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Vol. 13, No. 3, pp 223{233

Sharif University of Technology, July 2006

**Analytical Model for the Ultimate Bearing Capacity of Foundations from Cone Resistance
**

A. Eslami and M. Gholami

1

By application of Cone Penetration Test (CPT) data for shallow foundation (footing) design, the problems of providing representative undisturbed samples and, rather, ' N coe cient relations will be eliminated. An analytical model, based on a general shear failure mechanism of the logarithm spiral type, has been developed for calculating, directly, the bearing capacity of footings, qult from cone resistance, qc . The transform of the failure mechanism from a shallow to a deep foundation and the scale e ect have been considered in the proposed method. Six current CPT direct methods for determining the bearing capacity of footings have been investigated. The proposed method and others were compared to the measured capacity, ranging from 1.7 to 15 kg/cm2, of 28 footings compiled in a database with a range of diameter from 0.3 to 3 m located in di erent soils. The graphical and cumulative probability approaches for the validation of the methods indicates optimistic results for the bearing capacity estimation of the proposed method, which is simple and routine.

INTRODUCTION

One of the main steps for the safe and economic design of foundations is determination of ultimate bearing capacity. The maximum load that can be applied to subgrade soil from the foundation without occurrence of shear or punching failure, keeping settlement to a limited range and avoiding serviceability damage to super structures. Currently, four approaches are being used to determine the bearing capacity of shallow and deep foundations; static analysis, in-situ testing methods, full-scale loading tests and using presumed values recommended by codes and handbooks. Among these approaches, a theoretical solution; i.e. static analysis, is more common and employed rst, where other approaches are realized as being supplementary to static analysis. In-situ soil testing has shown an increase in recent years in geotechnical engineering practice. This is due to the rapid development of eld testing instruments, improved understanding of soil behavior and the subsequent realization of the limitations and inadequacies of some conventional laboratory testing. The Standard Penetration Test, SPT, is still the most commonly used

*. Corresponding Author, Department of Civil Engineering, Guilan University, Rasht, I.R. Iran. 1. Shame Consulting Co., Tehran, I.R. Iran.

in-situ test. However, many problems and limitations exist for SPT, with respect to performance, interpretation and repeatability. These are due to the uncertainty of the energy delivered by various SPT hammers to the anvil system, test procedures and operator-equipment e ects. In contrast to SPT, the Cone Penetration Test, CPT, is simple, fast, relatively economical, and it supplies continuous records with depth. The results are interpretable on both an empirical and analytical basis and a variety of sensors can be incorporated by use of a cone penetrometer. Evaluating the bearing capacity of foundations from CPT data is one of the earliest applications of this sounding and includes two main approaches; direct and indirect methods. Direct CPT methods apply the measured values of cone bearing for bearing resistance with some modi cations regarding scale e ects i.e., the in uence of foundation width to cone diameter ratio. Indirect CPT methods employ friction angle and undrained shear strength values estimated from CPT data based on bearing capacity and/or cavity expansion theories. The analogy of the cone penetrometer and pile has caused a concentration of research work in geotechnical practice on the application of CPT data for deep foundations. However, in practice, in civil engineering projects, the majority of foundations are spread and shallow. Hence, in this paper, for shallow foundations (footings), di erent CPT direct methods for determin-

