. Alienation would disappear when the mode of production changed in a society, when private property was eliminated and there was minimal division of labour. For Durkheim the cause of anomie was a lack of moral guidelines brought about when society changes too rapidly. The cure for anomie would be a new moral force. In organic societies Durkheim believed that the individual was connected to society through the division of labour in work, and work was regulated through norms. An individual’s identification with a profession and its ethical values was a source of social solidarity and so professions and guilds functioned to prevent anomie and curb egoistical tendencies.

Social solidarity/cohesion
At this point, refer to your textbooks again for an account of Spencer and the biological analogy. Like Spencer, Durkheim had an organic view of society. To say that a society exists implies that it must have boundaries: these boundaries are created by a membership, and membership of a society implies that there are other people who are not members. Nonmembers are outside society; by differentiating between members and non-members the moral boundaries are maintained. Those people who do not conform to the norms, values and laws of a society are ‘outside’ society. Much of Durkheim’s work concentrated on the nature of social solidarity.

Summary: Durkheim’s legacy
Durkheim’s work influenced the Structural Functionalist anthropologists and Parsons. His concept of structure was important to structuralists, including Claude Levi Strauss, Louis Althusser and Ferdinand de Saussure. The concept of structure implies that there are underlying principles by which a system works and that it is the task of the social scientist to work out what these principles are. Durkheim’s work is an important antidote to some of the evolutionary theorists (such as Spencer) who were dominant in the nineteenth century. His stress on seeking the underlying causes of social phenomena have been further developed by realist sociologists (see Chapter 3, section 3.4). Activity 4.10 Write short answers to these questions: 1. Why did Durkheim write Suicide? 2. Why did Durkheim believe the division of labour was functional? 3. What did Durkheim mean by society being ‘a moral force’? 4. Why has Durkheim been described as a realist?

Chapter 4: Theories and developments

5. What is the difference between anomie and egoism? 6. What is the role of the individual in Durkheim’s sociology? 7. How did Durkheim differentiate between causal analysis and functional analysis? 8. How did Durkheim account for social change?

Max Weber (1864–1920)
Weber’s sociology is important for many aspects of Section A, particularly for ‘Methodology’ and for illustrating some methods of social research. In Section C, all the chapters will require you to know, and apply, Weber’s theories and his ideas about the nature of the social world and how it should be studied. Now read Your chosen text will give you some general background about Weber’s life and approach, and we suggest that you read up on his biography now. Macionis and Plummer (2005) pp.88–91 or Macionis and Plummer (2005) pp.109–11 or Giddens (2008) pp.17–19 or Fulcher and Scott (2003) pp.39–42. You will see that Weber was not just a sociologist; he was a historian, a politician, a lawyer and an economist. As you read the chapters and pages indicated below you should recognise how he has linked economic ideas into his sociology. His work on the State and bureaucracy is based to a very great extent on his knowledge of the Law and the State, especially German law at a time when the German state was becoming particularly strong. His legacy is immense; he created a conceptual framework for the development of the social sciences that is still relevant for today’s sociologists. One of his major influences was Immanuel Kant (1724–1804) and you should look this up in your texts now. Now read The Introduction to Chapter 3 in Cuff, Sharrock and Francis (2006) or Lee and Newby (2000) also have a clear introduction to the German Idealists in Chapter 11. Kant’s viewpoint was that there could be no knowledge of things as they exist independently of our thinking about them. In trying to understand the world the observer attempts to give meaning to the physical and social objects which s/he sees. Whereas Durkheim believed we should treat ‘social facts as things’, Kant believed that it was necessary to interpret these facts. In interpreting the world individuals select what is meaningful to them. You have already read about concepts earlier in Section A, and seen how many of these are ‘essentially contested’. Weber, following Kant, suggested that the concepts we use to understand the world derive from cultural values. These values tell us what is ‘significant’ and what is ‘insignificant’. Concepts are therefore value relevant. Thus in Weber’s view there can be no universally valid scientific concepts. This has profound implications for how we ‘do’ sociology. For example: it would be impossible to do research on children’s learning without having some understanding of the concept of education (note that this concept can be used in very different ways). Therefore the world is interpreted in the way that is significant for the observer. That is why Weber is often described as an interpretivist sociologist. The German idealistic tradition viewed people as active, purposive, free agents. Weber believed that the social sciences should not proceed in the

21 Principles of sociology

same way as the natural sciences. The reason was that if individuals are free to act, if they have agency, then they will act in unpredictable ways. It is impossible to control for this and therefore he rejected the ideal of creating nomothetic theories for the social sciences. Nomos comes from the Greek meaning ‘law’. These approaches create generalisations and produce laws. Examples of such theories include Marx’s explanation of social change and Comte’s law of the three stages. Weber suggested that social science should adopt an idiographic analysis which would particularise historical events. He rejected the possibility of developing laws, especially those relating to evolutionary processes. His work The Protestant Ethic and the Spirit of Capitalism9 (see below) is an illustration of this. In this text, Weber described and explained the rise of capitalism in the West. He did not believe that this explanation was generalisable to other epochs Whereas Durkheim concentrated on social structures; Weber suggested that sociology should concentrate on social action and the interpretation of social action. Social sciences should be distinguished from the natural sciences because sociology involves the interpretation of subjective meanings given to action. An action such as falling off a chair when asleep is not social action! (Here the sleeper ‘relinquishes’ agency when s/he is asleep.) However, if someone deliberately fell off the chair then it would be social, as the individual ‘would attach meaning to his action’. Weber therefore had a very different approach to sociology to either Marx or Durkheim. Most of his work involved interpreting social action. He wrote extensively on how sociologists should go about their work and the tools they should use. In this section we will examine: • Weber’s concern with modernity and rationalisation • Idealism • Weber’s methodology. Weber’s main goal was to understand modernity; the major theme in his work is the growing disenchantment of the world. Unlike the Enlightenment philosophers who championed the ‘debunking’ of religious beliefs and superstitions, he was pessimistic about the effects of the increasing ‘use of reason in all things’. His view of the future is illustrated by the quote below:
Not summer’s bloom lies ahead of us, but rather a polar night of icy darkness and hardness.10

The Protestant ethic and the spirit of capitalism is one of Weber’s key texts. Most libraries have copies of this and we do advise you to read some of it to see Weber’s writing at first-hand.

Weber (1946/1958) p.120.

Weber and rationalisation
Rationalisation for Weber was a process in which social interaction and social institutions were being increasingly governed by methodical procedures and calculable rules. He believed that in modernity, traditional values and emotions gave way to formal and impersonal practices. These practices may encourage greater efficiency to achieve designated ends but they lead to a situation where one ‘can master all things by calculation’. Modernity allows people to ‘have mastery of the natural and social environment’, but the division of labour, bureaucratisation and mechanisation lead to individuals becoming ‘little cogs’ in a big machine. Rationality, which Weber described as the application of reason to achieve a desired end, leads to greater predictability, calculability, co-ordination and control in all spheres of social life. However this leads to individuals feeling trapped in an ‘iron cage’ with no room for creativity.

Remember that for Marx. according to Weber. that indicates how rational a society is.11 11 Elwell (1996). The following quote illustrates Weber’s pessimism well: It is horrible to think that the world could one day be filled with nothing but those little cogs.. as in the Egyptian records. ‘matter matters’.. Social structures. and the great question is. Weber also disagreed with Marx who believed that most structures. change occurs first in the way that goods are produced. playing an ever increasing part in the spirit of our present administrative systems. For materialists. from this supreme mastery of the bureaucratic way of life.11 Now look up rationalisation in your textbooks. For example. Weber and idealism You may have read that much of Weber’s sociology has been described as a ‘debate with the “Ghost of Marx”’. He described how McDonald’s organises every aspect of the work process into smaller parts which can be controlled and standardised. It is the willingness to use and adapt to new technologies. He accepted that bureaucracy was the most technically efficient of all forms of organisation but he was concerned about the effect this would have on the people who were increasingly acting rationally. the students. Weber on the other hand suggests it is the change from traditional to rational thinking that makes the difference. He was particularly concerned about the growing bureaucracy in modern society. therefore. and especially of its offspring. not how we can promote and hasten it. Then take any large-scale organisation that you know and see if it mirrors the situation described by Weber in the quote above. For Weber. the basis of society is the way that material production is organised. little men clinging to little jobs and striving toward bigger ones – a state of affairs which is to be seen once more. It is as if in politics … we were to deliberately to become men who need ‘order’ and nothing but order. This passion for bureaucracy . the way that things are produced will determine the way that society is organised.Chapter 4: Theories and developments Whereas science can provide the knowledge about how to do things. That the world should know no men but these: it is in such an evolution that we are already caught up. being composed of a large number of continuing social relationships. 103 . become nervous and cowardly if for one moment this order wavers. An example of this is his concern about the growing bureaucratisation of the modern world. but what can we oppose to this machinery in order to keep a portion of mankind free from this parcelling-out of the soul. are formed by a complex interplay of social actions. Activity 4. were external to and coercive of social actors. for example by adopting rational principles. scientific techniques are ‘empty of meaning’. human motivation and ideas were the major forces behind social change. and helpless if they are torn away from their total incorporation in it. In your own words attempt to write a definition of it. George Ritzer suggested that rationalisation and bureaucratisation is a feature of many organisations in society. Weber focused on social action and saw social structures not as external to and independent of individuals. Weber rejected all determinist models of social explanation but he accepted that material considerations were extremely important. is enough to drive one to despair. in his work The McDonaldisation of society.

