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~-~_i(J:i!"~on as a Private Method of Settling Disputes

_ .. ~.·itrationas an Alternative to Court Proceedings

Arbitration as an Alternative 10 Court Proceedi tgs in Imemationa

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, . 'R IIio

... I-"~ "1 Relations

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'1 'R.·.I~I .. ~:I!I,a,:, tion be .. etw ....... 'c le .... e',:-'·.:o·. A···'~~-:.···,.r' b". dtratio .. "'·n·.~ I~'·in .. d;"" O,:-::·,·.rth·I'I;"lle··:~· .. ·r~-' 'I···. ,:', eth ~",',~:"':S:,-:, .. - .... _,: S·~~:·-.; ttl_III"''-·~·'II._~~1

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Disputes Out of Court

.. - '~-<!",-, bet" een Arbitration and State, Courts

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. ',. Initiation of the Arbitration and Constitution of' the /-·~'~~Ibi.--I;'~I~_I I' rib "1

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CO I. duct of Arbitration Proceedings

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.. '.,: . CEEOING

'ITRALPRO

. APTER 3. AR~'~998 , .. '

CH, 'ATION ~F '. . 0, . "its (Art. 3)

ARBITR_ · 'I,OO'IS '. Tun'e Lim

1 ProV15 . . '"ns . "

A Genera.. ., (Art. 2), nuttllnicano, '.

2. '. I I., " ' .. "arIS . F]e.,.'.' .

. a)Gen.er~ R::of Copies~o be:~. 3' (2)) " ..':3. -(4»)

b) The Nu~. . ,,' Documents. ( " ~ its (Art. 3 ( )

,'. . Delivery of.. '. '" ' " d 'Tune LIm

c) !he, '. " of Dehvery an.

. d) The Date Pi IC' 'eedings . '4") .

. .. the - ro,. . (Art _, ..

,., CO~'lmm'encmg '.'. A ~b·tra·"lt·l~on '. ,.... .... ,

B" ". .& .' ru 1 I, .

,.' ',. Request lor .. " .' ".'

1. Thea . eral Remarks '. · -, n (Art' . .' 4". 1(':·' 1 ')') I

' a), en~· .. ' ," ,'. t for Arbitratto, I, _ .. bitration :. '. " , .

b) T~e'sReb:SSsion of the;,requestdf?rg~(Art. 4 (2) bi tion ~

(l)u r :e"n' ·'c:~·em··· lent of,prooee'~'t'l"b·' e ;R·'·e'·.ql'··lu··est·for Ar utranc L

(2) Co,nun, ". .... . . b'. ncluded in I' ......, '. . . ;

(3) Infonna~on toe~. '..',.. . ." . ' , ,

(Art 4 (3»), .. , . f the 'parties (Art.4~3) :(a)~" , .. ':' ,of the dispute

(a) Full details o. '" .' ',". .'. 1 .•.• . ." d circumstances

'~.'" A description of the ?anrre a~ 4 (3) (b)) .'.. .. ' ....

(b).. 1 .. rise to the claimis) (Art, , .... '1 •. ' •. med (Art. 4 (3 ) (c)

glvmg. '" ,,' t anda . amounts canne. . . :. c •.. '

( )., Th > e relief sought an any '. ,- . ular ,. tho e, .arbitration

c . ~., .' .'. '.' . 'm' ents and, in partie 1 ...• J.; '.' . '.

(d) The relevant agree .' . ',. d») .... ..". ,

I. ._ agre e.·ro,' ent (Art. 4 (3) ('.'.' .. inath . ' ... be r an.',' d ch o ice of'

. " .'" " - di .' t . e . num· , , , ,

(e) Relevant particulars reg~ m~ . "~ ..... . c'" .' ..., .'. . .

. arbitrators (Art 4 (3) (e)) . " '

. (i) The num~er ~f ar~itrab;l~o.rS':r: .

(i .. ) Th e nomination of arbitrate .8. . bl . l' es

ll.'c· . " ." , '. ....,. • tb .' applica I': e· 'm",,·.,,>'

(f )C "' .. ,'. -: '. e'··n't: 'S a' "'''8-' '-t···o·~·,,· th re place 'of arbltratton, ne appn '. ,.','

,. " 'omm" "';"'. ..' .. '. " .. ) (f)"')'"

~,'..I'f···'1 "j' '_ •• -. ·:-a··· ·o······d·' ·th'·e····. ·1·:8In:·gu .• ·· .. · .... ag e 10, ,·,,'f' ~~ ··t· h 'e' arbitration ',(Art 4 (3 ...•• . ':. .., '. .

o aw v ", 1'1 I· "" .. "" .'. .... , •..• .... .... ..... ,

' (i) The ~l~ce of arbitration . ' ". '.

(ii) The applicable rules of law , "',

(iii) The language of the arbitration,: .: ,

(4) 'Num~r of copies :~f the Request for Arbitration .and th~, Advance Payment on Administrative Expenses (Art. 4 (4»)

, :(~)Notification 'of the Request for Arbitration (Art. 4 (5) " .... ', ) .