Schmertmann 6] proposed a relationship between the '-angle and relative density (Dr ). Nq . A. The cavity expansion method. for di erent grain size characteristics. cohesion coe cient ranges from 5 to 6 for shallow foundations. surcharge around foundation. soil internal friction angle. dq . where: (1) Su NC undrained shear strength. s ic . to satisfy settlement criteria. qult C q B Df Nc . cohesion parameter. applied modi cations for shape. The solution by Janbu and Senneset depends on the shape of the failure zone. Numerous methods have been developed for evaluating '-angle from qc. Practice has established rules for the analysis of such \undrained" conditions. which was conservative. Hansen 3] and Vesic 4]. which is used for foundation design. it might be employed even greater values of safety factors and the outcome would be called \allowable bearing capacity". A simple set of relationships is shown in Figure 1. qc . as follows: CPT INDIRECT METHODS FOR BEARING CAPACITY OF FOOTINGS Terzaghi 1] presented an applicable formula. This approach requires the approximate nature to which Dr can be estimated from CPT data. the chart shown in Figure 1 would tend to predict a low friction angle. Gholami Perhaps it should be emphasized that the forenamed equations pertain to the loading of footing under long-term service conditions. non-dimensional bearing capacity factors as exponential functions of '. For highly compressible sands. the Terzaghi bearing capacity equation is as follows: qult = Su NC + q. Bearing capacity solutions are basically based on plane strain conditions. Rapid loading of foundations in normally consolidated clays and silts will create pore pressures that reduce soil strength. are used. ground and base factors to the original Terzaghi bearing capacity formula. Experience has shown that Dr qc correlations are sensitive to soil compressibility and in-situ horizontal stresses. In turn. non-dimensional depth factors. non-dimensional inclination factors. Two main available methods were developed by Janbu and Senneset 8] and Durgunoglu and Mitchell 9]. where qc increases linearly with e ective overburden stress for a constant '-angle. the bearing capacity can be calculated from Equation 2 or 3. The results were obtained for uncemented moderately incompressible silica sands. the capability of the predictive methods has been compared and validated. the following equation is used 5]: qult = CNc sc icdc + qNq sq iq dq + 0:5 BN s i d . developed by Vesic 10]. The ultimate bearing capacity is divided into a safety factor usually equal to 3 and the result is called the \safe bearing capacity". two theories. average e ective unit weight of the soil below and around the foundation.224 ing bearing capacity are investigated. Robertson and Campanella 7] compared measured cone resistance. In common geotechnical engineering practice. where: (2) sc . in case of occurring punching failure. embedment depth of foundation. N ' ultimate unit resistance or bearing capacity of footing. usually referred to as the \3N bearing capacity formula". id. Meyerhof 2]. Research by Michell and Keaveny 11] has shown that the cavity expansion method appeared to model . sq . where: (3) qult = CNc + qNq + 0:5 BN . Other than empirical and semi-empirical correlations between cone resistance and soil friction angle. For a general shear failure mechanism beneath strip footings.e. Terzaghi also recommended a revised formula for the di erent shape of foundations and. d non-dimensional shape factors. Eslami and M. i dc . Later. However. accounts for soil compressibility and volume change characteristics. normally assessing the stability in a slip circle analysis with an input of undrained shear strength. fully drained conditions. also. including the full scale loading test results of footings and CPT soundings performed close to footing locations. inclination. to measured friction angle values. equal to Df . that is. linear strength envelopes and incompressible materials. By utilizing a database. foundation width. bearing capacity or cavity expansion. i. Several correlations have been suggested for determining '-angle or Su from CPT data. which were obtained from drained triaxial compression tests performed at con ning stresses equal to in-situ 0 horizontal stress h0 in the calibration chamber. depth. as shown in Figure 2. but the Durgunoglu and Mitchell method accounts for the e ect of in-situ horizontal stress and cone roughness.

C. u is mobilized penetration pore water pressure and uo is hydrostatic pressure. Among di erent methods. a large amount of work has been reported. rate of penetration and strain softening. (5) (6) (7) qc for uncemented quartz sands 7]. use of site-speci c empirical correlations still seems to be the well de ned procedure for the interpretation of Su from CPT or CPTu data. a coe cient ranging from 0. h0 or mean. Figure 1. fs or u. where. relate the ultimate bearing capacity of soils.8-1. Depending on which theory is used. clays. based on theoretical solutions or empirical correlations. and Su from theory is. According to Lunne et al. clays and 15-20 for O. Above all. 0 may be replaced by v0 . qult . the theoretical solutions make several simplifying assumptions regarding soil behavior. qc . with some modi cation factors. boundary conditions and failure mechanisms. where: Nk u = u uo Nu fs Ns is cone factor ranging from 10-15 for N. as follows 12]: Su = qc N Su = Nu . The output of theoretical solutions requires to be veri ed from actual eld or laboratory test data. as follows: (4) qc = NCoSu + 0 .9]. 13]. soil compressibility. Schmertmann 6] proposed bearing capacity factors based on Terzaghi's basic formula for non-cohesive . which are both di cult to estimate or derive. The Su from empirical approaches can be estimated from qc . Moreover. assumption of the plane strain failure mechanism for the axisymmetric nature of deep cone penetration. soil parameters estimated from the CPT data include errors due to disregarding horizontal stress. Therefore. empirical correlations are preferred. Also.C. However. Figure 2. qc . Relationship between bearing capacity factor and friction angle from large calibration chamber tests 8. CPT sleeve friction. the following are commonly used by geotechnical engineers. to the cone point resistance. for interpretation of the undrained shear strength of clays from CPT or CPTu results. the measured response extremely well and could predict the response in compressible sands. the use of the piezocone to correct the cone resistance for pore pressure e ects and employing the reference values of undrained shear strength have helped in improving the quality of correlations in general. NCo is cone factor and 0 is the in-situ total stress. u v0 k . Correlation between peak friction angle and Su = Ns fs . the cavity expansion approach requires a knowledge of soil sti ness and volumetric strains in the plastic region. which are initiated theoretically or empirically.Bearing Capacity of Foundations from Cone Resistance 225 Since cone penetration performance is a complex phenomenon. DIRECT CPT METHODS FOR BEARING CAPACITY OF FOOTINGS Direct CPT methods. a factor ranging from 2-20 depending on soil parameters. The relationship between cone resistance.

