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. c;\
. Nos.08-3'701& 08- 3712 .
IN THE '1\\\
\.\P
\Mniteb $tates (tourt of ppeals for tbe $ebentb (tirc
1' C \.
Chapman Kelley,
PlaintifAppellant, Cross-Appellee
March 21 2011
CIRCUIT RULE 26. DISCLOSURE STATEMENT
Short Caption:
Chapman Kelley v. Chicago Park District
To enable the judges to determne whether recusal is necessary or appropriate , an attorney for a non-governental party or
amicus curiae , or a private attorney representing a governent party, must furnish a disclosure statement providing the
following information in compliance with Circuit Rule 26. 1 and Fed. R. App. P. 26.
The Court prefers that the disclosure statement be fied immediately following docketing; but , the disclosure statement must
be filed within 21 days of docketing or upon the filing of a motion, response , petition , or answer in this court, whichever occurs
first. Attorneys are required to fie an amended statement to reflect any material changes in the required information. The text
of the statement must also be included in front of the table of contents of the party s main brief. Counsel is required to
complete the entire statement and to use Nt A for any information that is not applicable if this form is used.
(1) The full name of every party that the attorney represents in the case (if the party is a corporation , you must provide the
corporate disclosure information required by Fed. R. App. P 26.1 by completing item #3):
Volunteer Lawyers for the Arts
(2) The names of all law firms whose partners or associates have appeared for the part in the case (including proceedings
in the district court or before an administrative agency) or are expected to appear for the part in this court:
Volunteer Lawyers for the Arts
ii) list any publicly held company that owns 10% or more of the party s or amicus , stock:
NtA
Please indicate if you are Counsel a/Record for the above listed paries pursuant to Circuit Rule 3(d). Yes No
al A ress: hiparness(grkmc.
com
rev. 01/08 AK
CIRCUIT RULE 26. DmCLOSURE STATEMENT
Appellate Court No:
08- 3701 & 08- 3712
Short Caption:
Chapman Kelley v. Chicago Park District
To enable the judges to determine whether recusal is necessary or appropriate , an attorney for a non- governmental party or
amicus curiae , or a private attorney representing a government party, must furnish a disclosure statement providing the
following information in compliance with Circuit Rule 26. 1 and Fed. R. App. P. 26.
The Court prefers that the disclosure statement be fied immediately following docketing; but , the disclosure statement must
be fied within 21 days of docketing or upon the fiing of a motion , response , petition , or answer in this court
, whichever occurs
first. Attorneys are required to fie an amended statement to reflect any material changes in the required information. The text
of the statement must also be included in front of the table of contents of the part' s main brief. Counsel is required to
complete the entire statement and to use Nt A for any information that is not applicable if this form is used.
(2) The names of all law firms whose partners or associates have appeared for the party in the case (including proceedings
in the district court or before an administrative agency) or are expected to appear for the part in this court:
Volunteer Lawyers for the Arts
ii) list any publicly held company that owns 10% or more of the party s or amicus ' stock:
N/A
Please indicate if you are Counsel of Record for the above listed parties pursuant to Circuit Rule 3(d), Yes LX: No L.
Address: Volunteer Lawyers for the Arts
1 East 53rd Street, 6th Floor , New York , New York 10022
rev. 01108 AK
CIRCUIT RULE 26. DISCLOSURE STATEMENT
Appellate Court No:
08- 3701 & 08-3712
Short Caption:
Chapman Kelley v. Chicago Park District
To enable the judges to determine whether recusal is necessary or appropriate , an attorney for a non- governmental party or
amicus curiae , or a private ttorney representing a government party, must funish a disclosure statement providing the
following information in compliance with Circuit Rule 26. 1 and Fed. R. App. P. 26.
The Court prefers that the disclosure statement be filed immediately following docketing; but , the disclosure statement must
be fied within 21 days of docketing or upon the fiing of a motion , response , petition , or answer in this cour, whichever occurs
first. Attorneys are required to fie an amended statement to reflect any material changes in the required infonnation. The text
of the statement must also be included in front of the table of contents of the party s main brief. Counsel is required to
complete the entire statement and to use Nt A for any information that is not applicable if this form is used.