(6,-'-'), Joinde "r: (or 'C:" ':'0--:'0' ·S,:':O·· ··"'l·l~'·d,'. auon i) '0' :f;: R' ,~:·:e·.··q,····ue·"s·,·t'ls.·',: for Arb itration (Alt. ,4 (6) .

. ....! ' ' ....• '.' '., ." ··"'C' •• ' .......•• , .. , '" """" c,. "" .1,1 ~ L ,r:'U', .. ,' .. '. ". '''. .

. . ,

2. 'The Answer to the Request 'and Counterclaims (Art. 5) , ': . . .

a) General Remarks on the Answer to the· Request ' : .

b) The Contents of the Answer to the Request (Art 5: (1')) "

' (1) FUlldettlils' of thep~ies (Art.' 5.( 1) :(a) )~".: , '. '.' .. "" ", 1 • , ,

(2) Respondent's POSition as to the Nature and Circumstances,

. ~f tb~D~Sp~t~ and the Claints ,Submi~edbythe Claimant

I(A" rt 5 (1·)" (b)" d ( .» " .

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1("3)': Comments conce ._,- -1~ n-"-:-"'g' 1-,' the N -"U'I - m I 'b-(;' er a 'n-- 'd"~,- . C/'Ih~~ '0". '.·I;:C··,,'~ e 10"," ,f['I':;A rbi tra to '. ',- .

,,':',"-' :"" '. ,. - -- -- "'. , , """"-', ."- , ' .:...c: ,.1 I~.:.I.- -'-.·.·: .. 1-.,· ~ ' .n.J~""".;I'.iI"I •. ".,.!-r,s, '

the Place of Arbitration, the Applicable Rules 0:· Law and the . Language of the Arbitration (Art. 5 (1) (d) and (e»)

c) The Time Limit for Filing the Answer to the Request. for Arbitration

(Art. 5 (1) and (2»

d) Counterclaims (Art. 5 (5» .

e) Replies to Counterclaims (Art. 5 (6»

f) The Number of Copies to be Filed (Art. 5, (3)

g) Notification (Art. 5 (4»

3 .. The Effect of the Arbitration Agreement (Art .. 16). ..

a) Referral to ICC Arbitration (Art. 6 (1))

b) Decision Regarding the Continuation of the' Proceedings in the Event of an Objection to ICC Arbitration (Art. 6 (2») .

c) The Autonomy or Separability of the Arbitration Agreement ' '

(Art. 6 (4» C~ The Arbitral Tribunal

1. General Provisions (Art. 7)

a) The Arbitrator's Independence

b) Th ne Ar/i.,.,,,- bitra tor "S'" Du I' .ty/ .. ::-.,,-, to A"'· ct C"/ ..10-, rre rect Iy

•. '.' .. . -r ....... ' :' .' "" ". ,.' •• " • -.I 1 I, ' .... ' --I .... _.... ":' .,.' , ~ _.,I '. :, " . I '., /,- '. '. '_ . .'..-' '. "-:__ .... . .... I. .:' .. 1:..: " '.' ". ,::~,

c) Pa .... ~ rtv Au ·t· 0-:::' D·;' 0" - my in Relation ,t"~o"'" th te C:<'-'O'( ·'0' istitu tion O-·,,····If-: th ieArbitra '11 •

'_"',[ I .. _"a I.; ", '~_ .. ,".' . .' .: ___I_ ):_:.' ._. "": .'_'.",_ . '._ .. ' .• 1, I./_IL...' .".,~'.' .'" ":., ".' .. ' _. '.\' __ ", >" ', .. " : .. '.' _, ,' "'.: .~ .. _',' '.U.'.. '. . _

T-r ribun aal .. ··,:· ,-

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2. The Number of Arbitrators (Art. 8)

a)" O····"len···· eral Re rn arks

! __ , I.' . ['.' ." .~:, ',<'__ ~·::~~~·.:_,i,: ~ . .' j .,.A.:'- ' :

b) No Agreement Between the Parties on the-Number of Arbitrators·

c) The Parties Agree on ,a Sole, Arbitrator

d) The Parties Agree on a Three-Member Tribunal -,;

e) .... ' Th'" ·,·- .... ie Tim ie ·'L·un .. ·~· its fo ··r· A·-· PP':I' ooint ing Ar'-' rbitratot S'·'·: . ,,-

, .. .'[.' '::: :.' '.' .. __:_ .. , .... 1., .. "":'-".'" '.'>, 1(·,,: :...:., .. -:-., . .:_.:."I .... ,:,'.)!_:__.:__ .. :,~.,.: .. "'''''''., ItJ.I .•. ~.:. .... ,.,"_ • 1.

(1 )' Sole arbitrators . . .. , '. . ,

(2) Three-member arbitraltribunal ; . _ .

3'" Appointment and Confirmation of Arbitrators (Art 9) .. ',' ,'.

a) General Remarks - .;" ~ - ,

b ) Circumstances to be Considered when Choosing Arbitrators: . - -

c) Confirmation of Arbitrators ' - ·

I "'. d)'·' ·n...o· p' osals by N' ···:·'a··,·t··:'·l"-o·'·n'~·~al··"··--I IC .. ·· .. ··'o .. nnm : ... imittees . _. - ,,- ~. "-' ..