in terms of kg/cm2. qc = qc1 qc2 . Owkati 15] proposed separated equations for the ultimate bearing capacity of sands. Gholami qult = qNq + 0:5 BN .14 to 0. as shown in Figure 4 19]. Rk values range from 0. By considering penetrometers of di erent size. Nq = N = 1:25qc . Tand et al. including the footing base and 1:5B beneath the where. Considerable insight into this problem was provided by DeBeer 18] in a thorough study of the e ect of pile or penetrometer size on the ultimate toe bearing capacity. for strip footings.226 soils from CPT data. qult = Rk qc + v0 . on the footing shape and depth. A safety factor of at least 3 is recommended by Meyerhof to obtain the allowable bearing pressure. (16) . Correlation between ratio of bearing capacity to average cone resistance with width factor 16]. k is a correlation factor and is a function of B=Df . which is referenced as the scale e ect.5 B beneath the footing base. based on CFEM. Hence. Meyerhof 14] suggested a direct method for estimating qult from cone resistance in sands and clays. proposed a relationship between qult and qc . The explanation o ered by DeBeer for this phenomenon was that the bearing capacity failure which occurs beneath the cone tip gradually changes from that of a shallow foundation to that of a deep one. the ultimate bearing capacity is: qult = 0:30 qc : (15) Eslaamizaad and Robertson 16]. based on the Meyerhof method (Equation 11). DeBeer showed that all penetrometers should ultimately attain the same point of resistance and the depth at which this constant value occurs must be proportional to the penetrometer size. qc is the arithmetic average of qc values in an interval between the footing base and 1:5B beneath. CFEM 5]. as follows: B qult = qc 12:2 1 + Df . the safety factor of 3 has been suggested. where: (8) (9) (10) p qc1 qc2 arithmetic average of qc values in an interval between the footing base and 0. as follows: Figure 3. the point resistance increases where.5 B beneath the footing base. However. 17] employed a few full scale load tests with CPT data and suggested the ultimate bearing capacity of shallow footings on lightly cemented medium dense sand by the following equation: qult =28 0:0052 (300 qc)1:5 . as follow: qult = kqc .5 B to 1. Eslami and M. footing. qc is the arithmetic average of qc values in a zone. by using some case histories and CPT soundings close to foundation locations in cohesionless soils. qult =48 0:009 (300 qc )1:5 . depending v0 is the initial (12) for square footings. as follows: A. arithmetic average of qc values in an interval between 0. During the transition between the shallow and deep type base failure. the shape of the footing and sand density. (13) NEW DIRECT CPT METHOD Attempts to predict pile toe capacity from CPT data were generally successful. and vertical stress at the footing base. recommended an equation for the evaluation of allowable bearing capacity using: qa = 0:10 qc: (14) Also. the Canadian Foundation Engineering Manual. (17) where. (11) B where.2. as shown in Figure 3. whether the unit toe resistance was taken directly from the qc value at pile toe level or taken as the average of qc values for some distance above and below the pile toe. there is still some skepticism regarding application of small scale cone penetrometers to large scale deep foundations.