(1) The full name of every party that the attorney represents in the case (if the party is a corporation , you must provide the
corporate disclosure information required by Fed, R. App. P 26. 1 by completing item #3):
Volunteer Lawyers for the Arts
(2) The names of all law firms whose partners or associates have appeared for the party in the case (including proceedings
in the district court or before an admnistrative agency) or are expected to appear for the party in this court:
Volunteer Lawyers for the Arts
ii) list any publicly held company that owns 10% or more of the party s or amicus ' stock:
N/A
Please indicate if you are Counsel of Record for the above listed parties pursuant to Circuit Rule 3(d), Yes No
one um er:
312- 624- 7645 312-624- 7701
Fax Number:
- al Add ress:
george. sandersfl(gearthlink. net
rev. 01108
CIRCUIT RULE 26. DffCLOSURE STATEMENT
Short Caption:
Chapman Kelley v. Chicago Park District
To enable the judges to determine whether recusal is necessary or appropriate , an attorney for a non- governmental party or
amicus curiae , or a private attorney representing a government party, must furnish a disclosure statement providing the
following information in compliance with Circuit Rule 26. 1 and Fed. R. App. P. 26.
The Court prefers that the disclosure statement be filed immediately following docketing; but , the disclosure statement must
be fied within 21 days of docketing or upon the filing of a motion , response , petition , or answer in this court , whichever occurs
first. Attorneys are required to fie an amended statement to reflect any material changes in the required information. The text
of the statement must also be included in front of the table of contents of the party s main brief. Counsel is required to
complete the entire statement and to use N/A for any information that is not applicable ifthis form is used.
PLEASE CHECK HERE IF ANY INFORMATION ON THIS FORM IS NEW OR REVISED
AND INDICATE WHICH INFORMATION IS NEW OR REVISED.
(1) The full name of every party that the attorney represents in the case (if the party is a corporation , you must provide the
corporate disclosure information required by Fed. R. App. P 26. 1 by completing item #3):
Volunteer Lawyers for the Arts
(2) The names of all law firms whose partners or associates have appeared for the party in the case (including proceedings
in the district court or before an administrative agency) or are expected to appear for the party in this court:
Robins , Kaplan , Miler & Ciresi L.L.P.
ii) list any publicly held company that owns 10% or more of the party s or amicus ' stock:
N/A
Please indicate if you are Counsel of Record for the above listed paries pursuant to Circuit Rule 3(d). Yes rx. No C--
one urn er: 212- 980- 7400 ax urn er: 212- 980- 7499
rev. 01/08 AK
TABLE OF CONTENTS
Page
SUMMAY OF ARGUMENT..................................................................................................... 1
ARGUMENT................................................................................................................................. 2
1. THE PANEL' S ATTEMPT TO DISTINGUISH AMONG
PROTECTABLE AND UNPROTECTABLE " LIVING" ART IS
WITHOUT SUPPORT .................................................................................. ........ 2
CONCLUSION.............................................................................................................................. 7
........ .....
TABLE OF AUTHORITIES
Page
Cases
Statutes
17 V. S. c. 9 1 06A............................................................................................................................ 2
Other Authorities
Bruce D. Kurtz
Contemporary Ar 1965- 1990 (1992) ................................................................................. 5
Campbell Robertson
Want to Use My Suit? Then Throw Me Something, Y. Times , Mar. 23 , 2010................ 6
Rosalind Krauss
Sculpture in the Expanded Field October , Spring 1979.................................................... 5
The Library for the Birds, of Antwerp (Mark Dion , 1993) ............................................................. 6
- 11 -
TABLE OF AUTHORITIES
(continued)
Page
S. Copyright Office
Circular Copyright Registrationfor Online Works
66:
-11-
c, -
STATEMENT OF INTEREST OF AMICUS CURIAE
Established in 1969 , Volunteer Lawyers for the Arts ("VLA") is a pioneer in arts-related
legal aid and educational programing concerng the legal issues that impact arists and arts
organizations. Individual artists and arts organizations deserve access to dedicated legal
representation and advocacy to ensure that their voices are heard and that their interests are
protected. To achieve these goals , VLA provides low- income artists and nonprofit ars and
cultural organizations with pro bono legal representation , legal counseling, and educational
programs. Since its establishment, VLA has played a significant role in the life of the arts
community, serving more than 300 000 low- income arists and nonprofit organizations across the
United States. The Panel' s opinion on subjects of authorship and fixation is wrong. Ifits
decision is allowed to stand , it would severely constrict the abilty of artists to enforce their