.. , -. I ,..... C.,I.!.: .. ~ ._". I.' _I::';.'~ 'i .'., .: .• _.:' I . ".: : ,,' _"'_":" , ,:.~_. . ,) I, •. ,.- :." .:::_." _.: .. ~.--,~~: I , ,

e) The Procedure for Selecting Arbitrators through .National Committees

4. Multiple Fatties (Art. 10)· C '. ~ - '" , ,

a)" c" ·:··~O··'··' lo· .. ·t:-·e- ·"x··· .. ,·t-' , - ~ ~- ,II • IJ • - ~ .' L .. , .•

" (.. .. _~I~ _" I" .... :.;.~:. :_. '. , .. -', •

o) The 'Regulations Presently Applicable: to the Constitution of an · [. ·

. -

Arbitral Tribunal in Multi-Party Cases . -,' " .

I - I .. .

, '., ;c) Partial.Regulations ' · ~ ',.' . . _ '. . ~',' ,

-. ~.':':' 5~ c;:hall~Jige~ofAtbitrators.'(Art·,"ll)· . :. i'~'-'! ': ~:' - .:_- ". _' . " -I ','. ".

, -:~ . a» Th-'! ,:1·e··'C' •• Powers ofth ae 'I'C/"":C>: In" nternat tional ", 'iC··-:·~o··::·:·'nrt' '.,"'-'. of Arb ='litAtr·;· ra +;:'Io'''-''_DI'_:~I -- -

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Rec;'lg'na u - (Ar- t

e) The ,']I~~t ~f Arbitrato1 rSeme~t .

6. Rep!acen, '~', . 1 S for Rep ac.· . 1 '. ...•• ..• allenge

) The Reason .' ]1 w, nng .. a ch

' . -,.-~ I ernent fo 0 ....

(. ), Rep Be .•• 'b4'tr'ator'

. 'h . f an ar ) .' .

(?) Deal' O. '. f - , at'-' b-·.··'I:~trLato,r

.~ ····o·anl .. rrties

(3) Re~ignall';m office by. the ~artI~nitiative (4) RemovR-., n the Court's own ....

(5-') Rep'lacement 0 . . . t'" 'r-

,', .' .' " t Procedure .... '.. Iace an' Arbitr ~ · 0

b) The Repl acem en , . f a Decision to Re~,~~ th .erbitral tribunal

c) The Con~equ~~:e:fo the proceedings before ,1, ie: - .' ..

(I) Contlnuatlo, '".' .... h anged . .' I." I

'. . .. ,'1 .. · c, ' .. mll';position bas ·c" ........•.. ' ..• tru mcated' arbi flu

. whose c~ •. '~ "~,: .. of an incomplete or :n ". .. .

('2':,) Th -e sp ecial case

[., .~ ,I

'-

'. tribunal

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". Th A rbitral Proceedings Ai"" bitral Tribunal (Art. 13) .

D.i·'en.L' .. ,~ ." ":bP"I' to the _'.'lw"·".":' ".,

1 Transmission of tne ,le, . f 'h' , Ai'" rb ·1~tr-,,·~,'11 Tribunal .

r .;... ." '~~,- tion 01 the ,iU ~""". .'. th(' 'iI!" S'" t • ,_. '.".' ,

a) First Co~diti~~:F~Jp'R1al~nt~f,ilie Advance Requested at ,II, l~ , .... (~~<'_:

b) Second Condition: -,' aym, .. ,

,- '.,1.., p' ". . dings

ofulerocebe,·',·····tc• .'. (Art l' 4')",",

2. Place of the Arbitra lIOD, " . '" ..•.• .~. .",. _

a) Choice of the Place of Arbitration

.,. (1) The will of the parties, . "

(2) Fixed b; the ICClntematio.p.al Court of Arbitration

b) The Place of the Hearings.

c) The Place of the Deliberations .' ..,. - , 3.. Rules Governing the Proceedings (Art. 15)

a) Hierarcby of the Applicable Procedural Rules _ . _. .

b) The' Parties' Freedom to Determine the. Applicab.e, Rules of .

Procedure

c) DetenninatiOD. of the Rules of ProcedUre 'by the. Arbitral

Tribunal ,

d) Provisions of the Rules from which the Patties may not ,D} rogate

e) Procedural Agreements Against the .Arbitral Tribun'al' sWill

f) Th -;. Ar' bi I T' . ib .' , ,

....... . ..... le>ltra. "rlunal" s Conduct

4" Language of the Arbitration (Art. 16)

a) The Nomination of Arbitrators . J

b) .The Language of Correspo~d~nce.~ ~ith lb~. Se~,' t"-I t' and the

. L~gua~e of the Initial Pleadings . . .... , .'. - .. re.arla .... ,"'c' .•. ~ ••• , '.

c) TranslatIon of SubmiSSions and -0-,-," "-':" ,_.. .' '.'. •. . c •... , •• _. _

d) The Hearing of Witnesses .. , ocuments· Produce, :8S EVld~-,c ..