modi cation transforming length ratio. average of length and area modi cation factor. it is more convenient to express this depth in terms of the ratio of the foundation size to the critical depth.g Figure 4. after the deep foundation condition is reached. play a major role in mobilized foundation bearing capacity. natural soil deposits produce a cone point resistance pro le with high and low values. an average must be determined that is representative of the in uence zone. i. Therefore. Meyerhof 14].e.. when determining foundation bearing capacity. L . o 1= qc. Thus. where: qc. qult . point resistance only increases slightly with increased penetration. Ao . The correct value of Dc is more di cult to determine. of the shallow foundations from the CPT cone resistance. In other words. for the latter. The depth at which this condition is met is termed the critical depth (Dc ). A direct CPT method by Eslami and Gholami 21] has been developed. Comparison of rupture surface length for shallow and deep conditions. A geometric average of qc values from footing base to 2B beneath footing depth. In the following. entirely mobilized. These two 1 2 Lo . In the former. modi cation transforming area embedment (depth) ratio.g . the length (L) and the con ning and depth of the rupture surface. Lo A 2=A . embedment depth (A). linearly with depth. Therefore. Regarding the basic bearing capacity formula. have been shown in Figures 5 and 6. the rupture surface reaches the penetrometer or footing body at a deep soil level. In practice. Shear failure transformation from shallow to deep mechanism 19].g = ( 1 + 2 )=2 qc. Both experimental and theoretical studies have denoted that (D=B )c for sands is a function of the sand density and varies from about 5 for loose sands to about 15 for dense sands. The cone resistance variations re ect the alteration of soil strength and sti ness. as follows: qult = L. i. based on an analytical model for determining the ultimate bearing capacity. Research by DeBeer 18]. Meyerhof 14] and Eslami and Fellenius 20] indicated that a type of logarithmic spiral failure zone and attributed rupture surface to reach the penetrometer body needs a penetration depth of almost 10 times that of the penetrometer diameter to fully mobilize the ultimate unit toe resistance. failure zone. but. (18) (19) (20) (21) = ( 1 + 2 )=2. The extent of Figure 5. qc . which is a function of the subsoil conditions in a zone above and below the foundation base. the qult to qc in the direct approach can be correlated by a general rule.Bearing Capacity of Foundations from Cone Resistance 227 key factors can be regarded in a rational manner for connection of the shallow rupture surface to the deep. . DeBeer 18] and Eslami and Fellenius 20] have shown that the Dc is a function of the foundation size and soil density. the rupture surface extends to the ground level but. a penetration depth of at least 10 footing width or cone diameter is required to transform a shallow to a deep mechanism of a rupture surface.e. (D=B )c . the details of determining the forenamed parameters and ratios will be discussed.

based on the bearing capacity theory on a deep seated failure zone. the ratio of the rupture surface area. The depth of embedment is derived as: r = B tg( =4 + '=2) cos( =41 '=2) e tg' . converting from a shallow to deep condition of rupture. r is the radius of the logarithmic spiral. is the angle between a radius and r0 . therefore. is: tg Lo (28) = (5 e=4 =2)1 : 1=L 1 =( + =4 =2) e In addition to the length of the rupture surface e ect. the ltering and smoothing of peaks and troughs for qc -values can be achieved by calculating the geometrical average. the extent of the rupture surface beneath the foundation base is about B=2 tan (45 + '=2). can be calculated as: the relative depth and the ratio of foundation depth to foundation width can be obtained by the following equation: Df = tg( =4 + '=2)e tg' sin( 3 =4 + '=2): B 2 cos( =4 '=2) (26) Therefore. which. (25) 2 Figure 6. is illustrated in Figure 7c as a function of equivalent ' and D=B values. Comparison of embedment depth (surcharge) for shallow to deep conditions. which has been calculated from the following equation. the in uence of surcharge around the penetrometer (depth) can be considered as area (A) of the surcharge in unit length and calculated as follows: A = m2 =4tg'(e2 tg' 1 ): (29) Similarly. the in uence zone. the radius of the rupture surface. Eslami and M. the length of the rupture surface becomes: p 2 (27) L = m 1 + tg ' (e tg' 1): tg' As a result. a summary of the proposed method. a ltered representative value is obtained which is una ected by bias and. According to Figure 5 and with an assumption of log spiral general shear failure. B . the ratio of the rupture surface length. repeatable. at depth. By the geomean of the qc data. Figure 8 illustrates a simpli ed correlation for estimating the equivalent '-angle from qc and the e ective stress level. recommends 1:5B to 2B in geotechnical practice. (22) the radius of the log-spiral for = 0. which was de ned as 1 . log qcz + 0:5095 (31) : '= 0:0915 This is obtained from Equation 1 by qc replaced instead of qult and by using standard cone penetrometer geometry. approximately. the variation of . Consequently. Based on Equation 19. Gholami By integrating the curve length and using substitution factor \m" as follows: m = B tg( =4 + '=2) cos( =41 '=2) . regarding scale e ect.228 A. According to arguments by Eslami and Fellenius 20]. r0 is D = y = r0 e tg' sin 2 4 ' 2 : (24) Figures 7a and 7b illustrate values of 1 and 2 versus ' and D=B parameters. as an average of 1 and 2 . by realizing geometric and trigonometric relationships. in which the equivalent ' is dependent on e ective stress and measured cone resistance. qc . within the in uence zone. which is pointed out by Meyerhof 14]. Finally. Hansen 3] and Vesic 4]. Figure 5 presents the pattern of rupture surfaces regarded in the proposed method. (23) 2 where. in a step by step procedure. which was de ned as 2 . and ' is the angle between radius and normal at any point on the spiral assumed equal to the friction angle of the soil. r. converting from shallow to deep conditions. should be a function of the foundation width. is: 2= Ao A = ( + =4 '=2) e2 tg' e2(3 =4 e2(5 =4 '=2) e2(3 = '=2) =4 '=2) : (30) r = r0 e tg' . is described as follows: 0 . The geomean of qc values must be calculated in a zone in the vicinity of the foundation base. qc:g (geomean). Based on the modi ed bearing capacity equations by Meyerhof 14]. as shown in Figure 5. the CPT qc -values should be averaged along the in uence zone extending from 2B below the foundation base to ground level.