rights , and create uncertainty for what are otherwise clear guidelines on those issues in other
Circuits. VLA thus respectfully asks that the Circuit accept and consider VLA' amicus brief
SUMMARY OF ARGUMENT
The three-judge Panel of this Cour issued a ruling that Chapman Kelley s Wildflower
Works did not warant copyright protection because it was neither " authored" nor " fixed" under
the Panel' s interpretation of the Copyright Act. VLA supports rehearing en banc because
Wildflower Works - like many other works on the cutting edge of creativity - is plainly authored
and sufficiently fixed to warrant protection under the Copyright Act. VLA urges the Circuit to
reconsider the Panel' s deCision , both on the facts of this case , and because of the impact this
For purposes of this amicus brief, VLA does not address the ultimate question ofliabilty
under The Visual Arists Rights Act , 17 U.S. c. 9 106A , but rather focuses on section II. A.4 of
the Panel' s opinion , in which the Panel asked " Is Wildflower Works copyrightable?" Although
Defendant- Appellee had not even raised the issue , the Panel answered in the negative , and made
these statements: " (A) living garden lacks the kind of authorship and stable fixation normally
required to support copyright." " living garden like Wildflower Works is neither ' authored'
nor ' fixed' in the senses required for copyright." " Although the planting material is tangible and
can be perceived for more than a transitory duration , it is not stable enough or permanent enough
to be called ' fixed. '" Op. at 29- 33 (emphases added). Faced with the example of Jeff Koons
Puppy" sculpture, the Panel attempted to distinguish it as follows: " In ' Puppy ' the artist
assembled a huge metal frame in the shape of a puppy and covered it with thousands of
blooming
copyright (we ventue no opinion on the question), but Wildflower Works is quite different. It is
quintessentially a garden; Puppy ' is not." (Op. at 34- 35) (emphasis added).
As the excerpts above show , the Panel appears to have substituted itself as an ar critic
espousing the view that Wildflower Works was a " garden " as somehow distinct from any kind
of two- or three- dimensional arork , such as Puppy. The courts have long instructed that their
role is not to decide what is or is not art. See Bleistein v. Donaldson Lithographing Co. 188
S. 239 , 251 (1903) (" it would be a dangerous undertaking for persons trained only to the law
to constitute themselves final judges of the worth of pictorial illustrations. " However the
Panel' s opinion seems infected by a belief that arranging living plants within a metal framework
in shapes upon the ground Call10t be " art " while arranging living plants on a three- dimensional
frame in the shape of a puppy may be. Copyright protection afforded on the basis of aristic
conventionality and aesthetic categorization is contrary to the law, creates uncertainty, and limits
the progress of aristic and cultural endeavors. The Panel' s opinion creates a two- tiered
copyright regime , where only works using traditional processes and materials wil be aforded
protection. Were the Panel' s decision to stand, artists would have to speculate as to how courts
might classify their ar to predict whether they would ultimately be protected under copyright.
Professor Nimmer for the unobjectionable proposition that fixation requires that the work be able
duration. Gp. at 30 , citing, 1 Melvile B. Nimmer and David Nimmer , Nimmer on Copyright
03(B) (Matthew Bender, Rev. Ed. 2010). Kelley s Wildflower Works was able to be
perceived , reproduced or otherwise communicated" for a period of twenty years. In the Panel'
view, however , because the individual elements of Wildflower Works would change over time
the work as a whole could never be " fixed" as a matter of copyright law. In reality, however , no
piece of ar is permanent. Artwork (whether displayed indoors or outdoors) wil always change
react and ultimately succumb to the elements , and the natural ingredients that comprise most
traditional" ar (whether alive or dead) are particularly susceptible , but the Panel' s decision
suggests that such works lack fixation. Yet, if an artist chooses to subject her ar to the forces of
nature - such as laying her painted canvas out to change under the sun - she would not lose
It is worth noting that the U. S. Copyright Office has taken a decidedly opposite view
when it comes to the fixation requirement for copyrighted Internet websites: "Many works
transmitted online , such as websites , are revised or updated frequently, " and therefore
copyrightable revisions to online works that are published on separate days must each be
registered individually. ) While this statement suggests that the registration of a paricular
website at a particular moment covers only that iteration of the website, it demonstrates that
works in a constant state 9f change - even if change is known and expected at the moment of
registration - are stil undoubtedly fixed for puroses of copyright. Furthermore , as noted by
Plaintiff- Appellant , other courts have held that fleeting and ephemeral digital works are fixed.