For Weber the central organising principle of the modern system was rational capitalism. whereas in industrial/capitalist society individuals’ actions are goal-oriented. In pre-industrial society. The importance of this work lies in Weber’s methodology and the comparison with Marx’s analysis of the development of capitalism. Sharrock and Francis (2006) or Chapters 11 and 12 in Lee and Newby (2000). Weber demonstrated that human motivation and ideas were the forces behind social change – ‘ideas values and beliefs had the power to bring about social transformation’.21 Principles of sociology Activity 4. which state that Protestantism caused the development of capitalism. traditional action was dominant and people’s actions were guided by the past. Weber categorised societies by the differences in how they viewed the world. not on a priori assumptions. Weber’s methodology Sociology should focus primarily on empirical research. We outline some of the most important methodological aspects of Weber’s sociology below. We ‘know’ that 2 + 2 = 4 without 104 . Try to see how these points compare with the notes that you will have made on Marx and Durkheim. Weber was determined to argue against the economic determinism of the some of the later Marxists. Lee and Newby also give a good corrective to those texts. We will use the example of The Protestant Ethic and the Spirit of Capitalism to illustrate these key ideas. The Protestant Ethic and the Spirit of Capitalism was Weber’s attempt to explain how the process occurred. (A priori literally means ‘from the former’. Lee and Newby are very careful to state that it was not Weber’s intention to refute Marx’s theory of the development of capitalism. Sharrock and Francis (2006) or Lee and Newby (2000) on Weber’s The Protestant Ethic and Spirit of Capitalism. The Protestant Ethic thesis demonstrates Weber’s ideas of rationality and rational action. Now read Chapter 3 on Weber in Cuff. Individuals give authority to those in power on the basis of their traditional right to rule. Weber described the first two forms of action as being non-rational. Thus: Traditional action Affective action Instrumentally rational action Value rational action Traditional domination Charismatic domination } Legal rational domination In traditional societies the dominant type of social action is tradition. formulating theories on the basis of this research. Now read Cuff. A priori assumptions imply that knowledge exists prior to experience.12 Now look up the four types of social action in your textbooks and make sure that you are able to link these to the particular forms of domination.

105 . Therefore we should use methods which can examine aggregate behaviour. Examples of these include: bureaucracy. Now read Look up descriptions of the ideal type and its use in the social sciences in your textbooks. These ideal types are important in comparative sociology as they allow social phenomena to be compared with the ideal type. However objectivity in the social sciences should not be confused or treated as synonymous with political neutrality or ‘sitting on the fence’. As they saved and spent their resources wisely they were able to accumulate capital which could then be invested in rational projects. In The Protestant Ethic. may have a distinctive smell of animals. should be in the country. The comparative method The social sciences proceed through the construction of ‘ideal types’ which have been called ‘interpretive benchmarks’. Weber suggested that social scientists should.) Therefore sociologists should carry out research and not simply theorise about the world without any evidence or doing sociological research! Methodological individualism Weber has been described as a methodological individualist – unlike Durkheim who saw society as existing sui generis. Activity 4. Although ancient China and India had some of the essential features for rational capitalism to develop they lacked some key aspects and therefore could not be considered as capitalist societies. In this sense he is close to the social constructionists but he did not go as far as they do. rational capitalism. some barns/animal sheds. as far as possible. Weber saw society as an aggregate of individuals rather than an ‘entity’.Chapter 4: Theories and developments any further research. which had changed. This change in aggregate behaviour was one of the reasons behind the development of rational capitalism. However. seek to be value free – that is. social action. he suggested that rational capitalism arose in part because of the behaviour of the Protestants. have a tractor or a horse. The changing belief systems caused changes in the way that the Protestants worked. caste. believing that the explanations of sociologists must always be rooted in an interpretive understanding of the subjective meaning that individuals give to their actions. Value freedom/value neutrality The social sciences should be principally concerned with addressing practical problems. In The Protestant Ethic and the Spirit of Capitalism his creation of an ideal type of rational capitalism allowed Weber to argue that northern Europe had all the features indicated in his ideal type.13 Attempt to construct an ideal type – of a farm perhaps – or even an ideal type of a sociology student. Weber rejected all determinist theories. The social scientist is concerned with the evaluation of means rather than ends or goals. An ideal typical farm for example would have: A farm house. saved and spent their money. to place to one side judgments about what ought to be the case (normative statements). You should note that these ideal types were created by Weber. as they suggest that society is itself a ‘social construction’. You should create a set of features. be separated from the rest of the countryside by fences.

Marx and Durkheim. In The Protestant Ethic and the Spirit of Capitalism. Social sciences are concerned with the interpretation of social action and sociology should be concerned with the interpretation of subjective meaning. the social sciences can be distinguished from the natural sciences. According to Weber. for bringing ‘the individual back in’ to social analysis and for demonstrating the importance of understanding the meaning behind action. how did rational capitalism develop in Northern Europe? 6. 2. and so doing caught ‘the essence of the capitalist spirit’. How does Weber explain conflict in society? 4. Weber’s legacy Weber’s influence on the twentieth century has been immense. His main influences were on Parsons and the symbolic interactionists whom we will be discussing in the next section. Outline Weber’s explanation of social action.12 12 Weber (1949). What is an ideal type? Why is it useful in comparative sociology? 7. His importance in political sociology has been immeasurable. Verstehen (empathetic understanding) You will have seen that for Weber. In the social sciences we are concerned with mental phenomena. Why was Weber worried about rationalisation in the modern world? 106 . What is meant by verstehen? 8. Weber interpreted the works of Benjamin Franklin. He was responsible. both in substantive sociology and in methodology. What is meant by methodological individualism? 3.21 Principles of sociology The ideal type of rational capitalism for Weber had the following features: • the pursuit of profit – capital is organised entrepreneurially • rational enterprise. Spencer. In sociology a hermeneutic study involves sociologists interpreting documents and attempting to understand what the authors meant by their writings. What is meant by ‘elective affinity’? 5. using rationalised technology • rational organisation of free labour • unrestricted markets. with others. Activity 4. the branch of philosophy which involves ‘the human understanding and interpretation of texts’. the empathetic ‘understanding’ of which is naturally a task of a specifically different type from those which the schemes of the exact natural sciences can seek to solve.14 Attempt to write short answers to the following questions: 1. his analysis on power and the bureaucratic states has been a useful corrective to much Marxist theorising and has gone a long way to explaining the character of late capitalism. It could be argued that he was a precursor of postmodernist theorising (see section 4.4 of this chapter) as his work can be seen as an attack on the grand narrative theories of Comte. Weber was an advocate of hermeneutics.

Pareto and Freud. Smelser and Davis and Moore. is Ian Craib’s Modern Social Theory. Talcott Parsons (1902–1979) Parsons’ theory Parsons’ sociology was primarily theoretical.Chapter 4: Theories and developments Structural functionalism and Parsons Now read Either Fulcher and Scott (2007) Chapter 2 or Cuff. The main task of a sociologist is to identify the parts or structures in society that function to maintain equilibrium. Instead he developed a grand model of how he believed society to be organised. with little empirical content. You should be able to describe and evaluate these theories. He suggested that social institutions are the key to maintaining order and that it was possible to make generalisations about the functions of social structures across societies. Sharrock and Francis (2006) Chapter 5 or Lee and Newby (2000) Part 7. The anthropologist A. Radcliffe Brown (1881–1955) developed Durkheim’s functionalist framework. A particularly good text from your Works cited. much of his work lay in a rejection 107 . Its main concern was to answer the sociological problem. In this section we will concentrate on Parsons but in your reading you should be aware of the work of other structural functionalists. as you will read later in Cuff. His theories owe a lot to the classical sociologists but. ‘Social inequality and social injustice’. and. The major influences on Parsons’ thought were Durkheim. and indicate the areas which it would be helpful for you to know and understand now and what can be left for general reading later. In this section we will outline the key features of Parsonian functionalism. especially the work of Parsons. he looked at how different parts of the society (social institutions) functioned to maintain the whole. ‘How is social order maintained in society?’ Most structural functionalists use a biological analogy. You need to understand Parsons’ theory in relation to socialisation and role. Parsons did not create methodology for the study of society. He was interested in finding out what holds society together and prevents it from ‘falling apart’. With the exception of Fulcher and Scott (2003). Weber. Merton. ‘Religion and society’ or the ‘Sociology of organisations’ – you will need to have a good understanding of the major assumptions of Parsons and the structural functionalist approaches.R. Instead of looking at how societies evolve over time. and the key texts – Cuff.6 on the individual in society. which explains why structural functionalism is so difficult. Introduction Structural functionalism in sociology rose to prominence in the United States after the Second World War. Sharrock and Francis (2006) or/and in Lee and Newby (2000). seeing society as an organism. the set texts provide very little material on structural functionalism. If you choose to study one of the following in Section C – ‘Power in society’. unlike Weber or Durkheim. see Chapter 1. section 1. Sharrock and Francis (2006) and Lee and Newby (2000) – go into too much detail. Its leading exponents were Parsons. Structural functionalism has its roots in Comte and Spencer’s organic analogy and of course in Durkheim’s sociology.

