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Review
Membrane Budding
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James H. Hurley,1,* Evzen Boura,1 Lars-Anders Carlson,1 and Bartosz Rózycki 2
1Laboratory of Molecular Biology
2Laboratory of Chemical Physics
National Institute of Diabetes and Digestive and Kidney Diseases, National Institutes of Health, Bethesda, MD 20892-0580, USA
*Correspondence: hurley@helix.nih.gov
DOI 10.1016/j.cell.2010.11.030
Membrane budding is a key step in vesicular transport, multivesicular body biogenesis, and envel-
oped virus release. These events range from those that are primarily protein driven, such as the
formation of coated vesicles, to those that are primarily lipid driven, such as microdomain-
dependent biogenesis of multivesicular bodies. Other types of budding reside in the middle of
this spectrum, including caveolae biogenesis, HIV-1 budding, and ESCRT-catalyzed multivesicular
body formation. Some of these latter events involve budding away from cytosol, and this unusual
topology involves unique mechanisms. This Review discusses progress toward understanding
the structural and energetic bases of these different membrane-budding paradigms.
Eukaryotic cells are defined by their compartmentalization into thermal energy (Bloom et al., 1991).This is important for biology
membrane-delimited structures. The protein and lipid content because events that require thermal energy of this magnitude
of these membranes is maintained and regulated by a constant (that is, of 100 kBT or greater) do not occur spontaneously.
flux of vesicular trafficking. Each vesicular trafficking event Biophysical studies of membrane budding, which offer the
involves the budding of a membrane vesicle from a donor promise of accounting for energetics, are typically carried out
membrane, typically followed by its regulated transport to, dock- in vesicles that are much larger than their counterparts in biolog-
ing to, and fusion with an acceptor membrane. Many viruses also ical systems. Fortunately, the energetic cost of bud formation is
have membrane envelopes and escape from host cells by to a first approximation independent of the size of the bud.
membrane-budding events. In pure lipid mixtures used in biophysical studies, vesicles are
Our laboratory has been characterizing the unusual microns in size, spreading the energetic cost over 106 or
membrane-budding reaction promoted by the ESCRTs, which more lipid molecules. In cells, however, membrane buds have
has led us to take a fresh look at how membrane lipid properties a diameter of 20–100 nm, thus involving as few as 103–104 lipid
might make protein-dependent, energetically expensive reac- molecules. This poses the question, how do a modest number of
tions easier. Several excellent reviews have covered the way protein-lipid interactions create the free energy that is needed for
proteins induce curvature in biological membranes (Farsad and budding, or alternatively, how do lipids themselves contribute to
De Camilli, 2003; McMahon and Gallop, 2005; Voeltz and Prinz, lowering the energy barrier?
2007) and the physical principles of membrane curvature
(Zimmerberg and Kozlov, 2006). This Review will take a different Coated Vesicle Budding
viewpoint and consider the comparative roles of proteins and Clathrin
lipids in select examples of vesicular budding events (Figure 1) The dominant mechanism of membrane budding into the cytosol
to discuss similarities and differences in budding events in and the paradigm for protein-directed budding is the formation
synthetic versus cellular contexts, the potential roles of proteins of coated vesicles (Figures 1F and 1G and Figure 2). Clathrin-
in orchestrating lipid phase changes, and the roles of lipids in coated vesicles (CCVs) are typically 60–100 nm in diameter
recruiting and regulating proteins. We also examine the implica- (Bonifacino and Lippincott-Schwartz, 2003; Brodsky et al.,
tions of the above for cell physiology. This article is not intended 2001). Clathrin can form baskets in vitro that resemble the
as a comprehensive review of all cellular budding events. Rather, CCVs in the absence of membranes, and the basket structure
we consider emerging mechanistic thinking in multivesicular has been characterized in molecular detail (Fotin et al., 2004).
body formation and virus budding, placing these in the context Clathrin itself binds neither membranes nor cargo but relies on
of the classical mechanisms underlying budding of coated adaptors for this function. Among the most comprehensively
vesicles. studied is adaptor protein complex 2 (AP-2 complex) (Robinson
and Bonifacino, 2001), which functions in clathrin-mediated
Energetics of Vesicle Budding endocytosis at the plasma membrane. The AP-2 adaptor
The formation of spherical vesicles from a flat membrane of complex opens up in the presence of cargo and the lipid phos-
typical biological composition and no intrinsic propensity to phatidylinositol (4,5)-bisphosphate (PI(4,5)P2) to form a flat plat-
curve entails a membrane-bending free energy (Helfrich, 1973), form capable of binding multiple PI(4,5)P2 and cargo molecules
DG = 8pk 250–600 kBT, given k 10–25 kBT, where kBT is (Jackson et al., 2010). The established role for PI(4,5)P2 in this
pathway is to recruit AP-2 and other proteins to the site of domain proteins, and PI(4,5)P2 constitute the minimum require-
budding. A role for PI(4,5)P2 clustering into microdomains has ments for membrane bud formation in this pathway.