See , e. g., MAl System Corps. v. Peak Computer, Inc. 991 F. 2d 511 518 (9th Cir. 1993). If
software stored in RAM -: which is automatically wiped clean when a computer is turned off - is
fixed for puroses of copyright infringement , why should an arrangement of living plants , the
visual experience of which wil remain reasonably unchanged for days or weeks , be treated
differently?
The Panel declined to find authorship in Wildflower Works because it is uses natural
materials , so that " the colors , shapes , textures , and scents of the plants - originates in nature , not
in the mind of the gardener. " Op. at 32. However this surely canot be the rule , for there is no
meaningful difference between Kelley s selection of plants , and another arist' s decision to paint
with a particular pigment , carve a particular stone or whittle a paricular piece of wood.
Likewise , an arist who uses a feather in her arwork owes the colors , shapes and textures of that
feather to the forces of nature , but how she chooses to use it is undeniably of her own authorship.
The Panel' s opinion is built on the mistaken premise that Wildflower Works originates in
nature , rather than from the creative mind of man , as opposed to the Puppy living sculpture. The
1 U.S. Copyright Office Circular 66: Copyright Registration/or Online Works May 2009
http://ww . copyright. gov / c ircs/ circ66. pdf.
Panel is wrong. Although it includes the use of materials originating in nature , Wildflower
Works is a unique sculpture in the form of a garden created by Kelley that did not previously
exist in nature. The art world has long recognized sculpture dealing with natual materials and
landscapes. " (S)culptue... was what was on or in front of a building that was not the building,
or what was in the landscape that was not the landscape. Rosalind Krauss Sculpture in the
Expanded Field October , Spring 1979 , at 30- 44 (emphasis added). Kelley, and Wildflower
Works , are products of the 1960s Earhworks movement , which questions the " relationship of
sculpture to the horizontal plane upon which it traditionally rested , furthering a rich dialogue
about sculpture and its base or support , which runs throughout modem sculpture from Rodin to
the present." Bruce D. Kurtz , Contemporar Art 1965- 1990 , 81 (1992). No reasonable observer
would conclude that Wildflower Works sprang up from nature in the middle of urban Chicago.
Indeed , it is recognized that the late 20 Centur sculptors knew that in order for their
ideas about sculpture in unfamiliar places to be accepted, their sculptures would have to be made
familiar (Krauss supra at 30) and they did so by referencing historical forms - in this case the
form of a garden. Thus , if the Panel looked at Wildflower Works (or a photograph of same) and
saw a " garden " that was likely Kelley s intention - to form an association to a recognizable
form , but then challenge conventional notions of art and public spaces. The Panel improperly
decided to end its analysis there , refusing to recognize Kelley s authorship, as well as the
legitimacy of the medium in which Kelley works , when it should have left those decisions to
others.
Artists and their advisors , like VLA , rely on the law to recognize and protect their
creative efforts without judging the monetary or creative worth of the endeavor. The Panel'
opinion , if allowed to stand , would seriously undermine that comfort and certainty, and
effectively strip away the protection of works in existence , and deter futue artists from
experimenting with new materials and methods. By way of example , all of the following works
use natural materials to convey their aristic messages: White Cabinet and White Table (Marcel
Broodthaers , 1965) is comprised of painted eggshells piled upon a table. Central Garden
(Robert Irwin , 1997) is a large outdoor work at The Getty Museum in Los Angeles , which
includes a ravine , a tree- lined walkway, a floating azalea maze and over 500 types of plants.
Spiral Jetty (Robert Smithson , 1970) is a spiral arrangement of black basalt rocks and earth on
the Great Salt Lake in Utah. The Library for the Birds of Antwerp
(Mark Dion , 1993) has a tree
at its center, upon which are aranged (among other things) birds , a rat , a snake and birds nests.