(As you have seen in section 4. Structuralist theories suggest that social institutions are ‘structured’/determined by society. like Durkheim. he saw these observations telling us something about what the world is really like’ (Scott. for example Louis Althusser’s Structuralist Marxism which we have discussed in the section on Marx.) Parsons created a synthesis of ideas from these social scientists and created a theory that was to dominate US sociology for three decades.45). There are also many explanations in sociology that explain the shape. Rather than explaining why and how societies changed over time. In the structural functionalist approach. Parsons believed that the task of sociology was to analyse society as a system of interrelated variables. Like Durkheim. structural functionalist is a name given to a particular group of sociologists who are both structuralist and functionalist and most of whom described themselves as such. He was also influenced by the work of some social anthropologists (Radcliffe Brown and Malinowski) who were concerned about the epistemological problems arising out of the evolutionary theories of the nineteenth century. form or structure of a social institution by its ‘function’.) The anthropologists advocated a synchronic approach to the study of societies. But it was also realist in that.1. However. structural functionalists believed that individuals and groups are constrained by structures.21 Principles of sociology of Thomas Hobbes’ individualistic conception of the human being. they explained how each institution changed in response to changes in other institutions at that particular point in time. sociology in the nineteenth century reacted against the individualisation of the Enlightenment. In their fieldwork. Now read Look up the biological analogy and details of Parsons’ biography in your textbooks. 1995. p. Parsons’ ideas on the social system and social structure Parsons’ major aim was to analyse the social system as a whole and hence he can be described as a macro sociologist. 2007. leaving the individual with little autonomy. in Fulcher and Scott. Parsons’ influences Parsons’ theories owe much to Durkheim’s concept of structure and Durkheim’s functional analysis by which he describes social facts by their contribution to the working of society as a whole. like Weber. There are some theories that are structuralist. therefore he sought to show how each social institution functioned to maintain the whole society. He sought to explain the nature of society and the role of individuals within it – a grand plan indeed! Parsons’ theory is analytical ‘in that. (They believed that it was impossible to know what previous societies were like and that it was impossible to predict how they would develop. they aimed to demonstrate how changes in one part of the social system could be explained in relation to changes in other parts. a social institution is described by the role it plays in maintaining the stability of the wider society. It also owes much to the work of Comte and Spencer’s ideas of organicism and equilibrium. he recognized that all observations were dependent on concepts. The structural functionalist perspective Students often have difficulty with the structural functionalist perspective. Structures 108 .

legal. Activity 4. by environmentalist ideas that it is not good to waste petrol driving fast cars and by the fact that you have a job and a family to support. societies are seen as a mixture of personality systems. Parsons viewed the structure of society as a normative framework. which we describe below.15 Can you think of something that you would like to do and cannot do? What are the constraints which prevent you from doing this? Example 1 You may want to drive a Ferrari across Africa but you may be constrained by your inability to drive a car. Structural functionalists believe that social systems have certain needs. The components of the unit act are: Actors: the people who make choices (in choosing the ends/goals and the means to achieve the ends/goals). Parsons’ major assumption in explaining social action is that the ‘actor’ aims to maximise his/her gratification. it is the social structures that meets these needs. Like Weber. 109 . This normative framework or cultural system (very like Durkheim’s concept of moral regulation) is important in defining the expectations that are attached to each role in a social institution. Unlike Weber he was not an Interpretivist aiming to understand meaning behind the action. Parsons’ voluntaristic theory of social action In Parsons’ early work. In structural functionalism. Like Weber. the cultural system playing the most important part. In the model of social action. These expectations build up into sets of rules and norms. it is a simple exchange: if the actor receives satisfaction in an exchange then this action will be repeated. These norms will in turn be influenced by the prevailing values in society.Chapter 4: Theories and developments include economic. by your lack of finances. First. The unit act Individuals make choices – they choose between different goals and they choose between different ways of achieving these goals. he believed that a sociologist must attempt to understand social phenomena as they appear to the actors. educational and political structures. these parts work together to form a social structure. legal and cultural factors (environmental factors) which limit the opportunities available to the actors. social. Parsons believed that the sociologist should analyse social action rather than physical events and biological behaviour. These means are not always available. so these choices are constrained by physical. you will see that action is governed by the prevailing norms and values in a society. This gives rise to a set of expectations relating to similar exchanges. especially The structure of social action written in 1937. which contain mutually dependent parts. he describes action as ‘the unit act’. so he would need to find out why people act in the way that they do. Means: the resources available to achieve these ends/goals. Parsons believed that understanding the way that people make these choices is the most important task of any social scientist. If these needs are to be met. social systems and cultural systems.

property. your financial situation. section 1. the choices available to them are limited by the prevailing norms and values in a society (as well as financial and legal constraints). Here the constraints are very strong and smoking may incur punishment. However. as a student you will play your role in relation to others playing their role. each governed by established norms and values.42. Hence roles are taken in a structural functionalist model. These norms are normally well-established and settled and help tie the various social roles in society together. 110 . You will know how to play different roles through a socialising process which ensures that you understand the expectations attached to each role. You may be asked to leave the restaurant and your friend will probably be very offended. Status roles For Parsons. We expect an institution to be like a school or a bank. You will behave differently in each case. These values and norms are the basis for order in society. In structural functionalism an institution is described as the ‘generalised norms and practices’ which are shared by many members of a society. individuals are not autonomous actors. These norms and values structure individual choices. Example 2 You may want to smoke in a restaurant after having a very good meal. Question: If people pursue their individual self-interest.21 Principles of sociology Here the constraints relate to your skills. each actor develops a system of expectations in choosing how to act and what goals to aim for. The key institutions in society which help to define the social roles within these institutions are: the market.3 which explains how sociologists define a social institution. how can there be social order? Social action is not simply a reaction to external stimuli. However you are constrained because the restaurant has a no smoking policy. Social institutions Now reread Chapter 1. ‘I act towards you in respect of how I expect you to act. section 1. Actors take account of the expectations of others.’ Parsons believed that people tend to co-operate on the basis of these values. as we have seen. 13 Craib (1992) p. a role is a ‘cluster of normative expectations’ which exist prior to an individual taking up a role. This is a difficult concept in Parsons’ work. and you believe that you should not smoke.13 Now reread Chapter 1. the values regarding the environment and your duty to support your family. In front of your friends you will act informally but in a large lecture theatre you will be much more formal and will not be expected to interact with the lecturer unless asked to do so. marriage and kinship. ‘Society can be considered as a network of social roles. your companion hates smoking. For example. contract.6 – The individual and society – which compares Parsons’ and Mead’s ideas of socialisation and role. Actors are constrained by the values and norms of the people around them.

A person’s personality is affected by all the conditioning and learning that occurs in a ‘hers’ or ‘his’ life. Culture is a symbolic system but people in different situations will read symbols differently. Human beings are seen as essentially passive and reactive in the Parsonion model. Hence one of the major functions of the family and education is ‘pattern maintenance’ (see below). People conform because there is a consensus (agreement) over the prevailing set of norms and values in a society. The general system of action Social institutions tend to be arranged in groups which make up subsystems. communication would be impossible. According to Parsons the sub-systems of the social system are: • the economic system • the political system • the societal community • the socialisation system. Each of these systems relates to each other and adapts in response to changes in the other systems. In order for society to survive each of the sub-systems – and the sub-systems of sub-systems – it must satisfy four functional prerequisites: Latency/ Pattern Maintenance. individuals seek approval in social relationships. • The social system: patterns of activity resulting from the sum of social interactions in the society. Without some degree of conformity to the ‘conventions’ in the society. the political sub-system sets the goals in a society. the roles relate to husband and wife. 111 . There are also subsystems of each of the above systems! You will have read that structural functionalists use a biological analogy. • The biological system: this provides the biological link between the physical world and the meanings that make up the ‘world of action’. For example. Goal Attainment and Adaptation (LIGA). the stratification system serves to integrate people into the society.Chapter 4: Theories and developments In a market there are buyers and sellers – each role carrying a role set of expectations and behaviours. For social interaction to occur over time there must be some stability in the symbolic system. Integration. • The personality system: the personality system was concerned with human motivation. Note: Parsons believed that women tended to play ‘expressive’ roles whereas men would play ‘instrumental roles’ in the social division of labour. The personality system was made up of a mixture of biological drives and culture but cannot be reduced to biology. On the next page the chart indicates how these prerequisites are met. • The cultural system: Parsons can be described as a consensus theorist. and in joint families parents and brothers and sisters-in-law. This ensures that the culture of a society is internalised by members of a society. In a marriage.