been suggested on theoretical grounds (Liu et al., 2006) but The scission of the clathrin-coated bud to form a detached
has yet to be directly visualized. vesicle is a complex process in its own right, and the reader is
Clathrin is absolutely required for the budding of AP-2- and referred to recent reviews (Pucadyil and Schmid, 2009). Finally,
cargo-rich plasma membrane domains, which remain flat in its following scission, the clathrin coat is removed by the ATP-
absence (Hinrichsen et al., 2006). However, clathrin monomers dependent action of the molecular chaperone Hsc70 and its
are flexible, which gives clathrin the ability to form different types cofactor auxillin (Eisenberg and Greene, 2007). It is only following
of lattices and to adapt to various cargoes (Ehrlich et al., 2004). nucleotide hydrolysis that the energetic cost of clathrin-induced
Given the flexibility of clathrin monomers, the energy of clathrin membrane deformation is finally paid, making the full reaction
polymerization has been proposed on theoretical grounds to cycle—from flat membrane to uncoated vesicle—thermody-
be insufficient on its own to bend the membrane into a bud (Nos- namically irreversible.
sal, 2001). However, this concept has yet to be confirmed exper- COP I and COP II
imentally and is not universally accepted. Vesicles carrying cargo from the endoplasmic reticulum (ER) to
Cholesterol is important for clathrin-mediated endocytosis by the Golgi are coated by the COP II complex, which, like clathrin,
many (though not all) accounts (Rodal et al., 1999; Subtil et al., can form membrane-free baskets in vitro with vesicle-like dimen-
1999), although it is less sensitive to cholesterol depletion than sions (Stagg et al., 2006). COP II vesicles have a preferred size,
most coat-independent budding pathways (Sandvig et al., but as with clathrin, the flexibility of the COP II subunits allows
2008). Clathrin, cargo adaptors, and PI(4,5)P2 are necessary formation of expanded lattices that can accommodate large
but not sufficient on their own to induce membrane curvature. cargoes such as procollagen and large lipoprotein particles
The essential early endocytic factor epsin wedges its amphi- known as chylomicrons (Stagg et al., 2008).
pathic helix a0 into the membrane upon PI(4,5)P2 binding, COP II vesicle budding has been reconstituted in vitro from
promoting positive curvature (Ford et al., 2002). The cargo- purified proteins and synthetic lipids (Lee et al., 2005; Matsuoka
binding muniscin proteins FCHo1/2 (Syp1 in yeast) contain et al., 1998). A membrane consisting only of synthetic unsatu-
BAR domains that promote positive curvature very early in endo- rated phospholipids was capable of supporting budding
cytosis (Henne et al., 2010; Reider et al., 2009; Stimpson et al., (Matsuoka et al., 1998). COP II consists of the Sec23/24 sub-
2009; Traub and Wendland, 2010). In principle, the reagents complex, which binds lipids and cargo via a gently curved face
and concepts would appear to be in place to reconstitute (Bi et al., 2002), the Sec13/31 subcomplex, which forms an outer
clathrin-dependent membrane budding. Reconstitution of cage around the vesicle, and the membrane-bending GTPase
clathrin-mediated endocytosis using synthetic lipids and purified Sar1. The Sec23/24 and Sec13/31 subcomplexes in combina-
proteins would be an important step in determining whether tion are sufficient to form buds, with Sar1 strictly required only
clathrin, AP-2, one or more amphipathic helix and/or BAR for the scission of the buds. GTP hydrolysis by Sar1 provides
energy input into the system, making the overall process (which
Figure 3. Membrane Microdomains and Budding
culminates in the uncoating of cargo-loaded vesicles) thermody-
(A) Coexistence of phases in model membranes visualized by atomic force
namically irreversible. microscopy in a supported bilayer (a membrane bilayer adsorbed onto a solid
COP I-coated vesicles are responsible for retrograde traffic support, usually glass). Reproduced with permission from Chiantia et al.
from the Golgi to the ER, and this reaction has also been recon- (2006).
(B) Phase transitions in a single-lipid membrane analyzed by molecular
stituted from purified proteins and synthetic lipids. The budding dynamics simulations. Reproduced with permission from Heller et al. (1993).
reaction requires the coatomer complex, GTP-bound Arf1, and Copyright 1993 American Chemical Society.
protein cargo tails tethered to the membrane but has no special (C) Schematic model of a raft-type membrane microdomain, including a model
of a myristoylated ESCRT-III subunit Vps20 as an example of protein that
lipid requirements (Bremser et al., 1999). Budding occurs even might anchor to rafts.
from vesicles composed of the pure synthetic phospholipid
DOPC doped with small amounts of a lipopeptide cargo.
Recently, a composite crystallographic structure of cage-form- phase, with the translational and conformational order of the lipid
ing components of coatomer consisting of the a, b0 , and 3 chains depending on their composition and the temperature. The
subunits has been determined and shown to resemble the cla- liquid phase is the more relevant to biology and can be subdi-
thrin triskelion (Lee and Goldberg, 2010). In sum, COP I and vided into liquid disordered (Ld) and liquid ordered (Lo) phases.