'e) The Language of the Ap ·.p-r, b ··"1·,···· R...·: _ .' '. .'.' ,

f) The' Linguistic . Ski-~"l'I" .'·f. ",ih:'lC.a.,e ·:"'ules Of. Law.: ' ,

. " )-' ..... ·.',IS o. t,e·Parties' LaWYers .

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s. Applicable Rule 0:' Law Crt 17)

a) Choice "I" the AppJicRlle Rules of Law by the Parties

(i) c he i:'CL,' ~ '1-'-'ru1'i I" ..•• s·'o'i· .. I:·a'.' IW', I~,J, ··b"~y .. ,,- t'h:"er '. ~."'II;~S:: . I ' .. 1. ,.' <."

Iw - ~ ~J • - - • " • . _ ~ _ , !,' ~ "" ".-:' .'. ".: ,," , 'J' ~ • _'. _: cu II! I ~I __ .I ~

(ii) Trude iJI~a,,'IJ"" 's-" ....--

, '." - - 1 ·.f._:- 't ~I -: _ '1' .I=i.'~.i.· _ .

:b) ,'cC::'I:nninrfon ofh- ,.Applicable Rules, of Law by the Arbitral

TfI,~·un I , .

(i) Us- of a given system of conflict-of-laws rules

.(ii) AppJicati~~ of ~he~uJ:,.s···.····'o-.···f':'····c·~··.ol·'n·-·f].··ccl~··c. ·t'o··.·f·~·····m," o:'~~Ct.-,·h--·::in··~·· one C'-~O'" nmtry

-' .- - -'- ._. L _._I,~, '_.' .. _ '.':__",, , " .. _' .. _"'''. """"."' . .l~ ,~:.,,_q..I .. ' ._1,,_, _.' .. .:::_ .. '.:_ ,_ .• , .,: ,_'

.'. _ connected with the dispute subject to arbitration

(~ii) Use of the general principles o-r private international law

(tv) 'The 'vole direcu , or direct method -

(v) A pplicatlons of rules other than those of a national Iaw to the merits of the disput

1·_'" -

8. rade usages

b. 'Lex mercatoria' and 'general pro, ciples of law'

(vi) Practical conclusions I :

c) Mandatory Rules

. d) Decisions .• Based on Amiable Composition and Equity

. " '.' .. ' Terms of Reference and Procedural Timetable (Art. 18)

a- )" Intro iduction

.'.: C ,_. l ._.~I I,~ .' , • ) , ,"I- I" . .:..._

. -) Drawing up the") 'erms OJ-' Reference (Art. 18.(IH3» (1) The usual procedure

(2) A party refuses- to sign the Terms of Reference

(3) The time allowed for signi .. g the Terms of Reference ,. and submitting them to the ICC International Court of .

A'· "'; 'P1b-' -'II!!! t r 'a' - ti 0'--:· 'n-,'I"

.': ·u . .:_:'.:, ,.,.1, I.:.) ,l '':'':_., ,_

c) 'The Procedural Timetable (Art, 18 (4»

d) The Contents of the Terms of Reference, (Art. 18 (1) (a)-(g»

(1) The full names and descriptions of the parties (Art. 18 (1) (a» , (2) The addresses for notifications (Art. 18 (1) (b)

(-3' .~ ... .')''-'" Th ... ne s 'U' m·_'·-,·· m , I' a:·'~· .,ry......... o .. ~··f·· the ~', 'p",a':'- r .. ties' res p' ,.' ective claim ... ~. s an ,d':' 10:, 'if-~'" th·· ,'-, e

- _-:.1" .~'.:_ 1"- ! _!,.l '_~l, ,I _1'_' '. ,1,'.'," ,';. ..' .... I','. .~I 1...... ,'_ ,'_.:.__, -:,,", III _:__:", I. -- .. _:__ ...• ' __ .r_' _ __:' .. "._ ',_. I' ','_' ., '!~", . _.' ',' __ '. 'J~. • ••• __ ~~._ ... :_.,

_ ,',' . . E:'"

relief sought by each party (Art. 18 (1) (c)

(4) The list of issues (Art. 18 (1) (d) . ':

(5) The full names, descriptions.and addresses of thearbitrators

(Art 18 (1) (e) -

(6) The place of the arbitration (Art 18' (1) (f)) . · - (7) The applicable procedural. rules (Art.. 18 ( 1) (g»

7. New Claims (Art. 19) · . . ,

a) The Conditions for Bringing New Claims after the TenDS of .. .

Refe erence b av e bee .. m -:-- Dra wn n , ·U,·'.:I,:,p-~.,. "

, ". ";'. ·-::.1,~::: .J. I ' : " .' .. _ : " '-' .. '. _.' _. ~ . . .' '-' '~' _. _ , .. ,'

(1) Admissibility 'of new claims 'by virtue of an' explicit 'agreement

betw ·'······e'.~::e·~~n· '1' ·thi:;··e·· .. ··.· part ties

1_- .. e= . '~. '_ " _ ... ' _ Ii 'J(' .",-___::' . oj.,'._"_ .& _", "

- , . (2) Authorizationof new .claims by 'thearbitral tribunal ' .. .b) Increased Flexibility as Compared with the FOlmer Rules

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a) G-enera1 Remarks' .' , '.