112 . Symbols are exchanged and each system remains in equilibrium with the other systems. MONEY Internal needs Relating to the integrity and cohesion of the social system.) Goal attainment (The need to mobilise existing resources to achieve individual and collective goals. POWER Met by: the Economy – structures of production distribution and exchange.) Met by: the Polity – political structures of decision-making and control. but also larger bonds of ethnic and national community.49.4 Source: Generated from Fulcher and Scott (2007) p. Each of the sub-systems has an equivalent ‘symbol’ which is indicated in CAPITAL LETTERS in the above boxes. Thus a hierarchy emerges: • the cultural system is high on information • the social system is high on information • the personality system is high on energy • the biological organism is high on energy. which ensures both the stability of the system and the perpetuation of its culture.21 Principles of sociology Structures related to External needs These relate to the facilities and resources that must be generated from the environment. Integration: (The need to integrate individuals into the society. Social stratification is an important mechanism INFLUENCE COMMITMENT Figure 4. Means of action Ends of action Adaptation (The need to accumulate and control resources from the natural environment. The cybernetic hierarchy The systems illustrated above are related through the exchange of symbolic information.) Met by: the family and education – people are socialised into the generalised values and norms in a society. Latency and Pattern Maintenance: (The need to build up a store of commitment in a society and to ensure stability of the system as a whole.) Met by: The societal community – this includes localised structures such as kinship and neighbourhood. Using the idea of cybernetics (the science of systems and their ability to be self-regulating) Parsons attempted to demonstrate how each system is controlled by another system.

The normative system ensures that individuals are socialised into the rules of the society and so society is normally in a state of solidarity of equilibrium. in capitalism. The task of the education system is to socialise the young into this generalised culture. However. However. were material resources. Parsons’ theory of the family illustrates this well. Resources. they were scarce and there would be competition over them. Remember the cultural system has to ensure that there is a general consensus and agreement in society. for Marx. The more these resources are utilised. the more is available to pursue collective goals. the family remains in Parsons’ model the ‘cornerstone of society’. Moving equilibrium The sub-systems above are constantly adapting to changes within the social system (endogenous changes) and from outside the system (exogenous changes). Parsons attempted to demonstrate how a change or ‘disturbance’ in one system induces a reaction in another which maintains equilibrium. Those with highest energy (the personality and biological organisms) push energy up through the system and those with high information push information down through the system. 113 . Change in one system will affect changes in another system which will react and restore the original situation. They had a zero. Change is generally ordered and evolutionary. In contrast. As societies develop. the cultural system has to adapt to these changes and becomes more abstract and more generalised. the number of the functions that an institution can achieve decreases. and societal resources in a society if the society is organised to properly utilise them. When there is overt conflict. classes have oppositional interests (even though. The other functions have been taken over by the education system and the state. in Marx and Weber’s analyses. society adapts to deal with the tension (tension management) and moves back to a state of moving equilibrium. As social systems become more specialised. Parsons assumed a variable-sum view of society: there are enough power resources. This triggers changes in the sub-systems to rectify the situation and conflict also contributes to social change. Parsons described this process as ‘moving equilibrium’. therefore the cultural system controls the personality and biological systems. Specialisation Social systems change as they become more differentiated and as structures become more specialised. They account for conflict as an indication that the system is not working effectively.or constant-sum view.Chapter 4: Theories and developments Those systems which are highest on information control those who have high energy. even thought this conflict may not be overt. These interests cannot be reconciled and so society is normally in a state of conflict. conflict is endemic. with one part of the system adapting to changes in another. the working class is generally unaware of these opposing interests). the functions that an institution is left with are more effective than when that institution was carrying out multiple functions. As societies become more complex and differentiated. In Marx’s analysis of social class. Parsons’ concept of moving equilibrium can serve to indicate how the various sub-systems react to these changes. the functions of the family are reduced to two important functions – the socialisation of the young and the stabilisation of ‘adult personalities’. In adapting to the conflict situation the society will change in some way.

and also in Cuff. Use the above notes to guide you in your reading. Sharrock and Francis (2006) Chapter 5 or Lee and Newby (2000) Chapter 16.21 Principles of sociology Robert Merton (1910–2003) Now read The descriptions of Merton you will find in your main textbook. 114 . far from ensuring social cohesion. His work as been used to describe deviant behaviour and even revolutionary change. since the 1980s there has been a re-emergence of this tradition with the development of neofunctionalism around people such as Nicholas Luhmann. if this conflict persists. Sharrock and Francis (2006) and Lee and Newby (2000). Specialisation. Other paradigms became more popular and there was little work done using the structural functionalist perspective.16 Think of a society in which there has been continuous open conflict for over 10 years. Do you think that the structuralist functionalists can account for this situation? Summary Structural functionalism dominated US sociology until the late 1960s (although there were other paradigms which were dominant in some univerisites: phenomenology and other interpretivist traditions in Chicago. This brings us quite close to the postmodernist theory which suggests that culture is ‘fractured’ and there is no one point of reference for social behaviour. Neofunctionalism Reading If you are using Fulcher and Scott (2007) we suggest that you read their background material (pp. Now read Cuff. created a situation where social institutions became so specialised that they developed different value systems. Merton’s development of Parsons’ work on social action has been used extensively in the study of organisations and crime (see p.50–51) on this topic. How do structural functionalists explain the existence of conflict in so many societies? They can explain it using the concept of ‘function’ but. If you have chosen the study of organisations or religion in Section C. for instance). We should ask questions of both Merton’s and Luhmann’s positions. society will die or the equilibrium will be destroyed and society would be reborn. Activity 4.102 on anomie). Merton’s theory will be very helpful to you. then what? In the organic model. He took Durkheim’s concept of anomie as a starting point but developed this to include a typology of the different responses to anomic situations. However. Here you will see that Nikolas Luhmann developed Parsons’ ideas but suggested that social systems were very often unstable and that they often failed to adapt.

1928) [ISBN 9780384601789]. Thomas. For Weber. 1967) [ISBN 9780745600611]. section 1. 1974) [IBSN 9780471085706]. For the next group of social scientists this did not go far enough. (New York: Wiley Interscience. I. Sociologists such as Comte and Durkheim were committed to the idea that there was such a thing as ‘society’. (Englewood Cliffs.28–30 or Macionis and Plummer (2008) pp. Interactionists did not try to create a theory of society. NJ: Prentice Hall. Garfinkel. Social interactionism Now read Fulcher and Scott (2007) pp. Craib. Goffman. and D. This is not only in terms of causes but in terms of the ends that social institutions and practices have for the maintenance of society. Introduction Most sociology in the nineteenth century could be described as macro sociology. Bogdan Autobiography of Jane Fry. we had to ‘put ourselves in the shoes of the other’ (verstehen). NJ: Prentice Hall. Jane and Robert C. Thomas The child in America: behavior problems and programs. 1959) [ISBN 9780385094023]. Maxwell Our masters’ voices: the language and body language of politics.I. Blumer. symbolic interactionism and ethnomethodology This group of sociological perspectives can be described as ‘micro sociology’ because they stress the importance of looking at the individual in society. and Florian Zaniecki The Polish peasant in Europe and America. Badger. E. (Anchor. W. 1992) second edition [ISBN 9780312086749]. 4.I. Knopf. 1918) [ISBN 9780252010903]. 1984) [ISBN 9780415018753]. there are differences between these approaches that you should be aware of. Harold Studies in Ethnomethodology. In order to understand the meaning that the actor was giving to her or his behaviour.S. 1969) [ISBN 0138799245]. (Englewood Cliffs.7.22–24 or Macionis and Plummer (2005) pp.33–36 and reread Chapter 1. (Boston: Richard G.3 Bringing the individual back in Works cited Atkinson. (London: Harvester Wheatsheaf.Chapter 4: Theories and developments Much of the material in Sections B and C depends on a thorough understanding of structural functionalism as a perspective and its concern with explaining social phenomena. However. The presentation of self in everyday life. (New York: Alfred A. In your reading you will have seen that Weber moved away from this structural approach. this group believed that we need to understand the processes by which individuals come to understand the behaviour of others and how individuals identified themselves through interaction. Fry. H. J. Thomas. for behaviour to be social ‘meaning had to be attached to it’. 115 .51–54 or Giddens (2008) pp. Modern social theory. and society structured individual behaviour and consciousness. Symbolic interactionism. (London and New York: Methuen. as Parsons and Durkheim did. W. Social interactionism.

