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Rory Gage 917-923-6478

SUMMARY
Trade Support Professional with expertise in Latin American Emerging Markets.
Proven track record of streamlining processes and reporting procedures. Solid kn
owledge of industry and regulations; demonstrated ability to identify and implem
ent procedures to improve accuracy and efficiency. Experience settling trades fo
r equities, bonds, loans, swaps, CDO's and structured repos; Led systems develop
ment for and execution of TRACE compliance standards.
PROFESSIONAL EXPERIENCE
Deutsche Bank, New York, NY
2005 - 2010
Latin America Emerging Markets Credit Trading Associate
* Streamlined Latin American Emerging Markets trade processing and reporting pro
cess for daily control reports prepared for senior management by 33%
* Recorded Latin America corporate bond trades desk meeting all compliance stand
ards on timing and accuracy
* Booked Latin American structured repos, CDO's, equities, bonds, loans and swap
s meeting all compliance standards on timing and accuracy
* Produced daily control reports for global markets generating Root Cause analys
es for senior management
* Entered Interest Rate swaps trades in Emerging Markets meeting all compliance
standards on timing and accuracy
* Generated daily transaction management report queries notifying senior managem
ent of potentially non-compliant trading activities
J.P. Morgan /J.P. Morgan Chase & Co, New York, NY
2000 - 2005
Global Emerging Markets - Book runner/Trade Support Co-Supervisor
* Calculated daily P&L and systematically compiled all trade activities from Blo
omberg and other systems
* Gathered and recorded high volume, fast paced trading activity for new issuanc
es. Acted as a book runner for EM sovereign and corporate bond issuances.
* Resolved trade disputes by coordinating with EM Fixed Income Sales and Trading
, settlements and external clients.
* Monitored short positions to determine necessary repo coverage and debt conver
sions to improve liquidity for EM debt
* Reconciled trading blotters, processed bond amortizations; coordinated corpora
te actions, buy-ins and recalls with front office
* Managed distressed loan and bond settlements resolution by coordinating with l
egal, compliance and the loan settlement group
* Led TRACE project; partnered with technology to successfully implement automat
ed reporting system within regulation; system remains in use today
* Streamlined corporate bond trading position and corporate bond book running
Jr. Repo Trader
* Handled trading of an unmatched book, covered sovereign and corporate shorts,
negotiated term repos and managed overall EM Repo balance sheet while Senior Rep
o Trader was on maternity leave
Bear, Stearns & Co., Brooklyn, NY
3/99 - 4/00
Trade Support / P&L Accountant
* Recorded domestic sovereign bond trades and P&L accounting within the Governme
nt Operations Department accurately and on time within compliance standards
* Successfully enhanced government operations and P&L reporting procedure
EDUCATION: B.S., Business Administration, Northeastern University, Boston, MA,
1998
LICENSES: Series 7 and Series 63
COMPUTER SKILLS: Proficient in Microsoft Office Suite (specializing