COP II provide some of the purest examples of protein-directed Lipids in the Ld phase have higher conformational freedom and
membrane budding, in which the protein coat imposes its shape diffusion coefficients than in the Lo phase. At biological temper-
upon the membrane with minimal dependence on its lipid atures, the Ld and Lo phases can coexist in membranes of mixed
composition. composition (Elson et al., 2010; Garcı́a-Sáez and Schwille,
2010).
Membrane Microdomains and Budding In general, phospholipids with unsaturated chains prefer the
Lipid Phase Separation as a Budding Mechanism Ld phase, whereas cholesterol, sphingolipids, and phospholipids
In contrast to the protein-dominated paradigm of coated vesicle with saturated chains prefer the Lo phase (Lingwood and
budding, phase separation in simple lipid mixtures can drive Simons, 2010). Typically, the energetic cost for contact between
budding on a micron scale in synthetic model membranes, in dissimilar lipids is small, 0.5 kBT (Garcı́a-Sáez and Schwille,
the absence of proteins (Baumgart et al., 2003) (Figure 1A and 2010), but becomes significant when summed over many lipids.
Figure 3). Membrane bilayers can adopt either a solid or a liquid The higher acyl chain order in the Lo phase results in their
elongation to their maximum extent, hence Lo membrane domains known as ‘‘rafts.’’ Why don’t rafts and other microdo-
domains are thicker than Ld domains. The height mismatch at mains coalesce on the micron scale in living cells, as they do
the phase boundary is energetically unfavorable because it in model membranes? The answer is not known, but the action
forces the polar headgroup region of the Ld domain into contact of the cytoskeleton and membrane traffic, and the large fraction
with the hydrophobic portion of the Lo domain. The free energy of protein in cellular membranes, are usually invoked. Indeed, it
cost per unit length is known as the line tension and has units is to be expected that cells would have mechanisms to
of force. In order to minimize the free energy associated with block the unchecked growth of microdomains, as the ensuing
line tension, membrane domains will coalesce with one another spontaneous vesiculation of cell membranes would be disas-
into circular zones. When circular domains reach a critical size at trous.
which the line tension energy term exceeds the Helfrich (curva- Soluble and lumenally anchored cargoes, viruses, and toxins
ture-dependent) energy of membrane deformation, the are selectively transported in vesicular carriers even though
membrane will deform out of plane in order to minimize the they have no direct communication with the cytosol to signal
zone of contact (Lipowsky, 1992). If the line tension is high their packaging and sorting. In some cases, transmembrane-
enough, the neck connecting the membrane bud can be sorting receptors serve as adaptors to link cargo to conventional
severed, leading to the formation of detached vesicles. In addi- cytosolic coat complexes. In other cases, membrane rafts make
tion to line tension effects, membrane microdomain formation the link. Simian virus 40 (SV40) and cholera toxin enter cells by
can bend membranes by concentrating lipids with distinct binding to multiple molecules of the ganglioside GM1 (Damm
intrinsic curvatures, and the contents of such microdomains et al., 2005; Kirkham et al., 2005), a raft-favoring lipid. The
can not only drive budding but dictate its direction (Bacia cholera toxin B subunit (Merritt et al., 1994) and the SV40 VP1
et al., 2005). protein (Neu et al., 2008) both bind to GM1 as pentamers.
The complex lipid mixture of the plasma membrane supports Cholera toxin pentamer binds GM1 (Figure 4) and thus induces
phase separation in micron-sized domains when reconstituted formation of an Lo microdomain in model membranes
in giant unilamellar vesicles (Baumgart et al., 2007). However, (Hammond et al., 2005) and in turn leads to budding (Bacia
in living cells, membrane microdomains are heterogeneous, et al., 2005; Ewers et al., 2010). Shiga toxin B subunit binds
highly dynamic nanoscale structures (Hancock, 2006; Lingwood the glycolipid Gb3 and appears to operate by a similar paradigm.
and Simons, 2010; Pike, 2006). In the most up-to-date biophys- In this case tubular vesicles are formed, and lipid compression
ical view, these nanoscale structures likely correspond to critical favoring negative curvature is thought to be the driving force
fluctuations (Veatch et al., 2007). Although the concepts of the (Römer et al., 2007). In each of these examples, it is clear that
Lo and Ld phases are oversimplifications of the variety of clustering of lipids leads to important changes in membrane
dynamic membrane substructures that exist in cells (Lingwood structure that contribute to budding. The proposed physical
and Simons, 2010), they will be used in this Review because mechanisms remain speculative, however. Revealing these
they are useful intuitive handles, deeply ingrained in the mechanisms remains a profound challenge to experimen-
literature, and helpful in relating model membrane studies to talists and thus is an area that will benefit from increasing
biology. Most, but not all, of the membrane microdomains impli- sophisticated computer simulations of membrane dynamics on
cated in cellular budding are the sterol- and sphingolipid-rich realistic timescales.
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