To 116 . They examined his interpretation of his situation and how this changed over time. The prisoner believes that these people are making disparaging remarks about him. and D. and particularly people’s ability to manipulate symbols.S.52–53. particularly the review of Mind. they are real in their consequences.I. He therefore attacks them and in some cases kills them. Things are what they mean to people. So he acts on his perception of the situation.html Now read You need to reread the material on Mead in Chapter 1. An example of this is the Thomas Theorem. please read this now. They were particularly interested in the way that different social groups struggled over resources in the rapidly developing city in the time of mass migration.14 Pragmatism is a theory of meaning.7. especially in relation to Mead’s view of the ‘I’ and the ‘Me’. explains how Mead suggests that we should study ‘the inner experience of activity which arises in the social process of interaction’. George Herbert Mead (1863–1931) Mead has been very influential in both sociology and social psychology. If you have access to Fulcher and Scott (2007). having migrated from small rural communities.I. Self and Society by Jacob Robert Kantor: 8 http://spartan. Kantor (see above).572. what was new in the Chicago School was the development of a department which was interested in finding out how people define and interpret the social environment. They wrote this up in a book The Polish peasant in Europe and America (1918). Thomas (1928) p. attempted to find out the nature of the relationship between society and the individual. but is generally applied to theorists who stress the importance of looking beyond action and structure to the way in which people create their identities and define the situations/ reality in which they find themselves in. Mead believed that the field methods of anthropology should be used to understand the process of interaction between the self/mind (the ‘I’ and the ‘Me’) and society.brocku. Whereas Weber and Parsons stressed social 14 15 Here Thomas and Thomas take the example of a prisoner who interprets the behaviour of people talking to themselves (aloud) in negative terms. You may like to look up some of these notes on the web. You will have seen that Mead is usually described as a social psychologist. Now the idea of interpreting behaviour was not new. ‘If men define situations as real. Thomas.’15 Fulcher and Scott (2003) pp. In his book review. W. It had its roots in the work of William James (1842–1910) and Charles Peirce (1839–1914) and the theory of Pragmatism.21 Principles of sociology Social interactionism is a loose term. These perspectives were developed in the University of Chicago where George Herbert Mead and W. like other sociologists. which suggests that there are no abstract definitions of things as they really are. Thomas were working. They did this through a content analysis of one migrant’s (a Polish peasant) letters home to Poland. but the problem has been that he actually wrote very little and most of his work has been gathered together by his students.I. section 1. Mead. Thomas and Florian Zaniecki examined the way that these migrants perceived their situation and how they adapted to the different social environment of the large city.

In order to understand gestures.116–29 or Macionis and Plummer (2005 or 2008) Chapter 7 or Giddens (2008) pp. Gestures have meaning to social actors. The self The ‘self’ arises in the process of gesture conversation in social interaction – the self is reflexive. shapes human thinking. Therefore interactionists do not simply seek to understand a single action through verstehen. therefore. face-to-face interaction. for Mead.Chapter 4: Theories and developments understand Mead it is important to be aware of the concept of gesture. He used a phenomenological approach – see below – to understand how individuals perceive the interactions they observe and take part in. section 1. The social self emerges only through social experience and the self will not emerge unless individuals are able to interact with others and ‘see themselves as others see them’. Mead said that ‘the mind should be studied scientifically (because) its workings are displayed in human contact not concealed behind it’ and that ‘the content of the mind is only a development and product of social interaction’. The social environment. The mind arises through communication which is result of the interplay of gestures in the form of significant symbols. Mead believed that individuals can control their behaviour and act according to their interpretation of the meanings of the gestures and events that they are exposed to. knowing. particularly The presentation of self in everyday life. Gestures include all verbal and non-verbal communication. the individual cannot be detached from the environment. They observe the processes by which people are socialised. significance and reflection. when an individual responds to a gesture it is regarded as a significant gesture. For Mead. What differentiates men from animals is man’s ability to reflect on past activities and anticipate and prepare for future situations. Interactionists therefore use ethnographic methods. Her/his identity is given by her/his reactions to others. There cannot be a mind in the absence of society. is characterised by the processes of meaning. so that they can understand the processes by which individuals develop a sense of self through the processes of communication and interaction. Whereas behaviouralists believed that humans react directly to external stimuli and events. known and reflected upon. The most important category of symbols is language.126–33. An individual’s gesture indicates subsequent behaviour to another. you need see how they are interpreted – and to see how the process of interaction occurs. You should be aware of Goffman’s empirical work and try to read some of it. particularly participant observation. and the processes by which individuals come to understand ‘their’ social reality.7). He concentrated on small-scale. and are central to Meade’s analysis of social interaction. Interaction is by definition a dynamic process. Erving Goffman (1922–1982) Goffman was a Canadian sociologist who studied in Chicago. Now read Fulcher and Scott (2007) pp. All these processes assume that there is an external environment (society) which can be understood. 117 . The social self takes on the role of others (see Chapter 1. The mind.

Yet their work has addressed power especially through labelling theory. an audience can influence the actors to act in a way that is expected of them. Front The process of establishing a social identity is linked to the concept of ‘front’ which is ‘that part of the individual’s performance which functions in a general and fixed fashion to define the situation for those who observe the performance’. ‘appearance’ and ‘manner’ for the social role. it is an analogy taken from the theatre. Actors act towards an audience to make an impression. they are the sets of expectations which others have of our behaviour. Roles are not given. to illustrate his idea of impression management. Goffman undertook a participant observation study in the Shetland Islands (in the far north of Scotland). The Presentation of Self in Everyday Life (1959) was a largely descriptive study of the way that individuals engage in presentation management.21 Principles of sociology Goffman described his work as a dramaturgical approach. In the Shetland Islands. and this performance is shaped by the external environment and the audience of the action. They can manipulate symbols to create a particular response to their behaviour. an interplay in which each actor interprets and responds to all others. and this impression is called the self. A ‘front’ is a collective representation which provides the ‘proper setting’. stupid) to impress their boyfriends. However as we have seen in the example of the ‘dumb girls’. Therefore individuals learn about the ‘front’ through socialisation and act to standardise their behaviour so that others can understand it. Consensus exists only when this definition has been established and agreed by all involved. In The Presentation of Self in Everyday Life. So the actor has to fulfil the duties of a social role and be able to communicate the characteristics of the role to others. and they have been accused of neglecting the constraints under which actors perform. they are learnt through a process of interaction. 118 .128–29.54. Power Much of the work of the symbolic interactionists concentrates on the individual. young girls ‘acted dumb’ (i. The social process The social process is an interplay of action and reaction.e. Individuals learn their role and the context in which the role is played. Goffman suggests that interaction is a performance. Individuals aim to create an impression on others. The image the actors present will vary according to the impression that the actors believe is expected by the audience. Reading note Fulcher and Scott (2007) have a good section of Goffman in Chapter 4. the poor crofters deliberately let their houses get run down because they wanted to create an ‘impression’ that they were so poor that the landlord would believe that they could not afford to pay any extra rent. pp. Interaction is a reciprocal and continuous negotiation over how situations are defined. so they acted accordingly. A definition of the situation is the joint construction of the participants in interaction. The girls believed that their boyfriends liked dumb girls.16 16 Fulcher and Scott (2003) p.

799–803 or Macionis and Plummer (2005) pp. Blumer developed many of Mead’s ideas and formalised them.136–41.’18 Look back at the section on Parsons – for Parsons these networks made up ‘society’ and society constrained an individual’s actions. This test was given to all the children in the class. • Thought: These meanings are modified and handled through an interpretive process that is used by each individual in dealing with the signs each encounters. • These meanings are a product of social interaction and negotiation in human society (see Chapter 1.447–50 or Macionis and Plummer (2008) pp. Symbolic interactionism Herbert Blumer (1900–1987) Symbolic interactionism is a term created by Hebert Blumer.17 17 Blumer (1969) ‘Societies for Blumer were not fixed objective structures.19 Labelling theory Unlike Goffman’s work which concentrates more on the impression management of the actor. Becker (who was a member of the Chicago School) described deviant behaviour as that behaviour which people label as deviant. section 1. who was a student of Mead. Activity 4.) Note also the descriptions of gesture. conducts its studies in it. The researchers then reported to the teachers that Fulcher and Scott (2003) p. Here the authors explain how symbolic interactions have explained deviant behaviour through the process of labelling. (We have described this in relation to the Thomas Theorem above. most of which he developed from Mead’s ideas. 18 Adapted from Craib (1992) p. and derives its interpretations from such naturalistic studies. Society is a fluid and flexible network of interactions within which we act. in the chapters of the textbook relating to labelling theory you will see that the locus of research is on the people with the power to label. • Human beings act towards things on the basis of the meanings that the things have for them.87.54. Sharrock and Francis (2006) pp. They posed as psychologists and gave the children a dummy test. 19 119 . For example.7) on socialisation. Rosenthal and Jacobson and their team organised an experiment with Mexican children to test the reasons certain groups of children failed at school.17 Can you explain how the term symbolic interactionism was derived? Blumer outlines the following assumptions of symbolic interactionism. Reificiation means treating a phenomenon (a thing) as an occurrence that has no concrete existence. Its empirical world is the natural world of such group life and conduct. Howard S.53–54 or Giddens (2008) pp.565–67 or Cuff. Labelling theory has also been used in understanding educational success and failure. Blumer described symbolic interactionism as: ……a down-to-earth approach to the scientific study of human group life and human conduct.Chapter 4: Theories and developments Now read Fulcher and Scott (2007) pp. It lodges its problems in this natural world. Blumer believed that Durkheim and the structural functionalists had ‘reified’ society.