b) Estab1is-ir1~ 'dt~Pacts by All Appropriate Means (Art. 20, (1))

c) PreparatmY Submissions (Art. 20 (2» , '

, ._) A Decision Without Oral Discussions or Production of, Evidence

(I) Document-based decision with the parties' consent '

(2) Document-based decision where one of the parties is absent

e) A Decision 'B:~·':.as:;:>··~,.J~ 1.0·",0····· ,Q': .. ral D-"'I::-'S"'~"c:,:u' s·~~:S~:'l"'o··-·'n;i·:s'~], an .·;d·':I.,l·-o.··r: Pro ··d·: U' cnon of Evkk

. . .. t:iY ' ., .. ' .' ,.' ,.- I' .....<!L .. ,/· 1-,','ylen'Ce

(1) Hearin •..• ·,'g of witnesses, experts and other persons (Art 20 (3',·'"· ),,' . '" "~'"

(2) Experts (Art 20 (4» . . ." . .' -, ·

a party-appointed experts

'b. ExPerts'a;~iotedbY the arbitral tribunal' ,

c. Decisn ,,' , .' ... ', .", ·...·.,IIc·· . '" ... ~ . .i:' . .

f.). . '.' . . ... iston Dot to tJSe .. ·.a tnb,,oal-ap- .. 'p·:omted expert '.-"-:.

'~',I Protection of Trade Secrets and C' fi'··~:'-·'d·····~··'···· .,'. ·1···~·····~~~·· '. : ... ~ ,.'

'. ,(-'-ArL'.~,',i"" 20,.'.:1> ( ... , ... 7") )' ' .... ' ....:,..III.ODll,l,entla, .Iluormation-~.' ·

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19',.1 Hearing !'SI ,,(:Art: "'2:'1' ) ... ·l

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a) Due Summoning bv the' ....• .

b) A p., ....'. .....• . y ."." Arbitral Tribunal (Art -2~ '1' (1 "

1 .' . arty's Fail.U'P t .. A-I __ . ,-':- '... . ',,' -) . '. ,.' "' •. r: -' ) and' ('2"")")"

(Ij Theproc of the Hearing '.' . · --

,.1',' proceedings ' · - ·

(2) l]b-

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(3' I)' . ." .II. e, eanng-' , . - .

(4')'.' ~ assistant to the arbitr ....., .'

",.'1,1 Wltnl-"~e,' J~se. ~ s' . .ra tribuna II Cadmini .. · . .

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a,)' Th"':- ,,-_, S'in-ml'; '. '~ mgs (Art , r [' 2'2')'

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b) Th . '. 'D" I cance of the C-- '-I' .: '. '. .

_ 11' O' .' e I ate ODwhicb th . , .. osmg of the D-

'. . .. I ' .. oDServatory . '. dl I'" . >. ..' e Award is E ,I c· .- Joceedings -

a) The AIbI·~.' ~: .. J' nrenm MeasIJ,~S" -,- (Art'xPectedto be" Rei nd d-' , . ,

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. , e.aIS,I,~ .. lcbon to 0,' d - . . . - ,

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b) Th ,. . . .", '.r 'ODS'" ·

C") An"" e FO!Im, lof' th te ,A,..Jb-· .. - .. ervatory'·, an id In' t' ~;.

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.. riiUltrall A '. '. ,. ..... .greem- .. -~ ,D ority· d .... .. '-lSIOn

"'JUDse LlInlt ~'O" r-' the" A . , " fringe, the' '.' I •

a' " ',' - l~., 1 • -.- .' •

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b) Exte'·~.~-··· liS for 'I ,end""'.' r, 24) . ' .:, ;,

2.. . '. wards OSlon of Ibe T· enog the Aw d . .' .

. a)- ITb' r' (Art. 25)1 -lIDe Limit "~"1Ui ' ,

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b) Rill'· . I,. erence B . ,', ' -

C"-~)·'es Ap' p"'li-'~)Icab'" 1'-" lel\veen an' 'A ·

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d) '.lSSenting IOp- ,'" ....• to the u_,-~ __ ·,- ard and :~

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b)C Ihe Rig' t to Raise Points of Substance withe t Affectin» tr e

t' rbin J Tribunals Libe ·- r- srty of D~"e"c''''''I~'SI'' :~'n'"

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e'l How is the Draft Award Scrutinized?

L I,.. ,_. ..._ .,'. J. I' - • i .. '___.', .' !_ •• ',_: . .' '. J -'_ ,I, '.',_- .. '_"~ "I .. /._~!.'~ .. ..,i'",::" .•

5 .. Notification, Deposit, Br iforceability of Awards (Art .. '27)

a) ..•. otification of the Award (Art 28 (1»

b) Issufug ~fC~pie~Certified\as-T~~e(Art. 28 (2»

c) Deposit with ICC and Waiver of any Other Deposit (Art, 283)-(4,1)

d) Assistance in Complying with any Other Necessary Forma jf '::,' ,

, I("'~ .'~.",. 2"':-':'81' (':'5-'):~')" .'. .. ;- '-'C·.~: '., '.' '. 'ci'-"" 1.:<' .... '.... . "--' ._.