II. The qult values vary from 9.75 kg/cm2 and qc values range from 17 to 28 kg/cm2. in which the measured qult values range from 12.3 to 0. Northwest Iran 24].9 m. Based on D=B and ' values. IV.Bearing Capacity of Foundations from Cone Resistance 229 Figure 7. 25] reported that ve plate load tests had been done on 0. ult c:g Site No. from Figure 7. Consoli et al. Figure 8. including 28 full scale footings and/or plate load tests accompanying CPT soundings performed close to foundation locations. According to Tand et al. Bearing capacity correlation factor for relating q to q . It is located in Texas. The subsoil type is silty sand (SM&SP).6 m diameter plates. Amar 23] reported that four square 1m surface footings were loaded on silty (ML) soil.6 to 12. EVALUATION OF DIRECT CPT METHODS A database has been compiled from six sites.6 m width surface plates in Tabriz.75 to 2 m were located at depths of 2. The measured qult ranges from 3 to 3. The zone located between foundation base to 2B beneath can be divided in sublayers. Finally. The brief site speci cations of cases are summarized as follows: Site No. The subsoil of the footing is a mixture of clay and sand. Five square spread footings. ranging from 1 to 3m and footing embedment Df from 0. 3. seven 0. USA and reported by Briaud and Gibbens 22]. the ultimate bearing capacity is calculated qc:g . 4. The qult obtained from PLT was about 1. 26]. The site is formed of silty and clayey sands. V.1 to 7 kg/cm2 and the qc values varied from 10 to 60 kg/cm2. Four circular footings with diameters of 1. Correlation between friction angle and ratio of 1. The average ' angle is obtained by using (q= 0z )c:g from Equation 31 or Figure 8.7 kg/cm2 and the qc values were in the range of 5 to 20 kg/cm2. with footing width B Site No. Site No. as: qult = Site No.5 kg/cm2 and the qc values range from 10-180 kg/cm2. qc to e ective stress.35 m. It is located in Texas. III. were constructed on uniform sand (SP). 2.) 17]. The values of qc:g and (q= 0 z)c:g in this interval are calculated. USA (Tand et al. I. Three load tests were performed on 0.16 m to 2. can be obtained. VI.4 to 13.8 kg/cm2 and the qc values vary from 30 to 100 kg/cm2. Site No. .6 m plate load tests were performed on silty clay and sti clay deposits at a 1. The measured qult was about 15 kg/cm2 and the qc values vary from 40 to 110 kg/cm2.7 to 0. The measured bearings were in the range of 3.5 m depth.