This indicated to Rosenthal and Jacobson that the teachers had acted towards the pupils as if they were late developers rather than slow learners.’ Husserl criticised the positivists of the nineteenth century because they believed that the social world existed sui generis. the effect was not lasting and there was no subsequent improvement in the pupils’ performance. Rosenthal and Jacobson left the school for six months and when they returned they re-tested all the pupils. They found that those children who had been relabelled as late developers had done significantly better than was originally expected of them and much better than their peers who had not been labelled ‘late developers’. They describe this both as a systematic treatise in the sociology of knowledge. Edmund Husserl (1859–1938) is considered to be the founder of phenomenology. Husserl was concerned with studying the structures and workings of human consciousness. They termed this process a self-fulfilling prophecy. the task of the phenomenological sociologist is see how people make sense of their lives. Therefore. Schutz (1899–1959) further developed Husserl’s ideas. Its major aim was to demonstrate that the social world does not exist sui generis as Durkheim suggested.20 120 20 Berger (1963) p. However. Phenomenology is the study of structures of consciousness.18 Think back to the time when you were at school.21 Principles of sociology some children who had been labelled ‘slow learners’ were in fact late developers. Husserl pointed out that Weber’s theory of action was one-sided as Weber did not attempt to explain how the individual came to understand the meanings of social action. Everyday life presents itself as a reality interpreted by men and subjectively meaningful to them as a coherent world. Activity 4. Society.33.54–55. He aimed to create a radical philosophy whose task was to restore ‘the connection between knowledge and everyday experience’. The social construction of reality In 1966 Peter Berger (who worked with Schutz) and Thomas Luckmann wrote this important text. the task of the social scientist is to understand the processes by which we come to know social reality. Were there instances where teachers labelled pupils? Do you think this made a difference to their performance? Phenomenology You have been introduced to phenomenology in Chapter 3. Two major aspects of his work are: • ‘The world we live in is created by our consciousness. although meaningful to social actors. The labels did make a difference. . is nonetheless socially constructed.’ • ‘The outside world only has meaning through our consciousness of it. Now read If you have a copy of Fulcher and Scott (2007) read pp. Now read Chapter 3 for a discussion on interpretivist ontology and epistemology for a description of Schutz’s phenomenology.

This can be achieved by setting aside what we know (bracketing) and see how we come to know it. that is. Maxwell Atkinson and Jack Douglas have cricitised Durkheim’s use of statistics and demonstrate how statistical data is socially created. in a particular situation would be a suicidal type. In Chapter 2 you were introduced to the concept of Ethnography. 121 . Reading note The only textbook to have some description of this approach is Fulcher and Scott (2007). which they describe as social constructions. Phenomenologists. One famous study which used this approach was The autobiography of Jane Fry. This process is known as typification. Ethnie = people methodology = the science of methods. are distrustful of statistics. They would therefore label the death as a suicide of people who ‘fitted’ into these types. Knowledge can therefore be achieved by trying to find out how individuals come to perceive social reality. Harold Garfinkel and Aaron Cicourel who were writing in the 1950s and 1960s were its main exponents. Atkinson in his text Discovering Suicide demonstrated that those who had power to label a suicide as a suicide – the coroners – came to their conclusions on the basis of ‘biographies’.21 Jane Fry was a transsexual and this text is a day-to-day record of his/her perceptions as she ‘became’ a woman. between the possible and the impossible. how we evaluate the methods that sociologists use. Over time they came to understand that a particular type of person. Fry and Bogdan (1974) . studying how people judge social situations. Hence sociologists should engage in trying to understand how people have developed their understanding of reality. There you will have read that ethnography involved studying people in their own environments. 21 Ethnomethodology Students are often worried about this term because it sounds rather daunting.Chapter 4: Theories and developments The task of the sociologist is to take this reality as the object of analysis and see how this reality is constructed. between what really happened and what was a dream. Berger and Luckmann believe commonsense is simply ‘senses held in common’. In Cuff. The chapter in Cuff. that society is socially constructed and that the task of the social scientist is to find out how people construct their world. Atkinson observed coroners in England and Denmark and he found that British and Danish coroners gave different typifications of typical suicidal behaviour when presented with similar biographies. Ethnomethodologists attempt to find out the methods that individuals use to decide whether something is real or not. They used in-depth interviews and other ethnographic methods to uncover the taken-for-granted assumptions that people have. Sharrock and Francis (2006). Hence the study of perception is at the forefront of their analysis. Ethnomethodology takes the philosophical standpoint of the phenomenologists. Here the process of becoming was the main focus. they give an example of how people judge between fact and fiction. Sharrock and Francis (2006) on ethnomethodology is useful but contains more than is required for this unit. as you will have seen in Chapter 3. Sociologists such as J.

People in conversation can create an illusion of social order even though they may not understand each other fully. e: Please explain your ailment. In Chapter 1. my peace of mind. We need to go beyond this and understand not just the meanings of social actions and how the social world is constructed. They included acts such as interrupting lectures. When you say ‘hello’ to someone or ‘how are you?’ you do not expect to have a long description of their illnesses. Case 7 My friend and I were talking about a man whose overbearing attitude annoyed us. Garfinkel called these experiments ‘breaching experiments’. my school work. 122 . The social world is made up of rules and regularities and the task of the sociologist is to understand how these come about and how they operate. Their methods were sometimes experimental. This allowed them to ask for explanations. He believed that we cannot simply look at action. or interpret action. The ethnomethodologists examined transcripts of conversations and analysed how this turn taking was managed. believed that individuals had little or no autonomy and were like ‘puppets’. my finances.. Case 6 The ‘victim’ waved his hand cheerily: s: How are you? e: How am I in regard to what? My health. You should be able to relate to this case. and then ask for explanations of the explanations! Garfinkel asked his students to talk to their friends and deviate from the normal conventions of conversation – we give two examples here. we need to understand the methods that actors use to organise their interactions and how they judge what is real or not. you learnt about the nature of sociology and that sociologists’ main focus is on studying the nature of relationships in society.? s: (Red in the face and suddenly out of control) Look I was just trying to be polite. In a conversation each person ‘takes a turn’ in the conversation. as you now know.. my. Ethnomethodologists believe that the way to discover these rules and regularities is to break them and to lay bare the taken-forgranted assumptions that people use to make sense of the situations in which they interact with others.21 Principles of sociology Garfinkel criticised the structural functionalists who. s: Are you kidding me? You know what I mean. Frankly I don’t give a damn how you are. However. My friend expressed his feeling: s: I’m sick of him. e: Would you explain what is wrong with you that you are sick. most of his work was an analysis of conversations. and suggesting to students that they should act ‘as if they were lodgers’ in their own homes. s: (He listened to me with a puzzled look) What came over you? We never talk this way. The breaching experiments involved his students ‘bringing conversations to a halt and refusing to take for granted that they knew what the other person was saying’ (Garfinkel 1967).

However e. there are many matters that the partners don’t understand but act as if they understand what the other is talking about. the individual is actively involved in making sense of the situation she or he finds her or himself in. If a speech contained a comparison – ‘we do this’. read Chapter 7. and they also make choices as to how to use it. according to Garfinkel. Sharrock and Francis (2006). In your reading you should now try to compare them in relation to whether they believe that individuals are constrained by the society or actively create their own understanding of ‘reality’. In his textbook he uses the case of the monetary system. does not know how to answer this second question and starts getting angry.Chapter 4: Theories and developments Here you can see the breaching experiment. e. believes that e. By analysing the speeches he was able to demonstrate that the content of the speech matters less than the structure of the speech. they could decide not to use money. other speech structures were not so successful. J. It did not seem to matter what the content of the speech was.22 In conversations there are many gaps. the individual is constrained by the culture of the society and is socialised into a role having little autonomy. s. The question he asked was ‘How does an audience know when to clap?’ He found that if a speech contained three points the audience would clap more enthusiastically than two points. 123 .23 Now read If you have Cuff. Structure or action? Structuration We have now introduced you to two very different approaches: at one extreme. Maxwell Atkinson has developed a similar approach to conversational analysis in his studies of how politicians can ensure participation in public meetings. Both cases from Garfinkel (1967). 22 23 Atkinson (1984). structural functionalism and at the other ethnomethodology. is not acting according to the rules of normal conversation and s. The first part on phenomenology is the most important. In speech there are gaps in information and in conversation people fill these in and assume that this is what the other meant! The idea that there is a shared agreement between partners in a conversation is a myth. is not going to take this for granted and asks for further information. However. Most of the textbooks try to compare these theories in terms of structure and action (agency). individuals contribute to its continued existence and development. Individuals would find it very difficult if they did not use the monetary system (a structure) – unless they opt out of society completely or are completely dependent on others who do! Yet individuals can make choices. In using the monetary system. Therefore he concluded that the audiences fill in gaps in speeches as dictated by their structure. but ‘they do that’ – then the audience would also clap. it was the structure that mattered. There is a dynamic process involved. According to ethnomethodology. Garfinkel’s task lay in attempting to understand the conditions under which people can make sense of one another’s activities and act accordingly. s. Giddens has developed a way out of this ‘dualism’ and suggests that ‘we should bridge the gap between structure and action’. is getting confused. Partners in a conversation interpret what they think the other person means. knows what ‘I’m sick of him’ means. According to Parsons.