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e) Compulsory Nature ofthe Award and Waiver of any Form of Recourse (Art. 28 (6»

161_ Correctio '-,In I I .an·:- .. id In terp oretatlon of Award s····· (Art 2:79 .. 1.")",

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. a) General Remarks

b) .~onna1 Conditions

c) Corre ... sction 10" .. '"'fl' I-' th e A·~:, ward

.. _I ..• · -. '_ "II .Ii I . _. ",_. _h_l. . "I' .' .,' l I" . '! ",:. : 1_ j ". •.•• ~ ~.' _.":'__'

d) Interpretation of the Award

e)1 Dismissal of an Application under Article 29 of the Ru F., Costs and Advances

1 .. Advance to Cover the Costs of the Arbitration (Art 30) ·

a) G ···-·e::~--·e~'·!ra1· ><1', Rem arks

'_.' .. -- __ [. _:_ .:_ ":__.' :'-~. _.::. --:...: ,' .' ..::.:_'....: . ,; '- ~"" ". -".

b) Provisior laI'::--I'1 Ad van ice 0-----:·'0'·:-- Co "."' I·S-:ts--···:I

__ , " , :_.... ..' .., - . 1 '.":_ :_, _' ..::_. ..'; :.....:. .. .'__ 1___ _,_I:__[:..: J _ _:_'- I I )_I ,_.- ::_'_ '.2. __ '~I

c) Advance on Costs

1(>1)" '.',)', ten I-'S':' it fixed?

•• ,', I., :: _ ,_. ("_ 'i~ _. ·,I,'=-. _ -= .. _. 1~. " __ '1 • .,

('2' .. /~).', 'H';' '-'0'-': . 'W" '.' '" 1"; S'~' it fix - ::--' ... e d -. I?

"_"".'" ,_I." .,,_.,:. ":\: _:.___-_ ... ' . .J .- .. ',' ",' .. :.' ".'.'

(3) Reconsideration of the advance

d) Obligation to Pay the Advance on Costs' in Equal Shares

·e·).~··· S "'e"p:~ a rate Ai ..... d van aces

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f) Bank Guarantees

g) Non-Payment of the Advance on Costs

h) Consequences of Non-Payment of the Advances

i) C: laim for S-·-::~·e··~····:···~O- ·ff,'-··::··'· ..

I~ i. . ·'~a.I.J."ul~··· '_. '.' . . ... : .. ,,'

j) Advances for Expertise Costs

2.. Decision as to the Costs of the Arbitration (Art, 31)

3. Costs and Fees (Appendix Ill. Art, 2) ",

a' ) .... , Definitio -"0'-":" 0'" ·If·-', Itb-i ae Arbitra It(I":,O''-'''-o''--;-' Co -·-STlts-:~'·:··

'.' . _/ ~.,,' ,_.' " _, :'. '. '.: __ '.'_:','" __ .;. -',' ,' .. : . .'__ __ .- J .' "'.~ -, ".'_'" '.' .' .)1 .. , __

(1) The arbitrators' fees '.

(2) The arbitrators' expenses (3) The administrative expenses

(4) The fees and expenses of experts appointed by.thearbitral tribunal (5) The costs incurred by the parties for the arbitration

b) How the Costs of the Proceedings are Fixed

c) lbe Division of the Costs Between the Parties

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d)V:alueAdded Tax the Administrflti,ve E"pense~ ' .... ' .. "

e) How to Calculate t. ", ut -~-

,e ",' ' - ' II" U e ' ' j

B :- - f the Am' ount In DISP'· h ~u- 'Id-II be used?

, aSIS 0, ' , ',' , _',' scales 8 0' I.' - .'

" W' hi ch 'V' e-r'sion of the

(1) I lei' "-,'" -

'~ . I_-_ " ,'- ~,t., d of c8,lculation

('2) T'he m_eul,O' 1_" ~"--'" -- -'

" "-" !i!I ;I' tra t" l~ ve, I le-" xpenses,·

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a I ' . "

b"Arbitrators' fees .. Non ICC Arbitrations

'...c""."_: ~')-,-,,",,:t"'" of A.~'.rbitrators ,mJI)!-~/ " '.", _. _ .

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f')···· ·C·:-'·"·~··:-·"··,s·"t's" for 't,le.,\pl;' ",><:" .... 1"" :.-"~' ' - '

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G· M" ·""l·scellaneous .>COVlSl···. _0 _

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}, ModIfied TIme Llm,n .. s:,~,' , " ,." ."' .' " h .. - T' 'im ":···'·e:- .... : L·UllltS· Fast- Tr,ac .....

,II ,",-" ",', ' - ...,. ..... i!!'"~'." 't: .. ,-.,- .. , S':"h···ort<-:en tne "" l~,~: .. '."" -",I.

) Th PartIes DecUuono· .i> -

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A ~r"b'l"t'r-a"I't'lo'n (Art 32· (1) . h 'j\ rbitra .. ···l T"n:-·· b 'un" " .. "a"]

,;it\J'~~I":",,""."''..,'" . ....:::.." ••.. :!!! .... ""[,',~, !II'_._'."-~" with 'R,espect to t("e: ro' i.c'· ...• ···.i.~

b·)··.····. ;T:hi:~I,~, -S····'······.·hoden·ing.····· •. of TIme Ltmrts WI., .<' .. " .. ' .... .