Gnaw (J anine Antoni , 1992) is comprised of two large blocks - 600 pounds of chocolate and 600
pounds of lard - each of which is gnawed in a unique pattern by the artist. Photographs of the
If the Panel' s opinion is allowed to stand , then the protection of the above works , and
indeed of all works that use natural materials in new ways , are called into question. If arists lose
copyright protection , they lose the right to stop other paries from commercializing their works.
Anyone would be free to copy and commercialize such works without any benefit to the arist
contrary to Aricle I , Section 8 of the U. S. Constitution and also the Copyright Act. 3 Wildflower
Works , for example , could be recreated by another city without payment or attribution to Kelley,
while the party doing the copying could enjoy uneared reputational and financial gain. When
one factors in the potential revenues derived from the sale of derivative items , such as posters , t-
2 VLA can also provide photographs of these works to the Court upon request.
3 See All Things
Considered: Mardi Gras Indians Seek to Copyright Costumes
(National Public Radio broadcast , Feb. 8 2011) and Campbell Robertson Want to Use My Suit? Then
Throw Me Something, Y. Times , Mar. 23 , 2010 , at A13 (efforts to obtain compensation through
copyright for use of traditional garb in images).
shirts and other souvenirs , the significance canot be ignored. Indeed , based on the Panel'
statement that it would protect Wildflower Works ' blueprints (Op. at 33), one could photograph
Wildflower Works , fie a copyright registration for and commercialize the photograph , without
As the values of society change and focus more on urban space and the environment , ar
too follows this trend. The arist's media changes , as do the messages underlying the work.
VLA has noted this trend through the experience of its clients. The Supreme Cour has long held
that " the purpose of federal copyright protection is to benefit the public by encouraging works in
create such works , federal copyright law extends to the authors of such works a limited
monopoly to reap the rewards oftheir endeavors. Baltimore Orioles, Inc. v. Major League
Baseball Players Ass 805 F. 2d 663 678 (7th Cir. 1986) (citing Supreme Court opinions). The
Panel' s opinion would lead to a reversal of these incentives - artists would shy away from
experimentation and boundary-pushing, and their counselors , like VLA , would have to advise
them accordingly. The economic incentives created by copyright law should not be withheld on
the basis of an artist's choice of materials or subject matter , but rather the protections should be
guaranteed in equal measure to all those who promote the progress of the useful ars.
CONCLUSION
The Court should grant Plaintiff- Appellant' s motion for rehearing en banco
George M. Sanders
LAW OFFICES OF GEORGE M. SANDERS
150 N. Michigan Ave. , Suite 2800
Chicago , Ilinois 60601
(312) 462- 0324
george. sandersfl earhlink. net
I hereby certify that the foregoing brief complies with the page- length limitation of Fed.
R. App. P. 29( d) and 3 5(b )(2), because this brief is no more than one-half the maximum length
authorized for Plaintiff- Appellant's principal brief , excluding the pars of the brief excluded by
I fuher certify that this brief complies with the type- face requirements of Fed. R. App.
P. 32(a)(5) and Circuit Rule 32(b), and the type-style requirements of Fed. R. App. P. 32(a)(6),
because this brief has been prepared in proportionately spaced typeface using Microsoft Word in
12-point Times New Roman font (with footnotes in II-point Times New Roman font).
Wil e! I. P ess
CERTIFICATE OF SERVICE
Hilel 1. Parness , hereby certify that I caused to be served true and correct copies of the
foregoing Brief of Amicus Curiae on the following by Federal Express , including a digital copy
Micah E. Marcus
KIRKLAND & ELLIS LLP
300 N. LaSalle
Chicago , Ilinois 60654
Diana Torres
Khaldoun Shobaki
Gunar B. Gundersen
KIRKLAND & ELLIS LLP
333 South Hope Street
Los Angeles , California 90071
Counsel for P laintifAppellant/Cross-Appellee Chapman Kelley
Anette M. McGary
MCGARRY & MCGARRY , LLC
120 N. LaSalle , #1100
Chicago , Ilinois 60602
David Donnersberger
Nelson A. Brown , Jr.
CHICAGO PARK DISTRICT
Law Deparment
541 N. Fairbans Cour , 3W
Chicago , Ilinois 60611
Counsel for Defendant-Appellee/Cross-Appellant Chicago Park District
fMarch 2011.