silty sand Sand. when the trend of failure has not been achieved in the testing process. qult. 26] Tand et al.6 0.2 2.76 0.6 0. Case records summary.89 0 0 0 0 2.Mes.Mes.7 1. silty sand Sand.6 0. I I I I I II II II II III III III III IV IV IV V V V V V VI VI VI VI VI VI VI Reference Briaud & Gibbens Briaud & Gibbens Briaud & Gibbens Briaud & Gibbens Briaud & Gibbens Amar 23] Amar 23] Amar 23] Amar 23] Tand et al. .6 0.75 3.1 3.6 0.6 0.6 12.7 1. 25] Consoli et al.88 0.75 1. silty sand Sand. is arranged in ascending order (numbered. Utilizing 28 footing case histories.5 11.5 1. The numerical approach employs a cumulative probability procedure to quantify the comparison of the estimated and measured footing capacity for all of the case records in a linear plot.5 10 10 10 10 10 6 6 6 6 10 10 10 10 8 8 8 1 1 1 1 1 12 12 12 11 15 15 10 15 15 15 15 13 3. For ultimate bearing capacity.7 1. For the current set of data. 26] Tand et al. 2.1 6. qult .6 0.5 2. P . 26] Tand et al.6 0.5 1.5 1. 25] Tand et al. 26] Tand et al. . the bearing capacity corresponding to 10% of the relative settlement was chosen as recommended by current methods. A typical load-settlement diagram and qc pro le is shown in Figure 9.45 0.5 7.6 0. is determined for each capacity value as: where: i P = n + 1. measured bearing capacity. silty sand Silt Silt Silt Silt Sand.25 11. i. silty sand Sand.35 2.6 0.230 A.Cal.8 1. silty sand Sand. 25] Consoli et al. calculated ultimate bearing capacity. 26] Tand et al. the predicted bearing capacity was compared to the measured one from test results. 1. Eslami and M. 25] Consoli et al. 17] Tand et al. n) and a cumulative probability. 17] Tand et al.5 1. the numerical and graphical approaches were used to evaluate the accuracy of the results. (32) qult. 17] Tand et al.7 3 3. =qult.5 1. qult. 26] Tand et al. 17] Saniee 24] Saniee 24] Saniee 24] Consoli et al.71 0. .6 12. A comparison of the methods will provide more insight when the values are plotted versus a cumulative average called \cumulative probability".5 1.16 0 0 0 0 0 0 0 0 1.5 12. 25] Consoli et al.76 0. Site No.7 1. silty sand Sand.7 6 6 6 5.2 3.76 0. silty sand Silty sand Silty sand Silty sand Silty clay Silty clay Silty clay Silty clay Silty clay Sti clay Sti clay Sti clay Silty clay Silty clay Silty clay Sti clay Relative Footing Footing Size (m) Settlement qu Shape B & Df (kg/cm2 ) (%) Square Square Square Square Square Square Square Square Square Circular Circular Circular Circular Square Square Square Circular Circular Circular Circular Circular Circular Circular Circular Circular Circular Circular Circular 1 1.5 3 3 1 1 1 1 1. the ratio of calculated to measured footing capacity. silty sand Sand.75 2 1.6 0.3 0.9 Table 1 presents the case histories general speci cations.Cal.6 0. Gholami Table 1.5 9. 26] 22] 22] 22] 22] 22] Location USA USA USA USA USA France France France France USA USA USA USA Iran Iran Iran Brazil Brazil Brazil Brazil Brazil USA USA USA USA USA USA USA Soil Type Sand.35 2. For validation of the predictive method outputs.3 0.

To assess the bias and dispersion associated with a particular predictive method. For the Eslamizad and Robertson method. the results are closer to a log-normal distribution for the proposed method. Full-scale tests on footings. =qult. because this method was developed based on an extrapolation of the load-settlement curve and the criteria of 5% relative settlement. For reference. To overcome some problems. As show in Figure 11. In spite of the modi cations for a bearing capacity basic formula. number of total cases. the soil response is not that of the footing approaching or reaching an . VI 26]. The results of the comparison indicate better accuracy and less scatter for the proposed method than other current methods. cumulative probability. nine cases are excluded from comparison because this method was calibrated based on these cases. the better the general agreement. the bearing capacity and settlement aspects are interactive and commonly realized by geotechnical engineers.Mes.Mes. Typical full scale footing load test results and P n i Figure 10. the slope of the line through the points for the current method exhibits higher dispersion than that of the proposed method. method is excluded in the comparison of methods. at a probability of 50% is closer to unity for the proposed method than the others. Figure 9. the better the agreement. due to application and output. while the Owkati and CFEM methods overestimate the bearing capacity of the compiled cases. as opposed to 10% criteria for other methods. Log-normal distributed data will plot on a straight line. The results of comparison indicate that the qult. other design and analysis approaches must be realized. As illustrated in Figure 11. Schmertmann and Eslamizad-Robertson methods tend to underestimate. at P = 50% probability is a measure of the tendency to overestimate or underestimate the bearing capacity. The Tand et al. A deviation of 20% is illustrated by the dashed lines. where the load directly transfers to the subgrade soil and subsequent deformation occurs. It means that the new method predicts the foundation capacity with less overestimation or underestimation than the other methods. In-situ soil testing techniques can be considered as a solution which provide continuous records of strength and sti ness with depth and measure the basic soil parameters in real situations. Besides. there are still some delusions. the following is useful 27]: The value of qult.Cal.Bearing Capacity of Foundations from Cone Resistance 231 qc pro le for Site No. DISCUSSIONS Among major aspects for analysis and design of foundations. supported by theoretical analysis based on soil response to a stress increase. case number.Cal. Even for settlements much in excess of 10% of the footing diameter or width. The bearing capacity 3N formula involves a rather approximate ' N relationship coupled with the difculty of determining a reliable and representative insitu value of the '-angle. Comparison of predictive methods by cumulative probability approach. The closer to a ratio of unity. =qult. show that bearing capacity failure rarely occurs for footings. The slope of the line through the data points is a measure of the dispersion or \standard deviation" The atter the line. Therefore. the Meyerhof. a solid diagonal line is presented in each diagram indicating a perfect agreement between calculated and measured capacity. developed by Terzaghi. as shown in Figure 10. the graphical approach presents the plot of the estimated against the measured footing capacity.