..... .'''. ", .,e '.:' ..... , .,"' .. ',', '-""-' ' .... ' ..... - ".,., .

2· Waiver (Art. '3'3:)"'.1

3' '.' B:x·.··U-lc·lusio~of Liability (Art. 34)

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C: HAP" ,"", "T" 'E·-'}.R·;·I 4 .... · T' '-H"I'E"- S-~'T' "'A)"N''':'''''"'''D''''~AR'' ····D ICC ARBITRATl:' •.••.....•...•............... :, ..

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A" Ar····"·· rbitra -ation IC'····l· auses in General

. ,. '. ," .J.: ... " "C_' : .. ,,-: .. :., ,'--' " ...... , ... , "".... ,-" "".

B'. RI:U' iles of Law A······ P plic ... ···a",·b,::··ll .. e to th ,e' Arbitration Agreement

• "I." C .' ." '.' •...•.. ' . • .'_:' " ' • " •. ',..... '>.-. ". ·s' ':~ -::' . ' '1'1:' . .; .' .'.' , v Pr _. "- , .. : ,'~ .", . ..... ,~ ... ,' t hi '~-" . ..o."

c···.· ".".''' Q ···t'·'u·· estt on s C" '. on ··;IC····" ernmg Specific supp e,m'en'tary:':':! • I'" ,..', ···.OVlS,IIQ,nJS mtr e

' .• ""_'~ : .. ' , .. _: ':,,: _ :'," : '.:.' ;"': ~.: . ,;~',.~~~'"""' ., ".'".", .". "', , .. r .. _/." ". .' -"',; ·;c~' ::-' , '_\" ,', ,'- .. _'-_..... .,

'b'· III A" .

Arbitration ... ·greement

1- Th" "~" : .. :." 'R": .. ,'.' . '. '"- .. ~,"." .... -:.:,.- ..... : .. :.,: ,.-.' ·t··, tc A'~' 'to ·t' ",.-::,.,.- .... ·"~t·" ,A:"- ';",. ~. »b'~ll"" - D' "liI·:s~,~·-t·'·e" "RI_'e·· .. ,-·:s .. ,·-I·o·:"I·!I""U .... ' .... tio .. ,"·,o· .:-. 'F' ··~~··'s-·:··t·", an·";"·I" rd . ) .,.e,.equlIemeno",emp .mu:a",e .. lpU' ~ .' .,. I .•..•...... ' • .1..1.," ....

Other Prior Conditions

2·' Ar · .. bit ... ··'·I T··I·-lIibl. ""-"1: 'C·';"-' d , f"";':T'"'' ,', .. - E-" N"'- b f'.-.:'M···· b -

..·1 "ltralnUnas.:ompose, o rwo or an .ven,umer otMembers

3,. Nomination of Arbitrate rs b ..•. y'>, Th··-!~·~":;:rd,,;,i 'p. ·····~artl,~·;"·i,.'e-:"s',:

• _ • _ '. _. _ _ _ ..., _ • , .• '_ I ,_ •. _ _ l. ,_ _ ,I .'. •. _ _.. • . .•... :..._ .. ,. .IU l ..... :. . - ... ~_ '_ I. ! ... ' ..:. ..

4. Possibility of D,eviating from Certain Provisions of the':''':' I"' C/·· ···:C·,'·: "'"". R--:--- 'Ui " l·"I.'e·'·· s· .

5. Items Wurth Includi~gin;~'Arbittati~fi~A.;~~~e~t<'/·' .;'"

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C.HAP1'BR 5,., O'VE'R'VIEW O'p; 'THE TIME 'L-: IMIT .. '·-,'"""'_""'_"-:-·I·;S·····~' L' AID'" '-.- .. : ..... 'D·_····O····WN'···--·-···:, ',-,

......... ' ' .. ' ....,'1 " , ._, . '.' '" '.' .. '~. · . '. .•.•... .c;'., .. , i"'· " i.' .......,>.~, ,IN:

THE ,ICC RULE,S OF ARBII·TRA·"·' T" '"1--'-'0" ',';NI" "- -" .

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~~~~S6. O~R METHODS, OFDISP'UTE RE.SOLUTION'lJNDER'

A. General Remarks

B. ICC ADR, Rules'

1. Amicable, Dispute Resolut ..... ' 2" S ugg.ested ... IC'~ •· .• C: ····A: D' ,'R·· ••••.•...•. "C"'I'" a1ul:lls'O:e' n

.. . ." ... ,.. " I, S

3. Comm,encement of An ..••.... ",,'.,~

4. Neutral·········, ..... , .... :' ·),R Proceedings

5. Conduct of the ADR P ..

6. Terminati~n·········· !: ·,roceedings ·

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'8. Costs .

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C. ICC Rules for Expertise .