9. and K. has the everyday language of communication changed? If so.4 Postmodernity and sociology Essential reading Fulcher.115–16. or Giddens. It provides some important social theory for your work on methodology and will be very important if you have chosen either ‘Race’ and ethnicity or Gender as your Section C topic. Vocabulary changes through interaction. Sociology. J.21 Principles of sociology Structuration refers to the process whereby individuals make and remake social structure during the course of their daily lives. in what way has it changed? Summary In this section we have described how the interactionists brought the individual back into sociological analysis. What is pragmatism in philosophy? 10. Activity 4. Societies only have structure if people behave in regular ways. Activity 4. people do not receive language passively. Explain the phrase ‘the world we live in is created by our consciousness’. Why do phenomenologists believe it is important to analyse conversation? 11. What methods would phenomenologists use and why? 5. A. Why is phenomenology sometimes called ‘a sociology of knowledge’? 4. and although many people are concerned about proper grammatical forms the structure of our language changes over time.19 In your society. languages are constantly changing. (Harlow: Prentice Hall. What is meant by the phrase ‘the presentation of self in everyday life’? 12. 2008) pp. How does structuration theory attempt to link structure and agency? 4. (Cambridge: Polity Press. Individuals learn language. Scott Sociology. How did Garfinkel conduct his experiments? 7. However individuals are only able to act in predictable ways if they are aware and have a great deal of ‘socially’ structured knowledge. J. 124 . (Oxford: Oxford University Press. 2007) pp. or Macionis. and J. What is meant by ‘gesture’ in symbolic interactionism? 3. What is meant by labelling in sociology? Illustrate your answer with some examples. Plummer Sociology: a global introduction. In his textbook Giddens uses the idea of language. However. Why do phenomenologists criticise statistical methods? 2. What is meant by bracketing? 6. Language vocabulary and structure pre-exist the individual.33–34 and 686–88. as he states.20 Attempt the following questions: 1.38–39 and 848–50. 2005 edition) pp.64–66 and 386–87. (2008 edition) pp. Language can only exist if people use the language and abide by its rules. 8.

Chapter 4: Theories and developments Further reading Cuff. W. Hall. 2002) [ISBN 0130265535] Chapter 7. fill in any gaps. Postmodern theory: a challenge to sociology? As you will know by now. S. religion. So. Postmodernism or the cultural logic of late capitalism. ‘Feminism. D. criticising or developing earlier theoretical ideas. • Sociological knowledge. McGrew Modernity and its futures. for example. Therefore. 1989) [ISBN 9780631162940]. Works cited Ashenden. Sharrock and D.286–99. J. before reading on. I. postmodernism and the sociology of gender’ in Owen. D. can lead to improvements in society by. D. E. 1992) [ISBN 9780745609669]. Held and T. Theory and Practice in Sociology. with theorists questioning. The postmodern condition: a report on knowledge.W. Francis Perspectives in Sociology. the best way to begin to understand postmodern social theory is first to be clear about the theoretical ideas and assumptions it is questioning. are all characterised by the ideals of the Enlightenment and all of them are based on three fundamental ‘modernist’ assumptions that were outlined earlier. (London: Sage. try Activity 4. revealing inequalities or disarming prejudices. (London: Verso Press.21 below: Activity 4. Jameson. F. (Cambridge: Polity. S. sociological theory (like theory in any subject) is a dialogue. once validated and acted upon. 2006) pp. although different from each other.. (London: Routledge. Lyotard. 1991) [ISBN 9780860915379]. (Oxford: Blackwell. informing social policies. • This order can be illuminated by rational understanding which provides a knowledge of societies that is superior to commonsense. • What do sociologists mean by modernity? • What is meant by a ‘modern’ way of thinking? • Can you identify the key ideas of the Enlightenment? • How did the Enlightenment influence the development of sociology? • What did the Enlightenment philosophers mean by reason? • What did Weber mean by rationality? Now go back to Chapter 1 of this subject guide and your textbooks to check out your answers and. (Manchester: Manchester University Press. 1984) [ISBN 9780816611737]. Marsh. 1997) [ISBN 9780803975149]. (Harlow: Prentice Hall. opinion and prejudice. Harvey. S. ‘The question of cultural identity’ in Hall. The condition of postmodernity. if necessary.. 125 . (ed.) Sociology after postmodernism. • There is an order to social life and social change. The theoretical approaches we have looked at so far.21: Modernity and the Enlightenment revisited Try to answer the following questions before going back to look at the subject guide or your textbooks.

argue that the most ‘developed’ societies have become postmodern and this represents a clear break with the past era of modernity. chat . rooms and digital radio stations bombard people with sounds and images from around the globe that cut across and blur boundaries of time and space. It raises important questions about: • the nature of contemporary societies • the status of sociological knowledge • the purpose of sociological research. emails. Contemporary societies are dominated by new information technologies that bring the world into people’s homes and consciousness. However. and can refer to divergent areas such as music and architecture as well as the way social life is ordered. Postmodernists. the most advanced societies have tended to de-industrialise. The first is that we are living through another period of intense social change in which modern societies are being transformed into something different called postmodern societies. It is also a challenge to existing sociological theory and research. A postmodern world? It is important to make clear that it is not just postmodernists who realise that the latter part of the twentieth century was a period of dramatic change. The second argument is that many of sociology’s most influential theories and concepts are now out of date. However. Therefore. competitiveness and private enterprise. it is not just another new theory. In reading about postmodern theory it is also important to distinguish between some terms that sound similar but are actually different from each other.21 Principles of sociology Postmodern theory rejects all these assumptions. Postmodern theorist Harvey (1989) refers to this as ‘space-time compression’. For example. satellite and cable TV websites. Terrestrial. Postmodernity: This describes a social formation coming after modernity. Postmodern theory: This refers to a new way of theorising that some sociologists argue has to be used to understand the postmodern world. Postmodernism: This refers to cultural and social beliefs and ways of behaving that result from living in postmodernity. the world has become increasingly globalised (see Section B). 126 . We shall introduce you to the postmodern critique below. and a new form of sociological thinking is required to understand this new world. The key to postmodern theory is in its interpretation of the effects of living in a media saturated society. most sociologists see these developments as changes in the nature of modern societies and some. like Anthony Giddens. it also very important that you supplement what you read in this subject guide with the textbook reading indicated above. Postmodern theory in sociology is based on two key arguments. All sociologists realise that many modern societies had been transformed. refer to the contemporary world as ‘late modernity’. in contrast. class boundaries have become much less clear and nation states have disposed of many of their assets and actively encourage more self-reliance.

class. the generalisations sociologists typically make about the relationship between institutions (such as family or education) and individual behaviour and the comparisons they make between different social groups have become increasingly difficult to sustain. Sociological knowledge and progress A second – epistemological – part of the postmodern critique concerns sociology’s claims to produce some expert. like social class. the football teams they support and so on. In a postmodern world. or specialist. Postmodernists further argue that. 127 . they have to be deconstructed. where people shop not only for consumer goods. any one of which we could identify with – at least temporarily. Thus ‘modernist’ sociological concepts. but also for new lifestyles. Thus the ‘postmodern condition’ has been described as one unending choice for increasing numbers of people. Lyotard (1984). They are past their sell-by date and. their family. beliefs. images and identities. As Hall (1992. knowledge of societies. the cornerstone of sociology is that there is an institutional order to societies which.277) puts it: The postmodern subject is conceptualised as having no fixed or permanent identity. or social structures. fragmented and uncertain. although created by people also shapes how they think about themselves and the world. People’s identities are thus formed in the interaction between self and society. fleeting multiplicity of possible identities. This loss of a stable sense of self is described by postmodernists as a decentring of the subject. p.Chapter 4: Theories and developments Postmodernists argue that the ‘information explosion’ of the last two or three decades has not led to increasing conformity and acceptance of ‘dominant values’. have become so diversified and fragmented and are now much less important in shaping how people think about themselves and the world. or family. ethnicity or gender. compared the status of knowledge in ‘modern’ and ‘postmodern’ societies. Postmodernists argue that these changes have important implications for the ontological basis of sociology: the relationship between the individual and society. Identity becomes a ‘movable feast’: formed and transformed continuously in relation to the ways in which we are represented or addressed in the cultural systems which surround us…We are confronted by a bewildering. gender. no longer work. The effect of this has been to transform contemporary societies into something resembling endless shopping malls. as the social order that once characterised modern societies has fragmented. but has in fact led to a massive increase in diversity and choice. education. people define themselves much more in terms of the lifestyle choices they make about their clothes. as many ‘modernist’ sociologists feared. in the technical language of postmodernism. As we have seen. cars. and much more from the images and choices presented to them via the media. Postmodernists argue that this no longer holds: what sociologists call societies. In the postmodern world people’s sense of identity now comes less from ‘social’ things like where they live. Identity is therefore much more precarious. in a book that had a profound influence on the development of ‘postmodern sociology’.