Because of the promising results. is equated to cone point resistance. the Meyerhof. ultimate failure mode. The new method is based on an analytical model to relate the deep failure surface of cone points to the shallow rupture surface around footings. including 28 footings. six direct methods and a new one have been presented and compared. In this way. CONCLUSIONS For determining the bearing capacity of shallow foundations from CPT data. due to providing a variety of continuous soil strength and sti ness records. qult . geotechnical practice should place the emphasis on determining the foundation capacity and settlements based on ex-situ and in-situ records to satisfy foundation design and safety requirements. Therefore. Moreover. but of soil sti ness 28]. The main advantages of utilizing the in-situ methods for determining the bearing capacity of shallow foundations are those which overcome the problems of providing representative undisturbed samples and so determining the correct values of required soil parameters by conventional laboratory testing will be eliminated. by a correlation factor in a direct approach. there is no need for estimating intermediate Nc. Nq and N coe cients. by graphical and probability approaches. Moreover. The correlation factor is a function of equivalent '-angle and footing relative depth.232 A. . the CPT or CPTu data. qc . can de realized as a sophisticated tool to overcome conventional ex-situ testings problems and static analysis limitations. Among the current methods. Shmertmann and Eslamizad-Robertson methods underestimate the bearing capacity of cases. the approach should calculate the settlement of the footing considering the serviceability of the foundation unit. Gholami Figure 11. to apply an ultimate resistance approach (whether in a global factor of safety or to limit state conventions) is fundamentally not true. Instead. A database has been compiled. shows less scatter and more accuracy for the new method than for the current methods. simplicity and routine procedure. the conventional bearing capacity formula does not correctly represent foundation behavior. Graphical comparison of bearing capacity prediction by six direct CPT methods. Validation of the methods for prediction of the ultimate bearing capacity of foundations. the proposed method can be considered in geotechnical practice for the safe and cost-e ective design of shallow foundations. For this reason. with the full scale loading test results of qult and CPT soundings which performed close to foundation locations. Eslami and M. while the Owkati and CFEM methods involve overestimation. The ultimate bearing capacity of foundations. in which the '-angle can be obtained from the geometric average of the e ective stress level and measured qc values at each depth interval from CPT or CPTu.