1· Proposal of Experts

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2.. Appointment of Experts

3.. Administration of Expertise Proceedings ' 4. Suggested ICC Expertise Clauses-

D. ICC Rules fora Pre-Arbitral RefereeProcedure .1. Suggested ICC Pre-Arbitral Referee Clause

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4., Costs

E I-'C-~<C,,: '-, 'D"'-",OC"- -::--D':'E>'X"":'-- Rule s

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1.. Conduct of DOCDEX Proceedings

2,.- D,QCD:EX Decision

F. ICC Rules for Dispute Boards

,Ie",- -""'HAPTE': -~. '-_.'" <'R··.····· -7', S··~·····:'T'-- 'A"-' :TI' '- ""S,:-TI-:- c ··~·A,·'~', 'L:' - ']-, 'I---N>'F-·',O·····I"R--·) -M'-,,-,,·." "A·--,', T' 1"1---::"0'" :-"-'N-'-· O'-,:~-:, 'N: i 'I-'C' '.' '~'C':' -- ARB""'~' '~JITR:-"- :~',-' A'-, TI':'- :',Of':',N:, r

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Table 3'-,· Am O'-_-- unts in d) ispute

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Table 5 .. 'Geographical origins of arbitrators

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·' __ i,8,.::.e, .:~ . ,ace 0; ~ arbitratton

CHAPTER '8' BmLI,OO······-RAP;HY O·······IN:--'T' '-I,C>'JC': -, A-' 'R-B·······ITRA-'-' " ,'.', ',:,-", 'TI-' -'O····:-'IN"'-,~'

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A,-'· . '1, -'C;:'r;'i_ Arb! tr al Awards

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B, Books on I-I-,C···'----I;C'~: Arbitration

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,-- L" d Art- ,III, l'

C~, Selected Articles

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I D-'-' Web Site ":S~; Ie' :·O'-"',D"-"t-:a···:·-j'nin,g-",!' 'M'-',-,,:· aterial ·'an:,"·": ',d',:·::' Information -, '0"':0" 'T .. ntemational 1

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Arbitration

; _II !_ :""', _ : .. ,,,: ... : , . _

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APP·~:-'EiN,'-',,'-D""'IX···-··',.-- -1 I-'Ie'" ···C--: R'-'UL'-'--'::- LE:--:'S········~ ~·O-:~"·"'F'·" ARB":- 'I:;~T"-Il ~!TI'T·IOt-,·'N·········-

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APP---"E- '-ND-'-~······IX·-~'- 2" 'M"':- Q"-:'-'-n"'E'>L: C~~:IT"~TD~'D'TC-:iI:r' 'U'-'M'" .... ,' "TlTAE-' I ~,' 'cO':"-R;;" .'I:C"'--"'C<:·;

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A- pp"lu-NDIX 3" 'I'C'C NO'TI'C" <t'[J, ON" P"HRSO- NAL AN'--O- ARBI' --ITRAL-T"- ,,'

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AP-,P:·''C'ND·····I!'>IX·''·:--: 7: IC·'···C·;··'~ R,li' 'L t:?S'·-: cO' "','R" A PRE~,;_·.l~,,-~. I ~',~,'. :- - _".L -'- .

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. _~ R,QCED'URE

AP~in;'OllTD:'-:-',TV 8"':' 1: 'C· . '-C<:-, A',' Di- ·'Ri~: R: )~'ULI '-"S'·:··:: AN·,·"· D";GUlDB'TO ,~CC· A-,

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AP'_,ID',?ND:- ·:!XI .. '. '9··:·! 'I:C·'···;·.-C·/·: R··:·· UL·,(,E~'o·S:·. P'r" ,;.', ,':: ... ,,-. ~L·~,",,~ _.~:.'. "'.' ,

_ .CD. ·t. _' ,- ..• ~!" '." ~ -_ .....• .I~. _ .. I' •• 1

APPENDIX 101 •• ICC--DOICDEX .,RULES

APPENDIX 11. UNITED NATIONS CONVENTION ON T'~;IL-:

RECOGNITION AND ENFORCEMENT OF FOREIGN . ARBITRAL AWARDS (Ne:w York, 10 June 1958)

APPENDIX 12. COMPARATNE CHART OF REFERENCES T-' ' NATIONAL·ARBITRATION LAWS

,

APPENDIX 13 ICC DI~~S-IP'UI':TE-:'~~' B~:"··'O-"ARD" -~',' R····U:-:"··L~: "OS::

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IND1;'vr?iS:,:·· AND,-"':~I'-', IT" 1 A B"L' E-'-~"S""

,"'- . UAO·' .:;' <,._ .. ' . In'.: ~'-.:~~"

A. Alphabetical Index .

B ,." .... ble f' R' .' f

- ~. ,a,e o.e .erences to Articles of theCC Rules, of Arbitration an .. .. .otber ICC DIspute Resolutio 'n'" Rul "',-"':. -. - - -' _ . ". ,,'_ .... -.'- "_"'-:-"~'-'

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., ., 0 References to PrOVISIons of N ti '-I L-' ,-.-'. ,'" '-. :". .,

Lega! In - uru ". ' . -. '. _.1, ,a lona - .~ ~::,aws, 8····n·· ·,d·.'I. Intern iatiom

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,~... J (~, ... ' ·'e 0', ( ! _. -lgures

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