Therefore. In the contemporary world. They argue that in an increasingly fragmented and sceptical world there are no longer any clear criteria for determining whether one theory or piece of research is better than another. Like any other major ‘belief system’. it is no longer possible to develop general explanatory theories of the type we have looked at in this chapter. understanding of societies. that is. a faith in the truth of the word of God was replaced by a new faith in the power of the human mind. people are no longer convinced it is necessarily transforming it for the better.21 Principles of sociology In modern societies. Postmodernists challenge sociology’s claim to be about improving societies in the name of social progress. They argue that. Like any other commodity. Postmodernists are particularly critical of structural theories such as structural functionalism. as we have seen. scientific truths are increasingly called into question and. The most the sociologist can do is to offer ideas about the social world which people can take or leave as they see fit. the postmodern condition can be defined as a scepticism towards meta-narratives. For example. and the social sciences would produce better organised and fairer societies. Marxists only find evidence of class inequality and some feminists only find evidence of patriarchal domination. Marxism and some feminisms. or ‘true’. this faith in science and various scientific enterprises did not just happen automatically. For example. Not only have most people in contemporary societies lost interest in religious and political meta-narratives. as sociologists cannot obtain special. ‘patriarchy’ and ‘gender’ are far too general to do justice to the complexity and diversity of contemporary societies. Knowledge is simply a commodity. Postmodernist sociologists have developed Lyotard’s ideas into a critique of sociology’s meta-narrative of producing expert knowledge of societies in order to improve them. ‘capitalism’. a set of ideas and assumptions woven into a story that provides a justification for the beliefs. For Lyotard. sociological research cannot be evaluated in terms of key criteria such as objectivity. no form of knowledge – not even ‘expert knowledge’ – has privileged status. such as ‘social institution’. They argue that sociological theories can only be about providing specific interpretations of particular aspects of the social world. However. it is simply arrogance on their part to presume to tell people how societies ought to be improved. engineering sciences would transform environments for the better. reliability and authenticity. They argue that these are simply further metanarratives and the only purpose of so-called research is to convince people of the truth of the basic ‘story’. although science is certainly transforming the world. according to Lyotard. the value of which is determined by whether or not people want it. through science in particular. it had to be supported by what he calls a meta-narrative. Postmodernists argue that in an increasingly fluid and fragmented social world. sociological knowledge can only be assessed in terms of how useful people find it. 128 . medical sciences would give people healthier and longer lives. tradition and irrational beliefs and progressively laying the foundations for a more rational and improved world. they have also now become more sceptical of scientific meta-narratives. Postmodernists argue that sociological concepts. In the postmodern world. Thus the meta-narrative of the Enlightenment was that scholars and scientists were liberating people from the darkness of superstition. to uncover the truth about the world and change it.

and nation states still remain strong and continue to play an important part in regulating people’s lives. Weber was deeply critical of nomothetic approaches to sociology. this does not mean that sociology has to descend into relativism.22 Postmodernity • What do sociologists mean by postmodernity? • Why is postmodern social theory a challenge to sociology? • What are some of the differences between conventional sociology’s view of identity and postmodernists’ view of identity formation? • Would you describe your society as ‘modern’ or ‘postmodern’? Alternatively. yet they make a major generalisation themselves by claiming that the whole of Western society has been transformed from modernity to postmodernity! In fact postmodern theory could itself be described as another metanarrative! • Postmodernists are very selective in their use of evidence and tend to ignore the many aspects of modernity that remain relatively unchanged.23 Revision In the evaluation of postmodern theory above. the economic organisations that produce goods and services are still characterised by rational planning and systematic organisation. is as good as any other. where one theory. realists also recognise the impossibility of obtaining absolute knowledge of the social world. but argue that theories can still be found to be more or less valid. this anti-empiricist view is shared by many sociologists. but it seems that some have more choice than others.Chapter 4: Theories and developments Evaluation of postmodern theory Before reading on. Postmodernists are critical of the generalisations made in sociological theory. I used some important technical conceptual terms that we have encountered before in this and earlier chapters. As a revision activity. ask yourself if you know what they mean and. Activity 4. 129 . • There is a contradiction in the postmodern position. Four of the more important ones are outlined below. if not. • The postmodern critique of the possibility of discovering ‘true’ and ‘universal’ knowledge of societies is hardly original. Activity 4. or find others in your textbooks. For example. most sociologists are very critical of postmodern theory and have raised a number of valid points in response to its claims. go back and check them out. As we saw in Chapter 3. do you feel there are some aspects of your society that are (or are becoming) postmodern? • Can you think of some criticisms of postmodern theory? As you might imagine. or research study. Phenomenologists can explain the changes in the way people identify themselves. people’s socioeconomic backgrounds still have a major and measurable influence on their life chances. • Many of the things that postmodernists see as characteristics of a new ‘postmodern condition’ – such as greater choice and the ability to construct and consume identities – tend to apply only (or at least mainly) to the better off groups in the most affluent societies. but see if you can think of. However. People might have more choice in contemporary societies. For example. try the following activity to check your understanding.

in contemporary societies at least. However. images and style are no longer promotional accessories to economic products. Marxist theories of postmodernity explore links between economic factors and postmodernism. Many ‘postmodern ideas’ have been incorporated into ‘modernist’ sociological theories. Two examples of this are Marxist and feminist theories of postmodernity. gender divisions and gender identities are much less clear-cut. identities are becoming more fluid. especially its relativism. You will find there is a ‘postmodern approach’ to the topics examined in the Section C chapters in this subject guide. have developed a sociology of postmodernity. in particular. 130 . Modern feminist theories of gender tend to be based on the assumption of clear differences between the experiences of men and women. ethnicity and power. gender. Some sociologists. Giddens (1991) and Hall (1992) use postmodernist ideas in their discussions of cultural identities. while rejecting the totality of postmodern theory. it is suggested that ‘organisations are still characterised by rational planning’. Jameson (1991) argued that postmodernism is the expression of a new form of ‘late capitalism’ where the production of culture has been integrated into commodity production. but are the products themselves. Chapter 9). They argue that. social class. They argue that in the postmodern world there are no such things as ‘masculine’ and ‘feminine’ identities. postmodernity) but they argue that this means transforming rather than abandoning existing sociological theories. something postmodernists call hyper-reality. that have led many sociologists to reconsider their relevance to understanding contemporary societies. postmodernist feminists reject this view as oversimplified (Ashenden 1997). For example. • It has raised important critical questions about some of sociology’s most established concepts.) • It has also provided a new way of looking at the mass media and the effects of living in ‘mass mediated society’ and. (See Section C chapters on Gender and ‘Race’ and ethnicity. What did he mean by this? What is empiricism (and anti-empiricism)? Can you explain the key features of realist epistemology? Sociology of postmodernity? In spite of the reservations that most sociologists have about aspects of postmodern theory. in particular. many agree that it has made a number of valuable contributions towards understanding contemporary societies. such as organisation. For example. how the media images we consume can become more ‘real’ than the things they are supposed to represent. • It has provided a new way of looking at culture and identity in contemporary societies and. What does this mean? Weber referred to the modern world as being characterised by the progressive rationalisation of life. fragile and precarious.e. although not postmodernists themselves. They accept that many societies have been transformed into something different from modernity (i. Rather there are many different feminine and masculine identities that people construct for themselves in different situations and at different times in their lives (see Section C.21 Principles of sociology What is a meta-narrative? Can you remember who first used this term? And why might postmodern theory be described as a meta-narrative? In the second point of the evaluation above.

you should be able to answer the following questions. postmodern theory has opened up new questions on issues such as culture. Durkheim and Parsons explain social order? 9. 5. You are not expected to write long answers.24 By the end of Chapter 4. How did one of the following sociologists explain change in society: Marx. 11. 131 . How do feminists explain postmodernity? 22. Compare Marx. What is meant by the terms bracketing and typification? 17. 14. Weber or Durkheim? 8.Chapter 4: Theories and developments Summary Postmodern theory argues that many modern societies are becoming transformed into postmodern societies and this requires a different form of sociological theory reflecting the fragmentation and diversity of the contemporary world. What is the difference between a consensus and an ideology? 13. Most sociologists reject this idea. the point is that you understand why these questions are important. What is meant by phenomenology? 15. ‘Sociologists are influenced by other sociologists’. agency and structure? (Use the work of any two sociologists to illustrate your answer. 12. ‘Conflict is normal. What is meant by the term ‘structuration’? 16. Compare a structural functionalist view of socialisation with an interactionist account. 18. What did Durkheim mean by the phrase: we should treat ‘social facts as things’? Why do the phenomenologists believe that this is impossible? 19. What is meant by rational action? Compare any two theories of rational behaviour. Why did some sociologists turn away from developing grand explanations of social change? 3. or ask your tutor (if you are studying in a college). Weber and Durkheim’s views on the nature of society. How do Marxists explain postmodernity? 21. What is meant by postmodernity? 20. What are meant by the terms. However. What is meant by a meta-narrative? This list is not exhaustive. If you cannot answer any of them return to your reading.’ Discuss this statement. Is there a difference between Durkheim’s idea of the collective consciousness and Berger and Luckmann’s social construction of reality? 6. but should be used as a check to see whether you can explain in your own words what you have read. Activity 4. Explain the concept the social construction of reality.) 7. These questions could usefully be used as tutorial or discussion questions. and having done all the reading indicated. 1. identity and media and has had a significant effect on contemporary sociological theory. How did Marx. What was the Enlightenment? 2. 10. Take one sociologist and explain how other social scientists or philosophers influenced their work. What is meant by a meta-narrative? Give some examples of such explanations? 4.

132 . and the essential reading and activities. you should be able to: • understand the historical development of sociology and its roots in the Enlightenment • be aware of the influence of the major sociologists of the nineteenth and twentieth centuries and their contribution to social theory and substantive sociology • be able to compare and contrast the approaches of the major theorists • understand how sociology has developed since the 1980s into a more fragmented disciplinary.21 Principles of sociology A reminder of your learning outcomes Having completed this chapter.

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