. 27. 14. Japan (Sept. Tehran.F. Canadian Geotechnical Journal. Tand. 89(SM4). J. pp 787-796 (1994). and Warden.K. pp 181-193 (1974). \Discussion on hyperbolic stress-strain response.. ASCE. B. \The scale e ect in the transposition of the results of deep sounding tests on the ultimate bearing capacity of piles and caisson foundations". ASCE. Sweden. Schnaid. p 145. E. Meyerhof. ASCE. Soil Mechanics Series. Report FHWA-TS-78209. Dept. ASCE. North Carolina. P.H.. Robertson. 20. B. Vancouver. p 193 (1989). L. Ph. 16. 5th Ed. 11. 13(1). Raleigh.E.G. Terzaghi. H. R. 20(4) pp 718-33 (1983).H. 82(SM1). pp 39-75 (1963). Proceeding of 49th Canadian Geotechnical Society. p 510 (1943).K.H. \Use of quasi-static friction cone penetrometer data to predict load capacity of displacement piles". \New method for determining bearing capacity of shallow foundation on cohesionless soils". 14-16. Federal Highway Administration. Proceedings of the Second International Seminar on Soils Mechanics and Foundation Engineering of Iran.K. J. 28. 12. B. Winterkorn and H. In-situ 86 Specialty Conference. pp 429-438 (1996). USA (Dec. and Gibbens. Chapter 3 in Foundation Engineering Handbook.K.8(40). and Campanella. pp 151-89 (1975). Theoretical Soil Mechanics. and Keaveny. pp 241-242 (1963). 2005). CFEM. Robertson.K. 25.C. Vesic. Long. P. Geotechnique. 5. H. 26.S. Vertical and Horizontal Deformations of Foundations and Embankments.. 2. USA.J. 102(GT3). R. Proceedings of the ASCE Specialty Conference on in Situ Measurement of Soil Properties. A Delusion DFI Annual Meeting. J. J. Eslami. VanNostrand Company. Thesis. A. Sand. N. 16th International Conference on Soil Mechanics and Geotechnical Engineering. 1. Journal of Soil Mechanics and Foundation Engineering Division. 124(9). Proceedings of the European Symposium on Penetration Testing.D. Saniee. ESOPT. \Footing load test on sand". and Powell.G. K. K.J. pp 133-148 (1993). of Civil Engineering and Hogentogler and Company. 22. Third Ed. Consoli.Bearing Capacity of Foundations from Cone Resistance 233 15. \Expansion of cavities in in nite soil masses". 6. Mitchell. Dearborn.. S. K. 105. K.G. E. \Bearing capacity analysis of shallow foundations from CPT data proceedings of ICSMGE". pp 1-12 (1956).L. ASCE Geotechnical Special Publication (June 25-29. McGraw-Hill Companies (1996). 19. 1989). pp 857-867 (Sept. Journal of Soil Mechanics and Foundations Division. \Penetration tests and bearing capacity of cohesionless soils".T. J. A.S.H. 4th Ed. G. Journal of Geotechnical Engineering. cohesive soils". \Guidelines for geotechnical design using the cone penetrometer test and CPT with pore pressure measurement". Canadian Geotechnical Society. J. p 512 (1992). Journal of Soil Mechanics and Foundation Engineering. pp 195-228 (1976). Blackie Academic & Professional (1997). N. 7. T. and Mitchell. Canadian Geotechnical Journal. UBC.. 9. REFERENCES 1. Proceedings of the ASCE Specialty Conference in Situ 86: Use of in Situ Tests in Geotechnical Engineering.. \Experimental study in full scale of shallow foundation behavior". 125(9). A. Fellenius. \Cone penetration test to evaluate bearing capacity of foundations in sands". pp 1017-1033 (1986). E.. University of Florida. American Society of Civil Engineers. pp 164-178 (1994). Proceedings of Foundation Engineering Congress: Current Principles and Practices. Tand. American Society of Civil Engineers. . of Civil Engineering. H. 4. and Milititisky. A. M. J. \Bearing capacity of footings and piles". Nottingham. pp 265-290 (1972).M. Washington. (1978). Iran.. a data-base approach". pp 199-204 (1979).. Robertson.M. and Shimel. Bitech. 21. \Interpretation of cone penetrometer test: Part I". pp 823839 (1986). Journal of Geotechnical and Geoenvironmental Engineering. P. 1999). 10. \Guidelines for cone test. \Determining sand strength by cone penetrometer". Michigan. Durgunoglu. \Bearing capacity and settlement of ASCE".K. 24. Osaka. and Fellenius. \Bearing capacity of shallow foundations". USA. Bowles. Funegard. \Interpretation of load tests of residual soils". ASCE Geotechnical Special Publication. Hansen. J. 2.S. 1. Blacksburg. Inc. Stockholm. pp 121-147 (1975). 13. 1998). Proceeding of 6th European Conference on Soil Mechanics and Foundation Engineering. and Robertson. 18. 34(6). Journal of Geotechnical and Geoenvironmental Engineering. performance and design".2. Briaud. Eslaamizaad. G. 3. Fang. S. and Gholami. Janbu. Meyerhof. Dept. DeBeer. Eds.. I. p 553 (1975). and Campanella. John Wiley and Sons. New York.E.. 8. pp 880-898 (1997). \Bearing capacity of footing on clay CPT method".Y. \E ective stress interpretation of in-situ static penetration tests". and Warden. Proceeding of American Society of Civil Engineers ASCL. \Cone penetration test in geotechnical practice". Lunne. and Senneset. \Drilled shafts. \Behavior of ve large spread footings on sand". P. Schmertmann. 17. Eslami. Funegard. Vesic. 12-16. \Pile capacity by direct CPT and CPTu methods applied to 102 case histories". R. Foundation Analysis and Design. Amar. Canadian Foundation Engineering Manual. \Static penetration resistance of soils". J. (SM3).G. F. American Society of Civil Engineers.C. Publishers. 23.

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